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International Journal of Sediment Research 36 (2021) 362e372

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International Journal of Sediment Research


journal homepage: www.elsevier.com/locate/ijsrc

Original Research

A grain-size correction for metal pollution indexes in river sediments


Thomas Vincent Gloaguen a, *, Paula Núbia Soares Dalto Motta a, Carolina Fonseca Couto b
a
Federal University of Reconcavo of Bahia, Cruz das Almas, Brazil
b
Federal University of Minas Gerais, Belo Horizonte, Brazil

a r t i c l e i n f o a b s t r a c t

Article history: According to the List of Hazardous Substances of the Agency of the Toxic Substances and Disease Registry
Received 15 March 2019 (ATSDR 2017), some metallic elements such as Pb or Cd are still considered as the most polluting ele-
Received in revised form ments in the world. These elements accumulate in sediments, and there are various methods available
14 October 2020
that differentiate lithogenic sources from anthropogenic sources. For that, the natural geochemical
Accepted 20 October 2020
Available online 26 October 2020
background is required, however, its definition is far from unanimous: it can be a global or local value,
single or statistically estimated value, depending on the studies. Our study is focused on the Subae  River
in the state of Bahia, Northeastern Brazil, which was historically contaminated by lead metallurgy. The
Keywords:
Enrichment factor
river sediments were sampled at 21 locations: one at the discharge point of the plant's rainwater basin,
Estimated background ten upstream, and ten downstream. The total contents of Fe, Ti, Mn, Pb, Zn, Cu, Cr, particle-size distri-
Particle-size distribution bution, and organic matter were analyzed. The conventional geochemical indexes, i.e., the pollution
degree (mCd), pollution load index, and enrichment factor indicated contamination by Zn, Pb, Cr, and Cu.
Then, a new enrichment factor is introduced, assuming that the sediments come from erosion of soils in
the watershed. After obtaining the natural concentrations of metals in the clay, silt, and sand fractions of
uncontaminated reference soils, we corrected the pollution indexes by calculating a new individual
background in each sediment sample, according to its grain size distribution. This new approach pro-
vided more precise indexes in the assessment of sediment pollution, by highlighting higher contami-
nation of Zn and Pb (around 50%) and at the same time the absence of Cr and Cu contamination, two
metals not involved with the metallurgical activity.
© 2020 International Research and Training Centre on Erosion and Sedimentation/the World Association
for Sedimentation and Erosion Research. Published by Elsevier B.V. All rights reserved.

1. Introduction 1980), modified degree of contamination (mCd), contamination


factor (CF) and Pollution Load Index (PLI) (Kalender & Çiçek Uçar,
Despite the widespread emergence of organic pollution and 2013; Pejman et al., 2015; Pen ~ a-Icart et al., 2016; Saeedi &
emerging pollutants, such as phthalates, pharmaceutical molecules Jamshidi-Zanjani, 2015; Tomlinson et al., 1980), geoaccumulation
or endocrine disruptors, metallic trace elements remain among the index (Igeo) (Abrahim & Parker, 2008; Aiman et al., 2016; Han et al.,
primary pollutants according to the 2017 ATSDR (Agency for Toxic 2017; Hanif et al., 2016; Hasan et al., 2013; Kalender & Çiçek Uçar,
Substances and Disease Registry) Priority List of Hazardous Sub- 2013; Muller, 1969; Pen ~ a-Icart et al., 2016; Usese et al., 2017;
stances (As, Pb, Hg are in the top three positions). Wang et al., 2015; Zahra et al., 2014; Zhang et al., 2009; Zhiyuan
The determination of the proportion of natural and anthropo- et al., 2011), enrichment factor (EF) (Abrahim & Parker, 2008;
genic sources of metals in sediments is essential. Pollution can be Aiman et al., 2016; Hanif et al., 2016; Hasan et al., 2013; Kalender &
eventually assessed by isotopic analyzes (Gao et al., 2008; Han Çiçek Uçar, 2013; Kaushik et al., 2009; Pen ~ a-Icart et al., 2016; Qi
et al., 2015; Xu et al., 2017; Zaborska, 2014), but due to high costs et al., 2010; Sinex & Helz, 1981; Usese et al., 2017; Wang et al.,
and time consuming, classic indexes are generally used (Table 1): 2015; Zahra et al., 2014; Zhang et al., 2009) and potential ecolog-
degree of contamination (Cd) (Abrahim & Parker, 2008; Hakanson, ical risk index (PERI) (Aiman et al., 2016; Hakanson, 1980; Han et al.,
2017; Pejman et al., 2015; Saeedi & Jamshidi-Zanjani, 2015; Wang
et al., 2015; Zhang et al., 2016). These indices are based on a com-
* Corresponding author. parison between the concentration measured in the sample and the
E-mail addresses: thomasgloaguen@ufrb.edu.br (T.V. Gloaguen), pnsd.motta@ concentration in a reference sample (natural background). The
gmail.com (P.N.S.D. Motta), carolf.couto@hotmail.com (C.F. Couto).

