Professional Documents
Culture Documents
The term labor relations refers to that part of labor law which regulates the relations
between employers and workers.
Examples are the provisions of Book V of the Labor Code which deal with labor
organizations, collective bargaining, grievance machinery voluntary arbitration,
conciliation and mediation, unfair labor practices, strikes, picketing and lockout.
No, labor relations and labor standards laws are not mutually exclusive. They are
complementary to and closely interlinked with each other. For instance, the laws on
collective bargaining strikes and lockouts which are covered by labor relations law
necessarily relate to the laws on working conditions found in Book III of the Labor Code.
4. Shepherd retired after years of being a Labor Arbiter and lived as a simple person.
After two years, he was hired by Shadow Corporation as a corporate lawyer and
later one of its Board of Directors where he became known in the business world.
Meanwhile, the seat representing the employers sector in the 6 th Division of NLRC is
vacant. Due to his popularity in the business world and taking into consideration his
former job as a labor arbiter, Shepherd was nominated to occupy this vacant
position. Arbiter Makarov, objected to this as he stated members of the Commission
must be an incumbent Labor Arbiter.
The main requirement for nominees of the employer’s sectors is that he should only come
from the said sector which is absolute. Even if he was a former Labor Arbiter, he served
as a corporate lawyer and currently one of the Board of Directors of Shadow Corporation.
It is sufficient to say he is qualified to represent the employers sector.
The Labor Code provides the following instances wherein the NLRC may sit en banc:
a. To promulgate rules and regulations governing the hearing and disposition of
cases before any of its divisions and regional branches; and
b. To formulate policies affecting its administration and operations.
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6. The employer Gil appealed the case before the NLRC but it turns out the Presiding
Commissioner was Emi, the same person who decided the case being appealed. Emi
decided in favor of Altria. A motion for reconsideration was filed by Gil but was
denied, though this time Emi inhibited.
Under the law the Division that handed it down was not composed of three (3) impartial
commissioners. In order to eliminate the suspicion partiality, the officer who reviewed
the case on appeal must not be the same person whose decision is the subject of such
review. It cannot be considered impartial since he was the Labor Arbiter who decided the
case under review. He should have inhibited himself from any participation in the case.
The following are the qualifications of the Chairman and Commissioners of the NLRC:
a. They must be members of the Philippine Bar;
b. They must have engaged in the practice of law in the Philippines for at least
15 years;
c. They must have experience or exposure in handling labor-management
relations for at least 5 years; and
d. Preferably residents of the region where they shall hold office.
9. Should Labor Arbiters be residents of the region where they are appointed?
Republic Act No. 10741 amended the provisions of Article 222 of the Labor Code that
previously mandated that the Labor Arbiters holding office in the region where they are
appointed should be residents thereat.
With the deletion of this requirement, Labor Arbiters may now be appointed and assigned
at large, wherever their services may be urgently needed, and they are no longer bound by
the restrictive requirement on residency.
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The CIR was empowered to enforce compulsory arbitration between employers or
landlords and employees or tenants, respectively. It had jurisdiction to consider,
investigate, decide and settle all questions, matters, controversies or disputes arising
between employers and employees, landlords and tenants or farm laborers and regulate
their relations.
Thus, the jurisdiction of Labor Arbiters and the NLRC under Article 224 [217] is limited
to disputes arising from the employer-employee relationship which can be resolved in
reference to the Labor Code or and the other labor agencies.
In a case, it presents a unique situation where the core issue presented was whether the
Labor Arbiter has jurisdiction to take cognizance of the complaint for illegal dismissal,
damages and attorney's fees filed by petitioner who was not deployed overseas despite
the signing of a POEA-approved employment contract.
It was ruled here that despite the absence of an employer-employee relationship between
petitioner and respondent, the NLRC has jurisdiction over petitioner's complaint this is so
because the jurisdiction of Labor Arbiters is not limited to claims arising from employer-
employee relationships.
The rule is that the nature of an action and its subject matter as well as the court or
agency of the government that has jurisdiction over it determined by the material
allegations of the complaint in relation to the law involved and the character of the reliefs
prayed for.
14. Does the Labor Arbiter have the power to declare a party in contempt?
Yes, The Labor Arbiter may cite any person for direct or indirect contempt and impose
the appropriate penalty under certain specified grounds.
The jurisdiction conferred upon a Labor Arbiter is both original and exclusive, meaning,
no other officers or tribunals can take cognizance of or hear and decide the cases falling
under the jurisdiction of the Labor Arbiters.
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Yes, voluntary Arbitrators or Panel of Voluntary Arbitrators are expressly granted
jurisdiction to hear and decide ULPs upon mutual agreement of the parties. Such exercise
of jurisdiction is to the exclusion of the Labor Arbiters.
17. Can a federation initiate a ULP case before the Labor Arbiter against its local
chapter?
No. A federation cannot initiate a ULP case before the Labor Arbiter a against its local
chapter and the employer on the ground of illegal dis affiliation. The complaint should
immediately be dismissed for lack of cause of action since the federation, being mere
agent of the member of its local chapter who, in legal contemplation, are considered the
principal, cannot act separately an independently from the later and thus lacks the legal
personality to institute the complaint.
A grievance or grievable issue refers to any question raised by either the employer or the
union regarding any of the following issues or controversies: (1) the interpretation or
application of the CBA; (2) the interpretation or enforcement of company personnel
policies; or (3) any claim by either party that the other party is violating any provisions of
the CBA or company personnel policies.
19. Who has the jurisdiction over termination of employment on the ground of union
security clause?
The Supreme Court ruled that in a situation where termination of employment is effected
on the ground of violation of the union security clause, the jurisdiction belongs to the
Labor Arbiter and not to the Voluntary Arbitrator. The reason is that only issues or
disputes were the parties involve the union and management are cognizable by the
grievance machinery and Voluntary Arbitrator.
20. Does the phrase “all other labor disputes” in article 275(262) automatically confer
jurisdiction on Voluntary Arbitrators?
No, the phrase “all other labor disputes” in article 275(262) does not automatically confer
jurisdiction on Voluntary Arbitrators. There is a need for express stipulation in the CBA
that illegal termination disputes should be resolved by a Voluntary Arbitrator or Panel of
Voluntary Arbitrators since the same fall within a special class of disputes that are
generally within the exclusive original jurisdiction of Labor Arbiters by express provision
of law. Absent such express stipulation, the phrase “all disputes” should be construed as
limited to the areas of conflict traditionally within the jurisdiction of Voluntary
arbitrators, i.e., disputes relating to contract-interpretation, contract-implementation, or
interpretation or enforcement of company personnel policies.
21. What are the classification of money claims falling under the exclusive and original
jurisdiction of the Labor Arbiter?
The classification of money claims falling under the exclusive and original jurisdiction of
the Labor Arbiter are the following:
a. Any money claim, regardless of amount, accompanied with a claim for
reinstatement; or
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b. Any money claim, regardless of whether accompanied with a claim for
reinstatement, exceeding the amount of five thousand pesos (5,000.00 php)
per claimant.
22. What is the power to assume jurisdiction or certify “national interest” labor
disputes to NLRC?
When, in his opinion, there exists a labor dispute causing or likely to cause a strike or
lockout in an industry indispensable to the national interest, the Secretary of Labor and
Employment may assume jurisdiction over the dispute and decide it or certify the same to
the Commission for compulsory arbitration.
23. What are the principles that affect the exercise of jurisdiction of DOLE Secretary?
There are certain principles that are well-recognized in relation to the exercise by the
DOLE Secretary of his assumption and certification powers, they are:
• Principle of subsumation or absorption; and
• Principle of territoriality.
24. . What is the present rule under RA 7730, which abandons the ruling in Servando
case?
25. Ex-Bataan Veterans Security Agency, Inc. (EBVSAI), private respondents, is in the
business of providing security services while private complainants, TUBIG
BAYANI, NOGNOG, ALEXANDER and JABAR, are EBVSAI's employees
assigned to the National Power Corporation at Ambuklao Hydro Electric Plant,
Bokod, Benguet (Ambuklao Plant). On 20 February 1996, TUBIG BAYANI,
NOGNOG, ALEXANDER and JABAR, instituted a complaint for underpayment
of wages against EBVSAI before the Regional Office of the Department of Labor
and Employment (DOLE).
On the same date, the Regional Office issued a notice of hearing requiring EBVSAI
(respondents) and TUBIG, NOGNO, ALEXANDER and JABAR, to attend the
hearing on 22 March 1996. EBVSAI filed a motion for reconsideration and alleged
that the Regional Director does not have jurisdiction over the subject matter of the
case because the money claim of each private respondent exceeded P5, 000. EBVSAI
pointed out that the Regional Director should have endorsed the case to the Labor
Arbiter.
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Does the Regional director have jurisdiction over the case, notwithstanding the fact
that the money claims sought exceeds Php 5,000.00?
Yes. The visitorial and enforcement powers of the DOLE Regional Director to order and
enforce compliance with labor standard laws can be exercised even where the individual
claim exceeds P5, 000.
It was held in one of the cases that the DOLE regional director validly assumed
jurisdiction over the money claims of private respondents even if the claims exceeded
Php 5,000.00 because such jurisdiction was exercised in accordance with Article 128(b)
and the case does not fall under the exception clause.
26. Sometime in 1997, KINAS filed a complaint for underpayment of wages, regular
holiday pay, overtime pay, nonpayment of 13th month pay and service incentive
leave pay against its employer ABUSADO before the Regional Office, NCR of the
Department of Labor and Employment (DOLE). Acting on the complaint, Regional
Director PAASA issued an inspection authority to Senior Labor Enforcement
Officer ALAWI.
Thus, on 6 November 1997, Regional Director PAASA issued the assailed Order, the
decretal portion of which reads:
ABUSADO questions the decision of the Regional Director, arguing that the
Regional director had no jurisdiction over the case, and that the same should have
been forwarded to the LABOR ARBITER.
Jurisprudence held that if there still exists an e-e relationship between petitioner and
private respondents at the time of the filing of the case, and that the case involves
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violations of the Labor standard provisions of the Labor code, the DOLE-RD has
jurisdiction to hear and decide the instant case in conformity with Article 128(b). On the
contrary, where the e-e relations have been severed, complaints or claims for payment of
monetary benefits fall within the exclusive and original jurisdiction of the Labor Arbiters.
In this case, since there still existed an e-e relationship between KINAS and ABUSADO,
at the time of the filing of the complaint, it is but proper that REGIONAL DIRECTOR
PAASA, validly assumed jurisdiction over the case.
27. What are the 3 requisites in order to divest the DOLE secretary or his duly
authorized representatives from issuing writs of execution to the appropriate
authority?
The following are the requisites to divest the Secretary of Labor form issuing a writ of
execution:
a. That the employer contests the findings of the labor regulations officer and raises
issues thereon;
b. That in order to resolve such issues, there is a need to examine evidentiary
matters; and
c. That such matters are not verifiable in the normal course of inspection.
28. What are the two classes of corporations recognized under the 1987 Constitution?
The following are the two corporations recognized under the 1987 Constitution:
a) Private Corporations- created under the general law; and
b) Government-Owned or Controlled Corporation created by special charters.
An “ecclesiastical affair” is one that concerns doctrine, creed, or form of worship of the
church, or the adoption and enforcement within a religious association of needful laws
and regulations for the government of its membership, and the power of excluding from
such association those deemed unworthy of membership.
31. Enumerate 3 issues or cases that do not fall under the jurisdiction of the Labor
arbiters.
The following are the cases that do not fall under the jurisdiction of the labor arbiters:
a) Claims for damages arising from breach of non-compete clause and other
postemployment prohibitions;
b) Claims for payment of cash advances, appliance and other loans of
Employees;
i. Dismissal of corporate officers and their monetary, claims;
ii. Issues involving suspension of payment of debts (rehabilitation
receivership);
iii. Cases involving entities immune from suit;
iv. Cases falling under the doctrine of forum non conveniens;
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v. Quasi-delict or tort cases;
vi. Criminal and civil liabilities arising from violations of certain
provisions of the Labor Code; and
vii. Constitutionality of CBA provisions.
An 'office' is created by the charter of the corporation and the officer is elected by the
directors or stockholders. On the other hand, an 'employee' occupies no office and
generally is employed not by the action of the directors or stockholders but by the
managing officer of the corporation who also determines the compensation to be paid to
such employee.
33. Who has the jurisdiction over the case of illegal dismissal of corporate officers?
Where the complaint for illegal dismissal concerns a corporate officer, the controversy
falls under the jurisdiction of the RTC because the controversy arises out of intra-
corporate or partnership relations: (1) between and among stockholders, members, or
associates; or (2) between any or all of them and the corporation, partnership, or
association of which they are stockholders, members, or associates, respectively; and (3)
between such corporation, partnership, or association and the State insofar as the
controversy concerns their individual franchise or right to exist as such entity or because
the controversy involves the election or appointment of a director, trustee, officer, or
manager of such corporation, partnership, or association.
34. AA was appointed as Vice President for nationwide expansion by BB, the general
manager of DBD Corp. After sometime AA was dismissed by the DBD Corp. AA
then filed a complaint for illegal dismissal against DBD Corp. and some of its
corporate officers before the Labor Arbiter. DBD Corp. moved to dismiss the
complaint on the ground of lack of jurisdiction because the issue was intra-
corporate inasmuch as AA was a member of DBD’s Board of Directors aside from
being its Vice-President for Finance and Administration prior to his termination.
AA, in opposing the motion filed by DBD Corp., alleged that his status as a member
of the Board was doubtful since he was not formally elected and he did not own a
single share of stock. Even assuming that he had been a Director of DBD Corp., he
had been removed as the Vice President for Finance and Administration, not as a
Director, a fact that the notice of his termination dated April 10, 2000 showed
AA is not a corporate officer because a position must be expressly mentioned in the By-
Laws in order to be considered as a corporate office. Thus, the creation of an office
pursuant to or under a By-Law enabling provision is not enough to make a position a
corporate office.
An "office" is created by the charter of the corporation and the officer is elected by the
directors or stockholders. On the other hand, an employee occupies no office and
generally is employed not by the action of the directors or stockholders but by the
managing officer of the corporation who also determines the compensation to be paid to
such employee.
In this case, AA was appointed as the vice president for nationwide expansion by BB,
DBD’s general manager, not by the board of directors of DBD Corp. It was also BB who
determined the compensation package of AA. Thus, AA was an employee and not a
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"corporate officer." Hence, the case is cognizable by the Labor Arbiter and not by the
RTC.
35. What are the two tests that can be used to determine whether a dispute is
intracorporate or not?
The two tests that should be considered in order to determine whether a dispute
constitutes an intra-corporate controversy or not, namely:
a) The status or relationship of the parties or Relationship test;
b) The nature of the question that is subject of their controversy or Nature of the
Controversy Test.
36. On January 1, 1992, Happy was elected Executive Vice President and Treasurer
(EVP/Treasurer) of SandBox Corporation. As EVP/Treasurer, his duties and
responsibilities included: (1) the management of the finances of the company; (2)
carrying out the directions of the President and/or the Board of Directors regarding
financial management; and (3) the preparation of financial reports to advise the
officers and directors of the financial condition of SandBox Corporation. Happy
held this position for 13 years, having been re-elected every year since 1992, until
January 21, 2005, when he was nominated and elected Chairman of SandBox’s
Board of Directors.
On August 5, 2005, a little over seven (7) months after his election as Chairman of
the Board, the SandBox Board held a special meeting at the Manila Polo Club. One
of the items of the agenda was the election of a new set of officers. Unfortunately,
Happy was neither re-elected Chairman nor reinstated to his previous position as
EVP/Treasurer.
Aggrieved, on June 19, 2007, Happy filed a complaint for illegal dismissal with
prayer for reinstatement, payment of backwages, damages and attorney’s fees
before the Labor Arbiter against SandBox Corporation and Jolly, who was then the
President of SandBox Corporation.
No, the case is not within the jurisdiction of the Labor Arbiter because the issue of his
removal is an intra-corporate dispute which is cognizable by the RTC. Happy is
considered as a corporate officer and not an employee of SandBox Corporation.
Corporate officers are officers of a corporation who are given that character either by the
Corporation Code or by the corporation’s by-laws.
In this case, Happy was a corporate officer who held the position of Executive
VicePresident/Treasurer as provided in the by-laws of Sandbox Corporation and that he
held such position by virtue of election by the Board of Directors.
37. Who is an emigrant? Is the term “emigrant” still being used now?
An emigrant means any person, worker or otherwise, who emigrates to a foreign country
by virtue of an immigrant visa or resident permit or its equivalent in the country of
destination.
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This term, however, is no longer found in recent enactments nor in their Implementing
Rules. Apparently, emigrant is now referred to as “legal resident” and is defined in the
1996 Omnibus Rules and Regulation as a “person who has obtained permanent residency
status in accordance with the law of the host country.”
38. What are the differences between Migrant workers (MWs) and overseas Filipino
workers (OFWs)?
There are no differences. R.A. No. 8042 points out that the terms “migrant worker” and
“overseas Filipino worker” may be used interchangeably, thus: “Migrant worker” refers
to e person who is to be engaged, is engaged or has been engaged in a remunerated
activity in a state of which he or she is not a legal resident to be used interchangeably
with overseas Filipino worker.
39. What is the effect on the jurisdiction of the labor arbiters and NLRC if the former
employer’s assets are placed under rehabilitation receivership or liquidation?
The jurisdiction conferred by law upon Labor Arbiters and the NLRC would not be lost
simply because the assets of a former employer have been placed under rehabilitation
receivership or liquidation. It is merely suspended.
40. What is the exception to the rule that immune entities may be sued for labor law
violations?
When the function of the entity otherwise immune from suit partakes of the nature of a
proprietary activity, such entity may be sued for labor law violations relating to the
discharge of such function.
The Secretary of Labor or his duly authorized representatives may, at any time. Inspect
the premises, books of accounts and records of any person or entity covered by this title,
require it to submit reports regularly on prescribed forms, and act on violation of any
provisions of this Title.
It held that it is not the Labor Arbiter but the regular court which has jurisdiction to rule
on the constitutionality of Collective Bargaining Agreement (CBA) provisions.
44. State the periods in which the Labor Arbiters should decide cases.
The Labor Arbiters shall have original and exclusive jurisdiction to hear and decide,
within thirty (30) calendar days after the submission of the case by the parties for
decision without extension, even in the absence of stenographic notes, the following
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cases involving all workers, whether agricultural or non-agricultural. Note the periods is
mandatory.
Yes.
In a case ruled by the Supreme Court, reiterated the rule on the mandatory filing of a
motion for reconsideration prior to the institution of a Rule 65 petition for certiorari from
the decision of quasi-judicial administrative agencies which, in this case, refers to the
DOLE Secretary.
Most notably, the decision herein rendered has clarified that while a government office
may prohibit altogether the filing of a motion for reconsideration with respect to its
decisions or orders, the fact remains that certiorari inherently requires the filing of a
motion for reconsideration which is the tangible representation of the opportunity given
to the office to correct itself. Unless it is filed, there could be no occasion to rectify.
Worse, the remedy of certiorari would be unavailing. Simply put, regardless of the
proscription against the filing of a motion for reconsideration, the same should be filed on
the assumption that rectification of the decision or order must first be obtained and before
a petition for certiorari should be instituted.
46. What is the only mode of elevating decisions of the Court of Appeals to the Supreme
Court in cases originating from the DOLE Secretary?
The only mode of elevating decisions of the Court of Appeals to the Supreme Court in
cases originating from the DOLE Secretary a Petition for Review on Certiorari under
Rule 45. Since the CA has jurisdiction over Rule 65 petitions for certiorari that may be
filed before it from the decisions of the DOLE Secretary.
Any alleged errors committed by it in the exercise of its jurisdiction would be errors of
judgment which are reviewable by means of a timely appeal to the Supreme Court
through a Rule 54 petition for review on certiorari and not by way of a Rule 65 special
civil action of certiorari.
Rule 45 is clear that the decisions, final orders or resolutions of the CA in any case, i.e.,
regardless of the nature of the action or proceeding involved, may be appealed to the
Supreme Court by filing a petition for review, which would be but a continuation of the
appellate process over the original case. Under Rule 45, the reglementary period to appeal
is 15 days from notice of judgment or denial of the motion for reconsideration.
47. Does the POEA have jurisdiction to hear money claims cases of OFWs?
No, the POEA ceased to have any jurisdiction over money claims of OFWs, or those
arising out of an employer-employee relationship or by virtue of any law or contract
involving Filipino workers for overseas deployment including claims for actual, moral,
exemplary and other forms of damages. The jurisdiction over these claims was
transferred to the Labor Arbiters of the NLRC.
Consequently, appeals from decisions of the Labor Arbiter may be instituted to the
Commission (NLRC).
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48. What are the additional powers of the Commission?
49. Can the Labor Arbiter administer oath in cases pending before the Commission?
50. Does the NLRC or the Labor Arbiter have jurisdiction to rule on indirect
contempt?
Yes, Rule 71 of the Rules of Court does not require the Labor Arbiter or the NLRC to
initiate indirect contempt proceedings before the trial court. This mode is to be observed
only when there is no law granting them contempt powers. Since Article 225(d) [218(d)]
expressly grants both direct and indirect contempt power to the Labor Arbiter and the
NLRC, they do not need to cite persons for indirect contempt by initiating it to the
Regional Trial Court (RTC).
49. Explain the extent of the workers right to participate in policy and decision making
process as provided under Article XIII, Section 3 of the Philippine Constitution.
Does it include membership in the Board of Directors of a corporation?
Workers shall participate in policy and decision making affecting their rights, duties,
welfare and benefits, through labor management councils. The worker’s rights do not
include membership in the Board of Directors of a Corporation.
The principle of codetermination is one which grants to the workers the right to
participate in policy and decision making processes affecting their rights and benefits.
51. Explain the impact of the union security clause to the employees’ right to security
of tenure.
A valid union security clause when enforced or implemented for cause, after according
the worker his substantive and procedural due process rights not violate the employee’s
right to security of tenure. Art. 248(e) of the labor Code allows union security clauses and
a failure to comply with the same is a valid ground to terminate employment. Union
security clauses designed to strengthen unions and valid law policy.
In order to qualify as a pauper litigant, the person need not be so poor that he must be
supported at public expense. It is sufficient that the complainant is indigent, a person who
has property or sources of income sufficient for his support aside from his own labor
though self-supporting when able to work and in employment.
53. What is company-level due process as opposed to the labor court due process?
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Company-level due process refers to the due process that should be afforded by the
employer to an employee prior to the latter's termination. Labor court due process, on the
other hand, refers to the due process required to be afforded to the parties in termination
cases filed before such labor authorities as the Labor Arbiter and the NLRC.
54. What are the requirements in order for a labor complaint or petition to be valid?
The two (2) requirements in order for a labor complaint or petition to be valid are:
a. signed under oath by the complainant or petitioner; and
b. accompanied with a declaration of non-forum shopping.
55. What is the effect of an Attorney signing the Certificate against Forum Shopping?
56. What is the Venue for Cases which the Labor Arbiters have Authority to hear and
decide?
All cases which Labor Arbiters have authority to hear and decide may be filed in the
Regional Arbitration Branch (RAB) of the NLRC having jurisdiction over the workplace
of the complainant or petitioner.
For purposes of venue, the workplace shall be understood as the place or locality where
the employee is regularly assigned at the time the cause of action arose, it shall include
the place where the employee is supposed to report back after a temporary detail,
assignment, or travel. In the case of field employees as well as ambulant or itinerant
workers, their workplace is where they are regularly assigned, or where they are supposed
to regularly receive their salaries or wages or work instructions from, and report the
results of their assignment to, their employers.
Where two (2) or more RABs of the NLRC have jurisdiction over the workplace of the
complainant or petitioner, the Branch that first acquired jurisdiction over the case shall
exclude the others.
58. Rod Digs is (was?) employed as a regular sugar farm worker of Hacienda Go in
Talisay, Negros Occidental. He filed a complaint for illegal dismissal, reinstatement,
payment of backwages, and attorney’s fees against Hacienda Go/Harry Roque.
Harry Roque claimed that he was merely the administrator of Hacienda Go which
was owned by Go Agricultural and Development Corporation (GADC).
The NLRC ruled in favor of Rod Digs, and ordered GADC liable to pay jointly and
severally, with Harry Roque the claims of Rod Digs. GADC claims that the NLRC
acted without or in excess of jurisdiction or with grave abuse of discretion when it
included motu proprio GADC as a party respondent. Is GADC’s claim tenable?
No. A corporate employer is deemed to have had its day in court even if it was only its
unregistered trade name and its administrator/manager which/who were impleaded in a
case before a labor tribunal. The non-inclusion of the corporate name of such corporation
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is a mere procedural error which does not affect the jurisdiction of the labor tribunal. This
is so because a corporation may be sued under the name by which it makes itself known
to its workers.
59. Duturtle Construction Corp. (DCC) dismissed its Project Manager Engr. Jose
Reyes, allegedly for his gross negligence on the job which resulted to the tilting and
falling of a crane along the Skyway Extension in Muntinlupa. Engr. Reyes filed an
illegal dismissal case against DCC. During the pendency of the proceedings, Engr.
Reyes died because of a stroke. What is the effect of his death?
Engr. Reyes’s death does not affect the ongoing case. The case may still proceed
provided that he is substituted by his heirs.
In case a complainant dies during the pendency of the proceedings, he/she may be
substituted by his/her heirs.
60. How can the Labor Arbiter acquire jurisdiction over the parties?
The Labor Arbiter acquires jurisdiction over the parties in cases before him either:
61. What are the instances when a motion for intervention is proper? When is it
improper?
When not proper, Individual intervenors cannot be allowed to intervene if they are
already represented in the suit by a party authorized by law to represent them.
While the rule allows such intervention, they, however, failed to consider, in addition to
the rule on intervention, the rule on representation, a labor union is one such party
authorized to represent its members which provides that a union may act as the
representative of its members for the purpose of collective bargaining. This authority
includes the power to represent its members for the purpose of enforcing the provisions
of the CBA.
Moreover, motions for intervention cannot be allowed if the party's own appeal/petition
for review has already been denied with finality. Intervenors cannot re-open their case or
recover their lost appeal by intervention
62. What is the rule on filing of pleadings by ordinary mail or private messengerial
service?
The rule is that when a pleading is filed by ordinary mail or by private messengerial
service, it is deemed filed only on the day it is actually received by the court, not the day
it was mailed or delivered to the messengerial service.
63. What is the rule on service of decision and final awards in labor cases?
In case of decisions and final awards, copies thereof should be served on both parties and
their respective counsels or representatives through any of the following modes:
a. By personal service;
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b. By Registered mail;
c. By private courier service.
Exceptions.
The exceptions to this rule are as follows:
a. In cases where a party to a case or his/her counsel on record personally seeks
service of the decision upon inquiry thereon, in which case, service to said party
is deemed effected; and
b. Where parties are numerous, service shall be made on counsel and upon such
number of complainants as may be practicable and shall be considered substantial
compliance with Article 230(a) [224(a)] of the Labor Code.
64. What are the roles of the Labor Arbiter, Labor Arbitration Associate and
authorized personnel in Mandatory Conciliation and Mediation Conference?
The Labor Arbiter is required to personally preside over and take full control of the
proceedings. However, he may be assisted by the Labor Arbitration Associate in the
conduct thereof.
In areas where there is no Labor Arbiter assigned, conciliation and mediation may be
conducted by a Labor Arbitration Associate, any other NLRC personnel with sufficient
training and knowledge on conciliation and mediation, authorized by the Chairman or a
duly authorized personnel of the Department of Labor and Employment, pursuant to any
Memorandum of Agreement executed for this purpose.
A compromise agreement is deemed final and binding upon the parties and shall have the
force and effect of a judgment rendered by the Labor Arbiter.
68. Is hearing or trial before the Labor Arbiter a matter of right of parties? (page 211)
No. The parties may ask for a hearing but such hearing is not a matter of right on their
part that they can demand. In a catena of cases, it has been consistently declared that the
Labor Arbiter, in the exercise of his discretion, may deny such request and proceed to
decide the case on the basis of the position papers and other documents brought before
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him without resorting to technical rules of evidence as observed in regular courts of
justice.
Admission by silence is an act or declaration made in the presence and within the
hearing or observation of a party who does or says nothing when the act or declaration is
such as naturally to call for action or comment if not true, and when proper and possible
for him to do so, may be given in evidence against him.
71. What is the required period for the Labor Arbiter to render a decision?
The Labor Arbiter is required to render his decision within 30 calendar days, without
extension, after the submission of the case by the parties for decision, even in the absence
of stenographic notes; provided however, that cases involving OFWs should be decided
within 90 calendar days after the filing of the complaint.
The decisions and orders of the Labor Arbiter should be clear and concise and must
include a brief statement of the following:
a. Facts of the case;
b. Issue/s involved;
c. Applicable laws or rules;
d. Conclusions and the reasons therefor; and
e. Specific remedy or relief granted.
73. Is a Motion for Reconsideration or a Petition for Relief from Judgment from the
Judgment of a Labor Arbiter allowed?
No it is not allowed under Section 5d and Rule V of the 2011 NLRC Rules of Procedure.
To entertain such motion for reconsideration will permit the movant to violate the
statutory 10-calendar day period requirement for appeals
74. X received the decision and order of the Labor arbiter on November 11, 2015. X
filed an appeal with the Regional Arbitration Branch on November 25, 2015. Will
the appeal prosper?
No the appeal will not prosper, the decision or order of the Labor Arbiter shall become
final and executory after ten (10) calendar days from receipt thereof by the counsel or
authorized representative or the parties, if not assisted by counsel or representative.
75. Suppose X prosecuted his appeal to the NLRC by himself and forgot to attach a
verification in his appeal of the decision of the Labor Arbiter, will the appeal
prosper?
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Yes, it will still prosper.
In a case where the employee prosecuted his appeal by himself; the lack of verification or
oath in the appeal memorandum is not fatal.
A pleading which is required under the Rules of Court to be verified may be given due
course even without a certification, if the circumstances warrant the suspension of the
rules in the interest of justice.
76. A non-lawyer may appear before the Commission or any Labor Arbiter only:
A non-lawyer may appear before the Commission or any Labor Arbiter only: 1) If they
represent themselves; or 2) If they represent their organization or members thereof.
A lawyer appearing for a party is presumed to be authorized for that purpose. In every
case, he/she shall indicate in his/her pleadings and motions his/her Attorney's Roll
Number, as well as higher Professional Tax (PTR) and Integrated Bar of the Philippines
(IBP) numbers for the current year and Mandatory Continuing Legal Education (MCLE)
compliance.
It shall mean appearance during the mandatory conciliation and mediation conferences
and scheduled hearings and signing of pleadings. Attendance for the sole purpose of
simultaneous filing of position papers and other pleadings shall not be considered as
appearance.
79. X comes to you for advice regarding the decision of the Labor Arbiter in relation to
his case where the latter declared that there was no illegal dismissal and denied his
claims for separation pay. What remedy can he avail of if only two days had passed
after he was served with the decision of the Labor Arbiter?
