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Background There is increasing evidence that both obstructive and central sleep apnea contribute to the pro-
gression and prognosis in patients with chronic heart failure (CHF). In the main study of nocturnal home oxygen
therapy (HOT) in patients with central sleep apnea because of CHF (CHF-HOT), significant improvements in
oxygen desaturation index, apnea – hypopnea index, left ventricular ejection fraction, and specific activity scale
were reported following 12 weeks of nocturnal HOT in these patients.
Methods and Results The present study is designed to further evaluate the clinical efficacy and cost – benefit
of nocturnal HOT according to the results of a follow-up survey on changes in frequencies of hospitalization,
emergency visits, and regular outpatient visits by 53 patients undergoing nocturnal HOT for more than 6 month
periods. Medical costs were estimated from the DPC-MDC5 charge for hospitalization because of worsening
heart failure (HF), and from the standard model case estimation for emergency and regular outpatient visits for
HF. To reveal the time-saving benefit following nocturnal HOT, the influence on estimated days spent for hospital-
care was also analyzed. The present study revealed significant reduction in frequencies and length of hospitalization
(2.1 to 0.5 times/year, 38.7 to 34.6 days, medical cost: –2,686,267 yen), emergency visit (2.5 to 0.7 times/year,
–15,984 yen), and regular outpatient visit (17.7 to 12.6 times/year, –6,324 yen) as compared with those before
the induction of nocturnal HOT, which resulted in a total medical cost-reduction of 1,854,175 yen/patient/year,
even with the additional charge for nocturnal HOT (854,400 yen/patient/year). Furthermore, nocturnal HOT
produced a remarkable decline in estimated days spent for hospital-care (88.2 to 21.2 days/patient/year).
Conclusion The present analysis calculated a remarkable cost-benefit (1,854,175 yen/patient/year) from the re-
duction in hospitalization and emergency visits, and also time-saving benefits from an increase in expected days
free from hospital-care (67 days/patient/year). (Circ J 2007; 71: 1738 – 1743)
Key Words: Central sleep apnea; Cost-benefit analysis; Heart failure; Home oxygen therapy; Hospitalization;
Quality of life
C
hronic heart failure (CHF) is an increasingly com- nant disorders, and the severely depressed physical capacity
mon disorder in the general population, and is and frequent hospitalizations for decompensation of CHF
characterized by poor prognosis and quality of life considerably limit not only the patient’s physical activities
(QOL). CHF represents a major health problem in indus- but also socioeconomic activities.
trialized countries, given an estimated more than 1 million There is increasing evidence that sleep-disordered breath-
patients in Japan. Although considerable progress has been ing may contribute to the progression and prognosis in
made in the pharmacological treatment of CHF, including patients with CHF. Coexistence of sleep-disordered breath-
digitalis, diuretics, angiotensin-converting enzyme (ACE) ing, especially central sleep apnea (CSA, also known as
inhibitors, angiotensin-receptor blockers andβ-blockers, the Cheyne-Stokes breathing), has become a focus as one of
mortality and morbidity of this disorder still remain high. the potent predictors for adverse prognosis in patients with
In fact, the mortality rate is comparable with that for malig- CHF.1–4 The prevalence of CSA has been estimated at
25–50% in patients with CHF, and is related to severity of
