Professional Documents
Culture Documents
Laboratory Diagnosis of Sexually Transmitted Infections in Cases of Suspected Child Sexual Abuse
Laboratory Diagnosis of Sexually Transmitted Infections in Cases of Suspected Child Sexual Abuse
1 Laboratory Diagnosis of Sexually Transmitted Infections in Cases of Suspected Child Sexual Abuse
2 (miniReview)
Washington, USA, 98195, and Seattle Children's Hospital, Seattle, Washington, USA, 98105.
Key words:
CSA
NAAT
Genital
Extragenital
1
5 Abstract
6 Laboratory diagnosis of microbial agents associated with sexually transmitted infections plays an
8 law enforcement implications. Rapid and sensitive test results prompt immediate actions to treat and
9 protect the victimized children. The development and maturation of automated nucleic acid amplification
10 tests (NAATs) has greatly improved the assay sensitivity and specificity with only a 1-2 hour turnaround
11 time. Unfortunately, the performance characteristics of NAATs have been determined largely by a few
12 limited specimen types and evaluated in adults only. This minireview attempts to cover the scope of
13 infectious agents potentially implicated in CSA, specimen collection, laboratory test modalities and
14 laboratory report constraints complicated by infrequently collected specimen types from pre-pubertal
16
17 Background
18 The US Centers for Disease Control and Prevention (CDC) defines Child Maltreatment as “any act or
19 series of acts of commission or omission by a parent or other caregiver (e.g., clergy, coach, teacher) that
20 results in harm, potential for harm, or threat of harm to a child” (1). Under this definition, there are three
21 types of abuse involving acts of commission: physical abuse, sexual abuse, and psychological abuse.
22 Child sexual abuse (CSA) is further defined as “Any completed or attempted (non-completed) sexual act,
23 sexual contact with, or exploitation (i.e., noncontact sexual interaction) of a child by a caregiver” Sexual
24 acts include contact involving penetration, however slight, between the mouth, penis, vulva, or anus of the
25 child and another individual (1). Laboratory diagnosis provides critical evidence of sexually transmitted
27
28 The prevalence of CSA has been difficult to determine although the classification for clinical certainty of
29 CSA has been developed and refined over the last 30 years (2). An evidence-based review and guidance
30 for best practice published by Royal College of Paediatrics and Child Health provided an updated
2
31 physician handbook “The Physical Signs of Child Sexual Abuse” in 2015 (3). However, the definitions
32 and terminology regarding age range, signs of abuse, and procedures or scope of investigation continue to
34 children spans a wide range of cognitive developmental levels, thus CSA data rely heavily on adult recall
35 (4). CSA frequently starts when the victims are younger than 13 years of age and there are many factors
36 contributing to data inaccuracy in this age group (5, 6). According to the most recent National Child
37 Abuse and Neglect Data System report, Child Maltreatment 2017, the national rate of child maltreatment
38 was estimated at 9.1 per 1,000 children (including ages 0-21 years), or 674,000 victims in 2017 (7). Of
39 these victimized children, 8.6% were sexually abused (7). Based on a US Department of Justice report in
40 year 2000, a third (34%) of all sexual assault victims were under the age 12 years and 67% were under 18
41 (8). The actual incidence may be higher as about 10% of adult respondents in several large surveys in the
42 United States reported experiencing child sexual abuse prior to age 18 years (9). The gap between the
43 real and officially recorded incidence is likely considerable due to lack of disclosure by the victimized
44 children (4). Children older than 13 years of age are highly vulnerable to sexual assault but are not the
45 focus of this minireview. Survivors of child sexual abuse are at risk for social, behavioral and health
46 problems such as anxiety, depression, substance abuse, posttraumatic stress disorder and engagement in
47 high-risk sexual behaviors (4, 9). Preventative efforts can only provide effective interventions through
48 early recognition of the signs and symptoms of sexual abuse in children (4, 5).
