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Food Chemistry 253 (2018) 179–184

Contents lists available at ScienceDirect

Food Chemistry
journal homepage: www.elsevier.com/locate/foodchem

Optimization of mixed surfactants-based β-carotene nanoemulsions using T


response surface methodology: An ultrasonic homogenization approach

Tahir Mehmooda, , Anwaar Ahmeda, Asif Ahmada, Muhammad Sheeraz Ahmadb,
Mansur Abdullah Sandhuc
a
Institute of Food and Nutritional Sciences, PMAS-Arid Agriculture University, Rawalpindi 46300, Pakistan
b
Institute of Biochemistry and Biotechnology, PMAS-Arid Agriculture University, Rawalpindi 46300, Pakistan
c
Department of Veterinary Biomedical Sciences, PMAS-Arid Agriculture University, Rawalpindi 46300, Pakistan

A R T I C L E I N F O A B S T R A C T

Keywords: In the present study, food grade mixed surfactant-based β-carotene nanoemulsions were prepared without using
β-Carotene any co-surfactant. Response surface methodology (RSM) along with central composite design (CCD) was used to
Nanoemulsions investigate the effect of independent variables (surfactant concentration, ultrasonic homogenization time and oil
RSM content) on response variables. RSM analysis results revealed that experimental results were best fitted into a
Droplet size
quadratic polynomial model with regression coefficient values of more than 0.900 for all responses. Optimized
Mixed surfactant
β-Carotene retention
preparation conditions for β-carotene nanoemulsions were 5.82% surfactant concentration, 4 min ultrasonic
homogenization time and 6.50% oil content. The experimental values at optimized preparation conditions were
119.33 nm droplet size, 2.67p-Anisidine value and 85.63% β-carotene retention. This study will be helpful for
the fortification of aqueous products with β-carotene.

1. Introduction Nanoemulsions are kinetically stable systems with mean radii


of < 100 nm. Furthermore, these emulsions have higher stability, so-
β-Carotene is a member of the carotenoid family, which is mainly lubility and bioavailability due to their smaller particle size as com-
found in fruits and vegetables. It provides a substantial proportion of pared to conventional emulsions (McClements & Rao, 2011). Nanoe-
vitamin A in the human diet because of its retinol precursor and higher mulsions can be produced using high energy and low energy methods.
conversion rate (Naves & Moreno, 1998). It is also useful in the pre- During high energy methods, intense disruptive force is generated to
vention of numerous diseases, such as heart diseases, cataracts and mechanically break the oil phase into tiny droplets, which can be dis-
cancer (Aherne, Daly, Jiwan, O’Sullivan, & O’Brien, 2010). Further- persed into the aqueous phase. These high energy methods (sonication,
more, it is also used in the food industry as a colorant and antioxidant high pressure homogenization and microfluidization) are desirable for
(Hou et al., 2012). Therefore, the food industry is interested in its in- the food industry because we can prepare nanoemulsions by using
corporation into food products to take advantage of the above-men- lower surfactant to oil ratio as compared to low energy methods
tioned benefits. However, its incorporation into beverages and various (Ozturk, Argin, Ozilgen, & McClements, 2014). Previously, some studies
other foods is challenging due to its poor water solubility, instability in were carried out on the preparation of β-carotene nanoemulsions using
heat, oxygen and light and appearance in crystalline state at ambient low energy methods, microfluidization and high pressure homo-
temperature (Mattea, Martín, Matías-Gago, & Cocero, 2009). To over- genization but no study has been carried out on the preparation of
come this problem, β- carotene can be dissolved in oil or another sui- nanoemulsions through the ultrasonic homogenization method. Hence,
table medium in oil in water emulsions before its incorporation into the present study was designed to investigate the suitability of ultra-
aqueous food products (Qian, Decker, Xiao, & McClements, 2012). sonic homogenization for development of β-carotene nanoemulsions.
Stability of β-carotene in oil in water emulsion depends on the com- β-Carotene nanoemulsions prepared through the ultrasonic homo-
position of emulsion and environmental conditions, e.g. heat, surfac- genization method were influenced by multiple variables during our
tant, light, food systems, singlet oxygen and antioxidant addition (Hou laboratory experiments (unpublished data). So, there is a need for op-
et al., 2010). The most convenient way to incorporate β- carotene into timization of process or product in order to investigate the relationship
food products is in a nanoemulsion based colloidal system. between independent variables and response variables. Response


Corresponding author at: Institute of Food and Nutritional Sciences, PMAS-Arid Agriculture University, Rawalpindi, Pakistan.
E-mail address: tahiraridian@gmail.com (T. Mehmood).

https://doi.org/10.1016/j.foodchem.2018.01.136
Received 8 October 2017; Received in revised form 4 January 2018; Accepted 22 January 2018
0308-8146/ © 2018 Elsevier Ltd. All rights reserved.
T. Mehmood et al. Food Chemistry 253 (2018) 179–184

