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Sociologia Como Anti Utilitarismo Caille
Sociologia Como Anti Utilitarismo Caille
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Sociology as Anti-Utilitarianism
Alain Caillé
European Journal of Social Theory 2007; 10; 277
DOI: 10.1177/1368431007078893
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SYMPOSIUM
Sociology as Anti-Utilitarianism
Alain Caillé
U N I V E R S I T Y O F PA R I S - X , N A N T E R R E , PA R I S
If one were to go by the incredible variety of writings that lay claim to the socio-
logical label, or the improbable heterogeneity of training programmes in sociol-
ogy – at every university what is taught under this name is different – one would
have to conclude that the discipline exists only in the form of a fiction and that,
as much as it would like to be scientific, it closely resembles an unattainable
science of imaginary questions or solutions. In no other field of thought with
pretensions to specialized knowledge does one find so great a gap between equally
possible and accepted definitions of the object or of the method.
As to its aim: following the French positivist tradition (from Saint-Simon to
M. Mauss via A. Comte and Durkheim), sociology can be seen as the other name
designating social science in general, including anthropology, history and part of
economics and political philosophy, or else, on the contrary, as one particular
social science discipline among others. And each of these two choices – the gener-
alist or the particularist one – opens in its turn onto a whole series of possible
options. Thus, the generalist aim can be pursued in a systemic perspective, with
a strong emphasis on synchrony. Then the main focus of attention is on the more
or less fragmentary unity of society and on the way in which it breaks down into
more or less systemic and functional sub-systems, more or less mutually compat-
ible or more or less irreducible and ‘differentiated’ (ausdifferenziert). Or else, on
the contrary, priority is given to history, to chance, to contingent events, and the
very idea of society or of a possible systemic coherence of the spheres of social
action in their entirety is then minimized, if not ruled out altogether. The first
option, which extends from Durkheim to Luhmann via Talcott Parsons, Lévi-
Strauss and Louis Dumont, is that of the French sociological school, of function-
alism, culturalism and structuralism. The second opens onto the gigantic field of
comparative historical sociology whose incontestable champion is Max Weber.
But it should be added that each of these two possible options is only able to
fulfil its true potential by creating space within itself for the opposite option.
For some 30 years now at least, the choice that seems to be more and more
predominant within the institutions of sociology, however, is the particularist
choice. In the face of strong identity claims on the part of other disciplines,
notably economics, history and philosophy, sociologists have ceaselessly reined
in their ambitions. They generally no longer lay claim to a generalist, cross-
cutting or overarching form of knowledge, but one that is different. But differ-
ent in what way? Different in virtue of the possession of a specific object or in
virtue of the sociologist’s ability to examine in a divergent manner the objects of
others? This question has in fact scarcely been resolved and, in truth, it is often
not even raised. That sociology can have one or more specific objects at first
seems obvious, in light of the existence of numerous specialized sociologies: the
sociology of labour and organizations, the sociology of sport, leisure, health, law,
government, war, science, the economy, etc. Since the objects studied in this way
are perfectly real, the corresponding sociologies can deem themselves to be assured
of their at least potential scientificity. For a given object, a clearly delimited field
of knowledge. Nonetheless, the question arises as to how these diverse sociolo-
gies relate to one another and what they might ultimately have in common. In
what sense can they be sociology, if there does not exist one or another form of
general sociology? (And should one speak of a political sociology, an economic
sociology, an industrial sociology, etc., or else of a sociology of politics, of the
economy, of industry, etc.?) Moreover, for each of these objects the competition
with other disciplines is stiff. For what reasons would an economics, an ethnol-
ogy, a philosophy or a history of each of these objects not be superior and prefer-
able, in fact and even by right, to their sociology? The definition of particular
sociologies by their empirical object and by their specific content turns out to be
illusory (as was already strongly stressed by Simmel). It remains then for sociol-
ogists to claim as their own, not the study of the content of such or such an
activity, but its form, and to display, for want of a general theory, the specific
methodological techniques making it possible to define it.
