Professional Documents
Culture Documents
fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
1
Abstract—Deploying Sub-6GHz networks together with mil- small cells (SCells) deployed, although highly directional
limeter wave (mmWave) is a promising solution to achieve antennas and beamforming greatly reduce the co-channel
high data rates in traffic hotspots while guaranteeing sufficient interference, and make it possible to overcome the high near-
coverage, where mmWave small cells are densely deployed to
provide high quality of service. In this paper, we propose an field path loss and poor diffraction of mmWave signals [2]–
analytical framework to investigate the integrated Sub-6GHz- [6]. A feasible scenario is that mmWave SCells are overlaid
mmWave cellular networks, in which the Sub-6GHz base stations on traditional Sub-6GHz networks, where the Sub-6GHz and
(BSs) are modeled as a Poisson point process, and the mmWave mmWave base stations (BSs) provide universal coverage and
BSs are clustered following a Poisson cluster process in traffic high data rate transmission in traffic hotspots, respectively
hotspots. We conduct stochastic geometry-based analysis and
derive the performance metrics including the association proba- [7]. In addition, unlike Sub-6GHz BSs with omnidirectional
bility, signal-to-interference-plus-noise ratio coverage probability antennas, providing an initial access for stand alone mmWave
and average achievable rate, which are validated to be accurate BSs is challenging due to highly directional mmWave commu-
by Monte Carlo simulations. We analyze the impact of various nications [8], [9]. As such, a promising solution is to deploy
deployment parameters on the network performance to give Sub-6GHz BSs together with mmWave BSs, which can assist
insights on the network design. In particular, it is shown that
deploying mmWave small cells in traffic hotspots will outperform the initial access of mmWave communications through sharing
both traditional Sub-6GHz heterogeneous network and isolated the positions and orientations of BSs.
mmWave system in terms of the coverage probability. It can also Lately, there exists several studies concentrating on the
be shown that extremely high and extremely small association integrated Sub-6GHz and mmWave cellular networks. Since
weight for mmWave BSs will deteriorate the performance for cell stochastic geometry is a unified mathematical paradigm to ana-
edge users and cell interior users, respectively. Moreover, there
exists an optimal pre-decided dispersion parameter of mmWave lyze the performance of cellular networks [10]–[13], it is likely
BSs that contributes to the maximum coverage probability. to model the locations of BSs in each tier as a independent
Poisson point process (PPP). Under this condition, the signal-
Index Terms—Heterogeneous cellular networks, Sub-6GHz,
millimeter wave, Poisson point process, Poisson cluster process. to-interference-plus-noise (SINR) coverage probability with
decoupled cell association strategy was studied in [14], and it
is observed that extremely high small cell association weight
I. I NTRODUCTION is desirable for mmWave SCells. The authors in [15] analyzed
Millimeter wave (mmWave) has been considered as a key the the performance of catch-enable hybrid heterogeneous
technology to meet the ever-growing demand for mobile data networks under the similar deployment settings, where the
rate due to its large available bandwidth [1]. Yet it is challenge- cached multimedia contents following the popularity rank, and
able to achieve the universal coverage with only mmWave it is shown that the integrated Sub-6GHz and mmWave HetNet
is interference-limited and outperforms the traditional HetNet.
Manuscript received Jan 23, 2019; revised Jun 8, 2019 and Aug 24, 2019; The hybrid cellular network with ultra high frequency and
accepted Aug 27, 2019. Date of publication; date of current version. This
work was supported in part by the National Natural Science Foundation of mmWave BSs were investigated in [16] by using experimental
China under Grant 61771054, in part by US MURI AFOSR MURI 18RT0073, data in a university campus. It is confirmed that the hybrid
NSF EARS-1839818, CNS-1717454, CNS-1731424, CNS-1702850, CNS- cellular network could achieve better SINR and rate coverage
1646607, in part by A*STAR-NTU-SUTD Joint Research Grant Call on Arti-
ficial Intelligence for the Future of Manufacturing RGANS1906, WASP/NTU than those of stand alone ultra high frequency network and
M4082187 (4080), Singapore MOE Tier 1 under Grant 2017-T1-002-007 the mmWave network. Besides, a device-to-device (D2D)
RG122/17, MOE Tier 2 under Grant MOE2014-T2-2-015 ARC4/15, Singa- communication model with hybrid frequency was investigated
pore NRF2015-NRF-ISF001-2277, and Singapore EMA Energy Resilience
under Grant NRF2017EWT-EP003-041. (Corresponding author: Kai Yang.) in [17], where the user equipments (UEs) employ mmWave
M. Shi and K. Yang are with the School of Information and Electronics, communication when there is no blockage and switch to Sub-
Beijing Institute of Technology, Beijing 100081, China (email: shimin- 6GHz otherwise. The results also demonstrate the superiority
wei@bit.edu.cn; yangkai@ieee.org).
Z. Han is with the Department of Electrical and Computer Engineering, of the hybrid communication model.
University of Houston, Houston, TX 77004 USA (e-mail: zhan2@uh.edu), Although PPP is tractable in modeling random networks, it
and also with the Department of Computer Science and Engineering, Kyung is not rich enough in capturing spatial coupling between UE
Hee University, Seoul, South Korea, 446-701.
