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Neurogastroenterology & Motility Edson

Guzman
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email=edson_guzman@hotmail.com,
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Fecha: 2015.08.17 16:11:05 -05'00'

Neurogastroenterol Motil (2015) doi: 10.1111/nmo.12611

REVIEW ARTICLE

Pathophysiology of gastroesophageal reflux disease: new


understanding in a new era

T. V. K. HERREGODS , A. J. BREDENOORD & A. J. P. M. SMOUT

Department of Gastroenterology and Hepatology, Academic Medical Center, Amsterdam, The Netherlands

Key Messages

• The aim of this review is to provide an overview of the current understanding of the pathophysiological
mechanisms causing GERD and the factors which influence perception.
• Pathophysiological factors involved in reflux include: sliding hiatus hernia, low LES pressure, TLESRs, the acid
pocket, obesity, increased distensibility of the EGJ, prolonged esophageal clearance, and delayed gastric
emptying.
• Mechanisms influencing perception of GERD symptoms include: acidity of reflux, proximal extent, presence of
gas in the refluxate, duodenogastroesophageal reflux, longitudinal muscle contraction, mucosal integrity, and
peripheral and central sensitization.
• Further research of the pathophysiology of GERD remains necessary despite the recent advances in our
understanding.

Abstract ageal sphincter relaxation, the acid pocket, obesity,


Background The prevalence of gastroesophageal reflux increased distensibility of the esophagogastric junc-
disease (GERD) has increased in the last decades and tion, prolonged esophageal clearance, and delayed
it is now one of the most common chronic diseases. gastric emptying. Moreover, multiple mechanisms
Throughout time our insight in the pathophysiology of influence the perception of GERD symptoms, such as
GERD has been characterized by remarkable back the acidity of the refluxate, its proximal extent, the
and forth swings, often prompted by new investiga- presence of gas in the refluxate, duodenogastroesoph-
tional techniques. Even today, the pathophysiology of ageal reflux, longitudinal muscle contraction, mucosal
GERD is not fully understood but it is now recognized integrity, and peripheral and central sensitization.
to be a multifactorial disease. Among the factors that Understanding the pathophysiology of GERD is
have been shown to be involved in the provocation or important for future targets for therapy as proton
increase of reflux, are sliding hiatus hernia, low lower pump inhibitor-refractory GERD symptoms remain a
esophageal sphincter pressure, transient lower esoph- common problem. Purpose In this review we provide
an overview of the mechanisms leading to reflux and
the factors influencing perception, in the light of
Address for Correspondence
historical developments. It is clear that further
Prof. Dr. A. J. P. M. Smout, Department of Gastroenterology
and Hepatology, Academic Medical Center Amsterdam, research remains necessary despite the recent
Meibergdreef 9, room C2-326, 1105 AZ Amsterdam-Zuidoost, advances in the understanding of the pathophysiology
The Netherlands. of GERD.
Tel: +31 20 5667375; fax: +31(0)205669478;
e-mail: a.j.smout@amc.uva.nl Keywords GERD, hiatus hernia, lower esophageal
Received: 10 February 2015 sphincter, pathophysiology, reflux perception.
Accepted for publication: 5 May 2015