49
50 The demand for laboratory tests to support the evaluation of suspected CSA events has grown secondary
51 to increased awareness, strengthened medical subspecialty, and mandatory reporting laws enacted in the
52 US and many other countries since the 1970s (5). In CDC “2015 STD Treatment Guidelines”, a list of
53 STI agents that could be used to infer potential CSA clearly included the role of laboratory diagnostics
54 (Table 1) (10). The development of a standard approach is important to inform test choices that could
55 include all relevant anatomic sites with age and gender considerations in children <13 years. Testing for
56 exposure and acquisition of STI agents in children is only part of a CSA investigation that also includes
3
57 forensic investigations. The hospital CSA team or other qualified clinicians should be notified by the
58 immediate healthcare providers at the point of suspicion and the CSA team then oversees the medical and
60 findings of sperm in clinical specimens during microscopic examination or results of pregnancy testing
61 may provide potential forensic evidence for CSA. Clinical laboratories are otherwise not actively
62 involved in the forensic specimen collection, nor the CSA legal reporting functions. Appropriate
63 collection and testing of human articles associated with the criminal investigation belongs to the law
64 enforcement authority functions and is thus not covered by this minireview (11).
65
66 Laboratory testing for STIs in the evaluation of CSA is complicated by the low prevalence of sexually
67 transmitted infections in pre-pubertal children, 1-5% in most reported surveys (12-14). Laboratory tests
68 suffer from poor sensitivity of standard culture methods for STI detection and lack of data on the
69 sensitivity and specificity of targeted NAAT platforms in this age group, particularly on samples collected
70 from non-genital sites (2, 15). Therefore, a CSA standard of care involving laboratory tests has to be
71 established at the outset in order to secure the optimal collection of specimens. In the following sections,
72 we will focus on challenges faced by the laboratory with regard to specimen collection and testing. We
73 also attempt to cautiously propose best practices by developing a CSA test bundle in order to both serve
75
77 Organisms of interest
78 The American Academy of Pediatrics (AAP) views non-perinatally transmitted Neisseria gonorrhea
79 (NG), syphilis, Chlamydia trachomatis (CT), and human immunodeficiency virus (HIV) as diagnostic of
80 sexual abuse in pre-pubertal children (12, 15). The detection of herpes simplex virus (HSV), human
81 papilloma virus (HPV), and Trichomonas Vaginalis (TV) is suspicious or highly suspicious for sexual
82 abuse (6, 10). The diagnostic implications of various STI agents in the context of CSA are summarized in
4
83 Table 1. Bacterial vaginosis characterized either by the traditional microscopy or molecular tests is not
86 More recently, Mycoplasma genitalium (MG), an emerging STI agent ranking only second to CT in
87 prevalence, has been increasingly recognized (16). However, MG in particular has not been included in
88 the current CDC guidelines as there is little data on MG in children and its association with CSA is
89 unknown (Table 1). Unusual agents such as Shigella, Campylobacter and Neisseria meningitidis have
90 been reported to cause sexually transmitted infections in men who have sex with men (17, 18). Although
91 highly unlikely, isolation of such organisms from unconventional sites during CSA evaluations should not
93
94 The attribution of STIs in children to CSA is complicated by the fact that gonorrhea, chlamydia, HIV,
95 HPV, syphilis and HSV can be transmitted from mother to infant during the perinatal period. Thus,
96 presence of these pathogens may not always be indicative of sexual transmission depending on the
97 clinical setting. Age of the child, location of infection and exposure history are helpful in identifying
98 potential perinatal transmission. Outside of the neonatal period, NG is almost always transmitted
99 sexually (19), whereas perinatally acquired CT has been documented to persist up to age 3 (20). CT
100 infections identified after age 3 years are more likely to be acquired by sexual contact (19). Children with
101 neonatal HSV infection frequently have recurrent skin lesions even beyond infancy, thus a history of
102 neonatal infection should be sought for children identified with HSV-2 skin lesions. HSV-2 genital
103 lesions should raise concern for potential sexual abuse (6). Juvenile recurrent respiratory papillomatosis
104 and anogenital warts can result from perinatal HPV transmission, and as the incubation period can be long
105 children may be older at the time of presentation, however the likelihood of CSA increases with
106 increasing age of the child (21) HIV and syphilis infection in a child warrant a work-up for CSA if
107 perinatal infection can be excluded. Maternal history or testing would identify potential perinatal
5
108 transmission. There are case reports of perinatal transmission of TV (22), however, TV in an older infant
112 The relevant anatomic sites sampled for the diagnosis of STIs in CSA cases are commonly urine and
113 urogenital tract but can also include rectum and oral pharynx of both male and female children. Genital
114 specimens in girls include vagina and less so endocervix depending on age, while in boys urethra, or less
115 invasively, meatus or any penile discharge are included (23). Ophthalmic infections are not a complete
116 exception for suspected CSA when children are well over the age of perinatal transmission (one month for
117 NG and 3 years for CT) (24). Clinicians should follow the CDC and the American Academy of Pediatrics
118 (AAP) guidelines when deciding what specimens should be included (2, 3, 23).
