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United States Patent
Tan et al.
ANNATTO EXTRACT COMPOSITIONS,
INCLUDING TOCOTRIENOLS AND
TOCOPHEROLS AND METHODS OF USE
Inventors: Barrie Tan, Amherst, MA (US) Jose
LLlobrera, Beleheston, MA (US)
Assignee: American River Nutition, Ine
Hadley, MA (US)
Notice: Subject to any disclaimer, the team ofthis,
patent is extended or adjusted under 35
USC. 1S4(b) by 817 days.
Appl. Now 12/168819
Piled: Su, 7, 2008
Prior Publication Data
US 200910041870.A1 Feb. 12,2009
Related
Application Data
Continuation-in-part of application No, 100%23,083,
filed on Apr. 12,2004, now abandoned
Provisional application No. 604488,310,
18, 2003, provisional application No. 60/461,932,
filed on Apr. 10,2003,
Int. Cl
AGIK 36/185 (2006.01)
Us.Cl
usp 424727, 4240725; 424/764; 4241776:
424/750, 424/757,
ld of Class
None
‘See pplication file for complete search history.
ation Search
References Cited
US. PATENT DOCUMENTS
6350453 Bi? 22002 Tan ecal
076
‘US008586109B2
(10) Patent No.
4s) Date of Patent:
US 8,586,109 B2
Noy. 19, 2013
FOREIGN PATENT DOCUMENTS
wo oxone7s AL 22003
(OTHER PUBLICATIONS
Frew ¢al, Metication and Estimation of Tocowienols inthe
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imi
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fats, vo 24 No.2 Dee 2002, 728
Canaan Oifice Aston dated Aug 20,2013 correspon o Appl
‘ation No.2.52,020,
* cited by examiner
Primary Examiner — Terry McKelvey
Catheryne Chen
Hogan Lovells
Assistant Examiner
(74) Attornes, Agent, oF Firm
ABSTRACT
Compositions and methods of use of anatt extracts [350-
450 Dalton molecular weight fraction] including ocotrienols
and tocopherols with an appropriate spectrum. This spectrum
Jncludes but not limited to Ho alpha tocopheeo, high delta
‘and gamma-tocols and mixtures with other extracts [350-450
Dalton moteculae weight feaction] lke palm and rice andlor
18 Claims, 3 Drawing SheetsU.S. Patent Nov. 19, 2013 Sheet 1 of 3 US 8,586,109 B2
100
BB Annatto
Rice
Annatto Tocotrienols
15
25
Percentage of Tocos (T1 + T3)
ort yf BT a3 yrs 813
Tocopherol Tocotrienol
FIGURE 1U.S, Patent Nov. 19,2013 Sheet 2 of 3
TOCOPHEROL
US 8,586,109 B2
Methyl Group Position(s) Tocopherol
5,78 - Trimethy! alpha-T1
5,8 - Dimethyl beta-Tl
7,8 - Dimethyl gamma-T1
8 - Monomethyl delta-TI
FIGURE 2
Tocotrienol
alpha-T3
beta-T3
gamma-T3
delta-T3U.S. Patent Nov. 19, 2013 Sheet 3 of 3 US 8,586,109 B2
TCNDL (Female)
TCDL (Mate)
ore
Cardiovascular Risk Index
0 1 2 3
‘Treatment Period (month)
FIGURE 3US 8,586,
1
ANNATTO EXTRACT COMPOSITIONS
INCLUDING TOCOTRIENOLS AND
‘TOCOPHEROLS AND METHODS OF USE,
RELATED APPLICATIONS, s
‘This application is a Continuation-in-Pant of US, Non
provisional application Se. No. 10'823.083 filed on Apr. 12,
200$ (pending), which clsims priority upon U.S. provisional
‘application Ser No. 60/461,932 filed on Apr. 10, 2008 and
‘claims priority upon U.S. provisional application Ser. No.
{60/488 510 fled on Jul. 18,2003, thecontentsof which reall
herein incorporated by tis reference in ther entireties.
‘All publications, patents, patent applications, databases
and other references cited inthis application, al related appl
cations referenced herein, and all references cited therein, are
Jncomporated by reference in their entirety as ifrestated herein
{ul andasif each individual publication, patent, patent appli
cation, database or other reference were specifically and indi
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BACKGROUND OF THE INVENTION
1. Field ofthe Invention
‘The invention ison the ompenitionsand uses ofthe extract
[350-450 Dalton molecular weight faction] srom the annatto
ced and such extract that i annato oil or oleoresin eontain-
‘ng_on-saponifiables, especially non-saponifiable terpe-
noid
2. Description ofthe Related Art
Tocotriaols generally ae classified as farnesyated eho
manols (FC) ane mixed terpenoids. Tocopherol and tocot-
Fienol are believe to have benelical elects because ey aot
fs antioxidants. Tocotrienols, in particular, have been doc-
‘mented to possess hypacholesterolemic effets a8 wel a8 a2
ability to reduce atherogenic apolipoprotein B and lipopro-
tein plasma levels. Further, tocotrenols are believed 10 be
usefl inthe treatment of cardiovascular disease and cancer
(Theriault A, etal, 1999; Watkins, T. etal, 1999), Deltae
‘wcotrienol and gamma-tocotrinol, in paticula, have been
‘Mentifed as eflective suppressants of cholesterol activity
(Qureshi ., tal, 1995), and in inducing apoptosis of breast
‘cancer calls (Yi, W. eta, 1999),
"Tocols, whieh includes tocopherols and toeotienols, have
several sources, including several vegetable ols, suc a rice
bran, soynean, corn and palm. owever, each source of tocot-
rienols and tocopherols generally contains more thana single
0
o
6
tocol homolog. For example, pal ol and rice bran ol gen-
cnlly include both tocolrienols and tocopherols. Further,
alpha-tocopherol has been reported to attenuate certain
effects of tocotrionols, such as the cholesteral-suppressive
activity of gamma-tocotrienol (Qureshi, A. ea, supra.) In
addition, because oftheir structural similarity, tocotrienols
‘and tocopherols can be difficult to separate
Tocotrienols (inching delt- and gamma-tocotrienols)
and geranyl geraniols have been discovered inthe seeds of
‘Bisa orellan Linn, otherwise known as the achiote tec. lis
‘a member of the Bisaceae funily and is uative to wopical
America. Is grown commercially inother pars ofthe word
‘generally within 20° ofthe equator or more preferably within
15° ofthe equator.
