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Impact of Blinking On Ocular Surface and Tear Film Parameters
Impact of Blinking On Ocular Surface and Tear Film Parameters
Michael T.M. Wang, Leslie Tien, Alicia Han, Jung Min Lee, Dabin Kim, Maria
Markoulli, Jennifer P. Craig
PII: S1542-0124(18)30026-0
DOI: 10.1016/j.jtos.2018.06.001
Reference: JTOS 305
Please cite this article as: Wang MTM, Tien L, Han A, Lee JM, Kim D, Markoulli M, Craig JP,
Impact of blinking on ocular surface and tear film parameters, Ocular Surface (2018), doi: 10.1016/
j.jtos.2018.06.001.
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Manuscript title: Impact of blinking on ocular surface and tear film parameters
Authors:
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Alicia Han, BOptom1,2
Jung Min Lee, BOptom1,2
Dabin Kim, BOptom1,2
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Maria Markoulli, PhD MOptom FAAO FBCLA3
Jennifer P. Craig, PhD MCOptom FAAO FBCLA1
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Corresponding author:
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Associate Professor Jennifer P. Craig
Department of Ophthalmology
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New Zealand National Eye Centre
The University of Auckland, New Zealand
Private Bag 92019
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Auckland 1142
New Zealand
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Email: jp.craig@auckland.ac.nz
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Author institutions:
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Department of Ophthalmology, New Zealand National Eye Centre, The University of
Auckland, New Zealand
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2
Department of Optometry and Vision Science, New Zealand National Eye Centre, The
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Sources of support: This research did not receive any specific grant from funding agencies
in the public, commercial, or not-for-profit sectors.
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1 ABSTRACT
3 Purpose: To investigate the influence of blinking on tear film parameters, ocular surface
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6 Methods: A total of 154 participants were recruited in an age, gender and ethnicity-matched
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8 did not. Blink rate, dry eye symptomology, tear film parameters, and ocular surface
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12
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the TFOS DEWS II dry eye diagnostic criteria (64% versus 44%, p=0.02), with an odds ratio
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13 (95% CI) of 2.2 (1.2-4.2) times. Participants exhibiting incomplete blinking had higher Ocular
14 Surface Disease Index scores (18±13 versus 12±9, p=0.01), and greater levels of
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16 tear film lipid layer thickness, non-invasive tear film stability, expressed meibum quality,
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17 eyelid notching, and anterior blepharitis grades were also observed in those exhibiting
18 incomplete blinking (all p<0.05). Blink rate did not correlate significantly with any ocular
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20
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21 Conclusions: Incomplete blinking was associated with a two-fold increased risk of dry eye
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22 disease. The greater levels of meibomian gland dropout, as well as poorer expressed
23 meibum quality and tear film lipid layer thickness, observed would suggest that incomplete
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26 KEYWORDS
27 Blinking; dry eye; tear film; ocular surface; eyelid; meibomian gland
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28 1. INTRODUCTION
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30 Dry eye syndrome is a complex disorder, whereby multiple components of the lacrimal
31 functional unit can be susceptible to disruption by a wide variety of factors.[1] The blinking
32 mechanism plays an integral role in ocular surface and tear film homeostasis.[2, 3] Blinking
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33 drives the lacrimal pump and facilitates spreading, mixing, and distribution of tear film
34 constituents over the ocular surface.[2-4] The muscular action of the eyelids during blinking
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35 also stimulates the secretion of meibomian lipids that lubricate the ocular surface and inhibit
36 tear evaporation.[2-6]
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37
38 Previous studies have reported that the suppressed blink rate and greater tendency for
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incomplete blinking during visual concentration are associated with reduced tear film stability
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40 and symptoms of dry eye.[7-11] Higher levels of meibomian gland dropout and shortened
41 tear film breakup times have also been observed in diseases that adversely affect blinking
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42 patterns, including cranial nerve VII palsy and Grave’s orbitopathy.[12-15] In contrast, the
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43 thickness of the tear film lipid layer has been reported to increase with repeated forceful
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44 blinking.[5] Furthermore, improvements in dry eye symptoms have been observed with the
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48 the management of dry eye.[3, 4, 17] However, the relationship between clinical
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49 measurements of blinking patterns and dry eye severity remains to be established. This
50 age, gender, and ethnicity-matched cross-sectional study sought to explore the influence of
51 blinking patterns on tear film parameters, ocular surface characteristics and dry eye
52 symptomology.