https://doi.org/10.1016/j.ijsrc.2020.10.005
1001-6279/© 2020 International Research and Training Centre on Erosion and Sedimentation/the World Association for Sedimentation and Erosion Research. Published by
Elsevier B.V. All rights reserved.
T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372 363

critical issue is, therefore, the choice of the reference samples, i.e., 2017; Xie & Cheng, 2014) have recently been used to distinguish
the background values, irrespective of the choice of the index. geochemical anomalies from background. These fractal methods
Reimann and de Caritat (2005) comment on the reliability of EF to establish a content surface derived from kriging of geochemical
differentiate natural and anthropogenic sources; they question the data, in addition to geometrical properties and scale-independent
variability of the EF values, due to local lithology, biological characteristics of anomalies (U-statistics).
enrichment or sedimentary processes. However, the actual prob- The third approach, the integrated methods, combines both
lem is not the EF itself but the choice of the background, whose direct and indirect methods (Bini et al., 2011; Perez-Sirvent et al.,
importance is sub-estimated in most of the studies. Global values 2009; Zhao et al., 2007). The data necessary come from pristine
are generally used to characterize the background: either the areasdas in direct methods, and they are then processed
Earth's crust values or the average shale values (Aiman et al., 2016; statisticallydas in direct methods, for more consistency. According
Hanif et al., 2016; Pen ~ a-Icart et al., 2016; Usese et al., 2017; Zhang to Gałuszka and Migaszewski (2011), this is the most interesting
et al., 2009). The normalization with conservative elements such approach.
Fe, Al or Ti in some pollution indexes (e.g., EF) reduces but does not In statistical and integrated methods, the factors controlling the
eliminate the effect of a broad range of geochemically different concentration of metals are considered. Particle-size distribution is
materials; in addition, weathering (co-precipitation in plinthite) one of the main factors, due to the accumulation of metals in fine
and biosphere (root stabilization, absorption, or strong bound to particles (Acosta et al., 2009; Ajmone-Marsan et al., 2008;
organic matter) can modify the EF values (Sucharova  et al., 2012). Gloaguen & Passe, 2017; Gomes et al., 2016; Hardy & Cornu, 2006;
Grygar & Popelka (2016) pointed to important variation of metal/Fe Santos et al., 2017). Some legislations have even included this
ratios in different materials. specificity to define variable threshold limit soil values. In the
Detailed studies reported three different methods to define a Netherlands, the threshold is a function of clay content and organic
background value (Dung et al., 2013; Gałuszka, 2007): geochemical matter (Smith, 1995; Spijker, 2012); Flemish legislation adopts a
direct methods, which are based on uncontaminated samples similar model (Baize, 2002), but includes pH for some elements
(Abrahim & Parker, 2008; Han et al., 2017; Kalender & Çiçek Uçar, (VLAREBO, 2007).
2013; Qi et al., 2010), statistical undirect methods (Apitz et al., The objective of this study is to determine the current impact on
2009; Gałuszka & Migaszewski, 2011; Matschullat et al., 2000; river sediments of a lead smelter closed in the 1990's, using a new
Reimann & Garrett, 2005; Zhao et al., 2007) and integrated methods method that corrects THE pollution index calculations based on the
rez-Sirvent et al., 2009; Zhao et al., 2007). Geochemical methods
(Pe particle size distribution.
are direct or empirical methods and use a single value. As discussed
above, most of the pollution assessments use global references such 2. Material and methods
as average Earth's crust values (Hanif et al., 2016; Hasan et al., 2013;
Pen~ a-Icart et al., 2016; Wang et al., 2015; Zhang et al., 2009) or 2.1. Physical characterization of the watershed
average shale values (Aiman et al., 2016; Pejman et al., 2015; Usese
et al., 2017; Zhiyuan et al., 2011). To improve the pollution assess- The study was conducted in the Subae  River near an important
