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Environmental Science and Policy 115 (2021) 99–107

Contents lists available at ScienceDirect

Environmental Science and Policy


journal homepage: www.elsevier.com/locate/envsci

Do conservation covenants consider the delivery of ecosystem services?


Carla L. Archibald a, b, *, Marie C. Dade c, Laura J. Sonter a, b, Justine Bell-James d,
Robyn Boldy a, b, Beatriz Cano a, b, Rachel S. Friedman a, b, Flavia Freire Siqueira e,
Jean Paul Metzger f, James A. Fitzsimons g, h, Jonathan R. Rhodes a, b
a
School of Earth and Environmental Sciences, The University of Queensland, QLD 4072, Australia
b
Centre for Biodiversity and Conservation Science, The University of Queensland, QLD 4072, Australia
c
Department of Geography, McGill University, Montreal, Quebec H3A 0B9, Canada
d
TC Beirne School of Law, The University of Queensland, QLD 4072, Australia
e
The Federal University of Lavras, Av. Doutor Sylvio Menicucci, 1001 - Kennedy, Lavras - MG, 37200-000, Brazil
f
Departamento De Ecologia, Universidade De São Paulo, São Paulo, SP, Brazil
g
The Nature Conservancy, Suite 2-01, 60 Leicester Street, Carlton VIC 3053, Australia
h
School of Life and Environmental Sciences, Deakin University, 221 Burwood Highway, Burwood VIC 3125, Australia

A B S T R A C T

Privately protected areas promote the conservation of biodiversity and have also been shown to conserve valuable ecosystem services. Legally binding instruments
like conservation covenants are important mechanisms to protect the natural environment on private land. However, the extent to which conservation covenants
either explicitly require or allow for the delivery of ecosystem services, and the specific ways through which they achieve this, are largely unexplored. We undertook
a content analysis of clauses in individual covenant documents, overarching legislative, and policy frameworks to examine this issue. We use a qualitative coding
framework to assess how clauses consider the supply and the flow of ecosystem services to covenantors and society. We found that the requirements of conservation
covenants did not widely consider the management ecosystem services. When covenant clauses focused on ecosystem services, they primarily considered the flow of
ecosystem services between areas of supply to areas of demand. Clauses primarily considered these ecosystem services flows to the covenantor, with only a small
number of clauses explicitly considering to ecosystem services flows to society more broadly. Finally, we found that regulating services, like erosion prevention, were
often positively associated with conservation covenants, whereas cultural and provisioning services, like nature-based recreation, were often negatively associated
with conservation covenants. Understanding how conservation covenants consider the delivery of ecosystem services is important if privately protected areas are to
both conserve biodiversity and promote ecosystem services co-benefits.

1. Introduction Assuming synergies between biodiversity and ecosystem services


(Harrison et al., 2014), we can suppose that PPAs conserving biodi­
Historical land use change is responsible for the loss of natural areas versity may also play a crucial role in providing ecosystem services
across the globe, with these losses particularly evident on private land (Mackey et al., 2015; Owley and Rissman, 2016). For example, positive
tenures (Butchart et al., 2010; Evans, 2016). The deterioration of natural spatial relationships between biodiversity and ecosystem services have
areas not only jeopardizes the diversity and abundance of plants, ani­ been found by researchers in the case of afforestation, as this process
mals and living organisms (henceforth, biodiversity) (Newbold et al., can reduce runoff and provide greater water storage (Farley et al.,
2015), but also the stocks of natural capital that provide human 2005). Likewise, the conservation of insectivorous birds can have a
well-being benefits to society, known as ecosystem services (Millennium positive effect on pest control (Koh, 2008). However, relationships
Ecosystem Assessment, 2005). Policymakers can implement many types between biodiversity and ecosystem services are not always positive
of policies to protect natural values on private lands, with the most and management may confront trade-offs between these objectives
secure form of protection being through privately protected areas (Ricketts et al., 2016). Negative relationships have been found between
(PPAs). PPAs are spatially defined areas designated using legal in­ the protection of animal species diversity and carbon storage (e.g.,
struments (or other effective mechanisms) like restrictive conservation under certain climate futures, Reside et al., 2017). Understanding how
easements and covenants to achieve the long-term protection of biodi­ these relationships between biodiversity and ecosystem services are
versity (Kamal and Brown, 2014; Mitchell et al., 2018). being considered by PPA policy and law is important to understand the

* Corresponding author at: School of Earth and Environmental Sciences, The University of Queensland, QLD 4072, Australia.
E-mail address: c.archibald@deakin.edu.au (C.L. Archibald).

https://doi.org/10.1016/j.envsci.2020.08.016
Received 24 March 2020; Received in revised form 3 July 2020; Accepted 26 August 2020
Available online 1 November 2020
1462-9011/© 2020 Published by Elsevier Ltd.
C.L. Archibald et al. Environmental Science and Policy 115 (2021) 99–107

extent to which PPAs are capable of delivering ecosystem services delivery.