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53 2. MATERIALS AND METHODS
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55 2.1. Subjects
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57 This age, gender, and ethnicity-matched cross-sectional, observational study was conducted
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58 at a single-centre University of Auckland clinic between May 23, 2016 and August 25, 2017,
59 and followed the tenets of the Declaration of Helsinki and was approved by the institutional
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60 human participants ethics committee. Participants were required to be 18 years of age or
61 older, with no major ocular or systemic diseases (other than dry eye), no previous ocular
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62 surgery, no contact lens wear within 48 hours of study participation, and no use of topical or
63 systemic medications known to affect the eye. Eligible participants were enrolled after
66 A total of 154 participants were recruited into two age, gender and ethnicity-matched groups:
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68 did not. This satisfied sample size requirements calculated using PASS 2002. Non-
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69 parametric adjusted power calculations were made with non-invasive tear film breakup time
70 as the designated outcome, and showed that a minimum of 41 participants per group was
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71 required to detect a clinically significant breakup time difference of 5s, with 80% power
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78 performing ocular measurements. To prevent interference with the natural blinking pattern,
79 participants were not informed about the blinking assessment during the initial consenting
80 process, and made aware only after the completion of all clinical measurements.
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82 During enrolment, the blink rate of participants was recorded manually over a one-minute
83 interval, while the participant was unaware and not engaging in any visual concentration
84 tasks or up-gaze. Incomplete blinking was deemed to be present if noted during slow motion
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86 Germany), or by clinical observation during history-taking conducted by the independent
87 observer (typically over a 10-minute period). Slow playback of the infra-red video recordings
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88 was the more sensitive method for assessing the presence of incomplete blinking, with 15 of
89 77 (19%) participants exhibiting incomplete blinking detected on infra-red video recording but
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90 not clinical observation, and 0 of 77 (0%) participants detected on clinical observation but not
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93 2.3. Ocular Surface Evaluation
94
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95 Dry eye symptoms, tear film parameters and ocular surface characteristics were assessed,
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96 in a single clinical session, for the right eye of each participant. The clinical assessments
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98 Diagnostic Methodology subcommittee, and the diagnostic test battery was used to identify
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100
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101 The Ocular Surface Disease Index (OSDI) questionnaire was administered to grade the level
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102 of dry eye symptomology. The clinical measurements were then conducted in ascending
103 order of invasiveness in order to minimize the impact on tear film physiology for subsequent
104 tests: tear meniscus height, non-invasive tear film breakup time, tear film lipid layer grade,
105 tear film osmolarity, slit lamp examination, ocular surface staining, meibomian gland
106 expression, and infrared meibography. All participants were assessed in the same location,
107 with a mean ± SD room temperature of 21.3 ± 0.5°C and a mean ± SD relative humidity of
108 51 ± 6%.
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109
110 The tear meniscus height, non-invasive tear film breakup time, and tear film lipid layer grade
111 were assessed using the Oculus Keratograph 5M.[19] The lower tear meniscus height was
112 determined from an infra-red tear meniscus image using the inbuilt digital callipers. Three
113 tear meniscus height measurements near the geometric centre of the lower meniscus were
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114 averaged. Automated non-invasive breakup time was recorded as the time taken post-blink
115 for the first distortion in the grid reflection to be detected, while the subject viewed the
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116 fixation target within the instrument, and was requested to refrain from blinking. Three
117 breakup time measurements were averaged in each case.[19] Tear film lipid layer grading
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118 was based on the modified Guillon-Keeler grading system: grade 1, open meshwork; grade
119 2, closed meshwork; grade 3, wave or flow; grade 4, amorphous; grade 5, coloured fringes;
120
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grade 0, non-continuous layer (non-visible or abnormal coloured fringes).[20, 21]
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122 Tear film osmolarity was evaluated with a clinical osmometer (TearLab, USA), from 50nL
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123 tear samples collected from the lower lid tear meniscus of both eyes. Two measurements
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124 were taken, and the higher reading and interocular difference recorded.[19]
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126 Signs of anterior blepharitis and eyelid margin abnormalities, including meibomian gland
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127 capping, eyelid notching, and eyelid telangiectasia, were assessed by slit lamp examination.
