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Thermal and Technical Analyses of Solar
Thermal and Technical Analyses of Solar
www.elsevier.com/locate/solener
a
Institut f€ur Energiewirtschaft und Rationelle Energieanwendungen, Universit€at Stuttgart,
Heßbr€uhlstraße 49a, D-70565 Stuttgart, Germany
b
Schlaich Bergermann und Partner, Hohenzollernstr. 1, D-70178 Stuttgart, Germany
Received 18 September 2002; received in revised form 15 August 2003; accepted 15 August 2003
Abstract
An analysis for the solar chimneys has been developed, aimed particularly at a comprehensive analytical and nu-
merical model, which describes the performance of solar chimneys. This model was developed to estimate power output
of solar chimneys as well as to examine the effect of various ambient conditions and structural dimensions on the power
output. Results from the mathematical model were compared with experimental results and the model was further used
to predict the performance characteristics of large-scale commercial solar chimneys. The results show that the height of
chimney, the factor of pressure drop at the turbine, the diameter and the optical properties of the collector are im-
portant parameters for the design of solar chimneys.
2003 Elsevier Ltd. All rights reserved.
Nomenclature
Manzanares to large power plants (5, 30 and 100 MW) Pasumarthi and Sherif (1997) conducted a study to
Yan et al. (1991) reported on a more comprehensive demonstrate that solar chimney technology is a viable
analytical model in which practical correlations were alternative energy technology suitable and adaptable to
used to derive equations for the airflow rate, air velocity, hot climate areas such as those of Florida. A mathe-
power output and the thermo-fluid efficiency. The pre- matical model was developed to estimate the tempera-
sented model considers the turbine of a solar chimney as ture and power output of solar chimneys as well as to
a free wind turbine that, in reality, will deflect the wind, examine the effect of various ambient conditions and
even before the wind reaches the rotor plane. The pre- structural dimensions on the power output. Tests were
sented maximum theoretical efficiency of 16/27 (or 59%, conducted on a demonstration model, which was design
Betz’ law) does not apply for the turbines of solar for that purpose. Two types of collectors were tested: (1)
chimneys. Padki and Sherif (1992) discussed in brief the extending the collector base and (2) introducing an in-
effects of the geometrical and operating parameters on termediate absorber. The experimental temperatures
the chimney performance. Sampayo (1986) suggested reported are higher than the theoretically predicted
the use of a multi-cone diffuser on the top of the chimney temperatures. The authors explain that one of the rea-
to allow the operation as a high-speed chimney and of sons for this behavior is the fact that the experimental
acting as a draft tube for any natural wind blowing. temperatures reported are the maximum temperatures
M.A. dos S. Bernardes et al. / Solar Energy 75 (2003) 511–524 513
2.1. Collector
The power output of a solar chimney depends on Tf1 : h1 ðT1 Tf1 Þ ¼ h2 ðTf1 T2 Þ ð3Þ
parameters such as the ambient conditions (insolation,
ambient temperature, and wind velocity) and dimen-
T2 : S2 þ h2 ðTf1 T2 Þ
sions of the chimney and collector. The analysis de-
scribed in this paper is based on the following ¼ h3 ðT2 Tf2 Þ þ hr32 ðT2 T3 Þ þ hr21 ðT2 T1 Þ ð4Þ
simplifying assumptions:
Tf2 : h3 ðT2 Tf2 Þ ¼ h4 ðTf2 T3 Þ þ q ð5Þ
• axisymmetric flow of the air in the collector, i.e.,
nonuniform heating of the collector surface in terms T3 : S3 ¼ h4 ðT3 Tf2 Þ þ hr32 ðT3 T2 Þ þ h5 ðT3 Tf3 Þ
of the sun’s altitude angle is neglected;
• the collector is placed over a plain surface; þ hr43 ðT4 T3 Þ ð6Þ
• the flow in the collector is considered as a flow be-
tween two parallel plates; Tf3 : h5 ðT3 Tf3 Þ ¼ h6 ðTf3 T4 Þ ð7Þ
514 M.A. dos S. Bernardes et al. / Solar Energy 75 (2003) 511–524
cients between the 2nd and the 1st covers, between the
first cover and the transparent plastic film and between
the transparent plastic film and absorber respectively. T1 ,
T2 , T3 , T4 , T5 , Tb represent the temperatures at the second
cover, first cover, transparent plastic film, absorber,
ground surface and ground temperatures, respectively.