co-benefits. Here we aim to investigate the extent to which the legal and policy
While the primary goal of PPAs is to conserve biodiversity (Dudley, documents underpinning conservation covenants in Australia seek to
2008), policy acknowledges (e.g. Mitchell et al., 2018) and research explicitly influence the delivery of ecosystem services. We first outline a
finds that they should and can also deliver ecosystem services. For conceptual model to link PPAs with ecosystem services, and use it to
example, conservation easements in the United States of America (USA) qualitatively code and review major conservation covenant deed tem­
and private reserves in South Africa and Brazil have been found to plates in Australia. We assess how these deeds reference the supply and
support cultural services by promoting recreation and supporting flow of ecosystem services to benefit two groups of people: private
tourism (Rissman and Merenlender, 2008; de Vasconcellos Pegas and landholders (henceforth covenantors) and broader society. We then
Castley, 2014; Clements and Cumming, 2017b). Conservation easements assess how cultural, regulating, and provisioning ecosystem services are
in the USA also aid in the delivery of services like drinking water pro­ integrated into these policy documents. Understanding the extent to
visioning through protecting catchment areas (Villamagna et al., 2015). which the conservation covenants consider ecosystem services remains
In Brazil, private reserves have been found to deliver carbon abatement unexplored, but is critical for evaluating the intent and likely outcomes
and sequestration services, through protecting vast areas of forest of these forms of PPAs for ecosystem services.
(Metzger, 2001). Similarly, this has also been found in Australia through
the protection of native vegetation on private land, and through the 1.1. Conceptualising the potential for privately protected areas to deliver
reintroduction of traditional fire management (Legge and Fleming, ecosystem services
2012; Walton and Fitzsimons, 2015). However, it is not clear whether
these ecosystem services co-benefits arise incidentally or through We apply the ecosystem services supply chain framework (Tallis
explicit policy design. et al., 2012) to conservation covenants to understand the potential of
Explicit consideration of ecosystem services within policy and law is PPAs to deliver ecosystem services (Fig. 1). In addition, we incorporate
the first step towards ensuring the delivery of ecosystem services (Ruhl, elements of how ecosystem services are conceptualised spatially to help
2015; Bell-James, 2019). Yet, ecosystem service management is complex consider how the provision of ecosystem services may be impacted by
and incorporating specific considerations for ecosystem services de­ conservation covenants (Tallis et al., 2012; Bagstad et al., 2013). Using
livery (e.g., management of supply and flows) into policy and law can be these frameworks, we conceptualise how conservation covenants
challenging (Ruhl, 2015). Even in instances where positive relationships interact with the supply of ecosystem services and the flows of services
are identified between biodiversity and the supply of ecosystem services, to different beneficiaries (Fig. 1).
there is no guarantee this can also lead to an increase of benefits to The supply of an ecosystem service refers to the biophysical potential
people due to restricted or uncertain ecosystem service flow, at least for for an ecosystem to provide services. Demand for an ecosystem service is
some services (Watson et al., 2019). While the consideration of the level to which people require or rely on that ecosystem service. Flow
ecosystem services within PPA policy and law will not solely lead to the refers to the mechanisms by which areas of supply are connected to
successful delivery ecosystem services, as delivery also relies on appli­ areas of demand so that people and communities can benefit from
cation and enforcement, consideration can improve the certainty to ecosystem services. These flows can be enabled through the movement
which this occurs (Ruhl, 2015). If PPA policy, law and legal instruments of people, species, or the flow, or capture of, matter. The mechanism
are designed in such a way to conserve certain ecosystem services then underpinning flows can include site access for recreation, diffusion of
they need to explicitly consider the complexities of ecosystem service gases in the atmosphere, or technology and knowledge sharing (see

Fig. 1. Components of the ecosystem services supply chain framework and how they relate spatially to private land and conservation covenants. The private property
in which the covenant is established on is represented by the brown area, and the conservation covenant extent is represented by the green circle. Covenant re­
strictions (highlighted by the green arrows and box) can affect the supply and flow of ecosystem services to covenantor (termed private benefit) who demand
ecosystem services and to society (termed public benefit) who demand ecosystem services. Interactions can also exist between public and private demand that can
influence broader legislation, as well as between broader legislation and the covenant itself through changing program goals.