© 2015 John Wiley & Sons Ltd 1


T. V. K. Herregods et al. Neurogastroenterology and Motility

Abbreviations: DIS, dilated intercellular spaces; EGJ, hernia and multiple publications implicating TLESRs
esophagogastric junction; GERD, gastroesophageal as a major role in the etiology of GERD saw the light.
reflux disease; LES, lower esophageal sphincter; NERD, Subsequent studies emphasized that TLESRs are the
non-erosive reflux disease; PPI, proton pump inhibitor; major determinant of reflux in healthy volunteers,8
TLESR, transient lower esophageal sphincter relaxa- that they are physiological due to their involvement in
tion. belching,9 and that the incidence of TLESRs and the
proportion of TLESRs associated with reflux are not
higher in GERD patients than in asymptomatic vol-
unteers. However, in GERD patients TLESRs are twice
INTRODUCTION
as likely to be associated with acid reflux.10 Subse-
Gastroesophageal reflux disease (GERD) has become quently, the development of ambulatory esophageal pH
more common in the last decades and is now one of the monitoring resulted in recognition of non-erosive
most prevalent chronic diseases, with prevalence esti- reflux disease (NERD), which was followed by the
mates up to 27.8% in North America and up to 25.9% production of impedance monitoring that led to the
in Europe, and evidence suggesting an increase, partic- awareness that reflux of gas and liquid can cause
ularly in North America and East Asia, since 1995.1 symptoms regardless of acidity.11 The abundant use of
Gastroesophageal reflux disease is associated with a proton pump inhibitors (PPI) prompted the problem of
large range of symptoms, which can be split into refractory symptoms attributable to GERD and it was
typical and atypical reflux symptoms. Typical symp- only by 2006 that the ‘Montreal definition’ of GERD
toms consist of heartburn and acid regurgitation, while was developed which defined GERD as ‘a condition
atypical symptoms are more controversial and diverse, which develops when the reflux of stomach contents
consisting of non-cardiac chest pain, chronic cough, causes troublesome symptoms and/or complica-
hoarseness, globus, and throat irritation.2 tions’.12
Throughout time our understanding of the patho- Apart from factors that promote the occurrence of
physiology of GERD has evolved with some remark- reflux, there are also factors that increase the percep-
able back and forth swings from one view to another tion of reflux. The awareness that the latter can be of
prompted by new investigational techniques. Heinrich great importance, in particular in patients in whom
Quincke first mentioned reflux-induced esophageal reflux is not severe and does not lead to esophagitis,
ulceration in his description of three postmortem cases has grown in recent years. The aim of this review is to
in 1879, which was followed by a paper in 1935 by outline the current knowledge of the contributing
Winkelstein who corroborated the concept of reflux factors leading to GERD. An overview of the factors
esophagitis,3 but also linked its presence to the symp- which play a role in the provocation and perception of
tom heartburn. In 1951, Allison demonstrated the reflux is shown in Fig. 1.
association between esophagitis and hiatus hernia.4
Subsequently, hiatus hernia was regarded as synony-
WHAT MAKES REFLUX OCCUR?
mous to GERD until 1972, at which point Cohen et al.
found a consistently hypotensive lower esophageal
Sliding hiatus hernia
sphincter (LES) in patients with GERD.3 This new
knowledge overshadowed hiatus hernia as a patho- Our acceptance of the importance of hiatus hernia in
physiological factor for quite some time and it was no the pathophysiology of GERD has varied significantly
sooner than in the year 2000 that van Herwaarden over the past few decades. From the first mention of an
et al. demonstrated that a low LES pressure was association between GERD and hiatus hernia in the
frequently associated with reflux episodes in hiatus 1950s4 up to the 1970s, reflux was considered depen-
hernia but only rarely in GERD patients without a dent on the presence of a hiatus hernia. This perception
hiatus hernia.5 Meanwhile, by 1976, Dent et al. had changed with the development of manometric tech-
developed their sleeve sensor which allowed for con- niques, which caused interest to shift toward the LES.
tinuous LES pressure measurement.6 This technique It is only in the last decade that hiatus hernia has
led to the observation, published in 1980, that 98% of regained its place in the spotlight.
reflux episodes in recumbent subjects were associated The esophagogastric junction (EGJ) functions as an
with transient (5–30 s) episodes of (‘inappropriate’) antireflux barrier and consists of the smooth muscle of
complete LES relaxation (TLESR) instead of being the LES which is surrounded by oblique gastric fibers.
related to a persistently low LES pressure.7 The use These are anchored to the striated muscle of the
of the Dent sleeve discouraged thinking about hiatus crural diaphragm by the phreno-esophageal ligament.13

2 © 2015 John Wiley & Sons Ltd


Pathophysiology of GERD

Central sensitization

Reflux characteristics:
- Acidity of reflux
Peripheral sensitization
- Proximal extent
Mucosal integrity
- Gas reflux
- Duodenogastroesophageal
reflux Esophageal clearance
Longitudinal muscle contractions

Sliding hiatus hernia


Low LES pressure
TLESRs
Increased distensibility EGJ

Acid pocket
Delayed gastric emptying
Figure 1 Overview of the factors which play Obesity
a role in the provocation and perception of
reflux. The factors which provoke or
increase reflux are illustrated in black while
the factors which influence perception are
shown in red.