ment, some authors have used background values from local sed- old lead smelter, in the city of Santo Amaro, Bahia, Brazil. The
iments (Abrahim & Parker, 2008; Qi et al., 2010; Silva et al., 2017) or metallurgical complex operated from 1960 to 1993 and produced
soils (Bhuiyan et al., 2010; Ji et al., 2008). This approach requires 490,000 tons of highly concentrated metal slag (Pb, Zn, As, Cd). Two
access to local data on uncontaminated samples (preindustrial sources of pollution are distinguishable: diffuse radial contamina-
values), sometimes unavailable (Pejman et al., 2015). The use of tion by smoke emission and point source pollution from slag
local rocks is an alternative option (Kalender & Çiçek Uçar, 2013), disposal and use as a construction material in the surrounding
but the geochemical processes during pedogenesis can mask some neighborhood (Andrade et al., 2017; Bomfim et al., 2015; de
trends, such as differential behavior of major metals (Fe, Ti) and Andrade Lima & Bernardez, 2011; de Souza Guerra et al., 2015;
trace metal (Acosta et al., 2011; Bini et al., 2011; Santos et al., 2017). Silvany-Neto et al., 1989). In the last decades, the high tropical
Therefore, the use of local soil and sediment values is recom- rainfall remobilized part of this pollution, producing contaminated
mended, even though strong local variations can remain, because sediments in the Subae River (Bomfim et al., 2015; da Silva et al.,
soils and sediments can completely differ in clay, sand, oxides or 2017; Motta et al., 2018; Santos & Jesus, 2014).
organic matter content. The mainspring of the river, in the Subae  lagoon of the city of
The second approach consists of statistical methods, where the Feira de Santana, is 55 km from the estuary located in the city of Sa~o
geochemical background is not a single value but a range of values. Francisco do Conde, in the Bay of Todos os Santos. More details
For several authors (Gałuszka & Migaszewski, 2011; Matschullat about the watershed and pollution of the river are available in
et al., 2000; Reimann & Garrett, 2005), this geochemical back- previous studies (Motta et al., 2017, 2018). The rainy tropical cli-
ground corresponds to fixed mean or preferably median ± 2s. It matic conditions are as followed: average temperature of 26  C,
requires a considerable number of samples for consistent statistical average evapotranspiration of 1,300 mm$y1, and average rainfall
analysis and exclusion of outliers; this method does not require of 1,600 mm$y1.
sampling exclusively in pristine areas, unlike direct or integrated The geological basement (Asmus & Ponte, 1973; Milani et al.,
methods (see next paragraph). Another statistical consistent 2007; Mohriak, 2003) is constituted by the Archean migmatized
method consists of multiple regressions obtained between the orthogneisses, covered by Cretaceous sedimentary rocks, mainly
concentration of an element and a set of physicochemical attributes sandstones (Brotas Group) and shales (Santo Amaro Group). The
of the samples (clay, organic matter, Al, Fe, Mn). Grygar and Popelka Terciary (Barreiras Group-Paleogene age) and Quaternary fluvial
(2016) discussed this background issue in detail and directly used sediments deposited over these units.
[metal]/[metal]background ratios (“local enrichment factor”), where The principal soils are Dystrophic Red-Yellow Acrisols in the
[metal]background is calculated using regression from other elements central part of the watershed, with a high content of clay but low
(Al, Ti, Fe). This method can be considered accurately, but for that a fertility, and Vertisols, with clay texture, high fertility (Ca and Mg),
sufficient quantity of samples is necessary. Finally, other advanced but low permeability (BRASIL, 1981). The associated soils are
statistical techniques, the fractal/multifractal models (Apitz et al., Dystrophic Yellow Ferralsols, acid and highly weathered, Arenosols,
2009; Chen et al., 2017; Cheng, 1999; Li et al., 2003; Parsa et al., at the estuary, with high sand content, extremely poor, consisting
364 T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372