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Supplementary Material 1 for all definitions). Ecosystem service benefit or the public.
arises when supply of an ecosystem service flows to beneficiaries and Within this framework, we assume that there is potentially demand
provides a well-being benefit (Millennium Ecosystem Assessment, for an ecosystem services by both private (i.e., the covenant, see Fig. 1
2005). In this paper, we assess how covenants may influence both the private property) and public beneficiaries (e.g., neighbours, or broader
supply and flow of services (e.g., through site access). We also comment society). The people who benefit from ecosystem services are collec­
on the potential influence this may have on the well-being benefits (e.g. tively referred to as beneficiaries and rely on the flows of ecosystem
benefit of accessing an area to recreate). services to satisfy their levels of demand (e.g., Schirpke et al., 2014).
Legal instruments like conservation covenants work by changing Management of the supply and the flow of ecosystem services at a
certain rights for private landholders in how they use their land. This location has the potential to benefit people beyond the covenantor, such
involves setting legal requirements, program goals and requirements, as public beneficiaries (see Fig. 1, public benefit) (Sonter et al., 2017).
and specific conservation covenant restrictions (see Fig. 1, Legislation Therefore, the structure of a conservation covenant may influence the
and covenant program) which can impact on the nature of property ecosystem services benefits delivered to neighbouring landholders and
rights (e.g., specifying conservation as the primary land use type), and/ to society (Villamagna et al., 2017).
or by the imposition of land use and activity restrictions (e.g., excluding The potential of covenant to provide ecosystem service benefits can
stock grazing as an activity) (Fig. 1, see conservation covenant extent). also be influenced by the broader context and objectives of existing in­
Rearranging the property rights held by a private landholder can change stitutions, rules and regulations that govern natural resources on private
how ecosystem services are supplied by directly or indirectly managing lands (the legal and policy context), as these conditions act as a baseline
the supply of ecosystem services. This can also affect the benefits that for how ecosystem services are provided on private lands (henceforth
subsequently flow to beneficiaries by directly or indirectly managing the termed, private land baseline) (Hicks and Cinner 2014). The private land
flows of ecosystem services from areas of supply to private landholders baseline, in this case, represents how the rules and restrictions currently

Table 1
Conservation covenant programs assessed in this study and objectives of legislation underpinning conservation covenant instruments in different states and intent of
conservation covenants as identified in the template deeds.
State/ Instrument Intent of conservation covenant template Legislation Objectives of Legislation Legal
territory deed Protection
Mechanism

Western National Trust of The objective of National Trust of Australia National Trust of Australia To establish the National Trust of Australia Recorded on
Australia Australia WA WA covenants is to protect natural values (WA) Act 1964 and; (WA) with the objective to permanently property title.
covenants and bushland areas a,b. Transfer of Land Act 1893 conserve and protect the naturala,b,
culturala or scientific/educationala values
of the land in WA. Stimulate appreciation
and educate the public on the history of
places and things of national or local
importance. Where possible, strengthen
legal protections of land protected under
the Transfer of Land Act 1893.
South South Australian The objective of South Australian Heritage Native Vegetation Act To provide incentives and assistance to Recorded on
Australia Heritage Agreement Program covenants is to protect 1991 landowners in relation to the preservation property title.
Agreements important cultural areasa, bushland areasa,b and enhancement of native vegetationa,b; to
and ecosystemsb. control the clearance of native vegetationa,b;
to repeal the Native Vegetation Management
Act 1985; to make consequential
amendments to the South Australian
Heritage Act 1978; and for other purposes.
New South Biodiversity The objective of Biodiversity Conservation Biodiversity Conservation To maintain a healthy, productive and Recorded on
Wales Conservation Trust Trust covenants is to protect and restore Act 2016 resilient environmenta,b for the greatest property title.
covenants biodiversity conservation valuesb and other well-being of the communitya, now and into
values created by interactions with humans the future, consistent with the principles of
through traditional management practicesa ecologically sustainable development.
to ensure long-term integrity.
Queensland Queensland Nature The objective of the Queensland Nature Nature Conservation Act To conserve natureb while allowing for the Registered on
Refuges Refuge program covenants is to protect 1992 and Nature involvement of indigenous people in the property title.
land with significant biodiversity Conservation (Protected management of protected areas in which
conservation valuesb, while allowing Areas) Regulations 1994 they have an interest under Aboriginal
compatible and sustainable land uses to tradition or Island customa.
continuea.
Victoria Trust for Nature The objective of Trust for Nature (Victoria) Victorian Conservation To establish the Victorian Conservation Recorded on
(Victoria) conservation covenants is to permanently Trust Act 1972 Trust [now Trust for Nature] with the property title.
conservation conserve and protect the naturala,b, objective to permanently conserve and
covenants cultural or scientific valuesa of the land. manage the naturala,b, culturala or
scientifica values of the land in Victoria.
Tasmania Private Property The objective of Private Property Nature Conservation Act To establish areas to protected and manage Recorded on
Conservation Conservation Program covenants is to 2002 and Land Titles Act lands, threatened species/communitiesb; property title.
Program covenants facilitate the sustainable managementa and 1980 and to promote the sustainable
conservation of natural valuesa,b on private development of naturala,b and physical
land. resourcesa.

Note: More information on the legislation that was reviewed and Torrens title, can be found in S2.1 & S2.2 of the Supplementary Material.
a
Indicating a human-centred value focus which considers ecosystem services that areas of native vegetation provide.
b
Indicating a natural and ecological value focus which considers the management of native vegetation and ecosystems for conservation purposes.