Concretely, for some 30 years now, the dominant evolution of the discipline
has been characterized by the shift from a macrosociological perspective to a
microsociological one, inspired by symbolic interactionism (carried on nowadays
by the analysis of networks), and by the partial abandonment of the project of a
systematic comparative historical sociology, attentive to universal history, in
favour of a constructivist-deconstructionist viewpoint more interested in demon-
strating the extent to which existing institutions are contingent and arbitrary
than in analyzing their concrete historical roots. It remains to be seen what
methods will be considered adequate from the micro-interactionist and decon-
structivist point of view dominant today.
Now, as to methods, the quarrel over the diverse possible options is perhaps
still more inexplicable than the one over the objects. Wolf LePenies has done a
good job in showing how classical sociology found itself torn between the literary
ideal of the realist novel (itself susceptible to the sociological ideal . . .) and the
ideal of the sciences of nature. Ought the work of sociological knowledge be of
the same type as scientific work (impersonal and cumulative), as a work of art
(always singular) or as the work of philosophical thought (singular like the work
of art but aiming for knowledge like scientific work)? More concretely, how can
a single discipline harbour within its boundaries partisans of the mathematical
analysis of social facts (from Paul Lazarsfeld to network analysis), empiricist
practitioners of pure observation without commentary, and defenders, like Jean
Baudrillard, of poetic analysis, without counting the multiple variants of the
phenomenological approach, variously crossed with the epistemology of the
second Wittgenstein? To this already ample diversity must be added the fact that,
depending on the choice of object, generalist or particularist, and in line with
the methodological or theoretical options selected, each sociologist will draw
especially on one or another discipline, economics for the exponents of Rational
Action Theory, history for the comparatists, moral and political philosophy for
the critical sociologies, anthropology, ethnology or linguistics for microsociolog-
ical interactionism, etc. (Figure 1). And each of these disciplines, in turn, is of
course itself riven by quarrels over object and method, not to mention political
and ideological disputes.
The only conclusion that seems to emerge from this initial overview is that the
sociological discipline is so heterogeneous that in order to try to hold together for
better or worse all its fragmented pieces, one would have to assemble them behind
the ideal of a truly very general sociology. Too general, and seemingly beyond reach.
The temptation is therefore great to leave the discipline in its state of thorough
fragmentation without attempting to paste any of the pieces together. And besides,
by what right, in the name of what could one set out to reconquer the lost unity
– all the more lost in that it was never found – of sociological knowledge?
Durkheim Weber
systematic historical
sociology sociology
specialized symbolic
sociologies interactionism
Figure 1
ADHERENCE TO ECONOMICS
adhesion objection
OBJECTIFICATION SUBJECTIFICATION
historicization/ symbolization
deconstruction
GOING BEYOND
Figure 2
has its own efficacy, but that it cannot take form, exist and play its role unless it
is symbolized (and ritualized). Sociology is the science of this efficacy proper to
the relation (of which religion is but a way of giving it form), irreducible to its
content. Simmel is doubtless the one who formulated this idea best. But his
formulation only assumes its full meaning when interpreted with the help of the
author to whom he is, in fact, intellectually the closest, M. Mauss. The relation
can only take form on the basis of a gift dimension which represents the moment
of non-conditionality, without which there is no relation as such, but only
exchange and contract. The non-conditionality of which it is a question here is
a conditional non-conditionality. The relation can only survive (outside of domi-
nation and exploitation) if there is something in it for each party – this is the
moment of conditionality, of the utilitarian and instrumental – but it can only
take form and regenerate itself through anti-utilitarian non-conditionality.