D. Niyato is with the School of Computer Science and Engineering, and BS locations that exists in traffic hotspots [18], [19], which
Nanyang Technological University, Singapore (email: dniyato@ntu.edu.sg). can be better modeled by Poisson cluster process (PCP). The
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
2
PCP-based modeling and performance analysis of HetNet has Firstly, we show that the distribution standard deviation,
gained much attention in these years [19]–[21]. A complete which is used to scale the degree of dispersion of TCP,
characterization of the downlink coverage probability for a is an important parameter in determining the coverage
PCP-based HetNet model under max-SINR based association probability. And there exists an optimal distribution stan-
scheme is investigated in [18]. The BS-centric cellular network dard deviation of mmWave BSs that is proportional to
was analyzed in [22], in which the locations of BSs are the distribution standard deviation of clustered UEs and
modeled as a PPP, and the UEs are modeled as a PCP around maximizes the coverage probability. Then, the ratio of
BSs. The results show that the coverage experienced under the association weight for Sub-6GHz and mmWave BSs is
PCP model becomes the same as that under the PPP model shown to be a prominent factor and needs to be set
when the standard deviation of the PCP tends to infinity. As an properly. In particular, extremely high and extremely
extension, the BS-centric multi-tier case is further investigated small association weight for mmWave BSs will deterio-
in [23]. In contrast, the user-centric capacity-driven small cell rate the performance for cell edge users and cell interior
deployment is proposed in [24], where both the BSs and UEs users, respectively. Finally, several different deployment
are modeled as PCPs in user hotspots. It is shown that higher schemes in traffic hotspots are investigated, revealing that
frequency reuse brings lower coverage probability and higher the UEs far from hotspot centers indeed need Sub-6GHz
throughput. Besides, the PCP-based model can be applied service to achieve an acceptable SINR coverage.
to D2D network as [25], where the devices inside a given The rest of the paper is organized as follows. The system
cluster form D2D links amongst themselves according to the model is presented in Section II. In Section III, the expressions
fact that D2D devices need to be in close proximity of each of association probability, SINR coverage probability, average
other. Moreover, the distance of the PCP distributed BS from achievable rate, and area throughput are derived. In Section IV,
the receiver under max-power based association is evaluated the numerical results are presented, and the impacts of various
using nearest-neighbor and contact distance distributions in parameters on the network performance are also investigated.
[26]. To reduce the numerical complexity, a computable form The conclusions are drawn in Section V.
of coverage probability for the downlink cellular network
with PCP distributed BSs, Rayleigh fading and nearest BS II. S YSTEM M ODEL
association is analyzed in [27]. In this section, we first provide a brief introduction to TCP
To the authors’ knowledge, the existing works that con- before we introduce the proposed system model.
sidering integrated Sub-6GHz BSs and mmWave BSs usually TCP is a stationary and isotropic Poisson cluster process
model each tier of BSs as a PPP [14], [15], while the generated by a set of parent points independently and iden-
studies that consider spatial coupling between BSs and UEs tically distributed around each point of a parent PPP [20].
in heterogeneous networks assume the operations on the same In particular, the locations of parent points are modeled as
frequency band [22]–[24]. Different from previous works, a homogeneous PPP Φ with density λ. For each parent point
we take both different frequency bands and aforementioned c ∈ Φ, the daughter points are scattered following a symmetric
coupling in traffic hotspots into consideration. More specifi- normal distribution with variance σ 2 . The probability density
cally, the Sub-6GHz and mmWave BSs are modeled as a PPP function (PDF) of an daughter point location relative
to its par-
2
and a Thomas cluster process (TCP), respectively. The main ent point can be expressed as f (x) = 2πσ2 exp − kx−ck
1
2σ 2 .
contributions of this paper are summarized as follows. In addition, the number of daughter points in each cluster is
• We investigate a two-tier heterogeneous network consist- a Poisson random variable with mean n. Therefore, the TCP
ing of independently distributed Sub-6GHz macrocells can be characterized by its parent points set Φ, the distribution
(MCells) and clustered mmWave SCells to improve the standard deviation σ and the cluster size n. For simplicity of
network performance in traffic hotspots with small-scale notation, we denote the aforementioned TCP by G (Φ, σ, n).
fading modeled as Nakagami-m fading, where different
propagation characteristics of Sub-6GHz and mmWave A. Spatial Model
bands are considered. The UEs cluster around hotspot We consider a downlink two-tier cellular network with
centers following a TCP, and apply the strongest bias hotspots as shown in Fig. 1, where the hotspot centers Φp =
association strategy. {c0 , c1 , . . .} is a homogeneous PPP with density λp , and ci
• We derive the general expressions of association prob- represents the location of the hotspot center with index i. The
ability, SINR coverage probability, average achievable first tier of BSs Φ1 is assumed to be operated at Sub-6GHz
rate, and area throughput via stochastic geometry-based and modeled as a homogeneous PPP with density λ1 , while the
analysis. Furthermore, we simplify the above expressions second tier is operated at mmWave and distributed as a TCP
by considering the LoS signals alone in mmWave propa- G (Φp , σBS , nBS ). The set of mmWave BSs generated by ci is
gation. Moreover, a special case of the two-tier Sub-6GHz denoted by Xci . In addition, to capture the relativity between
network under the same distribution is considered as a UEs and traffic hotspots, UEs Φu are assumed to follow an-
baseline scheme, which shows that the clustered mmWave other TCP with parent points Φp , i.e., Φu = G (Φp , σUE , nUE ).
BSs could enhance the coverage substantially. The transmit powers of Sub-6GHz BSs and mmWave BSs
• We analyze the impact of various parameters on the are set to be P1 and P2 , respectively. Without loss of general-
network performance both theoretically and numerically. ity, our analysis is conducted on the typical UE y0 , which is
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
3
1000 m
mmWave BS ) 2 (TCP)
UE
UE ) u (TCP)
r is the distance between the mmWave BS and the typical UE,
Communication link
RB is the size of the LoS ball, and pL is the average fraction
of the LoS area in the LoS ball.
