Indigenous Peoples,
Self-Determination and
International Law
RODERIC PITTY
The article examines the re-emergence of indigenous rights in
contemporary international law in the context of worldwide
agitation by indigenous peoples for the adoption by the United
Nations of a Declaration on the Rights of Indigenous Peoples. Two
approaches to the protection of indigenous rights are considered: a
minimal one that relies on existing human rights conventions, and
an inspirational one that seeks a Declaration negotiated in
partnership with states willing to recognise indigenous autonomy.
Actention is given to judicial recognition of the right to self-
determination as a right of free choice, and to the distinction
between minority rights and indigenous autonomy. The
importance of defining indigenous self-determination in a positive
way is emphasised, and prospects for a new UN permanent
indigenous forum overcoming the stalemate about indigenous
rights are reviewed in terms of the need for greater dialogue.
INDIGENOUS PEOPLES AND THE UNITED NATIONS
An unresolved tension at the start of the United Nations (UN) Charter has
profound implications for disputes concerning the making of international
law at the turn of the twenty-first century, during what the UN has called
the ‘International Decade of the World’s Indigenous People’, which is
lasting from 1995-2004.' The opening declaration of the Charter affirms
several objectives that ‘We the Peoples of the United Nations’ are
Roderic Pitty, Deakin University, Melbourne
‘The International Journal of Human Rights, Vol.5, No.4 (Winter 2001) pp.44-71
PUBLISHED BY FRANK CASS, LONDONINDIGENOUS PEOPLES AND SELF-DETERMINATION 45
determined to attain. These include respect for ‘fundamental human
rights’ based on equality, and the establishment of ‘conditions under which
justice and respect for the obligations arising from treaties and other
sources of international law can be maintained’. Tolerance is highlighted as
essential to attaining these objectives, which are accorded a high priority,
along with the aim of avoiding ‘the scourge of war’. Article 1 of the
Charter says that developing ‘friendly relations among nations based on
respect for the principle of equal rights and self-determination of peoples’
is a key purpose of the UN. Article 2 then emphasises the ‘sovereign
equality’ of all member states of the UN, which is not authorised ‘to
intervene in matters which are essentially within the domestic jurisdiction
of any state’.* Tension exists between the determination to attain
fundamental human rights for all peoples, including the right to self-
determination, and the acceptance of any conduct by states that is
categorised as domestic, however intolerant it may be.
This tension reflects a longstanding debate in European conceptions
of international law between the natural law of rights and the positivist
law of government consent. Although the latter approach, which Falk
has called ‘the statist conception of human rights’, has been challenged
by the recent growth of international human rights law, it remains
resistant to change. Governments with ‘shared interests in keeping
certain skeletons in the closet’ have insisted that only states should
determine the content and character of human rights, and ‘those who are
targets of governmental abuse have little international recourse to
relief’! While this marginal international position applies most tragically
to indigenous peoples, since the 1980s the situation has apparently
changed. After disputing the entrenched belief in the decades after World
War II that there was no alternative to assimilation within other societies,
indigenous peoples gained a little recognition within the UN for the first
time in the early 1980s. The first institutional opening was the setting up
in 1982 of an expert UN working group which from 1985 until 1994
formulated a draft UN Declaration on the Rights of Indigenous Peoples.*
Yet since the draft Declaration was agreed by this working group in 1994
as a result of extensive consultation with indigenous peoples, relatively
little progress has been achieved. This situation reflects what Coates has
described as a basic ‘division of expectations and approaches’: while
indigenous peoples seek agreements with states as ‘small steps towards
the larger goal of cultural survival’, most states seek agreements only to
‘resolve permanently the demands brought forward by indigenous
organisations’.‘ Thus resurgent indigenous peoples clamour for space
within the UN system, only to face resistance from states unwilling to
acknowledge indigenous autonomy.46 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
This debate is expressed in the continuing political controversy about
whether indigenous peoples should be recognised as self-determining
subjects of international law, not considered as objects who have to
accept state practice. This issue raises crucial questions concerning the
politics of international law, particularly regarding the universality of
human rights and the principle (clearly expressed in the UN Charter)
that ‘fundamental freedoms’ must be enjoyed by all people, without
discrimination based on race, sex, language, or religion.’ It also
highlights the importance of clarifying relations between member states
of the UN and non-state actors seeking recognition through international
law. This article aims to assess the extent to which indigenous rights are
being recognised within international law, and to consider whether there
is any realistic prospect of the division of expectations outlined above
being substantively resolved.
SEMANTIC CONTROVERSIES AND SUBSTANTIVE ISSUES.
The disputed status of indigenous peoples in international law has been
expressed in two different semantic controversies, which have complicated
the process of developing a Declaration of Indigenous Peoples’ Rights.
First, most states have been reluctant to refer to ‘indigenous peoples’ as
such, using instead the term ‘indigenous populations’ or just ‘indigenous
people’. This is done to prevent acceptance of the legal proposition that
indigenous peoples have an unqualified right to self-determination.
Through a nominal refusal to recognise the status of the original owners
of the land as distinct peoples, most states assert that these owners retain
only whatever subordinate status is stipulated in domestic law. This refusal
amounts to an assertion that indigenous peoples lack a status in
international law equal to non-indigenous peoples, Article 1 of the
International Covenant on Civil and Political Rights (ratified by over 130
states) says simply: ‘All peoples have the right of self-determination. By
virtue of that right they freely determine their political status and freely
pursue their economic, social and cultural development.” Although the
basic principle of self-determination is declared to be universal, its
application has been restricted by equating the term peoples in the UN
Charter only with current nation-states.
Second, certain states have also promoted a geographically restrictive
definition of indigenous peoples, claiming that they only exist elsewhere,
as the historical responsibility of other (largely European-settler) states.
This response has been most common in Asia, although the claim that
there are no indigenous peoples in Asia has been strongly contested by a
variety of original owners in many Asian states.’ During discussions atINDIGENOUS PEOPLES AND SELF-DETERMINATION 47
the UN about the draft Declaration on Indigenous Peoples’ Rights, this
attempt to limit the recognition of indigenous peoples throughout the
world has been expressed through the demand from some states to
incorporate a precise definition of indigenous characteristics into the
Declaration. While this demand has been asserted by various Asian
states, China has been the principal exponent of this view, claiming that
it ‘would not accept any attempt to use excuses to obscure the “concept”
of indigenous people or to blur the distinction between indigenous
populations and other minorities’.’ Significantly, while implying that
only minorities not indigenous peoples live in China, Chinese officials
have also adopted the semantic practice of other states by refusing to
acknowledge indigenous peoples elsewhere as distinct entities.
Although these semantic controversies are intense, they are superficial
rather than fundamental. Kingsbury has pointed out that ‘as a matter of
international law this fixation with terminology is misconceived’, since
‘tight holders and the actual application of rights are both determined by
substantive legal analysis’, not just by terminology.” The essential debate
about the status of indigenous peoples in contemporary international law
focuses not mainly on definitions, but on different political approaches to
the preservation of indigenous rights.
The key contested issue concerning the recognition of indigenous
rights in international law is whether this requires a specific Declaration,
including the right to self-determination, or whether existing general
human rights treaties provide sufficient means to ensure the cultural
survival of indigenous peoples. Essentially this debate concerns the
constitutional status of indigenous peoples, as distinct from migrant
minorities who do not assert a basic political claim of self-
determination." One approach, which can be termed minimal, sees such
a claim as unlikely to ensure indigenous cultural preservation. The latter
is viewed as depending ‘upon gaining state guarantees of the
maintenance of cultural integrity’; in this approach, collective rights to
cultural survival are best pursued ‘through existing human rights
declarations and treaties’, not by seeking a new declaration of indigenous
rights.” An alternative approach, which can be termed inspirational,
regards the process of making an international declaration of indigenous
rights as potentially capable of transforming the relationship between
indigenous peoples and states; in this view, applying ‘the human right to
self-determination’ of indigenous peoples existing in dialogue with other
peoples ‘represents not a threat, but rather an opportunity’ for the UN
to expand equality in international law."
These contrasting perspectives do not correspond simply to the
respective positions of all states and indigenous representatives who have48 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
participated in negotiations about a draft Declaration, since some states
have become more sympathetic than others to the inspirational approach
to self-determination."* However, the refusal hitherto of most states to
adopt this approach is a reflection of the fact that the status of
indigenous peoples is yet to be positively determined, and shows that a
determination of the standing of indigenous peoples in international law
requires further substantive dialogue.
Debate about the political standing of indigenous peoples at the UN
has developed substantially since the late 1970s, in the wider context of
growing international concern with how states implement their human
rights obligations. This concern has increasingly extended beyond inter-
governmental relations. In 1977 van Boven considered that current
‘international human rights law is not pre-eminently a domain reserved
for Governments and States but rather the collective responsibility of all
organs of society, particularly individuals, groups and non-governmental
organisations’, who ‘may not remain indifferent in such matters of public
and international concern as violations of human rights by the State’."’