X may still appeal the decision if any of the following grounds exist:
a) If there is prima facie evidence of abuse of discretion on the part of the Labor
Arbiter;
c) If serious errors in the findings of facts are raised which would cause grave or
irreparable damage or injury to the appellant.
80. The rule is that a party who does not appeal from a decision of a court cannot
obtain affirmative relief other than that granted in the appealed decision. Is this an
absolute rule?
No. Jurisprudence instructs that affirmative relief is still available to a party who did not
appeal:
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a. where there are (1) errors affecting the lower court's jurisdiction over the
subject matter, (2) plain errors not specified, and (3) clerical errors; or
81. In an illegal dismissal case, the monetary award for separation pay was reduced by
the NLRC. The employee did not appeal within the reglementary period.
What are the effects of failure of a party to appeal a decision that is favorable to
him?
If the decision is favorable to the party who failed to appeal, his failure to appeal does not
preclude him from praying that he be awarded the monetary benefits.
Thus, the NLRC is mandated to award him the monetary benefits due under the law.
The appeal to the NLRC may be entertained only on any of the following
grounds:
4. If serious errors in the findings of facts are raised which, if not corrected,
would cause grave or irreparable damage or injury to the appellant.
Miscomputation of the reglementary period will not result in forestalling the finality of
the judgment. Any holding to the contrary will necessarily leave to the whim of the losing
party, the determination of the definite and executory nature of the judgment. It is in the
interest of everyone that the date when judgments become final and executory should
remain fixed and ascertainable.
83. What are requisites for perfection of an appeal to the NLRC are as follows:
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2) Form of appeal. — The appeal should be in the form of a Memorandum of
Appeal which shall state the grounds relied upon and the arguments in
support thereof, the relief prayed for, and with a statement of the date the
appellant received the appealed decision, award or order.
i. proof of payment of the required appeal fee and legal research fee;
Substantially, the salient considerations of the above requisites are the following:
The discussion of the foregoing requisites will follow the above order of
presentation in seriatim.
It is only required in the initiatory complaint or petition filed with the Labor Arbiter.
85. A, the appellant, failed to allege a material date in his appeal memorandum. B, the
appellee, insists that the failure to state the material dates is fatal to A’s appeal to
the NLRC and to his present position in this case. Is B correct?
No. The failure of the appellant to allege a material date in the appeal memorandum is an
innocuous mistake which does not generally cause any prejudice to the parties. The same
constitutes, at most, a reversible error.
In the same case of Sutherland, petitioner Sutherland insists that the failure to state the
material dates is fatal to Labrador's appeal to the NLRC and to his present position in this
case. The Court, however, found this argument of petitioner Sutherland unmeritorious as
technical rules are not necessarily fatal in labor cases; they can be liberally applied if – all
things being equal - any doubt or ambiguity would be resolved in favor of labor. These
technicalities and limitations can only be given their fullest effect if the case is
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substantively unmeritorious; otherwise, and if the defect is similar to the present one and
can be verified from the records (as in this case), the Court has the discretion not to
consider them fatal.
86. Does the failure of the appellant to furnish a copy of the memorandum of appeal to
the other party (appellee) constitute a fatal defect which would warrant a dismissal
of his appeal?
No. While Article 229 [223] and the 2011 NLRC Rules of Procedure require the party
intending to appeal from the Labor Arbiter's ruling to show proof of service by furnishing
the other party a copy of his memorandum of appeal, the Supreme Court has held that the
mere failure to serve the same upon the opposing party does not bar the NLRC from
giving due course to an appeal.
Such failure is only treated as a formal lapse, an excusable neglect and, hence, not a
jurisdictional defect warranting the dismissal of an appeal.
Instead, the NLRC should require the appellant to provide the opposing party copies of
the notice of appeal and memorandum of appeal.
87. What is the remedy in the case the employee failed to post a bond to perfect the
appeal?
The remedy of the employee is to file a motion to the dismiss appeal and not a petition
for mandamus for the issuance of a writ of execution. Since the posting of a bond for the
perfection of an appeal is both mandatory and jurisdictional, the decision of the Labor
Arbiter sought to be appealed to the NLRC becomes final and executory upon the failure
of the employer to post the bond.
88. What are the seven (7) documents required to accompany the bond?
The surety bond should be accompanied by original or certified true copies of the
following documents:
(1) A joint declaration under oath by the employer, his/her counsel, and the
bonding company, attesting that the bond posted is genuine, and shall be in
effect until final disposition of the case.
(3) Proof of security deposit or collateral securing the bond: provided, that a
check shall not be considered as an acceptable security;
(6) Certificate of accreditation and authority from the Supreme Court; and
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An appeal bond is considered bogus if it was issued by an officer no longer connected for
a long time with the bonding company.
The bond not being genuine, the liberal interpretation of the rule on appeal bond cannot
be applied.
In effect, there is really no bond posted since a fake or expired bond is, in legal
contemplation, merely a scrap of paper.
No, they are not. In a case, the Supreme Court said that “courts” refer to courts of law.
It does not extend to quasi-judicial bodies like the NLRC unless otherwise clearly and
expressly indicated in the wording of the statute.
Simply because these tribunals or agencies exercise quasi-judicial functions does not
convert them into courts of law.
Hence, NLRC not being the inferior courts referred to in the provision of the Cooperative
Code, X multi-purpose cooperative must still post a bond to perfect its appeal.
The Supreme Court said in a decided case, that GOCCs have separate and distinct
personalities from its shareholders.
Although the State is its majority stockholder, the corporation remains to be a separate
entity.
92. Suppose YYY Inc. did not file a bond during appeal because the Labor Arbiter’s
decision did not state any amount, is YYY Inc. correct in stating that it is a valid
justification for the non-posting of bond?
Yes. It falls under the three justifications that may be cited for not posting any bond.
Under different decisions by the Supreme Court, the three justifications are:
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(a) That the decision of the Labor Arbiter does not grant any monetary award;
(b) That the decision of the Labor Arbiter does not state the specific amounts of
the monetary awards; or
(c) When, instead of posting a bond in a new case, the bond posted in an earlier
separate case which has already been decided with finality in favor of the
employer is applied to the new case.
93. What are the conditions necessary for the NLRC to entertain a motion to reduce
bond?
The filing of a motion to reduce bond shall be entertained by the NLRC subject to the
following conditions: (1) there is meritorious ground; and (2) a bond in a reasonable
amount is posted.
94. What is “reasonable amount” in relation to the bond necessary for the NLRC to
entertain a motion to reduce bond?
No. The rule that the full amount of the monetary award should still be posted within the
reglementary period even if the appellant has filed a motion to reduce bond no longer
holds.
The following distinctions may be cited between reinstatement under Article 229 [223] and
Article 294 (279) of the Labor Code:
• Finality. The reinstatement under Article 229 [223] has not attained
finality as in fact it is the subject of an appeal; while that contemplated
under Article 294 (279) has already become final and executory.
• Employer's option to reinstate. - The reinstatement in the former is subject
to the exercise of option by the employer, while that in the latter, no such
option is available to the employer except to reinstate the employee to his
former position or to a substantially equivalent position, if the former
position is no longer available or reinstatement thereto is not viable or
feasible.
• On nature of duty of Labor Arbiter to implement order. - In the former, it
is ministerial upon the Labor Arbiter to implement his order of
reinstatement which is self-executory in character, while in the latter, it is
not ministerial as it requires the filing of a motion for the issuance of writ
of execution with the Labor Arbiter of origin before he can implement the
reinstatement order.
• On necessity for issuance of writ of execution. - In the former, a writ of
execution is not necessary to enforce the reinstatement order, while in the
latter, a writ of execution is indispensable to effect reinstatement.
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97. What are the 2 options of the employer, to implement the reinstatement of Labor
Arbiter’s Decision?
To implement the reinstatement aspect of a Labor Arbiter's decision, there are only two
(2) options available to the employer, to wit:
The issuance of a temporary restraining order (TRO) by the CA or by the Supreme Court,
as the case may be, merely suspends the implementation and enforcement of the
reinstatement order but it does not have the effect of nullifying the right of the employee
to his reinstatement and to be paid his reinstatement wages.
The employee who is reinstated in the payroll, as distinguished from actual reinstatement,
should refund the reinstatement salaries she received if her dismissal is finally found legal
on appeal.
Under Garcia, the test to determine the liability of the employer (who did not reinstate the
employee pending appeal) to pay the "reinstatement wages" of the dismissed employee is
two-fold, to wit:
1. There must be actual delay or the fact that the order of reinstatement pending
appeal was not executed prior to its reversal; and
2. The delay must not be due to the employer's unjustified act or omission. If the
delay is due to its unjustified refusal, it may still be required to pay the salaries
notwithstanding the reversal of the Labor Arbiter's decision.
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102. How is back wages computed when employee will no longer be reinstated but will
instead be paid separation pay in lieu of reinstatement?
In cases where the illegally dismissed employee will not be reinstated but will instead be
paid separation pay in lieu thereof because reinstatement is no longer viable, the
computation of back wages due him includes the period when he should have been
reinstated by virtue of the order of the Labor Arbiter until he is paid said separation pay.
Jurisprudence gives conflicting claims but it appears that both Labor Arbiter and the
Commission have the power to so determine.
If the appealed case is still with the Labor Arbiter and the records were not yet
transmitted to the NLRC, the Labor Arbiter may make a finding that the appeal is
frivolous and, there and then, terminate the appeal.
But in a subsequent case, it was ruled that it is only the NLRC which has authority to
impose penalties for filing frivolous or dilatory appeals, thereby implying that the Labor
Arbiter has been divested of the power and authority to rule on the propriety of the appeal
filed by a party. The NLRC, and not the Labor Arbiter, has the power to rule upon
appeals.
104. What are the fundamental requisites for admission of new and additional evidence
for the first time on appeal?
The fundamental requirements admission of new and additional evidence for the first
time on appeal are as follows:
105. May issues not raised during the trial court be raised for the first time on appeal?
Well-settled is the rule, also applicable in labor cases, that issues not raised below cannot
be raised for the first time on appeal. To allow fresh issues on appeal is violative of the
rudiments of fair play, justice and due process.
But, the High Court allowed the raising of a new issue in the Motion for Reconsideration.
It was ruled that while it is a well-settled rule, also applicable in labor cases, that issues
not raised below cannot be raised for the first time on appeal, there are exceptions thereto
among which are for reasons of public policy or interest. Technical rules of procedure are
not strictly adhered to in labor cases. In the interest of substantial justice, new or
additional evidence may be introduced on appeal before the NLRC. Such move is proper,
provided due process is observed.
106. What are the instances when the belated filing of the motion for reconsideration is
excused?
1. When the last day of the filing fell on a Saturday, in which case, it can be filed on the
next working day.
2. When it was filed 1 day or 3 days late in order to subserve substantial justice.
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3. When the issue of timeliness in filing of motion for reconsideration rendered moot
and academic.
108. What is the mandatory period within which labor cases should be decided by the
NLRC?
The Commission shall decide all cases within twenty (20) calendar days from receipt of
the answer of the appellee. The decision of the Commission shall be final and executory
after ten (10) calendar days from receipt thereof by the parties."
This new rule aims to regiment or make the appeal period uniform, to be counted from
receipt of the order denying the motion for new trial, motion for reconsideration (whether
full or partial) or any final order or resolution.
110. Where can an aggrieved party elevate his case in case the decision of the NLRC is
rendered without or in excess of jurisdiction, or with grave abuse of discretion
amounting to lack or excess of jurisdiction?
In cases where the decision of the NLRC is rendered without or in excess of jurisdiction,
or with grave abuse of discretion amounting to lack or excess of jurisdiction, the
aggrieved party may elevate the case to the CA not by way of ordinary appeal but by and
through the special civil action for certiorari.
The period within which petitions for certiorari may be filed has been fixed at 60 days
from notice of judgment, order or resolution. The provision on this fixed period is a new
one. This period is inextendible to avoid any unreasonable delay that would violate the
constitutional rights of the parties to a speedy disposition of cases.
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112. What is the rationale behind the timeliness requirement of the CA petition for
certiorari?
The rules were established primarily to provide order to, and enhance the efficiency of
the judicial system. While procedural rules are liberally construed, the provisions on
reglementary periods are strictly applied, indispensable as they are to the prevention of
needless delays, and are necessary to the orderly and speedy discharge of judicial
business.
The timeliness of filing a pleading is a jurisdictional caveat that even the Supreme Court
cannot trifle with. Viewed in this light, procedural rules are not to be belittled or
dismissed simply because their non-observance may have prejudiced a party's substantive
rights; like all rules, they are required to followed.
114. When can the factual findings of the CA, NLRC and Labor Arbiter subject to
judicial review by the Supreme Court?
If there are conflicting factual findings of the CA, NLRC and the Labor Arbiter, the High
Court is impelled to resolve the factual issues along with the legal ones. This factual
divergence necessitates a review of the records of a case to ascertain which conclusion is
supported by substantial evidence and enough to remove the conclusion away from the
issue of grave abuse of discretion.
115. Who are the labor officials empowered to issue writs of execution of their final
orders, decisions, resolutions or awards?
The following labor officials are empowered under Article 230 [224] to issue writs of
execution of their final orders, decisions, resolutions or awards:
116. Can the Sheriff conciliate or take part in any settlement proceedings during
enforcement in a labor case?
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Any settlement attempts or settlement entered into by the parties should be referred by
the Sheriff to the Commission or the Labor Arbiter who issued the writ. In no case shall
the Sheriff conciliate or take part in any settlement proceedings during enforcement.
The Sheriff of the Commission must at all times conduct himself in an upright manner,
with utmost dignity, integrity and professionalism. His first and primary duty is to
implement the writ of execution, processes and other orders strictly in accordance with
the terms thereof.
117. May an order granting or denying a motion for execution be subject of appeal?
Appeal from orders issued by the Labor Arbiter in the course of execution proceedings
shall not be allowed and acted upon nor elevated to the Commission. Such appeal is a
prohibited pleading.
Consequently, a pleading or motion shall not be allowed and acted upon nor elevated to
the Commission respecting the denial of a motion for the issuance of a writ of execution.
A writ of execution is an order directing the Sheriff to enforce, implement or satisfy the
final decisions, orders or awards of the Labor Arbiter or the Commission, It is effective
for a period of 5 years from its issuance.
The NLRC has jurisdiction over actions for the revival of its judgment. This is based on
the principle that an action upon a judgment must be brought either in the same court
where said judgment was rendered or in the place where the plaintiff or defendant resides,
or in any other place designated by the statutes which treat of the venue of actions in
general.
It is well established that regular courts are bereft of jurisdiction to entertain disputes
involving employer-employee relationship.
120. What is the effect of perfection of appeal on the execution of the Labor Arbiter’s
reinstatement order?
The perfection of appeal from the Labor Arbiter to the NLRC has the general effect of
staying the execution of the decision of the Labor Arbiter being appealed, with the
exception of the execution of the reinstatement aspect of his decision which is self-
executory.
121. What is the effect of the issuance of a stay or suspension order in the rehabilitation
proceedings on monetary claims of workers?
The issuance by the RTC of a stay or suspension order in the rehabilitation proceedings
has the following effects, insofar as execution is concerned:
(i) Suspend all actions or proceedings, in court or otherwise, for the enforcement
of claims against the debtor; and
(ii) Suspend all actions to enforce any judgment, attachment or other provisional
remedies against the debtor.
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122. AA filed a complaint for illegal dismissal against CC, his employer, which was ruled
favorably by the Labor Arbiter. The decision ordered the employer to pay AA
backwages, separation pay in lieu of reinstatement, indemnity and attorney’s fees.
Upon appeal, NLRC also ruled in favor of AA. The Court of Appeals affirmed with
modification the NLRC decision. The CA decision became final. In the course of the
execution of the judgment, the Labor Arbiter submitted an updated computation of
the monetary awards to include additional backwages and separation pay. CC
contends that the recomputation of the award is improper because the computation
is already in the Labor Arbiter's decision which the CA had affirmed. Is CC
correct?
CC is not correct.
In one of the decision of the Supreme Court, The re-computation in the course of
execution of the Labor Arbiter's original computation of the monetary awards which were
fixed as of the time the decision was rendered by him and subsequently confirmed with
modification by a final CA decision.
By the nature of an illegal dismissal case, the reliefs continue to add on until full
satisfaction. The re-computation of the consequences of illegal dismissal upon execution
of the decision does not constitute an alteration or amendment of the final decision being
implemented.
Therefore, the illegal dismissal ruling stands; only the computation of monetary
consequences of this dismissal is affected and this is not a violation of the principle of
immutability of final judgments.
123. Whether or not the backwages and separation pay should be computed until the
finality of the decision ordering separation pay?
Yes. In a case, the Supreme Court explained that the finality of the decision becomes the
reckoning point because in allowing separation pay, the final decision effectively declares
that the employment relationship ended so that separation pay and back wages are to be
computed up to that point.
124. Whether a re-computation of back wages up to the date of the actual reinstatement
of an employee would violate the principle of immutability of judgments?
No. A computation of back wages until actual reinstatement is not a violation of the
principle of immutability of final judgments.
The Supreme Court held in one of its decisions that the nature of an illegal dismissal case
requires that back wages continue to add on until full satisfaction.
The computation required to reflect full satisfaction does not constitute an alteration or
amendment of the final decision being implemented as the illegal dismissal ruling stands.
125. Nilda and Florentino, both professors at the University of Pinas were born on April
30, 1942 and December 11, 1942, respectively. In 2002, both had turned 60 and can
opt to retire. The University admin pointed out that Florentino and back wages and
separation pay could only be computed up to 2002 since under both petitioner UP’s
retirement plan and Article 302 [2871 of the Labor Code, 60 is the optional
retirement age. Florentino and Nilda filed separate claims for retirement benefits,
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hence, effectively admitting that 60 and not 65 is the retirement age for UP’s faculty
members. Is the University Admin correct?
The Court cannot agree that this is the cut-off date for the computation of backwages and
separation pay due to them because:
126.Is the intervening reversal of the Labor Arbiter's decision not included in the
computation of backwages and benefits?
Yes
One of the natural consequences of the finding that an employee has been illegally
dismissed is the payment of backwages corresponding to the period from dismissal up to
the actual reinstatement.
The payment of backwages allows the employee to recover from the employer that which
he has lost by way of wages as a result of his dismissal.
Logically, it must be computed from the date of petitioner’s illegal dismissal up to the
time of actual reinstatement. The can be no gap or interruption, lest we defeat the very
reason of law in granting the same.
127. Can a belated interest be awarded for the first after the finality of judgment, when,
however, such interest was not expressly granted in the decision before becoming
final and executory?
Yes, the legal interest is deemed read into the decision; hence, the same should be
awarded even if not expressly mentioned therein. Consequently, the CA properly
imposed legal interest upon the total monetary award even if none was explicitly included
in the fine print of the Labor Arbiter's final decision and order of execution because it is
not to be considered as an alteration thereof, the legal interest being deemed read into it.
128. Can a final and executory judgment pertain to the termination of the case?
No, it is the satisfaction of judgment that terminates the case, the satisfaction of the
judgment in full has placed the case beyond the Court's review.
Indeed, there are no more proceedings to speak of inasmuch as these were terminated by
the satisfaction of the judgment.
129. CAYCO Marine Service, a business of hauling oil is owned by Dan. A complaint for
illegal dismissal of wages, non-payment of holiday pay, and leave pay was filed
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against his company by his former employee Marie. NLRC decided in favor of
Marie so a notice of levy/sale on execution of personal property over the motor
tanker that Dan’s company owned, was issued. However, Gina filed a third party
claim alleging that she is the owner of the motor tanker. The NLRC dismissed the
third party claim and ordered the sheriff to proceed with the sale on execution
despite Gina’s third party claim. Was NLRC correct?
The NLRC has the power to execute its judgment which extends only to the properties
belonging to the judgment debtor. A third party claim of ownership on a levied property
should not necessarily prevent execution. Even upon a mere prima facie showing
ownership by the third party claim, if the third party claim does not grow out or involve a
labor dispute, a separate action for injunctive relief may be maintained in court. In this
problem, the dismissal was correct and Marie may petition for a separation action for
injunction.
130. MUOG Controls Corporation was ordered by the Labor Arbiter to pay the
complainants a total of PHP 500,000.00 for underpayment, overtime pay, service
incentive leaves and legal holiday pays. A writ of execution was then issued
subjecting the computer units owned by MUOG for public sale. MUOG filed a
motion to quash or recall writ of execution on the ground that these are exempted
from execution being instruments that are used in their business and trade. Rule on
the motion.
The properties exempted by law from execution pertain only to the properties owned by
natural persons and not to those owned by juridical entities. The instruments used by
MUOG in their business and trade are not owned by natural persons, even if it be used by
its employees in their business and trade.
131. A third party claim was filed by Juan before the Labor Arbiter where he alleged
that the sewing machines subject of a writ of execution issued against JCI Sewing
Co. belong to him. The Labor Arbiter dismissed his claim for lack of merit. Juan
filed an appeal to the NLRC arguing that the Labor Arbiter incorrectly dismissed
his claim. However, NLRC also dismissed his appeal on the ground that such
decision of the Labor Arbiter is no longer appealable and that he should instead file
a petition for an extraordinary remedy through the Commission. Is NLRC correct?
Decision of the labor arbiter on third party claims are not appealable.
It may be elevated by way of a petition to the Commission as amended in the 2011 NLRC
Rules of Procedure.
In this case, NLRC was correct in dismissing the appeal. The remedy of Juan is to file a
petition for an extraordinary remedy with the NLRC.
132. What is the nature of the contempt powers of the Secretary of Labor?
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Contempt powers should be exercised on the preservative and not on the vindictive
principle. Such power is drastic and extraordinary; thus it should not be resorted to unless
necessary in the interest of justice.
133. What is the extent of the contempt powers of the DOLE Secretary?
The DOLE Secretary can cite persons in direct and indirect contempt.
A person could be cited in direct contempt when he or she is guilty of misbehavior in the
presence of or so near the DOLE Secretary as to obstruct or interrupt the proceedings
before him, including disrespect towards him, offensive personalities towards others, or
refusal to be sworn or to answer as a witness or to subscribe an affidavit or deposition
when lawfully required to do so.
On the other hand, a person could be cited in indirect contempt when he or she does acts
that tends to belittle, degrade, obstruct, interrupt, prevent, or embarrass the Secretary in
the administration of justice.
134. In relation to indirect contempt charges, is initiation before the RTC still required?
No. It does not require quasi-judicial authorities to initiate indirect contempt proceedings
before the trial court because this mode is to be observed only when there is no law
granting them contempt powers.
Both direct and indirect contempt power to the DOLE Secretary, he/she does not need to
initiate any contempt proceeding before the Regional Trial Court.
135. What cases fall under the jurisdiction of the Mediation Arbiter?
136. What cases fall under the exclusive jurisdiction of DOLE regional directors?
137. Where would you file the appeal of the decisions of the Med Arbiter?
138. Enumerate the cases that falling under the original and exclusive jurisdiction of the
BLR Director which are appealable to the DOLE Secretary?
Decisions in the cases falling under the original jurisdiction and exclusive
jurisdiction of the BLR Director are all appealable to the DOLE Secretary, to wit:
140. A contempt case was filed before the BLR Director and thereafter rendered its
decision. Is the decision of the BLR Director appealable? If so where? May it be
further appealed up to the CA and to the Supreme Court?
Yes, BLR Director is exercising original and exclusive jurisdiction over contempt cases
and is appealable to the DOLE Secretary.
However, decisions rendered by either the BLR Director or DOLE secretary in their
appellate jurisdiction cannot be further appealed. The remedy of appeal is available only
up to the level of either the BLR Director or the DOLE Secretary, as the case may be.
Appeal to the CA from their decisions rendered in their respective appellate jurisdictions
is not available; the only remedy being the filing of an original special civil action for
certiorari under Rule 65 of the Rules of Court.
141. Can the NLRC assume jurisdiction over issues involve in the compromise
settlement?
The NLRC or any cannot assume jurisdiction over issues involved in the compromise
settlement except in the following:
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1. In case of non-compliance with the terms and conditions of the compromise
agreement, or
2. If there is a prima facie evidence that the settlement was obtained through
fraud coercion or misrepresentation.
In case of breach or non-compliance of any of the terms and conditions set forth in the
compromise agreement, the Labor Arbiter in the region where it was concluded, upon
motion of any interested party, may issue a writ of execution requiring a Sheriff of the
Commission or the courts to enforce it.
A compromise agreement cannot bind a party who neither voluntarily took part in the
settlement itself nor gave specific individual consent thereto.
No, the conformity of lawyer is not required. The signatures of counsels and authorized
representatives are not required if they are not present at the time the compromise
agreements are made and executed.
145. Does a quitclaim providing for lesser amount than what employee is legally entitled
to may be held valid?
In situations where, at the time of the execution of the quitclaim, the employee's
complaint has already been dismissed and is pending appeal before the next higher
tribunal, a settlement for a lesser amount than what is actually being claimed in the
complaint may be allowed.
The reason is that it remains uncertain at that point, whether the employee would prevail
in his appeal. The possibility is real that his appeal may not be successful.
Since there has yet been no decision rendered by the appellate tribunal when the
quitclaim was executed, it could not be said that the amount of the settlement is
unconscionable.
146. Does a Quitclaim bar an employee to pursue claims arising from ULP?
No, Quitclaim does not bar an employee to pursue claims arising from ULP.
Quitclaims and/or complete releases executed by (ULP) of their employer. The basic
reason for this is that such quitclaims and/or complete releases are against public policy
and therefore null and void.
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The acceptance of termination pay does not divest a laborer of the right to prosecute his
employer for ULP.
It is the employer and not the employee who has the burden of proving that the quitclaim
was voluntarily entered into by him. It is error to rule that the burden of proof to show
that the Deed of Release and Quitclaim was signed and executed voluntarily was on the
employee. Thus, failure of the employer to discharge this burden would mean that the
quitclaim is invalid.
(a) that there was no fraud or deceit on the part of any of the parties;
(b) that the consideration of the quitclaim is credible and reasonable; and
(c) that the contract is not contrary to law, public policy, public order, morals and
good customs or prejudicial to third person with a right recognized by law.
The process is utilized as immediate intervention to effect amicable settlement among the
differing parties.
150. Union A filed its CBA with the DOLE Regional Office 40 days after its execution.
The company questions the validity of the CBA because it was belatedly filed and
should therefore not be honored. Is the contention of the company correct?
The non-compliance with the procedural requirements such as the non-filing of the CBA
within 30 days from its execution should not be adversely affect its substantive validity.
A CBA is more than a contract.
151. Can a collective bargaining agreement be deregistered? Assuming that a CBA can
be deregistered, what are the statutory requirement for such deregistration?
Deregistration of Agreement refers to the legal process leading to the revocation of the
CBA registration.
The denial of the CBA registration should be in writing, stating in clear terms the reasons
thereof and copies thereof should be served upon the application union and employer
within 24 hours from its issuance.
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152. Union X failed to file its Collective Bargaining Agreement to the Bureau of Labor
Relations. What are the implications of the non-filing of the CBA?
It bears stressing, however, that while registration and subsequent certification by the
BLR of the CBA are required under the law, such registration and certification are not
required to put a stamp of validity to such contract Once it is duly entered into and signed
by the parties, a CBA becomes effective as between them, irrespective of whether or not
it has been registered and certified by the BLR.
Simply put, the registration of the CBA is an essential requisite only for the contract bar
rule to apply. Resultantly, an unregistered CBA will not bar the conduct of a certification
election.
Certification year bar rule states that collective bargaining negotiations between the
employer and the SEBA should begin within twelve (12) months following the
certification of the union as SEBA.
This rule thus prevents the holding of a new certification election until the parties have
had one year to bargain.
The certified SEBA, for the entire duration of the 1-year period reckoned from the date of
certification of the SEBA, enjoys an unchallenged representative status and is in fact
conclusively presumed to represent the majority of the employees.
155. After being certified as the SEBA of the rank-and-file employees of respondent XXX
Company, private respondent union, XXX Union submitted its CBA proposals but
XXX Company refused to negotiate a CBA, raising as an issue, the legitimacy of
XXX Union. Because of this, XXX Union staged a strike over which the DOLE
Secretary assumed jurisdiction and issued an order certifying the same to the NLRC
for compulsory arbitration.
After more than one year of not having any CBA negotiation because of the
pendency of the said certified case before the NLRC, another union, XXX Union II,
filed a petition for certification election among the regular rank-and-file employees
of respondent XXX, citing as one of the grounds, the fact that more than 12 months
have elapsed since the last certification election was held where XXX Union was
voted as the SEBA and yet, there has been no CBA negotiation or bargaining
deadlock between XXX Union and XXX Company that could effectively bar its
filing of the petition.
The petition should be dismissed. The circumstances in this case should be considered as
similar in nature to a "bargaining deadlock'' when no certification election could be held.
Collective Bargaining Deadlock includes a situation where a CBA could not be
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concluded due to the failure of one party to willingly perform its duty to bargain
collectively.
XXX Company employed legal means to block the certification of XXX Union as the
bargaining agent of the rank and file employees. From this, it can be concluded that XXX
Company was unwilling to negotiate and reach an agreement with XXX Union.
A “legitimate labor organization” refers to any labor organization in the private sector
registered or reported with the DOLE, in accordance with the Labor Code and its
implementing rules. It includes any branch or local thereof.
157. What are the two (2) modes of creating a labor organization?
a. Independent Registration
b. Chartering of Local Chapter or Chartered Local
Although broadly speaking, labor organization and workers’ association are alike as they
are both organizations of employees, however, in their technical sense, a labor
organization may be distinguished from workers’ association in that the former is
organized for the principal purpose of exercising collective bargaining rights, while the
latter is established for any lawful purpose other than collective bargaining.
159. Distinguish the effect of Merger and consolidation in the legal existence of labor
organizations.
Where there is a merger of labor organizations, the legal existence of the absorbed labor
organization(s) ceases, while the legal existence of the absorbing labor organization
subsists. Consequently, all the rights, interests, and obligations of the absorbed labor
organizations are transferred to the absorbing organization. (Section 10, Rule Ill, Book V)
Where there is consolidation, the legal existence of the consolidating labor organizations
shall cease and a new labor organization shall acquire all the rights, interests and
obligations of the consolidating labor organizations. (Section 10, Rule Ill, Book V, ibid.)
No. The authority to directly create a local chapter/chartered local is vested only with the
federation or national union, to the exclusion of all others.
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161. How does a local/ chapter acquire legal personality?
First stage. Partial-legal personality which it acquires upon the issuance to it of a Charter
Certificate by a federation or national union. It is partial in the sense that the legal
personality so acquired is only meant for one purpose, that is, to enable it to file a petition
for certification election. At this stage, the local chapter/chartered local is not yet in full
possession of all the rights and privileges accorded by Jaw to a legitimate labor
organization.