The seeds of Bisa orellana are the source of @ reddish
range colorant, known as annato, that contains bixin and
‘orellin, both of which are carotenoid pigments. The colorant
js used commonly in foods, dyes and polishes. Typically,
annato i extracted from dehusked seeds in an agueous eaus-
tie solution, The coloraat is precipitated from the aqueous
solution by addition of acid, and the precipitated colorant is
removed by filtration. The oily phase is usually separated
from the agucou solution, and discarded asa byproduct,
‘A “byproduct solution of Bisa orellana soe components”
{sdefined herein as. solution derived fom Bisa orellana seed
‘components having a concentration of annatto colorant sig-
nificantly reduced from that of Bixa orellana soeds them
selves, Other common terms for byproduct solution used for
commercial products include: oil-soluble annatto. color,
Anata oil, annato oleoresia, or annatto extract,
“Anno extracts contin predominantly tocotrenols, gera-
ay geraniols, bixins and to lesser extent components of
leoresinows materials, of which all these major and minor
components (both saponiliables and non-saponifiables) are
‘unique to annato extracts, These extracts can be used 38
nutritional supplement, nutaceutical, functional food and
beverage, animal ingredient and pharmaceutical, or as an
admixture with other natural extracts. [380-450 Dalton
‘molecular weight froction} or nutrcats.
‘Vitamin E constitutes a clas of tocochromanols contain
at east four tocopherol ada leas four tocotrienals. “Toca
‘means birth, “pheren” to bring forth, “rene” three double
bonds, “ol” sleohol, and “chroman” the attached ring stc-
ture, The chroman alcoho has consistently indicated hat all
E vitamers are powerful membrane-sluble antioxidants
(Serbinova, F., etal, 1991; Yoshida, ¥, etal, 2003). The
“iene” refers wo the 3 doulble-boaded tail in a tootrienal
whieh differentiates it froma tocopherols saturated tal, The
“iene tail (also referred to as fares al) is about a third
shorter than the saturate tail (also refered toa phy! tail.
These vitamin E tocochromanols include the lesser abundant
tocodienols (“diene with to double-bonded tail) and
{ecomonoenols (‘monoene” with one double-bonded tail
‘The Grook alphabets “alpha”, “beta”, “gamma” and “lt
refer tothe degree of methyl substitutions in the chroman
structure (Table 1).
TABLE 1
ea ei
Toone stil
a a atUS 8,586,109 B2
7
Vitamin B, including tocopherols and tocorienols, are
typically 390-430 Dalions in molecular weight or more
broadly” 350-450 Daltons in molecular weight, which
inchides tocopherols and teotrienols without any methylated
troup in the lower range and tocopherols and toeoeienols
‘with fully methylated groups in the higher range.
The reason ior the antioxidant scavenging efficiency of
tocotrienol (13) is because ofits shorter larnesy tail The
farnesylatod tl enabes thetocotienol to move with superior
mobility across cell membranes, giving rise to greater efli-
‘ciency in free-radical scavenging activity (Serbinova, E. et
al, 1991; Packer [etal 2001), The longer phytyltilof the
tocopherol (T1), which anchors deeply’ito ipid membranes,
renders tocopherol Test mobile and hereby making. it Tess
‘ellcien as a scavenger than T3.
The faresol ails required to reduce cholesterol, Famesol
down rogulates, a8 well 35, degrades HIMG CoA reductase,
the enzyme that controls cholesterol biosynthesis, It is
believed that the farmesyl tail of tocottienol works by this
mechanism (Pearce, B. eta, 1992), a possibilty that does
notexis with tocopherol. Fully occupied met
‘on the chromanol (eg. alpha isomer) prohibits any reaction
fand unoccupied substitution on the ring (eg. delta isomer)
makes available reactive nitrogen oxide trapping capability
Giang, Q, et a, 2001). As shown in FIG. 2, when the carbon
position 5 is unoccupied, TI or T3 becomes "C-5 unsubsti-
tuted”.
‘Tocotrenol contains tive repeating isoprene units giving
riseto the faresyl til. Gran geraniols (GG), both eis and
trans isomers, contain four isoprene repeating units and sur-
Prisingly the toeotrienolfarmesy! moiety s contained in the
‘GG wil, and therefore GG is believed to be an unique com=
ponent in the annatto extract, among other valuable campo-
nents In ft, the entire GG molecules contained inand used
fr the biosynthesis ofa tocotrienol molecule where one of
the four isoprene moieties s embedded insidethe 3 chroman
ring (Plson, C., et a., 1995; Caboon, B. eal, 2003; Dor-
‘mann, P, 2003), See FIG, 2, Hence, both GG and tocorienol
structures have a common moiety, farnesy! group. which is
believed to modulate biological activities including some
‘overlopping setivities, Annatto carotenoids (with conjugated
8
‘double bonds) of various chain lengths and existing as non-
oxygenated carotenes, oxygenated xanthophyll, suchas free
aleoiols, acids, aldehydes, Ketones, esterified or etherfied
‘with other annato extract components are inclusive of the
said extracts, and ofthis invention,
FIG. 1 shows the tocols compositions from different nati
ral sources ate highly varied, which argues for the standaed-
ination of tocols lo produce an
address appropriate diseases and conditions, a concept that
‘surprisingly s aot been implemented, Annatte extract con-
‘ains tocols tht are consistent, typically 90% deltT3 and
10% gamma-T3, The rationale for the use of toeorienol con
‘aining annato see lipids is to increase the in vivo and ex
vivo biological activites ofthese admixtures, and to increase
the biological potency ofthese admixtures by decreasing the
at of alpha-T1 consumed. Alpha-tocopherol has been
shown to interfere with tocotrienols ability to sequester c
lesterol biosynthesis (Qureshi, A. eta, 1996) and alpha-TI
thas no effect on anticancer aetvity (Guthrie, Net a, 1997;
‘Yu, W, etal, 1999), Large doses ofalphs-T! has produced a
marked hypertriglyceridemic effect in animals (Khor, H- and
‘Ng, 2000; Lehman, J, 1981) and in humans (Farell, P and
J. Bies, 1978; Tsai, A. et, al, 1978). Consequenty, the
increase of delt-T3 andor gammna-T3 presents superior bio-
Jogial and antioxidant properties vissi-vis aphia-TI
Table 2 shows a non-exhaustive sample af diverse heath
‘benefits and protection of the eight classically and individu-
ally own vitamers. Aneedexists to develop arationale for
‘an “appropriate speciram”tocals prec that wold normal-
je andor optimize biologie functions without the crossover
mitigation of tocopherols, To date, only “fall spectrum
‘ocols (implied presence ofall eight tocols) are commercially
available, espotsing to deliver the composite health benefits
of the individualized effects of those found in Table 2. It
‘emins unsubstantiated that fll-specrum tocols wll deliver
the complete elects ofthese individually identified proper-
ties. Therefore, these full-spectrum tocol lack a compos
‘ona, technica andor scientifie basis or rationale, Curent,
fo present ar teaches compositions and methods of use in
‘humans, nor teaching so effieaciously and by simply adding
satura tools extracts in appropriate combinations,
TABLE 2
Tl er ant eff of nil ope ant ssl
Gannett
Denstsaper
ih anes non Roney coton snl igo Vin
sein ViaminE cins inode sens High evel of
tla mate loa of cate.