Although states remain the dominant actors, with obligations limited
largely to defending their citizens, the role of transnational civil
organisations in sharing information and exposing government abuses
has greatly expanded."*
The discussion since the early 1980s of a draft Declaration of
Indigenous Peoples’ Rights has involved representatives of states
negotiating directly with indigenous representatives, who have insisted
that violations of their rights cannot be dismissed as merely a domestic
matter. Despite semantic disputes, this discussion has developed in
practice because of the value attached to ‘both autonomy and
participation’ in a ‘human rights conception [which] rests on a distinctive
linkage of equality and autonomy, summarised in the notion of
(individual and collective) self-determination’.” While finalisation of the
draft Declaration has been much slower than was expected in the early
1990s, the process of regular dialogue in the UN has seen indigenous
peoples re-emerge as subjects of international law, insisting that they
must be responsible together with states for making new law. Before
assessing the prospects for resolving the key political issue of indigenous
autonomy, it is useful to review the ways in which indigenous rights have
re-emerged into international law in recent times.
THE RE-EMERGENCE OF INDIGENOUS RIGHTS.
One Canadian review of the long struggle for international recognition
of indigenous peoples’ rights refers to these first nations as ‘the forgottenINDIGENOUS PEOPLES AND SELF-DETERMINATION 49
people of international law’."* This is an apt description because of the
long history of changing views of indigenous peoples within
international law, characterised by a period of great interest and
controversy during Spain’s initial conquest of Central America, followed
by a prolonged degeneration in the nature of debate during the
subsequent age of European imperialist expansion throughout the rest of
the world, and then by the slow reconstitution of inter-cultural dialogue
after the era of decolonisation in the third quarter of the 20th century.
This legal history contains complex episodes, but it can be summarised
as a story of the recognition, denial and re-emergence of indigenous
peoples within international law. Broadly, the phase of imperialist denial
of indigenous rights corresponds with the growing dominance of the
positivist view ‘that international law is law between and not above
states, finding its theoretical basis in their consent’.
This view overshadowed earlier natural law conceptions, which
regarded European and non-European peoples as equally subject to the
law of nations, albeit as elaborated by European scholars debating
amongst themselves. This change was accompanied by a shift from
individual natural law rights inherent in different peoples to state-
sanctioned rights acquired by political organisations conforming to a
limited European idea of civilisation.” Consequently, for many
generations ‘indigenous peoples were denied statehood and the rights to
make international law or benefit from its protection, either as groups or
individuals, ... and the treatment of indigenous peoples became a private
domestic matter for the state in which they lived, immune from external
scrutiny or comment’.” Since there are many legacies of the abuse of
international law to dispossess indigenous peoples, including the
privileged status of the territorial integrity of existing states established
through conquest, it is important to note that some recognition of
indigenous rights in international law existed in an earlier epoch.
The recent re-emergence of indigenous peoples within international
law can be understood as a return, in a global context, to the concerns
expressed ‘at the very birth of international law’ by writers such as Las
Casas and Vitoria who recognised the humanity of other peoples.”
Renewal of international concern with indigenous rights has gained
momentum since the late 1970s. Before then, states readily dismissed
international complaints by indigenous peoples, even when indigenous
leaders managed to attract the temporary support of other states, such as
when the Iroquois Chief Deskaheh petitioned the League of Nations
with the support of the Netherlands (and then Estonia, Ireland, Panama
and Persia) in the early 1920s to protest against Canada and Britain’s
refusal to acknowledge the self-governing status of his confederacy.”50 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
Recent moves to establish an indigenous forum at the UN should be seen
against the background of a long history of efforts by indigenous peoples
to gain international support.
Until the 1970s the dominant international attitude toward
indigenous peoples combined ignorance with cultural control. This was
reflected in the aim of assimilation. Convention 107 of the International
Labour Organisation (ILO), adopted in 1957 to foster the integration of
indigenous people into nation-states, rejected the use of ‘force or
coercion’ to promote this objective, but denied the possibility of a goal
beyond integration, such as the preservation of indigenous autonomy.”
In 1980 this Convention was rebuked by an international congress of
South American indigenous peoples as having been ‘elaborated by
oppressive governments’ in order ‘to legalise’ colonial domination, a
view expressed by other indigenous peoples consistently in conferences
since the mid-1970s.% The development of worldwide solidarity
networks amongst indigenous peoples was one precondition for the
move to recognise indigenous rights internationally.
JUDICIAL RECOGNITION OF INDIGENOUS RIGHTS
A crucial historical ‘breakthrough’ in the re-emergence of indigenous
peoples within international law occurred in 1975, when the
International Court of Justice advised that ‘the indigenous inhabitants of
‘Western Sahara were entitled to self-determination’, instead of forced
incorporation within a state. This case has served as a fundamental
reference point for many subsequent claims made by indigenous peoples,
and therefore deserves a specific examination.
The importance of this case has been highlighted by indigenous
peoples and by leading international jurists, including a later judge of the
International Court, Sir Robert Jennings. In 1983 he cited the Western
Sahara case to affirm that international law can ‘take account of a
relationship of peoples with land that is entirely and essentially different
from that of western land law and, indeed, different from the standard
international law treatment of possession and user in relation to the
acquisition and exercise of territorial sovereignty’. He acknowledged
that an indigenous relationship to land was ‘equally valid and almost
certainly more ancient’ than European forms of ownership. He argued
that international law must encompass the totality of international
relations by comprehending different legal traditions, and stressed ‘the
imperative need to develop international law to comprehend within
itself the rich diversity of cultures [and] civilisations’.”” By stressing the
multicultural integrity of modern international law, Jennings impliedINDIGENOUS PEOPLES AND SELF-DETERMINATION 51
that it was necessary to create new law, not apply old stereotypes. His
comments suggest that the ethnocentric idea of a hierarchy of societies,
which was propounded by international lawyers in the late 19th and
early 20th centuries to limit the makers of international law to European
or comparable states, was never a legitimate part of international law.
The Western Sahara case was significant in two fundamental respects.
First, it decisively refuted the old imperialist assumption that nomadic
tribes were too primitive to occupy land in any legal sense. The Court’s
opinion about the illegitimate nature of any claim by invading forces to
first ownership of already occupied land was expressed unanimously,
despite differences amongst some judges concerning the way the case
proceeded.* The Court observed that, even in the late 19th century,
acquisition of sovereignty over territory occupied by indigenous peoples
‘was not generally considered as effected unilaterally through’ assertions
of colonial ownership, but rather only ‘through agreements concluded
with local rulers’.” This rejection of the spurious application of the legal
expression terra nullius (ownerless land) to the territory occupied by ‘the
tribes of the desert’ who had, what Judge Gros called, ‘an autonomous
world’, has far-reaching significance.” This was clearly, in the words of
Judge Ammoun, ‘a condemnation’ of the state practice of denying the
rights of indigenous peoples merely ‘to justify conquest and
colonisation’."" This first aspect of the Western Sahara case was later
endorsed in a number of countries, including Australia.”
The international judicial breakthrough in the Western Sahara case
was a crucial validation of the historical role of negotiations between
expanding states and indigenous peoples, expressed through genuine
treaties. Proponents of the minimal approach to recognising indigenous
rights argue that such treaties have only a limited utility, claiming they
were neither comprehensive nor conducive to maintaining indigenous
autonomy.” Yet the Western Sahara case suggests that even broken
treaties retain value as vital symbols of the only legitimate international
political process through which competing claims to the same territory
can be permanently resolved. Proponents of the inspirational approach
to recognising indigenous rights have continued to focus on the
importance of respecting negotiated agreements between indigenous
peoples and states.
In 1999 a report was provided to the UN working group on
indigenous peoples concerning the value of treaties and agreements with
governments. The main purpose of this study, conducted by Miguel
Alfonso Martinez, was to analyse the potential use of such ‘instruments
for ensuring the promotion and protection of the rights and freedoms of
indigenous peoples’ and to highlight ‘the need to develop innovative,52 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
forward-looking approaches to relationships between indigenous
peoples and Governments’. Although his report was criticised by many
indigenous representatives for suggesting that the situation of indigenous
peoples living in Africa and Asia was categorically different from
elsewhere, a representative of an indigenous organisation in India
supported the reaffirmation of the principle ‘that treaties between
indigenous peoples and States were international agreements and that
indigenous peoples were subjects of international law, meaning that any
domestication of those agreements by States was a violation of the
indigenous peoples’ right to self-determination’.** The importance of
negotiations has continually been raised in UN committees considering
indigenous issues. Thus the Australian government was criticised in 1999
by the UN Committee on the Elimination of Racial Discrimination for
not obtaining indigenous consent before extinguishing indigenous land
titles, and by other UN committees (such as the Committee on
Economic, Social and Cultural Rights) for not respecting Aboriginal
peoples’ enjoyment of a right to self-determination.*
The second aspect of the Western Sahara case that has been
fundamental was the reaffirmation by the International Court of Justice
of ‘self-determination’ as a basic principle of international law. This had
been outlined a few years before, in 1971, in the last of several cases
concerning Namibia (or South West Africa). In that case a majority of the
Court stated that the principle of self-determination definitely applied to
all non-self-governing territories, whose peoples (in the words of Article
73 of the UN Charter) ‘have not yet attained a full measure of self-
government’. The Court in the Western Sahara case observed that the
tight of the indigenous population of Western Sahara to self-
determination had been ‘expressly reaffirmed’ in the UN General
Assembly resolution requesting the Court’s opinion, and constituted ‘a
basic assumption’ of the case.”