Tf1 , Tf2 , Tf3 , Tf4 represent the air temperature between
second and first cover, mean air temperature, water
temperature and the air temperature between absorber
and ground surface respectively. Ub , Ut , and Uw repre-
sent the heat transfer coefficient at the ground, the top
loss heat coefficient and the heat transfer coefficient in
the water storage system respectively.
By assuming that the air temperature varies linearly
along each collector section, the mean temperature is
Fig. 2. Sketch of the flow in a solar chimney. then equal to the arithmetic mean
ðTf;i Tf;o Þ
T4 : S4 ¼ h6 ðT4 Tf3 Þ þ hr43 ðT4 T3 Þ þ h7 ðT4 Tf4 Þ Tf ¼ ð11Þ
2
þ Uw ðT4 T4;0 Þ ð8Þ
The useful heat transferred to the moving air stream
Tf4 : h7 ðT7 Tf4 Þ ¼ h8 ðTf4 T5 Þ ð9Þ can be written in terms of the mean fluid and inlet
temperature as
T5 : h8 ðTf4 T5 Þ ¼ Ub ðT5 T5;0 Þ ð10Þ q ¼ CðTf Tf;i Þ ð12Þ
where h1 , h2 , h3 , h4 , h5 , h6 , h7 and h8 are the heat transfer
where
convection coefficients of the second cover, first cover,
first cover to air stream, transparent plastic film to air C ¼ m_ cp =prL ð13Þ
stream, transparent plastic film to water, absorber to
water, absorber to air, ground surface to air respectively. By substituting Eq. (12) into Eq. (4) and rearranging
hr21 , hr32 and hr43 are the radiation heat transfer coeffi- we obtain:
• a 9 · 9 matrix (Eq. (14)) for the type (II) collector • a 7 · 7 matrix (Eq. (16)) for the type (II) without
with water storage, water storage and
• a 7 · 7 matrix (Eq. (15)) for the type (I) with water • a 5 · 5 matrix (Eq. (17)) for the type (I) without water
storage, storage.
20 1 32 3 2 3
h1 T1 S1 þ hw T1 þ hrs Ts
6B C 76 7 6 7
6 @ þhr21 A h1 hr21 0 0 0 0 0 0 76 7 6 7
6 76 7 6 7
6 þUt 76 7 6 7
6 76 7 6 7
6 h1 76 7 6 7
6 76 Tf1 7 6 0 7
6 h1 h2 0 0 0 0 0 0 76 7 6 7
6 þh2 76 7 6 7
6 0 1 76 7 6 7
6 h2 76 7 6 7
6 76 7 6 7
6 B þh C 76 7 6 7
6 B 3 C 76 7 6 7
6 hr21 h2 B C h3 hr32 0 0 0 0 76 2 7 6
T S2 7
6 @ þhr21 A 76 7 6 7
6 76 7 6 7
6 76 7 6 7
6 þhr32 76 7 6 7
6 0 1 76 7 6 7
6 h3 76 7 6 7
6 76 T 7 6 CTf2;i 7
6 B C 76 f2 7 6 7
6 0 0 h3 @ þh4 A h4 0 0 0 0 7 6 7 6 7
6 76 7 6 7
6 76 7 6 7
6 þC 76 7 6 7
6 0 1 76 7 6 7
6 h4 76 7 6 7
6 76 T 3 7 ¼ 6 S 7
6 B þh C 76 7 6 3 7
6 B r32 C 76 7 6 7
6 0 0 hr32 h4 B C h5 hr43 0 0 76 7 6 7
6 @ þhr43 A 76 7 6 7
6 76 7 6 7
6 76 7 6 7
6 þh5 76 7 6 7
6 76 Tf3 7 6 0 7
6 h5 76 7 6 7
6 0 0 0 0 h5 h6 0 0 7 6 7 6 7
6 þh6 76 7 6 7
6 76 7 6 7
6 0 1 76 7 6 7
6 h6 76 7 6 7
6 76 7 6 7
6 B þh C 76 4 7 6
T S 4 þ U T
w 4;0 7
6 B r43 C 76 7 6 7
6 0 0 0 0 hr43 h6 B C h7 0 76 7 6 7
6 @ þh7 A 76 7 6 7
6 76 7 6 7
6 þUw 76 7 6 7
6 76 7 6 7
6 76 T 7 6 0 7
6 h7 76 f4 7 6 7
6 0 0 0 0 0 0 h7 h8 7 6 7 6 7
