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Received: 27 June 2018 Revised: 23 October 2018 Accepted: 26 October 2018

DOI: 10.1111/scd.12346

ARTICLE

Attitude and willingness of pediatric dentists regarding dental


care for children with developmental and intellectual disabilities

Simi Abraham DDS Farhad Yeroshalmi DMD Keith S. Margulis DDS, MPH
Victor Badner DMD, MPH

NYC Health + Hospitals | Jacobi, Pediatric


Dentistry, Bronx, New York
Abstract
Correspondence Aim: Children with developmental and/or intellectual disabilities (DD/ID) are con-
Farhad Yeroshalmi, DMD, NYC Health + sidered to be at greater risk of developing dental disease and are more likely to have
Hospitals | Jacobi, 1400 Pelham Parkway
unmet dental needs than other children. The purpose of this study was to determine
South, Building #1, Suite 3NE1, Bronx,
New York 10461. the attitude and willingness of pediatric dentists and residents to provide dental care
Email: Farhad.Yeroshalmi@nychhc.org for children with DD/ID.

Methods: Two surveys were created and emailed via SurveyMonkey® to pediatric
dentists and post-doctoral student members of the American Academy of Pediatric
Dentistry.

Results: Five hundred and seventy-four pediatric dentists (9%) and 143 pediatric
dentistry residents (13%) responded. Ninety-nine percent of the practicing pediatric
dentists do provide dental care for children with DD/ID. Ninety-six percent of the
practitioners are confident/very confident in treating these children with nonphar-
macological methods, while 86% are confident/very confident with pharmacological
methods. Among the residents, 99% are willing to provide dental care to children
with DD/ID after they graduate. Eighty-six percent of the residents are confident/very
confident in treating these children with nonpharmacological methods, while 70%
are confident/very confident with pharmacological methods.

Conclusion: Pediatric dentist and resident respondents to the survey were overwhelm-
ingly willing to provide dental care for patients with DD/ID and are confident with
pharmacological and nonpharmacological treatment modalities.

KEYWORDS
attitude, developmental disabilities, disabled children, intellectual disability, pediatric dentists

1 I N T RO D U C T I O N with special health care needs are defined as “those who have
or are at increased risk for a chronic physical, developmen-
Several definitions for special health care needs and disabili- tal, behavioral, or emotional condition and who also require
ties exist worldwide with no universally recognized standard health and related services of a type or amount beyond that
definition. The World Health Organization (WHO) defines required by children generally.”2
disabilities as an umbrella term, which includes activity limi- The American Academy of Pediatric Dentistry (AAPD)
tations, impairments, and participation restrictions.1 Children defines special health care needs as “any physical,

© 2018 Special Care Dentistry Association and Wiley Periodicals, Inc.

20 wileyonlinelibrary.com/journal/scd Spec Care Dentist. 2019;39:20–27.