The discussion of this aspect of the case in the Western Sahara
Advisory Opinion outlined ‘the basic principles governing the
decolonisation policy of the General Assembly’. The Court pointed out
that the right of ‘all peoples’ to self-determination (first declared in 1960
in resolution 1514 of the General Assembly on Independence for
Colonial Countries and Peoples) undoubtedly applied to the Sahrawi
people of Western Sahara.” The Court said ‘the right of self-
determination leaves the General Assembly a measure of discretion with
respect to the forms and procedures by which that right is to be
realised’. When discussing the General Assembly's resolutions, the
Court pointed out that the right of self-determination did not imply only
one possible outcome (it noted the existence of ‘other possibilitiesINDIGENOUS PEOPLES AND SELF-DETERMINATION 33
besides independence, association or integration’ with a state), but it
emphasised ‘the basic need to take account of the wishes of the people
concerned’.*' The fact that these principles were clearly reiterated in a
case involving an indigenous people is significant. While the broader
question of which territories should be considered non-self-governing is
a political matter that was that was not brought before the Court, the
case still provided a clarification of the contemporary status of
indigenous peoples in international law.
One crucial feature of the Western Sahara case was the affirmation by
members of the Court of the need to apply the principle of self-
determination consistently, recognising the original rights of indigenous
peoples. Judge Petren argued that the absence of ‘a sufficiently
developed body of rules and practice to cover all the situations’ of
decolonisation should not prevent the political development of ‘that law
in specific cases like that of Western Sahara’.”* Judge Dillard emphatically
expressed ‘the cardinal restraint which the legal right of self-
determination imposes’ on the choices open to the General Assembly in
any particular case, by pointing out that: ‘It is for the people to
determine the destiny of the territory and not the territory the destiny of
the people’. He also stressed that, in all relevant situations, it must be
clear that the human right of ‘self-determination is satisfied by a free
choice not by a particular consequence of that choice or a particular
method of exercising it’. This was an unequivocal affirmation of the
point that only by a genuine process of self-determination could the
negative legal status of non-self-governing territories be resolved.“
The most important political implication of the Western Sahara case
is that the right to self-determination is best understood as a right of due
process, not necessarily as a right of secession or independence. It is
precisely this point which has been raised in recent conferences of
indigenous peoples devoted to clarifying their renewed involvement in
international law. Thus, at a conference of indigenous voices held in the
Netherlands in 1993, both Michael Dodson and Howard Berman
stressed that self-determination ‘is in fact a right of process’, being
basically ‘a right to have an act of free choice’, which does not imply a
specific outcome.** At the same conference the Ogoni leader Ken Saro
Wiwa (who was executed two years later by the Nigerian military
regime) declared that his people ‘began to ask for self-determination
about three years ago’, because ‘we want to decide how we are going to
live, even if we are a part of Nigeria’."* This was clearly a call for the
basic human right to have a free choice.
Unfortunately, despite the international legal recognition of their right
to self-determination, the situation of the Sahrawi people has for many54 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
years been no better than that of the indigenous people of Ogoniland
struggling against Nigerian military repression. Within months of the
International Court’s Advisory Opinion the Sahrawi were forced to defend
themselves against a joint invasion by Morocco and Mauritania, states
which expected the Court to give priority to their territorial concerns
rather than to the rights of nomads. The UN has been criticised for the
long delay in holding a referendum to determine the political wishes of the
Sahrawi people. This was eventually promised in 1991 but has never been
held. Powerful states such as the USA and France have not put pressure on
Morocco to respect international law, but instead have proposed ‘some
sort of limited autonomy’ in place of a free choice.”” Yet this failure has
resulted from the UN’s political difficulties, not from the opinion of the
Court. Indeed, a leading international lawyer, Antonio Cassese has stated
that ‘it is precisely when the conflicting interests of the various
international actors are at stake that the principle of self-determination and
the consequent freedom of choice of the population concerned ... could
offer a solution’. Whether such a solution is reached in fact depends not
just on the renewal of indigenous rights in international law, but also on
the creation of an adequate political dialogue.
INDIGENOUS AUTONOMY AND MINORITY RIGHTS
An enduring challenge facing indigenous peoples seeking an enhanced
status in international law is how to assert their rights in ways that will
be recognised by other much more powerful actors. One problem that
indigenous peoples have continually faced is getting their specific status
recognised, rather than being seen as just another minority group. An
important issue that has been discussed within expert committees of the
UN concerns the distinction between indigenous peoples and non-
indigenous ethnic minorities. Papers on this issue were recently prepared
by Erica-Irene Daes, former chair of the UN’s working group on
indigenous peoples, and by Asbjorn Eide, chair of the working group on
minorities. Before discussing these papers, it is useful to contrast two
views of this issue expressed earlier by academic commentators on
international law.
One view discounts the political significance of this distinction. Thus
Brownlie has argued that there is no basic difference concerning the
relevant international law which should be applied to indigenous peoples
and minorities, claiming that ‘the issues of self-determination, the
treatment of minorities, and the status of indigenous populations’ are ‘in
principle the same’ as they are all cases of ‘the rights and claims of groups
with their own cultural histories and identities’. In this view, the coreINDIGENOUS PEOPLES AND SELF-DETERMINATION 5S
principle involved in all such claims ‘consists in the right of a community
which has a distinct character to have this character reflected in the
institutions of government under which it lives’. It is further contended
that the political assertion of this right of autonomy requires similar
language, since ‘in order to obtain recognition of the claim to cultural
identity, or to statehood, the claimant must accept the terms of the
dialogue’ established in the existing international system. This
perspective stresses the subordinate nature of both indigenous peoples
and non-indigenous minorities, claiming that both groups need to adopt
similar approaches to gain government recognition.
An alternative view regards most governments as unlikely to respond
to indigenous claims expressed in such a minimal way, ‘especially in the
absence of intense political pressure from anti-statist, or non-statist,
forums’.‘! Many indigenous peoples face a gulf between their perception
that autonomous action is required for their cultural survival and their
lack of political space to attain this.” Falk has observed that indigenous
peoples ‘have overwhelmingly been marginalised as outside the
framework of normal political behaviour’. He notes that ‘promises
associated with the mainstream right of self-determination have almost
no relevance to them: this creates a high degree of normative confusion
as a fundamental aspiration of these peoples is inevitably some form of
self-determination, but not the prevailing one’, which is limited ‘by the
fiction that a people and a state are virtually interchangeable’.* They
respond by seeking ‘a special regime expressing rights of indigenous
peoples, both the individual and group rights’, reflecting demands
formulated from their experience that ‘cannot be easily understood,
much less accommodated, by existing international law rules,
procedures, and structures for ascertaining and protecting human rights’,
all of which give indigenous peoples no access, identity or special value."
From this view, ‘the insistence on a distinct category is a matter of policy,
not logic’, especially with regards to the process of formulating a
Declaration of Indigenous Peoples’ Rights. This ‘is not something than
can be given, it is not a gift’ from states; rather, it can only ‘be a joint
creation, something that is the product of participation at all stages’ by
indigenous peoples in a changing international system.’’ The change
required to declare indigenous rights is evident from the fact that,
whereas some neighbouring states have an interest in helping to protect
ethnic minorities, indigenous peoples usually lack international support
from states.°°
The papers by Eide and Daes consider some crucial issues raised by
the distinction between minorities and indigenous peoples, in terms of
how this distinction leads to different categories of rights. Eide suggests56 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
that whereas minority rights ‘aim at ensuring a space for pluralism in
togetherness’, the new instruments of international law being made
‘concerning indigenous peoples are intended to allow for a high degree
of autonomous development’, based on an ‘underlying assumption’ that
indigenous peoples should be able to choose the extent and nature of
their participation in the larger society. He notes that this contrast
reflects the unique importance of rights to land and natural resources for
indigenous peoples, and is ‘logically connected to the basic point that the
minority instruments refer to rights of (individual) persons, whereas
those concerning the indigenous refer to rights of peoples’. He argues
that ‘it is difficult to accept a principle of territorial autonomy based
strictly on ethnic criteria’, since this contradicts ‘basic principles of
equality and non-discrimination between individuals’. Eide
acknowledges that the special situation of indigenous peoples ‘requires
some degree of territorial autonomy’ including ‘a considerable degree of
self-management and control over land and other natural resources’.
While thus accepting the importance of the distinction between
indigenous peoples and minorities, Eide suggests that it does not apply
uniformly throughout the world, claiming it is ‘probably much less
useful’ for Asia and Africa than the Pacific, the Americas or even remote
areas of Europe. He also qualifies the scope of the distinction by
implying that indigenous peoples living in urban areas may have to
combine their separate identity ‘with integration on a basis of equality’,
and thus be in a similar situation to minorities who ‘often have several
identities’.