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applied to private land tenure in Australia may affect ecosystem services 1) No detected association: Clause has no explicitly stated association
(e.g., vegetation management regulations restrict the clearance of with an ecosystem service, or of the indicators of the supply or flows
vegetation). This private land baseline land rights arrangement will be of an ecosystem service (see Supplementary Material 3).
considered in the methods below to highlight how the property-specific 2) Indirectly associated: Clause acknowledges an ecosystem service by
legal instruments associated with conservation covenants may influence reference to the indicators of supply or flows of a service, yet does not
the supply and flows of ecosystem services to people. directly state, link or relate to the how the supply or flow of
ecosystem services would be managed;
2. Methods 3) Directly associated: Clause directly acknowledges an ecosystem ser­
vice by stating the ecosystem service or how the supply or flow of
2.1. Conservation covenants in Australia ecosystem services would be managed. Additionally, the indicators
of supply and the flows of the ecosystem services in question can be
We focus our analysis within Australia, which has six states and two easily identified.
territories. Conservation covenanting laws are generally developed at
the state level and most state jurisdictions have multiple pieces of An example of a case when a clause would be coded as ‘no detected
legislation under which conservation covenants can be created (Fitzsi­ association’ is when a clause refers to maintaining infrastructure or
mons, 2015). We analysed and compared conservation covenant deed restricting the use of pesticides, but it makes no mention of an ecosystem
documents of six of the conservation covenant programs that Fitzsimons service. A clause that includes terms like ‘wetlands’ and ‘riparian’, or
(2015) has identified in Australia (specifically, Queensland, New South similarly includes terms that relate to recreation such as ‘biking’, was
Wales, Victoria, Tasmania, South Australia and Western Australia) considered to be ‘indirectly associated’ with regulating and cultural
(Table 1) (see Supplementary Material 2 for more detail). ecosystem services, respectively. If the clause continues to also outline a
A conservation covenant is a legally binding agreement that creates specific ecosystem service (for example to protect areas of riparian
enforceable land use restrictions with the primary goal of conserving vegetation to reduce erosion and reduce the sedimentation of water­
biodiversity (Fitzsimons and Carr, 2014). These restrictive conservation ways) or for the purpose of recreational use (e.g. trail bikes or any ve­
covenants ‘run with the land’ (i.e. bind future purchasers/owners) hicles), it was coded as ‘directly associated’.
provided it is registered or recorded onto the land title (Table 1). A We then determined how the clauses contained within a conserva­
conservation covenant deed outlines specific restrictions, as clauses, tion covenant deed template potentially influence the supply and flow of
associated with the requirements of the PPA. This deed may also contain ecosystem services. Each clause-ecosystem service relationship was
the broader legal obligations imposed on the landholder under relevant assigned a direction of association based on how the clause may change
legislation. Deed templates include many standard clauses which are the relationship between supply from a private land tenure baseline. To
utilised in individual conservation covenant contracts. determine how clauses potentially influence the supply and flow of
Legislation and accompanying government policies set broad rules ecosystem services, coders subjectively inferred what the potential dif­
and objectives surrounding the conservation of nature. To identify ference may be between the supply and flow of ecosystem services on
whether the legislation or policy have bearing on whether or not private land tenure with and without a conservation covenant imple­
ecosystem services are incorporated into conservation covenant deed menting the clause:
templates, we reviewed and summarised the primary objectives of the
legislation and conservation covenant programs in tabular format based ▪ Positive: implementation of the clause is likely to be positively
on relevant documentation (Table 1). associated with ecosystem services supply and/or flow
compared to the counterfactual.
▪ Negative: implementation of the clause is likely to be negatively
2.2. Content analysis of conservation covenant deed templates associated with ecosystem services supply and/or flow
compared to the counterfactual.
We identified whether there is explicit mention of ecosystem services ▪ No influence: implementation of the clause is not likely to
within conservation covenant deed templates in relation to the supply change the ecosystem services supply and/or flow compared to
and flow of ecosystem services. To do this we used a social science the counterfactual.
content analysis approach which has previously been used in environ­
mental policy settings to understand differences between policy in­ We also assigned a certainty score to each clause around how each
struments (Ruhl, 2015; Liu et al., 2017; Bell-James, 2019) and is defined likely influence of supply and flow of ecosystem services, as inferred
as a systematic method that allows content to be qualitatively examined above:
through content-by-content encoding of semantic information (Kassar­
jian, 1977). ▪ Certain: the coder is confident that the clause has the coded
The data collection process used a draft coding framework that was association with supply and/or flow of ecosystem services
established inductively based on the research questions and the con­ based on how the supply and flow indicators are identified by
ceptual framework (Fig. 1). The information elicited from deed tem­ the coder in the clause.
plates was finalised through an iterative process until a final coding ▪ Uncertain: the coder is not confident that the clause has the
framework was developed (see Supplementary Material 3). We first coded association with supply and/or flow of ecosystem ser­
identified any clauses within the deed templates that considered vices, based on how the supply and flow indicators are identi­
ecosystem services. We delineated ecosystem services using The Eco­ fied by the coder in the clause.
nomics of Ecosystems and Biodiversity (TEEB) framework (see Supple­
mentary Material 1 & 3), and focused on provisioning, regulating and We employed a team coding process of the deed templates to miti­
cultural services. gate implications of subjectivity during the qualitative coding and to
Determining whether clauses were associated with ecosystem ser­ increase the quality of the data collected. Clauses were assigned: an
vices was sometimes challenging, due to differing definitions of services ‘ecosystem service association’ code; the ecosystem service type based
and variation in the specificity of clauses amongst jurisdictions. Thus, on the TEEB classification; a code to represent how the clause may in­
we developed a three-point ‘ecosystems services association’ coding fluence the supply of ecosystem services; and, for each beneficiary, a
system, similar to those developed by Ruhl (2015) and Bell-James code to represent how the clause may influence the flow of services (see
(2019): Supplementary Material 3). We also summarised how deed template