6 þh8 76 7 6 7
6 76 7 6 7
6 76 7 6 7
4 h8 54 5 4 5
0 0 0 0 0 0 0 h8
þUb T 5 U T
b 5;0
ð14Þ
20 1 32 3 2 3
h3 T2 S2 þ hw T1 þ hrs Ts
6 @ þhr21 A h3 hr32 0 0 0 0 76 7 6 7
6 76 7 6 7
6 þUt 76 7 6 7
6 0 1 76 7 6 7
6 h3 76 T 7 6 CTf2;i 7
6 76 f2 7 6 7
6 h3 @ þh4 A h4 0 0 0 0 76 7 6 7
6 76 7 6 7
6 þC 76 7 6 7
6 0 1 76 7 6 7
6 h4 76 7 6 7
6 76 T3 7 6 S3 7
6 B þhr32 C 76 7 6 7
6 h h4 B C h5 hr43 0 0 76 7 6 7
6 r32 @ þhr43 A 76 7 6 7
6 76 7 6 7
6 þh5 76 7 6 7
6 76 7 6 7
6 h5 76 Tf3 7 ¼ 6 0 7 ð15Þ
6 0 0 h5 h6 0 0 76 7 6 7
6 þh6 76 7 6 7
6 0 1 76 7 6 7
6 76 7 6 7
6 h6 76 7 6 7
6 B þhr43 C 76 T4 7 6 S4 þ Uw T4;0 7
6 B C 76 7 6 7
6 0 0 hr43 h6 @ þh7 A h7 0 76 7 6 7
6 76 7 6 7
6 76 7 6 7
6 þUw 76 7 6 7
6 76 7 6 7
6 h7 76 Tf4 7 6 0 7
6 0 0 0 0 h7 h8 76 7 6 7
6 þh8 76 7 6 7
6 76 7 6 7
4 h8 54 5 4 5
0 0 0 0 h8
þUb T5 Ub T5 ; 0
516 M.A. dos S. Bernardes et al. / Solar Energy 75 (2003) 511–524
20 1 32 3 2 3
h1 T1 S1 þ hw T1 þ hrs Ts
6 @ þhr21 A h1 hr21 0 0 0 0 76 7 6 7
6 76 7 6 7
6 þUt 76 7 6 7
6 76 7 6 7
6 h1 76 Tf1 7 6 7
6 h1 h2 0 0 0 0 76 7 6 0 7
6 þh2 76 7 6 7
6 0 1 76 7 6 7
6 h2 76 7 6 7
6 76 7 6 7
6 B þh3 C 76 T 7 6 7
6 h h2 B C h3 hr32 0 0 76 2 7 6 7
6 r21 @ þhr21 A 76 7 6 7
6 76 7 6 S2 7
6 þhr23 76 7 6 7
6 0 1 76 7 6 7
6 76 7 6 7
6 h3 76 Tf2 7 ¼ 6 7 ð16Þ
6 76 7 6 7
6 0 0 h3 @ þh4 A h4 0 0 76 7 6 7
6 76 7 6 CTf2;1 7
6 þC 0 1 76 7 6 7
6 76 7 6 7
6 h4 76 T 4 7 6 7
6 @ þhr32 A 76 7 6 7
6 0 0 hr32 h4 h7 0 76 7 6 7
6 76 7 6 7
6 þh7 76 7 6 7
6 76 7 6 S3 7
6 h7 76 Tf4 7 6 7
6 0 0 0 0 h7 h8 76 7 6 7
6 þh8 76 7 6 7
6 76 7 6 7
4 h8 54 5 4 5
0 0 0 0 0 h8
þUb T5 0Ub T5;0
2 32 3 2 3
ðh3 þ hr32 þ Ut Þ h3 hr32 0 0 T2 S2 þ hw T1 þ hrs Ts
6 h3 ðh3 þ h4 þ CÞ h4 0 0 76 Tf2 7 6 CTf2;i 7
6 76 7 6 7
6 h h ðh þ h þ h Þ h 0 7 6 T 7 ¼ 6 S 7 ð17Þ
6 r32 4 4 r32 7 7 76 4 7 6 3 7
4 0 0 h7 ðh7 þ h8 Þ h8 54 Tf4 5 4 0 5
0 0 0 h8 ðh8 þ Ub Þ T5 Ub T5;0
In general, the above matrices may be written as The clean sky temperature Ts obtained by Berdahl
and Martin (1984) is given by
½A½T ¼ ½B ð18Þ
Ts ¼ T1 ½0:711 þ 0:0056ðTdp 273:15Þ
The mean temperature vector may be determined by
matrix inversion þ 0:000073ðTdp 273:15Þ2 þ 0:013 cosð15tÞ1=4
k
hw ¼ Nu ð21Þ The radiation heat transfer coefficients between two
L parallel plate sets 1–2, 2–3 and 3–4 are given as
and
rðT12 þ T22 ÞðT1 þ T2 Þ
reðT1 þ Ts ÞðT12 þ Ts2 ÞðT1 Ts Þ hr21 ¼ ð26Þ
hrs ¼ ð22Þ 1 þ 1 1
ðT1 T1 Þ e1 e2
M.A. dos S. Bernardes et al. / Solar Energy 75 (2003) 511–524 517
rðT22 þ T32 ÞðT2 þ T3 Þ plane slab with a prescribed boundary temperature. The
hr32 ¼ ð27Þ
1 1 temperature and the heat flux density distributions are
þ 1 determined analytically. The heat transfer coefficient of
e2 e3