CHF, gender, cardiac function, hemodynamic status, and
(Received August 18, 2006; revised manuscript received June 14, neurohormoral conditions.5–7
2007; accepted July 5, 2007)
Department of Internal Medicine, Cardiovascular Center, Nippon
Although nocturnal ventilatory support using continuous
Medical School Chiba-Hokusoh Hospital, Chiba, *Department of positive airway pressure (CPAP) or bi-level positive airway
Economics, Musashi University, Tokyo, **Cardiopulmonary Section, pressure has been effectively used for the treatment of ob-
Dokkyo Medical University Nikko Medical Center, Nikko, †Depart- structive sleep apnea, the same efficacy has not been fully
ment of Cardiology, Osaka Prefecture Medical Center for Respira- demonstrated in patients with CSA.7–12 Several studies have
tory and Allergic Disease, Habikino and ††Heart Bio-Mechanics reported that nocturnal home oxygen therapy (HOT) for a
Center, Doshisha University, Kyotanabe, Japan
Mailing address: Yoshihiko Seino, MD, Department of Internal Medi-
relatively short period abolished apnea-related hypoxia and
cine, Cardiovascular Center, Nippon Medical School Chiba-Hokusoh alleviated sleep apnea, and further decreased nocturnal nor-
Hospital, 1715 Kamagari, Imba, Chiba 270-1694, Japan. E-mail: epinephrine and N-terminal pro-brain natriuretic peptide
y-seino@nms.ac.jp levels.12–17
In the main study of nocturnal HOT in patients with Table 1 Baseline Characteristics of Patients in the Home-Based
CSA because of CHF (CHF-HOT), we reported significant Oxygen Therapy Study
improvements in oxygen desaturation index (ODI), apnea – All patients (n=56)
hypopnea index (AHI), left ventricular ejection fraction
(LVEF), and specific activity scale (SAS) following 12 Age (years) [range] 64.1±10.8 [34–81]
M/F (n) [%] 47/9 [83.9/16.1]
weeks of nocturnal HOT in these patients.18 The present Underlying heart disease
study is designed to further evaluate the clinical efficacy 26/24/6
(DCM/IHD/Others, n)
and cost – benefit of nocturnal HOT, based on changes in Duration of CHF (years) 4.2±4.3
the cost of illness following therapy, which is mainly Concomitant medication
31/51/38/35
consistent with the costs of hospitalization, emergency (Digi/Diur/ACE/β, n)
visits, and regular outpatient visits per year in patients SAS (Mets) 4.0±1.1
NYHA class (II/III, n) 23/33
undergoing nocturnal HOT for more than 6 months for the LVEF (%) 33.6±9.5
treatment of CSA associated with CHF. CTR (%) 56.1±6.5
ODI (dips/h) 17.8±10.3
AHI (events/h) 19.3±10.7
Methods ANP (pg/ml) 112.5±103.0
Patients BNP (pg/ml) 291.9±419.8
NE (pg/ml) 606.2±294.4
Ambulatory patients aged over 20 years with clinical evi- PaCO2 (mmHg) 39.0±4.6
dence of CHF were enrolled from 20 centers during June
2000 to April 2001, if they met the following criteria: (1) DCM, dilated cardiomyopathy; IHD, ischemic heart disease; CHF, conges-
symptomatic with New York Heart Association (NYHA) tive heart failure; Digi, digitalis; Diur, diuretics; ACE, angiotensin-convert-
Class II or III despite optimal medication for at least 2 weeks ing enzyme inhibitor; β, β-blockers; SAS, specific activity scale; NYHA,
New York Heart Association; LVEF, left ventricular ejection fraction; CTR,
prior to study entry, (2) LVEF determined by radionuclide cardiothoracic ratio; ODI, oxygen desaturation index; AHI, apnea-hypopnea
angiography or echocardiography ≤45%, (3) 4% ODI of index; ANP, atrial natriuretic peptide; BNP, brain natriuretic peptide; NE,
≥5 dips/h on pulse oximetry, and (4) at least 5 episodes of norepinephine; PaCO2, arterial partial pressure of CO2.
apnea and hypopnea per hour of sleep, of which more than Data are mean ± SD.