128 Grading of the clinical features was based on the Efron grading system for contact lens
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129 complications: grade 0, absent; grade 1, trace; grade 2, mild; grade 3, moderate; and grade
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130 4 severe.[22]
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132 Lid parallel conjunctival folds were noted,[23] and sodium fluorescein and lissamine green
133 dyes then applied, in turn, to the bulbar conjunctiva in order to evaluate the localised corneal
134 and conjunctival areas of epithelial desiccation. Staining was recorded with the Oculus
135 Keratograph 5M to allow investigator masking and evaluated according to the modified
136 Oxford grading scheme,[24] where the nasal and temporal conjunctiva were each divided
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137 into three areas and the cornea into five areas. Staining was graded from 0 to 5 according to
138 the level of confluence in each area and summed to provide a maximum score of 55. Lid
139 wiper epitheliopathy was assessed relative to Korb grading using sodium fluorescein and
141
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142 Inferior eyelid meibomian glands underwent diagnostic expression with the Korb Meibomian
143 Gland EvaluatorTM (TearScience®, North Carolina, USA), and the meibum quality was
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144 graded as: grade 0, clear fluid; grade 1, slightly turbid; grade 2, thick opaque; grade 3,
145 toothpaste like; or grade 4, complete orifice blockage.[26] Infrared meibography was then
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146 performed using the Oculus Keratograph 5M.[19, 27] From the captured image of the
147 everted upper eyelid, visible meibomian glands were outlined and the relative area of
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meibomian gland dropout calculated using Image J software. Percentage dropout was
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149 calculated by dividing the area with no visible glands by the entire conjunctival area.[28, 29]
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152
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153 Statistical analysis was performed using Graph Pad Prism version 6.02. Between-group
154 comparisons of continuous variables were performed using the paired t-test, where normal
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155 distribution had been confirmed by the Kolmogorov-Smirnov test (p>0.05). Non-normally
156 distributed continuous measures and ordinal data were analysed using the Wilcoxon signed-
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157 rank test, and categorical data using Fisher’s exact test. Statistical correlation between
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158 ocular surface parameters and blink rate was tested using Pearson’s product-moment
160 rank correlation coefficient for non-normally continuous or ordinal measurements. All tests
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163 3. RESULTS
164
165 The mean ± SD age of the 154 participants (88 females, 66 males) was 39 ± 14 years.
166 Demographic, ocular surface, and tear film characteristics of participants exhibiting and not
167 exhibiting incomplete blinking are presented in Table 1. Overall, a significantly greater
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168 proportion of participants exhibiting incomplete blinking fulfilled the TFOS DEWS II dry eye
169 diagnostic criteria (64% versus 44%, p=0.02, Figure 1), with an odds ratio (95% CI) of 2.2
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170 (1.2-4.2) times.