The importance of maintaining a valid distinction between
indigenous peoples and minorities is emphasised by Daes, who argues
that the difficulty of applying this distinction in particular areas of Africa
and Asia is no reason for identifying the rights of indigenous peoples
merely with those of minorities. While noting that ‘no definition or list
of characteristics can eliminate overlaps between the concepts of
minority and indigenous peoples’, she stresses the fact ‘that indigenous
peoples and minorities organise themselves separately and tend to assert
different objectives, even in those countries where they appear to differ
very little in ‘objective’ characteristics’ from other people living within a
state. Daes calls for ‘a purposive approach’, using ‘the goals and
aspirations’ of the people concerned to determine ‘what rights a
particular group may legitimately assert, as a matter of law’. She observes
that ‘classification as a “minority” or as “indigenous” has very different
implications in international law’. Daes argues that both types of groups
have the right to live ‘without adverse discrimination’, but ‘only
indigenous peoples are currently recognised to possess a right to politicalINDIGENOUS PEOPLES AND SELF-DETERMINATION 57
identity and self-government as a matter of international law’, In her
view,
the principal legal distinction between the rights of minorities and
indigenous peoples in contemporary international law is with
respect to internal self-determination: the right of a group to
govern itself within a recognised geographical area, without State
interference (albeit in some cooperative relationship with State
authorities, as in any federal system of national government).
Daes contends ‘the most helpful approach’ is to consider specific cases in
terms of ‘the “ideal types” of each group’. Whereas ‘the ideal type of
“minority” focuses on the group’s experience of discrimination’, the
‘ideal type of “indigenous peoples” focuses on aboriginality, territoriality,
and the desire to remain collectively distinct, all elements which are tied
logically to the exercise of the right to internal self-determination, self-
government, or autonomy’. Daes notes that ‘some minorities today enjoy
limited self-government, either de facto or pursuant to national
legislation’, but she insists that indigenous peoples had retained ‘an
attachment to a homeland’ even when forcibly removed from it.
An important issue linked to the distinction between indigenous
peoples and minorities in international law is the status of individual and
collective rights. During discussion of the draft Declaration of
Indigenous Peoples’ Rights, powerful states such as Japan, France and
increasingly the USA have claimed that collective human rights are not
presently recognised in international law.” This claim has been disputed
by international lawyers such as Thornberry, the author of a book on
minority rights, who says that ‘international law has already recognised
the intrinsic value of communities’. He sees attempts to limit human
rights to individuals as a ‘regression’ reaching ‘back to the 1950s’.
Thornberry and others have pointed to recognition of the ‘community’
rights of minorities in Article 27 of the International Covenant on Civil
and Political Rights." Yet it has been the inability of existing human
rights instruments to ‘accommodate properly the collective rights of
indigenous peoples’ that has been behind the campaign by indigenous
peoples for a specific UN Declaration of their rights.” During discussion
at the UN Commission on Human Rights in 1996 of the draft
Declaration of Indigenous Peoples’ Rights, a representative of the
Central Land Council in Australia, Olga Havnen, argued that ‘collective
rights were already recognised in international law’ (including the rights
of self-determination and protection from genocide), but indigenous
peoples were yet to benefit from the extension of such existing laws to
protect them. Havnen maintained ‘the draft declaration had been58 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
elaborated because existing human rights law did not protect indigenous
peoples and therefore the arguments put forward by Governments that
guarantees in international law already existed were meaningless’."* This
point about acknowledging ‘the importance of collective rights for
indigenous peoples’ was emphasised by many indigenous representatives
during discussion in November 2000 of the draft Declaration of
Indigenous Peoples’ Rights.“
The only current human rights treaty specifically recognising
indigenous rights is ILO Convention 169, adopted in 1989 to replace
Convention 107 but hitherto ratified by only a dozen or so states. The
new convention was revised from 1986-89, after the UN expert working
group on indigenous peoples began in 1985 to formulate the draft
Declaration of Indigenous Peoples’ Rights. Since ILO Convention 169
has no provision for ‘indigenous peoples themselves to make
representations or file complaints’, it is likely to become less important
once the draft Declaration is finally adopted, although ‘the former is a
binding Convention’ and the latter will be a statement of what is
required to preserve indigenous cultures, ‘couched in the terminology of
collective rights’. Indeed, the observer for the ILO has stressed that the
Declaration should ‘constitute a progression’ from Convention 169, as
‘an inspirational document that could reflect the hopes of indigenous
peoples’.” Although ILO Convention 169 specifically concerns
‘indigenous and tribal peoples’, this language was directly qualified as
not ‘having any implications as regards the rights which may attach to
the term [‘peoples’] under international law’.* The issue of whether
indigenous peoples have an international right to self-determination,
which was sidestepped in this Convention, has assumed a central role in
recent discussions about the draft Declaration of Indigenous Peoples’
Rights.
DEFINING INDIGENOUS SELF-DETERMINATION
Many governments have reacted warily to the key indigenous claim for
a right of self-determination, largely because they ‘tend to equate all
demands for “self-determination” with independence and secession’,
even when indigenous peoples clearly ‘desire a status’ other than
independent statehood.” This has led to proposals from observers
suggesting that indigenous representatives are best advised to restrain
their rhetoric, so as not to frighten governments away from a discussion
of the draft Declaration. Thus Robert McCorquodale argues that ‘it may
be better for {indigenous peoples] to seek separate, self-standing rights’
in the draft Declaration, or use ‘elements of the right of self-INDIGENOUS PEOPLES AND SELF-DETERMINATION 59
determination, without using the term “right of self-determination”
itself’. Referring to Article 31 of the draft Declaration, which clearly
identifies ‘the right to autonomy or self-government’ as ‘a specific form
of exercising’ indigenous peoples’ right of self-determination, he asserts
removing the abstract claim of self-determination would help persuade
states to support the Declaration, ‘by deflecting the fear of States that
secession is being demanded in all claims by indigenous people’.”” One
problem with such a proposal is that it may appear to indigenous peoples
that they alone must compromise to get their rights respected,
particularly when they were previously advised ‘to stop talking in terms
of sovereignty and to argue instead for self-determination’.” Indigenous
representatives speaking at the UN Commission on Human Rights have
consistently rejected attempts by governments to deny them any legal
right of self-determination. While the ‘vast majority’ of them do ‘not in
fact seek secession from present states’, they insist as ‘a matter of
principle ... that states [do] not have the right to say, in advance, how
indigenous peoples must decide on their own destiny and how they
should thus exercise their right of self-determination’.” Yet their key
claim is about the need for a process of choice, not for any specific result
such as independence.
Another proposal to resolve the conflicting perspectives of
indigenous peoples and many states about indigenous rights in
international law has been to distinguish between external and internal
self-determination, with the scope of the latter being interpreted broadly
to accommodate the collective survival of indigenous peoples within the
territorial integrity of existing states.” The logic of this position is the
reverse of the proposal not to mention self-determination noted above.
The general idea ‘is to work with a very much diluted notion of self-
determination, admitting an enormous range of degrees, so that even the
least element of decentralisation, devolution, or federalisation is counted
as constituting some measure of self-determination’.” This proposal is an
attempt to transcend the ‘semantic blockage’ that has developed between
the universal right of self-determination of peoples and the territorial
integrity of states, thus clarifying the potential scope of indigenous
autonomy.’ One question that immediately arises about this proposal is
whether it is more than just a semantic solution to the issue of the
disputed meaning of indigenous self-determination.
This proposal is not necessarily a minimalist one. It can be viewed as
an attempt to end the discrimination against indigenous peoples in
international Jaw by accepting them as autonomous subjects who,
lacking ‘the possibility of complete independence against the wish of the
encompassing national State’, nevertheless retain ‘as wide a range of60 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
other forms of [political] association’ as they wish.” A recent analysis of
self-determination in international law concludes:
if the aim must be to promote the international protection of all
those groups to which at present international law denies any legal
standing, the emphasis must be laid on the right to internal self-
determination. Self-determination today ought primarily to be
considered a principle mandating the recognition of group rights
and regional autonomy. Its value is as the protector of collective
rights: it is the counterpart of individual human rights.
Accordingly, self-determination should be conceived as a basis for
the development of alternative constitutional frameworks,
affording those with a right to self-determination a meaningful
measure of autonomy. In addition, self-determination ought to be
considered as affording disadvantaged groups a right to positive
action.”
The crucial issue concerning the idea of internal self-determination is
whether it can in fact lead to the development of new constitutional
frameworks based on indigenous consent, instead of ‘giving international
legitimacy’ to old policies of incorporating indigenous peoples ‘under
domestic law’.” Indigenous peoples clearly require international
protection, and a legal status outside domestic law.
Focusing on ‘the internal dimensions of the right to self-
determination’ will not readily dissolve the resistance of many states to
recognising indigenous rights, since this idea raises crucial issues of
political representation that can call into question the legitimacy of a
government.” Political representation has enduring significance because
the right to internal self-determination, unlike external self-
determination for former colonies, ‘is an ongoing right’ that ‘is neither
destroyed nor diminished by its having already once been invoked and
put into effect’. In exceptional circumstances, ‘when it is apparent that
internal self-determination is absolutely beyond reach’ because all
attempts to achieve it ‘have failed or are destined to fail’, an oppressed
racial or religious group ‘may attempt secession, a form of external self-
determination’, in order to stop gross abuses of human rights.”’ While an
extreme solution can be caused by the fear of state elites that conceding
genuine autonomy may lead to secession, this fear reflects the fact that
such elites are averse to genuine political representation.”
