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Received: 24 June 2019 | Accepted: 25 June 2019

DOI: 10.1002/jso.25626

REVIEW ARTICLE

Breast implant–associated anaplastic large cell lymphoma,


a systematic review and in‐depth evaluation of the
current understanding

Peggy J. Ebner BA1 | Alice Liu BA1 | Daniel J. Gould MD, PhD2 |
Ketan M. Patel MD2

1
Keck School of Medicine of University of
Southern California, Los Angeles, California Abstract
2
Department of Plastic and Reconstructive Breast implant–associated anaplastic large cell lymphoma (BIA‐ALCL) is a T‐cell
Surgery, University of Southern California,
neoplasm that arises in the capsule around breast implants. While an association
Los Angeles, California
with implants has been proposed, no causal link has been identified and the
Correspondence
pathophysiology and natural history of BIA‐ALCL remain unknown. A literature
Ketan M Patel, Keck Hospital of University of
Southern California, 1510 San Pablo St, Suite review of 391 articles was performed to assess the current understanding of
415, Los Angeles, CA 90033.
BIA‐ALCL and to provide a balanced and unbiased view of the current
Email: ketan.patel@med.usc.edu
controversy surrounding the disease.

KEYWORDS
BIA‐ALCL, breast implants, lymphoma

1 | INTRODUCTION 2 | METHODS

Interest in anaplastic large cell lymphoma (ALCL) and breast A systematic review was conducted according to PRISMA guidelines.3 A
implants has increased dramatically since the announcement of a literature search was performed in Pubmed/Medline, Web of Science,
possible association in 2011 by the Food and Drug Administra- and Embase using the following keywords: breast implant–associated
tion (FDA). 1 Since that time, the number of articles and case large cell lymphoma, lymphoma and breast implants, and the MeSH
reports describing lymphomas and other neoplasms in the terms: lymphoma and mammaplasty. A total of 1 073 results were
context of implants has grown each year. Several possible obtained and 659 documents matched the search criteria after
mechanisms have been proposed and further efforts have been deduplication with Mendeley. These were further sorted by title and
made to quantify the true incidence of the disease in patients abstract to include reviews, case reports, and original research. Non‐
with breast implants. Multiple databases designed to capture English language papers, letters, and commentary were excluded. The
information from patients with breast implant–associated ALCL references of these works were checked for other relevant publications.
(BIA‐ALCL), some private and some government sponsored, have Total number of 391 articles, including 85 case reports, were ultimately
been created across the world. Contention exists as to the evaluated.
pathogenesis, etiology, prevalence, incidence, and demographic
factors of the disease, although the prognosis is generally
regarded to be excellent.2 The growing interest in BIA‐ALCL is 3 | RESULTS
reflective of its implications for both reconstructive and cosmetic
breast surgery, as a possible correlation could influence recon- Total number of 85 case reports were assessed for patient age, race,
structive modalities, choice of implant, and even the future of survival, implant life, indication for implants, implant volume, implant
other implanted devices. type, implant brand, clinical presentation, biomarkers, laterality, and

J Surg Oncol. 2019;1-5. wileyonlinelibrary.com/journal/jso © 2019 Wiley Periodicals, Inc. | 1


2 | EBNER ET AL.

