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Article history: The thermodynamic stability, magnetism and half-metallicity of Heusler alloy Co2 MnX(X = Si, Ge,
Received 23 November 2011 Sn)(1 0 0) surface are comprehensively investigated from the first-principles calculations. The calculated
Received in revised form 21 January 2012 phase diagram indicates that with increasing core electrons of X atoms in Co2 MnX(1 0 0) the CoCo ter-
Accepted 21 January 2012
mination will be faded out of the thermodynamic equilibrium region gradually. Due to the difference of
Available online 31 January 2012
Co X bonding the surface Co and Mn atoms prefer to move towards the slab and vacuum, respectively.
By comparing with the bulk, the surface Co and Mn atomic magnetic moments (AMMs) are enhanced
Keywords:
obviously because of the significant surface d-electronic localization. Further investigations of the par-
Heusler alloy
Structure stability
tial density of states (PDOS) show that the half-metallicity observed in bulk has been destroyed by
Magnetism the surface states in deficient-Mn atomic terminated surface, only the terminations capped pure Mn
Spin-polarization atoms in Co2 MnSi(1 0 0) and Co2 MnGe(1 0 0) surfaces preserve spin-polarization of 100% instead of the
Co2 MnSn(1 0 0) surface, which is a possible explanation for low experimental tunnel magnetoresistance
(TMR) value in Co2 MnSn(1 0 0)-based magnetic tunnel junctions (TMJs).
© 2012 Elsevier B.V. All rights reserved.
1. Introduction -based [9] quarternary Heusler MTJs. However, the fact is that
the unexpected TMR steeply drops as temperature increases in
The half-metallic ferromagnets (HMFs) are characterized by a Co2 MnX series Heusler electrodes has been confirmed many times
semiconducting density of states (DOS) for the minority-spin band [4,10–12], and the strong temperature dependence of the current-
and a metallic aspect for the majority-spin band, which brings 100% perpendicular-to-the-plane (CPP) giant magnetoresistace (GMR) in
spin polarization at the Fermi energy (εF ). As one of the potential the Co2 MnGe-based spin-valve was also observed [13]. Ones have
HMFs, Co-based Heusler alloy has attracted much research inter- considered many possible origins, such as nonquasiparticle state
est due to its large magnetic moment and high Curie temperature. [14], crystal defect [15], atomic disorder [16,17], etc., while up to
It is, therefore, predicted to be a promising candidate for applica- now it has not got a decisive result. Recently, the first-principles
tions in spin-dependent devices. Previous studies showed that the calculations found that the half-metallicity observed in bulk can
Co2 MnSi, Co2 MnGe and Co2 MnSn with L21 structure bear a Curie be lost near the surface or interface because the surface or inter-
temperature seperately above 900 K [1], 1000 K [2] and 800 K [3] face states appeared in minority-spin gap [18], and the positions
with magnetic moment of about 5 B per unit cell. Experimental of the surface states with respect to εF can be adjusted by doping
investigations on their tunnel magnetoresistance (TMR) as elec- effects [19]. It is conceivable that the occurrence of surface states
trodes in Heusler compounds magnetic tunnel junctions (MTJs) is a strong probability for steep drop of TMR with the increase of
also revealed significant magnetoresistive effect. Relatively high temperature. Hence, the surface properties of Heusler alloys are
TMR ratios of 570% at 4.2 K measured in 2006 [4] has increased every bit as important as the bulk properties, since they control the
to 630% in 2008 [5], and to 1135% in 2010 [6] for the Co2 MnSi- interaction between the substance and the external environment,
based MTJs with MgO substrates. For the Co2 MnGe/MgO/Co2 MnGe and can help us understand the electronic and magnetic proper-
MTJs, the high TMR values of 185% in 2007 [7] and 650% in 2010 ties of Heusler alloys, which is the precondition for applications in
[6] at 4.2 K were also reported, which of the latter is already larger electrode devices.