The continuing dispute between indigenous peoples and states that
object to key principles of the draft Declaration of Indigenous Peoples’
Rights reflects contrasting perspectives on human rights and different
views of international law. Yet some support for the emphasis on internalINDIGENOUS PEOPLES AND SELF-DETERMINATION 61
self-determination comes from the fact that important states have revised
their previous fears. During the 1996 discussion of the draft Declaration,
a breakthrough seemed to occur when Canada stated that it now
accepted ‘a right of self-determination for indigenous peoples which
respected the political, constitutional and territorial integrity of
democratic states and which was implemented through negotiations
between states and indigenous peoples’."* When this statement was
reiterated in 1997, Denmark (which with Columbia, Bolivia and Fiji had
supported this view in 1996) maintained that ‘there seems to be an
overall consensus that self-determination is a right for all indigenous
peoples’. Denmark (which allowed autonomy for the Inuit peoples of
Greenland in the late 1970s) and Canada (which in the late 1990s gave
limited recognition of indigenous autonomy to the Inuit in northern
Canada and the Nisga’a peoples in British Columbia) seem less
concerned than other states to prevent international scrutiny of
indigenous rights."* Australia, having in 1995 endorsed ‘a reference to
self-determination’ that ‘would not imply a right of secession’, reversed
its view and lobbied Canada to remove this key reference from the
Declaration. New Zealand and Norway accepted that ‘self-
determination is central to the draft Declaration’, but along with Finland
they suggested the need to clearly demarcate domestic and external
aspects, with the scope of internal self-determination to be determined
by ‘consultation’ between the government and indigenous peoples.” This
proposal was criticised by indigenous leaders such as Saami Council
leader Ears Anders Baer and Michael Dodson from Australia, who
argued that indigenous participation at the UN ‘is an external expression
of self-determination which does not involve secession or
independence’."" While indigenous representatives continued to
emphasise that ‘self-determination and secession are not synonymous’,
they insisted that ‘domestic legislation should not be an obstacle’ to
recognising their human right to self-determination, which they need to
have for equality with other peoples.”
During the discussion of the draft Declaration in 1998, some states
again ‘expressed the view that consensus could be achieved provided that
the exercise of the right of self-determination did not affect the
territorial integrity or the sovereignty of States’, but this prospect was
diminished by a statement from the United States which rejected the
basic principles and universal objectives of the draft Declaration.” This
position was seen by a Native American organisation as likely to obstruct
the ‘evolving’ view of ‘many’ states ‘that the concept of self-
determination is capable of broadening and evolving in its application’
to indigenous peoples.” Indeed, by calling for the draft Declaration to62 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
include a ‘universally accepted definition’ of indigenous people, and by
saying it should include only individual rights, the US position disputed
the draft Declaration’s basic rationale.” While the UN High
Commissioner for Human Rights, Mary Robinson, endorsed the
‘aspirational nature’ of the draft Declaration, ‘whose purpose was to set
out broad principles for the protection of the rights of indigenous
peoples’, subsequent meetings of the working group considering the
draft Declaration have not been hopeful.” Following the sixth annual
session of the Commission on Human Rights working group considering
the draft Declaration in late 2000, the Aboriginal and Torres Strait
Islander Commission in Australia expressed its ‘grave concerns’ and
‘dismay’ about ‘the increasing polarisation of indigenous and State
delegations into separate and opposed blocs’, with some ‘previously
supportive’ states shifting towards the positions of ‘the most
intransigent’ states as a result of secret meetings.” Similar concerns about
‘closed sessions, without the participation of Indigenous Peoples, to draft
new or alternative composite texts of articles under discussion’, were
expressed by the International Indian Treaty Council, which saw this
practice as contradicting the ‘full and equal participation’ that the
Commission on Human Rights had earlier endorsed.”
A PERMANENT INDIGENOUS FORUM
While the draft Declaration of Indigenous Peoples’ Rights was once
expected to be finalised in the mid-1990s, there is increasing concern
that this will not occur even in the next few years. After two general
debates covering all 45 articles of the draft Declaration in 1995 and
1996, the UN Commission on Human Rights working group considering
the text has become bogged down in adversity, with some states
proposing numerous changes in order to restrict the Declaration. Thus
the wording of Article 1, which refers to the ‘full and effective
enjoyment’ by indigenous peoples of international human rights law, has
been challenged by states that want to limit this to only ‘applicable’
human rights ‘instruments’ that they have signed. After five years of
work, only two articles (concerning the right to a nationality and gender
equality) have been adopted by consensus, despite calls from experts
such as Daes and Eide for the Commission on Human Rights to adopt
the draft Declaration ‘without delay’ and complaints from many
indigenous representatives (such as a spokesperson for the Ainu
Association of Sapporo) that ‘at such a speed it would take decades to
adopt the whole text’.” One result of the delay is that Article 41 of the
draft Declaration, which calls for the UN to create ‘a body at the highestINDIGENOUS PEOPLES AND SELF-DETERMINATION 63
level with special competence ... and with the direct participation of
indigenous peoples’, looks like being realised before the Declaration
itself, despite the initial reservations of many states and the concerns of
indigenous peoples about their access to the UN being limited.”
The proposal for a permanent indigenous forum at the UN was
raised by the 1993 Vienna World Conference on Human Rights and
given consideration by the Commission on Human Rights in 1994.” The
proposal received detailed attention during meetings on indigenous
issues at the UN during 1999 and 2000. A concern expressed repeatedly
by indigenous representatives, such as Mililani Trask of Hawai’i, was that
the new body should not replace the expert working group which had
provided indigenous peoples with access to the UN since the early
1980s.” Another indigenous speaker, Lazaro Pary, said this working
group was ‘the only independent forum open to indigenous peoples’,
expressing concern that ‘the elimination of this small door which was
open to the temple of human rights would deny them access to the
workings of the UN system’." Such concerns were heightened by
government statements claiming that ‘the permanent forum, when
established, would provide a focal point for review of, and dialogue on,
indigenous issues’, so that the working group ‘would not be needed’.'”
In response, indigenous speakers told the Commission on Human Rights
that the working group needed more time for its meetings, and it ‘should
not be a trade-off’ with either a Permanent Forum for Indigenous People
or a Special Rapporteur on Indigenous Peoples’ issues." Although Mary
Robinson noted the permanent forum would be needed ‘to help
harmonise and give coherence and direction to the UN system’s growing
programme relating to indigenous peoples’, scepticism was expressed by
indigenous peoples about whether their access to the UN would
improve."
The decision to establish a Permanent Forum on Indigenous Issues
was made by the UN Economic and Social Council in July 2000,
confirming an earlier resolution by the Commission on Human Rights in
April that year. The forum will consist of 16 members, half nominated
by governments and half to be appointed from indigenous peoples across
the world, with all members to serve as independent experts rather than
representatives, and deciding issues by consensus. The decision to set up
the permanent forum specified that one year after it has been established
there should be a review of other institutions in the UN concerning
indigenous issues, inchding the expert working group, ‘with a view to
rationalising activities, avoiding duplication and overlap and promoting
effectiveness’.'* The resolution was adopted with some controversy
concerning whether it implied that the expert working group would64 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
cease to exist. While Denmark, which sponsored the resolution, said
‘establishment of a Permanent Forum did not necessarily mean abolition
of the Working Group’, an explicit amendment by Cuba stating that the
working group would remain was rejected by most states on the
Commission on Human Rights, including Canada.“ The decision to
establish a permanent forum was welcomed by indigenous peoples with
the qualification that it ‘could not replace the Working Group’.”
Whether this call by indigenous peoples for increased access to the UN
will be respected remains to be seen.
CONCLUSION: DIALOGUE AND CONSENSUS.
The development in the past generation of a substantial international
network of indigenous peoples seeking recognition of their right to self-
determination in international law has posed challenges to many states.