50% were central on screening polysomnographic exami-
nation. We strictly excluded subjects with predominantly
obstructive sleep apnea, unstable angina, myocardial infarc- Substudy: Follow-up Survey on Morbidity and
tion within the previous 3 month, significant renal, neuro- Cost – Benefit Analysis
logical or respiratory diseases, or who were pregnant. In the present study of CHF-HOT, a questionnaire survey
was conducted to investigate the effects of HOT on mor-
Analysis of Sleep Apnea bidity in the study patients who continued HOT for more
After written informed consent was given, the patients than 6 months, including the study periods, and further to
who met the inclusion criteria were monitored at home add a cost – benefit analysis of HOT in clinical practice. The
using a cardiorespiratory monitoring device (Someté, questionnaire survey was sent to 34 physicians at the 20
Compumedics, Australia) to analyze the proportion of cen- institutes who participated in the present CHF-HOT study.
tral and obstructive sleep apnea during sleep. Available Patients from the control group who started nocturnal HOT
signals include ECG, nasal airflow, thoracic and abdominal after the study period were also included. The following
effort, arterial O2 saturation (SpO2), pulse rate, and oximeter issues were investigated: (1) frequencies (per year) and
signal quality. Thoracoabdominal movements were recorded length of hospitalization because of worsening heart failure
by respiratory inductance plethysmography, and the oxyhe- (HF), (2) frequency of emergency visits, and (3) regular out-
moglobin saturation was monitored by a finger pulse patient visits immediately before and after using nocturnal
oximetry. The system allows automatic respiratory event HOT. Medical costs were estimated from the Diagnosis
detection (central or obstructive sleep apnea, mixed apnea, Procedure Combination (DPC)-MDC5 charge for hospital-
hypopnea), SpO2 desaturation event recording and oxime- ization for worsening HF and the database of the Social
try analysis. The ODI was the number of times per hour of Insurance Agency in the Ministry of Health and Welfare,
sleep that the oxyhemoglobin saturation fell by ≥4%. The February, 2003, Japan for universal application, and also
AHI was defined as the number of apnea and hypopnea from the standard model case estimation (Y.S. and H.I) for
episodes per hour of sleep. Apnea was defined as complete emergency visits and regular outpatient visits for CHF.
cessation of air flow for more than 10 s and hypopnea was
defined as more than 70% attenuation of air flow accompa- Cost – Benefit and Influence on Hospital-Care Days
nied with reduction of SpO2 ≥4%. Taken together, CSA was In the present study, the cost – benefit analysis was based
defined as apnea associated with a lack of thoracoabdominal on changes in the cost of illness following nocturnal HOT,
movement. which was mainly consistent with costs of hospitalization,
emergency visits, and regular outpatients visit per year. The
Main Study reduction in the cost of illness following nocturnal HOT per
Following a baseline study, patients were randomly as- year per patient was defined as the benefit from treatment.
signed to receive HOT at a rate of 3 L/min through nasal The charge for the use of nocturnal HOT per year per
cannulas during sleep (nocturnal HOT group) or room air patient was defined as the cost. The time-saving benefit was
(Control group) for 12 weeks. O2 was delivered via a con- assessed by analyzing the influence on the estimated days
centrator (TO-90–3N, Teijin Pharma Ltd, Tokyo, Japan). spent in hospital-care, which was estimated as the sum of
Patients assigned to the HOT group were instructed to use (1) days of hospitalization; incidence of hospitalization
nasal O2 inhalation for at least 6 h during sleep. (times/patient/year) multiplied by the mean days for hospi-
talization (day/once), (2) emergency visit days; incidence
Fig 1. Effect of nocturnal home oxygen therapy (HOT) on incidences of hospitalization (A), regular outpatient visit (B)
and emergency visit (C), and on length of hospitalization (D). Although there was little change in length of hospitaliza-
tion, incidences of all events were remarkably decreased by nocturnal HOT. Mean ± SD (n=53).
Table 2 Cost-Benefit Analysis: Comparison of Medical Costs per Year Before and After HOT
*The cost of hospitalization per day was based on the introduced Diagnosis Procedure Combination MDC5 (#547_0501303 x 99 x
11x) charge for a hospitalization due to worsening heart failure from the database of the Social Insurance Agency in the Ministry of
Health and Welfare, February, 2003, Japan.