Table 1
Main pollution indicators in river sediments.

Name Symbol Equation Metal Background normalization Source

Contamination factor CF ½MiSED Metal i No Hakanson (1980)


½MiBG
Degree of contamination Cd P n All metals No Hakanson (1980)
CFi
i¼1
Modified degree of contamination mCd Pn All metals No Abrahim and Parker (2008)
ð CFiÞ =n
i¼1
qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
Qn
Pollution load index PLI n All metals No Tomlinson et al. (1980)
i¼1 mCFi
Geoaccumulation index IGEO ½MiSED Metal i Yes Muller (1969)
log2
1:5½MiBG
Enrichment Factor EF ½MiSED =½Mref SED Metal i Yes Sinex and Helz (1981)
½MiSED =½Mref BG
Ecological Risk ER T:½MiSED Metal i No Hakanson (1980)
Potential Ecological Risk Index PERI P n All metals No Hakanson (1980)
ER
i¼1

[Mi]SED is the concentration of metal i in the sediment; [Mi]BG is the background concentration of metal i in pristine area; T is the toxicity coefficient of metal i.

predominantly of quartz materials, and the indiscriminate At each sampling site, we obtained a composite sample with
mangrove soils, classified as Gleysols, with high content of salts and four subsamples along a cross-section, one subsample collected
sulfur, poorly drained and rich in organic matter (Bomfim et al., near each margin (approximately 50 cm from the margin) and two
2015). other subsamples collected transversely in the river bed, approxi-
mately equidistant. A 2.0 inch diameter core sampler was used to
2.2. Sampling and analysis of river sediments collect a 15 cm deep core. In the laboratory, after air drying, the
samples were disaggregated and sieved in a 2 mm stainless steel
The 21 sampling sites were equally distributed before and after mesh.
the smelter (Fig. 1): one site close to the smelter (Sed0), ten up- For the particle-size analysis, the pipet method was used to
stream sites (Sed0-1 to Sed0-10) and ten downstream sites (Sed0-1 determine the clay and silt content: After chemical dispersion
to Sed0-10). The distance between each sampling sites was 100 m (NaOH, 0.1 mol$L1), mechanical agitation and a specific time for
and the total distance was 2,000 m. sedimentation, an aliquot is drawn with a 50 mL pipet at 10 cm,

Fig. 1. Location of the studied area.


T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372 365

dried and sediments are weighted. Coarse and fine sand was area (11 sampling sites), according to Eq. (3) (Tomlinson et al.,
determined by mechanical sieving (Empresa Brasileira de 1980).
Pesquisa Agropecua ria, 2011). The organic matter was deter- qffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi

Yn
mined by weighing after 12 h in an oven at 440±3  C (NBR 13600, PLIS ¼
n
mCd (1)
k¼1 k
1996).
The chemical analyses were performed on the air-dried samples.
The concentrations of Pb, Cr, Zn, Cu, Fe, Al, and Si were obtained by ½MS
mCd ¼ (2)
energy-dispersive X-ray spectroscopy (EDX) on a Shimadzu ½MR
EDX8000 spectrometer using the quantification method with
rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
external calibration. All samples were triplicated to check the ho- Y11
11

mogeneity of the sample and provide more consistent data. The PLIm ¼ S¼1
PLIS (3)
quality of the analysis (precision and accuracy) was ensured by
analyzing the NIST soil standard reference material SRM2709a San where mCd is the contamination level, n is the number of metallic
Joaquin Soil (https://www.nist.gov/sites/default/files/documents/ pollutant, [M]S is the concentration of the metal in the studied
srm/SP260-172.pdf). The accuracy values were 0.5%, 0.9%, 1.7%, sediment and [M]R is its concentration in the reference sediment
2.4%, 5.2% and 6.5% for Fe, Ti, Zn, Cu, Cr, and Pb, respectively, and the (background value), in mg$kg1;
precision values were 0.6%, 1.2%, 2.1%, 2.6%, 7.4% and 7.8% for Fe, Ti, The reference sediment (background values) used in this study
Zn, Cu, Cr, and Pb, respectively. was obtained by (Silva et al., 2017), in a pristine area of the river, far
from cities and intense human activity, about 14.3 km upstream
2.3. Assessment of pollution index from the smelter.
To minimize the matrix effect, we also calculated the enrich-
The concentrations of metals were compared to Brazilian ment factors (Sinex & Helz, 1981), according to Eq. (4). Titanium, a
guideline values (prevention value, PV, and investigation value, IV) conservative element in such a tropical environment, was used as
established by (CONAMA - Conselho Nacional do Meio Ambiente, the reference element.
2009, p. 81) (Table 2). We also compared the results with the
½MS =½TiS
Threshold effect concentration (TEC) and probable effect concen- EF ¼ (4)
½MR =½TiR
tration (PEC) defined by Mac Donald et al. (2000).

Table 2
Physical and chemical attributes of sediments of the Subae river and guideline values for freshwater.

Sample Sand (g$kg1) Silt (g$kg1) Clay (g$kg1) OMa Fe (%) Ti (%) Mn (mg$kg1) Pb (mg$kg1) Zn (mg$kg1) Cr (mg$kg1) Cu (mg$kg1)