Thus reformulated, sociology no longer appears as a merely negative anti-
utilitarianism, criticizing economists in the name of an indeterminate theoretical
dissatisfaction, but as a positive anti-utilitarianism: one which does not complain
about the weaknesses of the model of the homo oeconomicus in the name of an
ideal of the free gift, pure and fusional love, or the warm relation attributed to
small, closed communities, but which concretely analyzes the engendering of the
social bond through the thousand and one modalities of the provisional anti-
utilitarian sacrifice of utility in favour of the relation itself. Thanks to the symbol-
ism of the relation, the agents who enter into it achieve their recognition as
subjects, their liberty and their creativity. And this is true both on the macro level
(where the gift constitutive of the relation is identical to the political sphere) and
on the micro level. Both on the level of the generalized interactionism that shapes
vast social formations at a distance, and on that of the microscopic interactions
that take place face to face.
A closer look reveals that the overall fragmentation of sociology exists solely from
a vantage point located within one of the established schools in particular and
solely to the extent that the school in question is presumed to be the only one
privy to the truth about the whole. Thus, Rational Action Theory, the utilitarian
theory of action, does not pose a problem in and of itself. It only becomes
problematic if it asserts that all social action must be assumed to be reducible to
rational instrumental calculation. The same would hold true for a ritualist
theory of action (or interaction) unwilling to see anything but the dimension of
obligation, not to say compulsion. Or, conversely, of a theory that would make
solidarity or liberty (individual or collective) the primary and unique facts, conse-
quently assigning their opposites to the pole of alienation or reification. In the
same way, the quarrel over methods is largely sterile. It is clear that each method
is legitimate to the extent that it helps bring to light aspects that the others leave
in the dark.
But it is obviously not enough to stop here at a diplomatic and epistemologi-
cally correct eclecticism. In order to ensure a fruitful coexistence of apparently
irreducible schools of thought, it is necessary to dispose of minimal meta-
theoretical propositions capable at least of providing rough guidance to the
potential explanatory powers of each.
The principal theoretical and meta-theoretical challenge that sociology must
meet in order to find its identity and relative unity is that of the clarification of a
properly sociological theory of action, at once complementary and opposed to the
standard economic paradigm. What relationship is there between the Weberian
theory of action (and interpreted in what way?), Parsons’ AGIL schema,
Bourdieu’s theory of the habitus, the Habermasian or Luhmannian formulations,
etc.? For my part, I believe that the terrain for the articulation of these diverse
theorizations is to be sought within the framework of a Maussian theory of action
(unfortunately still too implicit) showing how there enters indissociably into every
action a measure both of self-interest and of interest for others, and, at the same
time, a measure both of obligation and of liberty (or creativity). In this framework,
the Maussian theory of action affirms the hierarchical primacy, at once positive
and normative, of the subject’s interests in self-constitution (in recognition) over
his instrumental interests, the hierarchical primacy of the anti-utilitarian dimen-
sion over the utilitarian dimension. Note that this multidimensional paradigm
of action is anti-paradigmatic insofar as it never prejudges the relative strength
of each of the four motives and, even if it forcefully asserts that the social relation
and the recognition of the subjects cannot be obtained as such except through
the detour of the anti-utilitarian moment, it leaves the answer to the question
open to empirical investigation. Finally, let us add that this paradigm of indi-
vidual action is easily transformed into a paradigm of collective action, in which
coordination can in turn be assured by interest and/or solidarity, by obligation
(hierarchy) and/or liberty and creativity.