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clauses mentioned ecosystem services with respect to managing supply conservation covenant deed templates spanning six major conservation
and/or flows of ecosystem services. These associations represent how covenanting programs within Australia. Of these clauses, 28% were
conservation covenant clauses can manage provisioning, regulating and indirectly associated with ecosystem services, and 4% directly associ­
cultural services, for example by influencing only the supply, only the ated with ecosystem services. All remaining clauses were not coded to be
flow, or perhaps both. associated with ecosystem services. Deed templates in New South Wales,
For intercoder reliability, the Queensland deed template was coded Queensland, Victoria and Western Australia directly mentioned the
by a team of four co-authors (three coders who developed the coding management of ecosystem service supply and/or flow in some way,
framework (C. Archibald, R. Boldy, B. Cano), and one independent coder whilst South Australia and Tasmania made no direct reference to
for robustness (R. Friedman). To test intercoder reliability, we used a ecosystem services (Fig. 2). The majority of the assessed clauses centred
standard test for agreeability; the Fleiss’ Kappa. The Fleiss’ Kappa around protecting natural habitat, rather than ecosystems and their
analysis was applied to these four coders and we determined that the services directly or indirectly. Queensland (7 out of 27 clauses) and New
coders shared moderate agreement levels for the ecosystem services South Wales (1 out of 32 clauses) were the only two states with direct
description (Kappa = 0.539, p ≤ 0.001) and the ecosystem services positive links to ecosystem service supply within clauses (see Supple­
relevance score (Kappa = 0.513; p ≤ 0.001), with both of these agree­ mentary Material 4).
ment scores being statistically significant (indicating that we coded We identified 13 different ecosystem services based on the TEEB
clauses at a higher level of agreement than by chance). One person classification for ecosystem services that were associated with our six
coded all clauses (C. Archibald) and two people coded half the policy conservation covenant deed templates (see Supplementary Material 4).
documents each (R. Boldy & B. Cano). This meant that all clauses were These included four cultural, three provisioning and six regulatory ser­
coded at least twice. Any disagreements in clause encoding were vices. Nature-based recreation (14 mentions) and food and raw mate­
consensually coded (see Supplementary Material 3). rials provisioning (10 mentions) were the services most commonly
identified. Provisioning services in general (including food and water
3. Results provisioning services) were also consistently referred to across deed
templates in all states. Regulating services were referred to the least
Across all states, both natural (biodiversity) and human (ecosystem across all covenanting documents; however, they were a focus of the
services) values are incorporated into the legislation and the conserva­ Nature Refuges deed template in Queensland. The clauses in this deed
tion covenant program objectives (Table 1). The legislation underpin­ template referenced carbon sequestration, erosion prevention, and
ning conservation covenants across Australia refers to protecting maintenance of soil structure and composition (through the protection
natural, cultural or scientific/educational values of the land and facili­ of wetland and riparian vegetation), moderation of local climate, air
tating sustainable development, where compatible, and resilient envi­ quality and extreme events (through appropriate ecological burning).
ronments to improve human well-being. However, the scope of this
legislation varies widely in Australia, and often encompasses broader 3.1. How do conservation covenant deed templates consider ecosystem
aspects of environmental management. For example, in New South services?
Wales, Queensland and Tasmania the legislation encompasses nature
conservation broadly, while in South Australia, the legislation focuses 3.1.1. Consequence for ecosystem service supply
on managing native vegetation. In Western Australia, the legislation has Generally, the deed templates did not explicitly mention the supply
some natural value references, but predominantly focuses on built/ of ecosystem services (Fig. 3, private landholder supply panel). The
cultural values. In Victoria, the legislation establishes an organization Nature Refuge covenants in Queensland and the Biodiversity Conser­
whose early purpose was land purchase for conservation (Table 1). vation Trust covenants in New South Wales were the only two covenants
We coded 152 clauses from the owner’s duty section of the with clear positive links to the supply of ecosystem services. For
example, covenants that protect areas of wetlands and riparian vegeta­
tion directly supply regulating services through reducing erosion and
sedimentation of waterways. All other clauses were either coded as
having uncertain positive links to the supply of ecosystem services, due
to a lack of clarity in the way in which ecosystem services flow to
beneficiaries; or coded as having no influence on the supply of an
ecosystem service. There were no cases in which the clauses were coded
with a negative link associated with ecosystem service supply.