the water-storage system can be calculated by
rðT32 þ T42 ÞðT3 þ T4 Þ
hr43 ¼ ð28Þ q01
1 1 Uw ¼
þ 1 D#
e3 e4 " #
1X 1
2Lw sinðdk Þ2 t
d2k a 12
The solar radiation heat fluxes absorbed by the sur- ¼ e Lw
ð35Þ
t k¼0
adk ½dk þ sinðdk Þ cosðdk Þ
faces are
S4 ¼ s3 a4 H ð32Þ
2.4. Friction loss in the collector
where S1 , S2 , S3 represents the solar radiation absorbed
by the second cover, by the first cover, by the trans- Table 2 shows the employed friction factors to cal-
parent plastic film, by absorber, respectively. culate the shear stress in the collector.
The transmittance and the absorptivity of a single
cover is
s ffi sa sr ð33Þ 2.5. Chimney
Table 1
Correlations employed for forced and natural convection (flat plate, constant temperature)
Equations Flow regime/source
Forced convection
Laminar, Re < 5 105 , Baehr and Stephan (1996)
1 pffiffiffiffiffiffiffi Pr
Num ¼ pffiffiffi Rex
p ð1 þ 1:7 Pr1=4 þ21:36 PrÞ1=6 ð36Þ
Num;lam ¼ 2Nux
5 105 < Re < 107 0:6 < Pr < 2000 Petukhov and
0:037Re0:8 Pr
Num ¼ ð37Þ Popov (1963)
1 þ 2:443Re0:1 ðPr2=3 1Þ
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi Schlichting et al. (1999)
Num ¼ Nu2m;lam þ Nu2m;tur ð38Þ
Free convection
104 6 Ra < 107 , upper or lower heated horizontal surface,
Num ¼ 0:54Ra1=4 ð39Þ
Churchill and Chu (1975)
107 6 Ra 6 1011 , upper or lower heated horizontal surface,
Num ¼ 0:14Ra1=3 ð40Þ
Churchill and Chu (1975)
518 M.A. dos S. Bernardes et al. / Solar Energy 75 (2003) 511–524
Table 2
Correlations employed for the shear stress in the collector (flat plate)
Equations Flow regime/Source
Laminar, smooth Baehr and Stephan (1996)
cw 0:664
¼ pffiffiffiffiffiffiffiffi ð41Þ
2 ReL
Turbulent, smooth, 105 6 ReL 6 107 , Baehr and Stephan
cw 0:0592
¼ ð42Þ (1996)
2 Re1=5
L
Table 3
Correlations employed for the shear stress in the chimney (tube, smooth)
Equations Flow regime/source
Laminar, fully developed Re 6 2100 Baehr and Stephan
16
f ¼ ð45Þ (1996)
Re
Turbulent, fully developed 4000 < Re < 107 Colebrook
1 Re
pffiffiffi ¼ 1:5635 ln ð46Þ (1939)
f 7
( 10 )1=5 Turbulent, rough 106 < kr =L < 102 Schlichting et al. (1999)
2 1 Re
¼ þ 2:21 ln
f ½ð8=ReÞ10 þ ðRe=36500Þ20 1=2 7
ð47Þ
2.7. Turbine and generator produced. The pressure drop across the turbine can be
expressed as a function of the total pressure difference
The heat flow produced by the collector is converted
1
into kinetic energy (convection current) and potential Dpturb ¼ Dptot qw2 ð58Þ
energy (pressure drop at the turbine) through the 2
chimney. Thus, the density difference of the air caused with
by the temperature rise in the collector work as a driving
Z Hk
force. The lighter column of air in the chimney is con-