It has also raised difficult questions for indigenous peoples about how to
engage in dialogue with a variety of states. This experience has
demonstrated ‘that partnership in the sphere of human rights cannot be
divorced from partisanship’."" Space for partnership has been created
principally through the involvement of indigenous peoples in developing
a draft Declaration of Indigenous Peoples’ Rights. The long-serving
chairperson of the expert working group that had opened a door for
indigenous peoples at the UN, Erica-Irene Daes, described their
participation as essential to the ‘extraordinary, liberal, transparent and
democratic procedure’ that created the draft Declaration. According to
Daes, the purpose of the draft declaration was to ensure equality by
removing ‘a very old discriminatory application of the law of nations,
and even the law of the United Nations Charter’, which has denied
indigenous peoples international status.'” The need for partisanship has
increased as a result of the protracted consideration since 1995 of the
draft Declaration by a working group of the Commission on Human
Rights. In 1997 the then facilitator of this group, Peruvian diplomat Jose
Urrutia, said that the draft Declaration is ‘inspired by other international
Jaw instruments’ together with ‘the legal and philosophical reflections of
indigenous peoples’, but there has been misunderstanding as well as
dialogue between indigenous representatives and state officials,
particularly over the political significance of an indigenous right to self-
determination.‘
This is illustrated by the most recent discussions about establishing a
permanent forum for indigenous peoples within the UN, and specifically
about whether this forum will give indigenous peoples more scope for
partnership with the UN. It is unclear whether the creation of such aINDIGENOUS PEOPLES AND SELF-DETERMINATION 65
forum will overcome the stalemate that has developed with the
finalisation of the draft Declaration, and assist the difficult process of
resolving different perceptions of the scope of indigenous self-
determination. The challenge of this process has been described by Ram
Dayal Munda, a representative from the Confederation of Indigenous
and Tribal Peoples of India, as creating ‘an instrument in international
law which contains a built in guarantee to protect the human rights of
indigenous peoples and a guarantee that indigenous peoples will not
want secession and independence’.""' The crucial point will be reached
when states acknowledge that this Declaration can only be legitimately
adopted through a process of consensus, which means indigenous
consent rather than state obstruction. Then the principal implication of
the Western Sahara case, the importance of free choice for indigenous
peoples, could be realised internationally. While this eventual outcome
may still be prevented by states intent on limiting indigenous autonomy,
it at least becomes possible if indigenous peoples and states appeal to the
same conventions of international law, formulated through a process of
genuine negotiations and dialogue about the meaning of self-
determination.'?
NOTES
1. This period, which began on 10 December 1994, was recommended by the 1993
Vienna World Conference on Human Rights. The conference suggested consideration
of ‘the establishment of a permanent forum for indigenous people in the United
Nations system’. World Conference on Human Rights: The Vienna Declaration and
Programme of Action, June 1993 (New York: United Nations 1995), p.53.
2. UN Charter, preamble, Article 1(2), and Article 2(7)..
3. Richard Falk, ‘The Rights of Peoples (In Particular Indigenous Peoples)’, in James
Crawford (ed.), The Rights of Peoples (Oxford: Oxford University Press 1988) p.17.
4. Ken S. Coates, ‘International Perspectives on Relations with Indigenous Peoples’, in
Coates et. al., Living Relationships, Kokiri Ngatahi: The Treaty of Waitangi in the New
Millenium (Wellington: Victoria University Press, 1998) pp.22-3, 34-6, 83.
Ibid, p.29.
UN Charter, Article 1(2).
International Covenant on Civil and Political Rights, adopted 16 December 1966,
entered into force 23 March 1976, Article 1(1), reprinted in Hurst Hannum (ed.),
Documents on Autonomy and Minority Rights (Dordrecht: Martinus Nijhoff Publishers
1993) pp.34-5. Hannum noted that the adoption of this article (also in the
International Covenant on Economic, Social and Cultural Rights) ‘remained
controversial throughout the drafting of the covenants’, and its scope remains unclear.
8. Benedict Kingsbury, ‘The Applicability of the International Legal Concept of
“Indigenous Peoples” in Asia’, in Joanne R. Bauer and Daniel A. Bell (eds), The East
Asian Challenge for Human Rights (Cambridge: Cambridge University Press 1999)
pp.339, 357; Andrew Gray, ‘The Indigenous Movement in Asia’, in R.H. Barnes,
Andrew Gray and Benedict Kingsbury (eds), Indigenous Peoples of Asia (Michigan:
Association for Asian Studies 1995) p.41. Similar denials were made earlier by major
Nay66
10.
IL.
12,
13.
14,
15.
16.
17,
18.
19.
20.
21.
22.
THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
Latin American states such as Brazil, see Michael Banton, ‘International norms and
Latin American states’ policies on indigenous peoples’, Nations and Nationalism,
Vol.2, No.1 (1996), pp.91-2.
). Comments by Cong Jun on behalf of China in UN General Assembly, Third
Committee, 25th meeting, 17 October 2000, reported on website of UN High
Commissioner for Human Rights: www.unhchr.ch/.
Benedict Kingsbury, “Indigenous Peoples” as an International Legal Concept’, in
Barnes et.al. (note 8) p.16.
Montserrat Guibernau, Nationalisms: The nation-state and nationalism in the
twentieth century (Oxford: Polity Press 1996) pp.43-4, 59-61, 103-4, distinguishes
‘nations without a state” who ‘put forward specific political demands’ for self-
determination from minorities,
Jeff J. Corntassel and Tomas Hopkins Primeau, ‘Indigenous “Sovereignty” and
International Law: Revised Strategies for Pursuing “Self-Determination™, Human
Rights Quarterly, Vol.17, No.2 (1995), p.362.
Craig Scott, ‘Indigenous Self-Determination and Decolonisation of the International
Imagination: A Plea’, Human Rights Quarterly, Vol.18, No.4 (1996), pp.816, 818.
Russel Lawrence Barsh, ‘Indigenous Peoples and the UN Commission on Human
Rights: A Case of the Immovable Object and the Irresistible Force’, Human Rights
Quarterly, Vol.18, No.4 (1996), pp.795-800.
Theo C. van Boven, ‘Partners in the Promotion and Protection of Human Rights’, in
H. Mejers and E.W, Vierdag (eds), Essays on International Law and Relations in
Honour of AJ.P. Tammes (Leyden: Sitjhoff 1977) pp.55, 57.
Donnelly, “The social construction of international human rights’, in Tim Dunne and
Nicholas J. Wheeler (eds), Human Rights in Global Politics (Cambridge: Cambridge
University Press 1999) pp.85-6, and Andrew Hurrell, ‘Power, principles and prudence:
protecting human rights in a deeply divided world’, in ibid., pp.288-9; also Andrea
Bianchi, ‘Globalisation of Human Rights: the Role of Non-state Actors’, in Gunther
Teubner (ed.), Global Law Without a State (Aldershot: Dartmouth 1997) p.191; and
Hurst Hannum, Autonomy, Sovereignty and Self-Determination: The Accommodation
of Conflicting Rights, rev. ed. (Philadelphia: University of Pennsylvania Press 1996),
p26.
Donnelly (note 16) pp.87-88.
Pierre Lepage, ‘Indigenous Peoples and the Evolution of International Standards: A
Short History’, in Marie Leger (ed.), Aboriginal Peoples: Toward Self-Government
(Montreal: Black Rose Books 1994) p.12.
S. James Anaya, Indigenous Peoples in International Law (Oxford: Oxford University
Press 1996), p.19.
Paul Keal, ““Just Backward Children”: International Law and the Conquest of Non-
European Peoples’, Austratian Journal of International Affairs, Vol.49, No.2 (1995),
p.202. The significance of this history is noted in a UN Sub-Commission on the
Promotion and Protection of Human Rights working paper, prepared by Erica-Irene
Daes, Indigenous Peoples and their Relationship to Land, E/CN.A4/Sub.2/2000/25, 30
June 2000, pp.9-10, paragraphs 23-27.
Catherine J. lorns Magallanes, ‘International Human Rights and their Impact on
Domestic Law on Indigenous Peoples’ Rights in Australia, Canada and New Zealand’,
in Paul Havemann (ed.), Indigenous Peoples’ Rights in Australia, Canada and New
Zealand (Auckland: Oxford University Press 1999) p.236.
Falk, (note 3) p.19; Anaya (note 19) p.42. For an analysis of the original Spanish
debate see Greg C. Marks, ‘Indigenous Peoples in International Law: The Significance
of Francisco de Vitoria and Bartoleme de las Casas’, Australian Yearbook of
International Law, Vol.13 (1992), pp-1-51. Reference to the arguments of Vitoria and
Las Casas was made by Natalie Bennett, a Maori delegate speaking to the Working
Group of the UN Commission of Human Rights considering the draft Declaration of
Indigenous Peoples’ Rights, at a meeting on 30 October 1997, reported inINDIGENOUS PEOPLES AND SELF-DETERMINATION 67
23,
24,
25.
26.
27.
28.
29.
30.
31.
32.
33.
34,
35.
36.
37.
38.
39.
40.
a.
42,
4a.
44.
45.
46.
47.
48.
49.
Unrepresented Nations and Peoples Organisation (hereinafter UNPO) Monitor for
1997: www.unpo.orgiwgip/.
Lepage (note 18) pp.4-9, notes that the Iroquois Confederacy persisted, trying to be
heard at the San Francisco conference which established the UN in 1945.
International Labour Organisation Convention (No. 107) Concerning the Protection
and Integration of Indigenous and Other Tribal and Semi-Tribal Populations in
Independent Countries, signed 26 June 1957, entered into force 2 June 1959, in
Hannum (ed.), Documents on Autonomy and Minority Rights (note 7) pp.10, 12,
Articles 2(4) and 7(2).
Patrick Thornberry, International Law and the Rights of Minorities (Oxford:
Clarendon Press 1991), pp.369~71.
Jorns Magallanes (note 21) p.239.