Sociology needs to reflect upon the fact that it is a recent discipline, a latecomer
with no guarantee that its relevance was not closely tied to the quite peculiar
historical period in which it appeared, the one in which the great traditional
societies (of the Ancien régime) made the revolutionary turn into economic,
political, technical and scientific modernity. These societies were still societies;
they were still partially organized around what survived of all the old unifying
principles – religious, communitarian, symbolic – against which the enterprise
of democratic modernization silently struggled. One may wonder whether
globalization does not mark the entry into an era in which nothing more of the
old order of things will exist and in which, as a result, nothing more will evoke
anything resembling a society of the Durkheimian or Parsonian type. Let us put
it differently. And dogmatically. The societies which anthropologists studied can
be subsumed under the concept of primary society, i.e. the small society founded
on mutual knowledge, the gift (the obligation to give, to receive and to recipro-
cate), and on symbolism. The main line of inquiry of classical sociology concerned
the modalities and the implications of the great upheaval that occurred within
what we may call the secondary society, the great society that assembles its
members well beyond the ‘between us’ sphere of mutual knowledge by submit-
ting them to one and the same law. The traditionalist secondary society, of the
Ancien régime, was founded on the religious Law. Modernity, the object of soci-
ologists’ and economists’ inquiry, consisted in the replacement of the religious Law
with a general legality of a functional and impersonal type, distributed among the
economic law of the market, the juridical law of the State, scientific laws and
universal moral law. Today we are witnessing, with globalization, the emergence
of a tertiary society, the vast, world-spanning society whose leading modality is
virtuality, which entails the capacity to de-realize everything that was posited as
pre-eminently real by the societies that came before. This tertiary and virtual
world cannot survive, however, if it is not able to continue to build, on infinitely
varied and interwoven scales, the social relation as such, and consequently to
create room, at both the macro and the intersubjective and micro levels, for the
anti-utilitarian dimension of social being, which is the one that it fell to the socio-
logical tradition to identify and the one that constituted the matrix of the primary
and secondary societies.
The practical consequences that I draw from these reflections might seem contra-
dictory. Given that I ultimately minimize the importance of the theoretical and
methodological fragmentation of sociology, it might seem logical that I would
call for its reunification and for the affirmation of its irreducible identity with
respect to other disciplines. But my conclusion is quite different. For pragmatic
reasons and reasons of substance at the same time.
If, in fact, the current fragmentation of the discipline is not intrinsically
harmful from a meta-theoretical viewpoint, the same cannot be said in practice.
The absence of unity and coherence in the teaching of the discipline and its
difficulty in appropriating its own tradition and defending it in the face of neigh-
bouring disciplines are all factors that lead, first, students and then researchers
to shut themselves up within the narrow confines of the schools, specialized soci-
ologies or locally dominant methodologies with which the accidents of their
curriculum have brought them into contact. All this generates a proliferation of
specializations that are hidebound, if not downright sectarian. The result is that
the properly theoretical debate between the various sociological schools and
traditions is generally reduced to its simplest possible expression. And as to the
debate with philosophy, economics, history or politics, it too remains incredibly
marginal.
It is necessary therefore to attempt a return (in the interest of a new start) to
a point of view at once Simmelian-Weberian and Durkheimian-Maussian that
would make it possible to define a new alliance with the other established disci-
plines in the social sciences. To recognize along with Simmel that sociology has
no object of (and not all) his own, or with Weber that it is but an effort to appre-
hend intellectually something of the variability of the forms of history, and to
conclude, with Durkheim and Mauss, that general sociology is nothing other
than social science considered from the standpoint of that unity towards which,
however inaccessible, it yet must tend. What rendered the Durkheimian project
impracticable and aroused the avowed and active hostility of the other disciplines
was its excessive ambition coupled with the paradoxical attempt to make a
particular social science the site for the necessarily overarching synthesis of the
results of the other sciences. Where philosophy had aspired to achieve a specu-
lative synthesis, Durkheimian sociology aimed for a positive and empirical one.
If we wish to infuse new life into social science debate and to overcome the
kinds of blindness inherent in specialization without giving up the benefits of the
division of intellectual labour due to the disciplinary principle, we need to bring
into being and to institute, alongside the specialized social science disciplines, a
curriculum and a career path in general social science that would provide a frame-
work for cooperation among those researchers and instructors trained in the
specialized disciplines – economics, sociology, history, anthropology, moral and
political philosophy – who consider that what they have in common with the
other disciplines is more important than what belongs to them alone. Such an
institutionalized setting for generality in social science, geared to both educational
training and the organization of research, would not be specifically sociological,
nor economic, philosophical or anything else. But there is no doubt that if we
succeeded in bringing it into existence, we would thereby have revived the under-
lying spirit of classical sociology and given ourselves the opportunity to assume
its legacy at last.
Acknowledgement