"hats acm, op eng atin
seat
‘Aine nsay antwhes gem, Bath dei andar ae
xii foc ystems eed cope reson ot),
buns ce anda Rewer anoxia cope phe TL
{aniN insane biog mens) Fit alienate ebexe,
Tari we oc abbas neunsoue el sling
ghana i ie, pala anes. Nat nits
Highsbntace in anetn, Tc oe ane compost song
tines peter thin pi Dla ep nee Saag nineUS 8,586,
9
Is penerally desirable to target diseases with specifi
isomers of tocols. For example, to lower lipids itis desirable
to have the highest levels of delta-T3 and gamma-T3 and
lowest levels of tocopherols, especially alpha-T! (Qureshi
A. et al, 1996). Such compositional specificity which is. 5
exited to lover cholesterol is presently tnatainable. Table
3 presenis the natural compositional abundance typically
ound in plant sourees. The natural abundance of palm and
rice sources favors relatively large amounts ofalpha-T and
amnia-T3, as well as, large amounts of tocopherols. C
‘quently, the disclosed use of palm and rice TRFS to lower
Tipid has limited uty. Tis is because these TRF are high
Jn alpha-T3, low or absence in delta-T3 and high in toco-
phervls (30-50%), especially alpha-T1. Such compositional
‘ariabilty in TRF fctions have boca responsible fr several
‘equivocal clinical study outcomes (Mustad,V:, et al, 2002;
Mensink, Rot a. 1999),
Soy nd’ com ils eonlain exclusively tocopherols
although they tend to be highest in the CS unsubstituted
tocopherols (70968 delia-T1 and gamma-Tl) (oe, Shep-
pard, A. eta, 1993) Such high levels of C5 unsubstituted
‘dlta-TI and pamma-T! from soy and com (Table 3) have
‘unique admixture application, which unexpectedly ave not
been implemented
TABLES,
Socceofmteal Ain Canna Det Alpha Gama Det
Seam ot “ino mu Nb ND as
Rice ban ol MI oe ot 4S. 13
Rector “7 4027 Sta 2»
bet ey ty a
Comal ND__ND_ND_ si Ay
‘The effectiveness of cholesterol reduction is due to the
‘iamesyted tail of tootrienols where the isomeric potency of
tive materials orchestrated by inflammatory stimuli and pre-
vent the tethering of circulating monocytes an leukocytes
‘onto endothelial cells. The break of this restraint onto the
rulating cells by the C5 unsubstituted tals is one ential
Jntervention in proteting the integrity ofthe vasculature, and
therefore athersclerosis
TDL is well known for is role in eiculating cholesterol
back tothe liver: Moreover, the HDL. particles (“good cho-
Jester”) have antiinflammatory and anti-trombatie prop-
‘erties and suppress surface bioactive materials, as well a,
markedly inhibit oxidized LDL formation and NFKB aetiva-
tion (Robbesyn, B, et al, 2003; Jonkins, A. and T. Lyons,
2000),
Lipidemia and Diabetic Dyslipidemia
Tocotrienols have been ised for treatment of Fipidemia and
lactic dyslipidemia, through tocotrcnol. inhibition of
hepatic cholesterol biosyathesis, spevfically via the inibi-
tionof HMGR, the rate limiting step in cholesterol synthesis.
However, diabetes represents a plethora of pathological
‘evens besides cholesterol dysfunetion where 13 has not been
represented to work, especially the CS unsubstituted tocols
Sterol regulatory clement binding protein-1 (SREBP-1) is @
teanscription factor that responds to nutritional status and
regulates metabolic gene expression in various organs,
Including liver, adipose and muscle. It has been shown that
insulin and glucose induced de novo fatty acid synthesis
leading o arapidinerease in ipogenie xin skeletal musele.
‘Such lipid accumulation is associated with muse IR in obe-
sity and T2DM, and is stimulated mediated via the SREBP-1
‘expression (Guille-Deniau, [, eal, 2003). As discussed
‘earlier, TR. is tightly associated with increased lipids
(MeLaughlin, Tet al, 2003) and increased insulin or HI
(Defronzo, R, 1998)
Diabetes
Diabetes may be considered a hypercoagulable state.