162. ABC Inc. filed with the Department of Labor and Employment (DOLE) a Petition
for cancellation of the union registration of ABC Union’s Association on the
grounds that the List of Officers and Constitution and By-laws which the ABC
Union’s Association attached to its application for union registration contain the
union secretary's certification but the same is not under oath, contrary to Section 1,
Rule VI of the Implementing Rules of Book V of the Labor Code, as amended by
Department Order No. 9, series of 1997; and that, as shown in a Sinumpaang
Petisyon, 148 out of approximately 200 employees-members have since denounced
ABC Union’s Association for employing deceit in obtaining signatures to support its
registration application. The petition of ABC Inc. was granted. ABC Union’s
Association appealed to the Bureau of Labor Relations to give due course to the
appeal which granted the same, it ordered that ABC Union’s Association, shall
remain in the roster of legitimate labor organizations. ABC Inc. filed a motion for
reconsideration arguing that the union’s registration is not valid for the reason that
the application by the union is not under oath. Is ABC Inc. correct?
ABC Union’s Association union's registration cannot be cancelled on the ground that the
List of Officers and Constitution and By-laws which the union attached to its application
for union registration contain the union secretary's certification which is not under oath.
All that Article 242 [235] requires is that the secretary's certification be under oath. It
does not prescribe a specific manner of its notarization. The BLR, in its October 14, 1998
Advisory, allows for the wholesale notarization of a union's application for registration
and recognizes the effects thereof even on the attachments, including the secretary's
certification. This is a reasonable interpretation considering that the form of notarization
contemplated in said Advisory adequately serves the purpose of Article 242 [235], which
is to forestall fraud and misrepresentation.
165. A court order was issued which held the National Labor Union liable by the Labor
Arbiter for (a) Actual damages in the form of loss of revenue during the duration of
the strike which lasted for 100 days amounting to Pl,000,000.00; (b) Damages to the
good business standing and commercial credit of the company in the amount of
P350,000.00; and (c) Exemplary damages to deter others similarly inclined from
committing similar acts and to serve as an example for the public good, in the
amount ofP250,000.00. Is the court correct?
No, the court is not correct. The direct and primary responsibility for damages caused by
an illegal strike falls on the local union, being the principal, and not on the mother union,
a mere agent of the former even if the latter had assisted the former in filing the notice of
strike.
A local union has the right to disaffiliate from its mother union. A local union, being a
separate and voluntary association, is free to serve the interests of all its members
including the freedom to disaffiliate or declare its autonomy from the federation which it
belongs when circumstances warrant, in accordance with the constitutional guarantee of
freedom of association.
167. Under the Constitution and By-laws of the union, the local union is strictly
prohibited from disaffiliating from the mother union. The local union contended
that it has the right to disaffiliate from the mother union and the prohibition is a
violation of its right to disaffiliate. Rule on the matter.
The right of the local members to withdraw from the federation and to form a new local
union depends upon the provisions of the union's constitution, by-laws and charter. The
right to disaffiliate may thus be prohibited thereunder.
Further, in case of cancellation, nothing in the law could restrict the right of the union to
seek just and equitable remedies in the appropriate courts.
As has been held in a long line of cases, the legal personality of at legitimate labor
organization cannot be subject to collateral attack.
171. The members of Union ABC have called for a meeting, proposing for the dissolution
of the union. More than 2/3 of all its members had agreed to the dissolution of the
union, thus the Board had submitted its application for dissolution with the
Regional Director. The remaining members now questions the legality of such
dissolution, stating that there is no such ground upon which it is based upon. Rule
on the merits of the case.
The dissolution was voluntary; the law does not require that certain justifications be cited
in support of the decision to voluntarily dissolve the union.
What is merely required is compliance with the requisites mentioned by the law.
For as long as such, decision complies with the requisites, the petition for voluntary
dissolution should be approved as a matter of course.
172. The right to self-organization and collective bargaining is a duly guaranteed right
by the Constitution. May an employee invoke the same as a ground for an absolute
right to join a union?
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An employee cannot invoke an absolute right to union membership. Although the right to
self-organization and collective bargaining is duly guaranteed under the Constitution, it is
subject, however, to regulation by the State.
For instance, it is mandated by law that no labor organization shall knowingly admit as
member or continue in membership any individual who belongs to a subversive
organization or who is engaged directly or indirectly in any subversive activity.
173. May a member who is not an employee, continue to be a member of the union?
No. If the union members are not employees, no right to organize for purposes of
collective bargaining nor to be certified as bargaining agent can be recognized.
Failure to establish this juridical relationship between the union members and the
employer affects the legality of the union itself. It means the ineligibility of the union
members to present a petition for certification election as well as to vote therein.
174. Must there be a written employment contract? If yes, what essential terms are
required to be evidenced in writing?
Generally, the law does not require an employment contract to be reduced into writing,
but specific laws may require the same.
For example, the Domestic Workers Act (Republic Act No. 10361) requires an
employment contract to be executed between the domestic worker and the employer in a
language or dialect understood by both the domestic worker and the employer. The
contract must include the duties and responsibilities of the domestic worker, the period of
employment, the agreed compensation and authorized deductions, among others. The
Rules and Regulations Implementing the Act Providing for the Elimination of the Worst
Forms of Child Labor (DOLE Department Order No. 065-04) also provides that, when
the employer is in public entertainment or information, they shall submit to the DOLE
regional office a written employment contract concluded between the employer and the
child’s parents or guardian, and approved by the Department. Under DOLE Department
Order No. 174-17, the employment contracts of employees of a contractor or
subcontractor involved in job contracting are required to include the following
stipulations: the specific description of the job or work to be performed by the employee;
and the place of work and terms and conditions of employment, including a statement of
the wage rate applicable to the individual employee.
Generally, overtime pay cannot be waived, and overtime work cannot be offset by
undertime work. However, both the DOLE and the Philippine Supreme Court have
allowed companies to employ a ‘compressed workweek scheme’, where the normal
working week is reduced to less than six days but the total number of work hours remains
at 48 hours per week (or 40 hours per week for firms whose normal working week is five
days). Under a compressed workweek scheme, work beyond eight hours will not be
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compensable by the overtime premium provided the total number of hours worked per
day shall not exceed 12 hours (in a 48-hour working week) or 10 hours (in a 40-hour
working week). Employers may implement a compressed workweek scheme only with
the express and voluntary agreement of a majority of the covered employees and prior
notice to the DOLE of the adoption of the scheme.
176. To what extent are post-termination covenants not to compete, solicit or deal valid
and enforceable?
The Philippine Supreme Court has ruled that post-termination covenants are valid if they
contain reasonable limitations as to time, trade or activity, and place.
The restriction must be reasonable and not greater than necessary to protect the
employer’s legitimate business interests.
Because these covenants are treated on a case-by-case basis, there is no set maximum
period for their duration.
Is there any legislation protecting employee privacy or personnel data? If so, what are
an employer’s obligations under the legislation? The Data Privacy Act of 2012 restricts
the processing of personal information and sensitive personal information and requires
compliance with the principles of transparency, legitimate purpose and proportionality.
It provides for the right of the data subject to be informed of the processing of the
personal information pertaining to the data subject and other relevant data. Reasonable
access must also be given to the contents of the personal information, sources thereof,
recipients, manner of processing, etc.
Notice of termination is not required in cases of: fixed-term employees in the case of the
expiry of their term, since the termination of employment had already been agreed upon
at the time of the engagement; and project employees, whose employment is
automatically terminated at the end of the duration of the project agreed upon.
177. Maria, who lives in Tuba, works for Makiling Corporation. There is a legitimate
labor organization in Makiling Corporation, however, Maria did not join it because
she didn’t want to have to pay union dues. The labor organization succeeded in
negotiating free shuttle service from far-flung areas where public transportation is
scarce. Maria just checked her recent payslip and was surprised when she saw that
union dues were actually deducted from her salary. She filed a complaint. Decide
the case.
The cardinal principle should be borne in mind that employees are protected by law from
unwarranted practices that diminish their compensation without their knowledge and
consent.
In the case at bar, Maria has not given her consent for any deductions to be made from
the salary. Therefore, the case must be decided in favor of Maria.
178. What deductions from wages are valid even without the required individual written
authorization?
2. Deductions for fees for mandatory activities such as labor relations seminars
and labor education activities.
4. Deductions for withholding tax mandated under the National Internal Revenue
Code (NIRC).
179. Makiling labor organization has 1000 members. 199 of its members filed a
complaint regarding an irregularity in the union's funds, but the union claimed that
the number of complainant's is too few. How many members of Makiling labor
organization is required for a valid filing of such a complaint?
At least 30% of the members of a union or any member or members specially concerned
may report any violation of the rights and conditions of membership provided therein,
including the issue of the proper handling and disposition of the funds and properties of
the union.
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180. What is the prescription period for actions involving union funds?
(a) To act as the representative of its members for the purpose of collective
bargaining;
(c) To be furnished by the employer, upon written request, with its annual audited
financial statements, including the balance sheet and the profit and loss
statement, within thirty (30) calendar days from the date of receipt of the
request, after the union has been duly recognized1 by the employer or
certified as the sole and exclusive bargaining representative of the employees
in the bargaining unit, or within sixty (60) calendar days before the expiration
of the existing collective bargaining agreement, or during the collective
bargaining negotiation;
(d) To own property, real or personal, for the use and benefit of the labor
organization and its members;
(f) To undertake all other activities designed to benefit the organization and its
members, including cooperative, housing, welfare and other projects not
contrary to law.
A legitimate labor organization has the right to acquire real and personal properties for its
own or its members' use and benefit. Such properties so acquired should be in the name
of the labor organization which, by express provision of the law, is granted such right of
ownership as well as the exercise of all attributes thereof.
An “organizational unit” refers to the unit where the government employees’ organization
seeks to operate and represent. It is the employer’s unit consisting of rank-and-file
employees unless circumstances otherwise require.
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In the private sector, this is technically known as “bargaining will.”
The following are not eligible to join, form or assist an employees’ organizations:
(1) High-level employees;
(2) Members of the Armed Forces of the Philippines;
(3) Police Officers;
(4) Policemen;
(5) Firemen; and (6) Jail Guards.
1) Voluntary recognition;
2) Certification election; or
3) Run-off election.
187. What are the Form and Contents of a Petition for Certification Election?
The PCE should be in writing and under oath and should contain, among others, the
following:
188. What are the three categories of employees under the Labor Code?
The three (3) categories of employees for purposes of applying labor relations law, are as
follows: (a) Managerial employees; (b) Supervisory employees; and (c) Rank-and-file
employees.
This is the lowest level in an organization at which individuals are responsible for the
work of others.
First-line managers direct operating employees only; they do not supervise other
managers. Examples of first-line managers are the “foreman” or production supervisor in
a manufacturing plant, the technical supervisor in a research department, and the clerical
supervisor in a large office.
190. Are Supervisory Unions and Unions of Security Guards still allowed?
No. All existing supervisory unions and unions of security guards shall, upon the
effectivity of the Labor Code, cease to operate as such and their registration certificates
shall be deemed automatically cancelled.
However, existing collective agreements with such unions, the life of which extends
beyond the date of effectivity of the Code, shall be respected until their expiry date
insofar as the economic benefits granted therein are concerned.
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191. What are the criteria to be considered confidential employee?
Within the context of labor relations, “confidential employees” are those who meet the
following criteria:
(1). They assist or act in a confidential capacity;
(2) To persons or officers who formulate, determine, and effectuate management policies
specifically in the field of labor relations.
These two (2) criteria are cumulative and both must be met if an employee is to be
considered a confidential employee, that is, the confidential relationship must exist
between the employee and his superior officer or supervisor and that the latter must
handle the prescribed responsibilities relating to labor relations.
192. Air Philippines Flight Attendants Association (APFLAA) was issued a Certificate of
Registration by the DOLE. APFLAA filed a petition for certification election as the
collective bargaining representative of the flight attendants of Air Philippines
Corporation (APC). After the Med-Arbiter rendered a ruling ordering the holding
of a certification election, such election was held, with majority of votes cast in favor
of
AFPLAA.
2. To engage in lawful concerted activities for the same purpose or for their
mutual aid and protection,
194. Art. 274 [261] of the Labor Code provides violations of a collective bargaining
agreement, except those which are gross in character, shall no longer be treated as
unfair labor practice and shall be resolved as grievances under the collective
bargaining agreement for purposes of this Article, gross violations of a collective
bargaining agreement shall mean flagrant and/or malicious refusal to comply with
the economic provisions of such agreement. What are examples of violations of the
CBA which are not considered ULPs, irrespective of whether they have been
committed by the employer or the union?
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2. Violations of its non-economic provisions, even if gross in nature; and
196. What are the jurisprudentially declared acts of the ULP involving Employer’s
Interference, Restraint or Coercion?
Certain specific acts have been jurisprudentially declared as ULP in a number of cases
which involves interference, restraint or coercion by the employer. These acts may
generally have classified as follows:
1. Dismissals;
2. Threats;
3. Questioning and interrogation;
4. Offers and Promises;
5. Espionage and surveillance;
6. Interference in intra-union affairs;
7. Other forms of interference, restraint or coercion.
The mere issuance of a threat by the employer, even if not actualized, may already
constitute ULP. Examples are as follows:
d. Threatening the union recruiter with bodily harm when he refused to yield the
demand of the employer to surrender the union affiliation forms.
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“Yellow dog contract” or a yellow-dog clause of a contract is an employment agreement
which requires from employees, as a condition of employment, that they shall not join or
belong to a labor organization, or attempt to organize one during their period of
employment or that they shall withdraw therefrom in case they are already members
thereof.
It is only when the contracting out of a job, work or service being performed by union
members will interfere with, restrain or coerce employees in the exercise of their right to
self-organization that it shall be unlawful and shall constitute Unfair Labor Practice.
201. MALULUPET UNION, the sole and exclusive bargaining agent of MALULUPET
GROUP, held a strike. While some union members were conducting the strike, some
reported for work. However, the union members were prevented by employer enter
the premises. Employees who were not union members were allowed to enter the
company. MALULUPET UNION now sues MALULUPET GROUP for unfair labor
practice due to discrimination. Decide.
I will rule in favor of MALULUPET GROUP. In the case of Rizal Cement Workers
Union v. Madrigal and Co., it was held that the refusal to allow the employees to work
and the requirement that they should stay out of the premises in the meantime while the
strike was still going on is not discrimination.
This is borne out of the company’s justified apprehension and fear that sabotage might be
committed inside the company premises.
Further, there is no showing that the act of the company was intended to induce the
employees to renounce their union membership or as a deterrent for non-members to
affiliate; nor was it shown that it is a retaliatory measure against the activities of the
union.
202. After a valid strike, the employer required the strikers to undergo medical
examination before being admitted to work. Is this requirement valid? Why or why
not?
As a rule, the strikers may be subjected to periodic physical or medical examination, but
not as a precondition to their reinstatement or return to work.
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203. Some union members of LABOR UNION disaffiliated with the union and joined
another union. They were then dismissed for violating the LABOR UNION’s closed-
shop union security provision in the CBA. Aggrieved, the dismissed union members
claim that they were not aware that such provision exists. Rule on their contention,
The rule is that ignorance of the existence of the union security provision in the CBA is
not an excuse.
The terms and conditions of the CBA would not justify breach thereof because the CBA
gives rise to valid enforceable contractual relations, against the individual union members
in matters that affect them peculiarly, and against the union in matters that affect the
entire membership or large classes of its members.
Further, a union member who is employed under an agreement between the union and his
employer is bound by the provisions thereof, since it is a joint and several contract of the
members of the union entered into by the union as their agent.
204. Enumerate the common grounds that are usually invoked by the SEBA to justify
termination of employment.
a. employees who are neither member of the SEBA nor of any other union/s
at the time of the signing of the CBA; or
Union security clause should apply only to persons to be hired or to employees who are
not yet members of any labor organization at the time of the signing of the CBA.
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206. Is a closed shop agreement requiring all employees to join the SEBA valid?
A union security provision such as a closed shop agreement requiring all employees to
join the SEBA is not valid.
Hence, such a stipulation in a CBA cannot be given effect as to cover and bind employees
who are not members of any labor organization at the time of the effectivity of the CBA.
207. Can the employer dismiss an expelled union member without the union’s
recommendation?
No. An employee expelled by the union cannot be dismissed by the employer on the
ground of violation of the union security clause without the appropriate recommendation
of the union to that effect. The fact of union expulsion alone would not be a sufficient
justification for the employer to dismiss the expelled employee; the employer should wait
for the union recommendation before he could act thereon.
208. What is the meaning of "independent and separate hearing" in termination based
on union security clause?
The use of the phrase "independent and separate hearing” in connection with the due
process required in termination grounded on violation of the union security clause means
that the employer is not duty-bound to immediately implement the recommendation to
terminate made by the SEBA, it has to conduct its own hearing independent and separate
from any hearing as may have earlier been conducted by the SEBA.
The due process required to be observed by the union prior to its member's expulsion
concerns the termination of his membership with the union; while the due process that
must be complied with by the employer pertains to the termination of his employment
with the employer.
210. Company XYZ hastily and summarily dismissed its five employees even without
conducting any hearing. The dismissal was recommended by the union’s mother
federation for “disloyalty in having instigated disaffiliation.” Under their CBA, it
provides free and harmless clause which states “... for disloyalty to the union shall
be dismissed from employment by the Company upon request in writing by the
Union, which shall hold the COMPANY free from any liability arising from or
caused by such dismissal.” Is the company liable for the dismissal of its employees
despite the provision of free and harmless clause in the CBA?
Yes, the company is liable jointly and severally with the federation for the reinstatement
and payment of full back wages to the dismissed workers despite the provision of free
and harmless clause in the CBA.
211. XYZ Company lodged an action of cross-claim for reimbursement with the Labor
Arbiter against XYZ Employees Union which was liable for ULP pursuant to the
CBA. After considering all the circumstances of the case, the Labor Arbiter passed
a judgment in favor of XYZ Company. Does the Labor Arbiter have jurisdiction
over the cross-claim for reimbursement?
No, the Labor Arbiter has no jurisdiction over the cross-claim for reimbursement. The
employer cannot assert his right of reimbursement by way of a cross-claim in the same
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labor proceeding before the Labor Arbiter. He should lodge it through voluntary
arbitration in which Voluntary Arbitrator or Panel of Voluntary Arbitrators is/are vested
with jurisdiction.
Employees who are not members of the SEBA can object to paying any agency fees to
the SEBA other than for “representational or CBA-related purposes.” This means that the
SEBA, through the exercise by the employees of the Beck rights, cannot be allowed to
impose as part of the agency fee, any money that is used for politics or other
nonrepresentational activities. The most that non-SEBA members can be required to pay
is an agency fee that equals to their share of what the SEBA can prove is its “costs of
collective bargaining, contract administration, and grievance adjustment with their
employer.”
Yes. Ren Transport violated its duty to bargain collectively with union SMART, the
incumbent bargaining agent, because of its refusal to submit to the latter its CBA counter-
proposals on the basis of its position that it has ceased to be the exclusive bargaining
agent of the rank and file employees by reason of the disaffiliation of the majority of its
members.
It is during the freedom period, or at least 60 days before the expiration of the CBA,
when another union may challenge the majority status of the bargaining agent through the
filing of a petition for certification election. If there is no such petition filed during the
freedom period, the employer shall continue to recognize the majority status of the
incumbent bargaining agent where no petition for certification election is filed.
In the present case, the facts are not up for debate. No petition for certification election
challenging the majority status of SMART was filed during the freedom period, which
was from November 1 to December 31, 2004, a the 60 day period prior to the expiration
of the five year CBA. Therefore, SMART remained the exclusive bargaining agent of the
rank and file employees.
214. XYZ company through its president, sent 2 sets of letters to the individual strikers
during the strike. The first contained promises of benefits to the employees in order
to entice them to return to work; while the second contained threats to obtain
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replacements for the striking employees in the event they do not report for work on
June 2, 2019. XYZ Company contends that the sending of the letters constituted a
legitimate exercise of their freedom of speech. The Supreme Court, however,
disagreed. The said letters were directed to the striking employees individually – by
registered special delivery mail at that – without being coursed through the unions
which were representing the employees in the collective bargaining. Moreover, the
sending of these letters is not protected by the free speech provisions of the
Constitution. The free speech protection under the Constitution is inapplicable
where the expression of opinion by the employer or his agent contains a promise of
benefit or threats or reprisal. Is the employer’s act, XYZ Comapany, of negotiating
with union members individually unfair labor practice?
And the basis of the prohibition regarding individual bargaining with the strikers is that
although the union is on strike, the employer is still under obligation to bargain with the
union as the employees’ bargaining representative.
Thus, the act of a company president in writing letters to the strikers, urging their return
to work on terms inconsistent with their union membership, constitutes interference with
the exercise of his employees’ right to collective bargaining.
Surface bargaining is defined as going through the motions of negotiating without any
legal intent to reach an agreement. It is a form of unfair labor practice that may only be
committed by the employer whereas, Blue-sky bargaining means making exaggerated or
unreasonable proposals. This is a kind of unfair labor practice which can only be
committed by a SEBA.
216. RGB Employees' Union (RGBEU), the SEBA of RGB Corporation, entered into a
CBA with their employer. In the CBA, there is a union security clause, wherein
RGBEU shall be a "closed-shop" for all the rank-and-file and non-managerial
employees of RGB Corporation. Yanis Antitokomport, a maintenance crew
member in charge of cleaning the bathrooms, did not want to join the union and
continue to pay union dues because of his low salary in the company. What is the
legal effect on RGBEU if Yanis is dismissed by the company by reason of the union-
security clause mentioned in the facts.
RGBEU may be liable for committing unfair labor practice of restraining or coercing
employees in the exercise of their right to self-organize.
The mere existence of a union-security clause in the CBA is no fool-proof assurance that
termination is the immediate consequence for its violation. A dismissal based on a union
security clause which does not expressly authorize it for its violation constitutes ULP.
Here, RGBEU may have a union security clause with RGB Corporation, but the CBA
does not expressly give RGBEU the authority to recommend for the dismissal of
employees that do not join or choose to leave the union.
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217. RGB Employees' Union (RGBEU), the SEBA of RGB Corporation, entered into a
CBA with their employer. In the CBA, there is a union security clause, wherein
RGBEU shall be a "closed-shop" for all the rank-and-file and non-managerial
employees of RGB Corporation, and the "voluntary disaffiliation from or removal
from the union shall be a just cause for termination of employment." Kael Cosma,
a rank-and-file employee, expressed his refusal to affiliate with the union because
this was against the teachings of his church, Simbahan ni Jordan. A
recommendation by the union for termination of Kael was submitted by RGBEU to
the management of RGB Corporation. The management, after two days, informed
the union of their denial of the request to dismiss Kael due to religious grounds.
RGBEU now goes to the Labor Arbiter to file an Unfair Labor Practice case
against RGB Corporation. If you were the Labor Arbiter, how will you decide the
case?
It may even be considered ULP on the part of the labor organization which recommended
the employee's dismissal.
Thus, the employer, RGB Corporation, cannot be held liable for ULP by opting not to
dismiss Kael despite the recommendation of the SEBA because of Kael's religious
beliefs.
218. Dino Van Michel, seeing that there was no union in his work place, Ota Inc.,
decided to gather up all the rank-and-file employees of the establishment to form
such union. Out of his endeavors with his co-worker, Kris Po-ol, they created the
Samahan ng Mga Manggagawa sa Ota. They have submitted all the necessary
documents for their registration as a legitimate labor organization, and on their
way to request to be the sole and exclusive bargaining agent of the establishment.
While all of these are pending, Dino Van and the union received a demand from
Ota Inc. for collective bargaining and negotiation. The union officers decided it is
within their best interest to decline, and so they rejected their employer's demand.
So, Ota, Inc. filed a ULP case against the union. Will the case against the union
prosper?
No, the case filed by Ota, Inc. against the union will not prosper.
The Labor Code expressly provides that only that union certified as the sole and
exclusive bargaining agent (SEBA) of the establishment has the duty to bargain
collectively with their employer, and only the SEBA's refusal to collectively bargain shall
amount to an unfair labor practice.
In this case, the union has yet to become the SEBA of Ota, Inc., let alone, a legitimate
labor organization because it is still on its way from registering itself as a legitimate labor
organization with the Department of Labor and Employment. Hence, being a non-SEBA,
the union cannot be liable for ULP.
219. What are the conditions for a union or any of its agents or representatives to be
liable for ULP on the ground of asking or accepting negotiation fees or attorney’s
fees?
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Following are the requisites to hold a union liable for ULP based on this particular
ground:
(1) The union or any of its officers, agents or representatives commit either of the
following acts:
(2) The negotiation fees or attorney's fees are demanded from, or given by, the
employer as part of the settlement of any of the following issues:
a. in collective bargaining; or
b. in any other dispute.
When the union demanding the right to bargain collectively is not the SEBA. The
employer has no such duty to bargain with the individual workers or with the minority
union.
221. In a collective bargaining negotiation, can the employer be liable for ULP when he
does not agree on the terms set by the SEBA?
The statutes invite and contemplate a collective bargaining contract, but they do not
compel one. The duty to bargain does not include the obligation to reach an agreement.
When there is an existing CBA, the parties thereto are bound to observe the terms and
conditions therein set forth until its expiration. Neither party is allowed to terminate nor
modify such agreement is within the period of at least 60 days period to its expiration
date by serving a notice to that effect.” This last 60day period of the 5-year lifetime of the
CBA immediately preceding its expiration is called the “freedom period.” It is
denominated as such because it is the only time when the law allows the parties to freely
serve a notice to terminate, alter or modify the existing CBA. It is also the time when the
majority status of the SEBA (SEBA means Sole and Exclusive Bargaining Agent) may be
challenged by another union by filing the appropriate petition for certification election.
223. If unchallenged during the 60-day freedom period, is the majority status of the
existing SEBA should continue to be recognized?
Yes. A petition for certification election challenging the majority status of the existing
SEBA should be filed within ̶ and not before or after – said 60 –day freedom period.
Upon the expiration of the said period and no petition for certification election is filed by
a challenging union, the employer is duty bound to continue to recognize the majority
status of the incumbent SEBA’s majority status is posed by another union.
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Yes. It is well-recognized principle that it is within the employer’s legitimate sphere of
management control of the business to adopt economic policies or make some changes or
adjustment in its organization or operations that would insure profit to itself or protect the
investment of its stockholders. As in the exercise of such management prerogative, the
employer may merge or consolidate its business with another, or sell or dispose all or
substantially all of its assets and properties.
The transfer of assets and employees from one employer to another leaves intact the
identity of the employing enterprise. The transferor’s duty to recognize and bargain with
the incumbent SEBA devolves upon the transferee as “successor employer.” This mean
that an acquiring employer becomes the successor to the bargaining obligations of the
predecessor if there is continuity in the business operation.
Based on jurisprudence, the following are entitled to the benefits stipulated in the CBA:
(1) Members of the SEBA;
(2) Non-members of the SEBA but are members of the collective bargaining unit;
(3) Members of the minority union's who paid agency fees to the SEBA; and
(4) New employees hired after the conclusion of the CBA and during its
effectivity or even after its expiration.
226. What is the effect if the CBA stipulations are below the minimum legal standards?
The parties to a CBA are not allowed to stipulate below the minimum standards provided
under the law. Entering into a CBA which contains terms and conditions of employment
below legally mandated minimum standards will not, despite its registration, constitute a
bar to the conduct of a certification election should another union challenge the majority
status of the SEBA which negotiated it.
Entering into a CBA providing benefits below the minimum standards set by law is one
of the grounds for cancellation of union registration.
This ground, however, has been deleted by the amendatory provision of R.A. No. 9481,
which took effect on June 14, 2007.
227. Will the sufferance of extreme business losses by the employer exempt it from
complying with its commitment to grant benefits in the CBA?
The answer to this poser will depend on the stipulations attendant to and surrounding
such grant of benefits.
The conditions under which the benefits are granted in the CBA should be examined to
determine whether despite the losses, they can still be demanded and enforced.
For instance, if their grant is conditioned on the profitability and productivity of the
employer, then they may not be demandable and enforceable during times when the
employer's operation is unprofitable and unproductive.
But if no such condition is attached to the grant of the benefits and contrarily, it appears
that the employer was fully aware of its distressed condition when it granted the same in
the CBA, then, it shall be demandable and enforceable despite the unprofitable and
unproductive business operation.
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This is stated in Benson Industries Employees Union ALU-TUCP v. Benson Industries,
Inc.
228. What are the kinds of collective bargaining? Define and briefly explain each.
Prior to any collective bargaining negotiations between the employer and the
SEBA, the following requisites must first be satisfied:
(1) Employer-employee relationship must exist between the employer and the
members of the bargaining unit being represented by the SEBA.
(2) The majority status of the SEBA must be duly established through any of the
modes sanctioned by law such as SEBA Certification (which replaced the
mode of "Voluntary Recognition") or certification, consent, run-off or re-run
election. Proof of the majority status of the union demanding negotiation
should be clearly established; otherwise, the employer has no obligation to
engage in collective bargaining negotiations with it and it has the right to
refuse to negotiate until such official proof is presented.
(3) The bargaining unit being sought to be represented by the SEBA should be
validly constituted and established in accordance with law.
(4) There should a lawful written demand to bargain and a clear statement of the
proposals by one party to negotiate an agreement and the equivalent
counterproposals thereto by the other party before the collective bargaining
negotiations process may validly commence.
Having freely agreed to submit the unresolved issues through the arbitration process, the
parties are duty-bound to adhere and comply with the arbitral award rendered therein and
subsequently execute a CBA completely reflecting and incorporating the arbitrally
awarded benefits and other terms and conditions without further need to discuss again
and re-negotiate them.
Consequently, an order to this effect may be issued by the arbitration authority which
issued the arbitral award.
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231. When is there a deadlock in collective bargaining?
233. What is the effect of refusal of the employer to negotiate the CBA?
The refusal indicates bad faith and constitutes unfair labor practice, as it violates the duty
to bargain collectively as prescribed by the Labor Code.
234. What are the kinds of collective bargaining? Define and briefly explain each.
Prior to any collective bargaining negotiations between the employer and the
SEBA, the following requisites must first be satisfied:
(1) Employer-employee relationship must exist between the employer and the
members of the bargaining unit being represented by the SEBA.
(2) The majority status of the SEBA must be duly established through any of the
modes sanctioned by law such as SEBA Certification (which replaced the
mode
of "Voluntary Recognition") or certification, consent, run-off or re-run
election. Proof of the majority status of the union demanding negotiation
should be clearly established; otherwise, the employer has no obligation to
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engage in collective bargaining negotiations with it and it has the right to
refuse to negotiate until such official proof is presented.
(3) The bargaining unit being sought to be represented by the SEBA should be
validly constituted and established in accordance with law.
(4) There should a lawful written demand to bargain and a clear statement of the
proposals by one party to negotiate an agreement and the equivalent
counterproposals thereto by the other party before the collective bargaining
negotiations process may validly commence.
Having freely agreed to submit the unresolved issues through the arbitration
process, the parties are duty-bound to adhere and comply with the arbitral award
rendered therein and subsequently execute a CBA completely reflecting and
incorporating the arbitrally awarded benefits and other terms and conditions
without further need to discuss again and re-negotiate them.