Different path loss intercepts and exponents shall be adopted
for the signals on different frequency bands with LoS/NLoS
status. Given a communication link with length r in the inves-
500 m
generated from the parent point c0 and is located at the origin. the small-scale fading for Sub-6GHz band is predicated on
Moreover, to facilitate the analysis and maintain tractability, a large amount of local scattering [7], we assume Rayleigh
we assume that the number of mmWave SCells in the typical fading for Sub-6GHz propagations, i.e., N1 = 1. Besides, we
UE belonged cluster is constant and equal to nBS . ignore the large scale shadowing effect as in [14], since the
blockage model for mmWaves introduces a similar effect to
shadowing [7], and the randomness of the PPP distributed Sub-
B. Directional Beamforming 6GHz BS locations emulates the shadowing effect [10].
The mmWave BSs are equipped with directional antenna
array to improve beamforming gains and to compensate for the D. Association Strategy
high path loss. However, we only consider an omnidirectional
Each UE is associated with the BS with the maximum bias
antenna model at Sub-6GHz BSs and UEs for tractability of
averaged received power, namely the strongest bias association
analysis. The omnidirectional antenna gain at Sub-6GHz BSs
strategy. Therefore, the serving BS of the typical UE is
side is G1 , and directional antenna arrays of mmWave BSs
expressed as
are approximated by the sectored antenna model [28], namely
( x∗ = arg max Bk Pk Gk Nk `k (kxk) , k ∈ {1, 2} , (2)
GM , if |θ| ≤ θb /2, x∈Φ1 ∪Φ2
Gb (θ) = (1)
Gm , otherwise, where Bk is the bias association value of the kth tier, kxk is
where θb is the beamwidth of the main lobe, and GM and Gm the distance from BS x to the typical UE, Pk and Gk are
are the main-lobe and side-lobe gains, respectively. When the the transmit power and the maximum antenna gain of the
typical UE is associated with an mmWave BS, the mmWave BS in the kth tier, respectively, and k = 2 represents the
BS first estimates the channel, and then adjusts its antenna case of mmWave association for notational simplicity. It is
steering orientation to the typical UE to maximize the directiv- worth noting that the parameter Bk , also known as cell range
ity gain Gb (θ). Due to the isotropy of Thomas cluster process, expansion parameter [30], is able to offload users between
the beam directions of the interference links are independently different tiers. Moreover, to guarantee the quality of service,
and uniformly distributed in [−π, π]. Therefore, the antenna the serving BS is confined to be Sub-6GHz or mmWave LoS,
gain of a randomly chosen interfering mmWave BS is GM i.e., mmWave NLoS BSs are neglected due to the high path
with probability pM = θb / (2π), and is Gm with probability loss. Note that the traffic hotspots are sparsely deployed, which
pm = 1 − θb / (2π). means that the distance between the typical UE and mmWave
BSs in different traffic hotspots are usually long, and we
further assume the potential mmWave serving BSs to be intra-
C. Channel Model
cluster mmWave LoS BSs. Note that this assumption is just for
A communication link is either line-of-sight (LoS) or non- simplifying the analysis, and the results can be extended to the
line-of-sight (NLoS), depending on whether the BS is visible general association policy following similar analysis methods.
to the typical UE or not. In Sub-6GHz networks, the links are When the typical UE is associated with the kth tier, k ∈
usually long and NLoS, which is already considered in the {1, 2}, the downlink received SINR can be expressed as
path loss exponent. However, for mmWave networks, the links
usually work with shorter distance and are more sensitive to Pk Gk hx∗ `k (kx∗ k)
SINRk = , (3)
the blockage effects, and thus different path loss exponents are σk2 + Ik
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
4
Rπ
where σk2 is the thermal noise, and Ik is the aggregate respectively, where J (t) = −π et cos θ dθ.
interference. For k = 1, I1 is expressed as Proof: See Appendix A.
X Let K denote the index of the tier that the typical UE is
I1 = P1 G1 hx `1 (kxk) . (4)
associated with, and let Ack (v0 ) denote the probability of K =
x∈Φ1 \x∗
k in the presence of ky0 − c0 k = v0 , namely the conditional
For k = 2, I2 can be separated into intra-cluster interference association probability of the kth tier. The following lemma
I2intra and inter-cluster interference I2inter , and is expressed as provides the expression of Ack (v0 ).
X Lemma 2: The conditional association probability Ack (v0 )
I2 = P2 Gb (θ) hx `2 (kxk)
is given by
x∈Xc0 \x∗
| {z } Z ∞
c
nBS
2πλ1 r exp −πλ1 r2 F̄SL δ1,2
I2intra A1 (v0 ) = (r) ; v0 dr,
X X 0
+ P2 Gb (θ) hx `2 (kxk) . (5) (10)
ci ∈Φp\c0 x∈Xci Z ∞
nBS −1
| {z } Ac2 (v0 ) = nBS F̄SL (r; v0 ) fSL (r; v0 )
I2inter 0
2
It can be seen that the SINR in (3) is a random variable due × exp −πλ1 δ2,1 (r) dr, (11)
to the randomness of BS locations, UE locations, antenna gain α1 α1
and small scale fading. Using the tools of stochastic geometry, B2 P2 GM NL L
where δ1,2 (r) = B1 P1 G1 N1 r αL and δ2,1 (r) =
we can evaluate the performance of coverage probability and α1 αL
B1 P1 G1 N1 1
throughput in the following section. B2 P2 GM NL r . α1
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
5
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
6
n+1 NL
where a1 (n) = 1, a2 (n) = (−1) n , and LIk (s; v0 , x) Corollary 3: Under the same deployment as that presented
is given by (26) and (29). in Section II, and substituting mmWave SCells with Sub-
Proof: The proof is obtained by taking the expectation of 6GHz SCells, the SINR coverage probability C (2) (τ ) can be
C (τ ; v0 ) with respect to V0 and evaluating the integral. evaluated as
Now, we consider special cases, where the expressions of Z ∞ " 2
X Z ∞
(2)
SINR coverage probability can be simplified. These special C (τ ) = fV0 (v0 ) Ack (v0 ) fXk (x; v0 )
cases are, respectively, performed on the following assump- 0 0
α k=1 α
tions: 1) the interference of mmWave NLoS links are ne-
x τ σ1 x τ
glected, 2) the two-tier network is performed on Sub-6GHz × exp − LIk ; v0 , x dx dv0 , (37)
bk bk
band, i.e., replacing mmWave SCells with Sub-6GHz SCells.