than that of the promising Co2 Cr0.6 Fe0.4 Al- [8] and Co2 FeAl0.5 Si0.5 Generally, the Co2 MnX alloy with L21 structure cleaved along
Miller indices(1 0 0) crystal direction can create standard epi-
taxial terminated surfaces: CoCo and MnX terminations. These
surfaces are important for envisaged epitaxial growth of Co2 MnX
∗ Corresponding author. Tel.: +86 23 68367040. on MgO(1 0 0) or GaAs(1 0 0), materials to which it is very closely
E-mail address: chenh@swu.edu.cn (H. Chen). lattice matched. Considering that a modified artificial termination
0169-4332/$ – see front matter © 2012 Elsevier B.V. All rights reserved.
doi:10.1016/j.apsusc.2012.01.125
4946 B. Wu et al. / Applied Surface Science 258 (2012) 4945–4951
consisting of pure Mn or Ge element can significantly change the where is the surface free energy, Gslab is Gibbs free energy of the
spin-polarization in Ga-doped Co2 MnGe film [19], the studies on slab, A is the surface area of the supercell each side, and i and Ni
the modified artificial terminations caped the pure atoms, includ- are the chemical potential and the corresponding number of the ith
ing MnMn and XX terminations (SiSi, GeGe and SnSn termination), atom in the slab. Note that each atomic chemical potential is not
are also focused for extensively searching possible films with the independent and the slab is in thermodynamic equilibrium, the
high spin-polarization. Furthermore, the measured TMR values in following equilibrium condition would be satisfied with respect to
Co2 MnSn-based MTJs [20,21] are extremely small by compared the Heusler alloy:
with that in Co2 MnSi- and Co2 MnGe-based MTJs, implying sig-
2Co + Mn + X = Gbulk , (2)
nificant surface and interface differences between them. Hence,
a comprehensive theoretical investigation on Co2 MnX[X = Si, Ge, where Gbulk is the Gibbs free energy of the bulk. Hence, it is easy to
Sn](1 0 0) surface is crucial to help us understand the hyperfine sur- obtain the relation of the surface free energy with respect to Co
face behaviors from the same materials group (the sp-elements of and Mn . In order to obtain the phase diagram, we have to confirm
alloys come from the same main group in periodic table). the reasonable range of chemical potential firstly. It is clear that the
higher limits of Co and Mn are the average Gibbs free energy per
2. Calculation methods atom corresponding to Co and Mn bulk structures:
Table 1
The calculated atom-resolved magnetic moments and total magnetic moments
(TMM) per cell in Co2 MnX(X = Si, Ge, Sn) bulk.
Fig. 3. The atomic displacements with respect to the corresponding nonrelaxed atomic positions and atom-resolved magnetic moments (AMMs) for (a) CoCo, (b) MnX,
(c) MnMn and (d) XX terminations of Co2 MnX(1 0 0) surface. Sj (j = 1, 2, 3) indicate the uppermost three atomic layers and following letters in parentheses denote the
corresponding atoms. See the text for details.
It is a novel phenomenon that in the XX-terminations the pos- bulk are also filled. Meanwhile, as a result of the enhancement of
itive surface X AMM values are detected, which is contrary to the hybridization between the surface Co and subsurface Mn, which
negative surface X AMM in MnX terminations. The early works is induced by the sharply contracted average bond length of the
by Watson et al. [32,33] indicated that the negative contribu- uppermost interlayer atoms, the majority-spin band of subsurface
tions of sp-electron atoms may originate from the RKKY indirect Mn and next subsurface Co atom is pushed to high energy to serve
exchange mechanism. In the RKKY exchange mechanism, the sp the reduction of exchange splitting. Unlike the CoCo terminations,
conduction electrons works as a bridge in transferring magnetic in the MnX terminations the surface Mn atoms shift towards vac-
coupling between local d-electrons [34]. This sp–d mixing interac- uum and present large localicity to increase the exchange spitting
tion also always induces anti-ferromagnetic arrangement between of d-electrons, inducing the movement of majority-spin peaks of
sp-electrons and d-electrons atoms, which will yield a negative surface Mn atoms towards lower energy. While for the subsur-
magnetic contribution. Hence, in MnX and MnMn terminated sur- face Co and next subsurface Mn atoms, because of less influence
faces, the surface and subsurface X atoms are similar to their from the surface effect, their electronic structures are very close to
behaviors in bulk and always present negative AMMs. While in corresponding bulk aspect.