ABRAHAM ET AL. 21

developmental, mental, sensory, behavioral, cognitive, patients showed more than 70% of their dental visits were for
or emotional impairment or limiting condition that requires emergency services and extraction.15
medical management, health care intervention, and/or use The predominant barriers to the delivery of oral health care
of specialized services or programs.” The condition may for patients with special needs are:
be congenital, developmental, or acquired through disease,
trauma, or environmental cause and may impose limitations 1. Factors concerning special needs patient's behavior, dis-
in performing daily self-maintenance activities or substantial ability level, and extent of oral disease/treatment needs;
limitations in a major life activity.3
2. Training for dentists and office staff in managing patients
Health care professionals have a professional and moral
with special needs;
obligation to all members of the community. The Rehabil-
itation Act of 1973 section 504 made it illegal for health 3. Financing and reimbursement for direct and adjunctive ser-
care providers receiving federal funding to withhold services vices required to provide treatment for patients with spe-
to otherwise qualified persons on the basis of disability.4 cial needs.16
Unfortunately, immense inequalities still exist in relation to
oral health, particularly amongst patients requiring special Many general dentists are reluctant and/or not prepared
care. The population of patients with complex needs has been to treat children with special needs due to the complexity of
rapidly growing and represents a group of patients that has their medical conditions, patient behavior, and the dentists’
great challenges in accessing oral health care.5 Advances in inadequate training and experience.12,17 General dentists
medical technology have increased the likelihood that peo- with advanced training also tend to see few children with
ple with multiple medical problems and developmental dis- special needs, so treatment often falls on pediatric dentists.17
abilities will have a longer life expectancy.5 These children Pediatric dentists have traditionally been regarded by the
have higher health care utilization rates compared with other dental community as the specialty group best prepared to
children.6 According to the U.S. Census Bureau report in treat patients with developmental disabilities. This may be
2010, approximately 56.7 million people or 19% of the pop- because it is the only specialty that receives formal training in
ulation have a disability, with more than half of which are behavioral management techniques.18 A study by Dougherty
severe.7 Boyle et al reported that approximately 1 in 6 chil- et al indicated that dental students were receiving very limited
dren in the United States in 2006-2008 had a developmen- educational experiences in the care of the disabled and those
tal disability.8 A review of the literature reveals abundant experiences varied widely in terms of didactic, clinical and
evidence that children and adolescents with developmental hands on.18 Girdler et al stated that, successful treatment for
disabilities have greater dental needs, poorer oral hygiene, these patients depends on the dentist's ability to manage the
higher incidence of periodontal disease and require more patient with appropriate behavior management techniques
tooth extractions than the general population.9 The reasons as cooperation is often lacking in individuals with severe
include frequent use of medications high in sugar, depen- disability.19
dence on a caregiver for regular oral hygiene, reduced clear- Pediatric dentistry includes in its definition the care of
ance of foods from the oral cavity, impaired salivary func- patients with special health care needs.20 Since its recognition
tion, preference for carbohydrate rich foods, a liquid or puréed as a specialty, pediatric dentists have been actively involved in
diet, and oral aversions.9,10 Not surprisingly, patients with dis- not only treating patients with special needs but also as strong
abilities also require treatment under general anesthesia more advocates for their educational and social needs. Accredita-
frequently than nondisabled patients.11 tion standards for advanced specialty education programs in
In the past, research has suggested that dentists have found pediatric dentistry include didactic and clinical training in
the special needs population stressful or too challenging to examination, treatment and management of infants, children,
treat. Dao et al stated that: “Health care for individuals with adolescents and adults with special health care needs.21 A sig-
special needs requires specialized knowledge acquired by nificant number of graduates of pediatric dentistry residency
additional training, as well as increased awareness and atten- programs maintain hospital privileges and have the capabil-
tion, adaptation, and accommodative measures beyond what ity to treat patients in a hospital operating room setting. The
are considered routine.”12 Dentists may feel that the pressure ability of a doctor to provide dental treatment under gen-
of time and the inadequacy of reimbursement create disincen- eral anesthesia increases access to appropriate care for the
tives to treat these populations.13 According to an article by developmentally disabled population that display behavioral
Casamassimo in 2004, only 10% of dentists examined chil- challenges in the dental operatory.18
dren with special needs.14 Special needs patients seek den- While it is known that training of the pediatric dentistry
tal treatment for remedial procedures compared to preven- resident includes patients with special health care needs, little
tive procedures. Based on a study conducted by Smith et al is known about the amount of time devoted for special care
treatment provided by dental practitioners on special needs training both didactic and clinical in the residency program,
22 ABRAHAM ET AL.