A hiatus hernia is defined as the proximal displace- been demonstrated that distension causes a greater
ment of the EGJ causing the intrinsic sphincter to lie increase in the cross-sectional area of the EGJ in
proximal to the hiatus formed by the crural dia- patients with a hiatus hernia than in patients
phragm,13 which is likely caused by the weakening or without and thus this larger opening could allow
rupture of the phreno-esophageal ligament.14 There is more reflux of fluid to occur.19 Furthermore, Kahrilas
incontrovertible evidence that patients with hiatus et al. concluded that gastric distension with contin-
hernia have more reflux episodes and greater esopha- uous air infusion led to a greater increase in
geal acid exposure than patients without hiatus her- frequency of TLESRs in patients with a hiatal hernia
nia,5 and that on endoscopy, patients with a hiatal compared to those without.20 However, this was
hernia have more severe esophagitis.15 Moreover, it has contradicted by a study which concluded that the
been demonstrated that a larger hiatal hernia is frequency of TLESRs was not increased in patients
associated with a greater esophageal acid exposure with hiatus hernia.5
and prolonged acid clearance times.16 Sliding hiatus hernia is not an all or none phenom-
Many studies have been performed to unravel the enon; smaller hernias may come and go.21 When a
mechanisms by which a hiatus hernia causes GERD. hiatus hernia is in the non-reduced state there is
Typically, during straining-associated increased approximately two times more acid and non-acid reflux
abdominal pressure and during inspiration, there is a than in the reduced state. Bredenoord et al. demon-
contraction of the crural diaphragm causing an strated that the increased reflux in the non-reduced
increase in LES pressure which compensates for the state is brought about by mechanisms other than
increased pressure gradient between the stomach and TLESRs.22 Another proposed mechanism by which
the esophagus.13 In the resting state the crural dia- hiatus hernia leads to GERD is that gastric content is
phragm also affects LES pressure, which has been trapped in the hiatus hernia sac (between the LES
confirmed by a study showing that in patients with proximally and the crural diaphragm distally) which
hiatus hernia there are two high-pressure gradients, refluxes during subsequent swallow-induced relax-
one of which is located at the level of the LES and the ations of the LES.23 Since patients with a hiatus hernia
other at the level of the crural diaphragm.17 In patients have an impaired esophageal clearance,15,21,24 the acid
with a hiatus hernia there is no overlap between the clearance will be impaired. Finally, small separations
LES and the crural diaphragm, resulting in a more between the two pressure peaks can be difficult to
incompetent anti-reflux barrier and thus an increased observe and as a result small hernias can remain
likelihood of reflux. The importance of the crural undetected while pathophysiological implications
diaphragm is further outlined in a study which dem- could still occur.25 It is thus clear that a hiatal hernia
onstrated that an impaired crural diaphragm function can lead to GERD through a variety of different
was strongly associated with GERD.18 Moreover, it has mechanisms.

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T. V. K. Herregods et al. Neurogastroenterology and Motility