survival. The average age of patients documented was 53.6 years. The 3.2 | Genetic studies and biomarkers
majority of cases presented with unilateral breast swelling (including
Many of the genetic findings in patients with BIA‐ALCL are similar or
enlargement and tenderness),4-9 lymphadenopathy,10,11 skin manifesta-
identical to the characteristics found in systemic ALCL. Activation of
tions,12,13 and B symptoms (fever, chills, weight loss, night sweats, etc).10
the signal responsive transcription factor 3 (STAT3) is considered the
Imaging done showed a pericapsular fluid collection in the majority of
central abnormality in sALCL. Whole genome sequencing of patients
patients, with masses and superficial lesions presenting much more
with BIA‐ALCL has revealed similar STAT3 overactivation.28 Activat-
rarely.5,14-16 One patient was clinically asymptomatic with the exception
ing mutations have also been demonstrated in JAK1 and JAK3.19,29
of relapsing pericapsular effusion, which was drained multiple times
Prognosis in sALCL has been shown to be related to several known
before being found on cytology to be BIA‐ALCL.17 Several patients had
translocations, such as DUSP22, with excellent prognosis, and TP63
implants placed for cancer reconstruction and relapse of the original
rearrangements, with poor prognosis.30 While BIA‐ALCL morpholo-
breast neoplasm was suspected until biomarkers were analyzed.12 The
gically and phenotypically resembles sALCL, the clinical progression
average implant life before presentation was 9.9 years, with the shortest
and behavior of the two diseases are distinct.31 Patient with BIA‐
implant duration being 2 months in a patient who had undergone
ALCL have also been found to have differences in HLA A*26, which
exchange of old implants.18 After diagnosis, four patients who did not
may reveal a genetic susceptibility to developing lymphoma.32
undergo immediate removal of the implants developed recurrent BIA‐
BIA‐ALCL also has several features in common with primary
ALCL; of these, three achieved remission upon explantation19-21 but the
cutaneous ALCL (pcALCL), such as the expression of the transcription
fourth expired.22 Data surrounding the indication for implants, volume,
factors suppressor of cytokine signaling 3 (SOCS3), JunB, and
type, brand, and laterality were inconsistently recorded.
SATB1.33 Activation of STAT3 and SOCS3 have been associated
with the transition from the benign precursor lymphomatoid
3.1 | Characterization and diagnosis papulosis to malignant pcALCL, and Kadin et al34 have suggested a
similar progression may occur in BIA‐ALCL.
BIA‐ALCL was provisionally classified as a novel lymphoma by
the World Health Organization in 2016.23 These criteria classify
BIA‐ALCL as an anaplastic lymphoma kinase ALK(‐) T‐cell lymphoma
distinct from systemic ALK(−)ALCL (sALCL).24 BIA‐ALCL is, by definition, 3.3 | Treatment and prognosis
CD30+ and ALK1−; however, neither of these features (nor both in The natural history of BIA‐ALCL is unknown.2 Complete surgical
25
combination) is pathognomonic of the disease. BIA‐ALCL arises around excision of the implant and capsule is the accepted course of action,
an implant and is a disease of the breast implant capsule (the scar tissue with additional chemotherapy if the disease found to have spread
formed by the body around the implant) and not of the breast tissue outside the capsule.25,35 While the prognosis of most cases is
itself.26 Useful imaging includes ultrasound and magnetic resonance excellent with surgical resection, fatal cases have been documented
imaging, with positron emission tomography/computed tomography and it remains unclear whether earlier detection or inherent
for staging if disease is confirmed.25 It is important to note that differences in the characteristics of the lymphoma account for these
mammography has no utility in the detection of peri‐capsular lymphoma, discrepancies in survival.22,25
as mammography generally depends on the presence of microcalcifica-
tions that are absent in BIA‐ALCL.26 Treatment and diagnostic guidelines
updated by the National Comprehensive Cancer Network (NCCN) in
3.4 | Pathogenesis
March 2019 state that while the diagnosis is based upon the presence of
positive CD30 staining on immunohistochemical analysis of the fluid There is no consensus on the pathogenesis of BIA‐ALCL, although
surrounding the capsule, CD30+ cells can often occur in the context of many theories have been proposed. Chronic but mild stimulation of
normal inflammation and this finding must be correlated to the patient’s the immune system due to the implant or bacteria around the implant
presentation before a final diagnosis is made with a combination of are the most commonly proposed etiologies. CD30+ lymphomas have
immunohistochemical analysis and clinical judgment.25 been known to occur after various stimuli including arthropod bites,
The diagnosis requires the following findings: CD30+ immunohisto- metallic orthopedic implants, trauma, and various drugs.36,37 Allergic
chemistry, large anaplastic cells on cytology, and clonal expansion on flow reaction to the implant has also been proposed as a possible etiology
cytometry.26 Cytology has been demonstrated to be effective as a due to the presence of interleukin‐13, a cytokine associated with
minimally invasive diagnostic method and is endorsed in the NCCN allergic inflammation.34,38
27
guidelines as the first step of a pathology workup. Fine needle Breast implants and breast implant capsules have been asso-
aspiration should then be combined with flow cytometry. ciated with several types of non ALCL cancers, including squamous
The average time from the insertion of an implant to the cell carcinoma,39 large B cell lymphoma,40,41 primary T‐cell lympho-
development of BIA‐ALCL varies by patient group due to small sample ma,18,42,43 Sezary syndrome,44,45 and hairy cell leukemia.16 To add to
sizes, but the American Society for Aesthetic Plastic Surgery and this heterogeneity, ALK+ cases of lymphoma around a breast implant
American Society of Plastic Surgeon report an average of 8 years with a have also been documented46 despite the fact that BIA‐ALCL is
26
range of 2 to 28 years. nearly always ALK−, a feature now required for its diagnosis.
EBNER ET AL. | 3

3.5 | Textured vs smooth implants Dutch Breast Implant Registry55) and other countries are capturing
information on BIA‐ALCL within other health registries (such as
All confirmed cases of BIA‐ALCL have occurred in patients with
the French Lymphoma Study Association56). Despite the existence of
textured implants.25 There have been reported cases in patients with
the International Breast Implant Registry, created in 2002, and the
smooth implants however, and the raw data from the FDA Medical
formation of the International Collaboration of Breast Implant
Device Reports (updated September 2018) list 39 cases (n = 660)
Registries, there is no unifying registry for data concerning breast
reported in patients with smooth implants.47 Whether these cases
implants or their adverse effects.57
were reported prematurely and represent late seroma or another
process is unclear.
It has recently been proposed that the material of breast implants
4 | D I S C U SS I O N
may also be an important factor. Magnusson et al report an odds
ratio of 23.4 for Silimed polyurethane implants and 16.5 for Siltex
The true incidence of BIA‐ALCL remains unknown. This is predominantly
implants when compared with Biocell implants as the reference
due to the difficulty in diagnosing a disease that depends partly on
group using data from Australia and New Zealand.48
nonspecific biomarkers (CD30, ALK) and partly on nonspecific clinical
presentation (breast swelling, tenderness, lymphadenopathy, etc). This is