1) No mmWave NLoS Interference: Since the mmWave where
NLoS links are blocked by buildings and suffer from high path LI1 (s; v0 , x) =LI10 (s; v0 , x) · LI2intra (s; v0 , δ1,2 (x))
loss, the mmWave NLoS interference is marginal in contrast
with LoS interference, and we neglect the mmWave NLoS · LI2inter (s; v0 , δ1,2 (0)) , (38)
interference. The expression of SINR coverage probability in LI2 (s; v0 , x) =LI10 (s; v0 , δ2,1 (x)) · LI2intra (s; v0 , x)
this case is given by Corollary 2. · LI2inter (s; v0 , 0) , (39)
Corollary 2: If the mmWave NLoS interference with respect
to the typical UE is neglected, the SINR coverage probability with
can be evaluated as (32), with the Laplace transform of Z ∞
r
interference LIk (s; v0 , x) being formulated as following L (s; v0 , x) = exp −2πλ1
I10 dr , (40)
x 1 + s−1 b1 rα
Z ∞ Z ∞
r
LI1 (s; v0 , x) = exp −2πλ1 dr , (33) LI2intra (s; v0 , x) = exp −2π (nBS − 1) fSL (r; v0 )
x 1 + s−1 b1 rα x
LI2 (s; v0 , x) = LILintra (s; v0 , x) · LILinter (s; v0 , 0) ,
(34) r
× −1
dr , (41)
where 1 + s b2 rα
( Z ∞ LI2inter (s; v0 , x) = exp {−2πλp
LILintra (s; v0 , x) = exp − 2π (nBS − 1) fSL (r; v0 ) Z ∞h i
x × 1 − L I intra |nBS +1 (s; v, 0) v dv . (42)
2
) 0
X pj r
× dr , (35) Proof: The proof is obtained by applying substitutions
1 + s−1 b2,j rαL
j∈{m,M} PL (r) → 1, GM → G1 , Gm → G1 , `2 (r) → `1 (r) and
W2 → W1 in Theorem 2, and with some transformations in
n
LILinter (s; v0 , x) = exp − 2πλp
Z ∞h interference region.
The investigation of two-tier Sub-6GHz network case aims
i o
× 1 − L I intra |nBS +1 (s; v, 0) v dv . (36)
0 L to give a theoretical result in whether deploying mmWave
Proof: The proof can be obtained by removing the NLoS SCells in hotspot regions could improve coverage performance
interference terms in (30) and (31). by contrast with Sub-6GHz SCells. In Section IV-D we
Corollary 2 gives a simple approximate expression of compare the coverage probability under several deployment
coverage probability. Due to the contribution of neglecting scenarios, which shows that benefitting from the cancellation
interfering mmWave BSs with NLoS propagations, it is easy to of inter-tier interference, the joint deployment of Sub-6GHz
see that C (1) (τ ) is an upper bound of C (τ ), which is validated and mmWave BSs will achieve the best coverage performance
to be generally tight in Section IV-D. This approximation is in hotspot regions.
reasonable for urban areas where the blockage effects are
tremendous and mmWave NLoS signals suffer from severe C. Rate Analysis
penetration loss.
Now we investigate the average achievable rate R ,
2) Two-tier Sub-6GHz Network: To compare the integrated
E [W log2 (1 + SINR)], which is defined as the Shannon
Sub-6GHz-mmWave model with traditional Sub-6GHz model,
bound for the SINR experienced over a cell, measured in bps.
we consider a baseline two-tier Sub-6GHz cellular network,
As the UEs are not uniformly distributed in the plane, R can
where the mmWave SCells are replaced with the Sub-6GHz
be formulated by
SCells, and investigate the SINR coverage probability C (2) (τ )
under the assumption that the Sub-6GHz SCells are equipped R = EV0 [R (v0 )] = EV0 E [ W log2 (1 + SINR)| V0 = v0 ] ,
with omnidirectional antennas and experience Rayleigh fading (43)
with a unit mean. The intra-cell interference is ignored due to
the orthogonal multiple access within a cell, and the typical where R (v0 ) is the average achievable rate for the UEs with
UE receives interference from three parts: MCells interference distance v0 to their cluster centers.