Sir R.Y, Jennings, ‘Universal International Law in a Multicultural World’, in
International Law and the Grotian Heritage (The Hague: T. M-C. Asser Instituut
1985), p.195.
James Crawford, The Creation of States in International Law (Oxford: Clarendon
Press 1979), p.181.
International Court of Justice, Western Sahara, Advisory Opinion of 16 October 1975,
ICJ Reports 1975, p.i2, at p.39, paragraph 80; Declaration of Judge Gros, p.75,
Separate Opinion of Judge Ammoun, pp.86-7, and Separate Opinion of Judge de
Castro, p.171.
Ibid., Declaration of Judge Gros, p.76.
Ibid., Separate Opinion of Judge Ammoun, pp.85-7.
Torns Magallanes (note 21) pp.249-50.
Corntassel and Primeau (note 12) pp.353, 355-356, 358-360, argue that because
treaties with indigenous peoples were routinely broken they are less important than
treaties between states.
Comments by Miguel Alfonso Martinez when presenting his report to the 17th session
of the Working Group on Indigenous Populations of the Sub-Commission on the
Promotion and Protection of Human Rights, Geneva, July 1999,
E/CN.4/Sub.2/1999/19, 12 August 1999, paragraph 128.
Ibid. paragraphs 136 and 137.
‘CERD/C/SR.1324, 7 October 1999, paragraphs 18, 33, 41; HR/ESC00/41, 24 August
2000, discussion of the third periodic report of Australia.
IC] Namibia Opinion, quoted in Crawford (note 28) p.96.
IC] Western Sahara Opinion (note 29) p.36, paragraph 70,
Ibid., pp.31-4, paragraphs 54-60, and pp.35-6, paragraphs 66-9.
Ibid., p.36, paragraph 71.
Ibid., p.33, paragraph 58.
Ibid., Seperate Opinion of Judge Petren, p.110.
Ibid., Seperate Opinion of Judge Dillard, pp. 122-3.
Bill Bowring, ‘Self-determination and the jurisprudence of the ICJ’, in International
Law and the Question of East Timor (London: Catholic Institute for International
Relations and International Platform of Jurists for East Timor 1995), p.161.
Michael Dodson, ‘Voices of the peoples — voices of the earth; indigenous peoples —
subjugation or self-determination?”, and Howard Berman ‘Summary of discussion on
political rights’, in Leo van der Vlist (ed.), Voices of the Earth: Indigenous Peoples, new
partners and the right to self-determination in practice (Amsterdam: International
Books, Netherlands Centre for Indigenous Peoples 1994) pp.26,180.
Ibid. p.183; Ken Saro Wiwa, in ‘Summary of discussion on political rights’,
Reuters report from Tindouf, Algeria, in The Age (Melbourne), 1 March 2001, p.12.
Antonio Cassese, Self-Determination of Peoples: A Legal Appraisal (Cambridge:
Cambridge University Press 1995), p.218.
lan Brownlie, ‘The Rights of Peoples in Modern International Law’, in Crawford (ed.),
Rights of Peoples (note 3) p.16.68
50.
Sl.
52.
53.
54.
aoe
56.
57.
58.
59.
60.
61.
63.
64.
65.
THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
Ibid. pp.5, 6.
Falk (note 3) p.24,
Coates (note 4) pp.88-9.
Falk (note 3) pp.26, 27.
Ibid. p.31.
Ibid. pp.32, 33, 34-5.
Hannum, Autonomy, Sovereignty and Self-Determination (note 16) p.81.
‘Working paper on the relationship and distinction between the rights of persons
belonging to minorities and those of indigenous peoples, Sub-Commission on the
Promotion and Protection of Human Rights, 52nd session, E/CN.4/Sub.2/2000/10, 19
July 2000, paper by Eide, paragraphs 8, 9, 10, 15, 21, 23, 25 and 26,
Ibid. paper by Daes, paragraphs 37-44, 47-50. Daes (paragraph 45) argues that, while
“the exercise of internal self-determination is impractical where the group concerned is
highly dispersed’, attachment to territory ‘is central to the claims of indigenous
peoples, and it should be given particular weight precisely because it is so closely
related to the capability of groups to exercise the rights which they assert’.
Barsh (note 14) p.795; Report of the Working Group established in accordance with
Commission on Human Rights resolution 1995/32, Commission on Human Rights,
S3rd session, 10 December 1996, E/CN.4/1997/102, pp.23, 35.
Patrick Thornberry, speaking to the Working Group established by the UN
Commission of Human Rights to consider the Draft Declaration of Indigenous
Peoples’ Rights (hereinafter Commission on Human Rights Working Group), 6
November 1997, reported in UNPO Monitor 1997: www.unpo.org/iwgip/.
‘Thornberry (note 25) pp.173-8; Lez Malezer, Foundation for Aboriginal and Islander
Research Action, speaking to the Commission on Human Rights Working Group, 28
October 1997, reported in UNPO Monitor 1997: www.npo.orgiwgip/. While
supported by WK. Hastings, The Right to An Education in Maori: the Case from
International Law (Wellington: Victoria University Press, Institute of Policy Seudies
1988), p.18, this view appears at odds with an earlier UN study by the Special
Rapporteur of the Sub-Commission on Prevention of Discrimination and Protection of
Minorities, Francesco Capotorti, Study on the Rights of Persons belonging to Etbnic,
Religious and Linguistic Minorities (Geneva: Centre for Human Rights 1978, reprinted
in New York, 1991), pp.35~6. Cf. Marc J. Bossuyt and John P. Humphrey, Guide to the
“Travaux Preparatoires’ of the International Covenant on Civil and Political Rights
(Dordrecht: Martinus Nijhoff Publishers 1987), p.495, for the background to the
reference in Article 27 regarding the exercise of minority rights ‘in community” with
others, a phrase meant to limit individual use of minority rights.
. Mary Simon, Canadian President of the Inuit Circumpolar Conference, “The
Integration and Interdependence of Culture and the Environment’, in Kathleen and
Paul Mahoney (eds), Human Rights in the Twenty-first Century (Dordrecht: Martinus
Nijhoff Publishers 1993) p.523. A ‘relatively conservative’ and ‘individualistic’
Declaration on the Rights of Persons Belonging to National or Ethnic, Religious or
Linguistic Minorities was adopted by the UN Commission on Human Rights in 1992,
Hannum (ed.), Documents on Autonomy and Minority Rights (note 7) pp.78-83.
Report of the Working Group (note 59) p.41. Cassese (note 48) p.329, refers to ‘the
legal regulation of groups, minorities, and peoples’ as ‘singularly skewed and
inconsistent’, with the Genocide Convention and the Convention on the Elimination of
All Forms of Racial Discrimination providing broad but incomplete international law.
Report of the sixth session of the Commission on Human Rights Working Group,
Geneva, 20 November-1 December 2000, E/CN.4/2000/WG.15/CRP2, 29 November
2000, p.2.
Hannum (ed.), Documents on Autonomy and Minority Rights (note 7), pp-45-59. As
at August 2000 only 14 countries had ratified ILO Convention 169: Argentina, Bolivia,
Costa Rica, Ecuador, Colombia, Denmark, Fiji, Guatemala, Honduras, Mexico,
Netherlands, Norway, Paraguay and Peru.INDIGENOUS PEOPLES AND SELF-DETERMINATION 69
66.
67.
68.
69.
70.
71.
72.
23.
74,
75.
76.
~ Cassese (note 48) pp.350-1, emphasis in original.
78.
77.
79.
80.
81.
82.
83.
84,
85.
86.
87.
CM, Brolmann and M.Y.A. Zieck, ‘Indigenous Peoples’, in Catherine Brolmann, Rene
Lefeber and Marjoleine Zieck (eds), Peoples and Minorities in International Law
(Dordrecht: Martinus Nijhoff Publishers 1993) pp.211, 219.
Report of the Working Group (note 59) pp.11~12.
International Labour Organisation Convention (No. 169) Concerning Indigenous and
‘Tribal Peoples in Independent Countries, adopted 27 June 1989, entered into force 5
September 1991, Article 1(3), in Hannum (ed.), Documents on Autonomy and Minority
Rights (note 7) p.47; Natan Lerner, ‘The 1989 ILO Convention on Indigenous
Populations: New Standards”, in Yoram Dinstein and Mala Tabory (eds), The Protection
of Minorities and Human Rights (Dordrecht: Martinus Nijhoff Publishers 1992) p.219.
Hannum, Autonomy, Sovereignty and Self-Determination (note 16), p.96.
|. Robert McCorquodale, ‘New ‘Trends in Relation to Self-Determination’, Proceedings of
the Third Annual Meeting of the Australian and New Zealand Society of International
Law (Canberra: Centre for International and Public Law Australian National
University 1995) p.119.
Garth Nettheim, “Peoples” and “Populations” - Indigenous Peoples and the Rights of
Peoples’, in Crawford (ed.), Rights of Feoples (note 3) p.118.
Catherine Iorns Magallanes, ‘The Draft Declaration on the Rights of Indigenous
Peoples’, Proceedings of the Second Annual Meeting of the Australian and New Zealand
Society of International Law (Canberra: Centre for International and Public Law
Australian National University 1994) p.290.