Low LES pressure stomach, through the EGJ and into the esophagus.
They confirmed that after meals, the esophageal
The findings by Cohen et al., which led to a shift in
refluxate was frequently more acidic than the body of
interest in the 1970s from the hiatus hernia to the
the stomach and accounted this to an ‘acid pocket’ at
LES,3 were later attributed to the presence of advanced
the EGJ which escaped the buffering effect of the
erosive disease in the study population.26 However, the
meals. The authors hypothesized that this acid pocket
temporary newfound interest in the LES resulted in
was formed due to meal-stimulated acid mixing poorly
studies evaluating the LES structure and the factors
with the chyme in the proximal stomach. Pandolfino
that have an effect on the LES pressure, such as
et al. demonstrated that the proximal margin of the
endogenous hormones and food type.27,28 The impor-
acid pocket may extend into and even across the LES
tance of the intra-abdominal length of the esophagus as
and that pocket extension correlates with GERD and
a determinant of reflux was evaluated and it was found
hiatus hernia severity.42 Another study also observed a
that a shorter intra-abdominal length caused more
proximal extent of the acid pocket and noted that the
reflux.29 Currently, it is clear that basal LES pressure is
pocket was significantly larger in GERD patients, and
a less relevant pathophysiological factor as only a
that the position is largely influenced by the presence
minority of patients with GERD have a constant low
of a hiatus hernia.43 The authors suggest that, for the
LES pressure.30 However, recent studies using high-
development of GERD, the position of the acid pocket
resolution manometry suggest that novel parameters
is more relevant than its length. With a supradiaphrag-
such as a low LES pressure integral31 or a low EGJ
matic localization of the acid pocket they noted that
contractile integral32,33 are associated with gastro-
74–85% of all TLESRs resulted in acidic reflux while
esophageal reflux.
only 7–20% of the TLESRs had acidic reflux with an
infradiaphragmatic localization. Additionally they
Transient lower esophageal sphincter relaxation stress the importance of a hiatal hernia as a larger
hiatal hernia captures the acid pocket in the hiatal sac
With the invention of the Dent sleeve in 19766 came leading to increased reflux.43 Results of a study by
the discovery of the TLESR.7 TLESRs are a vagal nerve Rohof et al. support the importance of the position of
mediated phenomenon34 and were believed to be of the acid pocket as acid reflux mainly occurred during a
great importance in the pathophysiology of GERD as supradiaphragmatic localization of the acid pocket
multiple studies illustrated that reflux episodes (91%) compared to an infradiaphragmatic localization
occurred almost entirely during TLESRs,8,34 rather (11%) and confirm that the position is mainly influ-
than during intervals of persistently low basal LES enced by the presence of a hiatal hernia.44 Further-
pressure.7 It was found that 94% of reflux episodes in more, another study showed that the acid pocket can
controls were caused by TLESRs.8 TLESRs persist for also act as a reservoir from which reflux occurs in
10–45 s or more, occur more frequently after meals and patients using PPIs.45 Proton pump inhibitors did,
in the erect posture, are triggered by gastric distension however, reduce the size of the acid pocket and led to a
(through stretch receptors35) as a mechanism for gas more frequent localization below the diaphragm.45
venting from the stomach during belching,36 and are
more frequent during a diet rich in indigestible carbo-
hydrates due to colonic fermentation with excess Increased distensibility of EGJ
release of agents such as glucagon-like peptide-1.37 As Radiographic studies in which the distensibility of the
time progressed, studies demonstrated that patients EGJ was investigated have shown that GERD patients
with reflux disease do not have more frequent TLESRs have a more compliant LES, both in rest and during
than controls, but instead, TLESRs in GERD patients deglutitive relaxation,19,46 particularly so in patients
are more likely to be associated with acid reflux.10,38 with a hiatus hernia. It has been suggested that the
increased distensibility may explain the reduced ability
to restrict reflux to gas (belching) in GERD patients
Acid pocket
compared to controls.19 Recently, the functional
A long ignored paradox in GERD was that most acid lumen imaging probe (FLIP) was produced which
reflux episodes occur in the postprandial period39 employs the principle of impedance planimetry to
whereas intragastric pH is at its highest after a meal measure distensibility.47 In a study by Kwiatek et al.,48
as a result of the buffering effect of food.40 In 2001, the EndoFLIP was used and a two- to threefold
Fletcher et al.41 investigated this paradox using a dual increased EGJ distensibility in the GERD patients
pH electrode pull-through technique from the proximal was found compared with controls.48 However, others