I10 , intra-cluster SCells interference I2intra and inter-cluster Theorem 3: The average achievable rate R is
SCells interference I2inter . In such a scenario, the expression
Z ∞ X
of C (2) (τ ) is given in the following corollary. R= fV0 (v0 ) Ack (v0 ) Wk
0 k∈{1,2}
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
7
TABLE I
Lemma 1 N OTATIONS AND D EFAULT S IMULATION VALUES
0.7
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
8
Sub-6GHz ( UE=100)
1 Sub-6GHz ( UE=150) -5 =100
mmWave ( UE=100) UE
=200
0.6 -15
0 0.5 1 1.5 2
= BS
/ UE
UE
=100
0.4 20
UE
=200
10 only Sub-6GHz BSs
0.2
0
0 -10
0 0.5 1 1.5 2 0 0.5 1 1.5 2
= /
= BS / UE BS UE
UE
=200
only Sub-6GHz BSs
improves the average received power of the typical UE from
mmWave BSs. Note that mmWave BSs could achieve com-
parable association probability with Sub-6GHz BSs around
10 6
nBS = 10 in Fig. 3. 0 0.5 1 1.5 2
= /
Fig. 4 shows the effect of distribution standard deviation BS UE
UE
=150
bility of mmWave BSs increases slightly at first and then starts UE
=200
10 9
decreasing beyond η = 0.5. Note that σBS = 0 corresponds to only Sub-6GHz BSs
the case that the mmWave BSs are rightly located at the points 10 8
of hotspot centers, and σBS = ∞ corresponds to the case that
the mmWave BSs are approximately independently distributed 10 7
0 0.5 1 1.5 2
in R2 . Since both the cases keep the mmWave BSs away = BS
/ UE
from UEs, there exists an optimal value η ∗ that maximizes
the association probability of mmWave BSs. By adopting the (b) 5th and 50th percentile rate
proposed model and default values in Table I, it can be found Fig. 5. The simulation results of cell edge and median performance with
that η ∗ ≈ 0.5, which implies that the mmWave BSs in each variable distribution standard deviation ratio for different values of σUE (λ1 =
30 /km2 , λp = 5 /km2 , σBS = 100 and nBS = 10). The result for single
cluster should be neither too aggregative nor too dispersal so tier Sub-6GHz BS scheme is displayed as a baseline to show the benefit of
that they can bring the largest performance enhancement. mmWave BSs.
To investigate the network performance against distribution
standard deviation ratio η, we present the 5th/50th percentile
B. The Effects of Bias Values
SINR and 5th/50th percentile rate results in Figs. 5a and
5b, respectively. The 5th percentile SINR (edge SINR) and The bias value is an important parameter in adjusting the
the 50th percentile SINR (median SINR) are defined as association probability of different network tiers and achieving
{ τ | C (τ ) = 95%} and { τ | C (τ ) = 50%}, respectively, and so the load balance. Since two different tiers are considered in
do the 5th/50th percentile rates. As a baseline, we provide the network model, we need only to investigate the network
aforementioned performance results with only PPP distributed performance against bias ratio B2 /B1 , as shown in Fig. 6.
Sub-6GHz BSs. The comparison of two schemes in Fig. 5 From Fig. 6a, we observe that the increase of the bias ratio
justify the performance gain brought by mmWave BSs. Addi- leads to higher association probability of mmWave BSs. Since
tionally, the increase of σUE , which corresponds to the expan- the traffic hotspots are not fully covered in the plane, the
sion of UEs, will move the UEs away from hotspot centers association probability of mmWave SCells will achieve 90%
and degrade the network performance. It is worth noting that under an extremely high bias ratio (about 50 dB). Moreover,
all the four metrics increase firstly, peaking around η ∗ ≈ 0.5, it can be seen from Figs. 6b and 6c that the median SINR and
and then start decreasing. The optimal distribution standard median rate monotonically increase in [−20 dB, 10 dB] and
deviation ratio η ∗ that maximizes the network performance saturate to a constant in [20 dB, 60 dB], which is due to the
is around 0.5, regardless of the variation of σUE . This result excellent short-distance propagation and broad bandwidth at
indicates that we can optimize the deployment of mmWave mmWave. When the bias ratio is below 10 dB, the increase
BSs following Gaussian distribution with optimal σBS = η ∗ σUE . of bias ratio leads to higher percentage of mmWave UEs,
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
9
1 20
SINR (dB)
mmWave (λ1=30)
Sub-6GHz (λ =60) -10
1
0.4 mmWave (λ =60)
1
-20
0.2
-30
0 -40
-20 0 20 40 60 -20 -10 0 10 20 30 40 50 60
B2/B1 (dB) B2 /B1 (dB)
10 10
10 8
rate (bps)
7
10
10 6
10 5
-20 0 20 40 60
B2/B1 (dB)
and the network performance will be improved consequently. [0, 200], and converge to a constant for long distances v0 . The
However, when the bias ratio is extremely high, some UEs reason is that the UEs near hotspot centers are more likely to
that are supposed to be better served by Sub-6GHz BSs will be associated with mmWave BSs, as shown in Fig. 7b, and
be forced to associated with mmWave BSs, which would UEs will deviate from the hotspot centers and gradually turn
result in the degradation of the edge SINR and edge rate in to be associated with Sub-6GHz MCells with the increase of
[30 dB, 60 dB]. v0 . Moreover, it can be seen from Fig. 7b that with a higher
bias ratio B2 /B1 , UEs will be more likely to be associated
with mmWave BSs in clusters, which results in higher peak
C. Distance Dependent Performance
values of average serving distance in Fig. 7a.
Since the adopted TCP model is not homogeneous in the From Figs. 7c and 7d, both the percentile SINR and rate
plane, it is interesting to investigate the network performance monotonically decrease with V0 and converge to constants,
for the UEs located at different regions, which is distin- which reveals the fact that the UEs near hotspot centers could
guished by the distance from UEs to their hotspot centers. achieve better performance. For the UEs that far away from
We study four metrics including average serving distance, hotspot centers, they could only be associated with Sub-6GHz
association probability, 5th/50th percentile SINR and 5th/50th BSs, and the decline of SINR and rate will start later with a
percentile rate in Fig. 7. As introduced in Section II, UEs are higher bias ratio.
