Research Ethics

Objective
• Be sensitized about research ethics
• Able to decipher the
• Basic principles of research ethics
• Duties and responsibilities as a researcher towards study
participants.
• Respect the rights of study participants and uphold
research ethical standards
• Adhere (obey) to ethical principles and rules by
following existing ethical clearance standard operating
procedures

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Ethics in Research
• The word ethics comes from a Greek word ‘ethos’
(character)

• Ethics is a systematic study of value concepts ‘good’,

‘bad’, ‘right’, ‘wrong’ and the general principles that
justify applying these concepts

• Ethics are norms for conduct that distinguish between

acceptable and unacceptable behavior

An action may be legal but unethical and illegal but ethical!

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 Why is research ethics important?
1. Norms promote aims of research, such as knowledge, truth, and
avoidance of error
• E.g., prohibitions against fabricating, falsifying,
misrepresenting research data
2. Ethical standards promote values that are essential to
collaborative work, such as trust, accountability, mutual respect,
and fairness
• E.g., guidelines for authorship, copyright and patenting
policies, data sharing policies, and confidentiality rules in peer
review
• These are designed to protect intellectual property interests
while encouraging collaboration
• Most researchers want to receive credit for their contributions
and do not want to have their ideas stolen or disclosed
prematurely

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Why is research ethics important?
3. Ethical norms ensure researchers are held accountable to the
public
• E.g., US federal policies on research misconduct, on conflicts
of interest, on the human study participant’s protections, …
• Are necessary to make sure that researchers who are funded
by public money can be held accountable to the public
4. Ethical norms help to build public support for research
5. Finally, many of the norms of research promote a variety of
other important moral and social values
• E.g., ethical lapses in research can significantly harm human
and animal subjects, students, and the public

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Codes and Policies for Research Ethics
• Honesty
• Honestly report data, results, methods and procedures, and
publication status
• Do not deceive, fabricate, falsify, or misrepresent data

• Objectivity
• Strive to avoid bias in experimental design, data analysis and
interpretation, peer review, personnel decisions, …..

• Integrity
• Keep your promises and agreements; act with sincerity; strive
for consistency of thought and action

• Carefulness
• Avoid careless errors and negligence
• Carefully & critically examine your own and peers work

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 Codes and Policies for Research Ethics
• Openness
• Share data, results, ideas, tools, resources
• Be open to criticism and new ideas

• Respect for Intellectual Property

• Honor patents, copyrights, and other forms of intellectual property
• Give credit where credit is due
• Never plagiarize

• Confidentiality
• Protect confidential communications, such as papers or grants
submitted for publication, personnel records, trade or military secrets,
and patient records

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Codes and Policies for Research Ethics
• Responsible publication
• Publish in order to advance research and scholarship, not to
advance just your own career
• Avoid wasteful and duplicative publication
• Responsible mentoring
• Help to educate, mentor and advise students
• Promote their welfare and allow them to make their own
decisions
• Respect for colleagues
• Respect your colleagues and treat them fairly
• Social responsibility
• Strive to promote social good and prevent or mitigate social
harms through research, public education and advocacy

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Codes and Policies for Research Ethics

• Non-discrimination
• Avoid discrimination against colleagues or students on
the basis of sex, race, ethnicity, or other factors
• That are not related to their scientific competence and
integrity
• Competence
• Maintain and improve your own professional competence and
expertise through lifelong education and learning
• Take steps to promote competence in science as a whole
• Legality
• Know and obey relevant laws policies

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Thank you!