3.1.2. Consequence for ecosystem service flows


The deed template clauses tended to have neutral or negative asso­
ciations with the flow of ecosystem services to the private beneficiary as
many restricted a land use type or action, yet had positive links to the
flow of ecosystem services to public beneficiaries. However, many of the
links between clauses and ecosystem service flows were coded as un­
certain (Fig. 3). This was due to the uncertainty around whether the
mechanisms necessary to facilitate flows were in place. For example, site
access (e.g., to recreate), information exchange (e.g., communication of
conservation benefits of culturally significant species), mobility of
native species to areas in need of pest control (e.g., native species to
control invasive/pest species abundance), or whether environmental
Fig. 2. Number of clauses in conservation covenant deed templates which
flow indicators are monitored (e.g., sediment load in water, local climate
related to the management of ecosystem services on the y-axis and the state
jurisdiction on the x-axis. States: Queensland (QLD), New South Wales (NSW), conditions). This uncertainty was noted for positive flows of ecosystem
Victoria (VIC), Tasmania (TAS), South Australia (SA) and Western Australia services to public beneficiaries and for negative flows to private bene­
(WA) (see Table 1 for program names). One clause may have multiple links to ficiaries (see Fig. 3)
ecosystem services, thus ecosystem services association scores, therefore this Only in Victoria and Western Australia were the deed template
graph displays the maximum number associated with the clause. clauses coded with a negative link to ecosystem service flows to public

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Fig. 3. Associations between conservation covenant deed template clauses and ecosystem services supply and flow. The unit of analysis is the count of ecosystem
services to clauses. The certainty of associations is signified with bold for certain associations and plain text indicating uncertain associations on the y-axis.

beneficiaries. This was due to restrictions on the commercial sale of allowance for ecological grazing to replicate an ecosystem process is
timber and establishment of tourism ventures by landholders. On the allowed for, thus mitigating this trade-off in some instances by providing
other hand, in Queensland, Tasmania, and Victoria the deed template a service (e.g., New South Wales Biodiversity Conservation Trust cove­
clauses were positively associated with flows of ecosystem services to nants). Deed templates also typically focused on enhancing the supply of
public beneficiaries through creating opportunities for recreation and water and raw materials (i.e., non-commercial firewood) provisioning to
appreciating the natural beauty in the covenanted area, and by private beneficiaries.
enhancing water flows on the property. When deed templates mentioned regulating services, clauses typi­
cally focused on enhancing the supply of services (Fig. 4). This potential
3.2. Consideration of cultural, regulating and provisioning services association was coded as certain for clauses mentioning services related
to erosion prevention, carbon sequestration and regulation of local
When clauses mentioned cultural services, they typically focused on climate. However, this association was coded as uncertain for biological
managing the flow of services to the covenantor and the public, rather pest management, and was associated with managing the flow of
than its supply (Fig. 4). Further, the coded association was often negative, wastewater treatment services. The majority of clauses within deed
as clauses tended to restrict the flow of cultural services to people, rather templates did not imply managing flow mechanisms to neighbours or
than positively enhance it, which would ultimately cause a loss of ben­ society with certainty.
efits across private and public beneficiaries alike. For a positive well-
being benefit to be achieved, rather than restricting flows to a service 4. Discussion
(e.g., restricting site access) a clause would have to enhance the flow from
supply areas to the beneficiary. Privately protected areas, such as conservation covenants, are
Clauses tended to imply modifying the flow of food provisioning considered important tools for protecting biodiversity and compatible
services to people by restricting the access to the covenanted area for the ecosystem services (Villamagna et al. 2015; Mitchell et al., 2018). In this
type of activities that generate the service, especially if this was at odds study, we identified that some conservation covenant clauses manage
with the primary purpose of the covenant (i.e., nature conservation), for ecosystem services, but typically in an indirect way. As a result, there
rather than positively enhancing it (e.g., through sustainable grazing may be no legal obligation to deliver ecosystem services to the extent
programs) (Fig. 4). Food provisioning (specifically the grazing of stock) that may be expected by policymakers based upon the sentiment
has the potential to cause a loss of biodiversity and associated ecosystem expressed within PPA programs (Table 1). Ecosystem services benefits of
service benefits, across private and public beneficiaries. In some cases, conservation covenants are more likely to be an incidental co-benefit of