distributed around the cluster centers following independent
Gaussian distribution with standard deviation σUE . It can be
calculated that there are about 86.5% and 98.9% UEs located D. Coverage Probability
in ∪c∈Φp B(c, σUE ) and ∪c∈Φp B(c, 2σUE ), respectively. The The SINR coverage probability with different nBS are shown
PDF of V0 is also plotted in each subfigure of Fig. 7 for the in Fig. 8a for a single-tier setting and in Fig. 8b for a two-
ease of analysis. tier setting. It can be seen from Fig. 8a that the SINR and
From Fig. 7a, it can be seen that as UEs are far away from SNR are almost overlapping under nBS = 2, whereas the
hotspot centers, the average serving distances increase in v0 ∈ gap between SINR and SNR becomes bigger with higher
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
10
130 7 1 7
B2 /B1 =-10dB Sub-6GHz
120 mmWave
B2 /B1 =0dB 6 6
0.8 PDF of V 0
110 B2 /B1 =10dB
Average Serving Distance (m)
5 5
Association probability
PDF of V 0
100
0.6
PDF of V 0
PDF of V 0
90 4 4
80 3 3
0.4
70
2 2
60
0.2
1 1
50
40 0 0 0
0 50 100 150 200 250 300 350 40010 -3 0 50 100 150 200 250 300 350 40010 -3
Distance to The Hotspot Center, v0 (m) Distance to The Hotspot Center, v0 (m)
25 7 10 10 7
5th percentile SINR 5th percentile rate
20 50th percentile SINR 6 50th percentile rate 6
PDF of V 0 PDF of V 0
15 10 9
5 5
10
SINR (dB)
PDF of V 0
PDF of V 0
rate (bps)
4 4
5 10 8
3 3
0
2 2
-5 10 7
-10 1 1
-15 0 10 6 0
0 50 100 150 200 250 300 350 40010 -3 0 50 100 150 200 250 300 350 40010 -3
Distance to The Hotspot Center, v0 (m) Distance to The Hotspot Center, v0 (m)
(c) 5th and 50th percentile SINR (d) 5th and 50th percentile rate
Fig. 7. The network performance with variable distance to the hotspot center for different bias ratios (λ1 = 30 /km2 , λc = 5 /km2 , nBS = 10, σBS = 50
and σUE = 100).
1 1
λ 1=0/km2, λ p=5/km2
SINR(SNR) Coverage Probability
0.9
σBS =100, σUE =150
0.8 0.8
SINR Coverage Probability
0.7
λ1=5/km 2, λp=5/km 2, n BS =5
0.6 0.6 σBS =100, σUE =150
0.5
0.4 0.4
nBS =2, 5, 10
0.3
SINR for whole UEs
0.2 0.2 SINR for Sub-6GHz UEs
SINR for mmWave UEs
SINR
0.1 SINR for mmWave UEs (w/o NLoS)
SNR SNR for mmWave UEs
0 0
-60 -40 -20 0 20 -30 -20 -10 0 10 20 30
SINR Threshold τ (in dB) SINR Threshold τ (in dB)
nBS . Similar results can be observed in Fig. 8b. This can in the mmWave analysis. The dashed line represents the
be explained by the fact that the network density in traffic approximate SINR coverage probability for mmWave UEs
hotspots is sufficiently high such that the mmWave interference under the assumption that the interference of mmWave NLoS
has a significant impact on the coverage performance, which links is neglected, and it can be seen that it is close to the
justifies the necessity of investigating SINR instead of SNR extract mmWave coverage result, which validates the tightness
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
11
0.8
the key factors in improving the utility of mmWave band. The
optimal distribution standard deviation ratio is shown to be
0.7
around 0.5, and the bias of each tier need to be designed
0.6 properly. The accuracy of our analysis has been validated
0.5 through Monte Carlo simulations.
0.4
A PPENDIX A
0.3 (a)Sub-6GHz MCells(PPP) +
mmWave SCells(PCP) P ROOF OF L EMMA 1
0.2 (b)only Sub-6GHz MCells(PPP)
(c)only mmWave SCells(PCP) For k = 1, since Φ1 follows the homogeneous PPP with
0.1 (d)Sub-6GHz MCells(PPP) + density λ1 , the CDF of R1 can be evaluated as
Sub-6GHz SCells(PCP)
0
-30 -20 -10 0 10 20 30 FR1 (r; v0 ) = 1 − P [There are no Sub-6GHz BSs in O (0, r)]
SINR Threshold τ
= 1 − exp −πλ1 r2 .
(46)
Fig. 9. The SINR coverage probability with variable SINR threshold under From (46), it is easy to derive the PDF of R1 , as shown in
four different deployments (a), (b), (c) and (d).
(7).
For k = 2, let SL denote the distance from the typical UE
of the approximation in Corollary 2. Moreover, as observed to a randomly chosen mmWave LoS BS in cluster Xc0 , the
in Fig. 8b, mmWave generally outperforms Sub-6GHz in CDF of SL is given by
SINR coverage performance, which is due to the centralized FSL (r; v0 )
deployment and highly directional antennas of mmWave BSs.
= 1 − P [There are no mmWave LoS BSs in O (0, r)]
The SINR coverage probability C (τ ) with variable threshold Z
τ under different deployments is shown in Fig. 9. There are =1− fX0 (x − c0 ) · PL (kxk) dx
four settings: (a) the proposed two-tier network integrated with R2 \O(0,r)
Z
Sub-6GHz and mmWave; (b) with only Sub-6GHz BSs of = fX0 (x − c0 ) · PL (kxk) dx
(a); (c) with only mmWave BSs of (a); (d) the two-tier Sub- O(0,r)
6GHz network introduced in Section III-B2. In traffic hotspots, Z r 2
t + v02
t v0 t
the joint deployment of Sub-6GHz and mmWave BSs, i.e., = 2
exp − 2
P L (t) J 2
dt, (47)
0 2πσBS 2σBS σBS
in setting (a), can lead to the best coverage performance. Rπ
Benefitting from the joint deployment of Sub-6GHz and where J (x) = −π exp (x cos θ) dθ. From (47), we can
mmWave BSs, there is no inter-tier interference in setting (a), obtain the PDF of SL , as shown in (9). For R2 , the equa-
n
and thus the interference of setting (a) is far less than that tion FR2 (r; v0 ) = 1 − [1 − FSL (r; v0 )] BS holds. As such,
of setting (d). In detail, we can see that under the target fRk (r; v0 ) is derived by taking the derivative of FRk (r; v0 )
SINR threshold 0 dB, the network with setting (a) can achieve with respect to r.