237. According to SMTFM-UWP, the CBA provision on the removal of the additional
5days special leave were attendant with bad faith when the employer coerced them
to agree on such terms in exchange of additional 3 days in their paid vacation
leaves. Can bad faith bargaining affect the validity of the CBA and imputed to one
of the parties? If in case the employer committed a grave violation of the terms and
conditions of the CBA, will the union be precluded in claiming unfair labor
practice?
Jurisprudence provides that as a general rule, bad faith can no longer be imputed upon
any of the parties and the CBA provisions are supposed to have been jointly and
voluntarily incorporated therein by the parties and the CBA is enough proof that the
company exerted reasonable effort at good faith bargaining.
The signing of the CBA rules out the presence of bad faith bargaining, however, this does
not estopped the parties to claim charges of unfair labor practice against each other.
238. Due to continuing operational losses of San Lazaro Hospital, the management
decided to close the business permanently the following year during the 5th
anniversary of the 5-year term CBA. Six months prior to the expiration date of the
CBA, the Samahan
ng Manggagawa ng San Lazaro Hospital is compelling the management to renew the
CBA. Is the claim of the Samahan tenable?
No. Jurisprudence provided that an employer which has already decided to close shop
cannot be compelled to enter into a new CBA with the union for the very simple reason
that to do so would be to compel the employer to continue its business when it had
already decided to close shop and that would be judicial tyranny on its part.
Thus, in this case, the Samahan ng Manggagawa ng San Lazaro cannot compel the
management of the San Lazaro Hospital to renew the CBA for another 5 years due to it
decision to close the hospital.
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239. In August 2019, Digong Corporation and Samahan ng mga Manggawang
Busypresidente ni Digong entered into a CBA but was only ratified by 181 out of 370
employees. In April 2020, the employees received their second quarterly bonus of
P10,000.00. Later that year, Bongga, the President of the union is claiming that the
CBA is not effective because the CBA was not ratified by majority of the employees
composing the bargaining unit. This is with the intention of proposing to increase the
quarterly bonus to P30,000.00 to be paid semi-annually. Are the provisions of the
first CBA indeed ineffective? If yes, why? If no, why not?
The provisions of the first CBA are effective. As a general rule, in order for the CBA and
its provisions to become effective it must be expressly ratified by majority of the
members of the bargaining unit.
However, jurisprudence provided that the CBA can be impliedly ratified despite the non-
compliance to the express ratification of the members of the bargaining unit specially
when the employees availed and enjoyed the benefits therefrom.
They cannot receive benefits under the provisions favorable to them and later insist that
the CBA is void simply because other provisions turn out not to the liking of certain
employees.
In this case, the CBA was expressly ratified by 181 employees only out of the total 370
employees of the bargaining unit but the employees already received and enjoyed the
quarterly bonus of P10,000.00, hence, there was an implied ratification of the CBA. It is
grossly unfair to receive benefits from a CBA and later on disclaim its validity.
No. Being the law between the parties, unilaterally changes or suspensions in the
implementation of the provision of the CBA cannot be allowed without the consent of
both parties.
The subjects of CBA are classified into three (3) categories, namely:
a. Mandatory;
b. Permissive or voluntary; and
c. Illegal.
243. Is it possible to renegotiate the Collective Bargaining Provisions before the end of
its 5th year term?
Yes, there may be a renegotiation of the Collective Bargaining Provisions before the end
of its 5th year term.
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Considering that the 5-year period is quite long during which the economic situations of
the parties may have already substantially changed, the need for the parties to re-assess
and re-negotiate all the provisions of the CBA, except its representation aspect, after the
lapse of the first three (3) years of its 5year term.
Such re-negotiation, however, should only pertain to the terms and conditions of the
parties; relationship for the last remaining two (2) years of the CBA; 5-year lifetime.
However, mere temporary inability to function does not constitute defunctness; nor is the
loss of all members in the unit equivalent of defunctness if the representative otherwise
continues in existence and is willing and able to represent the employees.
A CBA becomes effective on the date mutually agreed upon by the parties as its
effectivity date. They may thus freely set it on any of the following:
246. What is the rule on retroactivity incase a renewed CBA is concluded after 6 months
from expiry of the 3rd year of the current 5-year CBA?
In case the renewed CBA is concluded beyond 6 months after the expiry of the 3rd year
of the CBA, the rule is there is no automatic retroaction of its effectivity to the day
immediately following the expiry/ date but the parties should agree on the duration of
retroactivity thereof.
Yes, if no agreement is reached within 6 months from the expiry date of the 3 years that
follow the CBA execution, the law expressly gives the parties – not anybody else – the
discretion to fix the effectivity of the agreement. Significantly, the law does not
specifically cover the situation where 6 months have elapsed but no agreement has been
reached with respect to effectivity.
The parties to keep the status quo and to continue in full force and effect the terms and
conditions of the existing agreement during the 60-day period prior to the expiration of
the old CBA and/or until a new agreement is reached by the parties.
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Consequently, there being no new agreement reached, the automatic renewal clause
provided for by the law which is deemed incorporated in all CBAs, provides the reason
why the new CRA can only be given a prospective effect.
The prohibition must be liberally construed in favor of the workingman as the same
involves not merely procedural but substantive rights.
The “Innocent Bystander Rule,” the third party employers or “innocent bystanders” who
have no employer-employee relationship with the picketing strikers, may apply for
injunction with the regular courts to enjoin the conduct of the picket.
251. As a general rule, injunction cannot be issued against the conduct of picketing by
the workers for it is considered part of the freedom of speech duly guaranteed by
the Constitution. What are the situations excepted from this legal proscription?
SEBA refers to a legitimate labor union duly certified as the sole and exclusive
bargaining representative or agent of all the employees in a CBU.
A labor union certified as SEBA means that it shall remain as such during the existence
of the CBA, to the exclusion of all other labor organizations existing and operating in the
same CBU, and no petition for certification election (PCE) questioning its majority status
shall be entertained nor shall certification election be conducted outside of the 60-day
freedom period immediately before the expiry date of the 5-year term of the CBA.
Once certified, what is represented by the SEBA are not only its members but also those
who are members of other unions, called minority; unions, who are included in the CBU.
No. The labor organization selected by the majority of the employees in an appropriate
CBU through any of the proper certification processes can act as the exclusive
representative or SEBA of all the employees in such unit for purposes of collective
bargaining with the employer.
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Hence, if the union is admittedly not the exclusive representative of the majority of the
employees in a CBU, it could not demand from the employer the right to bargain
collectively in their behalf.
No. The constituency that a SEBA is duty-bound to represent includes not only its
members but also its non-members that are covered by the CBU.
It has no right to refuse any request for fair representation by such non-SEBA members in
their dealings with the employer. Any such unfair and unreasonable refusal may amount
to a ULP of the SEBA, which provides that it is ULP for a duly certified SEBA, its
officers, agents or representatives to violate the duty, or refuse to bargain collectively
with the employer.
No. The Request for SEBA Certification will only be granted if what is involved is an
unorganized establishment with only one (1) legitimate union. It will not be granted and
instead, a certification election will be conducted in case the Request is made in an
unorganized establishment with more than one legitimate labor organization.
The issuance of the SEBA Certification bars the filing of a petition for certification
election by any labor organization for a period of one (1) year from the date of its
issuance.
257. United Oppa Workers Union (UOWU) is a labor organization composed of the
rankand-file employees of Oppa Corporation (OPPA). UOWU requested OPPA to
bargain collectively for better terms and conditions of employment of all the rank-
in-file employees of OPPA. Consequently, Juan Paksu, President of OPPA filed a
petition with the Bureau of Labor Relations (BLR) for the direct certification of
UOWU as the sole bargaining representative of the rank-and-file employees. May
the certification be granted? Explain.
No. Direct certification as a method of selecting the exclusive bargaining agent of the
employees is no longer allowed by virtue of President Corazon Aquino’s Executive Order
No. 111.
This is because the conduct of certification election is still necessary in order to arrive in
a manner definitive and certain concerning the choice of the labor organization to
represent the workers in a collective bargaining unit.
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An “unorganized establishment” on the other hand is a firm or company where there is
one CBU and no certified SEBA or it is a firm or company where there are several CBUs
and one of the CBU existing therein have no certified SEBA.
259. What is the significance of the 60-day freedom period when filing a petition for
certification election in organized establishment?
The significance of the 60-day freedom period is that it is strictly observed in determining
the validity of the filing of the petition.
It is only during this period that a PCE may be filed by a challenging union. It cannot be a
day before or after this period.
260. Is the employer a party to the certification election? If so what is the role of the
employer in the certification election?
No the employer shall not be considered a party to the certification election. The
employer’s participation in such proceedings shall be limited to:
“Certification election” refers to the process, voluntarily and mutually agreed upon by the
contending unions, of determining through secret allot of the SEBA of the employees in
an appropriate CBU for purposes of collective bargaining or negotiation.
262. Give at least three (3) distinctions between consent election and certification
election.
(1) The former is held upon the mutual agreement of the contending unions,
while the latter does not require the mutual consent of the parties as it is
conducted upon the order of the Mediator-Arbiter;
(2) The former may be conducted with or without the control and supervision of
the DOLE, while the latter is always conducted under the control and
supervision of the DOLE;
(3) The former is being conducted as a voluntary mode of resolving labor dispute,
while the latter, although non-adversarial, is a compulsory method of
adjudicating a labor dispute; OR
(4) The former is given the highest priority, while the latter is resorted to only
when the contending unions fail or refuse to submit their representation
dispute through the former. This is so because under the Implementing Rules,
as amended, even in cases where a PCE is filed, the Mediator-Arbiter, during
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the preliminary conference and bearing thereon, is tasked to determine the
possibility of a consent election. It is only when the contending unions fail to
agree to the conduct of a consent election during the preliminary conference
that the Mediator-Arbiter will proceed with the process of certification
election by conducting as many hearings as he may deem necessary up to its
actual holding. But in no case shall the conduct of the certification election
exceed 15 days from the date of the scheduled preliminary conference/hearing
after which time, the PCE is considered submitted for decision;
(5) The former necessarily involves at least two (2) or more contending unions,
while the latter may only involve one (I) union; and,
(6) The former may be conducted in the course of the proceeding in the latter or
during its pendency.
There are two classes of rank and file employees in the university that is, those who
perform academic functions such as the professors and instructors, and those whose
function are non‐ academic who are the janitors, messengers, clerks etc.
Thus, not much reflection is needed to perceive that the mutuality of interest which
justifies the formation of a single bargaining unit is lacking between the two classes of
employees.
264. In a certification election involving four (4) unions, namely: Union A, Union B,
Union C, and Union D, where there are 100 eligible voters who validity cast their
votes, and the votes they each garnered are as follows: Union A – 35; Union B – 25;
Union C – 10; Union D – 15; and No Union – 15, may a run-off election be
conducted between Union A and Union B? Why?
(1) Not one of the unions mustered the majority vote of 51 votes but Union A and
Union B got the first two highest number of votes;
(2) If all the votes for the contending unions are added up, it will result in at least
50% of the valid votes cast (Union A – 35; Union B – 25; Union C - 10;
Union D – 15 for a total of 85 or 85%); and
(3) There are no objections of challenges which, if sustained, can materially alter
the result of the election.
265. Among the 400 regular rank-and-file workers of MNO Company, a certification
election was ordered conducted by the Med-Arbiter of the Region. The contending
parties obtained the following votes: (1). Union A - 70 (2). Union B - 71 (3). Union C
- 42 (4). Union D - 33 (5). No union - 180 (6). Spoiled votes - 4 There were no
objections or challenges raised by any party on the results of the election. If you
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were the duly designated election officer in this case, what would you do to
effectively achieve the purpose of certification election proceedings?
I will conduct a run-off election between the labor union receiving the two highest
number of votes.
To have a runoff election, all the contending unions (3 or more choices required) must
have garnered 50% of the number of votes cast. In the present case, there are four (4)
contending unions and they garnered 216 votes.
There were 400 vote cast. The votes garnered by the contending unions is even more than
50% of the number of vote cast.
Failure of any party to appear during the pre-election conference despite notice shall be
considered as a waiver of its right to be present and to question or object to any of the
agreements reached in the pre-election conference.
However, this shall not deprive the non-appearing party of the right be furnished notices
of and to attend subsequent pre-election conferences.
268. When is the proper time to question the list of qualified voters?
The proper time question the list of qualified voters is during the pre-election conference.
It can no longer be contested during the actual conduct of the certification election.
Holding the election off premises controlled by the employer may be justified such as
when the employer unreasonably refuses to make its work premises available for that
purpose or has shown extreme antiunion bias.
In this eventuality, the Election Officer may exercise his/her sound discretion over the
election site. The contending unions, for their part, may mutually agree on the venue of
the election.
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270. Does the pendency of a petition for cancellation of union registration preclude
collective bargaining?
No. The pendency of a petition for cancellation of union registration does not preclude
collective bargaining.
If a certification election may still be ordered despite the pendency of a petition to cancel
the union’s registration certificate, more so should the collective bargaining process
continue despite its pendency.
The majority status of union is not affected by the pendency of the Petition for
Cancellation pending against it.
Unless its certificate of registration and its status as the certified bargaining agent are
revoked, the employer is, by way of express provision of the law, duty bound to
collectively bargain with the union.
271. May an employer collaterally attack the legitimacy of a labor organization by filing
a motion to dismiss the latter’s petition for certification election?
SEC. 12. A new provision, Article 258-A is hereby inserted into the Labor Code
to read as follows:
"ART. 258-A. Employer as Bystander. - In all cases, whether the petition for
certification election is filed by an employer or a legitimate labor organization,
the employer shall not be considered a party thereto with a concomitant right to
oppose a petition for certification election. The employer's participation in such
proceedings shall be limited to: (1) being notified or informed of petitions of such
nature; and (2) submitting the list of employees during the pre-election
conference should the Med-Arbiter act favorably on the petition."
No. The requirement for a certificate of no-forum shopping refers to complaints, counter-
claims, cross-claims, petitions or applications where contending parties litigate their
respective positions regarding the claim for relief of the complainant, claimant, petitioner
or applicant.
Such proceedings are not predicated upon an allegation of misconduct requiring relief
but, rather, are merely of an inquisitorial nature.
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273. What is a difference between the concept of union/ legitimate labor organization
and the concept of a bargaining unit?
The concept of a union is that, any union or association of employees which exists in
whole or in part for the purpose of collective bargaining or of dealing with employers
concerning the terms and conditions of employment.
Upon compliance with the documentary requirements, the DOLE Regional Office or the
BLR and the issuance of certificate or registration, the union acquires legal personality
and becomes entitled to the rights and privileges granted by law to legitimate labor
organizations.
On the other hand, a bargaining unit has been defined as a “group of employees of a
given employer, comprises of all or less than all of the entire body of employees, which
the collective interest of all the employees, consistent with equity to the employer,
indicated to be best suited to serve reciprocal rights and duties of the parties under the
collective bargaining provisions of the law.
Labor laws do not provide the specific modes or criteria for determining the proper CBU.
However, based on jurisprudence, there are four doctrines which may be used to
determine the appropriate CBU, to wit:
Globe doctrine is based on the will of the employees. In defining the appropriate CBU
that in a case where the company’s production workers can be considered either as a
single bargaining unit appropriate for purposes of collective bargaining or as three (3)
separate and distinct bargaining units, the determining factor is the desire of the workers
themselves.
The doctrine of accretion applies when new employees are added by the employer to an
existing CBU by reason or as a result of any of the following:
This is a constitutional and legal right where the employees are given the right to co-
determine or share the responsibility of formulating certain policies that affect three (3)
fundamental things, namely: their ( I ) rights, (2) benefits, and (3) welfare.
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The LMC is meant to implement the declared policy of the State, as expressed in the
Constitution and in the laws to ensure the participation of workers in policy and decision-
making processes of the establishment where they are employed insofar as said processes
will directly affect their rights, benefits and welfare.
b. Legal anchor. - The creation of LMC is provided under Article 266 [255] of
the Labor Code; while the formation of a GM is mandated under Article 272
[260] of the same Code.
d. Purpose for creation. - The LMC is created for the purpose of affording
workers the right to participate in policy and decision-making processes in
matters affecting their rights, benefits and welfare; while that of the GM is to
resolve disputes and grievances arising from the interpretation or enforcement
of such policies or decisions.
280. If there is an existing CBA in the bargaining unit, can an employer file a Petition
for certification election. (PCE)? In unorganized establishments, what are the
employer’s following options once a union requests or demands to collectively
bargain with it?
No. Under the law if there is an existing CBA in the bargaining unit, PCE is the principal
concern and domain of the workers.
The only time and the only exception when the employer may file such petition is when it
is requested by a union to bargain collectively.
281. Under Article 271 [258-A] was inserted by RA. No. 9481, what is the rule of the
employer in Certification Election cases whether the petition for certification
election is filed by an employer or a legitimate labor organization?
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The rule of the employer in Certification Election cases whether the petition for
certification election is filed by an employer or a legitimate labor organization is limited
only to two (2) things, namely:
After the filing of such petition, the role of the employer in the certification process
ceases. It becomes merely a bystander. It should not involve itself in the process.
The Employer as Bystander rule does not apply when existence of employer-employee
relationship is put at issue.
283. What are the remedies in case not all or, not majority, of the members of the
petitioning union are alleged to be non-employees?
If not all but only a few of the members of the petitioning union are alleged to be non-
employees, the Employer as Bystander rule certainly applies to the employer since there
are a number of its employees remaining as members thereof.
Consequently, the employer cannot oppose the petition but may avail of the
following remedies:
(1) Submit, during the pre-election conference, a list of the qualified voters
specifically excluding therein the members of the bargaining unit who are not
its employees; and/or
(3) In case its position is not sustained, the employer can then elevate the case to
a higher tribunal or court through the means and remedies allowed by law
(appeal or certiorari).
284. What are the rules on appeal between organized and unorganized establishments?
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The order granting the conduct of a certification election in an organized establishment
and the decision dismissing or denying the petition may be appealed to the Office of the
DOLE Secretary within ten (10) days from receipt thereof.
286. What is the effect if the CBA does not contain a provision on grievance
procedure/machinery?
A CBA will not be registered with the DOLE if it does not contain a provision on
grievance procedure/machinery which is a “must” provision required of all CBAs.
In the event that a CBA without such provision is submitted for registration, the registrar
should advise the parties to include a grievance procedure/machinery therein before it is
considered duly registered.
287. Does the filing of an appeal from the order of the Med-arbiter dismissing a petition
for certification election stops the holding of any certification election?
Once the order of the Med-Arbiter dismissing a PCE is seasonably appealed, such appeal
stops the holding of any certification election.
When a grievance remains unresolved, either party may serve notice upon the other of its
decision to submit the issue to voluntary arbitration. The notice should state the issue or
issues to be arbitrated and a copy thereof should be furnished to the NCMB or the
Voluntary Arbitrator or Panel of Voluntary Arbitrators named or designated in the CBA.
If the party upon whom the notice is served fails or refuses to respond favorably within
seven (7) calendar days from receipt thereof, the Voluntary Arbitrator or Panel of
Voluntary Arbitrators designated in the CBA should commence voluntary arbitration
proceedings. Where the CBA does not so designate the particular Voluntary Arbitrator,
the NCMB is mandated to call the parties and appoint a Voluntary Arbitrator or Panel of
Voluntary Arbitrators who shall thereafter commence arbitration proceedings.
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289. Are the parties allowed to go directly to court in disregard of the Voluntary
Arbitration after decision by Grievance Committee?
It is settled that when parties have validly agreed on a procedure for resolving grievances
and to submit a dispute to voluntary arbitration, then that procedure should be strictly
observed.
Simply put, it is a third-party settlement of a labor dispute involving the mutual consent
by the representatives of the employer and the labor union involved in a labor dispute to
submit their case for arbitration
No. R.A. No. 9285,4 otherwise known as Alternative Dispute Resolution Act of 2004,
Section 6 [a] thereat, expressly provides as exception to the application of the provisions
thereof, resolution or settlement of labor disputes covered by the Labor Code as well as
its implementing rules and regulations.
A Voluntary Arbitrator refers to any person who has been accredited by the NCMB as
such, or any person named or designated in the CBA by the parties as their Voluntary
Arbitrator, or one chosen by the parties with or without the assistance of the NCMB,
pursuant to a selection procedure agreed upon in the CBA or one appointed by the
NCMB in case either of the parties to the CBA refuses to submit to voluntary arbitration.
This term includes a Panel of Voluntary Arbitrators.
Wage distortion came to be explicitly defined in the law as a situation where an increase
in prescribed wage rates results in the elimination or severe contraction of intentional
quantitative differences in wage or salary rates between and among employee groups in
an establishment as to effectively obliterate the distinctions embodied in such wage
structure based on skills, length of service, or other logical bases of differentiation.
The voluntary arbitrator or panel of voluntary arbitrators shall have exclusive and original
jurisdiction to hear and decide all unresolved grievances arising from:
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c. Wage distortion issues arising from the application of any wage orders in
organized establishments;
e. Upon agreement of the parties, shall also hear and decide all other labor
disputes including unfair labor practices and bargaining deadlocks;
295. Can a dispute falling within the exclusive jurisdiction of the Labor Arbiter be
submitted to voluntary arbitration? Why or why not?
Yes. A dispute falling with the exclusive jurisdiction of the Labor Arbiter can be
submitted to voluntary arbitration, provided that the parties in such dispute state in
unequivocal language that they conform to the submission of said dispute to the voluntary
arbitration.
296. Can a dispute falling within the jurisdiction of a voluntary arbitrator be submitted
to compulsory arbitration? Why or why not?
No. A dispute falling within the jurisdiction of a voluntary arbitrator cannot be submitted
to compulsory arbitration because jurisdiction in compulsory arbitration is conferred by
law and not by agreement of the parties.
Moreover, the law mandates that all grievances submitted to the grievance machinery
which are not settled shall be referred to voluntary arbitration provided in the CBA.
Arbitration clause is a provision in the CBA requiring that grievances, if unsettled, shall
be finally resolved by a Voluntary Arbitrator.
299. How does procedural rules governing voluntary arbitration proceedings construed?
Guidelines should be liberally construed to carry out the objectives of the Labor Code, to
promote voluntary arbitration as a preferred mode of labor or industrial dispute settlement
and as an integral component of the collective bargaining process.
300. Ding and Dong, an employee of Ding, entered into voluntary arbitration
proceedings to settle a minor conflict at work. Dong is represented by Atty. Dantes
who is a renowned counsel in settling labor disputes. Dong, trusting and relying on
Atty.
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Dantes’s wisdom, allowed Atty. Dantes to do whatever he thinks is for his best
interest and he was only interested to know the result of the arbitration proceedings.
Atty. Dantes eventually entered into a compromise agreement with Ding without
prior informing his client Dong. Is the compromise agreement valid and binding as to
Dong?
No, the compromise agreement is not valid and binding. Attorneys and other
representatives of the parties cannot enter into a compromise agreement with the
opposing party in full or partial discharge of a client’s or principal’s claim without a
special power of attorney (SPA) or express consent. The Civil Code, requires such SPA
to make the compromise agreement valid and binding on the principal.
No, a notice sent through the company’s Liaison Office is not notice to its counsel.
302. Ten minutes before the start of the arbitration proceeding, the counsel of X Corp.
informed the Voluntary Arbitrator that he was stuck in traffic and would not be
able to come on time. Upon knowing this, the opposing party moved to have an ex-
parte proceeding arguing that further delay is detrimental to his interest as a
laborer. Should the Voluntary Arbitrator conduct the proceeding ex-parte?
No, only an unexplained failure to appear of a party after due notice, not a delay in
appearance, can justify an ex-parte proceeding.
303. What are the grounds for a judicial review of a voluntary arbitrator’s decision or
award?
No. Being a quasi-judicial agency, the decisions and awards of a Voluntary Arbitrator are
appealable by way of a petition for review (Rule 43) to the Court of Appeals.
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305. If the petition for review under Rule 43 (appeal to CA) is the proper way of
appealing a decision of the voluntary arbitrator, does this mean that the 15-day
reglementary period stated under that rule also applies? Explain why or why not.
No. The Supreme Court has held that the proper reglementary period for appeals from a
Voluntary Arbitrator’s decision is not the 15-day period.
This is because the Labor Code is a statute that provides substantive rights, while the
Rules of Civil Procedure are merely rules of procedure promulgated by the Supreme
Court. Rules are subordinate to statute. In case of conflict, the statute will prevail. Under
the Constitution, rules of procedure cannot diminish, increase, or modify substantive
rights. The 10-calendar-day period under the Labor Code is a substantive right. Thus, it
cannot be diminished, increased, or modified.
The Labor Code explicitly provides that the award or decision of the Voluntary Arbitrator
(VA) or Panel of Voluntary Arbitrators is final and executory after 10 calendar days from
receipt or the copy of the award or decision by the parties. Thus, the period for appeal
from VA decisions should be 10 calendar days, not 15 days.
306. In instances of non-compliance by either or both parties with the decision of the
Voluntary or Panel of Voluntary Arbitrators, execution should be issued, as a
matter of course, upon a decision that finally disposes of the action or proceeding.
What Labor Code provisions may be cited as basis for the issuance of the writ of
execution to enforce it?
307. What are the recognized exceptions when certiorari may be granted despite the
availability of an appeal?
(a) When public welfare and the advancement of public policy dictates;
(b) When the broader interest of justice so requires;
(c) When the writs issued are null and void; or
(d) When the questioned order amounts to an oppressive exercise of judicial
authority.
308. What is the effect of filing of petition for certiorari on execution process? Explain
with legal basis?
The filing of a petition for certiorari with the CA or the Supreme Court does not stay the
execution of the assailed decision of the Voluntary Arbitrator or Panel of Voluntary
Arbitrators, unless a TRO or injunction is issued by the CA or the Supreme Court
pending resolution of such petition.
While a strike focuses on stoppage of work, picketing focuses on publicizing the labor
dispute and its incidents to inform the public of what is happening in the company struck
against.
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310. Is employment relationship between the employer and picketers a requisite for the
conduct of picketing?
No. Picketing, if peacefully carried out, cannot be prohibited even in the absence of
employer-employee relationship between the picketers and the employer being picketed.
The term industrial or labor dispute includes any controversy concerning terms, tenure or
conditions of employment, or concerning the association or representation of persons in
negotiating, fixing, maintaining, changing, or seeking to arrange terms and conditions of
employment, regardless of whether the disputants stand in the proximate relation of
employer and employee.
312. Air Lines Pilot Association of the Philippines (ALPAP) is a certified bargaining
agent of the pilots working under Philippine Airlines (PAL). ALPAP then staged a
strike against PAL to demand pay increases, better working conditions on the
ManilaKarachi and Rome-Amsterdam flights, and a better retirement plan which
was approved by the Court.
PAL management was ordered to admit the striking employees back to work under
the same terms and conditions of employment existing before the strikes and not to
suspend, dismiss or lay-off any employee as a result" of said strikes. The CIR
further stated that failure to comply with its order would constitute contempt of
court and the employee failing or refusing to return to work, without justifiable
cause, shall immediately be replaced by PAL, and may not be reinstated without
prior Court order and on justifiable grounds.
ALPAP filed for reconsideration, however, it was denied. After five days of returning
to work, PAL dismissed strike leader Captain Gaston. Due to the event, members of
the union filed an en mass “protest resignations” and “protest retirements” which
PAL has accepted, although it turned out later that their submission to PAL was
meant only as a bluff calculated to bring favorable results.
The pilots’ “protest resignations” and “protest retirements” do not constitute a legitimate
concerted activity.
What the mentioned pilots did, however, cannot be considered as mere “temporary
stoppage of work”. What they contemplated was evidently a permanent cut-off of
employment relationship with their erstwhile employer, PAL.
The pilots’ mass action was not a strike because employees who go on strike do not quit
their employment. Ordinarily, the relationship of employer and employee continues until
one or the other of the parties acts to sever the relationship or they mutually act to
accomplish that purpose. As they did not assume the status of strikers, their “protest
resignations” and “protest retirements” were not a concerted activity which is protected
by law.
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313. What are the elements of a valid strike?
Notably, these are the same employees who filed a letter complaint to the DOLE
against
Biomedica for lack of salary increases, failure to remit SSS and Pag-IBIG
contributions, and violation of the minimum wage law, among other grievances.
Later that day, petitioners reported for work after receiving text messages for them
to proceed to Biomedica. They were, however, refused entry and told to start looking
for another workplace. The next day, November 8, 2006, petitioners allegedly came in
for work but were not allowed to enter the premises. Carina purportedly informed
petitioners, using foul language, to just find other employment. They were all
subsequently dismissed for conducting a strike through mass leaves.
Was there a strike through mass leave? Is the dismissal of the employees valid?
There was no mass leave as to amount to a strike because only 5 employees are absent.
The 5 petitioners went on leave for various reasons and were in different places on
November 7, 2006 to attend to their personal needs or affairs. They did not go to the
company premises to petition Biomedica for their grievance.
To demonstrate their good faith in availing their leaves, petitioners reported for work and
were at the company premises in the afternoon after they received text messages asking
them to do so.
This shows that there was NO intent to go on strike. Moreover, Biomedica did not prove
that the individual absences can be considered as ‘temporary stoppage of work.’
Biomedica’s allegation that the mass leave ‘paralyzed the company operation on that day’
has remained unproved. It is erroneous therefore to liken the alleged mass leave to an
illegal strike much less to terminate petitioners’ services for it.”
315. What are the procedural requisites for a valid strike by the workers? Should these
requisites be complied with substantially or strictly?
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The procedural but mandatory requisites for a valid and legal strike are the following:
d. A strike vote must be taken where a majority of the members of the union
obtained by secret ballot in a meeting called for the purpose must approve it;
g. The 7-day waiting period of the strike ban reckoned after the submission of
the strike vote report to the NCMB-DOLE should be observed in all cases.
All the foregoing requisites are mandatory and failure of a union or employer to comply
therewith would render a strike or lockout illegal.
316. The observance of the cooling-off period is mandatory for a valid strike, when is it
not applicable?
Cooling-off period does apply in cases of union-busting where the existence of the union
is threatened. The law allows the complete disregard of the 15-day cooling-off period but
the requirement on the 7-day waiting period or strike ban, together with the other
requirements on the filing of a notice of strike, the conduct of a strike vote and the
submission of the results thereof to the NCMB-DOLE should be complied with.
317. Who are the parties who may declare a strike or lockout?
The employer or any certified SEBA may declare strikes in case of bargaining Deadlock
or Unfair Labor Practice (ULP).
The 7-day strike ban period is required to be strictly observed. It is only in certain
instances where there is a possibility of settlement between management and the union,
that such period may be extended beyond the strike ban period but only upon their mutual
agreement.
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(1) A dismissal from employment of union officers duly elected in accordance
with the union ‘s constitution and by-laws; and
320. What is required for minimum operational service in case of labor dispute affecting
hospitals or medical institutions?