S-10 750 35 214 14.7 2.44 0.28 300 36.8 142.7 122.0 33.0
S-9 778 98 124 17.4 2.13 0.27 355 19.4 56.9 109.8 33.4
S-8 605 75 320 20.9 2.23 0.36 314 55.8 295.5 77.7 35.3
S-7 812 124 65 18.4 1.81 0.33 278 132.1 582.0 112.4 34.6
S-6 764 176 60 13.2 2.06 0.31 336 18.3 57.1 103.6 33.5
S-5 737 203 60 21.8 1.92 0.45 301 58.6 127.1 63.8 35.0
S-4 762 164 74 19.7 1.94 0.43 307 69.3 110.5 103.4 32.2
S-3 948 13 39 8.5 1.31 0.21 234 37.2 180.0 74.4 30.0
S-2 551 226 223 38.3 2.51 0.27 253 18.5 80.4 72.3 34.4
S-1 935 45 20 7.5 2.09 0.30 283 24.0 90.8 121.5 32.7
S 866 58 76 10.5 2.26 0.23 287 29.3 88.7 182.1 34.7
Sþ1 732 183 85 18.0 2.55 0.23 288 50.7 260.0 127.6 33.3
Sþ2 816 84 100 14.8 2.08 0.17 260 34.2 104.7 151.1 33.0
Sþ3 867 125 9 31.9 2.81 0.19 316 2506.9 4867.2 134.9 42.7
Sþ4 809 122 70 16.8 1.76 0.23 177 57.3 366.5 106.1 32.0
Sþ5 907 23 70 13.2 1.59 0.19 182 20.7 54.6 126.1 32.4
Sþ6 937 27 36 1.6 1.19 0.14 201 22.1 101.9 85.5 33.3
Sþ7 707 78 215 21.6 2.34 0.27 271 61.1 224.4 147.7 34.4
Sþ8 684 206 110 19.8 2.18 0.30 324 45.4 170.0 74.8 34.2
Sþ9 770 80 150 22.8 2.04 0.24 352 56.0 324.2 85.1 34.7
Sþ10 755 125 120 18.0 1.96 0.30 329 26.6 120.5 76.0 33.7
MEANb 785 108 107 18.0 2.06 0.27 283 46.2 167.8 107.5 33.9
PVc d d d d d d d 72 60 75 60
IVc d d d d d d d 180 450 150 200
TECd d d d d 2.00 d 460 36 120 43 32
PECd d d d d 4.00 d 1100 130 460 110 150
a
Organic Matter.
b
Geometric mean for log-normal distributed element (Pb, Zn).
c
Prevention Value (PV) ¼ limit value in soil such that it is capable of sustaining its primary functions/Investigation Value (IV) ¼ limit value in soil above which there are
potential direct or indirect risks to human health (CETESB, 2005).
d
Threshold Effect Concentration/Probable Effect Concentration ¼ lower and upper effect level at which toxicity to benthic-dwelling organisms are predicted to be unlikely
and probable, respectively (Mac Donald et al., 2000).

The degree of pollution on each site S was first assessed by where [M] and [Ti] are the concentrations of the studied metal and
calculating the Pollution Load Index (PLIS) at a single sampling site, titanium, in the studied sediment (S) and reference sediment (R),
for all the studied metallic contaminants, according to Eqs. (1) and respectively, in mg$kg1.
(2). The geometric mean PLIm was calculated for the entire studied
366 T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372

Fig. 2. Modified (mCd) and grain-size corrected (gCd) degree of contamination in the sediments of the Subae river downstream and upstream the Pb smelter.
T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372 367