119
121 Culture
122 Due to the need for high specificity in identifying organisms associated with sexually transmitted
123 infections in children, conventional culture has long been chosen as the preferred method of detection for
124 most specimen types. Culture recovery of STI agents provides ultimate concrete evidence for the
125 organism involved and a viable organism(s) for antimicrobial susceptibility and transmission
126 investigations. The CDC recommends that “culture remains the preferred method for urethral specimens
127 from boys and extragenital specimens (pharynx and rectum) in boys and girls” (23). Culture is also the
129
130 While isolation of viable organisms remains the gold standard for establishing laboratory evidence of
131 sexual assault in principle, there are several limitations to the use of culture as the only or preferred
132 diagnostic modality for STIs in prepubertal children. A key limitation is the low sensitivity of culture for
6
133 any STI agent, particularly from extragenital sites. Sensitivity of culture from extragenital sites ranges
134 from 27 – 44% for CT and 41 – 43% for NG in adults (23). In a study in prepubertal girls, sensitivity of
136 clinical labs, culture for CT, HSV, or TV requires special transport medium (UTM for CT and HSV,
137 versus InPouch for TV, Biomed Diagnostics, Inc, Oregon, USA) and is routinely performed only by
138 reference centers. Cultures for NG, CT or TV also require additional swabs along with NAAT testing and
139 involve different transport media and temperature requirements (6). In addition, culture is not
140 recommended for CT from urethral swabs for boys due to the invasiveness of specimen collection or from
141 pharyngeal specimens in boys or girls due to the low yield and potential use of culture systems that don’t
142 distinguish between CT and C. pneumonia (10, 23). Use of culture only would therefore limit the ability
143 to obtain specimens from all relevant sites, thus decreasing the potential yield (25).
144
145 NAAT
146 There have been a number of rapid NAAT platforms entering and maturing in the setting of clinical
147 diagnostic theatre with proven outstanding performance characteristics for STI agents in the last 10-20
148 years (Table 2), several of which can be run as near-patient/point-of-care assays (frequently available in
149 small community medical services). Sensitivity and specificity for NG and CT of currently available
150 NAAT platforms is generally in the >90% for both urogenital and extra-genital specimens in adults (23).
151 CDC recommends NAATS for detection of CT and NG in genital tract infections in adults stating that
152 “NAATs are far superior in overall performance compared with other C. trachomatis (CT) and N.
153 gonorrhoeae (NG) culture and nonculture diagnostic methods” (e.g. EIA and DFA) (10, 23). With
154 regard to laboratory testing in children, the CDC does acknowledge that “no evidence suggests that
155 performance of NAAT for detection of T. vaginalis in children would differ from that in adults” (10).