betic platelets ure hypersensitive 10 platelet ageregating
gens, andthe vasoconstrictor TXB is a poweril platelet
‘aggregator. Excess TXBS release in diabetics has been as50-
sé with CVD in these patients. These matters have been
well documented and is herein referenced ia is entirety (Col-
‘well, J, 1997 & 2004), Aspicin specifically blocks the
‘omei-6 arachidonic aeid-derived thromboxane TXBS s
thesis, which dramatically reduces platelet aggregation, and
has been used as. primary and secondary strategy to prevent
cardiovascular events in patients Aspirin’s major risks are
gastric mucosal injury, G:l, hemorchoge and hemorrhagic
stroke (Colwell, J, 1997 & 2004). It is known that gamma-
TS, delia-T3 and gamma-T! inhibit platelet aggregation,
‘TXB4 and PGE2 (Qureshi, tal, 2002;
1999) and that delt-T3 preferentially absorbs
0
o
2
{ng human platelets (Hayes, Ket al, 1993), Gamnma-T3 and
szamma-T' both metabolize in mammalian issues to gamuma-
carboxyetbyl hydroxy chromans (7-CEHC), essentially the
chromato] ring without the faruesy] and phyty wl. It has
‘een shown that theirpareat moieties as well as the y-CEHC
setaboite inhibit PGE2 and COX? (iang. Qt al, 2001)
‘whieh farther supports that C5 unsubstituted tocols play &
roe in inhibition of vasoconsrction, coapulation/toting,
and chemotaxis, Therefore, C$ unsubstituted tocols should
help to reverse the hypereoagulable sate of diabetes in safe
‘manner without side effects
Diabetes isa disease of frank hyperglycemia and the con-
two of sugar is always a standing goal. Is now recognized
that glycation of lips and proteins contributes t diabetic
macrovascular and microvascular diseases. For example, y=
coxidized LDLs ineteased binding to extrocelilar matrix,
have procosgulant effects extravasate into glomeruli retinae
and atheroma. Also glycoxiized albumin aeresto the aor
tie wall, According to one research study, there was an
approximately 6cfold accumulation of plyeoxidized N-(car
boxymethyl lysine (CML) in the hearts of diabetic patients
sseomparedto normal subjects (Schallwij,C. etal, 2003).
Other advanced glycation end-products (AGE) including
Amadori modified proteins, all of which are sugar mediated
oxidation to proteins are’ herein referenced by way of
examples (Jaleel,., & al, 2003; Arai, Yet a, 2003;
Sverwold, B, ei al, 2008), The measurement of plyeated
hemoglobin (FIbATe) inthe blood isa standard marker to
measure the history of sugar damage to tissues, Tocotrienols,
specially ganuma-U3 inhibit protein oxidation (Kamat.
al, 1997). Further, tocotrienols effectively: prevented an
increase in AGE in normal rats, and decreased blood glucose
and HDALe in diabetic rats (Nazaimoon, W. and B, Khalid,
2002),
Peroxisomal Proliferator Activated Receptor
Peroxisomal profifertor activated receptors (PPAR) are
‘members ofthe nuclear receptor transcription factors. The
metabolic consequences of PPARY sctnation have been
‘mostly researched on adipose tstue where it is largely
expressed (Smith, S, 1998: Kraegen, E1998) The met
bolic effects of thiglidinediones (TZD) are: a) reduce
hyperalycemis and hyperinsulinemia, b) lower FFA and TG
Jevels,c) enhance IS and lower I states, and d use insulin to
lower elucose. T2D are known PPARY agonists or activators
‘Many of PPAR activator functions are similar to PPAR&
activator funetions. PPAR« has been actively researched on
liver tissue, especially with regards 10 lipid se (eg. uptake
and beta-oxidation). Even though the seton sits of PPAR
(predominant in adipose) and PPAR (mainly in liver) are
dhfferent thee activations have many overlapping clinical
‘outcomes. Typically [2D and ibratsaflet the activation of
PARy and PPAR respectively. Tocotienls inthis inven-
tion behave primarily ke a TZD (and secondarily like @
fihrate)asT3 metabolic effeetsmatch those fou listed above
{or TZD. Surprisingly, the ehromano! ring structure found in
"TS fs the same moiety found in troglitazone, a TZD. Put
together, C5 unsubstituted T3 atvate or agonize the nclear
transcription factor PPAR (7, cor mixed) and thereby cary
fot the metabolic effets similar to those of TZDs and
fibrates, in many common tissue sites (adipose, skeletal
ruscle, and kidney, macrophage, VSMC, endothelial cell
an ferent sites for PPAR (ear, gu) and PPAR (iver).
‘These various PPAR expressions share more common sites
tan difereat ones. Mixed PPAR activation, besides PPAR
and PPARar also inludes PPARA whose expression is ubigy
‘tous inal GisvesUS 8,586,109 B2
13
Nervous Syste
‘Reversing damage tothe neurons and brain, whether acute
‘or chronic is an important heath sue. Potential neuropotent
hrients ave to adress the issue of the blood bran barrier
(BBB), over which the nutrients must cross over to enter the
min. All tocotrienols enter the bin in general, and they
protect glutamate-indveed neurotoxicity (Sen, C, et al
2000). As well, these CS unsubstituted tocols, both tocol”
rienols (Meiniyre, Bet, 2000) and tocopherols (Lit, M,
‘etal, 2002) have particular bioavailability ito cellular tis
sues, Bran cells are typically rich in PUFAs, especially the
‘omegi-3 DHA and FPA, and hence they are very susceptible
'o oxidation In sties with brain mitochondrial organelles,
tocotrienols and TRF effectively prevented oxidative dam-
ages to both lipids, as well as, proteins. Studies of brain
mitochondria and rat microsomes indicate gamma-T3 i the
most effective in oxidative protection followed by alpha-T3
and delta-T3 (Kamat, J. and T: Devasagayam, 1995; Kamat
J etal, 1997). The gamma-TI is mostly Toeated in the
biomembrunes of brain homogenates, and it markedly inhib-
it lipid peroxidation inthe brain (Shi, H., ct al. 1999)
In an extreme form of neurodegenerative genetic disease
{amilial dysantonomis (FD), the development and survival of
neurons (eg. sensory. sympathetic, parasympathetic) are
seriously impaired (Mezey, E., eal, 2003). Delta-T3
increases the IKBKAP pene transcription 35-fold, and all
‘wcotrienols increase the IKAP transcripts and proteins
(dela-T3 and gamma-T3 producing more than beto-T3 and
alpha-T3) as muchas fold (Anderson, S.eta.,2003).None
‘of the tocopherols have any effec.