In labor disputes adversely affecting the continued operation of such hospitals, clinics or
medical institutions it shall be the duty of the striking union or locking-out employer to
provide and maintain an effective skeletal workforce of medical and other health
personnel whose movement and services shall be unhampered and unrestricted as are
necessary to insure the proper and adequate protection of the life and health of its
patients, most especially emergency cases, for the duration of the strike or lockout.
Yes. Employees of Philhealth are allowed to self-organize which recognize the rights of
all workers to self-organization.
However, they cannot demand, for better terms and conditions of employment for the
same are fixed by law and their salaries are standardized by Congress.
322. In case of unresolved grievances, can PEA (situation in number) resort to strikes,
walkouts, and other temporary work stoppages to pressure the government to
accede to their demands?
No. Since the terms and conditions of government employment are fixed by law,
government workers cannot use the same weapons employed by workers in the private
sector to secure concessions from their employers.
323. What is the nature and limitation of the power granted to the President or the
DOLE secretary to issue assumption or certification orders in labor?
This is done for the promotion of the common good considering that a prolonged strike or
lockout can be inimical to the national economy.
Thus, his assuming jurisdiction over a labor dispute or his certification thereof to the
NLRC for compulsory arbitration is not intended to impede the workers’ right to strike
but to obtain a speedy settlement of the dispute.
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324. Phimco Industries Labor Association (PILA), the duly certified collective
bargaining representative of the daily paid workers of PHIMCO filed a notice of
strike with the
NCMB against PHIMCO, a corporation engaged in the production of matches, after a
deadlock in the collective bargaining and negotiation. Parties failed to resolve their
differences, thus, PILA (during the conciliation conferences), composed of 352 members,
staged a strike.
Labor Secretary Brillantes then assumed jurisdiction over the labor dispute and
issued a return-to-work order.
PILA is now questioning the Labor Secretary’s assumption of the case, contending
that it is not within the Labor Secretary’s jurisdiction to assume the case because the
case does not involve an industry indispensable to national interest.
Did the Labor Secretary acted with grave abuse of discretion amounting to lack or
excess of jurisdiction in assuming jurisdiction over subject labor dispute?
Yes.
The law vests in the Secretary of Labor the discretion to determine what industries
are indispensable to the national interest. Accordingly, upon the determination by the
Secretary of Labor that such industry is indispensable to the national interest, he will
assume jurisdiction over the labor dispute in the said industry. This power, however, is
not without any limitation.
To uphold the action of the public respondent under the premises would be
stretching too far the power of the Secretary of Labor as every case of a strike or lockout
where there are inconveniences in the community, or work disruptions in an industry
though not indispensable to the national interest, would then come within the Secretary’s
power. It would be practically allowing the Secretary of Labor to intervene in any Labor
dispute at his pleasure.
325. XYZ Association, the duly certified collective bargaining representative of the
dailypaid workers of XYZ Company, filed a notice of strike with the NCMB against
XYZ Co., an electric power industry, after a deadlock in the collective bargaining
and negotiation. The parties failed to resolve their differences, thus, XYZ Assoc.
staged a strike. The Labor Secretary then assumed jurisdiction over the labor
dispute and issued a return-to-work order.
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Is notice and hearing prior to issuance of assumption/certification order required?
What about after the issuance of assumption/certification order?
No. The discretion to assume jurisdiction may be exercised by the DOLE Secretary
without the necessity of prior notice or hearing given to any of the parties. The rationale
for his primary assumption of jurisdiction can justifiably rest on his own consideration of
the exigency of the situation in relation to the national interest.
While no prior notice and hearing are required as afore-discussed, it requires the conduct
of a preliminary conference or hearing within five (5) days from the issuance of the
assumption or certification order.
The same shall be conducted by the DOLE Secretary, in case of assumed cases, or by the
NLRC, in case of certified cases, or by the Voluntary Arbitrator or Panel of Voluntary
Arbitrators, in case the labor dispute is, by mutual agreement, submitted for voluntary
arbitration.
326. XYZ Association, the duly certified collective bargaining representative of the daily
paid workers of XYZ Company, filed a notice of strike with the NCMB against
XYZ Co., an electric power industry, after a deadlock in the collective bargaining
and negotiation. The parties failed to resolve their differences, thus, XYZ Assoc.
staged a strike. The Labor Secretary then assumed jurisdiction over the labor
dispute and issued a return-to-work order.
In the instant case, since the strike has already taken place, all striking and lockedout
workers shall, within twenty-four (24) hours from receipt of an Assumption or
Certification Order, immediately return to work and the employer shall immediately
resume operations and readmit all workers under the same terms and conditions
prevailing before the strike.
328. In return to work order can the employer determine who among the strikers could
be admitted to work?
No. It cannot be made upon the discretion of the employer, lest the certification or
assumption of jurisdiction orders will be stripped of the coercive power that is necessary
for attaining their laudable objective.
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The NLRC which has the to cause the execution of the judgment rendered therein.
It is the state of their relationship prior to the strike or lockout, as if there has been no
conflict between them.
By so mandating that the parties should go back to the status quo ante litem, the parties
would then be under legal compulsion to assert their respective claims and counter-claims
in the appropriate proceedings before the DOLE Secretary (in case of assumption) or the
NLRC (in case of certification) sans the extreme antagonism and intense animosity and
fervor that may have been brought to bear upon the parties had the strike or lockout been
on-going alongside said proceedings.
332. Are retrenched or redundant employees whose termination triggered the labor
dispute included in return to work order?
Yes. ALL striking or locked-out employees should immediately return to work and the
employer should immediately resume operations and readmit ALL workers under the
same terms and conditions prevailing before the strike or lockout.
Instead of appearing before the BLR, more than 200 employees staged mass actions
in front of the BLR and the DOLE offices, to protest the partisan and anti-union
stance of Toyota. Due to the deliberate absence of a considerable number of
employees, Toyota experienced acute lack of manpower in its manufacturing and
production lines and was unable to meet its production goals resulting in huge losses.
Toyota filed a petition to declare the strike illegal with the NLRC arbitration branch,
and prayed that the erring Union officers, directors, and members be dismissed. On
the contrary, the Union contends that the protests or rallies conducted are not within
the ambit of strikes as defined in the Labor Code, since they were legitimate exercises
of their right to peaceably assemble and petition the government for redress of
grievances. Rule on the petition.
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The protest actions undertaken by the Union officials and members are not valid and
proper exercises of their right to assemble and ask government for redress of their
complaints but are illegal strikes in breach of the Labor Code.
No labor organization or employer shall declare a strike or lockout without first having
filed the required notice or without the strike or lockout vote first having been obtained
and reported to the Regional Branch of the NCMB and most importantly, without
complying with all the mandatory procedural requirements mentioned in Article 278
[263].
Although procedural in character, the requisites mentioned in this article are all
mandatorily required in order that the strike or lockout may be deemed valid and legal.
Any strike or lockout, therefore, staged not in full compliance with the requisites is
illegal.
Since the Union failed to comply with strike notice and the strike-vote report as required
by the Labor Code, the strike staged are deemed illegal.
334. DPD Laban Labor Center was one of the legitimate labor organizations of the
rankand-file employees of the Filcon Corporation, while Dilawan Workers
Association was the exclusive bargaining agent of such rank-and-file employees.
Within the freedom period, DPD Laban filed petitions for certification election before
the Bureau of Labor Relations (BLR) and because of the misunderstanding on the
payment of wages by Filcon upon certain employees, who are coincidentally,
members of that union, DPD Laban filed a Notice of Strike before the National
Conciliation and Mediation Board (NCMB) and a strike vote was conducted. The
strike was questioned by Filcon as illegal. Meanwhile, Dilawan Workers Association
asserted that since it was the exclusive bargaining agent of the rank-and-file
employees of the Filcon, the DPD Laban Labor Center did not have a personality to
file a notice of strike before the NCMB. Is the strike illegal?
Well-settled is the rule that strikes may only be allowed on grounds of CBA deadlock and
unfair labor practices. No labor union may strike, and no employer may stage a lockout
on grounds involving inter-union and intra- union disputes.
The case at bar does not concerned a CBA Deadlock nor unfair labor practice but more
on the ground of inter-union and intra-union conflict which is a non-strikeable. As a
matter of fact, DPD Laban falsely assumed the role of a SEBA when it filed a notice of
strike during the 60-day freedom period, and while a petition for certification election
was pending. A strike during the pendency of such petition is patently illegal.
Any violation of a CBA as an unfair labor practice (ULP) of the employer and of the
labor organization is a ground for strike or lockout.
However, a violation of the CBA is no longer treated as ULP but as a mere grievance
which should be processed through the grievance machinery provided in the CBA.
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A violation of the CBA becomes ULP only when it is gross in nature which means that
there is flagrant and/or malicious refusal to comply with the economic provisions thereof
by either the employer or the labor organization.
It is, thus, only when the violation is gross that it may be cited as a ground in support of a
strike or lockout.
336. Union X staged an economic strike, claiming that Employer Y must provide for
additional benefits above those provided by law. Employer Y claims that the strike
is illegal because of the existence of a “no strike-no lockout” clause in their CBA,
mandating a grievance procedure for resolving their disputes. Union X answers
that the “no strike-no lockout” clause is violative of their Constitutional right. Is
Union X correct?
No less than the Constitution recognizes the preferential use of voluntary means to settle
disputes. A “no strike-no lockout” the strike or lockout is economic in nature.
337. Union X agreed with Employer Y to submit their disputes for Voluntary
Arbitration. On the day of the scheduled arbitration, Union X staged a strike,
claiming that they strongly believe that the arbitration proceedings will never be in
their favor. Is the strike valid?
No. A strike cannot be held if the issue in under arbitration, conciliation or mediation.
This is violative of the duty of the union to bargain collectively, to act in good faith, and
to participate fully and promptly and to avoid disrupting the proceedings.
More particularly, the union must first exhaust all remedies under the established
grievance procedures and voluntary arbitration before staging a strike.
338. A case for unfair labor practices was filed by Union X against employer Y before
the labor tribunal. Tired of waiting for a resolution, Union X stages a strike on the
same ground of unfair labor practices which was previously filed. Is the strike
valid?
No. The law expressly prohibits the conduct of a strike if it is declared during the
pendency of cases involving the same grounds invoked for the strike.
Once jurisdiction over an issue is vested to a labor tribunal, a strike or lockout cannot be
staged to pre-empt or circumvent the adjudication and resolution thereof by the said
tribunal.
339. Can good faith in staging the strike be invoked against the restrictive effect of an
assumption/ certification order? Why?
No, strikers cannot invoke good faith where assumption/ certification order of the DOLE
Secretary is disregarded. This is because such order imposes an absolute injunction
against the conduct of any prospective strike after its issuance.
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Needlessly, upon such issuance, strikes are enjoined or, if one has already taken place, all
strikers must immediately return to work.
340. Why does strike will not become illegal absent any notice to the Union of the
issuance of the assumption/ certification order?
Because basic is the rule that no order decision, or resolution- not even one that is
immediately executory- is binding and automatically executory unless and until the
properties are duly notified thereof.
341. What is the effect of declaring and staging a strike by a minority union? Explain
your answer?
No labor dispute which will justify the conduct of a strike can exist between the employer
and a minority union. To permit the unions’ picketing activities would be to flaunt at the
will of the majority.
342. Can the members or employees of a union who participated in an illegal strike be
dismissed in their employment?
No. The penalty of dismissal could be imposed only on union officers serving and acting
as such during the period of illegal strike.
As a necessary implication, if the employees acted as union officers after the strike, they
may not be held liable therefor and, therefore, could not be terminated in their capacity as
such.
343. Does declaration of the illegality of a strike automatically make the employee who is
a union officer liable?
No, the fact alone that an employee is a union officer will not make him liable by the
mere declaration of the illegality of a strike. The Labor Code requires that there must be a
showing that he “knowingly participated in the illegal strike.”
344. What is the employment status of an employee who participated in a legal strike?
The declaration or actual conduct of a strike does not result in the severance of the
employment relationship nor a renunciation thereof.
The employment relationship is merely suspended during the period of work stoppage.
An employee who participates in a lawful strike is not deemed to have abandoned his
employment but is merely exercising his right to self-organization precisely to protect his
rights as an employee and/or to obtain better working conditions.
Such participation should not constitute sufficient ground for the termination of his
employment even if a replacement has already been hired by the employer during such
lawful strike.
345. May Union officers be dismissed despite the fact that the illegal strike was staged
only for 1 day or for even less than a day?
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Yes. The shortest period of illegal strike which resulted in the termination of union
officers lasted only for less than (10) hours.
All defiant strikers, irrespective of whether they are union officers or ordinary members,
are deemed to have lost their employment status is well supported by existing (1) law; (2)
applicable rules; and (3) pertinent jurisprudence.
The respective liabilities of striking union officers and members who failed to
immediately comply with the assumption/certification order and/or its accompanying
return-to-work order are outlined in Article 279 (264] of the Labor Code which provides
that any declaration of a strike or lockout after the DOLE Secretary has issued such order
is considered an illegal act. Consequently, any worker or union officer who knowingly
participates in a strike defying any such order may "be declared to have lost his
employment status.”
A strike that is undertaken despite the issuance by the DOLE Secretary of an assumption
or certification order becomes a prohibited activity and thus, illegal.
This means that even if the strike has started as a legal strike, it automatically becomes an
illegal strike the moment it is pursued and continued after the issuance of the said order,
in clear defiance thereof.
Consequently, the strike would be treated as a "prohibited activity," an "illegal act" that
would justify the termination of employment not only of the defiant union officers but of
the defiant ordinary union members as well.
348. In a strike, what is the effect when an employer did not comply with the issuance of
a return-to-work order from a labor dispute?
349. What is the liability from commission of illegal acts during a strike?
The commission of illegal acts in the course of a strike would make it illegal and the
striker involved therein - irrespective of whether he is a union officer or an ordinary
member - will suffer the penalty of dismissal.
“Crossing the picket line” is a term used to describe the act of working during a strike,
whether by strike-breakers, management personnel, non-unionized employees or
members of other unions not on strike. The use of this term is proper irrespective of
whether it involves actually physically crossing a line of picketing strikers.
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351. Can the legality of a strike be determined only by compliance with the legal
formalities in conducting strike?
No, the legality of a strike is determined not only by its compliance with the legal
formalities but also by the means through which it was carried out.
As ruled in Biflex (Biflex Phils. Inc. Labor Union [NAFLU] v. Filflex Industrial
and Manufacturing Corp., G.R. No. 155679, December 19, 2006) even assuming
arguendo that in staging the strike, petitioners had complied with the legal formalities, the
strike would just the same be illegal for by blocking the free ingress to and egress from
the company premises, they violated Article 279(e) [264(e)].
352. May the Picketing strikers prevent employees of other companies from using the
same premises being picketed?
No. The Labor Code is emphatic against the use of violence, coercion, and intimidation
during a strike and to this end, it prohibits the obstruction of free passage to and from the
employer’s premises for lawful purposes. In the same vein, a picketing labor union has no
right to prevent employees of another company from getting in and out of its rented
premises, otherwise, it will be held liable for damages for its acts against an innocent
bystander.
353. Employees who may be dismissed by their employer for participating in a strike?
The employer has the right to dismiss the following employees who participated
in a strike, to wit:
2) Ordinary union members on the basis of their commission of illegal acts in the
course of the strike; and
If ULP strike is declared illegal, the necessary and logical consequence would be the
declaration of loss of employment status of the union officers who knowingly
participated in its staging.
And if such declaration is occasioned by the commission of illegal acts of both union
officers and ordinary union members, the same effect of loss of employment status would
apply to the both of them. In such an eventuality, they can be replaced permanently
without getting afoul of the law.
During a strike, the employer has the right and prerogative to hire the services of
replacement workers under the “striker replacement doctrine.”
Such hiring, however, does not necessarily mean the termination of employment of the
striker replaced. But the reality is that there is a very thin line of distinction between the
right to fire employees for striking and the right to “permanently replace” them.
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This is so because once the employer makes the replacements permanent, the striking
employees have generally no right to return to their jobs if they decide to end the strike.
An economic strike is one declared to demand higher wages, overtime pay, holiday pay,
vacation pay, etc., It is declared for the purpose of forcing wage or other concessions
from the employer which he is not required by law to grant. It is strike which arose out of
a barangay deadlock in the CBA negotiations.
357. AA’s dismissal was declared illegal by the Labor Arbiter and ordered AA’s
employer to reinstate him. After the order, AA went back to work but his employer
claimed that since the decision is on appeal, AA cannot go back to work, yet. Is the
contention
of AA’s employer correct?
When a dismissal is declared illegal by the Labor Arbiter, the order of reinstatement
issued by him is immediately executory and the employer is duty-bound to abide by the
same, even if it appeals therefrom.
358. AA and BB both participated in a strike. The strike was subsequently declared
illegal. Hence, AA and BB are not entitled to backwages or separation pay. Is this
correct?
Union members who did not commit any illegal acts in the course of the strike
which is declared to be illegal may still be awarded backwages by virtue of reinstatement
or separation pay if reinstatement is not feasible.
Hence, provided AA and BB did not commit illegal acts during their participation
in the strike, they may still be entitled to backwages or separation pay.
359. The union and employer both are culpable for illegal strike. The court ordered the
reinstatement of the the union workers. The employer contends that since the union
members are culpable for illegal strike, reinstatement is not warranted. Is the
employer correct?
If both parties have acted in pari delicto in that the employer is guilty of illegal lockout
and the union is culpable for illegal strike, the dismissal of the striking employees is
unwarranted and their reinstatement should be ordered as a matter of course.
360. What is the liability of persons committing any of the prohibited acts under Article
279 in connection with the conduct of strike or lockout?
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Any person performing any of the prohibited activities mentioned in Article 279
[264] may be charged before the appropriate civil and criminal courts.
Any person violating any of the provisions of Article 279 [264] shall be punished
by a fine of not less than one thousand pesos (P1,000.00) nor more than ten thousand
pesos (P10,000.00) and/or imprisonment for not less than three (3) months nor more than
three (3) years, or both such fine and imprisonment, at the discretion of the court.
In case of a strike, the Regional Branch of the NCMB should, at its own initiative or upon
the request of any affected party, conduct a referendum by secret balloting on the
improved offer of the employer on or before the 30th day of the strike. When at least a
majority of the union members vote to accept the improved offer, the striking workers
should immediately return to work and the employer should thereupon readmit them
upon the signing of the agreement.
In case of a lockout, the Regional Branch of the NCMB should conduct a referendum by
secret balloting on the reduced offer of the union on or before the 30th day of the lockout.
When at least a majority of the board of directors or trustees of the corporation or the
partners holding the controlling interest in the case of partnership, vote to accept the
reduced offer, the workers should immediately return to work and the employer should
thereupon readmit them upon the signing of the agreements.
362. In cases where the employer and the strikers were ‘in pari delicto’, what would be
the proper relief?
The Supreme Court distinguished the proper relief available to the strikers who were in
pari delicto with the employer and those that were not. It held that the former is entitled
to reinstatement but without back-wages; while the latter should be reinstated and given
their back-wages with interest at the rate of six percent (6%) per annum which shall be
increased to twelve percent (12%) after the finality of the judgment.
The strikers who were deemed in this case as having been in pare delicto with the
employer were the ones who were charged by the employer for conducting the illegal
strike. Technically, as no charges for illegal strike were filed by the employer against
some of the employees, they cannot be among those found guilty of illegal strike. Thus,
they cannot be considered in pare delicto. They should therefore be reinstated and given
their back-wages.
The general rule is that all aliens, natural or juridical, as well as foreign organizations, are
strictly prohibited from engaging, directly or indirectly, in all forms of trade union
activities. The prohibition against intervention in trade union activities applies to all
aliens and alien organizations, whether public or private, and their agents or
representatives. Except on the following:
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After the issuance of an employment permit, the alien is not allowed to transfer to another
job or change his employer without prior approval of the DOLE Secretary.
Any non- resident alien who takes up employment in violation of the provision of Title II,
Book I4 of the Labor Code and its implementing rules and regulations, shall be punished
in accordance with the provisions of Articles 304 [289] and 305 [290] of the Labor Code.
365. In the event of any violations by aliens, under whose jurisdiction shall a report on
that matter be filed?
Report of any violations by aliens may be filed directly with the BLR or the DOLE
Regional Office having jurisdiction of the place where the violation is alleged to have
been committed. The DOLE Regional Director or the BLR Director may, motu proprio,
conduct an investigation of any such violation.
366. When can the DOLE Regional Director or BLR Director inquire into the financial
activities of the union?
Such examination should be made upon the filing of a request or complaint for the
conduct of an accounts examination by any member of the labor organization, supported
by the written consent of at least twenty percent (20%) of its total membership.
367. Distinguish visitorial power under Article 289 [274] and Article 128 of the Labor
Code?
Article 289 [274] treats of the visitorial power of the DOLE Secretary to inquire into the
financial activities of legitimate labor organizations.
On the other hand, Article 128 dwells on the visitorial and enforcement power of the
DOLE Secretary to inquire into the employer’s compliance with labor laws and social
legislations.
The DOLE Secretary or his duly authorized representatives may, from time to time, call a
national, regional, or industrial tripartite conference of representatives of government,
workers and employers for the consideration and adoption of voluntary codes of
principles designed to promote industrial peace based on social justice or to align labor
movement relations with established priorities in economic and social development.
369. What are the reasonable impositions may be collected by all unions?
a. Membership fees;
b. Union dues;
c. Assessments;
d. Fines; and
e. Other contributions for the following purposes:
(1) Labor education;
(2) Labor research;
(3) Mutual death benefits;
(4) Hospitalization benefits;
(5) Welfare fund;
(6) Strike fund; and
(7) Credit and cooperative undertakings
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370. What is the requirement of the Labor code in the termination of employment by an
employer?
371. What is the constitute a regular employee for the purpose of membership in a labor
union?
The law provides that any employee, whether employed for a definite period or not, with
at least one year of service, whether such service is continuous or broken, shall be
considered a regular employee for purposes of membership in any labor union.
There is therefore no need for definite-period employees to render “at least one year of
service, whether continuous or broken” and be first “regular” in their employment before
they can be eligible to become members of a union and to vote for its officers.
MCQ
a. 8 years
b. 6 years
c. 5 years
d. 3 years
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4. Statement 1: The term of service of the Labor Arbiters may be
shortened on the ground of incapacity.
Statement 2: The Secretary of DOLE may extend the services of the
Commissioners and Labor Arbiters up to maximum of 70 years upon
recommendation of the Commission en banc.
5. The staff and employees of the Commission and its regional branches
shall be appointed by:
9. The following are cases which falls under the jurisdiction of the
Labor Arbiters and the Commission, except:
a. Claims for actual, moral, exemplary and other forms of damages arising from
the employer - employee relations
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b. claims for Employees' Compensation, Social Security, Medicare and maternity
benefits
c. Termination disputes
d. Unfair labor practice cases
10. Labor Arbiters shall have original and exclusive jurisdiction to hear
and decide, within ____________ after the submission of the case by the parties for
decision without extension, even in the absence of stenographic notes, cases
involving all workers, whether agricultural or non-agricultural.
a. 15 calendar days
b. 20 calendar days
c. 25 calendar days
d. 30 calendar days
11. Statement 1: Labor standards refers to that part of labor law which
regulates the relations between employers and workers.
Statement 2: Labor relations is that part of labor law which prescribes the
minimum terms and conditions of employment that the employer is required to
grant to its employees.
14. The following are the 3 groups of employees defined in the Labor
Code, except:
a. Managerial employees
b. Rank-and-file employees.
c. Regular employees
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d. Supervisory employees
a. His new job which should be similar to his work at the time of his dismissal.
b. The amount of compensation which such employee receives from his new
employer
c. Both a and b
d.None of the above
a. Yes, the claim for relief should directly result from an employer-employee
relationship
b. Yes, both parties must belong to the same company or establishment as an
employer and an employee
c. No, it suffices that there be a showing of a reasonable causal connection
between the claim asserted and the employer-employee relationship
d. None of the above
19. Statement 1: Cases arising from the interpretation or implementation
of collective bargaining agreements and those arising from the
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interpretation or enforcement of company personnel policies shall be
disposed of by the Labor Arbiter
a. Voluntary Arbitration
b. Compulsory Arbitration
c. Labor Arbitration
d. Involuntary Arbitration.
23. I. The NLRC, in the exercise of its original jurisdiction, has also the
authority to conduct compulsory arbitration in
certain specified cases.
24. Under the fundamental basis for exercise of jurisdiction—in the existence
of employer-employee relationship, the cause of action must arise from the:
25. Do Labor Arbiters have jurisdiction even if case is filed by the heirs of
the OFW?
a. Yes, Labor Arbiters have jurisdiction even if case is filed by the heirs of the
OFW.
b. No, Labor Arbiters have no jurisdiction even if case is filed by the heirs of the
OFW
c. Maybe.
d. None of the above.
29. What is the demarcation line between the jurisdiction of regular courts
and labor courts over cases involving workers and their employers?
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c. Maybe, depends upon the parties’ decision.
d. None of the above.
II. Labor Arbiter may not cite any person for direct or indirect
contempt.
32. Who are authorized to conduct ocular inspection under Article 226 [219]
of the Labor Code?
33. Who have the original and exclusive jurisdiction to hear and decide
unfair labor practice cases?
36. The term parties under the conflict of jurisdiction between labor arbiters
and voluntary arbitrators over termination cases refers to:
a. Labor cases.
b. Employment cases.
c. Termination cases.
d. Hiring cases.
II. Even if the CBA provides that termination disputes are grievable, the
same is merely discretionary on the part of the parties thereto.
39. The phrase “all other labor disputes” in Article 275 [262] does
automatically confer jurisdiction on Voluntary Arbitrators.
40. The jurisdiction conferred by Article 224 [217] to Labor Arbiters is:
a. Original only.
b. Exclusive only.
c. Appellate only.
d. Both Original and Exclusive.
41. Statement I. A labor case that involves the church and its religious minister as
parties thereto does not ipso facto give the case a religious significance.
Statement II. The State, through the NLRC and the Labor Arbiter, has the
right to take cognizance of the case to determine whether the church, as
employer, rightfully exercised its management prerogative to dismiss the
religious minister as its employee.
42. Which among the following is not an example of eclessastical affairs that
the state cannot meddle with?
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a. Proceedings for excommunication
b. Ordination of religious ministers
c. Administration of sacraments
d. Dismissal of religious ministers
Statement II. The DOLE Regional Director has jurisdiction over monetary
claims arising from employer-employee relations, including those of
domestic workers, involving an amount not exceeding P5,000.
Statement II. The Labor Arbiter has jurisdiction over the termination of
employment and monetary claims of employees of a cooperative or its
member-employees.
48. As per jurisprudence, which of the following issues or cases fall within the
jurisdiction of the Labor Arbiter?
49. Statement I. The Labor Arbiter does not have jurisdiction over claims
for damages arising from breach of non-compete clause and other post-
employment prohibitions.
Statement II. The Labor Arbiter does not have jurisdiction over claims for
payment of cash advances, car, appliance and other loans of employees.
52. Which of the following do not constitute the test to determine whether a
dispute is an intra-corporate controversy?
a. Control Test
b. Relationship Test
c. Nature of Controversy Test
d. None of the above
55. Statement I. The jurisdiction conferred by law upon Labor Arbiters and the NLRC
is merely suspended when the assets of a former employer have been placed under
rehabilitation.
Statement II. The suspension of all actions covers claims against the
corporation which is undergoing rehabilitation receivership, except labor
claims.
56. Statement I. Entities immune from suit cannot be sued for labor law
violations in the discharge of their proprietary functions.
Statement II. An entity immune from suit cannot be estopped from claiming
diplomatic immunity.
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57. The Labor Arbiter has jurisdiction over an employer’s claims against an
employee for:
Statement II. Corporate officers may be ousted from office at will while an
ordinary employee may only be terminated for just cause.
a. I and III
b. II and III
c. I and II
d. All of the above
a. domestic worker
b. domestic helper
c. domestic servant
d. yaya
a. yaya
b. kasambahay
c. domestic servant
d. domestic helper
a. Member-Employee Doctrine
b. Joined Personality Doctrine
c. Employee – Co-owner Doctrine
d. Cooperative Employee Doctrine
64. Employers may exercise this right against employees in cases filed by the
latter before the Labor Arbiters.
66. The following issues or cases do not fall under the jurisdiction of Labor
Arbiters, except:
a. exclusive jurisdiction
b. appellate jurisdiction
c. original jurisdiction
d. no jurisdiction
68. Who has jurisdiction over cases filed for the collection of cash advance
made by the employee from the employer?
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a. Labor Arbiter
b. NLRC
c. Med-Arbiter
d. regular court
69. The rights and obligations of the parties under a contract involving a car
loan may be enforced in a case before
a. the Med-Arbiter
b. the NLRC
c. the Labor Arbiter
d. the regular court
70. This clause prohibits key officers and personnel from engaging in the
same type of business themselves or getting employed in competitor-entities after
the termination of their employment from their current employer.
a. restriction clause
b. prohibitory clause
c. non-compete clause
d. non-engagement post-employment clause
a. the status of the relationship of the employees (Status Test) and the nature of the question
that is the subject of their controversy (Nature of Controversy Test)
b. the status of the relationship of the parties (Relationship Test) and the nature of the
question that is the subject of their controversy (Nature of Controversy Test)
c. the amount of the money claim raised by the parties (Money Claim Test) and the nature
of the action (Nature of Action Test)
d. the status of the money claim raised by the parties (Status Test) and the nature of the
action (Nature of Action Test)
a. Doctrine of waiver
b. Doctrine of strained relations
c. Equitable doctrine of laches
d. Doctrine of estoppel
76. Under R.A. No. 10142, the rehabilitation proceedings are deemed to have
commenced from the date of filing of the petition. A Stay or Suspension Order is
then issued in conjunction with the Commencement Order which shall have the
following effects, except:
a. suspend all actions or proceedings, in court or otherwise, for the enforcement of claims
against the debtor
b. suspend all actions involving money claims, attachment or other provisional remedies
against the debtor
c. suspend all actions to enforce any judgment, attachment or other provisional remedies
against the debtor
d. prohibit the debtor from selling, encumbering, transferring or disposing in any manner
any of its properties except in the ordinary course of business
e. prohibit the debtor from making any payment of its liabilities outstanding as of the
commencement date except as may be provided by law
77. This principle states that immune entities cannot be sued for labor law
violations.
a. jure gestionis
b. generally accepted principle of law
c. immunity from suit
d. universally recognized principle
a. When the function of the foreign entity otherwise immune from suit partakes of the
nature of a proprietary activity
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b. When the function of the foreign entity otherwise immune from suit
partakes of the nature of a governmental activity
c. When the function of the foreign entity otherwise immune from suit partakes of the
nature of a state-related activity
d. When the function of the foreign entity otherwise immune from suit partakes of the
nature of an office-related activity
79. The following are pertinent principles in labor cases involving financial
rehabilitation and insolvency, except
a. The jurisdiction conferred by law upon Labor Arbiters and the NLRC
would not be lost simply because the assets of a former employer have been placed
under rehabilitation receivership or liquidation.
b. The suspension of all actions covers all claims against the corporation
which is undergoing rehabilitation receivership, whether for damages
founded on a breach of contract of carriage, labor cases, collection suits or any
other claims of a pecuniary nature.
c. The suspension of all actions for money claims embraces all phases of the suit, be it
before the trial court or any tribunal or before the Supreme Court.
d. The decision or dismissal order and writ of execution issued by the Labor
Arbiter while the company is undergoing rehabilitation could never attain final
and executory status.
e. Duration of automatic stay has no limit.