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C.L. Archibald et al. Environmental Science and Policy 115 (2021) 99–107

Fig. 4. Associations between conservation covenant clauses, and the supply and flow of cultural, regulating and provisioning ecosystem services. Matrix should be
read horizontally, with each row adding to a total of 100%. The values within each grid cell refers to the proportion of clauses which were coded with the respective
interaction between supply and flow. Colour gradient represents how many associations occur (as a percentage) between supply and flow for each service and
beneficiary (darker shades = higher %).

habitat protection, rather than an intentional benefit created within the regulating services (e.g., by minimising disturbances to wetlands and
policy design process (Villamagna et al., 2015; Clements and Cumming, riparian areas) also provides opportunities to conserve nature (e.g.,
2017). Conservation covenants can deliver ecosystem services benefits biodiversity associated with those ecosystems) which is the primary goal
beyond those that are realised solely by protecting habitat, by consid­ of privately protected areas (Mitchell et al., 2018). However, synergies
ering ecosystem services supply and flows within the policy design between regulating services and biodiversity are not always guaranteed
process. (Hansson et al., 2005; Reside et al., 2017). Conservation covenants also
tended to focus on managing the flows of cultural and provisioning
4.1. Extent to which conservation covenants consider ecosystem services services, such as restricting covenantors from accessing areas for certain
types of recreational activities, grazing and foraging. Conservation
While the protection of ecosystem services is a prominent goal of the covenants may focus on restricting access to certain cultural and pro­
broader legislation associated with conservation covenant mechanisms, visioning services as the delivery of these services can result in trade-offs
the specific term “ecosystem service” is rarely used in the deed templates with regulating services and biodiversity conservation, which is the
(see Table 1). When ecosystem services were mentioned, we primarily primary focus of PPAs (Ament et al., 2017).
coded these considerations as being indirectly associated with While we did not find ecosystem services to be commonly considered
ecosystem services. Indirect associations with ecosystem services is within deed templates, this does not mean that ecosystem services are
likely underpinned by the assumption that reducing a threatening pro­ not an overarching priority of conservation covenants (see Table 1). Nor
cess to biodiversity, like habitat loss, is also linked with the delivery of does this mean that covenants, or PPAs more broadly, do not contribute
ecosystem services co-benefits. Yet, this positive association may not towards ecosystem service objectives (Villamagna et al., 2015; Clements
necessarily be the case for all ecosystem services if the flow of the service and Cumming, 2017). Rather, our results suggest that conservation
(e.g., access) is being restricted (Villamagna et al., 2015; Ricketts et al., covenants indirectly consider ecosystem services and typically manage
2016). indicators of ecosystem services supply and/or flows, rather than
Clauses that focused on ecosystem services tended to focus on the considering specific components of the ecosystem services framework
supply of regulating ecosystem services, perhaps because managing for that may be influenced by PPAs. The results of this study could support

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C.L. Archibald et al. Environmental Science and Policy 115 (2021) 99–107