156 Therefore, the use of commercially available NAATs for the initial STI rapid testing has been widely
157 adopted in current practice for their superior sensitivity with results available frequently within 1-2 hours
158 (Table 2) (12, 13, 26). For these reasons, some guidelines (e.g. Royal College of Paediatrics and Child
7
159 Health) and other widely accepted clinical standards recommend NAAT testing for all specimen types in
160 children being evaluated for STIs due to concerns for sexual abuse (2, 3, 23). The CDC guidelines on STI
162
164 However, there are both regulatory and practicality issues with NAAT testing in prepubertal children,
165 particularly for extragenital sites. Laboratory validation of these NAATs has been done using limited
166 specimen types sampled in the adult male and female genital urinary tract only (13, 23). Only until
167 recently have most NAATs not been cleared by the FDA for CT and NG in rectal and oropharyngeal
168 specimens, and worse, no NAAT assays have been cleared for use in any sample type from pre-pubertal
169 boys and girls (10, 23). Without other options, most laboratories resort to including disclaimers in NAAT
170 test reports regarding the off-label use of sample types; typically, e.g. “This assay is not intended for the
171 evaluation of suspected sexual abuse or for other medico-legal indications. The performance of this test
172 has not been evaluated in patients less than 14 years of age or in pregnant women” (refer to relevant
174
175 Even with highly specific NAATs, the positive predictive value of a positive result can be low due to the
176 low prevalence of STIs in children undergoing a sexual abuse evaluation (12, 13). The lack of
177 appropriate collection and testing for confirmatory samples can lead to false allegations of abuse and
178 unnecessary treatment in children (27). For rapid NAAT approach, there has been a general consensus
179 that confirmatory testing with an alternate NAAT platform employing a different DNA target(s) should be
180 used when the results could provide legal significance (6, 28).
181
182 Given the legal implications, testing protocols with built-in redundancy such as employing more than one
183 specimen type and more than one test modality, can only strengthen laboratory test confidence when the
184 off-label use of NAATs is inevitable and culture is not rapid (6). This standard, however, requires a
8
185 complex set of samples be collected for CSA evaluations. This can be best accomplished through the
189 A basic set of specimens for the initial CSA investigation provides the most critical treatment-naïve
190 materials that are optimal for STI testing. As discussed above, due to the poor sensitivity of culture,
191 NAAT assays for CT, NG, and TV should be considered as high priority tests when building a CSA
192 microbiology test bundle. For children <13 years of age with a wide range of cognitive developmental
193 levels, the inclusion of all possible anatomic sites potentially involved in sexual contact is important, so is
194 having access to the specific collection kits for various modalities of NAATs and cultures at the point of
195 suspicion. The key to the success of obtaining all specimen types with appropriate collection kits begins
196 with an established institutional CSA standard that includes a test bundle for STI testing. By identifying
197 two different NAAT assays and their specified collection kits along with a culture collection kit,
198 laboratories are set to take advantage of the performance strengths of 3 tests addressing both the clinical
200
201 Practice standards for CSA investigations in pediatric care systems have been developed more recently at
202 our institution and are not yet mature or complete in all involved aspects. We recommend the use of a
203 CSA Test Bundle, including a minimum collection kit organized specifically for a CSA order template
204 (Box 1) in order to best accommodate the immediate and confirmatory results as well as any further
205 investigative tests. Choice of tests and reference testing should be determined and standardized at the
206 institutional level when a CSA Test Bundle is introduced. Test modality and performance characteristics
207 associated with the laboratory diagnosis of these STIs can be found in recent studies and reviews (26).
208 Because of the off-label use of NAATs and their specified collection complexities, nursing and laboratory
209 personnel familiarity and competency training is critically important to ensure test quality and timeliness.