4 © 2015 John Wiley & Sons Ltd


Pathophysiology of GERD

could not corroborate these findings.49 An increased by enhanced triggering of TLESRs due to postprandial
EGJ distensibility is of significance as it leads to greater gastric distension. Recently, a study found that
reflux volumes per event.48,50 Furthermore, it has been delayed gastric emptying was associated with an
shown that the flap valve grade, graded with Hill’s increased rate of daily and postprandial liquid/mixed
endoscopic classification, correlated poorly with the reflux events but that there was no relationship with
EndoFLIP measurements.48 Since several investigators esophageal acid exposure.56 Also, acceleration of gas-
have demonstrated an association between an tric emptying with prucalopride decreased esophageal
increased flap valve grade and an increase of reflux acid exposure.57
esophagitis51,52 and abnormal esophageal acid expo-
sure,52 it is unexpected that flap valve grade correlates
Risk factors of reflux
poorly with EGJ distensibility. It is thus currently still
unclear which measure is more relevant. Recently, it Obesity The prevalence of obesity has increased
was concluded that the esophagogastric insertion angle drastically in many parts of the world in the last
was more obtuse in GERD patients than in healthy decades. Increasing body mass index (BMI) has been
volunteers53 and thus the reflux protection by the flap associated with a higher chance of GERD58,59 and the
valve mechanism could be compromised. results of a recent meta-analysis strongly suggest that
patients with central adiposity have an increased risk
of erosive esophagitis (19 studies; OR, 1.87; 95% CI
Esophageal clearance
1.51–2.31), Barrett’s esophagus, and esophageal adeno-
After reflux has entered the esophagus the main carcinoma.60 Pandolfino et al. found that obesity
defense mechanisms are mechanical esophageal clear- alters the pressure morphology within and across the
ance by peristalsis and chemical clearance in the form EGJ in a manner that favors reflux of gastric juices.61
of saliva bicarbonate which normalizes the pH. It thus They demonstrated that an increased BMI strongly
seems logical that impaired esophageal clearance can correlated with an increase of the intragastric pressure
lead to an increased esophageal acid exposure and and the gastroesophageal pressure gradient. Both of the
therefore be important in the pathophysiology of aforementioned factors correlated even better with
GERD. This is supported by a study which demon- waist circumference and both facilitate reflux. Addi-
strated that impaired acid clearance results in an tionally the authors illustrated that obesity was
increased esophageal acid exposure in patients with associated with separation of the EGJ pressure com-
esophagitis and that the greatest impairments in ponents.61 As a result, obese patients are more likely
clearance of refluxate occur in patients with large to have EGJ disruption leading to hiatal hernia. Not
hiatal hernias.16 Furthermore, another study showed only EGJ disruption leads to hiatal hernia, but it was
that 31% of GERD patients had abnormal esophageal found that intragastric pressure and gastroesophageal
motility of which the most frequent was ineffective pressure gradient are also predictors of hernia devel-
esophageal motility.54 However, despite the presence opment.62 A recent study demonstrated that the acid
of esophageal motility disorders in GERD patients, it is exposure in a short segment, 0.5–1.5 cm above the
still unclear whether this is very relevant as it is squamo-columnar junction, was increased when a
unclear whether the motility disorder could be the waist belt was worn and most markedly so in subjects
result of GERD instead of the cause. Furthermore, with an increased waist circumference.63 This
Simren et al.55 induced ineffective esophageal motility increased acid exposure was not found at the conven-
in healthy subjects by administering sildenafil and tional site 5 cm above the upper border of the LES.63
demonstrated that ineffective esophageal motility is Another mechanism by which obesity can lead to
only relevant in the supine position and has little effect GERD is through an increased frequency of TLESRs. A
on acid clearance in the upright position. study demonstrated that after a standardized meal
obese subjects without GERD had more frequent
TLESRs than normal-weight subjects.64 The type of
Delayed gastric emptying
food intake could also be important as it was shown
Whether delayed gastric emptying plays a role in the that in GERD patients a high-fat diet led to an
pathophysiology of GERD remains unclear as some increased frequency of reflux symptoms compared to
studies have found a correlation between delayed a low-fat diet and that esophageal acid exposure was
gastric emptying and esophageal acid exposure while greater during a high-calorie diet compared to a low-
others have not.56 One of the possible mechanisms by calorie diet.65 Moreover, hormonal factors and motil-
which delayed gastric emptying could lead to GERD is ity disorders such as a delayed gastric emptying rate

