Professional Documents
Culture Documents
OF ANCIENT HISTORY
AMERICAN JOURNAL OF ANCIENT HISTORY
2013 ܘ
9
ISBN 978-1-59333-838-1 ISSN 0362-8914
URBAN TRANSFORMATIONS
DURING THE SEVERAN PERIOD......................................67
v
vi THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
Mark K. Gradoni
(Hood College)
1
Fronto. Correspondence. VII. From the preamble to the fragmentary history
of Lucius Verus’ Parthian War.
3
4 THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
The Parthian monarchy in 194 CE was not the same aggressive, expan-
sionist state that had usurped dominion of the Near East from the succes-
sors of Seleukos. By the early-second century, Parthia may have suffered
the loss of its northeastern vassal states, Hyrcania and Bactria. Both king-
doms sent embassies to the Romans during the reign of Hadrian,2 general-
ly interpreted as indicative of their independence. Also by this time the
Parthian monarchy was confronted with the rise of the kingdom of Kush
on its eastern frontier. Oriental sources mention a war between the Parthi-
ans and the expanding Kushan state during the early second century CE
(Colledge 1967, 167). When compounded with the effects of Trajan’s
wars in 114–117 CE, the prestige of the monarchy was diminished in the
view of the client kings that controlled the kingdoms and satrapies of the
Parthians’ empire (fig. 1).
2
Debevoise 1968, 241, 245. Here citing the biography of Hadrian in the SHA.
PARTHIAN CAMPAIGNS OF THE SEVERAN EMPERORS 5
3
See Dio’s account of the Severan sack of Ctesiphon: LXXVI.9.iv
6 THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
falter and succeeded in flanking Niger’s force4 and turning the battle into
a disorderly route. Niger attempted to flee to the Parthian court, but was
overtaken and executed (Dio Epitome LXXV. 8.iii; Herodian III.4.vi).
4
Spiedel (1985, 321–322) regards this flanking maneuver correctly as the de-
termining factor in the battle. Dio’s account of the rain miracle akin to that de-
picted on the column of Marcus Aurelius at Rome is likely one of many attempts
by Severus and Dio to stress the association of the new dynast with the Antonine
dynasty and period of the “Five Good Emperors.”
5
Isaac remarks that “it is to be noted that all available sources deny that there
was any practical need for Severus’ Persian campaign” (Issac 1998, 22–23).
Whether Isaac is referring to the campaign against the Mesopotamian vassals or
the Parthian campaign proper is uncertain, but if Isaac judges to rebellion of sub-
ject peoples or the invasion of an external power as insufficient cause for a mili-
tary campaign then he seems to misunderstand the nature of Roman military his-
tory during the empire entirely.
8 THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
6
The passage to which Rankov is referring, also cited by Millar and Isaac, is
Herodian III.4.v: “As soon as Severus had settled the East to his satisfaction and
advantage, he proposed to go straight on to attack the king of Hatra and invade
Parthia, since he alleged that both were guilty of alliance with Niger” (My em-
phasis). However, Herodian confuses the chronology of the eastern campaigns,
condensing the events into a single campaign originally targeted solely at Parthia;
this confusion may explain his skepticism for the legitimacy of the invasion of
Parthia. Further contributing the confusing nature of Herodian’s account is his
later remark that “using the friendship that Barsemius, king of Hatra, had shown
for Niger as an excuse, [Severus] made an expedition to the East” (III.8.i–ii).
Also of interest is the generally disreputable account of the SHA that “it was
commonly rumoured, to be sure, that in planning a war on the Parthians, Sep-
timius Severus was influenced rather by a desire for glory than by any real neces-
sity (Severus XV.1). This seems nothing more than a reconstitution or corruption
of the epitome of Dio’s conclusion to book LXXV.
PARTHIAN CAMPAIGNS OF THE SEVERAN EMPERORS 9
7
It seems likely that it was at this time that the pro-Roman monarch Narses
was placed on the thrown of Adiabene, and that knowledge of the location of the
Parthian royal tombs at Arbela, a fact significant in Caracalla’s later Parthian
campaign, passed into Roman knowledge.