9
210 The testing protocol and CSA Test Bundle should be frequently reviewed by a multidisciplinary decision
214 Quality laboratory test performance largely relies on specimens that are collected and maintained for their
215 biological integrity prior to testing. This section will discuss a basic specimen set necessary for the initial
216 laboratory evaluation of CSA. With the increasing STAT status of many current NAAT platforms, clear
217 instructions for specimen collection will ensure rapid results be produced to inform clinical actions for
219
220 The choice of two NAAT assay modalities can be determined by each institution’s technology
221 preferences and availability of a second NAAT assay locally accessible at peer institutions, or at national
222 reference labs including the state public health laboratories. However, as the NAAT platforms continue
223 to be updated over time, the financial burden cannot be underestimated as most manufacturers are taking
224 the approach of adding more cartridges to the existing assay platforms rather than adding more
225 pathogenic target(s) to retrofit the existing combo cartridge (Table 2). Moreover, each molecular assay is
226 packaged with manufacture/platform-specific collection kits, thus requiring that multiple swabs be
228
229 Collection of specimens for culture using non-selective transport media (e.g. the most commonly
230 accepted Eswab transport kit) should always be included for any anatomic site, as re-collection of samples
231 for other test modalities post immediate workup is both logistically difficult and biologically
232 compromised for many reasons. Whenever possible cross validation of Eswab kit for NAATs would be
233 ideal given the challenge of collecting 3 test modalities per site. If cross validation is not possible, there
234 remains the question of whether the residual specimens in ESwab transport media can be repurposed in
235 other dedicated transport media for culture of CT, HSV, or TV immediately after a positive NAAT
10
236 results. Needless to say, the complexity of specimen collection in various transport systems requires a
237 great deal of coordination between clinical providers and the laboratory before, during, and after each
239
240 Text Box 1 shows an example of a standard CSA Test Bundle. For CSA investigations, urine, specifically
241 “first void” or “dirty” urine, is the most easily obtainable specimen type and should always be used for
242 NG and CT NAATs. Although female urine and superficial genital swabs are not ideal for STI testing,
243 urine concentrate should be cultured (including gram stain and wet mount) regardless of gender if no
244 other sample can be accessed. Culture media used for NG culture in the event of a CSA investigation
245 should include Chocolate and Thayer Martin NG selective agars. Gram stain finding of gram-negative
246 cocci can be used for growth correlation, but not used to suggest NG in the absence of NAAT or culture
247 evidence. Since not all NAAT STI platforms include all agents in the same test cartridge, a wet mount can
248 be used for a rapid TV and sperm screening, followed by a InPouch (Biomed Diagnostics, Inc. Oregon,
249 USA) TV culture if necessary (29). In addition, specimen retention during a CSA work up is extremely
251
252 Laboratory support to gynecological services has historically included microscopy standards of semi-
253 quantitative reporting polynucleated cells, clue cells, and yeast in addition to TV and sperm in many
254 physician clinics and pediatric centers caring for teens and adolescents. Institutional CSA procedures
255 should be able to build on the existing standards. While ruling out sperm by wet mount is technically less
256 arduous, microscopy for TV and gram stain determination of gram negative diplococci or Nugent Score
257 may not always be an easy task and false positive findings can have adverse consequences (30, 31). By
258 establishing clear criteria for the intended clinical information, microscopy exam is able to provide
259 additional useful information to guide CSA testing and reporting even though bacterial vaginosis remains
261
11
262 While rapid test platforms for NG, CT, and TV are widely available, laboratory studies of other STI
263 agents including reference testing should also be considered. Serological testing for syphilis and viral
265 secondary syphilis (painless chancre versus condyloma lata) can be sampled for Treponema pallidum
266 direct identification by direct florescent antibody microscopy (DFAM) or NAAT (6). Since there is no
267 FDA cleared or standard NAAT methods available for T. pallidum and DFAM requires special reagents
268 and expertise, consultation with CDC STI services can be extremely valuable. In addition, if characteristic
269 genital lesions are detected, herpes simplex viruses (HSV-1 and HSV-2) should be tested by a rapid PCR
270 with culture confirmation, both tests are supported by a single swab in universal transport medium
271 (UTM). The diagnosis of anogenital warts (condyloma acuminatum) is largely clinical. HPV testing
272 should be done on biopsy specimens from suspicious lesions (6, 10). It has been well documented that
273 multiple infections are common in cases of CSA, thus further testing for other potential agents is
274 warranted upon initial detection of any single potential STI agent (33).
275
277 Microbiological evidence for STI agents provides critical information for clinical assessment of CSA
278 cases which would benefit both patient care and the law enforcement investigation to protect the victims.
279 However, the NAAT test report should always include a disclaimer for its lack of validation with non-
280 urogenital specimens from patients <13 years of age even when multiple test modalities were employed.
281 An indeterminate NAAT result should be repeated immediately by the same method. Alternatively, repeat
282 testing could resort to the second NAAT as some PCR modalities are susceptible to inhibitors intrinsic to
283 specimen materials such as blood in specimens. Most importantly, when one STI agent is identified, an
284 extensive screening for other possible agents should be done. Finding of additional agents or the same
285 agent at additional anatomic sites increases the confidence of CSA as mode of transmission, especially as
286 pharyngeal and anorectal infections are not uncommon although patients may not be symptomatic (25).