171
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172 OSDI scores were higher in participants who exhibited incomplete blinking than those that
173 did not (18±13 versus 12±9, p=0.01, Figure 2). Participants exhibiting incomplete blinking
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had poorer lipid layer grades (median grade 2 versus 3, p=0.03) and non-invasive tear film
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175 breakup time (median 6.1s versus 9.7s, p=0.04, Figure 3). There were no significant
176 differences between groups in tear meniscus height or tear film osmolarity measurements
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178
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179 Higher levels of meibomian gland dropout were observed in participants who exhibited
180 incomplete blinking (41.3±15.7% versus 27.5±14.1%, p<0.001, Figures 4 and 5), as well as
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181 poorer quality of expressed meibum, and greater severity of eyelid notching and anterior
182 blepharitis (all p<0.05). Ocular surface staining, meibomian gland capping, eyelid
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183 telangiectasia, lid parallel conjunctival folds, and lid wiper epitheliopathy grades did not differ
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186 No significant correlations were observed between blink rate and any of the ocular surface
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189 4. DISCUSSION
190
191 The results of this study show that a significantly greater proportion of participants exhibiting
192 incomplete blinking fulfilled the TFOS DEWS II dry eye diagnostic criteria, with a two-fold
193 increased risk. This was associated with higher levels of meibomian gland dropout and
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194 poorer quality of expressed meibum. These trends are in agreement with previous studies
195 that have reported increased meibomian gland dropout among patients with disorders that
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196 affect the completeness of eyelid closure during blinking, including cranial nerve VII palsy
197 and Grave’s orbitopathy.[12-15] This would appear to lend support to the hypothesis that
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198 incomplete blinking may predispose towards the development of meibomian gland
199 dysfunction.[2-4, 21] The blinking mechanism is understood to encourage the movement of
200
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meibomian gland secretions into the tear film.[2-6] The contraction of the muscle of Riolan
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201 during each blink may potentially be involved, by exerting pressure on the meibomian glands
202 and thereby facilitating the expression of meibum through the gland orifices onto the lid
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203 margin.[30-32] It is thought that incomplete blinking may be associated with diminished lipid
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204 flow in the meibomian glands and ducts,[2-4, 33] due to reduced involvement of the muscle
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205 of Riolan.[30-32] The resulting meibum stasis may potentially trigger intraductal inflammation
206 and the development of obstructive meibomian gland dysfunction.[2, 32] This, in turn, may
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207 lead to meibomian gland dropout over time, due to the raised pressures within the gland as a
208 result of meibum stasis.[32] Nevertheless, the cross sectional design of the current study
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209 precludes the inference of causal relationships, and the potential for patients with meibomian
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210 gland dysfunction to develop changes in the eyelid margin, which might subtly interfere with
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213 Poorer tear film stability and lipid layer quality were also observed in participants who
214 exhibited incomplete blinking. This may potentially be related to the reduced delivery of
215 meibomian lipids to the tear film with incomplete blinking.[2-4, 33] Furthermore, blinking
216 facilitates the spreading and distribution of the lipid layer across the ocular surface, and
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217 inefficient blinking can result in poor maintenance of the lipid layer integrity.[3, 4] The higher
218 degree of meibomian gland dropout and poorer grades of meibum quality observed in this
219 participant group are also likely to contribute. Together with the increased effective interblink
220 interval associated with incomplete blinking, the impaired lipid layer quality may encourage
221 increased evaporative losses from the tear film and desiccation of the exposed ocular
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222 surface.[3, 4, 34] This might potentially trigger a vicious cycle of ocular surface inflammation
223 which can further exacerbate the signs and symptoms of dry eye.[2] In the current study,
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224 clinical signs including eyelid notching and anterior blepharitis were noted to be more
225 pronounced in participants who exhibited incomplete blinking. These clinical signs may also
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226 be related to the reduced clearance of debris associated with incomplete blinking.[4]
227 Furthermore, a greater severity of dry eye symptomology among this participant group was
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reflected by higher OSDI scores, with the inter-group difference (6 points) exceeding
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229 previously established thresholds for minimal clinically important difference in mild dry eye
230 disease (≥4.5 points). [19, 35] The mean OSDI score (of 18 points) in participants exhibiting
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231 incomplete blinking also met the TFOS DEWS II diagnostic cut-off for dry eye disease (≥13
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232 points), but remained within normal range for participants who did not.[19]
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234 Despite inferior ocular surface staining classically being regarded as a clinical sign of
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235 incomplete eyelid closure,[10] no significant intergroup differences were detected in the
236 current study. In addition, tear osmolarity did not differ significantly between participant
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237 groups. It is conceivable for the lack of intergroup differences to be related to the milder
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238 overall degree of dry eye severity in both participant groups, as demonstrated by the minimal
239 ocular surface staining scores and marginal mean tear osmolarity values (308 and 307
240 mOsmol/L), which were close to, but not exceeding, the TFOS DEWS II diagnostic cut-off for
241 dry eye disease (≥308 mOsmol/L).[19] Indeed, it has been increasingly acknowledged that
242 ocular surface staining lacks discriminatory power in mild-to-moderate disease, and that
243 staining may be a clinical sign indicative of more severe disease. [19, 36]
244
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245 The potential association between incomplete blinking and the development of meibomian
246 gland dysfunction and evaporative dry eye would support current recommendations of
247 offering blinking training as part of the management of dry eye symptoms.[3, 17] Blinking
248 training may aid in the preservation of meibomian gland structure and function, as well as
249 improve lipid secretion and tear film distribution.[3, 4] Improvements in tear film lipid layer
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250 thickness with deliberate and repeated forceful blinks have previously been reported.[5]
251 Techniques which encourage increased blinking, such as animations for computer users,
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252 have also been shown to reduce dry eye symptomology.[16] Further research is required to
253 determine whether these techniques are also effective at reducing the clinical signs of dry
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254 eye, and preserving the structure and function of the meibomian glands.