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T. V. K. Herregods et al. Neurogastroenterology and Motility

and a delayed esophageal clearing time have also been study in NERD patients and concluded that the
linked to obesity.66 symptomatic weakly acidic reflux episodes were pre-
ceded (in the last 15–30 min) by higher cumulative
Other risk factors Other risk factors for GERD include acid exposure than the asymptomatic refluxes.75 These
smoking, heavy alcohol use, pregnancy, but also studies illustrate the importance of non-acid reflux in
medications such as anticholinergic drugs, selective- the perception of reflux symptoms.
serotonin re-uptake inhibitor antidepressant drugs,
and inhaled bronchodilators are associated with Proximal extent In 1995, Weusten et al. demonstrated
GERD.67,68 that acid reflux episodes with a high proximal extent
are more likely to be perceived.76 This was confirmed
HOW DOES REFLUX LEAD TO using impedance monitoring and it was shown that all
SYMPTOMS? types of reflux episodes with a high proximal extent
(acid and non-acid) are more likely to be symptom-
The pathophysiology of GERD is influenced by the atic.11 Other studies suggest that patients with severe
severity and frequency of reflux, yet severe symptoms esophagitis tend to have a higher average proximal
can be present in patients with relatively low esoph- extent than patients with mild esophagitis,77 and that
ageal acid exposure and, conversely, patients with high proximal extent is lower in NERD patients compared
acid exposure can have few symptoms.69 On the one to patients with esophagitis.78 A suggested explanation
hand, it was demonstrated that patients with Barrett’s for this heightened perception in reflux episodes with
esophagus have a reduced sensitivity to acid perfusion a high proximal extent is that reflux episodes with
tests compared to GERD patients without a Barrett’s larger volumes reach higher levels, resulting in a
esophagus,70 which is presumably due to damaging of greater mechanical (distension) and chemical (acid)
the peripheral nerve endings.71 On the other hand, stimulation of afferent nerves.69 The relevance of
NERD patients often report severe symptoms but can distention of the esophagus for symptom perception
have physiological acid exposure. These observations is underlined by studies in patients on PPI therapy as
strongly suggest that factors besides acid reflux play proximal extent is associated with reflux perception
part in the symptoms of GERD. despite a decreased acidity.79 Moreover, a study using
esophageal balloon distension has shown that GERD
patients have lower thresholds and thus an increased
Reflux characteristics
mechanosensitivity.80
Acidity of reflux: acid and non-acid reflux For many
years it has been acknowledged that reflux with a pH Gas reflux It has been demonstrated that, in NERD
>4 can also induce reflux symptoms. In 1989, a study patients, the probability of reflux perception is signif-
assessed the pain sensitivity of the esophageal mucosa icantly enhanced by the presence of gas in the reflux-
by infusion of an array of HCl solutions with different ate.81 Furthermore, even pure gas reflux episodes can
pH and concluded that pH >4 can induce heartburn.72 lead to symptoms.11 Bravi et al. concluded that some
This is supported by a study which studied reflux PPI-refractory GERD patients swallow air more fre-
symptoms in 20 patients after cessation of acid- quently during meals and also have more reflux
suppressive therapy and concluded that a substantial episodes which contain gas.82 Gas reflux could lead
minority (14.8%) of symptomatic reflux episodes were to symptoms by triggering mechanoreceptors by esoph-
weakly acidic.11 However, heartburn and regurgitation ageal luminal distention.69
symptoms were found to be more likely evoked by
reflux episodes with a larger pH drop. A similar study Duodenogastroesophageal reflux Gastroesophageal reflux
was performed in patients who continued taking PPIs can also contain noxious constituents other than acid,
at least twice daily during the test.73 This study such as pepsin, trypsin, or bile acids. Using the
confirmed the importance of non-acid reflux in spectrophotometric Bilitec device, designed to measure
patients taking PPIs as 19% of symptoms were due to bilirubin concentration in the esophagus, it was
non-acid reflux. In a systematic review it was con- observed that in GERD patients off-PPI only 6–9% of
cluded that in patients with GERD who are not taking reflux symptoms are associated with bile reflux and
a PPI, 37% of reflux episodes are weakly acidic or 12% with mixed (acid-bile) reflux.83,84 In vitro studies
weakly alkaline, while in patients taking PPIs this was using cultures of human squamous epithelium have
increased to 80%.74 Emerenziani et al. conducted a shown that the combination of bile acids and pepsin