"Toootrcnols have heen shown to reverse nerve damageand
repair, genetic disposition, acute brain damage, glumate
induced damage, chronie nervebrain damage, Alzheimer’s,
Parkinson's, and Hatiagtons,
Statin Drugs
Statin drugs are known to derease isoprenoid pool (IP)
products, including intenmediate and distal metabolites of
‘CoQIO, dolichol, heme, protein synthesis, and cholesterol
(Goldstein, J. Land M.S. Brown, 1990)
Topical Applications
‘The skin is an unique site for tocotrienals foe both topical
and dietary tocotienol application (Traber, M. etl, 1998:
Ikeda, S.. et al, 2008). Tocotrienols protect UV-induced
‘eqythean and also prevent the loss of skin vitamin F (Weber,
C, etal, 1997; Traber, M, et al, 1997),
Immune System
Dietary tocotrenols given to immunodeficient mice pro-
Jonged their survival, presumably via an immune system
boost (Tan, B., 1992): Dietary tocotrenols increased imm-
noglobuti (Ig, IgG and IgM) in ra spleen and MLN Iym-
phocytes where the extent was generally more marked in the
1 group than the alpha-T1 group (Gu, J.,etal., 1997; Kaku,
S., etal, 1999), Composiionaly, C-S unsubstituted toeot
Fienols, composed of delta-T and gamma-T3, accounted for
7% of the toools used in these cited studies.
Bone Mineralization
Is known tht tocotrenols prevent the loss of bone min-
‘eral density, and improve the bone ealeium content of grow=
jing aisle and Female, however, alpha-tl supplementtir
‘does not improve the mineralization of bone i female rats
(lina-Nirwana S., etal, 2000, Norazlina, M., etal, 2002;
Norazlina, M. eta, 2007).
Hypertension
‘Gamma-T3 has been shown to prevent the development of
‘increased blood pressure in spontaneous hypertensive rat
(SHR) and thatthe lowest dose of 1S mpg Teed (approxi
mately translating to 75 mg T3dlay for humans) was best i
0
o
14
preventing hypertension (Newaz, M. and N. Nawal, 1999).
Gamm-TS is also shown to be a vodium excreting agent, as
‘well a, increasing endothelial nitric oxide synthase (NOS)
activity to teat essential hypertension (Igareshi, O, et a.
2003; Newaz, Metal, 2003). The water-soluble metaboli
2-CEHC (.e., ehromanol ring without the famesol til; see
FIG.2)isthe same metabolite for gamma-T3 and for gamma
TL. Sucha metabolite has also been identified for alpha
@-CEHC. Accordingly, the metabolite for delis-T3 und del
This CHC.
Cholesters Biosynthesis
‘Some 80% of cholesterol in the human body is endog
cenously produced in the liver, and the remaining 20% fro
dietary sources. Physiological studies show that cholestes
biosynthesis is nocturnal when dietary intake is at its Io
‘When statin is taken in the evening versus morning, lipids
drop about 10% more (Willae, A. etal, 2008). Tocotienols
taken with food more than double their bsorption and their
‘maximum concentrations peak 46 hours alter the supple-
smeatation (Yap, S.,et al, 2001; Farus, Seta, 2003).
Deni
Annattoextract—A source of material known aka hyped:
vet solution of Bika orellana seed components, which is
jobiained as an vily oleoresinous material after the bulk of
annato color, is Largely removed from ether the aqueous
extract oF solvent extract of annatto seeds, Further, this
byproduct contains a tocotrenol component and a geranyl
geraniol component and ean be used as a source Tor the
recovery of a tocotrienol component and a geranyl geraniol
component
"Annatto Extract Oil—The oily product from the annatto
seed extoet containing the tocorienols and tocopherols, col
Ieetively tocochromanols (Vitamin E), which are inthe 350-
4450 Dalton MW fraction of the extract. Vegetable cooking
oils, commonly knownas trilyeerides, which havea rangeot
‘molecular weights of 500-1000 Daltons, and are essentially
{ce or free tocotrienols and tocopheros (typically 0.05%
‘Vitamin E) are not included within this defition,
‘Appropriate Spectrum of Tacals-Mixtures of annatto
‘ocotrenols with other plantextactstoachieve efficacy ofthe
newly constitted tocols composition. Annaito tocotienols
satisfy this definition by having the highest amount of CS
‘unsubstituted tocorienols aad the lowest amount of toeo-
pherls, especially alpha-T1
‘Chemotactic Bioactive Materials Biochemical. mol-
ecules involved in any oxidativesinfammatory process that
leads to loss of arterial vasculature
‘Com Oil Thecily product from the com exteact contain-
ing the tocotrienols and tocopherols, collectively tocochro-
‘manols (Vitamin E), which are in the 350-450 Dalton MW
Iraction of the exact, Vegetable cooking oils, commonly
known as triglycerides, which have a range of molecular
‘Weights of 500-1000 Dalton, and are essentially ree or free
‘of tocotrenols and tocopherols (¢ypically “0.1% Vitamin F)
fare not included within this definition
Cottonseed Oil—The ily product from the cottonseed
extract containing the focotriens and tovopherols, collee-
tively ocochromanols (Vitamin E), which rein the 350-450
Dalton MW fraction ofthe extract, Vegetable cooking oils,
commonly known as triglycerides, which have a range of
‘molecular weights of 500-1000 Daltons, and ate essentially
{ee or fee of tootrienols and tocopherols (¢pically 0.1%
Vitamin F) are not incloded within this definition,
(Cranberry Seed Oil-—The ily prot from the cranberry
seed extoet containing the tecatienols and tocopherols, colUS 8,586,109 B2
), which aren the 350-
4450 Dalton MW ffaction ofthe extract. Vegetable cooking
oils, commonly knownas tiglycerides, which havea range of
molecular weights of 500-1000 Daltons, andl are essentially
fee or fee of tocotrienols and tocopherols (typically <0.1%
Vitamin E) are not included within this definition.
"Essentially Free of Bixins-—A composition that contains
Jess than 0.1% by weight of bins.