The normality of the distribution was checked by the Shapiro concentration at the same site as for Pb (pollution) and relatively
Wilk test, which is more suitable for a dataset smaller than 50. high values in the region. Since no significant background value for
When necessary, log transformation was applied. Zn has been reported in the region, this suggests more extensive Zn
contamination. When compared to TEC and PEC, the previous
3. Results conclusions about Cu and Zn are the same, but in the case of Cr and
Pb, even higher contamination (anthropogenic or not) is detected.
Some material can remain heterogeneous even after quartering, In conclusion, regarding the toxicity of metals in the sediments,
particularly in an environment polluted by dense material such as comparisons with PV, VI, TEC and PEC values show similar results
Pb scoria. In this study, the 2-mm sieved sediments showed high with the exception at some sites, probably due to the different
homogeneity among the three sub-samples (quality of the anal- databases used by CONAMA (2009, p. 81) and Mac Donald et al.
ysis), particularly for Fe and Ti (mean variability of 0.47 and 0.94%). (2000). Although they provide a general idea of the possible
Trace metal also presented low variability: 1.65%, 2.38%, 5.20% and toxicity of the metals in sediments, these values do not consider the
6.05% for Zn, Cu, Cr, and Pb, respectively. The intra-sample vari- natural geochemical background of the region, and so may over-
ability of the highest contaminated sample ([Pb] ¼ 2,506 mg$kg1) estimate or underestimate the geogenic or anthropogenic sources.
was only 0.35%, indicating the reliability of the data.
Medium and coarse sand predominate in all samples (Table 2), 4. Discussion
with an average of 184 ± 101 g$kg1 of fine sand and
602 ± 166 g$kg1 of coarse and medium sand. Some sites contain 4.1. Pollution load index and enrichment factor
more clay sediments (S-10/S-8/S-2/Sþ7).
The sediments present an average sand fraction of 60%, except We cannot use global values such as PV or TEC to quantify the
for the sample S0-2 with about 45% of silt-clay particles. In some degree of pollution in a given region, because these values do not
sites, bedrock was observed, particularly in sites whose water flux represent a local geochemical background. They indicate a possible
was notably higher. Between sites S-10 to S-7 and Sþ6 to Sþ9, the effect of contamination on an ecosystem, but this contamination
river is shallow (max. 50 cm). can be anthropogenic as well as geogenic. Quantification of pollu-
The mean concentrations of metals were relatively low (Table 2). tion is more accurate with a local natural geochemical background.
Most of the metals have similar concentrations along the river, such As previously explained, we used river sediments in the most
as Fe, Mn, Ti, Cu and Cr (only 7%e30% of variation among the 21 preserved area as the reference sample. After analyzing, we verified
sites). On the other hand, high variability was observed in the Pb that pollutant loads of Cu and Cr vary around 2.5 (up to 4 for Cr).
and Zn concentrations, indicating a point source pollution in this Pollutant loads are generally close to 10 for Zn and Pb, and some-
river, 375 m after the discharge of the effluent coming from the times above 100 (moderate to very high contamination).
plant. At this sampling site (Sþ3), Fe and Cu also have the highest In all the sites, the global pollution load index (PLIm) is always
concentrations (Table 2). These data indicate a possible 300 m greater than 1, with a maximum value of 23.3 (considering Pb, Zn,
displacement of the pollution after the end of metallurgical activ- Cr, and Cu) or 175.5 (considering Pb and Zn only). The PLIm of the
ities. The density of the pollutants (dense Pb slag) might explain the entire study area is 3.64, indicating that the Subae River in this area
slowness of the displacement. is moderate to highly contaminated (EF ¼ 5 to 10). Thus, the
The grain size of the sediments plays a significant role in the contamination remained 20 years after the end of the smelting
dispersion of metals in aquatic ecosystems (Kalender & Çiçek Uçar, activities. However, even using a local geochemical background, the
2013). Several studies reported that metal content is higher in the mCd or PLI does not precisely depict the situation, since the
fine fraction of the sediment (silt þ clay, <0.063 mm) as compared mineralogy and geochemical variation of the sediments may
with the sandy fraction (Acosta et al., 2009; Ajmone-Marsan et al., partially explain the observed variations. The approach by the
2008; Hardy & Cornu, 2006; Silva et al., 2017). However, in our enrichment factor is therefore essential.
study, no clear correlation was observed between the concentra- The enrichment factor can minimize the contribution of the
tions of the metals and the grain-size distribution or the organic geological source: The normalization with a stable metal (e.g., Al)
matter concentration (coefficients of correlation always <0.3). The allows to compare sandy sediments (with low aluminum content
presence of dense metals in the form of slag fragment residues in and low metal adsorption capacity) and clay sediments (enriched in
the sandy fraction (visible at the naked eye) can explain it. aluminum and with higher adsorption capacity). For example, this
The national guideline values PV and IV (CONAMA, 2009, p. 81) calculation reduces the effect of the natural enrichment of metals in
or sediment quality guidelines (SQG), i.e., probable effect concen- the clays. With this approach, most of the sites were classified as
tration (PEC) and threshold effect concentration (TEC) (Mac Donald low to moderately enriched by Pb (EF < 3, Fig. 3). With regard to Zn,
et al., 2000) are reference values. The concentrations of Cu are al- 42% of the sites were classified as moderately enriched or more
ways lower than PV or IV, which are less restrictive. On the other (EF > 3). The correlation between EFPb and EFZn (coefficient: 0.87)
hand, the concentrations of Cr and Pb are generally (Cr) or some- comes from the similar behavior of the two metals. In all of the
times (Pb) above the PV. The lithology, an essential factor in the sites, except for two (moderate enrichment), sediments are not
concentration of metals in soils (Gloaguen & Passe, 2017; Taghipour enriched in Cu and Cr. The EF of the metals were as follows:
et al., 2011), is not taken into consideration in these general values Zn > Pb > Cr > Cu. According to Zhang and Liu (2002), the EF values
of CONAMA. Regional effects such as the presence of chromic rocks below 1.5 indicate that the metal comes from natural geological
(Amorosi, 2012; L. M. R. dos Santos et al., 2017) may explain these materials. EF values above 1.5 indicate that the sources of enrich-
high Cr values. On the other hand, local pollution explains the peak ment may originate from an anthropogenic impact on the levels of
concentration of Pb (2506.9 mg$kg1) much higher than IVPb metals in the river. It was the case for Zn, with EF values generally
(180 mg$kg1). Both situations exist in the case of Zn: Maximum higher than 1.5.
368 T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372