287
12
288 The use of more than one NAAT modality does not mean that every specimen should be tested by both
289 NAATs before reporting. Instead, all specimens should be immediately tested and reported by the primary
291 NAAT, positive results should prompt the use of a second NAAT for a rapid confirmation. Healthcare
292 providers should be notified immediately and the local health jurisdiction should be notified as per local
293 reporting requirements (Table 1). Antimicrobial susceptibility should be performed upon NG isolation
294 and the isolate submitted to the State Public Health Laboratory for epidemiological investigation.
295
296 Laboratory records associated with CSA testing in laboratory information systems (LIS) can all be used
297 for legal documentation. The ethics and legal implications regarding releasing sensitive test information,
298 such as laboratory finding of sperm or pregnancy, on pediatric patients (age range 0-21 years) to
299 patient/parent portal is usually determined jointly by hospital and laboratory subject matter experts.
300 Laboratorians are generally not involved under most circumstances in determining the visibility of these
301 results in the local electronic health record or chain of custody documentation outside of LIS.
302
303 Summary
304 Compared to the diagnostic landscape some 10-20 years ago, molecular techniques are now the preferred
305 laboratory approach for the detection of STI agents as they show superior performance characteristics in
306 test sensitivity and specificity, as well as outstanding design features of automation and near-patient
307 testing. The barriers for their use in CSA settings is the lack of test performance validation data when
308 applied to non-urogenital specimen types and specimens collected in children <13 years of age. By
309 obtaining multiple sample types and employing multiple test modalities, laboratories are able to decrease
310 the uncertainty of test results and improve test sensitivity and specificity through test redundancy.
311
312 A practical process of specimen collection remains an area of challenge even with more than one NAAT
313 platform locally accessible. The commercially available NAATs are packaged by platform-specific swabs
13
314 and transport media that have not been cross validated amongst NAAT assays and do not take culture for
315 various STI agents (e.g. Eswab for NG, UTM for CT, and InPouch for TV) into consideration. In order to
317 providers and laboratories face the conundrum of either the use of multiple collection kits per site up
318 front, or a second round of collection pending primary rapid NAAT result prior to patient discharge.
319 Alternatively, laboratory validation of repurposed residual specimen in later preferred transport kits for
320 reference testing would support a more operable CSA work flow.
321
322 It is foreseeable that the current diagnostic state for STI pathogen detection in young children with
323 potential CSA may soon become a memorable past. The rise of metagenomic sequencing technology,
324 once becomes more automated, could in theory support both the STI diagnostic tests and forensic
326
327 Acknowledgement
328 We thank the Seattle Children’s Hospital CSA team, the members of the Emergency Medicine, the SCA,
329 the Pediatric Infectious Diseases, and the Clinical Microbiology Laboratory, for their contributions to the
331
14
332 References:
333 1. Leeb RT, Paulozzi LJ, Melanson C, TR S, Arias I. January 2008. Child Maltreatment
16
424 33. Kellogg N, American Academy of Pediatrics Committee on Child A, Neglect. 2005.
425 The evaluation of sexual abuse in children. Pediatrics 116:506-512.
426
17
428 Table 1. Identification of infectious agents potentially transmitted by CSA and laboratory notification
429 responsibility*
Infectious Agent detected Evidence for Timing of Notification Comments
CSA
Bacterial vaginosis Inclusive Standard report Usually not reportable Need medical follow-up
430 *adapted from CDC 2015 STD Treatment Guidelines and AAP Committee on Child Abuse and Neglect
431 (10, 33)
432 ** M. genitalium usually not reportable, Campylobacter usually within 2 working days, Shigella and N.
433 meningitidis usually within 24 hour
434
18
435 Table 2. Commonly used NAAT platforms for STI agents with 1-2 hour turn-around-time.
436
NAAT Company NG/CT NG/CT/TV/MG NG/CT/TV TV/MG TV MG HSV1, HSV2
Gen-Probe APTIMA Hologic X X X
468 **For HPV, hepatitis B, HIV, and syphilis testing, please refer to lab test catalog for specimen requirements.
469
19