10 THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
VOLOGASES’S EXPEDITION,
AND SEVERUS’S SECOND PARTHIAN CAMPAIGN
8
Edwell notes that “in the centuries that followed [Trajan’s Parthian war],
numerous Roman invasions of the Parthian/Persian empires followed the same
routes and were often undertaken in conscious emulation of Trajan” (2008, 22).
Bivar concurs, describing the route of Trajan followed by Severus as “the now
traditional march down the Euphrates to Seleucia and Babylon” (CHI III.1 94).
9
Herodian III.9.ix. It is important to note that Herodian’s confused chronolo-
gy places the attack on Ctesiphon after the failed siege of Hatra (Herodian con-
denses both sieges into a single event). Herodian states that the Roman army
sought to retreat via the Tigris, but were so unfamiliar with that river that their
boats were washed downstream to the Parthian capital, at which point Severus
fortuitously decided to attack the city. Further indications of Herodian’s general
unreliability for this episode include his assertion that Vologases had little con-
cern for Severus’ attack on Hatra (III.9.ix) and his identification of the Parthian
monarch as Artabanus (III.9.x) At this time Artabanus (V), a son of the reigning
Vologases V, had likely not yet even been granted the position of vassal king of
Media, let alone a share in the absolute rule of the Parthian state.
PARTHIAN CAMPAIGNS OF THE SEVERAN EMPERORS 13
driven back with heavy losses. Again, military executions were used to
restore order: this time Laetus, the hero of Nisibis, was deprived of his
life (Dio Epitome LXXVI.10.iii). At the end of only twenty days the Ro-
mans withdrew to Nisibis for the final time (Dio Epitome LXXVI.13.i).
The failure to take Hatra on two occasions certainly strained the army
and may have cost Severus and his commanders a significant amount of
the good will they had engendered among the eastern legions. It is im-
portant to note that, despite their heavy losses, the Syrian troops did not
join in the mutiny of European soldiery. If nothing else, this seems
demonstrative of the loyalty of the eastern forces to the emperor. Though
the Parthian campaign of Severus ended with a setback, rather than a tri-
umphal conquest of a prize that had eluded even Trajan, we need not
view them as a failure.
CONTEMPORARY SCHOLARSHIP
ON SEVERUS’S PARTHIAN CAMPAIGNS
In the composition of this paper, two sources, dealing with the Roman
aspect of Severus’s Parthian campaigns, were particularly significant. The
first, Isaac’s Limits of Empire, represents one of the most significant
pieces of scholarship on the Roman army in the eastern provinces, and a
theoretical construction of Rome’s relationship with Parthia, and later
Sasanid Persia, gaining credence among scholars. The second work,
Sheldon’s Rome’s Wars in Parthia, represents the most recent monograph
exploring the military aspects of the relationship between Rome and Par-
thia.
Since the publication of Isaac’s extensive work on the role of the Ro-
man army in the Near East, his theory of systematic, necessary Roman
aggression in the region has become quite popular among historians of
the eastern half of the Roman Empire. The crux of Isaac’s argument that
the campaigns of Septimius Severus in the east were unnecessary derives,
particularly, from as single passage in Cassius Dio (Dio Epitome
LXXV.3,i–iii).10 This quote is often taken out of context, in that the quote
10
“[Severus] used to declare that he had added a vast territory to the empire
and had made it a bulwark of Syria. On the contrary, it is shown by the facts
themselves that this conquest has been a source of constant wars and great ex-
16 THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
itself is the effect of hindsight, written in the late 210s CE (Millar 1964,
119; Millar 1993, 124). Similarly, it is impossible to pass over Isaac’s
assertion that neither Severus, nor Dio, claimed the Parthian campaigns as
a war of defense (Isaac 1990, 26), without returning to Dio’s declaration
that the refusal of the Mesopotamians to return Roman possessions was
the cause of the first campaign (Dio Epitome LXXV.1. ii–iii). Additional-
ly, Isaac’s preference for the accounts of Herodian and the SHA is trou-
bling, especially as Shayegan has demonstrated the superior accuracy of
Dio’s account of Severus’s wars in Parthia (Shayegan 2011, 30–38). I
believe that I have successfully demonstrated that Roman expansionism
was not responsible from either of the Parthian campaigns; rather, the
classical sources bear out that the campaigns were responses to military
activities by the Parthian state and peoples within its sphere of influence.