HOT, home oxygen therapy.
of emergency visits (time/patient/year), and (3) regular out- ing physicians was 85.3%, and data regarding 53 patients
patient visits; incidence of visit (time/patient/year) multi- were colleted. After using nocturnal HOT, the mean number
plied by 0.25 (quarter day). of frequencies of hospitalization and of emergency visits
The study protocol was approved by the Institutional was remarkably reduced from 2.1 to 0.5 times per year
Ethics Review Boards, and written informed consent was (76% reduction), and from 2.5 to 0.7 times per year (72%
given by all patients prior to entry. reduction), respectively. The length of hospitalization
slightly reduced from 38.7 days to 34.6 days per hospitali-
zation. Regular outpatient visits also reduced from 17.7 to
Results 12.6 times per year (29% reduction) (Fig 1).
Patients Characteristics
A total of 68 patients were enrolled from the 20 centers; Cost – Benefit Analysis
5 patients withdrew or were hospitalized before the start of As shown in Table 2, hospitalization costs, including
nocturnal HOT, and 7 patients dropped out from the study inpatient medical expenses for 1 hospitalization because of
during the 12-week study period. Thus, 56 patients (Table 1) worsening HF, were estimated as 1,634,970 yen/hospitali-
were randomly assigned to receive either nocturnal O2 (HOT zation on the basis of the charge for uncomplicated HF in
group, n=25) or room air (control group, n=31) for 12 weeks. DPC-MDC5 and the mean hospitalization days in the pres-
From these 56 patients, those who continued HOT for more ent subanalysis group (38.7 days); (50,160 yen/day × 11 days)
than 6 months including the study period, and patients from plus (40,350 yen/day × 22 days) plus (34,300 yen/day ×
the control group who started nocturnal HOT after the study 5.7 days). To estimate the standard cost for hospitalization,
period, or other circumstances, were also included. we used the cost of uncomplicated HF in DPC-MDC5 and
assumed the adjusting coefficient to be 1.0. Costs for an
Follow-up Survey on Morbidity emergency visit consisted of outpatient medical fees (includ-
The recovery rate of the questionnaire survey from treat- ing overtime charge), outpatient examinations fees, labora-
Fig 2. Comparison of estimated costs per patient per year between Fig 3. Changes in expected days spent for hospital-care per chronic
before and after home oxygen therapy (HOT). Even if the cost for heart failure patient per year by nocturnal home oxygen therapy
HOT was added, the total medical cost remarkably reduced since (HOT). Nocturnal HOT showed increase in expected days free from
nocturnal HOT decreased the incidences of all events. hospital-care issue (67 days/patient/year).
tory tests fees, and medication fees and were estimated as 6,000 yen.
8,880 yen/emergency visit; 1,300 yen, 3,750 yen, 3,470 yen, The cost – benefit analysis calculated a remarkable cost
and 360 yen, respectively. Costs for a regular outpatient reduction following nocturnal HOT; namely, cost-reductions
visit consisted of outpatient medical fee, basic and internal in hospitalization of 2,686,267 yen/patient/year: 3,433,437–
medicine dispensing fees, and medication dosage and guid- 747,170 yen, emergency visits of 15,984 yen/patient/year:
ance fee and were estimated as 1,240 yen/regular visit. Pa- 22,200–6,216 yen, and regular outpatient visits of 6,324
tients received standard medical treatment with diuretics yen/patients/year: 179,078–172,754 yen, which would cre-
(91% of the patients), ACE inhibitor (69% of the patients), ate an expected total cost reduction of 1,854,175 yen/year
β-blockers (63% of the patients), and digitalis (55% of the /patient, even after the added charge for HOT (854,400
patients) during the follow-up period. Thus the costs for yen/patient/year) (Fig 2).