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256
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Interestingly, no significant correlations were observed between the frequency of blinking
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257 and any of the ocular surface parameters. This contrasts with earlier studies which report
258 poorer tear film quality with decreased blink rates during visual concentration.[7, 11] The
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259 measurement of blink rate while participants were not engaged in activities requiring visual
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260 concentration in the current study may provide some explanation towards the discrepancies
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261 observed. Furthermore, in both participant groups the average blink rate greater than 20
262 minute-1, which would be considered on the higher end of the normal range.[37, 38] The
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263 measurement of blink rate while the participants were engaged in conversation during the
264 enrolment process may have contributed.[37] However, an alternative explanation would
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265 suggest that the increased blink rates may potentially reflect involuntary compensatory reflex
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266 mechanisms associated with dry eye, which serve to restore the tear film and lubricate the
267 ocular surface.[39] Such a compensatory reflex may also contribute towards the lack of
268 association between blink rate and ocular parameters. Furthermore, whether longitudinal
269 intrinsic variability in blink rate may also contribute, in this regard, is unknown. Nevertheless,
270 the findings of the current study would suggest that assessing blink completeness may be a
271 more useful indicator of dry eye status than the measurement of blink rate, and addressing
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272 incomplete blinking may be an important aspect of the non-pharmacological management of
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275 5. Conclusions
276
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277 Of note, the findings of this cross-sectional study showed that incomplete blinking was
278 associated with a two-fold increased risk of dry eye disease. Furthermore, poorer levels of
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279 meibomian gland dropout, expressed meibum quality, and tear film lipid layer thickness were
280 observed among participants exhibiting incomplete blinking. These trends would suggest
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281 that incomplete blinking may predispose towards the development of evaporative dry eye.
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284 6. ACKNOWLEDGEMENTS
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286 None.
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288
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289 7. FUNDING
290
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291 This research did not receive any specific grant from funding agencies in the public,
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293
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294 REFERENCES
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296 [1] Craig JP, Nichols KK, Akpek EK, Caffery B, Dua HS, Joo CK, et al. TFOS DEWS II
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318 on blink rate and tear stability. Optom Vis Sci. 1991;68:888-92.
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333 [19] Wolffsohn JS, Arita R, Chalmers R, Djalilian A, Dogru M, Dumbleton K, et al. TFOS
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337 [21] Craig JP, Wang MT, Kim D, Lee JM. Exploring the Predisposition of the Asian Eye to
339 [22] Efron N, Morgan PB, Katsara SS. Validation of grading scales for contact lens
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347 wiper epitheliopathy and dry eye symptoms. Eye Cont Lens. 2005;31:2-8.
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348 [26] Bron AJ, Benjamin L, Snibson GR. Meibomian gland disease. Classification and grading
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364 [33] Kawashima M, Tsubota K. Tear lipid layer deficiency associated with incomplete
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380
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381 TABLES
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383 Table 1: Demographic, tear film and ocular surface characteristics of participants exhibiting
384 and not exhibiting incomplete blinking. Data are presented as mean ± SD, median (IQR), or
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386 (p<0.05).