the type of training and the continuation of this care once the pediatric dentists and residents to rate each characteris-
pediatric dentists enter practice. tic as: not confident, confident and very confident. Fisher's
The Commission on Dental Accreditation (CODA) defines exact test was utilized to evaluate some of the differences
competent as “having the knowledge, skills and value required between dentists and residents. We used Minitab® 17 soft-
for the graduates to begin independent, unsupervised specialty ware (Minitab Inc., State College, PA, USA) and SPSS 23.0
practice.”22 Many studies have evaluated the quality of educa- software (IBM Corp., Armonk, NY, USA) for the statistical
tion in special care dentistry in dental schools and general den- analysis.
tist's perception of educational and treatment issues.5,12,14,18
There has been limited research on attitude and willingness of
pediatric dentists towards the treatment of children with spe- 3 RESULTS
cial needs. The main purpose of this study was to determine
the attitude and willingness of pediatric dentists and pediatric Nine percent of the pediatric dentists (N = 574) and 13% of the
dentistry residents to provide dental care for children with pediatric dentistry residents (N = 143) responded to the sur-
DD/ID. vey. Out of 574 pediatric dentist respondents, 572 completed
the entire survey, while 2 provided partial responses. Of 143
residents, 115 completed the survey in its entirety, while 28
2 M AT E R I A L A N D M E T H O D S provided partial responses.
Table 1 shows demographic information of the respondent
A literature search of the MEDLINE/PubMed electronic pediatric dentists and residents.
database was performed in August 2016, using the follow- Fifty-two percent (N = 298) of the responding practicing
ing keywords: children with special needs, special health care pediatric dentists were female and 48% (N = 276) were male.
needs, developmental disability, intellectual disability, pedi- The gender distribution matched the known distribution
atric dentists, dental residents, dental care and attitude. Search for all pediatric dentists. Therefore, at least as measured by
inclusion criteria were articles published within the last 35 this one variable, it appears that the respondents were simi-
years and written in English. Aside from the articles found lar to the total population of pediatric dentists. Fifty-five per-
via the literature search, guidelines published by the AAPD, cent (N = 316) of pediatric dentists graduated from a com-
American Dental Association (ADA) and World Health Orga- bined university/hospital based program, followed by 30.84%
nization (WHO) websites were reviewed for our study. Based (N = 177) from a hospital based program. Sixty percent
on the reviewed literature, a twenty-four item questionnaire (N = 344) of the practitioners’ primary practice location was
for practicing pediatric dentists and a twenty-two item ques- suburban, followed by 28.92% (N = 166) urban, and 11.15%
tionnaire for pediatric dentistry residents were created to col- (N = 64) in rural areas. Fifty-four percent (N = 310) of the
lect required data. The Institutional Review Board of the dentists were in a group practice, 35.54% (N = 204) in a solo
Albert Einstein College of Medicine reviewed the study and practice setting, 8.19% (N = 47) in an academic setting, 6.45%
approved the conduct of this research protocol as exempt from (N = 37) in a hospital setting, 5.05% (N = 29) in a commu-
full review. The survey was pilot tested among current fac- nity health center setting, 0.35% (N = 2) in a military setting,
ulty and residents. Responses were reviewed for content valid- followed by 2.26% (N = 13) in other.
ity. Individual items were then modified as needed. Surveys Seventy-two percent (N = 103) of the residents were female
were emailed via SurveyMonkey® to all active pediatric den- and 28% (N = 40) were male. Forty-eight percent (N = 69)
tist members (N = 6132), and current postdoctoral student of the residents were in a combined university/hospital-based
members (N = 1069) of the American Academy of Pedi- program, followed by 34.27% (N = 49) in a hospital based
atric Dentistry as obtained from their membership mailing program. Eighty percent (N = 115) of the residents were in a
list. program located in an urban area followed by 11.19% (N = 16)
Participants received a reminder email 2 weeks after the in suburban, and 8.4% (N = 12) in rural areas.
surveys were sent out if no response had been received. Four Thirty-eight percent (N = 55) of the residents were
weeks after the first mailing, data collection was discontinued expected to graduate in 2018; 60.14% (N = 86) were expected
and the results were tabulated. to graduate in 2019; and 1.4% (N = 2) were expected to
The responses by the pediatric dentists and residents were graduate in 2020.
analyzed. Both questionnaires included demographic ques- Among the practicing pediatric dentists, 99% (N = 572)
tions, type of practice/residency training, and total num- provide dental care for children with DD/ID. The percentage
ber of patients seen per day. Residents surveyed were of children with DD/ID in their practice was less than 20%
asked about the amount of time devoted to treating people for 93% of the practitioners. All the pediatric dentists have
with DD/ID. Questions about confidence in pharmacolog- treated a patient diagnosed with Autism Spectrum Disorder,
ical and nonpharmacological treatment modalities required and more than 97% have provided dental care for a patient
ABRAHAM ET AL. 23