nected with the surrounding atmosphere at the base Dptot ¼ ðq0 qÞg dz ð59Þ
0
(inside the collector) and at the top of the chimney, and
thus acquires lift. Between chimney base (collector out- The velocity at the exit of the chimney can be found
flow) and the surroundings a pressure difference Dptot is using
Start
Computing
Collector Chimney Abs orber Ambient Location Turbine
parameter
Start the
iteration for
each time step
System
solver
Take the
new v alues of
mass fow rate
Error < No
max. error?
Next
time step
Yes
Last No
time step?
Yes
Print results
End
The physical properties of air and water used in this 4. Validation of the mathematical model
work are calculated by interpolation of data from
standard tables (for example: VDI-W€armeatlas, 1997). To validate the mathematical model, the theoretical
performance data obtained by the program were com-
pared with the experimental data of the prototype from
3. Theoretical solution procedure Manzanares, Spain (06/07/1987 and 06/08/1987). The
plant was equipped with extensive measurement data
The computer program is outlined in the flowchart acquisition facilities. The performance of the plant was
shown in Fig. 4. The theoretical model assumes that for registered considering a time step of one second and
a short collector, the temperatures of the ‘‘boundaries’’ using 180 sensors (Schiel, 2002). In addition to the
surrounding the air streams are uniform and the tem-
peratures of the air streams vary linearly along the col-
lector. A long collector can be assumed to be divided 60.0
equally into a finite number of short collectors, or sec-
tions. The wall and mean air temperatures of the first 50.0
section are equal to the ambient temperature. Heat
Temperature [°C]
Table 5 2.50
Data to the sensitivity analysis
Parameter Value Unit
Collector height 3.5 m 2.00
at entrance
Power (GWh/day)
Collector height 35 m
at exit
Collector diameter 4100 m 1.50
Cover material Glass –
Cover refractive 1.526 –
index
Chimney height
Cover emissivity 0.90 – 1.00
Cover extinction 23.6 m1 Collector area
thickness
Water-storage system 0.90 [–]
absorptivity
Water-storage system 0.90 [–] 2.00
emittance
Power (GWh/day)
Power [MW]
200
180 1800
Power [MW]
150
120 1600
100
60 1400
50
0 1200
0.60 0.70 0.80 0.90 1.00
0
Factor of pressure drop at the turbine [-]
00:00 04:00 08:00 12:00 16:00 20:00 00:00
Temperature Mass flow rate Power
Time [h]
0.000 0.030 0.050 0.075 0.150
Fig. 9. Temperature and power output as function of the factor
of pressure drop at the turbine. Fig. 11. Effect of the water layer thickness on power produc-
tion.
300
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