C (a) (0 dB) ≈ 80% whereas the network with setting (d) can
only achieve C (d) (0 dB) ≈ 40%. In setting (c), with only PCP A PPENDIX B
distributed mmWave BSs, due to the less of universal coverage P ROOF OF L EMMA 3
provided by Sub-6GHz BSs, the SINR coverage probability When the typical UE is associated with a Sub-6GHz BS,
is lower than that in setting (a). Note that the SINR coverage i.e., k = 1, the conditional SINR coverage probability can be
probability of setting (c) keeps at about 70% even at extremely expressed as
low SINR threshold [−30 dB, −10 dB], which reveals that
there are some regions that far from hotspot centers are never C1 (τ ; v0 )
covered. This also shows the importance of deploying Sub- P1 G1 C1 h
=P > τ K = 1, V0 = v0 (48)
6GHz together with mmWave. σ 2 + I1
" 1 #
τ xα1 σ12 + I1
V. C ONCLUSION =P h> K = 1, V0 = v0 (49)
P1 G1 C1
In this paper, we have proposed an analytical framework
2 α1 α1
τ σ1 x x τ
to analyze the performance of integrated Sub-6GHz-mmWave = Ex exp L I1 ; v0 , x (50)
P1 G1 C1 P G C
cellular network with traffic hotspots. The mmWave BSs are Z ∞ α 12 1 1 α
x τ σ1 x τ
deployed in traffic hotspots to provide high data rate. We have = fX1 (x; v0 ) exp − LI1 ; v0 , x dx.
derived the expressions of the association probability, SINR 0 b1 b1
(51)
coverage probability and average achievable rate, and have
investigated the network performance under different deploy- The deviation of LI1 (·; v0 , x) follows on the same lines as in
ment schemes. The results reveal that deploying mmWave BSs [11].
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
12
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
This article has been accepted for publication in a future issue of this journal, but has not been fully edited. Content may change prior to final publication. Citation information: DOI 10.1109/TCOMM.2019.2939802, IEEE
Transactions on Communications
13
[12] H. Kong, I. Flint, P. Wang, D. Niyato, and N. Privault, “Exact per- Minwei Shi received the B.S. degree in information
formance analysis of ambient RF energy harvesting wireless sensor and computing science and the M.S. degree in
networks with Ginibre point process,” IEEE J. Sel. Areas Commun., communication engineering from Beijing Institute
vol. 34, no. 12, pp. 3769–3784, Dec. 2016. of Technology, Beijing, China, in 2015 and 2018,
[13] I. Flint, H. Kong, N. Privault, P. Wang, and D. Niyato, “Analysis of respectively, where he is currently pursuing the
heterogeneous wireless networks using Poisson hard-core hole process,” Ph.D degree with the School of Information and
IEEE Trans. Wireless Commun., vol. 16, no. 11, pp. 7152–7167, Nov. Electronics. His research interests include modeling
2017. and performance analysis of cellular networks using
[14] H. Elshaer, M. N. Kulkarni, F. Boccardi, J. G. Andrews, and M. Dohler, tools from stochastic geometry.
“Downlink and uplink cell association with traditional macrocells and
millimeter wave small cells,” IEEE Trans. Wireless Commun., vol. 15,
no. 9, pp. 6244–6258, Sep. 2016.
[15] W. Yi, Y. Liu, and A. Nallanathan, “Cache-enabled HetNets with
millimeter wave small cells,” IEEE Trans. Commun., vol. 66, no. 11,
pp. 5497–5511, 2018.
[16] M. S. Omar, M. A. Anjum, S. A. Hassan, H. Pervaiz, and Q. Niv, “Per- Kai Yang (M’12) received the B.E. and Ph.D.
formance analysis of hybrid 5G cellular networks exploiting mmwave degrees from National University of Defense Tech-
capabilities in suburban areas,” in Proc. ICC, pp. 1–6, May. 2016. nology and Beijing Institute of Technology, China,
[17] F. Wang, H. Wang, H. Feng, and X. Xu, “A hybrid communication in 2005 and 2010, respectively, both in communi-
model of millimeter wave and microwave in D2D network,” in Proc. cations engineering. From Jan. 2010 to July 2010,
IEEE 83rd Veh. Technol. Conf. (VTC Spring), pp. 1–5, May. 2016. he was with the Department of Electronic and
[18] C. Saha, M. Afshang, and H. S. Dhillon, “3GPP-inspired HetNet model Information Engineering, Hong Kong Polytechnic
using Poisson cluster process: sum-product functionals and downlink University. From 2010 to 2013, he was with Alcatel-
coverage,” IEEE Trans. Commun., vol. 66, no. 5, pp. 2219–2234, 2018. Lucent Shanghai Bell, Shanghai, China. In 2013,
[19] C. Saha, H. S. Dhillon, N. Miyoshi and J. G. Andrews, “Unified he joined the Laboratoire de Recherche en Informa-
Analysis of HetNets Using Poisson Cluster Processes Under Max-Power tique, University Paris Sud 11, Orsay, France. Now,
Association,” IEEE Trans. Wireless Commun., vol. 18, no. 8, pp. 3797- he is with the School of Information and Electronics, Beijing Institute of
3812, Aug. 2019. Technology, Beijing, China. His current research interests include convex
[20] R. K. Ganti and M. Haenggi, “Interference and outage in clustered optimization, massive MIMO, mmWave systems, resource allocation, and
wireless Ad Hoc networks,” IEEE Trans. Inf. Theory, vol. 55, no. 9, interference mitigation.
pp. 4067–4086, 2009.