TABLE 1 Demographic data


Pediatric dentists Pediatric residents
(N = 574) (N = 143)
Gender Male 48.08% (N = 276) 27.97% (N = 40)
Female 51.92% (N = 298) 72.03% (N = 103)
Program type University-based 10.10% (N = 58) 7.69% (N = 11)
Hospital-based 30.84% (N = 177) 34.27% (N = 49)
Combined University & 55.05% (N = 316) 48.25% (N = 69)
Hospital
Hospital & Community 3.66% (N = 21) 8.39% (N = 12)
Health Center
Other 0.35% (N = 2) 1.40% (N = 2)
Practice location Rural 11.15% (N = 64) 8.39% (N = 12)
Urban 28.92% (N = 166) 80.42% (N = 115)
Suburban 59.93% (N = 344) 11.19% (N = 16)
AAPD District of Current Northeastern 24.04% (N = 138) -
Practice Location Southeastern 21.08% (N = 121) -
Northcentral 18.12% (N = 104) -
Southwestern 17.94% (N = 103) -
Western 18.82% (N = 108) -
AAPD District of Residency Northeastern 35.19% (N = 202) 39.86% (N = 57)
Program Attended Southeastern 16.38% (N = 94) 13.99% (N = 20)
Northcentral 25.96% (N = 149) 23.78% (N = 34)
Southwestern 12.02% (N = 69) 11.19% (N = 16)
Western 10.45% (N = 60) 11.19% (N = 16)

with Intellectual Disabilities, Behavioral Issues, Seizure Dis- anesthesia. No statistically significant difference was noted
orders, Syndromes, and Cerebral Palsy. between pediatric dentists and residents using Fisher's exact
Among the residents, 99% (N = 142) were willing to pro- test (Graph 2).
vide dental care to children with DD/ID after they graduate. Among the practicing pediatric dentists, 3.5% (N = 20)
All the residents reported to have provided some kind of den- were not confident, 47.6% (N = 273) were confident and
tal care for patients with DD/ID in their program or previous 49.0% (N = 281) were very confident with utilizing non-
training. pharmacological treatment modalities, while 15.5% (N = 89)
Ninety-nine percent (N = 142) of the residents have treated were not confident, 49.8% (N = 286) were confident
a patient diagnosed with Autism Spectrum Disorder, fol- and 34.7% (N = 199) were very confident with utilizing
lowed by Intellectual Disability (95%, N = 136), Behavioral pharmacological methods in treating children with DD/ID
Issues (94.4%, N = 135), Seizure Disorders (92%, N = 132), (Graphs 3 and 4).
Syndromes (90%, N = 129), and Cerebral Palsy (87%, Among the residents, 13.3% (N = 19) were not confident,
N = 125). 71.3% (N = 102) were confident, and 15.4% (N = 22) were
The majority of the dental treatment rendered for chil- very confident with utilizing nonpharmacological treatment
dren with DD/ID by both pediatric dentists and residents modalities, while 30.1% (N = 43) were not confident, 56.6%
include the following: exam, prophylaxis, fluoride treatment, (N = 81) were confident, and 13.3% (N = 19) were very confi-
composite/amalgam restorations, pulpotomy /SSC and extrac- dent with utilizing pharmacological methods in treating chil-
tions. Treatments such as permanent tooth root canal ther- dren with DD/ID (Graphs 3 and 4).
apy, orthodontics, fixed /removable prosthodontics, periodon- Even though most of the pediatric dentists do provide
tics and other surgical procedures comprised less than 20% of dental care for children with DD/ID, 55% have reported
procedures rendered (Graph 1). the necessity to refer patients to some other settings.
Nitrous oxide is the most common anxiolysis/sedation tech- Some of the reasons suggested include: treatment under
nique used to provide dental care for children with DD/ID oral/intravenous sedation, general anesthesia, as well as
by both practitioners and residents, followed by general endodontics, prosthodontics, periodontics, orthodontics, and
24 ABRAHAM ET AL.