XX-terminations, the magnetic coupling between the uppermost As far as modified MnMn and XX terminations are concerned,
two atomic layers disappear because of the absence of surface Mn except for some similar surface behaviors to the MnX termination,
atoms. As a result, we only observe positively localized surface X such as d-band shifts of surface Mn in MnMn terminations and
AMMs. the small spin-polarizations of surface X atoms in pure X atoms
termination, a prominent distinction from the MnX terminations
3.3. Surface electronic properties is that the minority-spin peaks of surface Mn and subsurface Co
atoms observed in MnX terminations have been cleared away in
In order to analyze the electronic properties of the surface layer the MnMn terminations and suffer a remarkable enhancement in
atoms, the partial densities of state (PDOS) of the outermost three XX-terminations, respectively. Further analyses reveal that these
layer atoms are analyzed. In Fig. 4, the d-PDOS of Co and Mn atoms at small peaks pinned in minority-spin gap rapidly damp in the sub-
the surface, subsurface and next subsurface with respect to the dif- surface and finally disappear in the next subsurface or the deeper
ferent surface terminations are schematically graphed, and in the layer. We deduce that these small peaks characterized by d-orbitals
terminations capped pure X atoms the p-PDOS of the surface X atom are derived from surface states. In the terminations capped pure X
is also plotted. Due to the reduction of surface atomic coordination atoms, lots of sp-electrons are gathered at surface and intensely
number and the interruption of the period crystal field of bulk, the polarized. According to RKKY indirect exchange mechanism, these
bulk negative electrostatic potential should rise at surface to match conduction sp-electrons can continually exchange with local d-
to the vacuum zero potential level, resulting in lots of gathered electrons of the nearest transition metal and works as a bridge in
valence electrons at surface. Hence, in CoCo terminations, we can hybridization between local d-electrons. As a result, in the XX ter-
see that the minority-spin bands of surface Co atoms are occupied minations the minority-spin gaps of the subsurface Co atoms are
by these valence electrons and the minority-spin gaps observed in filled entirely because of the larger exchange interaction, while in
B. Wu et al. / Applied Surface Science 258 (2012) 4945–4951 4949
Fig. 4. The partial density of states (PDOS) of various atomic terminations for (a) Co2 MnSi(1 0 0), (b) Co2 MnGe(1 0 0) and (c) Co2 MnSn(1 0 0) surface. The lines and the shadow
region indicate atomic PDOS of the surface and bulk, respectively, and the subtitles mark atom terminations. Sj (j = 1, 2, 3) indicate the uppermost three atomic layers and
following letters denote the corresponding atoms.
the MnX terminations this effect should be decreased with seldom For further clarifying the origins of surface states, the Mn-void
surface X atoms, even disappear as surface X atoms are substituted and X-void terminations, which are created, respectively, by substi-
for Mn atoms entirely. In this sense, it seems that these small peaks tuted surface Mn and X atoms for the vacancy in MnX terminations,
pinned the minority-spin gap are closely related to the rich surface are investigated sequentially by using the same calculated param-
X atoms. eters. As a representative case, in Fig. 5, the d-PDOS of surface Mn
4950 B. Wu et al. / Applied Surface Science 258 (2012) 4945–4951
Fig. 5. The d-PDOS of surface Mn and subsurface Co atoms, as well as p-PDOS of surface Sn atom in Mn-void and Sn-void atomic terminations of Co2 MnSn(1 0 0) by comparing
with that of the corresponding MnMn and SnSn terminations. Sj (j = 1, 2) indicate the uppermost two atomic layers and following letters denote the corresponding atoms.
and subsurface Co atoms, as well as p-PDOS of surface Sn atom Co2 MnGe(1 0 0) and Co2 MnSn(1 0 0), respectively. In this sense, the
in Mn-void and Sn-void termination of the Co2 MnSn(1 0 0) surface MnMn-terminations of Co2 MnSi(1 0 0) and Co2 MnGe(1 0 0) present
are plotted. The expected shifts of spin-majority bands of surface more superiorities than that of Co2 MnSn(1 0 0) for applications in
Mn atoms towards the lower energy orientation and extremely ferromagnetic electrodes because of ideal spin-polarization. In fact,
small spin-polarizations of surface Sn atoms are observed due to Co2 MnSn(1 0 0) film deposited on MgO(1 0 0) substrates presented
increasing surface atomic localization. For the subsurface Co atom, very small TMR value (less than 5% at 5 and 300 ◦ C), and its cell
the focused spin-minority gaps in MnMn-termination has been fill magnetic moment which mainly derives from interface local mag-
by surface states in Mn-void terminations, and the peaks pinned netism was less than 5 B [21]. A possible comprehension is the
the spin-minority gap of the bulk are also significantly enhanced poor half-metallic stability in bulk and surface phase of Co2 MnSn.