Brolmann and Zieck (note 66) p.216.
David Makinson, ‘Rights of Peoples: Point of View of a Logician’, in Crawford (ed.),
Rights of Peoples (note 3) p.76.
Ibid. pp.75-6.
Nettheim (note 71) p.120.
James Tully, ‘The Struggles of Indigenous Peoples for and of Freedom’, in Duncan
Ivison, Paul Patton and Will Sanders (eds), Political Theory and the Rights of Indigenous
Peoples (Cambridge: Cambridge University Press 2000) p.57.
Theo van Boven, ‘Human Rights and Rights of Peoples’, European Journal of
International Law, Vol.6 (1995), p.471.
Cassese (note 48) p.101.
Ibid., pp.119-20.
Michael Freeman, ‘The right to self-determination in international politics: six theories
in search of a policy’, Review of International Studies, Vol.25, No.3 (1999), p.365.
Report of the Working Group (note 59), p.63.
Statement by Denmark to the Commission on Human Rights Working Group, 31
October 1997, reported in UNPO Monitor for 1997; www.unpo.org/iweip/, and in
Sarah Pritchard, ‘Commission on Human Rights Working Group (CHRWG) Third
session 27 October ~ 7 November 1997, Indigenous Law Bulletin (Sydney) Vol.4,
Issue 10, March 1998, p.10,
Denmark (Greenland): Greenland Home Rule Act, 29 November 1978, in Hannum
(ed), Documents on Autonomy and Minority Rights (note 7) pp.212-8; Nisga’a Final
Agreement, 4 August 1998, excerpts on Nisga’a Self-Government in 37 International
Legal Materials 1258 (1998), pp.1278-95. For a summary of this agreement, see Tully
(note 78) pp.49-50.
Statement by Bill Barker on behalf of the Australian government at the first session of
the Commission on Human Rights Working Group, Geneva, 21 November 1995, and
statement by Australian Foreign Minister Mr Downer on 21 July 1998, reported in The
‘Age (Melbourne), 22 August 1998.
Statements of New Zealand and Norway to the Commission on Human Rights
Working Group, 30 October 1997, and statement of Finland, 31 October 1997,
reported in UNPO Monitor for 1997: www.unpo.org/iwgip/; see also Pritchard, (note
84) pp.9-10.70 THE INTERNATIONAL JOURNAL OF HUMAN RIGHTS
88. Pritchard, (note 84) pp.8-9; summary of statements at October 1997 session of the
‘Commission on Human Rights Working Group, on international page of Aboriginal
and Torres Strait Islander Commission website: www.atsic.gov.au/issues/
international/draftdec/.
89. Dalee Sambo, Marcial Arias Garcia and Lazaro Pary, speaking to the Commission on
Human Rights Working Group, 31 October 1997, reported in UNPO Monitor for
1997: www.unpo.org/iweip/; see also report of the working group on indigenous
issues, submitted to the Commission on Human Rights, 56th session, 13 April 2000,
E/CN.4/2000/84.
90. Commission on Human Rights, 55th session, Indigenous Issues, E/CN.4/1999/82, 20
January 1999 (report of Commission on Human Rights Working Group meetings
held in early December 1998), pp.4, 6,11-12.
91. Written statement by the International Indian Treaty Council to the Commission on
Human Rights, E/CN.4/1999/NGOI73, 4 March 1999, pp.2, 3.
92. Commission on Human Rights, 5Sth session, Indigenous Issues (note 90) p.6.
93. Ibid. p. 8; the most pessimistic statement was made by Lazaro Pary of Indian
Movement Tupaj Amaru to the 57th session of the Commission of Human Rights, 12
April 2001, saying ‘in six years no tangible progress had been achieved’ and ‘if
matters continued like this, there would not be a draft declaration in 100 years’,
reported on website of UN High Commissioner for Human Rights: www.unhchr.ch/.
94. Written statement by the Aboriginal and Torres Strait Islander Commission to the
Commission on Human Rights, E/CN.4/2001/NGO/S4, 23 January 2001, pp.2, 3.
95. Written statement by the International Indian Treaty Council to the UN Commission
on Human Rights, E/CN.4/2001/NGO/44, 23 January 2001, pp.2-3.
96. Commission on Human Rights, 57th session, draft report of the working group
established in accordance with Commission on Human Rights resolution 1995/32,
E/CN.4/2000/WG.15/CRP4, 30 November 2000, annex I, Amendments Proposed by
Governments for Future Discussion, p.1.
97. Daes, in Commission on Human Rights, Sub-Commission on the Promotion and
Protection of Human Rights, Sist session, Human Rights of Indigenous Peoples,
Report of the Working Group on Indigenous Populations, Geneva, 26~30 July 1999,
F/CN.4Sub.2/1999/19, 12 August 1999, p.8. Eide, in Commission on Human Rights,
Sub-Commission on the Promotion and Protection of Human Rights, 52nd session,
summary record of the 18th meeting, Geneva, 14 August 2000,
E/CN.4Sub.2/2000/SR.18, 15 February 2001, p.6. Ainu Association, in Commission
on Human Rights, 5Sth session, Indigenous Issues (note 90) p.5; John Henriksen of
the Saami Council, speaking to the 56th session of the Commission on Human
Rights, 14 April 2000, reported on website of UN High Commissioner for Human
Rights: www.unhchr.ch/.
98. Draft Declaration, Article 41; Commission on Human Rights, 52nd session, Report
of the working group established in accordance with Commission on Human Rights
resolution 1995/32, E/CN.4/1996/84, 4 January 1996, p.18.
99. Commission on Human Rights, 50th session, resolution 1994/28, A permanent
forum in the United Nations for indigenous people, adopted withouc a vore. UN
High Commissioner for Human Rights: www.unhchr.chi.
100. Statement to the 17th session of the Working Group on Indigenous Populations,
Geneva, 28 July 1999, reported in UNPO Monitor for 1999: www.unpo.org/iwgip/;
Report of the Working Group on Indigenous Populations (note 97) pp.27-8.
101. Statement to the Sub-Commission on the Promotion and Protection of Human
Rights, HR/SC/99/17, 17 August 1999, p.5.
102. Commission on Human Rights, 56th session, Report of the open-ended inter-
sessional ad hoc working group on a permanent forum for indigenous people,
E/CN.4/2000/86, 28 March 2000, p.20.
103. Wilton Littleckild, statement to the Commission on Human Rights, 56th session, 14
April 2000, reported on website of UN High Commissioner for Human Rights:INDIGENOUS PEOPLES AND SELF-DETERMINATION 71
104.
105.
106.
107.
108.
109.
110.
1.
112.
www.unbchr.ch/. In 2001 the Commission on Human Rights ‘decided to appoint, for
a three-year period, a Special Rapporteur on the situation of human rights and
fundamental freedoms of indigenous people’, announced in UN press release, 27
April 2001: www.unhchr.ch/.
Opening statement by Mary Robinson to the open-ended working group on the
permanent forum for indigenous people, Geneva, 14 February 2000, p. 2, on website
of UN High Commissioner for Human Rights: www.unhchr.ch/. For indigenous
scepticism see Commission on Human Rights report (note 102) p.21.
Economic and Social Council, Establishment of a Permanent Forum on Indigenous
Issues, resolution 2000/22, 28 July 2000, paragraph 8, E/RES/2000/22, p.3.
Commission on Human Rights, 56th session, 27 April 2000, resolution
E/CN.4/2000/L.68.
Ms Gutierrez, International Indian Treaty Council, speaking to the Sub-Commission
on the Promotion and Protection of Human Rights, 52nd session, 14 August 2000,
E/CN.4/Sub.2/2000/SR.18, 15 February 2001, p.12.
van Boven, ‘Partners’ (note 15), p.55. The UN's thetoric for the 1993 International
Year for Indigenous Peoples of ‘a new partnership’ was questioned by indigenous
activists as falsely implying ‘that in the past we had entered into an agreed
parmership and now it was time to amend the old one and start afresh’. Irene
Watson, ‘International Year for Indigenous Peoples’, in Irene Moores (ed.), Voices of
Aboriginal Australia: Past, Present, Future (Springwood: Butterfly Books 1995)
pp.383-4.
Statements in Sydney, 1995, quoted in Sarah Pritchard, ‘The UN Draft Declaration
on Indigenous Rights’, Proceedings of the Fifth Annual Conference of the Australian
and New Zealand Society of International Law (Canberra: Centre for International
and Public Law Australian National University 1997), pp-54, 55.
‘Mr Jose Urrutia, comments to the Commission on Human Rights Working Group,
28 October 1997, reported in UNPO Monitor for 1997: www.unpo.org/iwgip/.
Statement to the Commission on Human Rights Working Group, 3 November 1997,
reported in UNPO Monitor for 1997: www-unpo.org/iwgip/.
Hannum, Autonomy, Sovereignty and Self-Determination (note 16), p.103; James
Tully, Strange Multiplicity: Constitutionalism in an age of diversity (Cambridge:
Cambridge University Press 1995), p.138.