Pediatric Dentists N= 574


Residents N= 143
99.8% 100% 98.4%
95.5% 96.0%
100%
83.9%
79.7%
80% 65.0%

60%

40%
17.6% 20.0% 19.2%
14.7% 14.0% 11.9%
20%
5.1% 2.8%

0%

GRAPH 1 Type of services provided for


Pediatric Dentists Residents children with DD/ID at practice/residency

Pediatric Dentists N=574 Pediatric Dentists N=574


Residents N=143 Residents N=143
90.4% 56.6%
100% 85.3% 49.8%
60%
70.9% 72.0%
80% 34.7%
30.1%
49.0%
40%
60% 47.6%
15.5% 13.3%
40% 25.4% 23.1% 20%

20% 0%
Not confident Confident Very confident
0%
Nitrous Oral IV sedation General
Pediatric Dentists Residents
oxide sedation anesthesia
Pediatric Dentists Residents GRAPH 4 Confidence in treating children with DD/ID with
pharmacological methods
GRAPH 2 Type of anxiolysis/sedation technique provided for
children with DD/ID at practice/residency
Pediatric Dentists N=574
Residents N=115
Pediatric Dentists N=574
Residents N=143 60% 53.0%

50% 43.2%
71.3%
80% 40% 34.0%
70% 24.3% 26.1%
30% 21.6%
60% 47.6% 49.0%
13.0% 14.5%
20%
50% 6.8% 7.8%
10% 0.3% 0.9%
40%
30% 0%
13.3% 15.4% Refer all Establish a Refer for Refer for I do not Other
20% 3.5% patients dental treatment treatment refer
10% regardless home for under oral under children
of their preventive and IV general with
0% needs care and sedation anesthesia DD/ID
Not confident Confident Very confident refer for
treatment
Pediatric Dentists Residents Pediatric Dentists Residents

GRAPH 3 Confidence in treating children with DD/ID with GRAPH 5 Circumstances to refer a pediatric patient with DD/ID to
nonpharmacological methods another setting for dental care

surgical procedures. No statistical significance was noted in Fifty-three percent (N = 76) of the residents reported hav-
the responses between residents and dentists using Fisher's ing received some kind of previous training in treating chil-
exact test (Graph 5). dren with DD/ID.
ABRAHAM ET AL. 25