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Incomplete blinking
Present Absent
Demographic or ocular characteristics (n=77) (n=77) p
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Age (years) 39±14 39±14 -
Female gender 44 (57%) 44 (57%) -
European ethnicity 34 (44%) 34 (44%) -
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East Asian ethnicity 38 (49%) 38 (49%) -
South Asian ethnicity 5 (6%) 5 (6%) -
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Blink rate (minute-1) 22±11 21±10 0.51
TFOS DEWS II dry eye diagnosis 49 (64%) 34 (44%) 0.02*
OSDI score 18±13 12±9 0.01*
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(mOsmol/L)
Meibomian gland dropout (%) 41.3±15.7 27.5±14.1 <0.001*
Meibomian gland capping grade 1 (1-2) 1 (0-2) 0.39
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391 with blink rate. Data are presented as Pearson’s product-moment correlation coefficient for
393 measurements.
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Correlation with blink rate
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Demographic or ocular characteristics Coefficient p
Age (years) 0.089 0.27
OSDI score -0.068 0.40
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Tear meniscus height (mm) 0.015 0.86
Tear film lipid layer grade -0.004 0.96
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Non-invasive tear film breakup time (s) -0.072 0.38
Tear film osmolarity (mOsmol/L) 0.031 0.70
Interocular difference in osmolarity (mOsmol/L) 0.062 0.45
Meibomian gland dropout (%) 0.004 0.96
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Meibomian gland capping grade 0.016 0.85
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Meibum grade 0.073 0.37
Eyelid notching grade 0.033 0.69
Eyelid telangiectasia grade 0.117 0.15
Anterior blepharitis grade 0.049 0.55
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397 FIGURE LEGENDS
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399 Figure 1: Proportion of participants exhibiting and not exhibiting incomplete blinking fulfilling
400 the TFOS DEWS II dry eye diagnostic criteria. Each bar represents the percentage of
401 participants fulfilling the diagnostic criteria. Error bars represent the 95% confidence interval.
PT
402 Asterisks denote statistically significant differences (p<0.05).
403
RI
404 Figure 2: Ocular surface disease index (OSDI) scores of participants exhibiting and not
405 exhibiting incomplete blinking. Each point represents the OSDI score of an individual
SC
406 participant. Bars represent the mean OSDI score. Error bars represent the standard
408
U
AN
409 Figure 3: Non-invasive tear film breakup time of participants exhibiting and not exhibiting
410 incomplete blinking. Each point represent the tear film breakup time of an individual
M
411 participant. Bars represent the median tear film breakup time. Error bars represent the
D
413
414 Figure 4: (A) Infrared meibography of a participant not exhibiting incomplete blinking,
EP
415 showing 17% meibomian gland dropout. (B) Infrared meibography of a participant exhibiting
417
AC
418 Figure 5: Percentage meibomian gland dropout in participants exhibiting and not exhibiting
419 incomplete blinking. Each bar represents the mean meibomian gland dropout percentage.
420 Error bars represent the standard deviation. Asterisks denote statistically significant
422
Participants fulfilling
TFOS DEWS II dry eye diagnosis (%)
0
20
40
60
80
100
AC
C EP
Present
TE
D
M
AN
ACCEPTED MANUSCRIPT
U
p = 0.02 *
SC
RI
PT
Incomplete blinking
Absent
ACCEPTED MANUSCRIPT
p=0.01*
100
PT
RI
80
U SC
OSDI score
60
AN
M
D
40
TE
EP
20
C
AC
0
Present Absent
Incomplete blinking
ACCEPTED MANUSCRIPT
p=0.04*
60
PT
Non-invasive breakup time (s)
50
RI
SC
40
U
AN
30 M
D
TE
20
EP
C
10
AC
0
Present Absent
Incomplete blinking
ACCEPTED MANUSCRIPT
PT
RI
U SC
AN
M
D
TE
EP
C
AC
ACCEPTED MANUSCRIPT
p < 0.001 *
60
Meibomian gland dropout (%)
PT
RI
SC
40
U
AN
M
D
TE
20
EP
C
AC
0
Present Absent
Incomplete blinking