Fig. 3. Conventional (EF) and grain-size corrected (gEF) enrichment factors in the sediments of the Subae river downstream and upstream the Pb smelter.
T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372 369

4.2. Grain-size-corrected enrichment factor watershed. We used the background concentrations of metals in
the sandy, silty and clayey soils of the watershed (Eq. (5)), obtained
For the assessment of environmental pollution, the choice of a in a previous study about natural background in this region
reference sample is the most critical parameter. The conclusion if (Gloaguen & Passe, 2017). The authors sampled soils under native
the sediment is or not polluted depends exclusively on it. vegetation in the main five geological sedimentary units, with ten
The use of a reference site in an unpolluted area, and sufficiently subsamples at 0e20 cm. Further details on the procedures of
close to the study area (similar geological setting), as in this study, is sampling and analysis refer to the paper mentioned above.
a coherent approach. However, due to the dynamics of water and The use of uncontaminated reference sediments instead of soils
sediments, the effect of season, and changes in land-use, finding a may seem more appropriate, but, as explained previously, river
local with no impact in a river can be questionable. Moreover, this sediments accumulate all the contaminations of the watershed, so
approach is a direct geochemical method (Dung et al., 2013; finding a pristine area is usually a difficult task.
Gałuszka, 2007) with only one reference. The use of global values We compared the concentrations of metals in the samples with
such as average Earth's crust or shale values (Aiman et al., 2016; these estimated backgrounds, by calculating CF, PLI, and Igeo. The
Hanif et al., 2016; Hasan et al., 2013; Pen~ a-Icart et al., 2016; Usese direct ratio [metal]sample/[metal]estimated background, called Local
et al., 2017; Wang et al., 2015; Zhang et al., 2009) guarantees un- Enrichment Factor by Grygar and Popelka (2016) is already a good
polluted data but they still are single values. indicator. However, we still normalized with Ti and then calculated
Grygar and Popelka (2016) proposed an alternative to obtain a EF, assuming that the accelerated geochemical cycles in humid
normalized reference sample and minimize the estimation error of tropical environments could have differential effects on the dy-
the enrichment factor, by calculating multiple regressions between namics of majors and trace elements, between the source (soils)
metal and other major and minor elements in pre-established non and the deposit (sediments).
impacted samples. Such integrated methods (combining The grain-corrected enrichment factor was calculated according
geochemical and statistical methods) are efficient but time- to Eq. (5):
consuming because of the requirement of a large dataset in pris-
tine areas where soils and concentrations are diversified.
On another way, high correlations between the natural concen- ½MS =½TiS
gEF ¼ (5)
tration of metals and texture in soils and sediments have been ½MREFEST =½TiREFEST
related, as previously explained. Metals even appear to be more
dependent on soil texture than on soil taxonomic class (Gloaguen &
Passe, 2017; Kabata-Pendias et al., 1992; McGrath & Loveland, 1992).
½MREFEST ¼ ½MSa :%sand þ ½MSi :%silt þ ½MC :%clay
So we calculated another enrichment factor, called grain-
corrected enrichment factor (gEF). In this integrated method, the
where [M]S and [Ti]S are the concentrations of metal and titanium
background is estimated for each sample (Table 3). This background in the river sediment; [M]REF-EST and [Ti]REF-EST are the reference
is established with the natural concentrations of metals in different
concentrations of metal and titanium, estimated from natural
particle-size fractions of non-impacted soils under primary forest concentrations in particle-size fractions from references non-
(geochemical background), assuming that the bed river sediments
impacted soils in the watershed; [M]Sa is the concentration in the
originate from the laminar erosion of the surrounding soils in the sand fraction of reference soils (0.075e2 mm); [M]Si is the con-
Table 3
centration in the silt fraction of reference soils (0.002e0.075 mm);
Individual geochemical background of Rio Subae sediments after grain-size [M]C is the concentration in the clay fraction of reference soils
correction. (<0.002 mm). The same corrected index can be used for mCd-
Sample Fe Ti Pb Zn Cr Cu
modified degree of contamination (Eq. (6)) and consequently PLI.