drugs were estimated as 127,750 yen/year; 350 yen/day × As the costs of hospitalization are a major component of
365 days for standard medical treatment prescribing diu- the costs for the treatment of HF, we performed a sensitivity
retics (furosemide 80 mg/day, 37.8 yen/day), ACE inhibitor analysis according to the hospitalization period. The data-
(enarapril 10 mg/day, 195.4 yen), β-blocker (carvedilol base of the Central Social Health Insurance Associations in
10 mg/day, 102 yen) and digitalis (digoxin 0.25 mg/day, the Ministry of Health and Welfare, 2003, reported the
19.4 yen), and the costs for outpatient examination and mean hospitalization period of uncomplicated HF for DPC
tests were estimated as 29,380 yen/year. We assumed the MDC5 was 33 days. The sensitivity analysis revealed the
following examinations were performed at regular inter- cost-reduction would be expected for a hospitalization
vals: chest X-ray 1.5 times/year (2,250 yen), 12-lead ECG period exceeding 13 days.
1.5 times/year (2,250 yen), echocardiography 1.5 times/year
(12,000 yen), plasma brain natriuretic peptide concentra- Time-Saving Benefit
tion 4 times/year (5,800 yen), general blood cell counts Furthermore, nocturnal HOT produced a remarkable
4 times/year (1,080 yen), and biochemical assay (6 items) decline in the estimated days spent in hospital-care (88.2 to
Table 3 Changes in Expected Days Spent for Hospital-Care per CHF Patient per Year by HOT
*Eestimated as 1 or 5 days spent for emergency and regular outpatient visits, respectively.
Abbreviations see in Tables 1,2.
21.2 days/patient/year), thus the patient, and his or her nocturnal CPAP markedly reduced obstructive sleep apnea,
family, gained an increase in the expected 67 days free day time blood pressure and heart rate, and improved the
from hospital-care following the induction of nocturnal LVEF.4,8 However the issue of long-term compliance with
HOT (Table 3, Fig 3). CPAP therapy has been frequently notedut. A recent report
from Canada regarding the use of CPAP for the treatment of
CSA in CHF could not necessarily document an improve-
Discussion ment in long-term prognosis, mortality or heart transplan-
Clinical Efficacy of Nocturnal HOT tation, frequency of hospitalization, or QOL, even though
The main study of CHF-HOT demonstrated that 12- beneficial effects were observed in nocturnal oxygen satura-
week treatment with nocturnal HOT significantly increased tion, AHI, LVEF, or 6-min walk test following CPAP appli-
the SAS, together with improvements in AHI and ODI, and cation.26 In contrast, the CHF-HOT main study showed
a significant increase in LVEF in patients with CSA because beneficial effects of the more convenient nocturnal HOT in
of CHF. Thus the main study has shown that improvement patients with CSA because of CHF,18 and the present study
in sleep quality associated with improved arterial deoxy- further demonstrated long-term beneficial effects on mor-
genation and stabilization of sleep-disordered breathing bidity (frequency of hospitalization or emergency visits)
increased daytime QOL and, furthermore, improved cardiac and a cost – benefit following the introduction of nocturnal
function in these patients.18 The magnitude of the improve- HOT. The cost – benefit analysis revealed a remarkable
ment in QOL assessed by the SAS in the present study was cost – benefit based on the reduction in frequencies of hos-
remarkable (1.0 Mets: 4.0±1.2 to 5.0±1.5 Mets vs 0.3 Mets: pitalization (2.1 to 0.5 /year, 2,686,267 yen), emergency
4.4±0.2 to 4.7±0.2 Mets) compared with that observed in the visits (2.5 to 0.7 /year, –15,984 yen), and regular outpatient
previous trial of Effect of Pimobendan on Chronic Heart visits (17.7 to 12.6 /year, –6,324 yen) following nocturnal
Failure (EPOCH) in Japan, which demonstrated the efficacy HOT, which would create an expected cost-reduction of
of the long-term treatment with the oral inotropic agent, 1,854,175 yen/year/patient, even with the added charge for
pimobendan, on the QOL assessed by SAS in patients with nocturnal HOT (854,400 yen/year). Similar analysis was
similar severity of CHF. Furthermore the efficacy of noc- reported in the study of intermittent milrinone therapy for