Litehi Seed Oil—The oily produet from the hitehi seed
‘exact containing the tocotrienols and tocopherols, cole
tively oeoehomanols (Vitamin E), which are in the 350-450
Dalton MW fraction ofthe exirci. Veyelable cooking ols
‘commonly known as triglycerides, whieh have a range of
‘molecular weights of 500-1000 Daltons, and are essentially
fee r fee oftocotrienols and tocopherols (typically <0.1%
Vitamin F) are not included within this definition,
MW (Molecular Weight) Fraction—Refers to the part
(Graction) of a substance (ie. natural extract that has chemi
cals of that molecular weight. A standard analytical tool in
Biochemistry or Chemistry isthe separaion of a substance
into its various individual chemicals by their molecular
Weight. Typical methods include column chromatography,
HPLC, and SDS-PAGE. Fach ofthese analytical tools will
separate a complex substance (Le, natural extract) So the
individual chemicals will ravel at diferent rates though the
mediuns (silica or coated silica, sepharose beads or poly-
mmerizedl gos). In the case of column chromatography oF
HPLC, th cari solution is collected (ees tubes) as it
‘comes off the column into “fractions”. There isa detector on
theend ofthe column which devets the presence of materi
“The detector charts the “peaks” and the corresponding frac
tion that contains this material, The moleculie weights of
these peaks can be calculated sing standards with known
molecular weights (eg, Keyhole Limpet Femoeyanin)orthe
pure compounds with previously identified MW
"Natural Exteact -Nonsyathetie (natal. substance tat
js derived from mineral, plant, or animal matter and does not
undergo a synthetic process as defined in section 6502(21) of
7 USC. 680221) (the Act) For the purposes ofthis part
rnonsynthetie i used asa synonym for natural as the term is
used in the Act. (21) Syneti: The term “synthetic” means
substance thats formlated or manufactured by chemical
process or by a process that chemically changes a substance
‘exrcied [fom naturally occurring plant animal, or mineral
sources, excep that sue tem shall not apply wo substances
‘created by naturally occurring biological processes]
(Oat Bran Oil—The oily product from the oat bran extract
‘containing the tocotrienols and tocopherols, collectively
tocochromanols (Vitamin F), which are in the 350-450 Dal-
ton MW fraction ofthe extract. Vegetable cooking oils, com
monly kaownas triglycerides, which havea range of molecu
Jar weights of 500-1000 Daltons, and are essentially foe oF
{reeof tocotrenolsand tocopherols (typically 0.1% Vitamin
) are nat included within this definition
Olive Oil—The oily product from the olive extract contain-
ing the tocotrenols an tocopherols, collectively tocochro-
‘manols (Vitamin F), which are i the 380-480 Dalton MW
faction of the extract. Vegetable cooking oils, commonly
known as tglyeerides, which have a range of molecul
‘weights of 500-1000 Daltons, and are essentially free or free
‘of tcotrienols and tocopherols (typically <0.1% Vitamin E)
fare not included within this definition.
Palm Oil—Theoily product from the palm extract eontain-
ing the tocotrienols and tocopherols, collectively tocochro-
‘manols (Vitamin E), which are i the 380-480 Dalton MW
faction of the extract. Vegetable cooking vils, commonly
known as tiglyeerides, which have a range of molecule
0
o
16
‘weights of 500-1000 Dalons, and are essentially free or free
of oootrienols and tocopherols (ypically 0.19% Vitamin E)
‘are not included within this definition
Purification of Annatto Extract—A process to obtain iso-
mers of tocolienol and geranylgeraniol where the ratios are
different from found in nature.
Purified Annatio Geranylgeraniol Composition—A come
positon purified from an snpatto extract that contains one or
‘more of the isomers of geranylgeraniol in a ratio that is
ilerent From the natral ratio foued in an aato extract.
ule Annatto Tacotrienel Composition —A compos
‘ion purified from an annatto extract that contains one ormore
ofthe isomers of tocotrienol in arti that is different fom the
‘tural ratio Found in an anaatto extra.
‘Rice Fin Oil-—The oly pretoc fromthe rice bran extract
containing the tocotrienols and tocopherols, collectively
‘ocochromanols (Vitamin E), which are in the 350-450 Dal-
ton MW fiaetion ofthe extract, Vegetable cocking oils, com-
vonly known as triglycerides, which have arange of molec
Jar weights of 500-1000 Daltons, and are essentially fee or
{ree of tocotrienolsand tocopherols (typically <0.1% Vitamin
are not included within this definition.
Soy Oil—The oily product from the soybean extract con-
taining the tocotrienols and tocopherols, collectively toeo-
chromanols (Vitamin F), which are inthe 350-480 Dalton
(MW fraction of the extract. Vegetable cooking oils, com-
‘monly known as triglycerides, which have a range of moleen-
Jar weights of 500-1000 Daltons, and are essentially foe oF
{ree of tocotrienolsand tocopherols typically 0.1% Vitamin
are not included within this definition.