81. While the jurisdiction to hear and decide the administrative and civil
aspects of unfair labor practice is vested upon the _____________, the jurisdiction
over the criminal aspect thereof is vested in the ____________.
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83. The ________ shall have _____________________ over certified cases
which refer to labor disputes causing or likely to cause a strike or lockout in an
industry indispensable to the national interest, certified to it by the DOLE Secretary
for compulsory arbitration.
84. Statement 1: The DOLE Regional Directors shall have Original and
excusive Jurisdiction over cases submitted for voluntary arbitration in their
capacity as Ex-Officio Voluntary Arbitrators (EVAs)
86. Which among the following are decisions appealable to the DOLE
Secretary?
a. Those rendered by labor Arbiters that are not appealable to the NLRC
which has exclusive appellate jurisdiction thereof
b. Those rendered by the NLRC since they can be elevated directly to the CA by way
of Rule 65
c. Those rendered by Voluntary Arbitrators which are appealable directly to
the CA under Rule 43 of the Rules of Court
d. None of the above
87. Statement 1: The only way to elevate the decisions of the NLRC to the
CA is to initiate on original special civil action of certiorari under Rule 65 of the
Revised Rules of Court
92. The Commission (NLRC) shall have the power and authority to
____________________
93. Statement 1: The NLRC has the power to issue Subpoena Duces Tecum and Ad
testificandum
Statement 2: The NLRC rules of procedure shall be liberally construed to carry out the
objectives of the constitution, the Labor Code and other relevant legislations
and to assist the parties in obtaining just, expeditions and inexpensive
resolution and settlement of labor disputes
Statement 3: One of the grounds of direct contempt is misbehavior of any officer or
employee in the performance of his /her official duties or in his/her official
transactions
a. Contempt
b. Scorn
c. Derision
d. Obloquy
96. They are the duly “authorized representatives” of the DOLE Secretary.
a. Med-Arbiters
b. Labor Arbiters
c. DOLE Regional Directors
d. DOLE Assistant Secretary
97. Which among the following is not under the DOLE Secretary’s Original
Jurisdictions?
98. Appeals to the DOLE Secretary may originate from any of the following
offices, except
99. The Commission has the Power to conduct proceedings under Article
225 (218). As such, it may do and perform the following, except
a. Serious Injury
b. Uncompensable Injury
c. Irreparable Injury
d. Emotional Injury
101. The following are the persons who may conduct an ocular inspection
except:
a. The Chairman
b. Any Commissioner
c. Chief Executive
d. Labor Arbiter
102. The cases over which Commission may issue injunction are the
following except:
a. Grievance Machinery
b. Ordinary labor disputes
c. Picketing
d. Strike or Lockout
103. The following are the cases by which injunction may be issued in case of
picketing:
a. Where the strike was held in violation of the law which prohibits the
conduct of strike grounded on wage distortion.
b. Where the strike was based on strikeable ground, that is, for failing to
exhaust all the steps in the grievance machinery and arbitration
proceedings provided in the CBA..
c. Where the strike was held to compel the employer to ignore the law.
D. Where the strike was staged after the notice of strike had been converted
into a preventive mediation case.
a. If there is no appeal or any other plain, speedy and adequate remedy in the
ordinary course of law.
b. If there is an appeal or any other plain, speedy and adequate remedy in the
ordinary course of law.
c. If there is no appeal or any other plain, speedy and adequate remedy in the
extraordinary course of law.
d. If there is no appeal in the extraordinary course of law.
108. The following are the grounds for the petition of extraordinary remedy
except:
110. Statement I: Both the Labor Arbiter and the adverse party must be
impleaded as public and private respondents, respectively.
Statement II: The party filing the pleadings should serve the other party with
copies thereof in accordance with Rule 13.
111. Upon the filing of the petition for extraordinary remedy, the NLRC
Sheriff cannot, for a period of 15 days except:
112. In the following cases, the Commission may dismiss the petition if it
finds except:
113. This refers to the due process that should be afforded by the employer to
an employee prior to the latter’s termination.
114. This refers to the due process required to be afforded to the parties in
termination cases filed before such labor authorities as the Labor Arbiter and the
NLRC.
a. Substantive
b. Procedural
c. Administrative
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d. Both a and b
117. The following are the ways by which forum-shopping can be committed
except:
a. Litis pendentia
b. Res judicata
c. Joinder of causes of action
d. Splitting of causes of action
a. Identity of parties or at least such parties that represent the same interests
in both actions.
b. Identity of rights asserted and reliefs prayed for, the reliefs being founded
on the same facts.
c. Identity of two preceding particulars, such that any judgment rendered in
the other action will, regardless of which party is successful, amount to res
judicata in the action under consideration.
d. Identity of two preceding particulars, such that any judgment rendered in
the other action will, regardless of which party is successful, amount to litis
pendentia in the action under consideration.
119. Statement I: When venue is not objected to before the first schedules
mandatory conference, such issue shall be deemed waived.
a. Position Paper
b. Complaint
c. Counterclaim
d. Third-party complaint
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121. What is the general rule a hearing a case brought to a labor arbiter?
122. When an act or declaration was made in the presence or within hearing
or observation of a party who does not refute such declaration, can such declaration
be taken against him?
124. The following are contents of a decision from the labor arbiter except:
125. The Labor Arbiter has how many days to decide on the case in case
there are no extensions?
A. 15 days
B. 30 days
C. 60 days
D. 90 days
126. For cases involving OFWs, how many days are allotted for the Labor
Arbiter to terminate the case?
A. 15 days
B. 30 days
C. 60 days
D. 90 days
A. May be designated by him to any person he deems fit to decide on the case
B. Should be under his full control
C. Should first be brought to the courts to certify that there is a labor dispute
D. Must have been certified by the DOLE for being a valid labor dispute
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128. The hearing or clarificatory conference should be terminated within
____
calendar days from the date of the initial clarificatory conference.
A. 15 days
B. 30 days
C. 60 days
D. 90 days
131. Can the NLRC remand a labor case to the Labor Arbiter to conduct
hearing?
132. In order for settlement of cases on appeal to the NLRC to be valid and
binding between the parties, it should be approved by who?
A. Labor Arbiter
B. Commission
C. Parties themselves
D. None
134. Which is/are true when it comes to the rule on appearance of non-
lawyers in labor cases?
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C. If he represents the members of a legitimate labor organization
D. All of the above
E. None of the above
A. No, the commission can only mediate cases brought to it through its
original jurisdiction
B. Yes, it is the mandate of the NLRC to try and mediate cases brought
to it even if through its appellate jurisdiction.
C. It depends on the discretion of the judge.
A. Yes, unlike the Rules of Court, the NLRC Rules of Procedure allow for a
second motion for reconsideration
B. No, it is a prohibited pleading
C. It depends on the discretion of the commissioners.
D. There is can be no motion for reconsideration when it comes to the
decision of the Commission
A. Yes, only members of the IBP are allowed to represent parties in the Court
of Appeals.
B. No, once a person is appointed to represent a party he may do so until
the case is finally terminated or until the union decides otherwise.
C. It depends on the discretion of the Court.
138. Upon motion for reconsideration the Commission reversed its decision.
Is this reversal valid?
A. Yes, the NLRC as a quasi-judicial body having control over a case may
reverse their decision to be conformable to law and justice.
B. No, the issues and arguments having been passed upon can no longer be
reversed
C. No, reversal of a judgment may only be done by a higher court
D. Yes, as long as the appellate court allows such reversal
a. The appearance of such person will not be recognized in any proceedings before the
Labor Arbiter or the NLRC
b. The appearance of such person will be recognized before the NLRC and
Labor Arbiter, but not the regular courts
c. The appearance of such person will be recognized by the in all courts
d. None of the above
a. jurisdictional
b. optional
c. mere technicality
d. dispensable
145. Where should attorney’s fees, negotiation fees, and other similar
charges arising from negotiation or conclusion of the CBA be charged?
a. Oral agreement
b. Written authorization
c. A majority
d. none of the above
148. The following are the only grounds by which an appeal from the
Labor Arbiter to Commission may be effected, except:
a. No, because every case must be decided on the merits of the case.
b. Yes, because an appeal is a mere privilege, not a right that is granted in
every proceeding
c. Yes, because the Rules are not mere technicalities availed of by a party
when convenient and disposed of when necessary
d. No, because the dismissal of a labor case involving the dismissal of an
employee on the ground of pure technicality is in contravention of the
constitutional grant of protection to labor
151. Statement I. The period of appeal in a contempt charge is five (5) calendar days
from the notice of the judgement of the Labor Arbiter
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Statement II. A guilty judgment in a contempt charge by the Labor Arbiter
is appealable to the National Labor Relations Commission
b. Statement I is incorrect
c. Statement II is incorrect
a. The Labor Arbiter loses jurisdiction over the case, without prejudice to the
reinstatement of the case
b. The Labor Arbiter retain jurisdiction over the case, without prejudice to
reinstatement of the case
c. No effect with regards to the Labor Arbiter’s jurisdiction over the case
153. Statement I. The perfection of an appeal will stay the execution of the
decision of the Labor Arbiter, without exception
Statement II. The perfection of an appeal to the NLRC will have no effect on the
execution of the decision of Labor Arbiter
Statement III. The perfection of an appeal will stay the execution of the
decision of the Labor Arbiter, except any reinstatement aspect thereof
a. Statement I is correct
b. Statement II is correct
c. Statement III is correct
d. None of the above
154. When does the period of appeal for decisions of the Labor Arbiter
start to run?
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155. What is the effect of miscomputation of the period of appeal from
decisions of the Labor Arbiter?
a. Yes, because an appellant should be allowed more time to perfect the appeal
b. Yes, at the discretion of the Office or tribunal handling the appeal
c. No, because such Motion is prohibited under the NLRC Rules of Procedure
d. None of the above
Statement II. As an exception to the general rule, if the last day of filing an
appeal falls on a Saturday, the appeal may be filed on the next working
day; or if it falls on a Sunday or holiday, on the next succeeding business
day.
Statement III. If the last day of filing an appeal falls on a Saturday, Sunday,
or Holiday, it must be filed on the last working or business day before the
last day.
a. A Notice of Appeal
b. A Memorandum of Appeal
c. Either a Notice of Appeal or a Memorandum of Appeal
d. Neither a Notice of Appeal or a Memorandum of Appeal
a. fatal to the appeal and will render the judgment final, executory and
unappealable
b. fatal to the appeal and will render judgement final and executory, but
without prejudice to a subsequent appeal
c. fatal to the appeal, but without prejudice to the filing of a subsequent
appeal
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d. subject to the discretion of the NLRC whether or not it would entertain the
same
161. In all cases, the appellant shall furnish a copy of the memorandum
of appeal to the other party who shall file an answer not later than how many days
from receipt thereof?
a. 15 days c. 20 days
b. 10 days d. 30 days
162. Failure to serve a copy of the memorandum of appeal upon whom
does not bar the NLRC from giving due course to an appeal?
164. What is the requirement sine qua non for the perfection of an
appeal from the Labor Arbiter's monetary award?
166. What is the reglementary period for the cash, property or surety bond
required for the perfection of appeal to be posted?
a. 15 days c. 20 days
b. 10 days d. 30 days
167. What is the remedy of the employee in case of employer’s failure to post
bond to perfect its appeal?
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168. Damages and attorney's fees are excluded from the computation of the
monetary award to determine the amount of the appeal bond; these exclusions are
referred to as ?
169.These are fixed in the decision to which the employee is entitled upon
application of the law on wages which include awards for backwages, holiday pay,
overtime pay, separation pay and 13th month pay?
a. Government c. Cooperatives
b. Private Corporations d. GOCCs
a. Government c. Cooperatives
b. Private Corporations d. GOCCs
175. The delay in the posting of the bond must be caused by whom?
176. Which of the following will stop the running of the period for
perfecting an appeal under the Mcburnie Doctrine?
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a. File a memorandum appeal, and a bond amounting to at least 25% of the
award.
b. File a memorandum appeal, a motion to reduce bond, and a bond
amounting to at least 15% of the award.
c. File a memorandum appeal, and a motion to reduce bond.
d. File a memorandum appeal, a motion to reduce bond, and a bond
amounting to at least 10% of the award.
177. Which of the following rulings that should comply with the
Mcburnie doctrine is not included?
179. What Rule/Doctrine states that the appeal bond equivalent to 25% of
the monetary award is sufficient to perfect the appeal.
a. Garcia Doctrine
b. Sara Lee Rule
c. Belated Due Process Rule
d. Genuino Doctrine
a. 1 true; 2 false
b. Both true
c. 1 false; 2 true
d. Both false
182. Statement 1: Mere failure to serve a copy of a memorandum of appeal upon the
opposing party does not bar the NLRC from giving due course to an appeal.
a. 1 true; 2 false
b. Both false
c. 1 false; 2 true
d. Both true
183. When should the appellee file his answer or reply to appellant’s
memorandum of appeal?
184. Where should the appellee file his answer or reply to appellant’s
memorandum of appeal?
Statement 2: Posting of a bond is not a requirement sine qua non for the
perfection of an appeal from the Labor Arbiter’s monetary award.
a. 1 true; 2 false
b. Both false
c. 1 false; 2 true
d. Both true
187. The cash, property or surety bond required for the perfection of appeal
should be posted within the ___________________ reglementary period.
a. 15 - calendar day
b. 10 - calendar day
c. 30 - calendar day
d. 20 - calendar day
188. The non - compliance of the posting of a bond within the reglementary
period would not result in the non - perfection of the appeal.
a. True
b. False
c. I don’t know
d. Maybe
a. 1 true; 2 false
b. Both false
c. 1 false; 2 true
d. Both true
a. 1 true; 2 false
b. Both false
c. 1 false; 2 true
d. Both true
193. Statement 1: A cash or surety bond shall be valid and effective from
the date of deposit or posting, until the case is finally decided, resolved or
terminated or the award satisfied.
a. 1 true; 2 false
b. Both false
c. 1 false; 2 true
d. Both true
a. 1 true; 2 false
b. Both false
c. 1 false; 2 true
d. Both true
195. Statement 1: That the decision of the Labor Arbiter does not grant
any monetary award
Statement 2: That the decision of the Labor Arbiter does not state the
specific amounts of the monetary awards
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Statement 3: When, instead of posting a bond in a new case, the bond
posted in an earlier separate case which has already been decided with
finality in favor of the employer is applied to the new case
Which among the following are the jurisprudential bases for validity of non -
posting of bond
196. Statement 1: The operative part in every decision is its dispositive portion or the
fallo
Statement 2: Where there is a conflict between the fallo and the body
of the decision, the fallo controls
a. 1 true; 2 false
b. Both false
c. 1 false; 2 true
d. Both true
197. The ______ bond does not deprive BLRC of its duty to determine final
amount of bond.
a. 5%
b. 10%
c. 15%
d. 20%
198. The appellant is given a period of ___________ from notice of the NLRC
order within which to perfect the appeal by posting the required appeal bond.
a. 5 days
b. 30 days
c. 10 days
d. 15 days
199. Statement 1: The NLRC could no longer deny outright the motion to
reduce bond.
a. Statement 1 only
b. Statement 2 only
c. Both statement
d. None
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200. Statement 1: Surrounding facts and circumstances constitute
meritorious grounds to reduce the bond.
a. Statement 1 only
b. Statement 2 only
c. Statement 3 only
d. Both statement 1 and 2
e. Both statement 1 and 3
f. Both statement 2 and 3
g. All statements
d. None of the statements
a. Total judgment
b. Partial judgment
c. Executed judgment
d. Annulment
a. NLCR
b. Labor Arbiter
c. Both A & B
d. None
a. Prematurity
b. Frivolous
c. Dilatory
d. Change of Theory
a. Reversal
b.Annulment
c. Fatal infirmity
d. Change of theory
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225.The principle of exhaustion of administrative remedies is not an iron-
clad rule. It may be thus be disregarded under the following circumstances, except:
226.What is the requisite for admission of new and additional evidence for
the first time on appeal?
a.A party should adequately explain any delay in the submission of evidence
b.A party should adequately and sufficiently prove the reason for delay
c.A party should sufficiently prove the evidence sought to be proven
d.Both A & C
227.How many days when the decision of the NLRC shall be final and
executory?
a.10 days
b.15 days
c.20 days
d.60 days
228.How many Motion for Reconsideration of the NLRC decision from the
same party should be entertained?
a.Four
b.Three
c.Two
d.One
a.I
b.II
c.III
d.Both II and III
232. How many days is the fresh period from denial of motion for
reconsideration?
A.10 days
B.15 days
C.20 days
D.60 days
233. How many days shall the NLRC decide on Labor cases?
A. 10 days
B.15 days
C.20 days
D.60 days
Statement I: The manner by which the employer complies with the order of
immediate reinstatement pending appeal or the promptness of its compliance is
material because it is the reckoning point of the accrued reinstatement wages.
Statement II: The manner by which the employer complies with the order of
immediate reinstatement pending appeal or the promptness of its compliance is
material because it could affect the case.
Statement III: The manner by which the employer complies with the order of
immediate reinstatement pending appeal or the promptness of its compliance is
immaterial.
a.I
b.II
c.III
d.All are false
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236.Upon whom the Commission or the Labor Arbiter shall impose
reasonable penalty, including fines or censures?
a.Errant parties
b.Their Counsels
c.Both A and B
d.No one
a.10 days
b.15 days
c.20 days
d.60 days
Statement I: New evidence may not be presented for the first time on appeal
with the NLRC
Statement II: New evidence may not be presented for the first time on appeal
with the NLRC
Statement III: New evidence may not be presented for the first time on
appeal with the NLRC
a.I
b.II
c.III
d.Both I and II
a.I
b.II
c.III
d.All are false
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Statement I: Only actually-reinstated employee is entitled to reinstatement
wages plus other benefits.
a.I
b.II
c.III
d.All are false
241.) A decision or order may be executed on mere motion within how many
years from the date it becomes final and executory?
A. 1 year
B. 3 years
C. 5 years
D.6 years
242.) Who has the jurisdiction over actions for revival of judgement?
A. POEA
B. DOLE
C. CA
D. NLRC
A. 30 calendar days
B. 60 calendar days
C. 120 calendar days
D. 50 calendar days
245.) Who is tasked to serve the writ of execution upon the employer or any
other person required by law to obey the same and to submit a report not later than
10 working days from the receipt of the same.
A. Sheriff
B. Labor Arbiter
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C. Secretary of Labor
D. CA
246.) Who should immediately issue a writ of execution for employers who
disobeys the immediate reinstatement directive rules under the Rules, or refuses to
reinstate the dismissed employee?
A. Sheriff
B. Labor Arbiter
C. Secretary of labor
D. CA
A. Sheriff
B. Secretary of Labor
C. Commission or Labor Arbiter who issued it for resolution
D. Commission or Sheriff who issued it for resolution
A. YES
B. NO
C. both is incorrect
D. None of the above
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A. In executing a decision, resolution or order, the sheriff or other authorized
officer acting as Sheriff of the Commission, is required to serve the writ within 120 days
from the receipt of the same, subject to the requirements of the Rules.
B. In executing a decision, resolution or order, the sheriff or other authorized
officer acting as Sheriff of the Commission, is required to serve the writ within 60 days
from the receipt of the same, subject to the requirements of the Rules.
C. In executing a decision, resolution or order, the sheriff or other authorized
officer acting as Sheriff of the Commission, is required to serve the writ within 30 days
from the receipt of the same, subject to the requirements of the Rules.
D. In executing a decision, resolution or order, the sheriff or other authorized
officer acting as Sheriff of the Commission, is required to serve the writ within 3 days
from the receipt of the same, subject to the requirements of the Rules.
252.) In the Execution of Monetary Judgements, does the decision must state
the detailed amount of monetary award?
A. YES
B. NO
A. R.A 10033
B. R.A 10022
C. R.A 10044
D. R.A 10055
255.) What happens when it is stressed that the parties are not precluded
from enetering into an agreement to defer or suspend the enforcement of a
judgement?
A. Such agreement does not interrupt the period of limitation.
B. The agreement is not valid.
C. Such agreement effectively interrupts the period of limitation.
D. The agreement is valid.
A. DOLE
B. NLRC
C. Secretary of Labor
D. POEA
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257.) The awards or decision of Voluntary Arbitrators of Panel of Voluntary
Arbitrators becomes final and executory after how many calendar days from
receipt of a copy thereof by the parties?
A. 10 calendar days
B. 20 calendar days
C. 30 calendar days
D. 60 calendar days
258.) In the different rule for rehires, name hires and direct hires, who is
mandated to provide migrant workers adequate legal assistance, including
conciliation and mediation services, whether at home or abroad?
A. DOLE
B. NLRC
C. Labor Arbiter
D. POEA
259.) May legal interest be belatedly awarded for the first time after the
finality of judgement and during its execution even if no legal interest was expressly
granted therein before it became final and executory?
261. Which agency has jurisdiction over actions for revival of Judgment?
a. DOLE
b. NLRC
c. OWWA
d. RTC
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264. The following are effects of filing of Petition for Certiorari on Execution,
except:
a. Execution may be made during pendency of Certiorari petition unless
there is a TRO
b. Presumption of finality upon lapse of 60 calendar days
c. Decision of the NLRC not final during the pendency of a petition
d. None of the above
265. Where reversal judgment of the CA is reversed by the Supreme Court,
the execution proceedings should commence upon presentation of:
a. Certified True Copy of the Decision
b. Entry of Judgment
c. Certified True Copy of Decision and Entry of Judgment
d. Original Copy of the Decision
266. Under RA 19142, the issuance by the RTC of a stay or suspension order
in the rehabilitation will
I. Suspend all actions or proceedings, in court or otherwise, for the
enforcement of claims against the debtor
Ii. Suspend all actions to enforce any judgment, attachment or other
provisional remedies against the debtor
a. Statement i is correct
b. Statement ii is correct
c. Both statement is correct
d. Both statement is incorrect
267. In executing a decision, resolution or order, the Sheriff or other
authorized officer acting as Sheriff of the Commission, is required to serve the writ
within ____ from the receipt.
a. 3 days
b. 5 days
c. 10 days
d. 15 days
269. In the issuance of a Writ of Execution, If, by nature of the losing party’s
business, it requires the implementation of the same beyond the period provided
herein, a __________ must be secured by the Sheriff or duly designated officer from
the Commission or Labor Arbiter who issued the writ.
a. Certified True Copy of Judgment
b. Written Authorization
c. Writ for Appropriate Action
d. Certificate of Finality
270. _____ means that the reckoning of back wages is pegged as of the time
the rulings were rendered.
a. Time-bound
b. Back pay
c. Void Rule
d. Retention wages
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271. The new rate of the legal interest during execution of judgment and is
applied from July 1,2013 and onwards shall be _____.
a. 12%
b. 10%
c. 6%
d. 3%
274. A losing party or other person may be compelled to attend before the
Labor Arbiter for the purpose of testifying on his property or income by means of
______.
a. Subpoena
b. Summon
c. Warrant
d. Detention
276. ________ refers to the act by the Sheriff or duly designated officer, of
taking possession, actual or constructive, of sufficient property of the losing party or
of the appeal bond posted by the latter to satisfy the decision, order or award.
a. Levy
b. Garnishment
c. Pactum Commisorium
d. Custodia Legis
278. The duty of the Labor Arbiter to release the garnished money to the
employee who won the case with finality is discretionary.
a. True
b. False
279. Real property sold or any party thereof separately, may be redeemed by
the following persons:
a. Losing party
b. Successor-in-interest
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c. Redemptioner
d. All of the above
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287. The _________ may require the posting of additional bond upon
showing by the other party that the bond is insufficient
a. Judge
b. Sheriff
c. Labor Arbiter
d. Creditor
288. An act committed out of the presence of the DOLE Secretary and at a
distance that tends to belittle, degrade, obstruct, interrupt, prevent or embarrass
the Secretary in the administration of justice is:
a. Direct contempt
b. Indirect contempt
c. Person guilty of misbehavior
d. Both letter a and b
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295. A petition to cancel the registration of a labor union or worker’s
association which is initiated by its officers and/or members is considered as:
a. Inter-union dispute
b. Intra-union dispute
c. Other related labor relations dispute
d. None of the above
296. The following cases falls under the original and exclusive jurisdiction of
the Med-Arbiters except ONE:
a. Intra-union disputes
b. Injunction cases
c. Contempt cases
d. None of the above
297. The request for examination of books of accounts that fall under the
jurisdiction of the BLR Director involves the following, except ONE.
a. Federations
b. National Unions
c. Industry Unions
d. Independent Unions
298. In application for union registration of independent unions, local
chapters, and workers’ association, which of the following statements are false?
a. If a workers’ association operate in more than one region the application
for registration should be filed with the BLR
b. If a workers’ association operate in more than one region the application
for registration should be filed with the Regional Offices of the BLR.
c. If a workers’ association operate in more than one region the process of
the application for registration should by the BLR
d. The processing by the BLR of the application for registration is in order to
have the resolution of the merits of the application by two agencies.
299. When the request for SEBA Certification is made in an unorganized
establishment with only ___ legitimate union, it should be filed with the DOLE
Regional Director.
a. 4
b. 2
c. 1
d. 9
300. When will the Regional Director refer the request for SEBA
Certification to the Mediator- Arbiter?
a. The request is made in an unorganized establishment with only 1
legitimate union
b. The request is made in an organized establishment with no legitimate
union
c. The request is made in an unorganized establishment with only 4
legitimate unions
d. The request is made in an organized establishment with more than 1
legitimate union
301. Statement 1 - Complaints and petitions involving the application for
registration, revocation or cancellation of registration of federations, national
unions, industry unions, trade union centers and their local chapters/ chartered
locals, affiliates and member organizations fall under the original jurisdiction of the
Bureau of Labor Relations Director.
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a. Only Statement 1 is true
b. Only Statement 2 is true
c. Both Statement 1 and 2 are true
d. Both Statement 1 and 2 are false
302. Which among the following is not appealable to the Bureau of Labor
Relations Director?
a. Intra-union disputes
b. Inter-union disputes
c. Injunction cases
d. Contempt cases
a. 5 calendar days
b. 10 calendar days
c. 15 calendar days
d. 20 calendar days
306. The Med-Arbiter may, upon his own initiative or on motion of any
interested party, issue a writ of execution on a judgement within _______ from the
date it becomes final and executory.
a. 1 year
b. 3 years
c. 5 years
d. 10 years
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Statement 2 – A compromise agreement duly entered into by the parties is
considered final and binding upon them and has the force and effect of a judgement
rendered by the labor authority.
a. void
b. voidable
c. unenforceable
d. valid
a. void
b. voidable
c. unenforceable
d. valid
a. void
b. voidable
c. unenforceable
d. valid
312. Statement 1 - The DOLE Secretary has jurisdiction over decisions of the
Bureau of Labor Relations Director rendered in the exercise of his appellate
jurisdiction over decisions made by Med-Arbiters.
314. The following cases are appealable to the Bureau of Labor Relations
Director, except:
315. The following cases are not appealable to the Bureau of Labor Relations
Director, except:
317. Which among the following administrative functions does the Bureau of
Labor Relations and the Labor Relations Divisions in the DOLE Regional Offices
have concurrent jurisdiction?
319. Statement 1 – In intra-union disputes where the issue involves the entire
membership of the labor organization, the complaint or petition is required to be
supported by at least 30% of its members.
320. The parties may file their pleadings, including their respective position
papers, within the _______ period prescribed for the conduct of hearings in
proceedings before Med-Arbiters, DOLE Regional Directors and Bureau of Labor
Relations Director in the exercise of their original and exclusive jurisdiction.
a. 15-day
b. 20-day
c. 25-day
d. 30-day
321. It is the period when the CBA negotiation must commence after
a union has been certified as SEBA?
a. Certification rule
b. SEBA certification
c. Certification bar rule
d. Both a and b
a. Independent union
b. Labor organization
c. Labor standards
d. Labor relations
a. National union
b. Federation
c. Trade union center
d. Labor union
a. OFW
b. PWD
c. Displaced workers
d. Business tycoons
a. DOLE
b. SEBA
c. NLRC
d. LA
a. I is correct
b. II is correct
c. Both statements are correct
d. Both statements are false
a. 30%
b. 20%
c. 10%
d. 50%
336. The modes of creating labor organizations are?
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a. Labor union and registration
b. Trade union and independent union
c. Independent registration and chartering of local chapter
d. Labor organization and labor union
a. Local chapter
b. Workers association
c. Government employees
d. Federation
a. Workers association
b. OFW association
c. Jeepneys association
d. Bus operators
a. True
b. False
340. Labor organization has two purposes which are the collective
bargaining and union organization?
a. True
b. False
341. In Certification Year Bar Rule, when does the “1-year certification year
bar” be reckoned or be counted from?
342. What are the effects of failure to commence CBA Negotiation within the
1-year period in the certification year bar?
a. A new petition for certification election (PCE) may be filed and the employer
may refuse to bargain collectively with the SEBA.
b. The original petition for certification election (PCE) should be refiled and the
employer may refuse to bargain collectively with the SEBA
c. A new petition for certification election (PCE) may be filed and the SEBA may
refuse to bargain collectively with the employer.
d. The original petition for certification election (PCE) should be refiled and the
SEBA must be changed.
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343. What doctrine states that while the 1-year period under the certification
year bar rule is absolutely "irrebuttable,“ the 5-year term of the CBA is not
conclusive and absolute?
344. What do you call the situation where there is a failure in the collective
bargaining negotiations between the SEBA and the employer resulting in an
impasse or stalemate?
a. Confidential communication
b. Privileged communication
c. Absolute confidential communication
d. Absolute privileged communication
a. Union
b. Bargaining Unit
c. Legitimate Bargaining Organization
d. Bargaining Union
349. What refers to any labor organization in the private sector registered or
reported with the DOLE, in accordance with the Labor Code and its implementing
rules which includes any branch or local thereof'?
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a. Union
b. Labor organization
c. Labor Union
d. legitimate labor organization
350. What are the two (2) basic purposes of a labor organization?
a. Recording
b. Registration
c. Application
d. Cataloging
a. Industry Union
b. Trade labor center
c. Independent Union
d. Trade union center
a. Industry Union
b. Trade labor center
c. Independent Union
d. Trade union center
a. Industry Union
b. Independent Union
c. Trade labor center
d. Trade union center
355. What is the process where a labor organization absorbs another union
resulting in the cessation of the absorbed labor organization's existence and the
continued existence of the absorbing labor organization?
a. Consolidation
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b. Absorption
c. Immersion
d. Merger
356. What refers to the creation or formation of a new union arising from the
unification of two or more unions?
a. Consolidation
b. Absorption
c. Immersion
d. Merger
358. What refers to an association of workers organized for the mutual aid
and protection of its members or for any legitimate purpose other than collective
bargaining?