Sheldon’s work is particularly notable for its conclusion that, by the
conclusion of the Antonine campaigns in the east, Parthia had “lost any
ability to be an aggressive power” (Sheldon 2010, 162.) In order to take
advantage of internal dissension in the Roman Empire, Sheldon argues
that Vologases used client states in Mesopotamia to take advantage of the
situation (Sheldon 164, 2010).11 As with Debevoise, Sheldon characteriz-
es the eastern campaigns of Septimius Severus as a personal and political
failure. Debevoise concludes that “the Parthian campaign of Severus can
scarcely have given satisfaction from either the political or the personal
point of view” (Debevoise 1968, 262); Sheldon echoed this sentiment,
declaring that “this Parthian campaign cannot be considered a success for
the Romans from a military or political point of view, and not even a per-
sonal triumph for Severus” (Sheldon 2009, 171). Both authors, it seems,
pense to us. For it yields very little and uses up vast sums; and now that we have
reached out to peoples who are neighbours of the Medes and Parthians rather
than of ourselves, we are always, one might say, fighting the battles of those peo-
ples” (Loeb translation). Kennedy (1996, 73), and Millar (1993, 510) also present
further argues that contradict the arguments Isaac derives from this passage.
11
“Using the Hatrians (sic.) as proxies merely gave [Vologases] plausible de-
niability if the struggle did not turn out the way he expected.” While such an in-
terpretation fits in well with our modern concept of the manipulation of satellite
states, shaped by the Cold War, it cannot be proved from the extant evidence.
PARTHIAN CAMPAIGNS OF THE SEVERAN EMPERORS 17
12
Birley (1988, 129–130), it seems, is mistaken as well in his assertion that
“dissension in the Parthian empire gave an ideal opportunity to neutralise (sic.)
Rome’s major enemy in the east once and for all.” There is no evidence to sus-
pect that Severus’s second campaign (or first) was conceived of as an opportunity
to destroy the Parthian state.
18 THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
man territory “may well have had a long-term effect on Roman attitudes
towards Parthia” (Isaac 1998, 31). But the termination of Parthia as a ri-
val does not appear as an option that warranted significant Roman con-
sideration.
The destruction of the Parthian state was not a viable strategy for Ro-
man dominance in the East. The Romans may not have known Parthia’s
exact size,13 but even so none of the invasions in the second century CE
were designed for the destruction of the Parthian Empire.14 Such an un-
dertaking was immense in scope and associated in history and mythology
only with the person of Alexander. While Millar is quick to note that “the
image of Alexander was not an unreal or insignificant element in Roman
thinking about military glory in the East” (Millar 1993, 112), few emper-
ors, other than Caracalla,15 could seriously have considered an attempt to
emulate the Macedonian hero. Ultimately, it seems unlikely that the Ro-
mans conceived of any permanent eastward expansion beyond the eastern
bank of the Tigris.16
13
See Millar, 1982, 15–20, specifically 18–19. Millar discusses the lack of
military maps, accounts, and other data in the Roman world which prevented the
development of a reliable, specific understanding of the geography, and spatial
relationships, of areas outside of the Empire, or immediate border regions.
14
Birley believes that “dissension in the Parthian empire gave an ideal oppor-
tunity to neutralize Rome’s major enemy in the east once and for all” (1988, 129–
130). However, if we accept Dio’s conclusion for the rapid evacuation of Ctesi-
phon following the city’s fall, namely a lack of adequate provisions and intelli-
gence, we must also accept that Severus had not made plans for anything beyond
a similar campaign to that mounted by Trajan and Verus.
15
Caracalla’s Alexandrian pretensions are known to us only from generally
hostile sources.
16
With regards to Severus’ campaign, Dio’s anecdote (LXXVI.9.iv–v) about
the lack of preparation for a significant occupation of Ctesiphon is enlightening.
If Severus was unable to remain at Ctesiphon “owing partly to a lack of acquaint-
ance with the country and partly a dearth of provisions,” then assumptions about
Roman geographical knowledge of Mesopotamia eastward into the Zagros range
must be abandoned. This particular passage in Dio is the most damning refutation
of Wheeler’s assertion (1993, 237) that the charge of geographic ignorance of the
Near East lacks credibility. At present, there is no extant evidence that the Ro-
mans employed older maps of the Near East to the planning and execution of
their military campaigns.