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Pathophysiology of GERD

can disrupt the epithelial barrier function and induce patients.93 Furthermore, it has been demonstrated that
mucosal damage.85 PPI therapy reverses DIS.94,95 More recently, it has
been shown that, in healthy subjects, DIS can be
induced not only by acid (pH 2.0) but also by weakly
Longitudinal muscle contraction
acidic solutions (pH 5.5) and that distal perfusions also
In 1999, Balaban et al. conducted a study using provoke DIS in more proximal, non-exposed mucosa.96
continuous high-frequency intraluminal ultrasonogra- It is important to note that, in this experiment, most
phy to evaluate contractions of the longitudinal healthy subjects did not perceive heartburn, despite the
muscle layer in patients with chest pain by measuring presence of DIS, thus casting doubt upon the existence
the esophageal muscle thickness. They frequently of a direct relationship between DIS and reflux symp-
found sustained esophageal longitudinal contractions toms. Another study found that measurement of DIS
preceding episodes of chest pain.86 It was found that could help to distinguish GERD from functional
these contractions can also lead to a heartburn sensa- heartburn in patients with remaining symptoms
tion in GERD patients.87 A possible mechanism by despite PPI treatment as DIS was increased in the
which these contractions can lead to reflux symptoms refractory GERD patients but not in those with
is transient ischemia of the esophageal wall, which is functional heartburn.97
corroborated by the results of a study conducted on a In addition to morphological signs of impairment
rat model.88 Moreover, it has been demonstrated that of the mucosal barrier in GERD, functional signs of
TLESRs are associated with a distinct pattern of weakening of the barrier can be found. Cell-to-cell
longitudinal muscle contraction which is similar in adhesion proteins (such as tight junctions,98 e-cadh-
duration to the duration of a TLESR and which is erin99 and desmosomes100) maintain the integrity of
associated with a reduced esophageal wall blood the esophageal epithelium and compartmentalize the
perfusion.89 mucosal from the serosal side of the epithelium. This
compartmentalization can also be assessed by mea-
suring the transmucosal potential difference using
Mucosal integrity
the Using chamber technique. Using this technique,
The healthy esophagus is lined with a tight barrier of the esophageal epithelium in GERD patients was
squamous epithelium which keeps noxious substances found to have an increased in vitro permeability
in the lumen separated from peripheral nociceptors. In compared to controls99 and this was associated with
patients with esophagitis there is a clear breach in this the proteolytic cleavage of e-cadherin,99 demonstrat-
barrier allowing components of the refluxate to reach ing the importance of the cell-to-cell adhesion pro-
the nociceptors in the lamina propria.69 However, this teins. These findings are supported by in vivo
clear breach is not visible in many of the GERD studies101,102 which found measurement of baseline
patients who have a normal gastroscopy. In recent impedance values, using both multichannel intralu-
years microscopic impairment of the esophageal minal impedance monitoring101,103 and electrical
mucosa has been suggested as a pathophysiologic tissue impedance spectroscopy,102 to be a good
factor in the development of symptoms in NERD method to evaluate the permeability of the esopha-
patients as an association between impaired mucosal geal mucosa.
integrity and experimental sensitivity to acid seems to Recent studies have shown that low baseline imped-
be present.90 ance values are associated with an increased acid
exposure,103 and a reduction of acid exposure -
Mucosal factors Using transmission electron micros- achieved by PPI therapy or endoscopic fundoplication
copy, it has been demonstrated that acid perfusion - results in an increase in baseline impedance in GERD
in vivo in the lower esophagus of a rabbit leads to patients.104 It has been suggested that baseline imped-
dilated intercellular spaces (DIS) in the epithelial ance can be used as a diagnostic tool in patients with
tissue.91 It has been suggested that DIS is caused by reflux symptoms refractory to PPI treatment.103,105
ionic flow (including chloride ions) through the epi- Recently, a technique has also been described in which
thelium due to an initial increased permeability. This an impedance measurement catheter is passed through
is subsequently followed osmotically by water which the working channel of the endoscope, allowing local-
enters the intercellular spaces causing dilation.92 In ized measurement of the mucosal impedance.106 Using
1996, Tobey et al. were the first to demonstrate the this technique the existence of decreased baseline
presence of DIS as a result of reflux damage in GERD impedance in GERD patients was confirmed.