360. The following labor organizations are empowered by law, to create such
local chapter / chartered local through the process of chartering, except?
a. Federation
b. National union
c. Trade union center
d. Both a & b
361. When does a duly constituted local or chapter acquire legal personality?
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a. Upon issuance of the certificate of registration
b. Upon filing of the complete documents with the BLR
c. Upon issuance of certificate of creation of chartered local
d. None of the above
363. The Bureau shall act on all applications for registration within ___ days
from filing:
a. 10
b. 15
c. 20
d. 30
364. All requisite documents and papers for the application for registration
shall be:
365. The following are the kinds of application for registration contemplated
under Article 242 [235], except:
a. Affiliation
b. Trade Union Center
c. Federation, national union and industry union
d. Workers’ union
a. Writ of mandamus
b. Writ of certiorari
c. Both A and B
d. None of the above
367. The decision of the Labor Relations Division in the regional office
denying registration may be appealed by the applicant union to the Bureau within
__ days from receipt of notice thereof:
a. 10
b. 15
c. 20
d. 30
368. What is the nature of the relationship of the mother union and affiliate
union?
a. Employer-employee relationship
b. Agent-principal relationship
c. Parent-affiliate relationship
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d. All of the above
a. Local union
b. Mother union
c. It depends
d. Both local and mother union
a. The right of the local union to exercise the right to disaffiliate from its
union is well settled in this jurisdiction
b. The local union may sever its relationship with its parent union at any
time. This is absolute.
c. Disaffiliation is not an act of disloyalty that warrants expulsion from the
union.
d. Legal personality of affiliate union not divested by the disaffiliation
a. Inter-union
b. Intra-union
c. Either inter-union or intra-union
d. Neither inter-union nor intra-union
377. The Regional Director may cancel the registration of the following,
except:
a. Federation
b. Legitimate independent labor union
c. Local chapter/chartered local
d. Workers’ association
378. The BLR Director may cancel the registration of the following, except:
a. Workers’ association
b. National union
c. Industry union
d. Trade union center
381. Which of the following statements are grounds that are no longer
considered as valid grounds to cancel the registration of unions?
A. I and II
B. II and III
C. III and IV
D. IV and I
382. Which of the following is the additional ground to cancel the registration
of unions?
A. Failure to submit the annual financial report to the BLR within 30 days after
the closing of every fiscal year.
B. Entering into a CBA which provide terms and conditions of employment
below minimum standards established by law.
C. Violation of rights and conditions of membership in a labor organization
under Art. 250 (241).
D. None of the above.
383. It refers to the fixed period of 5 years during which the duly elected
officers of a labor organization discharge the functions of their office, unless a
shorter period stipulated in the organization's constitution and by-laws.
384. The following are the requisites that must be complied with in order for
special assessments for the union's incidental expenses, attorney's fees and
representation expenses to be valid and uphold, except:
385. It was suggested in one case that the following alternative remedies in
regard to the proper disposition of the illegally collected union dues, except:
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386. Which of the following statements is a valid ground for expulsion of
union officers?
387. It refers to a union member who has fulfilled all the requirements for
joining the union, such as payment of union dues, and who has not voluntarily
withdrawn from membership, been expelled, or suspended from the union.
390. The following are rights to union members under Article 250 (241),
except:
A. Fiscal rights
B. Political rights
C. Right to information
D. Right to vote in open ballot
A. Labor Organization
B. Legitimate Labor Organization
C. Legitimate Workers Association
D. Trade Union Federation
392. Under the law, a labor organization once becoming legitimate and,
therefore, a juridical person, has, like a corporation, the right, inter alia:
I. to own real and/or personal property in its own name for its and its members
use and benefit
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II. to receive on its own name, grants, endowments, gifts, donations and
contributions from fraternal and similar organization, whether local or foreign
III. to undertake all activities designed to benefit it and its members, including
cooperative, housing and welfare and other projects not contrary to law
IV. to prevent funds of the organization from being applied for any purpose or
object other than those expressly provided by the union's constitution and by-laws
393. Under Article 240 (e), for registration purposes, how many copies of the
Constitution and By-laws of the applicant union should be submitted?
A. 4
B. 3
C. 2
D. 1
I. If the union members are not employees, they do not possess the right to join a
union.
II. A member of the union is not allowed to leave and cancel his membership at
any time.
A. I only
B. II only
C. Both are false
D. Both are true
395. The following are the disqualifications in the election of officers of labor
organizations and workers associations, except:
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397. The purpose of this is to elect the officers of the union and is held
pursuant to the union's Constitution. This does not need the intervention of the
DOLE.
A. Certification election
B. Union election
C. Pre-election conference
D. Election of officers
398. What is the proper remedy against errant union officers that committed
acts imputed against the union?
A. Referendum
B. Expulsion
C. Indefinite suspension
D. None of the above
a. Method of adding by the employer from the employee’s pay at prescribed periods, any
amount due for fees, fines, or assessments.
b. Method of deducting by the employer from the employee’s pay at
prescribed periods, any amount due for fees, fines, or assessments.
c. It is a bookkeeping mechanism that provides for regular payment of an
obligation such as union dues.
d. To put a check mark on or near or next to.
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402. Right to check-off is only available to:
a. SEBA
b. Minority union
c. Majority union
d. CBA
403. All the statements regarding the system of check-off are true except:
a. System of check-off primarily for the benefit of SEBA and only indirectly
for the individual employees.
b. Check-off, although an extra burden to the employer, is allowed by law.
c. Employers have the obligation to remit directly to the union whatever it
has checked-off.
d. Check-off is not obligatory on the part of the employer.
a. 10
b. 15
c. 30
d. 20
a. Interlocutory
b. Interim
c. Appealable
d. Not appealable
407. The following are the rights of a Legitimate Labor Organization except:
a. Right to represent members for collective bargaining purposes
b. Right to promulgate rules and regulations
c. Right to request for audited financial statements
d. Right to own property
408. SEBA’s right to represent its members in the negotiations regarding the
terms and conditions of their employment is absolute.
a. Yes
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b. No
c. Maybe
d. Yes, but with reservations
409. I. The request for copies of the financial statements must be in writing
II. Refusal to furnish the requested information is in itself an ULP
III. If the union failed to put its request in writing, the employer cannot be
held liable for ULP
a. I and II are correct statements
b. II and III are correct statements
c. III is a wrong statement
d. I, II, and III are correct statements
415. Who are the government employees that have the right to self-
organization in the public sector?
a. GOCCs without original charters
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b. GOCCs with original charters
c. Those employed in civil service
d. GOCCs with and without original charters and those employed in civil
service
418. The following are not eligible to join employees’ organization except:
a. High level employees
b. Rank and file employees
c. Members of AFP
d. Jail guards
421. What are the two conventions relevant to the exercise by workers of
their right to self organization and collective bargaining?
422. Article 253 expressly enunciates that the ___________ of the business of
the employer, that is, whether it is for profit or non-profit, stock or non-stock, is
immaterial in relation to the exercise of the right to self organization of its
employees.
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A. Name
B. Nature
C. Location
A. Employees' association
B. Employees' organization
C. Employees' federation
A. Association unit
B. Organizational unit
C. Unit
426. _____ employees refer to those whose functions are normally considered
as policy-making or managerial or whose duties are of a highly confidential nature.
A. High-risk
B. High-coded
C. High-level
A. Registration
B. Application
C. Registration Application
428.A petition for certification election may be filed by any of the following:
A. Employer or employee
B. Employer or any or the registered employees' organizations
C. Employer or DOLE
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A. Top, Middle, First-line
B. Above, beyond, below
C. Top, Middle, Below
431. This doctrine states that for as long as the supervisors' union counts
rank and file employees among its members, it has no legal right to file a petition for
certification election to represent a bargaining unit composed of supervisors.
A. Dunlop Doctrine
B. Dunhill Doctrine
C. Dutchess Doctrine
432. This includes the right to organize or affiliate with a labor union or
determine which of two or more unions in an establishment to join and to engage in
concerted activities with co-workers for purposes of collective bargaining through
representatives of their own choosing or for their mutual aid and protection.
A. Right to strike
B. Right to organize
C. Right to self organization
434. One who is vested with power or prerogative to lay down and execute
management policies and/or to hire, transfer, suspend, lay-off, recall, discharge,
assign or discipline employees, or to effectively recommend such managerial
actions.
A. Management employees
B. Managerial Employees
C. Manager
A. Top Management
B. Middle Management
C. First Line Management
A. Managerial Function
B. Management Function
C. Manager Function
A. 10%
B. 15%
C. 20%
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438. A PCE filed by a registered employees' organization should contain the
signatures of at least ___ of the rank and file employees in the subject
organizational unit.
A. 10%
B. 15%
C. 20%
439. A PCE may be filed at any time but no certification election may be held
within ___ year/s from the date of issuance of a declaration of the final certification
election result.
A. 1
B. 2
C. 3
444. The civil aspect of a ULP case generally falls under the jurisdiction of
A. Voluntary Arbiter
B. Director, Bureau of Labor Relations
C. The NLRC
D. Labor Arbiter
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A. 30 calendar days from filing of the case
B. 30 calendar days from submission for decision
C. 60 calendar days from filing of the case
D. 60 calendar days from submission for decision
447. Which tribunal has jurisdiction over the criminal aspect of ULP?
455. Fantine has worked diligently at JVJ Corporation for the last five years.
Due to her excellent performance and on the recommendation of Javert, the
outgoing supervisor, Fantine was promoted and became his successor. Enjolras, the
president of JVJ Employees’ Union, claims that Fantine’s promotion is ULP.
because it was done two years before CBA negotiations begin.
456. During the CBA negotiations, there was a deadlock regarding the
increase of pilots’ salaries. The pilots of Asgard Airlines submitted a “protest
resignation letter” or “protest retirement notice.” The owner, Loki Odinson,
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accepted the letters. A week later, Captain Thanos was not given a flight assignment
and told he was no longer employed.
457. Statement I. All acts alleging ULP must be alleged in the complaint.
Splitting a cause of action is not allowed.
458. May the employer express his opinion on the creation of the union?
459. Kikiam Fishball Chickenball Fastfood Corp (KFC) suffered losses since
it closed during the Enhanced Community Quarantine in March. KFC conducted a
mass lay-off of 200 employees. All were members of the employees’ union from
different branches.
462. Without this element, the acts, no matter how unfair, are not ULPs.
a) The act violates the right to security of tenure
b) The act violates the right to due process
c) The act violates the right to organize
d) The act violates the right to equal protection of the laws
a) Feather-bedding
b) Blue Sunday law
c) Yellow dog contract
d) Withdrawal method or scheme
a) Work assignments
b) Labor organization’s formation
c) Choosing the union President
d) Hearing the dismissed employee
465. The act of employer in installing automatic machines to cut cost and
removing its employees.
466. The CBA provides that the employer shall maintain a security guard
section in the company, but it contracted out services of a security agency to
undertake the functions of the company security guards and the latter are
reassigned to other stations. Is the act of the employer valid?
a) Agency fee
b) Membership fee
c) Non-members’ fee
d) CBA fee
472. It is the failure to treat all persons equally when no distinction can be
found between those favored and those not favored. This is a ULP.
a) Unfair treatment
b) Discrimination
c) Inequality
d) Undue favour
a) Discrimination
b) Differentiation
c) Clustering
d) Classifying
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474. The aim of runaway shop.
476. These are the employees exempted from coverage of union security
clause. Which among the enumerated is not exempted.
a) Religious objectors
b) Confidential Employees excluded from the rank-and-file and supervisory
bargaining unit.
c) Employees who are already members of another union.
d) Supervisors not excluded from becoming members of the rank-and-file
union.
477. The possible result when an employee fails to join the SEBA under a
union shop agreement.
479. An agreement which stipulates that the union which negotiated and
concluded the CBA with management is considered and recognized as the SEBA of
all the employees covered by the bargaining unit, irrespective of whether they be
members or not of the SEBA.
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480. Employees under this arrangement who are not SEBA members at the
time of the signing or execution of the CBA are not required to join it. However, any
and all workers hired or employed after the signing or execution of the CBA are
required to join the SEBA.
481. Statement 1:
Alabang Country Club (Alabang Country Club, Inc. v. NLRC, G.R. No.
170287, Feb. 14, 2008) has enunciated the requisites that the employer should
determine, prove and comply with prior to terminating the employment of an
employee by virtue of the enforcement of the union security clause.
Statement 2:
The following are the only requisites that the employer should determine,
prove and comply with prior to terminating the employment of an employee by
virtue of the enforcement of the union security clause:
482. Statement 1:
To avoid the possibility of incurring liability for breaching the union security
clause of the CBA and to protect its own interests, the only sensible option left to an
employer, upon its receipt of a demand from the union for the dismissal of the
employees whom it accused of committing acts of disloyalty, is to conduct its own
inquiry on the factual and legal bases of such demand in order to satisfy itself that
there indeed exist sufficient bases to dismiss them.
Statement 2:
The act of the employer of issuing notices requiring the 36 employees to
submit their explanations to the charges against them lodged by the SEBA is not the
reasonable and logical first step in a fair investigation. It is important to note that in
this case, the Hotel did not take further steps to terminate the 36 employees.
483. Statement 1:
In the matter of determining whether a valid cause exists for termination,
whether under Title I, Book Six of the Labor Code or under a valid CBA,
substantive due process must be observed as a means of ensuring that the security
of tenure of the employees is not infringed.
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Statement 2:
In the matter of determining whether a valid cause exists for termination,
whether under Title I, Book Five of the Labor Code or under a valid CBA,
substantive due process must be observed as a means of ensuring that the security
of tenure of the employees is not infringed.
484. Statement 1:
Where the employer has acted with scandalous haste in dismissing 125
employees who were expelled from the union because of alleged disloyalty but were
never accorded due process, both the employer and the union were declared guilty
of ULP and ordered jointly and severally to pay the employees' backwages.
Statement 2:
Respondent employer sent a letter to petitioners advising them of the SEBA's
recommendation of their dismissal and at the same time giving them 48 hours
within which to comment thereon. When petitioners failed to do so, respondent
company immediately suspended them and thereafter effected their dismissal.
According to the Supreme Court, this act of respondent employer is certainly in
fulfillment of the mandate of due process.
485. Statement 1
An employee expelled by the union cannot be dismissed by the employer on
the ground of violation of the union security clause without the appropriate
recommendation of the union to that effect.
Statement 2
The fact of union expulsion alone would not be a sufficient justification for
the employer to dismiss the expelled employee; the employer should wait for the
union recommendation before he could act thereon.
486. Statement 1:
The use of the phrase "independent and separate hearing" in connection
with the due process required in termination grounded on violation of the union
security clause means that the employer is not duty-bound to immediately
implement the recommendation to terminate made by the SEBA; it has to conduct
its own hearing independent and separate from any hearing as may have earlier
been conducted by the SEBA.
Statement 2:
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The enforcement of union security clauses is authorized by law provided
such enforcement is not characterized by arbitrariness and always with due process.
Even on the assumption that the federation had valid grounds to expel the union
officers, due process requires that these union officers be accorded a separate
hearing by respondent company.
487. Statement 1:
The twin requirements of notice and hearing constitute the essential elements
of procedural due process.
Statement 2:
The law requires the union to furnish the employee sought to be dismissed
with two written notices before termination of employment can be legally effected:
(l) a written notice apprising the employee of the particular acts or omissions for
which his dismissal is sought in order to afford him an opportunity to be heard and
to defend himself with the assistance of counsel, if he desires, and (2) a subsequent
notice informing the employee of the union’s decision to dismiss him. This
procedure is mandatory and its absence taints the dismissal with illegality.
488. Statement 1:
The due process required to be observed by the union prior to its member's
expulsion concerns the termination of his membership with the union; while the due
process that must be complied with by the employer pertains to the termination of
his employment with the employer.
Statement2:
It is complete error on the part of the employer to adopt as its own due
process what has been earlier afforded by the SEBA to the erring employee without
conducting its own independent and separate due process.
489. Statement 1:
Where reinstatement is adjudged, the award of backwages and other benefits
continues beyond the date of the Labor Arbiter's decision ordering the
reinstatement and extends up to the time said order of reinstatement is actually
carried out. R.A. No. 6715 effectively mitigated previous jurisprudence which had
limited the extent to which illegally dismissed employees could claim for backwages.
Statement 2:
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The fact that there has been a finding of illegality of dismissal will result in
declaring the employer and the union liable for all the reliefs provided in Article
294 [279).
490. Statement 1:
It is thus well-settled that the employer is liable for reinstatement and the
payment of backwages if it has acted in bad faith in effecting the dismissal of the
employees based on the union security clause in the CBA.
Statement 2:
In cases of regular employment, the employer shall not terminate the services
of an employee except for a just cause or when authorized by this Title. An
employee who is unjustly dismissed from work shall be entitled to reinstatement
without loss of seniority rights and other privileges and to his full backwages,
inclusive of allowances, and to his other benefits or their monetary equivalent
computed from the time his compensation was withheld from him up to the time of
his actual reinstatement.
491. Statement 1:
In the case of Manila Mandarin (Manila Mandarin Employees Union v.
NLRC, G.R. No. 76989, Sept. 29, 2987), the provision in the CBA, which states that
"the Union shall hold the Company free and blameless from any and all liabilities
that may arise" should the employee question the dismissal, was cited as one of the
reasons for holding petitioner union and employer solidarily liable to pay to the
employee which the union recommended for dismissal for violation of the union
security clause "the wages and fringe benefits from the time she was placed on
forced leave until she is actually reinstated, plus ten percent (10%) thereof as
attorney's fees. "
Statement 2:
The fact that there is a "free and harmless" clause in the CBA is a guarantee
that it will ever be considered by the Court in its resolution of issues related to the
illegality of the termination of employment due to violation of the union security
clause. The Court may determine the appropriate relief without regard of this
clause.
492. Statement 1:
The “free and harmless” clause in the CBA is a guarantee that it will be ever
considered by the court.
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Statement 2:
Notwithstanding the fact that the dismissal was at the instance of the
federation and that it undertook to hold the company free from any liability
resulting from such a dismissal, the company may still be held liable if it was remiss
in its duty to accord the would-be dismissed employees their right to be heard on the
matter.
493. Statement 1:
By express provision in the CBA to that effect is the only way by which an
employer may secure reimbursement for whatever payment it may have made for
separation pay in lieu of reinstatement, monetary claims, backwages and damages,
in cases where it is adjudged guilty of illegally dismissing an employee upon
recommendation of the union pursuant to the union security provision in the CBA.
Statement 2:
The employer cannot assert his right of reimbursement by way of a cross
claim in the same labor proceeding before the Labor Arbiter.
494. Statement 1:
It was held that the Labor Arbiter could not properly pass judgment on the
cross-claim made by petitioner for reimbursement should it be made liable for
illegal dismissal or ULP pursuant to the CBA, because jurisdiction over money
claims arising from the interpretation or implementation of the CBA and those
arising from the interpretation or enforcement of company personnel policies, is
vested with the Voluntary Arbitrator or Panel of Voluntary Arbitrators pursuant to
Article 274 [261] and not on the Labor Arbiter under Article 224 [217] of the Labor
Code.
Statement 2:
An employer can assert his right of reimbursement by way of a cross-claim
495. Statement 1:
The SEBA is given the right to collect a reasonable fee, called "agency fee" in
case the non-SEBA members accept the benefits under the CBA.
Statement 2:
Employees who are not members of the SEBA but are members of the
collective bargaining unit (CBU) being represented by the SEBA in its collective
bargaining negotiations and dealings with the employer, are obligated to pay
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"agency fee" to the SEBA which successfully negotiated the CBA with the employer
under the authority of the 3rd sentence of the 3-sentence paragraph [e] of Article
259 [248] of the Labor Code.
496. Statement 1:
By paying the agency fees, a "quasi-contract” is created by operation of law
which gives rise to an obligation between the parties - the SEBA and the non-SEBA
members - even in the absence of a written agreement between them.
Statement2:
The term "benefits" does not only refer to salary increases but also to others
that are, however, definitely purely economic in nature. It is opined, however, that
''benefits" may also refer to non-economic or political benefits such as availment of
the grievance machinery, voluntary arbitration and the like.
497. Statement 1:
Employees who are not members of the SEBA can object to paying any
agency fees to the SEBA other than for "representational or CBA-related
purposes."
Statement 2:
The most that non SEBA members can be required to pay is an agency fee
that equals to their share of what the SEBA can prove is its "costs of collective
bargaining, contract administration, and grievance adjustment with their
employer."
498. Statement 1:
Union dues are not required to be paid by the members of the SEBA,
Statement 2:
Agency fees are not required to be paid by non-SEBA members to the SEBA.
499. Statement 1:
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Non-SEBA members are compelled to pay such union dues to the SEBA,
since they are part thereof and they cannot be required to pay agency fees to it by
reason of their acceptance of the CBA and its benefits
Statement 2:
Check-off of agency fees, for its validity, does not require the execution by
the non-SEBA members of individual written authorizations in favor of the SEBA;
while such is an indispensable requisite for check-off of union dues and special
assessments from SEBA members. Article 259(e) [248(e)] makes it explicit that
paragraph [o] of Article 250 [241] requiring written authorization is inapplicable to
the check-off of agency fees from non-SEBA members who receive benefits
provided in the CBA.
500. Statement 1:
Article 259 [248) enunciates 2 CBA-related ULPs, to wit:
1) To violate the duty to bargain collectively as prescribed in the Labor
Code.
2) To pay negotiation or attorney's fees to the union or its officers or agents
as part of the settlement of any issue in collective bargaining or any other dispute.
Statement 2:
The refusal of the employer to furnish the requested information is not ULP
if the SEBA failed to put its request in writing as required in Article 25 l(c) [242(c)]
of the Labor Code.
A: only statement 1 is correct
B: only statement 2 is correct
C: both statements are correct
D: both statements are false
501. The following are true regarding interference in the choice of
bargaining panel, except:
a. The union has the right to choose and designate the members of its union team.
b. Excluded employees cannot be designated members of the negotiating panel.
c. An employer’s personal objection to one or more of the union’s representatives
ordinarily justify his refusal to negotiate.
d. The employer has the right to negotiate the size of union bargaining panel.
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504. It is a negotiation tactic in which management opens the negotiation
with a generous offer which is ultimate and to which no further revisions will be
made. This serves as “take it or leave it” offer or counter-offer.
a. Blue-sky bargaining
b. Boulwarism
c. Featherbedding
d. Surface bargaining
505. It refers to the practice, caused and induced by a union, of hiring more
workers than are needed to perform a given work, job or task or to adopt work
procedures which is evidently senseless, wasteful, inefficient and without legitimate
justifications since it is meant purely for the purpose of employing additional
workers than are necessary.
a. Blue-sky bargaining
b. Boulwarism
c. Featherbedding
d. Surface bargaining
506. Which of the following does not constitute unfair labor practice (ULP)?
a. gross violation of the collective bargaining agreement
b. simple violation of the collective bargaining agreement
c. flagrant refusal to bargain collectively
d. restraining an employee in their right to self organization
507. What kind/s of union may commit ULP under the Labor Code?
a. a union certified as a Sole and Exclusive Bargaining Agent
b. a union not certified as a Sole and Exclusive Bargaining Agent
c. both a and b
d. neither a and b
508. Which of the following is not true regarding the exercise of right to self-
organization?
a. The expression of views without threat of reprisal or force or promise of benefit
is not ULP.
b. A union may interfere with but not restrain or coerce employees in their right to
self-organize.
c. The labor organization may prescribe its own rules on the acquisition or
retention of membership but not on the loss thereof.
d. A union cannot punish employees who disagree with its policies or violate its
rules as would amount to restraint or coercion of their organizational rights.
509. These are the three kinds of discrimination that a union may commit
under Article 260(b) of the Labor Code, except:
a. The act of the union to cause an employer to discharge employees who fail to
join or maintain membership in good standing therein as a condition for continued
employment.
b. The act of the union to cause or attempt to cause an employer to discriminate
against an employee, in general, irrespective of whether he or she is a member or non-
member of the union.
c. The discriminatory act of the union against an employee “with respect to whom
membership in such organization has been denied.”
d. The discriminatory act of the union against an employee whose membership
therein has been terminated based “on any ground other than the usual terms and
conditions under which membership or continuation of membership is made available to
the other members.”
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510. The following are the requisites before a union may be held liable for
ULP, except:
a. The union is a duly certified SEBA.
b. It violates the duty to bargain collectively.
c. It refuses to bargain collectively with the employer.
d. It refuses to bargain with its members.
513. Who may be held criminally liable for ULPs committed by labor
organization?
a. The officers or members of the governing boards of labor associations or
organizations who authorized ULPs
b. representatives or agents of labor associations or organizations who ratified
ULPs
c. members of labor associations or organizations who have actually participated
in ULPs
d. all of the above
514. May a union or any of its officers, agents or representatives ask for or
accept negotiation fees or attorney’s fees as a settlement of issues in collective
bargaining?
a. Yes, as a compensation for the employees’ emotional sufferings, mental
anguish and wounded feelings.
b. Yes, if only as a “peace offering” in view of any disputes.
c. No, because it constitutes ULP.
d. No, because the CBA does not allow such act.
516. The duty to bargain collectively when there is an existing CBA also
means:
a. either party may terminate the agreement during its lifetime
b. either party may only modify the agreement during its lifetime
c. neither party may terminate nor modify the agreement during its lifetime
d. neither party may terminate nor modify the agreement after its lifetime
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517. The duty to bargain collectively when there exists no CBA yet should be
in accordance with:
a. the Labor Code
b. the agreed terms and conditions between the parties
c. the voluntary arrangement providing for a more expeditious manner of
collective bargaining
d. all of the above
519. It is that period of at least sixty (60) days immediately prior to the
expiration of the lifetime of a collective bargaining agreement.
a. freedom period
b. renewal period
c. retention period
d. both a and b
522. This doctrine applies when there is absorption and integration by one
entity of one or more establishments having the same kind and line of business and
having their respective CBAs with different labor unions existing therein.
a. Absorption doctrine
b. Integratory doctrine
c. Substitutionary doctrine
d. Meralco doctrine
531. This approach employed by the DOLE Secretary was declared not the
best method of resolving a wage dispute.
a. Solomonic approach
b. Triumph rule approach
c. Economical approach
d. Political approach
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a. The primary purpose of a CBA is the stabilization of labor-management
relations in order to create a climate of sound and stable industrial peace.
b. The primary purpose of the CBA is to grant the employer more power of
control over the employment of his/ her employees.
c. The primary purpose of the CBA is to enable the employees to raise their
standard of living.
d. All of the above.
539. Which of the following statements is not true about Petition for
Certification Election?
a. In order to allow the employer to refuse any request by the union for
collective bargaining negotiations or to validly suspend the bargaining process, the PCE
itself must have been validly and seasonably filed and a legitimate representation issue
should have been properly raised.
b. The mere filing of a PCE justifies the refusal to negotiate or the
suspension of the negotiation by the employer.
c. The petition must first comply with the pertinent provisions of the Labor
Code and its Implementing Rules, foremost of which is its filing within the 60-day
freedom period.
d. All of the above.
540. Which among the following is the effect of refusal of the employer to
negotiate the CBA?
a. The SEBA may apply their proposals.
b. The employer is estopped from questioning the CBA.
c. The refusal of the employer to bargain with the certified SEBA indicates
bad faith and it constitutes ULP.
d. All of the above.
a. I only
b. II only
c. Both I & II
d. None of the above
542. What is the concept of “lock, stock and barrel” upon the employer as
the new CBA?
a. The set of proposals of the SEBA should be adopted as the CBA in its entirety
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b. The employer violates the duty to bargain collectively and loses its statutory right to
negotiate or re-negotiate the terms and conditions draft as the CBA proposed by the
SEBA
c. It is applicable to the parties with no pre-existing CBAs and with pre-existing CBA
d. All of the above
544. Under the Substitutionary Doctrine, what would be the legal effect when
there is a shift in employees’ union allegiance after the execution of a bargaining
contract with the employer?
546. In the Philippines, what is the remedy of the rival group within the same
SEBA during its 5-year term and even outside of the 60-day freedom period when
there exist an “extraordinary or unusual circumstances” which affect the standing
of the SEBA in terms of membership structure and others that may have been
occasioned by said factors that completely after the situation and collective
bargaining relationship of the employer and the SEBA?
a. Petition for certification election
b. Petition for decertification
c. Petition for annulment of the CBA
d. Petition for re-negotiation of the CBA
548. What is the consequence of schism or split in terms of union assets are
concerned if it is not covered by the SEBA’s CBL?
a. The right to take the union’s assets of the seceding groups are denied.
b. The seceding groups have the right to the union’s assets.
c. Schism or split bears no effect in terms of union assets are concerned.
d. The management will gain the right to the union’s assets.
a. Statement I only
b. Statement II only
c. Both
d. None of the above
552. The following are ULP during CBA negotiation except one:
a. Refusal to sign the CBA by the management
b. Refusal of the management to enter into a new CBA after close shop
c. Refusal to employer to furnish financial statements
d. Refusal of employer to negotiate unilaterally granted benefits
553. This is the process in the collective bargaining process which involves
the posting of a copy of the newly concluded CBA in at least two (2) conspicuous
places in the workplace at least five (5) days prior to the ratification thereof by all
the employees comprising the bargaining unit.
a. Preliminary process
b. Negotiation Process
c. Registration Process
d. Publication process
a. Statement I only
b. Statement II only
c. Both are false
d. Both are true
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555. This describes the jobs or positions that are excluded from the coverage
of the bargaining unit and the CBA.
a. Union Security Clause
b. Exclusionary Clause
c. Grievance Machinery
d. Management rights clause
557. This is the very heart of the CBA. It may be negotiated and mutually
agreed upon by the parties vary from CBA to CBA but the same usually cover
wages, hours of work, overtime and night-shift differential premiums, holiday pay,
paid leaves and hospitalization benefits, insurance, retirement, etc.
a. Family planning, health and safety, cooperative, recreation and sports, etc.
b. Waiver and completeness of agreement
c. Union commitment
d. Economic and fringe benefits
560. The following are the valid grounds to replace the current SEBA within
five-year lifetime of the CBA and outside of the freedom period except one?
a. Application of Substitutionary Doctrine as applied to Disaffiliation Cases
b. Application of Substitutionary Doctrine as a subterfuge to subvert valid commitments
c. Application of Substitutionary Doctrine in cases of Union Schism
d. None of the above
a. 3 years
b. 5 years
c. 6 years
d. 10 years
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562. The following are the purpose of the nth year term of the lifetime of the
CBA, except:
563. The representation aspect in Article 265 of RA No. 6715 refers to the:
a. Identity and majority status of the SEBA that successfully negotiated the
CBA as the exclusive bargaining representative of the employees in the bargaining unit
concerned
b. Negotiation or renegotiation done or renewal of the CBA
c. Rule of retroactivity that will or will not take place
d. None of the above
564. The continuing nth year representation status of the incumbent SEBA
mentioned in Article 265 should be counted only from:
565. What is the effect of the execution of renewal CBA by the same parties
on the nth year representation status acquired?