in Sn-void termination. The absence of half of surface Mn or Sn Because its εF locates at the edge of the minority-spin gap, the
atoms shall expose partial subsurface Co atoms to the vacuum and effects related to temperature, such as depositing conditions, crys-
enforce them to behave like surface Co atoms, of which the spin- tal defect and atomic disorder, easily lead to significant changes in
minority band is occupied by lots of surface valence electrons and electronic and magnetic properties, even the sharp reduction of the
the spin-minority gap is destroyed as mentioned before. Hence, the spin-polarization ratios.
surface states are mainly derived from the d-orbitals of the subsur-
face transition metal atoms displace of the surface atoms, and to 4. Conclusion
be significant when the nearest magnetism-coupled atoms of the
subsurface atom are lessen. In such mechanism, the sp-electrons of By using the first-principles calculations within density func-
surface X atoms mainly play a ‘bridge’ role in magnetic exchange tional theory (DFT), the thermodynamic stability, atom-resolved
between transition metal atoms. The deficient-Mn terminated sur- magnetism and electronic structure of various atomic termina-
face rather than the deficient-X terminated surface tend to yield tions in Co2 MnX(X = Si, Ge, Sn)(1 0 0) surfaces are systematically
the surface states in the spin-minority gap. studied. The calculated equilibrium phase diagram indicates that
High spin-polarization plays an important role in HMFs for with increasing the core electrons of X atoms of Co2 MnX(1 0 0),
applications in the spindependent devices. The HMF film with a the CoCo-termination will be gradually faded out of the thermo-
Fermi level situated in minority-spin gap can present ideal spin dynamic equilibrium region. Due to the discrepancies between the
polarization rate of 100% and be promising materials for appli- nearest Co X bonding and Co Mn bonding, we can evidently see
cations. Due to the evident differences in atomic radii and core that the surface Co and Mn atoms, respectively, move towards the
electrons of X atoms in the Co2 MnX bulks and surfaces, with the slab and vacuum. By comparing with the bulk, the surface Co and
increase of the inner-shell electrons of X atoms, we can be seen that Mn AMMs are enhanced obviously owing to the rigorous local-
the Fermi level is posited near, even under the bottom of minority- ization of surface d-electronic atoms, while the subsurface AMMs
spin gap. Especially, in the MnMn-termination of Co2 MnX(1 0 0) are very close to the bulk values except for the CoCo-terminations.
surface, without the influences of surface states, the Fermi level With the increase of core-electrons of X atom in Co2 MnX(1 0 0), the
always stands in the middle of minority-spin gap of the surface Fermi level will gradually shift towards low-energy orientation. The
and next subsurface Mn atoms. However, considering the subsur- half-metallicity observed in bulk has been destroyed by the surface
face Co atom, the Fermi level is just above, near and under the states in deficient-Mn atomic terminated surface, only the termi-
hemline of the corresponding minority-spin gap for Co2 MnSi(1 0 0), nations capped Mn atoms in Co2 MnSi(1 0 0) and Co2 MnGe(1 0 0)
B. Wu et al. / Applied Surface Science 258 (2012) 4945–4951 4951
preserve the half-metallicity instead of the Co2 MnSn(1 0 0) surface, [11] K. Inomata, N. Ikeda, N. Tezuka, R. Goto, S. Sugimoto, M. Wojcik, E. Jedryka, Sci.
which is a possible explanation for low experimental TMR value in Technol. Adv. Mater. 9 (2008) 014101.
[12] T. Marukame, T. Ishikawa, K. Matsuda, T. Uemura, M. Yamamoto, J. Appl. Phys.
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[13] M.J. Carey, S. Maat, S. Chandrashekariaih, J.A. Katine, W. Chen, B. York, J.R.
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This work was supported by the National Natural Sci- 086402.
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