turnal HOT on mortality and morbidity was prominent patients with refractory HF (NYHA III-IV, LVEF <40%) at
compared with the results of EPOCH, in which reduction outpatient clinics in the United States. In that study, inter-
in death and hospitalization because of worsening HF was mittent milrinone therapy for patients with intractable HF
34% (10.1% in pimobendan group vs 15.3% patients with brought about 55% reduction in hospitalization, 72%
placebo) during a 52-week study period.20 Recent large-scale reduction in hospitalization duration, and 52% reduction in
randomized trials of β-blockers in CHF also demonstrated emergency visits after beginning outpatient intermittent
significant reduction in hospitalization because of worsening milrinone therapy, which should be a cost – benefit.27 How-
HF. In th US-CHF trial, the carvedilol group showed 27% ever, the benefit of milrinone therapy on the long-term
reduction in hospitalization compared with the placebo prognosis has not been shown and may instead be deleteri-
group.21 In the CIBIS-II trial, the bisoprolol group showed ous in patients with ischemic etiology.28
32% reduction in the hospitalization compared with placebo Another significant benefit in the present study was that
group.22 The Multicenter carvedilol heart failure dose assess- nocturnal HOT produced a remarkable decline in the esti-
ment study in Japan (MUCHA) showed that hospitalization mated days spent in hospital-care (88.2 to 22.1 days/patient/
rates because of worsening HF were significantly lower in year); namely, each patient gained 67 days/year free from
the carvedilol high-dose group (2.6%, 88% reduction) and hospital-care, which should be important for time-saving
carvedilol low-dose group (2.1%, 91% reduction) than in and QOL for the patients with moderate to severe CHF and
the placebo group (20.4%).23 The present CHF-HOT sub- also for their families.
study demonstrated a remarkable reduction in the frequency
of hospitalizations by 76%, from 2.1 to 0.5 times per year Study Limitations
per patient following the introduction of HOT into the stan- Whether the beneficial effects of nocturnal HOT con-
dard medical treatment of CHF. Suppression of worsening tinue persistently for a longer period is not yet clarified. In
HF following nocturnal HOT was also evidenced in the the present study, we analyzed the historical comparison
remarkable reduction (72%) in emergency visits. between before vs after the introduction of HOT, and did
not compare between patients on-HOT vs non-HOT groups.
Cost – Benefit and Time-Saving Benefit of Nocturnal HOT We used a simplified medical cost estimation, according to
HOT represents a scientifically validated and universally the DPC-MDC5 charge for universal application, to avoid
accepted therapeutic regimen for the treatment of chronic overestimation of hospitalization cost. Furthermore, we
hypoxemia secondary to chronic obstructive lung disease. assumed that medical treatment for HF was unchanged dur-
In Japan, HOT has been already used by 124 million pa- ing the study period in terms of the standardized medi-
tients with chronic obstructive lung disease, and the benefit cation, which may change during the time course because
of HOT in these patients was reported to be in the shorten- of clinical improvement or worsening. Alternation in the
ing of hospitalization days (from 38 days to 16 days, 58%), adjusting coefficient, which was assumed to be 1.0 in the
which resulted in a marked cost – benefit.24,25 In the present present analysis, would influence the estimation of cost –
study, the influence of HOT on the length of hospitalization benefit. Thus, further analyses on individual and time-
was not so remarkable, thus if it could be shortened fol- course related cost estimation should be clarified in the real
lowing nocturnal HOT the cost – benefit would be more world of therapy. The longer-term CHF-HOT II compara-
increased. tive study is on-going, and its results remain to be estab-
Regarding another nocturnal breathing therapy for sleep lished.
apnea, beneficial effects of CPAP have been documented in
patients with CHF and obstructive sleep apnea; that is,