567. The presumption that the right of representation of the certified SEBA
for the duration of 5 years is absolute and conclusive may be rebutted under the
doctrine of:
568. Why is a mutually agreed suspension of the CBA for a period longer
than the 5 year limitation valid?
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a. This is because the right to free collective bargaining includes the right to
suspend it.
b. This is because while the right to free collective bargaining does not afford
the right to suspend, arising agreements from both parties still prevail.
c. This is because such agreement was the result of voluntary collective
bargaining negotiations undertaken during severe circumstances
d. None of the above
a. Yes, because it does not promote the shared responsibility between workers
and employers
b. Yes, because such have not exercised voluntary modes in settling disputes
c. No, because it promoted the shared responsibility between workers and
employers
d. No, because it is inconsistent with the intention of the CBA
570. When can parties re-assess and re-negotiate all the provisions of the
CBA, except its representation aspect?
a. The CBA was partially re-negotiated for its last 2-year provisions after
lapse of the first 3 years of its 5-year lifetime
b. The CBA was negotiated for the first time
c. The entire CBA was re-negotiated after its 5-year lifetime has expired
d. None of the above
a. The date mutually agreed upon by the parties as its effectivity date
b. The date outside the 6-month period
c. The date ordered upon by the SEBA
d. None of the above
575. The inapplicability of the 6 month rule applies to the following except
to:
576. The retroactivity rule in case of full renegotiation of the entire CBA
after lapse of its 5-year term has two instances that are contemplated in case CBA is
entered into, and such are the following:
577. The rule in case the renewed CBA is concluded be yond 6 months after
the expiry of the 3rd year of the CBA:
578. The following supports the effectivity in case CBA results from an
arbitral award granted through arbitration, except:
a. The rule that although a CBA has expired, it continues to have legal effects
as between the parties until a new CBA has been entered into
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b. The rule that although a CBA has expired, it continues to have legal effects
but upon the approval of its petition for a new CBA
c. The rule that although a CBA is yet to expire, it ceases to have legal effects
due to the lack of notification to the SEBA
d. None of the above
580. The following are the indispensable conditions for granting such
temporary injunctive relief, except:
581. It refers to a legitimate labor union duly certified as the sole and
exclusive bargaining representative or agent of all the employees in a collective
bargaining unit.
583. The following are the modes of determining the SEBA, except:
a. Certification election
b. Consent election
c. A and B
d. None of the above
584. It refers to the situation where only one legitimate labor organization
files a petition for certification to be certified as the SEBA in the appropriate CBU
where it seeks to operate and which it desires to represent.
a. Single-unit election
b. Single-union election
c. One-union election
d. One-unit election
585. This happens when the 2 or more contending unions voluntarily and
mutually agree to hold the certification election among themselves, with or without
the participation and supervision of the DOLE.
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a. Certification election
b. Run-off election
c. Re-run election
d. Consent election
a. Consent election
b. Re-run election
c. Run-off election
d. Certification election
a. Consent election
b. Re-run election
c. Certification election
d. Run-off election
589. The following are the requirements for the Request for SEBA
Certification (Voluntary Recognition), except:
590. It refers to the process of determining through secret ballot the SEBA
of the employees in an appropriate CBU for purposes of collective bargaining or
negotiations.
a. Consent election
b. Re-run election
c. Certification election
d. Run-off election
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Statement II: The pendency of a petition to cancel the certificate of
registration of a union participating in a certification election bars the conduct
thereof.
a. Organized enterprise
b. Unorganized enterprise
c. Organized establishment
d. Unorganized establishment
a. Organized enterprise
b. Unorganized enterprise
c. Organized establishment
d. Unorganized establishment
a. 20%
b. 25%
c. 30%
d. 35%
596. It is a union that desires to be on the ballot when another union has
petitioned for an election.
a. Intervening union
b. Intervenor union
c. Intervention union
d. Forced intervenor
597. The service of the PCE to the employer and of the notice of
preliminary conference to the petitioner and the incumbent SEBA may be made
through the following, except:
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a. Personal service
b. Registered mail
c. Home service
d. Courier service
a. 3 days
b. 10 days
c. 15 days
d. 60 days
a. 10 days
b. 15 days
c. 30 days
d. 60 days
a. 30 days
b. 20 days
c. 15 days
d. 10 days
601.) Which one is the kind of bargaining under the latest implementing
rules?
A. One-Union, One-Company
B. Single-enterprise bargaining
C. Multi-Enterprise bargaining
D. One-Union, One-Industry
A. Any legitimate labor unions and employers may agree in oral to come together
for the purpose of collective bargaining.
B. It is the possibility to have as many CBUs being represented by as many
SEBAs all dealing with the same employer for purposes of their respective collective
bargaining rights.
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C. it is the right to represent the entire CBU for purposes of collective bargaining
with the employer.
D. It involves negotiation between and among several certified labor unions and
employers.
A. No, because it is not legally possible for one union in one and the
establishment to represent 2 (two) separate bargaining units.
B. Yes. It is legally possible.
C. No, because it has separate and distinct CBA.
D. None of the above.
A. Only statement I
B. Only statement II
C. Both statement I and II
D. None of the above
A. Accretion or spin-off
B. Accretion or expansion
C. Spin-off or contraction
D. Expansion or Contraction
A. The CBUs scope refers to the general classifications of workers that should be
included therein.
B. The units scope refers to the inclusion or exclusion of specific workers.
C. The CBU’s scope is limited by law as well as judicial pronouncement.
D. None of the above.
610.) The principle of _______________ where the employees are given the
right of workers to participate in policy and decision-making processes that affect
their rights, benefits and welfare.
611.) It is meant to implement the declared policy of the state to ensure the
participation of workers in policy and decision-making processes of the
establishment where they are employed insofar as said processes will directly affect
their rights, benefits and welfare.
615.) When the petition is filed by an employer, it shall contain the following,
EXCEPT:
A. Statement IV
B. Statement III
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C. Statement II
D. Statement I
A. 5 working days
B. 30 working days
C. 20 working days
D. 15 working days
A. 5 working days
B. 30 working days
C. 20 working days
D. 15 working days
A. Statement III
B. Statement II
C. Statement I
D. All of the above
619.) May the employer oppose a petition for certification election or appeal
any order relative to the conduct?
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A. Doctrine of Accretion
B. Globe Doctrine
C. Collective Bargaining History Doctrine
D. Doctrine of Spin-off
623. What doctrine puts premium to the prior history and affinity of the
employees in determining the appropriate Collective Bargaining Unit?
A. Doctrine of Accretion
B. Globe Doctrine
C. Collective Bargaining History Doctrine
D. Doctrine of Spin-off
625. What doctrine applies when new employees added by the employer to an
existing CBU by reason or as a result of either creation of new jobs or acquisition of
new facility or business?
A. Doctrine of Accretion
B. Globe Doctrine
C. Collective Bargaining History Doctrine
D. Doctrine of Spin-off
626. What doctrine applies when the employees are given the right to share
the responsibility of formulating certain policies that affect their rights, benefits,
and welfare?
A. Doctrine of Spin-off
B. Doctrine of Co-determination
C. Doctrine of Accretion
D. Employment Status Doctrine
627. What is the doctrine when the employer attempts to argue that a new
facility is sufficiently dissimilar to justify non-union status?
A. Doctrine of Spin-off
B. Doctrine of Co-determination
C. Doctrine of Accretion
D. Employment Status Doctrine
628. All certification cases shall be decided within how many days?
A. 30 days
B. 20 days
C. 15 days
D. 10 days
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A. The employer is under legal compulsion to file a PCE once requested by a
union.
B. The employer will demand that the requesting union file the PCE itself.
C. The employer will wait until the requesting union files the PCE itself.
D. The employer will itself file a PCE with the BLR.
630. All grievances submitted to the grievance machinery which are not
settled within ________ from the date of its [sic] submission shall automatically be
referred to voluntary arbitration prescribed in the Collective Bargaining
Agreement.
A. 7 calendar days
B. 7 working days
C. 10 calendar days
D. 10 working days
631. What is created for the purpose of affording workers the right to
participate in policy and decision-making processes in matters affecting their rights,
benefits and welfare;
A. Grievance Machinery
B. Labor-Management Council
C. Labor-Management Committee
D. Grievance Committee
632. What is created for the purpose of resolving disputes and grievances
arising from the interpretation or enforcement of such policies or decisions?
A. Grievance Machinery
B. Labor-Management Council
C. Labor-Management Committee
D. Grievance Committee
635. I. In all cases, whether the petition for certif1cation election is filed by
an employer or a legitimate labor organization, the employee shall not be
considered a party thereto with a concomitant right to oppose a petition for
certification election.
644. Statement I: A reply to the appeal may be filed by any party to the
Petition for Certification Election (PCE) within 7 days from receipt of the
memorandum of appeal.
Statement II: The reply should be filed directly with the office of the DOLE
Regional Director.
645. Statement I: The decision of the DOLE Secretary becomes final and
executory after 10 days from receipt thereof by the parties.
Statement II: No motion for reconsideration of the decision shall be
entertained.
646. All grievances submitted to the grievance machinery which are not
settled within seven calendar days from the date of its submission shall
automatically be referred to ____________.
a. Conciliation
b. Voluntary arbitration
c. Mediation
d. None of the above
647. A dispute or controversy between the employer and the sole and
exclusive bargaining agent (SEBA) arising from the interpretation or
implementation of their CBA.
a. Arbitration
b. Grievance
c. Grievance machinery
d. Dispute
649. Refers to the mechanism for the adjustment and resolution of grievances
arising from the interpretation or implementation of a CBA and those arising from
the interpretation or enforcement of company personnel policies.
a. Grievance procedure
b. Voluntary arbitration
c. Grievance machinery
d. Grievance
650. The series of formal steps that parties to a CBA agreed to take for the
adjustment of grievances or questions arising out of the interpretation or
implementation of the CBA or company personnel policies.
a. Grievance procedure
b. Voluntary arbitration
c. Grievance machinery
d. Grievance
656. This theory means that a CBA should be deemed, unless an intention is
manifest, to carry forward for its term the major terms and conditions of
employment not covered by the agreement, which prevailed when the agreement
was executed.
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c. unresolved grievances arising from the interpretation or implementation of
the CBA
d. national interest cases
a. Dispute
b. Rights Dispute
c. Interest Dispute
d. Unresolved Grievances
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A. Only A and B are correct
B. Only B and C are correct
C. Only A and D are correct
D. All of the above are correct
668. Labor Arbiters of the NLRC are not allowed to entertain the following,
except:
A. Labor disputes
B. Labor resolutions
C. Grievances
D. Matters under the exclusive jurisdiction
676. If a grievance is brought to arbitration, could any party add issues other
than the grievance itself.
A. No, only the issues raised shall be resolved during the resolution.
B. No, if the issue is interrelated to another issue
C. Yes, it is encouraged as means of promoting industrial stability.
D. Yes, provided the parties are the same
679. The Voluntary Arbitrator during consultation with the parties need not
make a written summary of the proceedings because proceedings before a
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Voluntary Arbitrator need not be recorded as provided under Section 10, Rule VI,
NCMB Revised Procedural Guidelines in the Conduct of Voluntary Arbitration
Proceedings.
A. True
B. False
684. What is/are the exception/s when certiorari may be granted despite
the availability of an appeal:
a. When public welfare and the advancement of public policy dictates
b. When the broader interest of justice so requires
c. When the writs issued are null and void
d. All of the above
e. None of the above
685. The following are factors that should be taken into account in the
fixing of the fees of the Voluntary Arbitrators or Panels of Voluntary Arbitrators,
except:
a. Nature of the case and time consumed in hearing the case
b. Professional standing of the Voluntary Arbitrator and capacity to pay of the parties
c. All of the above
d. None of the above
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686. Who may charge fees if the case is withdrawn after he has been
selected and a date for hearing is set?
a. The Judge
b. The Voluntary Arbitrator
c. The NCMB
d. The DOLE Secretary
687. I. Payment in full of docket fees within the prescribed period is not
only mandatory, but also jurisdictional.
II. Upon the filing of the petition within the 30-day reglementary period, it is
required under Section 5 of Rule 43 of the Rules of Court that the petitioner should pay
to the CA clerk of court the docketing and other lawful fees.
a. Statement I is true and Statement II is false
b. Both Statements are true
c. Statement II is true and Statement I is false
d. Both Statements are false
688. What provisions of the Labor Code may be cited as basis for the
issuance of the writ of execution to enforce it in case of non-compliance by both
parties with the decision?
a. Article 278 [263] and Article 230 [224]
b. Article 276 [262-A] and Article 257 [ 246]
c. Article 230 [224] and Article 276 [262-A]
d. Article 278 [263] and Article 257 [ 246]
690. I. The filing of a motion for the issuance of a writ of execution is with
prejudice to any other action which the aggrieved party may take against the non-
complying party, such as motion for contempt or imposition of fines and penalties.
II. Within 2 working days from receipt of the motion for the issuance of a
writ of execution, the Voluntary Arbitrator or, in case of his incapacity, the Labor
Arbiter before whom the motion is filed, is required to schedule a pre-execution
conference to thresh out matters relevant to the execution.
a. Statement I is true and Statement II is false
b. Both Statements are true
c. Statement II is true and Statement I is false
d. Both Statements are false
691. Any of the following persons may be required to enforce the writ of
execution, except:
a. A Special Sheriff (NLRC)
b. The Chairman of the Commission (NLRC)
c. The Sheriff of the regular courts
d. A duly deputized officer
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negotiating, fixing, maintaining, changing, or seeking to arrange terms and
conditions of employment.
a. Concerted activities
b. Picketing
c. Industrial or labor dispute
d. Lockout
693. It may constitute obstruction of the points of ingress and egress which
would make the strike illegal.
a. Strike
b. Lockout
c. Picketing
d. Peaceful moving picket
699. A kind of strike where the workers do not quit their work but merely
slacked or reduced their normal work output is:
a. Sit-down strike
b. Slowdown strike
c. Wildcat strike
d. Economic strike
a. 2 and 3
b. 1 and 3
c. 3 and 4
d. 1 and 4
e. 1, 2, 3, 4
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704. A lockout must be based on any or both of the following:
1. Because of an invalid lockout
2. Because of an Inter-union dispute
3. Because of collective bargaining deadlock
4. Because of unfair labor practice of the employer
a. 3 and 4
b. 1 and 2
c. 1 and 4
d. 3 and 2
e. 2 and 4
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b. 1 and 2 are false.
c. 1 is true.
d. 2 is true
e. 1 is false.
710.
1. Cooling off is counted from the time of submission of strike vote report to
NCMB.
2. Waiting period is counted from the filing of the Notice of Strike/Lockout
with NCMB.
711. Within what period should notice of lockout be filed with the NCMB?
a. within 15 days from the intended lockout.
b. within 30 days from the intended lockout.
c. at least twenty-four hours prior to the taking of the strike vote.
d. at least twenty-four hours prior to the taking of the lockout vote.
e. there is no period.
714.
Anna is an employee in a government-owned and controlled corporation
with original charters thus she
a. enjoys the rights to self-organization and the right to strike.
b. does not enjoy the rights to self-organization.
c. enjoys the rights to self-organization but not the right to strike.
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d. does not enjoy the rights to self-organization but allowed to strike.
e. allowed to strike but it must be done secretly.
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a. President
b. NCMB
c. NLRC
D. Supreme Court
723. This principle enunciates that upon assumption or certification, all cases
between the same parties shall be considered subsumed to, absorbed by, the
assumed or certified case, as the case may be, and shall accordingly be decided by
the DOLE Secretary or by the appropriate Division of the Commission.
a. Principle of Territoriality
b. Principle of subsumation or absorption
c. Principle of Extraterritoriality
d. None of the above
724. This principle enunciates that whenever the certified labor dispute
involves a business entity with several workplaces located in different regions, the
NLRC Dvision having territorial jurisdiction over the principal office of the
company shall acquire jurisdiction to decide such labor dispute.
a. Principle of Territoriality
b. Principle of subsumation or absorption
c. Principle of Extraterritoriality
d. None of the above
725. The period within which to decide assumed cases by DOLE secretary
should be within ______ calendar days from the submission of the case for
resolution.
a. 15
b. 10
c. 30
d. 5
726. The above decision rendered shall be final and executory _____ calendar
days after receipt thereof by the parties.
a. 10
b. 15
c. 20
d. 30
727. The NLRC, in the exercise of its original jurisdiction over national
interest cases certified to it by the DOLE Secretary for compulsory arbitration,
otherwise called ___________ has set its own rules on how it will hear and decide a
case.
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a. Certified labor disputes
b. Certified labor guidelines
c. Certified labor policy
D. Certified labor handbook
728. For purpose of reporting the NLRC is required to report every case
submitted for resolution to the Office of the DOLE Secretary, within _____ hours
from submission of the case for resolution.
a. 12
b. 24
c. 48
d. 64
a. Actual reinstatement
b. Full backwages
c. Payroll reinstatement
d. All of the above
733. D
734. The powers of the President over national interest cases are the
following, except;
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c. To intervene any time and assume jurisdiction over any such labor dispute in
order to settle or terminate it.
d. None of the above.
a. 10
b. 5
c. 15
d. 30
736. This recourse is separate and distinct from the established voluntary
modes of dispute resolution, such as mediation, conciliation and arbitration under
the Labor Code, and is an alternative to other voluntary modes of dispute resolution
such as the voluntary submission of a dispute to the DOLE Regional Director for
mediation, to the NCMB for preventive mediation, or to the intervention of a
regional or local tripartite peace council for the same purpose.
a. Voluntary Arbitration
b. Institutional Arbitration
c. Administrative Intervention for Dispute Avoidance
d. Mediation
737. According to Section 16, Rule XXII of the Omnibus Rules Implementing
the Labor Code, the industries indispensable to the National Interest are the
following, except:
a. Hospital Sector
b. Electric Power Industry
c. Internet Providers
d. Air Traffic Control
738. The following agencies are involved in the coordinative measures before
the filing of the notice of strike or lockout in national interest cases, except one:
a. True
b. False
a. NLRC
b. ICMB
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c. VA
d. Regional Directors
741. This refers to any temporary stoppage of work by the concerted action
of the employees as a result of an industrial or labor dispute.
a. Strike
b. Lockout
c. picketing
d. Industrial or labor dispute
742. This is a form of strike staged for the purpose not recognized by law or
if for valid purpose, conducted through means not sanctioned by law.
a. Legal strike
b. Illegal strike
c. economic strike
d.. sit down strike
743. Article 279 (a) provides that an ordinary union member is liable only
when he knowingly participates in the commission of the illegal act.
a. Before a strike
b. During a strike
c. after a strike
d. None of the above
745. This is a term used to describe the act of working during a strike,
whether by strike breakers, management personnel, non-unionized employees or
members of other unions on strike.
746. Heated altercations and occasional blows exchanged on the picket line
do not affect or diminish the right to strike.
a. True
b. False
747. The ingress to (entrance) and egress from (exit) the establishment struck
against are not part of the strike area and cannot be blocked or picketed.
a. True
b. False
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748. The use of slanderous, libelous, and obscene language during a strike is
a prohibited act.
a. True
b. False
749. The liability for the commission of illegal acts during the strike should
be determined.
a.Individually
b. Collectively
c. Jointly
d. Severally
750. All defiant strikers irrespective of whether they are union officers or
ordinary members are deemed to have lost their employment status is well
supported by the following except.
a. Existing law
b. Applicable rules
c. pertinent jurisprudence
D. hearsay
751. To determine liability, the union officers who knowingly defied the
order should not be identified.
a. True
b. False
752. Penalty lesser than dismissal may not be imposed for the defiance of
assumption/ certification order.
a. True
b. False
753. The DOLE Secretary can disregard defiance by the strikers of his
orders.
a. True
b. False
a. True
b. False
755. The respective liabilities of striking union officers and members who
failed to comply with the assumption/certification order and/or its accompanying
return-to-work order are outlined under what article of the Labor Code.
a. 279 (264)
b. 269 (254)
c. 259 (244)
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D. 249 (234)
756. Article 278 (263) of the Labor Code allows these grounds that may be
invoked in support of a strike or lockout, except
a. True
b. False
758. Strikers can invoke good faith where assumption/ certification of the
DOLE Secretary is disregarded.
a. True
b. False
a. True
b. False
760. A notice of strike which was already assumed/ certified can be invoked
to justify the strike staged after issuance of the assumption/certification order.
a. True
b. False
761. The doctrine which states that labor unions, their officers and
members, are liable for damages committed by some union members during the
course of the strike and picketing is called:
a. Rule of Vicaries Liability
b. Rule of Obstruction
c. Doctrine of Vicarious Liability
d. None of the Above
764. Under this doctrine, the employer has the right and prerogative to
hire the services of replacement workers during a strike.
a. Striker Substitution Doctrine
b. Striker Replacement Doctrine
c. Temporary Striker Substitution Doctrine
d. Rule of Temporary Replacement
768. In case of union officers, reinstatement is not proper under any of the
following circumstances, except:
a. Strikers who defied the assumption or certification or return-to-work
order.
b. Knowingly participated in the conduct of an illegal strike
c. Did not knowingly participate in the conduct of an illegal strike
d. Committed any illegal act in a legal strike
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II. Reinstatement of strikers will result in the employer’s waiver of its
rights to raise the issue of the illegality of strike.
a. Only I
b. Only II
c. Both I and II
d. Neither I or II
771. The following are the exception to the “no backwages” rule, except:
a. When the employees did not participate in the strike but were practically
locked-out by employer
b. When the employer is guilty of the grossest form of unfair labor practice.
c. When the employer committed discrimination in the rehiring of strikers
refusing to readmit those against whom there were pending criminal cases while
admitting non-strikers who were also criminally charged in court
d. None of the Above
774. This requires the attendance of any of the just and authorized causes
for terminating an employee as provided under Article 297 (termination by
employer), or Article 298 (closure of establishment and reduction by employer), or
Article 299 (disease as ground for termination).
a. Procedural Due Process
b. Twin-notice requirement
c. Substantive Due Process
d. Illegal Strike
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775. Article 279(a) contemplates the following causes for the dismissal of
an employee:
a. Unlawful picketing and Participation in an illegal picketing
b. Unlawful lockout and Participation in an illegal strike
c. Illegal strike and Participation in an illegal picketing.
d. None of the Above
a. Only I is true
b. Only II is true
c. Only III is true
d. All statements are true
e. All statements are false
781. The employer has the right to dismiss the following employees who
participated in a strike, EXCEPT for:
a. Union officers on the basis of the illegality of the strike;
b. Ordinary union members on the basis of their commission of illegal acts in
the course of the strike;
c. Strikers who defied the assumption/certification or return-to-work order;
d. Managerial and supervisorial employees
782. During a strike, the employer has the right and prerogative to hire the
services of replacement workers under what doctrine?
a. Replacement doctrine
b. Substitution doctrine
c. Striker replacement doctrine
d. Replacement workers doctrine
784. Under the rule of vicarious liability, the following can be held liable
for such acts even if they have not committed the illegal acts themselves but the
same were committed by their members, except for:
a. labor unions
b. employers
c. officers of labor unions
d. labor union members
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785. Statement 1: There are two options on how employer may dismiss
errant strikers
Statement 2: One of the options is the option to dismiss the errant strikers
without filing a case in court
786. Statement 1: Employers may lose their right and prerogative to take
disciplinary action against errant strikers under certain circumstances which
indicate that they are equally guilty of committing certain illegal acts towards the
latter.
Statement 2: The employer may file first a case and wait for its resolution
before dismissing the errant strikers
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a. All statements are correct
b. Statements 1 and 2 are correct
c. Only Statement 2 is correct
d. Statements 1 and 3 are correct
790. The following are the exceptions to the “no backwages” rule
,EXCEPT:
a. When the employees did not participate in the strike but were practically
locked out by the employer
b. When the employer is guilty of the grossest form of unfair labor practice.
c. When the employer committed discrimination in the rehiring of strikers
-refusing to readmit those against whom there were pending criminal cases while
admitting non-strikers who were also criminally charged in court.
d. There are no exceptions to the exceptions.
791. Statement 1: The strikers whose dismissal is declared illegal are not
entitled to attorney’s fees.
Statement 2: The legal basis for the non-entitlement is Article 2208(2) of the
Civil Code.
Statement 2: If both parties have acted in pari delicto in that the employer is
guilty of illegal lockout and the union is culpable for illegal strike, the dismissal of
the striking employees is 1D1warranted and their reinstatement should be ordered
as a matter of course.
797. Any request for PNP assistance made by DOLE and/or its
appropriate agencies shall be __________, specifying the acts to be performed or
conducted by PNP and shall be addressed to the PNP Regional Director or the City
Police Director, in the case of highly urbanized cities, or the Provincial Director in
the case of municipalities and component cities.
a. coordinated with
b. made orally
c. in writing
d. voluntary
798. The ICMC may develop a tripartite social accord to govern the
conduct of all parties involved in the labor disputes, which may contain the
following:
I. Enforcement of non-entry of scabs or individuals to replace strikers;
II. Enforcement of free ingress to and egress from employer's premises;
III. The strike/picket paraphernalia are safe from any undue destruction;
IV. The duty/responsibility of the union to lift the picket/strike after a
lawful Older, and dismantle and remove the picket/strike paraphernalia from the
area
802. Under Article 281 of the Labor Code, it states that no union members or
union organizers may be arrested or detained for union activities without previous
consultations with the Secretary of Labor. What are the two (2) exceptions?
A. NCMB
B. DOLE
C. DOJ
D. NLRC
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organizational structure or insufficient incomes are not normally covered by major
labor organizations and federations.
Statement II - The Congress shall give the highest priority to the enactment
of measures that protect and enhance the right of all people to human dignity,
reduce social economic and political inequalities, and remove cultural inequities by
equitably diffusing wealth and political power for the common good.
Statement III - The State shall afford full protection to labor, local and
overseas, organized and unorganized, and promote full employment and equality of
employment opportunities for all.
805. This institute is attached to the DOLE for policy and program
coordination and administrative supervision. Particularly, this institute renders
technical and other forms of assistance to labor organizations and employer
organizations in the field of labor education.
806. Article 284 of the Labor Code states that all aliens , natural or juridical,
as well as foreign organizations, are strictly prohibited from engaging, directly or
indirectly, in all forms of trade union activities. The following are exception to the
rule except?
807. Any alien seeking admission to the Philippines for employment purposes
and any domestic or foreign employer who desires to engage an alien for
employment in the Philippines, is required to obtain an employment pass from the
Department of Labor and Employment.
A. True
B. False
C. It depends upon the situation
D. Somewhat true
808. An alien is not allowed to transfer to another job or change his employer
without prior approval of the Secretary of the Department of Labor and
Employment.
A. True
B. False
C. It depends upon the situation
D. Somewhat true
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809. Statement I - The prohibition on prohibiting foreign individual,
organization or entity to give any donations, or grants or other forms of assistance
to any labor organization or union, is ABSOLUTE.
Statement II - The obvious reason behind the strict regulation of foreign
donations, grants and other forms of assistance is to prevent undue influence,
intervention and interference by foreign organizations on the local employers’
organization which may run counter to our national policy, endanger our national
security and hamper our social and economic development goals.
Statement III - Foreign donations may be allowed provided that the
Secretary of the Department of Labor and Employment has permitted such.
A. All statements are true
B. All statements are false
C. Only II and III are true
D. Only III is true
A. Secretary of DOLE
B. Secretary of DAR
C. Secretary of DFA
D. Secretary of DTI
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813. Chapter IV on Labor Relations, particularly Article 287,specifically
criminalizes the commission of any of the prohibited acts mentioned in Article 279
of the Labor Code by imposing the penalty of a fine not less than _______________
nor more than ________________ and/or imprisonment for not less than three (3)
months nor more than three (3) years, or both such fine and imprisonment, at the
discretion of the court.
A. ₱1,000-10,000
B. ₱10,000-₱20,000
C. ₱20,000-₱30,000
D. ₱30,000-40,000
A. Permit
B. Permission
C. Clearance
D. Order
815. jurisdiction over any criminal action under Article 287 of the Labor
Code, as amended but subject to the required clearance from the DOLE on cases
arising out of or related to a labor dispute pursuant to the Ministry of Justice (now
the Department of Justice) Circular No. 15, Series of 1982, and Circular No. 9,
Series of 1986.
A. True
B. False
C. It depends upon the penalty of the case
D. It depends upon the offense committed
816. Statement I - Report of any violations by aliens may be filed directly
with the BLR or DOLE Regional Office having jurisdiction of the place where the
violation is alleged to have been committed.
Statement II - The DOLE Regional Director of the BLR Director may, motu
propio, conduct an investigation of any such violation.
Statement III - The report of violation should be sufficient in form if it
contains the name and address of the alleged violator, a brief statement or
description of the trade union activity engaged in, and the name and address of the
party reporting the alleged violation.
A. All the statements are true
B. All the statements are false
C. Only III is true
D. Only I is true
817. Statement I - Article 288 [273] enumerates the duties of the Secretary of
Labor, one of which is visitorial power.
Statement II - Visitorial power refers to the right of the Secretary of Labor
to inquire into the financial activities or labor organizations, whether legitimate or
illegitimate, upon the filing of a complaint under oath and duly supported by the
written consent of at least twenty percent (20%) of the total membership of the
organization concerned.
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Statement III - The purpose is to examine liquidation reports and other
records to determine compliance or non-compliance with the law and to prosecute
any violations of the law and the union constitution and by-laws.
A. All the statements are true
B. All the statements are false
C. Only I is true
D. Only II and III are true
818. The DOLE Secretary or his duly authorized representative may, from
time to time, call a national, regional or industrial tripartite conference of
representatives of government workers and employers for the consideration and
adoption of voluntary codes of principles designed to promote industrial peace
based on social justice or to align labor movement relations with established
priorities in economic and social development.
A. True
B. False
C. It depends upon the approval from the Office of the President
D. It depends upon the approval of the Congress.
819. Statement I - Article 291 [276] of the Labor Code states that the terms
and conditions of employment of all government employees, including employees of
government-owned and controlled corporations, shall be governed by the Civil
Service law, rules and regulations.
Statement II - The Civil Service encompasses all branches and agencies of
the government, excluding government-owned and/or controlled corporations with
original charters.
A. Both are true
B. Both are false
C. Only I is true
D. Only II is true
820. Statement I - All unions are authorized to collect reasonable
membership fees, union dues, assessments and fines and other contributions for
labor and research, mutual death and hospitalization benefits, welfare fund, strike
fund and credit and cooperative undertakings.
Statement II - Any employee, whether employed or a definite period or not,
shall, beginning on his first day of service, be considered as an employee for the
purposes of membership in any labor union.
Statement III - No docket fee shall be assessed in labor standards disputes. In
all other disputes, docket fees may be assessed against the filing party, provided that
in bargaining deadlock, such fees shall be shared equally by the negotiating party.
A. All the statements are true
B. All the statements are false
C. Only III is true
D. Only I is true
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