new and continued research for how outcome-based ecosystem services 4.3. Jurisdictional differences in how conservation covenants consider
payments for PPA programs might be used to complement biodiversity ecosystem services
outcomes (Jacka et al., 2008; Cooke and Corbo-Perkins, 2018; Leo et al.,
2019). Conservation covenants show great promise and importance for the
This study progresses knowledge on the extent to which conservation protection of ecosystem services (Metzger et al., 2019), but under­
covenants consider ecosystem services. Yet, a limitation to the approach standing how benefits are distributed within and across jurisdictions is
taken is that we only focused on basic conservation covenant deed important (Villamagna et al., 2015; Clements and Cumming, 2017;
templates, not specific individual covenants or the additional manage­ Metzger et al., 2019). We observed that the proportion of deed template
ment agreements which often provide more specific details on the ob­ clauses that focused on ecosystem services were similar across Austra­
jectives of land management. Additionally, this analysis was a point-by- lian states. Yet, there were differences in terms of which ecosystem
point assessment of clauses rather than a study that identifies in­ services were considered, how clauses addressed ecosystem services,
teractions between clauses and the subsequent potential influence on and who is likely to benefit from ecosystem services amongst jurisdic­
ecosystem service delivery. tions (see Supplementary Material 4).
The primary outliers in this study were the Nature Refuge covenants
in Queensland and the Biodiversity Conservation Trust covenants in
4.2. Implications for covenantors and society New South Wales. The Nature Refuge covenant deed templates focused
many clauses on the protection of koalas, which was coded in many
Managing ecosystem services supply and flow for the private bene­ instances as being linked to cultural services (e.g., appreciation of koalas
ficiary (i.e., the covenantor) were a clear focus of conservation cove­ as iconic Australian wildlife), as well as regulating services in wetland
nants. For PPAs to access additional funding, and expand into ecosystem and riparian areas. One focus of the Biodiversity Conservation Trust
services markets (e.g., carbon markets), it will become increasingly covenants was on provisioning services, particularly using sustainable
important to outline how agreements like conservation covenants sup­ grazing as a tool for ecological management, where appropriate, for
port ecosystem service benefits. For example, conservation covenants some ecosystems. These differences could reflect what is important in
may inhibit payments for ecosystem services (e.g., carbon sequestration) different states and under different legislation, the varying scope of the
if covenants are considered to be already protected and not offering legislation conservation covenants are administered through (see
additionality (Smith et al., 2016). Recognising these perverse outcomes Table 1), the time at which the legislation was drafted, or differences in
are important to ensure future PPA programs and deed templates are levels of demand for ecosystem services (for example, Naidoo et al.,
adjusted to avoid covenants being excluded from future financial in­ 2008).
centives. Because conservation covenants often restrict physical access
of private beneficiaries to much of the ecosystem services generated by 5. Conclusions
conservation covenants, it may also be important to ensure incentives
and compensation is available in other ways. Conservation covenants in Australia are currently configured to
Conservation covenant deed templates tended to consider ecosystem conserve biodiversity, rather than ecosystem services. However, there
service supply and flows at the private property-level, which in some are multiple ways in which conservation covenants could be strength­
cases were coded to be negatively associated with ecosystem services ened, for example considering flows and considering who the benefi­
benefits to covenantors. If covenantors do not benefit from the ciaries are, to better ensure the protection of ecosystem services benefits.
ecosystem services, policymakers could recalibrate other policies that There is rising pressure on natural capital and, in response, it is crucial
might exclude covenants from payments for ecosystem services, that governments across the globe develop policies to support the de­
restructure covenants to ensure ecosystem services benefits are deliv­ livery and conservation of ecosystem services on private land. To ensure
ered, or provide additional incentives to covenantors (Smith et al., PPAs, such as conservation covenants, support ecosystem services de­
2016). Similarly, to overcome this perverse outcome we observed that livery that are complementary to their primary purpose of biodiversity
some conservation covenanting programs anticipated a negative impact conservation, policymakers must begin to incorporate mechanisms of
to private beneficiaries and restructured covenants to avoid the poten­ flow into the way they design and support PPAs. The current uncertainty
tial negative impacts to beneficiaries (e.g., the NSW Biodiversity Con­ around what ecosystem services benefits conservation covenants pro­
servation Trust covenant). Identifying potential negative outcomes to vide to private and public beneficiaries is a limitation in the way these
covenantors, is particularly important if ecosystem service benefits are instruments are designed for ecosystem services delivery. The insight we
used by policymakers as a type of incentive to encourage landholders to present here provides an opportunity for policymakers to better incor­
adopt PPAs (e.g., allowing landholders to market their ecotourism porate ecosystem services into PPAs in the future.
venture as being within a protected area, see Clements and Cumming,
2017; de Vasconcellos Pegas and Castley, 2014). CRediT authorship contribution statement
Ecosystem service flows to public beneficiaries were not a clear focus
of the conservation covenant deed templates. Many clauses either did Carla L. Archibald: Conceptualization, Data curation, Methodology,
not consider spatial differences in where ecosystem services provide Formal analysis, Visualization, Writing - original draft, Writing - review
benefits (i.e. to the public), or it was unclear if the mechanisms needed & editing. Marie C. Dade: Conceptualization, Methodology. Laura J.
to facilitate the flow of services from areas of supply to areas of demand Sonter: Conceptualization, Methodology, Writing - review & editing.
were in place (with the exception of some regulating services). To in­ Justine Bell-James: Writing - review & editing. Robyn Boldy: Data
crease public benefits provided by conservation covenants, clauses could curation, Formal analysis, Writing - review & editing. Beatriz Cano:
be added, or organisational and institutional policies could be devel­ Data curation, Formal analysis, Writing - review & editing. Rachel S.
oped, to enhance pathways of flow to public beneficiaries (for example, Friedman: Data curation, Formal analysis, Writing - review & editing.
Watson et al., 2019). To do this, policymakers must identify what the Flavia Freire Siqueira: Conceptualization, Writing - review & editing.
indicator/s of flow is (e.g., access to fresh water) for the ecosystem Jean Paul Metzger: Conceptualization, Writing - review & editing.
services benefits (e.g., erosion control) they intend on delivering, and James A. Fitzsimons: Conceptualization, Writing - review & editing.
focus management towards this indicator (e.g., riparian plantings). Jonathan R. Rhodes: Conceptualization, Writing - review & editing.
Better designed policies regulating the flow of ecosystem services from
conservation covenants to the public beneficiary may improve the po­
tential for public ecosystem service benefits of covenanting programs.

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C.L. Archibald et al. Environmental Science and Policy 115 (2021) 99–107

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