[21] M. Afshang, C. Saha, and H. S. Dhillon, “Equi-Coverage Contours in
Cellular Networks,” IEEE Wireless Commun. Lett., vol. 7, no. 5, pp.
700–703, 2018.
[22] P. D. Mankar, G. Das, and S. S. Pathak, “Modeling and coverage analysis
of BS-centric clustered users in a random wireless network,” IEEE Zhu Han (S’01M’04-SM’09-F’14) received the B.S.
Wireless Commun. Lett., vol. 5, no. 2, pp. 208–211, Apr. 2016. degree in electronic engineering from Tsinghua Uni-
[23] C. Saha and H. S. Dhillon, “Downlink coverage probability of K-tier versity, in 1997, and the M.S. and Ph.D. degrees
HetNets with general non-uniform user distributions,” in Proc. ICC, pp. in electrical and computer engineering from the
1–6, May. 2016. University of Maryland, College Park, in 1999 and
[24] M. Afshang and H. S. Dhillon, “A new clustered HetNet model to 2003, respectively.
accurately characterize user-centric small cell deployments,” in Proc. From 2000 to 2002, he was an R&D Engineer of
IEEE Wireless Commun. Netw. Conf. (WCNC), pp. 1–6, Mar. 2017. JDSU, Germantown, Maryland. From 2003 to 2006,
[25] M. Afshang, H. S. Dhillon, and P. H. J. Chong, “Coverage and area he was a Research Associate at the University of
spectral efficiency of clustered device-to-device networks,” in Proc. Maryland. From 2006 to 2008, he was an assistant
IEEE Globecom, pp. 1–6, Dec. 2015. professor at Boise State University, Idaho. Currently,
[26] M. Afshang, C. Saha, and H. S. Dhillon, “Nearest-neighbor and con- he is a John and Rebecca Moores Professor in the Electrical and Computer
tact distance distributions for Thomas cluster process,” IEEE Wireless Engineering Department as well as in the Computer Science Department at
Commun. Lett., pp. 1–1, 2016. the University of Houston, Texas. He is also a Chair professor in National
[27] N. Miyoshi, “Downlink coverage probability in cellular networks with Chiao Tung University, ROC. His research interests include wireless resource
Poisson-Poisson cluster deployed base stations,” IEEE Wireless Com- allocation and management, wireless communications and networking, game
mun. Lett., vol. 8, no. 1, pp. 5–8, 2019. theory, big data analysis, security, and smart grid. Dr. Han received an
[28] T. Bai, A. Alkhateeb, and R. W. Heath, “Coverage and capacity of NSF Career Award in 2010, the Fred W. Ellersick Prize of the IEEE
millimeter-wave cellular networks,” IEEE Commun. Mag., vol. 52, no. 9, Communication Society in 2011, the EURASIP Best Paper Award for the
pp. 70–77, Sep. 2014. Journal on Advances in Signal Processing in 2015, IEEE Leonard G. Abraham
[29] S. Singh, M. N. Kulkarni, A. Ghosh, and J. G. Andrews, “Tractable Prize in the field of Communications Systems (best paper award in IEEE
model for rate in self-backhauled millimeter wave cellular networks,” JSAC) in 2016, and several best paper awards in IEEE conferences. Currently,
IEEE J. Sel. Areas Commun., vol. 33, no. 10, pp. 2196–2211, Oct. 2015. Dr. Han is an IEEE Communications Society Distinguished Lecturer from
[30] H. S. Jo, Y. J. Sang, P. Xia, and J. G. Andrews, “Heterogeneous cellular 2015-2018. Dr. Han is 1% highly cited researcher since 2017 according to
networks with flexible cell association: A comprehensive downlink SINR Web of Science.
analysis,” IEEE Trans. Wireless Commun., vol. 11, no. 10, pp. 3484–
3495, Oct. 2012.
[31] J. An, K. Yang, J. Wu, N. Ye, S. Guo, and Z. Liao, “Achieving
sustainable ultra-dense heterogeneous networks for 5G,” IEEE Commun.
Mag., vol. 55, no. 12, pp. 84–90, Dec. 2017.
[32] H. Alzer, “On some inequalities for the incomplete Gamma func- Dusit Niyato (M’09-SM’15-F’17) received the
tion,”Mathematics of computation of the American mathematical society, B.Eng. degree from the King Mongkut’s Institute
vol. 66, no. 218, pp. 771–778, Apr. 1997. of Technology Ladkrabang, Thailand, in 1999, and
[33] M. R. Akdeniz, Y. Liu, M. K. Samimi, S. Sun, S. Rangan, T. S. the Ph.D. degree in electrical and computer engi-
Rappaport, and E. Erkip, “Millimeter wave channel modeling and neering from the University of Manitoba, Canada,
cellular capacity evaluation,” IEEE J. Sel. Areas Commun., vol. 32, no. 6, in 2008. He is currently a Professor with the School
pp. 1164–1179, Jun. 2014. of Computer Science and Engineering, Nanyang
Technological University, Singapore. His research
interests are in the areas of energy harvesting for
wireless communication, the Internet of Things, and
sensor networks.
0090-6778 (c) 2019 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission. See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.