PARTHIAN CAMPAIGNS OF THE SEVERAN EMPERORS 19
Given the present state of our evidence for the final decades of Arsacid
rule,17 it is impossible to fully understand the significance of the two
eastern campaigns of Septimius Severus regarding the collapse of the
Parthian state. While further blows to Arsacid prestige certainly caused
the rebellion during the reign of Vologases V, the discontent of the vassal
kings, particularly those Persis, had much more diverse origins. For the
Persian house of Sasan and their subjects, the disdain for Arsacid rule had
cultural and religious underpinnings. The effect of the widespread discon-
tent with the nature of Parthian hegemony, as exemplified by the defec-
tions and rebellions of subject peoples, hamstrung the repeatedly during
the final century of the Arsacid dynasty acerbating a problem that lay at
the core of Parthia’s confederated, “feudal” structure. The Parthian kings
no longer possessed the resources to execute the administration of the
empire, spawning a cycle of inevitable and intensifying weakness in the
years after Severus’ campaigns. Although Vologases V and his son Arta-
banus V were able to win victories over Roman armies, their political
positions were no longer secure enough to follow up military gains and
translate them into any lasting political stability.
REFERENCES
17
Widengren’s chapter in Cambridge History of Iran on the sources of Par-
thian, and Sassanian, history remains the most thorough, and useful, survey of the
extant ancient sources.
20 THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
Edwell P. M., Between Rome and Persia: The middle Euphrates, Meso-
potamia and Palmyra under Roman Control (2008).
Eilers W., Iran and Mesopotamia, in E. Yarshater (ed.), The Cambridge
History of Iran. Vol. 3. Pt.1 The Seleucid, Parthian and Sassanian Pe-
riods (1983), 481–504.
Isaac B., The Limits of Empire: The Roman Army in the East (1990).
Isaac B., The Near East Under Roman Rule: Selected Papers (1998).
Keal E.J., Parthian Nippur and Vologases’ Southern Strategy: A Hypo-
thesis, JAOS 95.4 (1975), 620–632.
Kennedy D.L., “Parthia and Rome: Eastern Perspectives”, in D. Kennedy
(ed.), The Roman Army in the East, JRA Suppl. 18 (1986), 68–90.
Millar F., A Study of Cassius Dio (1964).
Millar F., Emperors, Frontiers and Foreign Relations, 31 B.C. to A.D.
378, Britannia 13 (1983), 1–23.
Millar F., The Roman Near East: 31BC–AD337 (1993).
Neusner J., The Conversion of Adiabene to Judaism: A New Perspective,
JBL 83.1 (1964), 60–66.
Rankov B., “A ‘Secret of Empire’ (imperii arcanum): an unacknowledged
factor in Roman imperial expansion”, in W.S. Hanson (ed.), The Army
and the Frontiers of Rome: Papers offered to David J. Breeze on the
occasion of his sixty-fifth birthday and his retirement from Historic
Scotland, JRA Suppl. 74 (2009), 163–172.
Rawlinson G., Parthia (1903).
Shayegan M.R., Arsacids and Sasanians: Political Ideology in Post-
Hellenistic and Late Antique Persia (2011).
Sheldon R.M., Rome’s Wars in Parthia: Blood in the Sand (2010).
Speidel M.P., Valerius Valerianus in Charge of Septimius Severus’ Mes-
opotamian Campaign, CP 80.4 (1985), 321–326.
Widengren G., “Sources of Parthian and Sassanian History”, in E. Yar-
shater (ed.) The Cambridge History of Iran. Vol. 3, Pt. 2. The Seleu-
cid, Parthian and Sassanian Periods (1983), 1261–1283.
PARTHIAN CAMPAIGNS OF THE SEVERAN EMPERORS 21
FIGURES
18
Adapted from Farrokh 2004, 155.
22 THE ROMAN EMPIRE DURING THE SEVERAN DYNASTY
19
Adapted from CHI, 25
PARTHIAN CAMPAIGNS OF THE SEVERAN EMPERORS 23
20
Adapted from Kennedy 1996, 71.