3.6 | Biofilm theory and microbiology also due to the fragmentation of the known data on BIA‐ALCL and the
recent attention paid to the disease. Since the first documented cases in
It has been suggested that BIA‐ALCL arises due to subclinical 1997, the number of papers published on the subject has steadily
infection and chronic inflammation around the breast implant. The increased.58 The rate of diagnosis of BIA‐ALCL is also increasing but
presence of bacteria on the capsule may provide antigen stimulation cannot be used to draw any meaningful conclusions, as increased
to T cells that becomes aberrant in some patients.33 Some authors awareness and the creation of several new patient registries act as
have suggested that the increased surface area of textured implants confounders.
harbor more bacteria and thus increase the chances of developing The reason for the attention BIA‐ALCL has received is clear: such
BIA‐ALCL,49 while others have pointed out that biofilms form on a a disease could have far‐reaching implications for the estimated
variety of implantables (most notably orthopedic devices) and generally 10 million people worldwide with breast implants.1 The possibility of
50 51
cause sarcomas or histiocytomas when malignancy arises. Hu et al a causative link between implants and lymphoma could change not
have identified Ralstonia species as the common pathogen amongst only the choice of implants but also the method of reconstruction,
patients with ALCL using polymerase chain reaction and a Ralstonia and could deter patients from pursuing cosmetic surgery.
specific probe. This microbiology, they argued, is unique and represents The treatment for BIA‐ALCL is complete surgical resection of the
a difference from the Staphylococcus predominant infections that cause implant and capsule, which has left many patients and surgeons with
capsular contracture. It is important to note that while the presence of the question of how to reconstruct a breast after lymphoma. One
Ralstonia DNA does imply an episode of contamination by this pathogen case series showed that 27% of patients opted for reconstruction
(a ubiquitous contaminant in drinking water52), it may or may not be after BIA‐ALCL, with immediate, autologous, and delayed reconstruc-
consistent with an ongoing infection of the breast capsule. tion options exercised depending on the presentation.59
The most important aspect of analysis of BIA‐ALCL is informing
the patients who will ultimately undergo breast augmentation or
3.7 | Data collection and reporting
reconstruction of what their eventual risk may be. By all analyses to
Since the FDA advisory in 2011, efforts have been made worldwide date, the risk of BIA‐ALCL is less than 1 in 1 million, and Sieber et al60
to record cases of BIA‐ALCL and establish true incidence and have explained this risk as contributing to future mortality less than
prevalence rates for the disease. The largest repository of reported drinking a half liter of wine or walking 17 miles. The cost to patients,
cases comes from the Patient Registry and Outcomes for breast both in terms of anxiety over the possibility of disease and the
Implants anaplastic large cell Lymphoma etiology and Epidemiology avoidance of interventions that can improve quality of life, must be
(PROFILE) database sponsored by the Plastic Surgery Foundation. In considered as part of the ongoing investigation of BIA‐ALCL.
the initial report released in 2019, PROFILE recorded 186 distinct
cases of ALCL between 2012‐2018.53 Cases are also reported to the
FDA’s Manufacturer and User Facility Device Experience (MAUDE), a 5 | L IM I T AT IO N S
database designed to monitor the safety and efficacy of implanted
medical devices. As of 2015, 459 entries resulting in 130 confirmed This study has several limitations. The first is its retrospective nature
cases of BIA‐ALCL were recorded in MAUDE (110 in the United and reliance on already published literature. The second is the
States and 20 from other countries).54 inconsistency among case reports, which often exclude data that
Records of BIA‐ALCL are often duplicated within registries,54 and the authors would prefer to include. Conflicting reports exist in the
no standardization exists for which registry to report to. Many literature and the authors have made the utmost effort to include the
countries have independent breast implant registries (such as the most relevant and up to date data on BIA‐ALCL.
4 | EBNER ET AL.

6 | CONC LU SION and review of the literature. Case Rep Hematol. 2018;2018:
2414278.
10. Zimmerman A, Locke FL, Emole J, et al. Recurrent systemic anaplastic
Further investigation of the disease process, pathophysiology,
lymphoma kinase‐negative anaplastic large cell lymphoma presenting as
and true prevalence is necessary to draw meaningful conclusions a breast implant‐associated lesion. Cancer Control. 2015;22(3):369‐372.
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World J Plast Surg. 2012;1(1):30‐35.
evidence‐based information to patients and clinicians while
12. Alcala R, Llombart B, Lavernia J, Traves V, Guillen C, Sanmartin O.
investigations continue. Skin involvement as the first manifestation of breast implant–asso-
ciated anaplastic large cell lymphoma. J Cutan Pathol. 2016;43(7):602‐
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