Sunflower Seed Oil—The oily product from the sunflower
soed extract containing the tecorienols and tocopherols, col-
Ieetively tocochromanols (Vitamin), which ar in the 350-
4450 Dalton MW fraction ofthe extract. Vegetable cooking
oils, commonly knowitas triglycerides, which have a range ot
‘molecular weights of 500-1000 Daltons, and are essentially
{tee of fee oftocotrienols and tocopherols (¢ypically <0.1%
‘Vitamin ) ae not included within this definition,
‘Toools A general temn for toeotsienols, tocopherol,
‘ocochromanols, vitamin Fs, mixed tocopherols and toeo
sienols, TRFs including any additionally separated fraction-
ated forms, admixtures of anato tocotrienols and other
plant-derived TREs, appropriate spectrum tocol, admintare
‘of annatotocotrienols with other tcolsin onder to standard-
‘ne the amount and type of tocotrienols and/or tocopherols
and the amount or ratio of alpha-tocopherol or other toca
pherols present in the admixture
“Tocopherol -Achnomanol with any degree of substitution
‘with saturated phyty] tal Substitution in the chromanol is
taken to mean any adduet of the alcobo! and/or the ring
moiety
"Tocopheral-Free—A preparation of tactrienols and the
‘ocotrenols are predominantly deka-T3 andor gamma-T3
where the tocopherols are
to 8 composition where the dela-to-gamma ratio of toc0
Fienolsisbetween I:510$:1, Ina more preferred embodiment
the invention is drawn toa composition where the delta-to-
amma rato oftcotrienols is 1:1
none embodiment the invention is drawn toacomposition
‘of tocotrienols comprising a mixture of an annatto extract
[350-480 Dalton molecular weight fraction) and a 350-480
Dalton moleculae weight fraction of natural extract where
the mixture has standardized low levels of tocopherols. In &
preferred embodiment the invention is drawn toa composi-
tion where the standardized level af tocopherols is =50% In
‘2 more preferred embodiment the invention is drawn to 2
‘composition where the standardized level of tocopherols is
20%, In a more prefered embodiment the invention is
‘drawn to composition where the standardized level of toco-
pherolsis «10%, Ina most prefered embodiment the inven-
fiom sdrasen to composition where the standardized level of
tocopherols is 1% In another embodiment the invention is
‘dria 10 a composition of tocotrienols where the natural
‘extract [350-450 Dalton molecular weight fraction} is,
scloted from the group consisting of oils from rice bran,
palm, eranbery see and itch see,
‘In atother embodiment the invention is drawa to acompo-
sition comprising an annatto extract [350-450 Dalton
‘molecular weight fraction] containing tocopherol, where the
tocopherol isalpha-TI. Ina preferred embodiment the inven-
tion drawn toa composition comprising an annato extract
[350-450 Dalion molecular weight fraction} containing 10c0-
pherol, where the amount of the alpha-T! is =80% of the total
tocopherols. Ina more preferred embodiment the invention is
‘dna o a composition comprising an annatto extract [350-
450 Dalton molecular weight fraction] containing toco-
pherol, where the amount ofthe alphs-TI i 225% of the total
tocopherols. Ina more preferred embodiment the invention is
‘drain to & Composition comprising an annatto extract [350-
4450 Dalton molecular weight fraction) containing toco-
pherol, where the amount ofthe alpha-T! is 510% ofthe total
tocopherols. Ina most preferred embodiment the invention is
‘drain {o a Composition comprising an annatto extract [350-
4450 Dalton molecular weight fraction) containing toco-
pherol, where the amount of the alpha-T1 is 21% ofthe total
tocopherols
Tone embodiment the invention isdrawntoacomposition
‘comprising @ mixture of annatto extract (350-480 Dalton
‘molecular weight fraction} and a 380-480 Dalton molecular
‘weight fraction of # natural extract that is an appropriate
spectrum. Ina prefered embodiment the invention is drawn
0
o
18
toa composition where 250% ofthe tocotienols are dlta-T3
‘and gamma-T3, In a more preferred embodiment the inven-
tion s draintoacomposition where 250% ofthe tocotrienols
aredelts-T3. Ina most preferred embodiment the invention is
{drawn toa composition where iis tocophero- fee,
nome embodiment the invention isdeawn toa composition
‘whore the CS unsubstituted tocotrenols are 260%, and toe0-
pherosare 15%. Ina preferred embodiment the invention is
drawn t0 a composition where the CS unsubstituted tocot-
ienols are 270% C5 unsubstituted tocotienols and <10%
tocopherols, Ina more preferred one embodiment the inven-
tion is drawn to a composition where the C5 unsubstituted
tocotrienols are 280% CS unsubstituted tocotrienols and =5%
tocopherols,
nome embodiment the invention isdrawa toa composition
comprising annatto extract [380-480 Dalton molecular
‘weight fetion), where blood evel o triglyceride decreases
Ina prefered embodiment the invention is drawn to @com-
position comprising anatto extract [350-450 Dalton molecw-
Jar weight action}, where the decrease inthe blood level of
the triglyceride has an effect selected rom the group consi
ing of reversal of insulin resistance, metabolic syndrome,
prodiabetes, diabetes und diabetes-related cardiovascular di
Tn one embodiment the invention is dawn to a method to
reverse insulin resistance, comprising aiministering annatto
exttat [350-450 Dalton moteeulae weight tration} contain-
‘ng tocotrienols and potentiating insulin. In 2 more preferred
embodiment the invention i drawn to method lowering the
Fisk ofa disease selected fom the group consisting of CVD,
‘T2DM, hypertension, PCOS and ft liver disease
none embodiment he invention isdrawa toa composition
comprising annatto extract [350-480 Dalton molecular
‘weight fraction] where the tocotrienols lower CRP. In a pre-
{ered embodiment the invention is drawn to composition
comprising annatto extract [380-480 Dalton molecular
‘weight fraction] where the tocorienols lower CRP and pro-
‘eet against inflammation. Ia a more prfeered embodiment
the invention is drawa t a composition comprising anna
«extract [350-450 Dalton molecular weight fraction] where the
tocotrenols elevate HDL. In # more preferred embodiment
the invention is dren to a composition comprising annatto
extract [350-450 Dalton molecular weight faction} where the
tocotrienols lower cholesterol and decrease cardiovascular
risk index. Ina more prefered embodiment the invention is
{dawn toa composition comprising annatto extract [350-450
Dalton molecular weight fraction) where the tocotienols
lower cholesterol and metabolic risk inde.