% % mg kg1

S-10 2.21 0.28 9.4 27.1 98.2 32.7 ½MS


S-9 2.00 0.25 8.5 25.1 95.8 32.3 gCd ¼ (6)
½MREFEST
S-8 2.75 0.35 11.3 33.2 104.8 33.6
S-7 1.83 0.23 7.8 23.3 93.7 32.0 This methodology provides more reliable results (Figs. 2 and 3).
S-6 1.95 0.24 8.2 24.9 95.2 32.2
S-5 2.02 0.25 8.4 25.8 96.1 32.3
A significant difference appears between the classic indexes and
S-4 1.97 0.25 8.3 25.1 95.5 32.3 the corrected indexes (Table 4 and Fig. 4). Corrected EF's and Cd's
S-3 1.43 0.17 6.5 18.4 88.7 31.4 are much closer to 1 for Cu and Cr, indicating no impact by these
S-2 2.75 0.35 11.1 33.9 105.0 33.6 two metals. These results are very reliable, and confirm the reality
S-1 1.43 0.17 6.5 18.6 88.8 31.4
of the context, because these two metals are found in low con-
S 1.70 0.21 7.4 21.6 92.1 31.8
Sþ1 2.07 0.26 8.6 26.2 96.7 32.4 centrations in the slag (de Andrade Lima & Bernardez, 2011). In
Sþ2 1.87 0.23 8.0 23.5 94.1 32.1 addition, there are no mines or industries involving metal pollution
Sþ3 1.60 0.19 7.0 20.8 90.9 31.6 in the study area (tens of kilometers). Thus, no contamination was
Sþ4 1.84 0.23 7.9 23.5 93.9 32.0 expected. The classic indexes overestimated the enrichment for
Sþ5 1.58 0.19 7.0 20.1 90.6 31.6
Sþ6 1.45 0.17 6.6 18.7 89.0 31.4
non-polluting metals: þ51% for Cu and þ49% for Cr. On the other
Sþ7 2.32 0.29 9.7 28.5 99.7 32.9 hand, it underestimated the impact of the polluting metals: The EF
Sþ8 2.23 0.28 9.2 28.1 98.7 32.7 values increased by 112% for Zn and by 19% for Pb after correction of
Sþ9 2.06 0.26 8.8 25.7 96.5 32.4 particle size distribution.
Sþ10 2.06 0.26 8.7 25.8 96.5 32.4
These results highlight the importance and accuracy of such a
Mean (SD) 1.96 (0.37) 0.24 (0.05) 8.3 (1.3) 24.7 (4.2) 95.3 (4.5) 32.2 (0.6)
Clayed soilsa 5.33 0.71 21.1 61.4 136.3 38.0 method, which could improve the assessment of pollution of fluvial
Silty soilsa 3.89 0.51 14.2 50.0 119.8 35.4 sediments. When calculating based on the natural concentrations
Sandy soilsa 1.23 0.14 5.8 16.2 86.3 31.0 in the surrounding soils, the real PLI is found to be higher (þ41%) if
a
Reference uncontaminated soils in the same geological units (Gloaguen & Passe, only Pb and Zn are considered, but lower (21%) if Cr and Cu are
2017). SD, standard deviation. included.
370 T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372

Table 4
Pollution indexes (geometric mean) before correction (BC) and after correction (AC), and differences in % (D) between the indexes.

Cu Cr Zn Pb

BC AC D BC AC D BC AC D BC AC D
a
EF 2.03 1.00 51 2.04 1.04 49 3.10 6.58 þ112 4.48 5.34 þ19
mCdb 2.41 1.01 58 2.42 1.09 55 3.68 6.90 þ88 5.32 5.61 þ6

PLIc (Pb þ Zn) PLI (Pb þ Zn þ Cu þ Cr)

BC AC D BC AC D
4.42 6.22 þ41 3.27 2.58 21
a
Enrichment factor.
b
Modified contamination degree.
c
Pollution load index.

Fig. 4. Correlations between grain-size corrected EF and conventional EF.

5. Conclusions precise diagnostic, by revealing a higher contamination by Pb and


Zn and at the same time by excluding the contamination by Cu and
In the Subae river watershed, Northeastern Brazil, a lead smelter Cr (these metals were not involved in the metallurgical process).
has contaminated the entire environment (soil, air, water, fluvial This new definition of backgrounds emphasized both an under-
and estuarine sediments, food, population) from 1960 to 1993. We estimated contamination of Pb (19%) and Zn (112%) and an over-
show that stream sediments collected upstream or downstream estimated contamination of Cu (51%) and Cr (49%). When data are
the smelter still have high concentrations of metals, primarily Pb available, such an integrated approach could be applied for further
and Zn. The conventional approach for the assessment of contam- assessments of sediment and soil pollution.
ination, such as the estimation of pollution load index and
enrichment factor, revealed contamination by Pb and Zn but also by
Cu and Cr, in most of the studied area. This conventional first Declaration of competing interest
approach consisted of a geochemical method, based on a single
background value of a presumed non impacted sediment. The new The authors declare that they have no known competing
integrated method, where the background value is estimated for financial interests or personal relationships that could have
each sample, based on three particle-size fractions, allowed a more appeared to influence the work reported in this paper.
T.V. Gloaguen et al. / International Journal of Sediment Research 36 (2021) 362e372 371

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