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T. V. K. Herregods et al. Neurogastroenterology and Motility

Sensitization SUMMARY
Peripheral sensitization Perception of GERD symp- Our views on the pathophysiology of GERD have
toms can be the consequence of a heightened sensitivity changed rather dramatically in the last decades. The
of the esophagus to a variety of stimuli. Excessive developments in pathophysiological insight have not
stimulation of the peripheral receptors of the afferent always been characterized by gradual evolvement, but
nerve endings can lead to an upregulation of these remarkable thought swings occurred, in particular
receptors through the release of intracellular inflamma- concerning the role of hiatus hernia. It is now
tory mediators and thus lead to a reduced threshold of generally recognized that GERD is a multifactorial
transduction.107 This primary sensitization results in a disease. In this review, we have highlighted the two
hypersensitivity at the site of injury. Various receptors important areas of interest. The first of these regards
have been found to be involved in peripheral sensitiza- the mechanisms by which reflux occurs and the
tion, including the transient receptor vanilloid 1 factors that facilitate these, which include hiatus
(TRPV1) receptor, the TRPV4- and the TRPA1-receptor, hernia, low LES pressure, TLESRs, the acid pocket,
the acid-sensitivity ion channels, and the purinergic obesity, increased distensibility of the EGJ, prolonged
(P2X) receptors.69 TRPV1-receptor expression is higher esophageal clearance and delayed gastric emptying.
in the inflamed esophageal mucosa.108,109 It has been The second area involves the factors which influence
proposed that TRPV1 activation due to acid-induced perception of GERD symptoms, including acidity of
inflammation results in the synthesis and release of reflux, the proximal extent of the reflux, gas reflux,
substance P and calcitonin gene-related peptide from duodenogastroesophageal reflux, longitudinal muscle
submucosal neurons and of platelet-activating factor contraction, mucosal integrity and peripheral and
by the epithelial cells.110 Both platelet-activating central sensitization.
factor and substance P are important inflammatory Despite the recent advances in our understanding of
mediators,110 thus promoting further inflammation the mechanisms underlying symptoms and signs of
which could lead to an increased mucosal permeabil- GERD, further research remains necessary. Better
ity and further peripheral sensitization. understanding of the pathophysiology of GERD is
important in uncovering new targets for therapy as
Central sensitization Not only peripheral but also many GERD patients have persistent symptoms
central sensitization plays an essential role in esoph- despite PPI treatment. As the disease is multifactorial,
ageal hypersensitivity. Acid stimulation of the esoph- treatment focusing on other factors than acid suppres-
agus also sensitizes the insula and cingulate cortex to sion could be beneficial.
subliminal and liminal non-painful mechanical stim-
ulations.111 Similar results were found using electrical
FUNDING
stimuli.112 The suggested mechanism is that enhanced
nociceptor input results in repetitive signaling cas- T.V.K. Herregods is funded by the European Union’s Seventh
cades in the spinal dorsal horn neurons which subse- Framework Programme under REA grant agreement no. 607652
(NeuroGut).
quently lead to facilitated excitatory synaptic
responses and depressed inhibition, resulting in ampli-
fied responses to both noxious and innocuous CONFLICTS OF INTEREST
inputs.113 Using functional magnetic resonance imag-
AJB received research funding from Endostim, Medical Measure-
ing, the effects of negative and neutral emotional ment Systems, Danone and Given and received speaker and/or
states on the perception of non-painful esophageal consulting fees from MMS, Astellas, AstraZeneca and Almirall;
distension was examined. Interestingly, it was found TH and AS report no potential conflicts of interest relevant to this
that the same stimulus was perceived more intensely article.

during a negative emotional context and was associ-


ated with an increased cortical activity in the anterior AUTHOR CONTRIBUTION
insula and the dorsal anterior cingulate gyri than
TH designed the review, drafted the manuscript, revised the
during a neutral emotional context.114 Moreover, it has
article critically for important intellectual content, and approved
been demonstrated that acid exposure in GERD the final submitted draft; AJB and AS designed the review,
patients leads to a more rapid and greater cerebral critically revised the manuscript for important intellectual con-
activity than in healthy controls.115 tent, and approved the final submitted draft.

8 © 2015 John Wiley & Sons Ltd


Pathophysiology of GERD

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