N=143 most residency programs prepare the residents to care for chil-
dren with special health care needs, inequalities in training is
40.0% 32.9%
27.3% still an ongoing issue (Graph 6), despite the CODA require-
30.0% 24.5%
ments. Lack of adequate training is still a major issue with
15.4%
20.0% the education system. There is paramount importance in post-
10.0% doctoral education and training in special care dentistry and
0.0% it cannot be underestimated. Education is an essential factor
None 1-4 hours 5-10 Greater in preparing the graduating residents to manage the need of
hours than 10
the growing population of children with any kind of special
hours
Responses
health care needs.
Confidence of pediatric dentists in treating children with
GRAPH 6 Hours of didactic training in special care dentistry at DD/ID with pharmacological methods was lower than with
residency program nonpharmacological methods. This could be due to the antic-
ipated complications that could occur while using sedative
N=143
33.6% medications in these children, especially in an outpatient
35.0%
30.0%
setting. Procedural sedation for pediatric patients has seri-
25.0% ous associated risks. According to the AAPD, children with
18.2%
20.0% 16.1%
developmental disabilities have been shown to have a three-
15.0% 11.2% 9.8% 11.2%
10.0%
fold increased incidence of desaturation compared with chil-
5.0% dren without developmental disabilities.24 Interestingly, res-
0.0%
None 1-40 41-80 81-120 121-160 Greater
idents reported having more confidence in treating children
hours hours hours hours than with pharmacological treatment modalities when compared
161
Responses
hours to practitioners. This could be due to the availability of a
supervising dentist, setting of the residency program, and/or
GRAPH 7 Hours of clinical training in special care dentistry at the interest in receiving more training in pharmacological
residency program
methods.
Even though most of the pediatric dentists do provide den-
Fifteen percent (N = 22) of residents reported no didactic tal care for children with DD/ID, 55% reported the necessity
training, 32.9% (N = 47) received 1-4 hours, 24.5% (N = 35) to refer patients to some other settings for various reasons.
received 5-10 hours and 27.3% (N = 39) received greater than This demonstrates that despite their willingness, many barri-
10 hours (Graph 6). ers still exist in providing adequate dental care for these chil-
Eleven percent (N = 16) reported no clinical training, dren. These barriers could be provider related such as lack
33.6% (N = 48) received 1-40 hours, 16.1% (N = 23) received of confidence, lack of adequate office facility, lack of prop-
41-80 hours, 9.8% (N = 14) received 81-120 hours, 11.2% erly trained staff, and lack of adequate financial reimburse-
(N = 16) received 121–160 hours, and 18.2% (N = 26) ment. Patient related barriers could be extreme uncooperative
received greater than 161 hours (Graph 7). behavior, need for a multidisciplinary approach due to com-
plex medical history, and parent or caregiver's lack of ade-
quate concern for patient's dental needs. Adequate financial
4 DIS CUSSI O N reimbursement is outside of the provider and patient control,
but undoubtedly is another barrier to care.
This study gathered information regarding the attitude and Only 9% of the dentists and 13% of residents responded
willingness of pediatric dentists and residents caring for chil- to this survey. Inability to collect data from the remaining
dren with DD/ID. It appears that 99% of the pediatric dentists dentists and residents represents a major limitation. Gener-
do provide dental care for children with DD/ID which is con- ally, pediatric dentists and residents receive numerous surveys
sistent with the results of the survey conducted by ADA in every year, and it could be overwhelming for them to respond
2012.23 The positive attitude and willingness of pediatric den- due to their busy professional life or various other reasons. A
tists and residents could be due to the wide exposure to chil- follow-up study should be conducted to confirm these positive
dren with developmental disabilities in the pediatric dentistry results.
residency programs compared to other post graduate training It is important to remember that the results of this survey
programs. are solely based on those who responded and may be biased
Results of this survey show that most of pediatric dentistry in favor of pediatric dentists and residents who choose to
residents are receiving both clinical and didactic training in treat children with DD/ID. Moreover, respondents may have
treating children with DD/ID. Based on this survey, while overstated their involvement in providing care to children
26 ABRAHAM ET AL.

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71qIOpOu1) New York.
23. American Academy of Pediatric Dentistry. Trends in Pedi-
atric Dentistry 2015. Available at: http://www.aapd.org/assets/
1/7/Trends_in_Pediatric_Dentistry-2015.pdf. Accessed August
21, 2018. (Archived by WebCite® at http://www.webcitation. S U P P O RT I NG IN FO R M AT I O N
org/71qIHKaXK) Additional supporting information may be found online in the
24. Coté CJ, Wilson S. Guidelines for monitoring and management Supporting Information section at the end of the article.
of pediatric patients before, during, and after sedation for diag-
nostic and therapeutic procedures: update 2016. Pediatr Dent.
2016;38:E13-E39. American Academy of Pediatric Dentistry, How to cite this article: Abraham S, Yeroshalmi
American Academy of Pediatrics. F, Margulis KS, Badner V. Attitude and willingness
of pediatric dentists regarding dental care for children
AU T H O R S' BIOG R A P H I E S with developmental and intellectual disabilities. Spec
Care Dentist. 2019;39:20–27. https://doi.org/10.1111/
Dr. Simi Abraham is a pediatric dentist in Dallas, Texas. scd.12346

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