Tnone embodiment the invention isdeawn toa composition
comprising annatto extract [350-480 Dalton molecular
‘weight fraction) where the composition is tocopherol-free
‘with 298% tocotrienols, and tocatrienols ae predominantly
delta and gamma 13. Ina more preferred embodiment the
invention isdrawn toa composition where the composition is
tocopherol-free with 298% tocotrienols and woeotienols are
predominantly delta-T3,
Tnoae embodiment the inventions deawn toa composition
comprising. annatto extract [380-480 Dalton molecular
‘weight fraction] where the composition produces beneficial
effets listed in Tables 2 & 4. In a preferred embodiment the
invention is drawn to @ composition comprising. annatto
«extract [380-480 Dalton molecular weight fraction} where CS
‘unsubstituted tocols produce the beneficial effets in Tables
2&4,US 8,586,109 B2
19
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none embodiment the invention isdnwwa toacomposition
‘comprising. annatto extract [350-450 Dalton mole
‘weight faction} where the tocopherol-fee anna tocot
riegols, dlta-T3 and gamma-T3, lower lipids. Ina prefered
‘embodiment the invention is deswn to a composition com:
prising annatto extract [350-450 Dalton molecular weight
fraction} where the tocopherol-free annatte tocotrienols,
dlia-T3 and gamaa-T3, lower lipids, particularly wiglyeer-
‘des. In a more preferred embodiment the invention is drawa
toa composition comprising annatto extract [380-480 Dalton
‘molecular weight fraction} where the tocopherol-freeannatto
tocotrienols, delta-T3 and gamma-T’, lower lipids, pariew-
Jaely teiglyeerides and do not eause a drop in CoQUO level. La
a more preferred embodiment the invention is drawn to 2
‘composition comprising annatto extract [380-450 Dalton
‘molecular weight fraction] where the tocopherol-freeannatto
‘ocotrienols, deta-T3 and gamma-T3, lower lipids, particu-
Jaely trglyeerdes, and eause an increase in CoQHO level. Ina
‘more prefered embodiment, the invention i drawn to a.com
position comprising anatto extract [350-450 Dalton molecu
lar eight friction] where the tocopherol-free sna toca
rionols, deia-I3 and gamma-T3, lower lipids, particularly
triglycerides, and cause an increase in CoQ1O level up 10
20%, Ina more preferred embodiment the invention isdrawn
twa composition comprising anatto extract [380-480 Dalton
‘molecular weight fraction} where the oeophero-frseannatto
‘ocotrienols, deta-T3 and gamma-T3, lower lipids, particu-
larly triglycerides, andl causean increase in CoQIO level more
than 20%,
none embodiment the invention is dwn toacomposition
‘comprising annatio extract [350-450 Dalton molecular
‘weight faction) where the tocopherol-free annatto tocot
Fienols, deia-T3 and gamma-T3, lower lipids, particularly
triglycerides, in normal weight, overweight and obese sub-
Jeet. In a preferred embodiment the invention is drawn to &
‘composition comprising annatto extract (380-450 Dalton
‘molecular weight fraction] where the tocopherol-freeannatto
0
o
20
‘ocotrenols, delta-T3 and gamma-T3, ower lipids, particw-
larly triglycerides, in animals of both sexes. na more pre-
‘ered embodiment the invention is drawa toa composition
comprising annatto extract [380-480 Dalton molecular
‘weight fraction] where the tocopherol-ffee annato toeot-
senols, delta-T3 and gamma-I3, lower lipid, particularly
teglyeerides, in humans of both sexes
Ta one emboxliment the invention is dnwwa to a method
‘comprising administering annatto extract [350-450 Dalton
‘molecular weight lraction| where the dose of tocopherol-free
‘annato toeotrienos, dlia-T3 and gammy-T3, is given in a
range fom 10t0 1000 mg per day. Ina preferred embodiment
‘the invention is caw to a method eompeising administering
‘annato extroct [350-480 Dalton molecular weight fraction]
where the dose of tocopherol-free annattotocotrienos, dear
Sand gamma-T3, i given in a range from 20 0 500 mg per
day. Ina more prefered embodiment the invention isarasento
‘method comprising administering anatto extract [350-450
Dalton molecular weight fraction] where the dose of toe0-
pherl-irve annatto tocotrenols, delia-T3 and gamnms-T3, is
{given ina range from 50 to 150 mg per day
Tnone embodiment he invention isdrawa toa composition
comprising annatto extract [350-480 Dalton molecular
‘eight fraction] where the annato C5 unsubstituted toeot-
rienols potentiate insulin to promote insulin sensitivity and
reverse insulin resistance. In a preferred embodiment the
invention is drawn 10 a composition comprising annatto
extract [350-450 Dalton molecular weight fraction] where the
fannatio CS unsubstituted tocotrienals potentiate insalin to
romote insulin sensitivity and reverse insulin resistance with
Supplementation of varying duration, In a more preferred
embodiment the invention is drawn to a composition com-
prising annatta extract [360-450 Dalton molecular weight
{action} where the annatto CS unsubstituted tocotienols
potentiate insulin to promote insulin sensitivity and reverse
insulin resistance with supplementation in normal weight,
‘overcigh, and obese subjces. Ina more profered embod
‘meat the inveation is drawn to a compestion comprising
annato extract [350-480 Dalton molecular weight fraction)
‘where the annatto C5 unsubstituted tocotrenols potentiate
insulin to promote insulin sensitivity and reverse insulin
resistance With supplemeatation in animals of both sexes. In
‘4 more preferred embodiment the invention is drawn to
composition comprising annatto extract [350-450 Dalton
‘molecular Weight lraction] where the ocopherol-free anna
‘ocotrienols, deta-T3 and gamma-T3, lower lipids, pariew-
Jarl triglycerides, in humans of both Sexes
Tone embodiment he invention dean toa composition
comprising annatto extract [380-480 Dalton molecular
‘weight fraction] where the annatotocotrenols reverse inst-
linresistanceand potentiating insulin. Ina preferred embodi-
‘meat the invention is drawn to a compestion comprising
‘annato exioet [350-450 Dalton molecular weight fraction)
‘where the snnato tosotrienls reverse insulin resistance and
potentiating insulin, and lower the risk of a disease selected
trom the group consisting of CVD, T2DM, hypertension,
PCOS anil Taly liver disease, In a more preerred embodi-
‘meat the invention is drawn to a compesition comprising
anato extract [350-450 Dalton molecular weight fraction)
‘where the annato toeotrienols reverse insulin resistance and
potentiating insulin, and reluce conditions i prediabetic and
‘iabetes patients
Tone embodiment the invention isdeawn toa composition
comprising annatto extract [350-480 Dalton molecular
‘eight fraction] where C5 unsubstituted tocols inhibit sur-
fice chemotactic bioactive materials (CIM), In a preferred
‘embodiment the invention is drawn to a composition com-US 8,586,109 B2
2
prising annatto extract [350-450 Dalton molecular weight
Fraction} where annatto CS unsubstituted TS inhibit surface
chemotactic bioactive materials, Ina more preferred embod
rent the invention is dria to a composition comprising
annatto extract [350-450 Dalton molecular weight fraction]
‘where annato CS unsubstituted T3 inhibit surface chematac=
tie bioactive materials and prevent the tether or adhesion of