surface methodology is an effective mathematical and statistical tech- represents absorption before reaction and M denotes sample mass in
nique to investigate the effects of multiple independent variables and grams.
their interaction on response variables (Li, Wang, & Wang, 2017;
Mehmood, Ahmad, Ahmed, & Ahmed, 2017). Hence, in our study, we
2.5. β-Carotene retention
have used RSM for optimization of emulsifying conditions.
The present study was designed to prepare mixed surfactant-based,
The concentration of β-carotene in nanoemulsions was determined
co-surfactant free (due to irritation and toxic effects of co-surfactants)
after one week by a spectrophotometric method. Firstly, a 1 ml sample
β-carotene nanoemulsions using an ultrasonication approach. After
was extracted using a mixture of n-Hexane (3 ml) and ethanol (2 ml).
that, preparation conditions (surfactant concentration, homogenization
After that, this mixture was shaken well and the hexane phase was
time and oil content) for β-carotene nanoemulsions were optimized
removed. This extraction procedure was repeated two times more. At
using RSM in order to obtain smallest droplet size, lower p-anisidine
the end, all hexane phases were combined and their absorbance was
value and maximum β-carotene retention.
measured through an UV- spectrophotometer at 450 nm after desired
dilution with n-Hexane. The β-carotene concentration was determined
2. Material and methods
using a standard curve prepared under similar conditions. Vitamin re-
tention was calculated using Eq. (2):
2.1. Materials
VRBC = VBC,N/VBC,I × 100 (2)
Tween 80 and soya lecithin were obtained from Sigma-Aldrich (St.
Louis, USA). Purified β-carotene (powder form) was supplied by BASF where VRBC represents β-carotene retention, VBC,N is the concentration
(Lampertheim, Germany). Olive oil (refined, bleached and deodorized) of β-carotene in the nanoemulsion and VBC,I indicates initial con-
was purchased from Hamza Vegetable Oil Refinery and Ghee Mills centration of β-carotene (Yuan, Gao, Zhao, & Mao, 2008).
(Lahore, Pakistan). Double distilled water was used for the preparation
of nanoemulsions and solutions. 2.6. Experimental design

2.2. Nanoemulsions preparation Response surface methodology was used to investigate the effect of
independent variables, including surfactant concentration (X1), ultra-
Nanoemulsions were prepared by mixing 10% dispersed phase and sonic homogenization time (X2) and oil contents (X3) on response
90% continuous phase. The dispersed phase was prepared by dissolving variables, such as droplet size (Y1), p-Anisidine value (Y2) and retention
a pre-determined amount of β-carotene in olive oil (5.48–10.52%). The of β-carotene (Y3) in nanoemulsions. RSM design along with coded and
continuous phase consisted of double distilled water carrying pre-de- uncoded levels is presented in Table 1. Central composite design (Five
termined amount of surfactants (2.64–9.36%). These components were levels) and quadratic model was used to design this experiment. Twenty
mixed with polytron (KRH-I, KONMIX, Shanghai, China) at 8000 rpm treatments, including six axial points, eight fractional factorial points
for 7 min to prepare coarse emulsions. For the preparation of nanoe- and six central points were randomly performed according to CCD,
mulsions, these coarse emulsions were subjected to ultrasonic homo- which is summarized in Table 1. Real levels of independent variables
genization by using a 20 kHz sonicator (230VAC, Cole-Parmer, USA). were coded according to Eq. (3);
Ultrasonic homogenization was performed by placing the tip horn
(20 mm diameter) of the sonicator in coarse emulsions and applying Z= Z0−−ZC/ΔZ (3)
ultrasonic powers for different times (2.98–8.02 min). The temperature
where Z and Z0 indicate coded and real levels of independent variables,
of the emulsions was controlled by placing them in ice bath during
respectively. ΔZ represents step change while ZC indicates actual value
homogenization. These nanoemulsions were stored at room tempera-
at the central point. The specific equations for each independent vari-
ture for further analysis.
able were derived from the above equation to code their actual values.
Specific equations for surfactant concentration (X1), ultrasonic homo-
2.3. Droplet size analysis
genization time (X2) and oil contents (X3) are mentioned in below Eqs.
(4)–(6).
The droplet size of the nanoemulsions was measured by dynamic
light scattering using nanotrac (Microtrac, Tri-Blue, USA). z1 = (MS−6)/2 (4)
Nanoemulsion samples were diluted to 10% by using deionized water in
order to avoid multiple scattering effects. z2 = (HT−5.5)/1.5 (5)

2.4. p-Anisidine value z 3 = (OC−8)/1.5 (6)

p-Anisidine value is an important indicator of the stability of na- where MS, HT and OC represent surfactant concentration, homo-
noemulsions. The oxidative stability of β-carotene nanoemulsions was genization time and oil contents, respectively.
determined according to the method of Mehmood et al. (2017). Firstly, A second order polynomial equation was used to indicate the pre-
20 g of β-carotene nanoemulsions were incubated for one week at 50 °C. dicted responses (droplet size, p-Anisidine value and retention of β-
Then, 1 g of solution was dissolved in n-Hexane (HPLC Grade) and the carotene) as a function of an independent variable as follows (Eq. (7)):
absorbance of the solutions was measured using an UV-spectro-
photometer at 350 nm. After that, 1 ml p-Anisidine reagent (prepared Table 1
Independent variables and their corresponding levels for β- Carotene nanoemulsion.
by dissolving 2.5 g of p-Anisidine in one litre of acetic acid) was added
in 5 ml of solution and they were incubated for 10 min to allow their Independent variable Symbol Coded levels
reaction. The absorbance of the fat solution was also determined as a
blank in a reference cell. p-Aniside value was determined using Eq. (1): −α −1 0 +1 +α

25 × (1.2AAR−ABR) Surfactant Concentration (%) X1 2.64 4 6 8 9.36


p−Anisidine Value =
M (1) Homogenization Time (min) X2 2.98 4 5.5 7 8.02
Oil Content (%) X3 5.48 6.5 8 9.5 10.52
where AAR is the absorption of the solution after reaction, ABR

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T. Mehmood et al. Food Chemistry 253 (2018) 179–184

Z= β0 + β1 Y1 + β2 Y2 + β3 Y3 + β11 Y12 + β22 Y22 + β33 Y32 + β12 Y1 Y2 + β13 Y1 Y3 Table 3


Regression coefficients values for β- Carotene nanoemulsions.
+ β23 Y2 Y3 (7)
Regression Droplet size p-Anisidine β- Carotene
where Z represents response values, βj βjj βjk indicates the values of linear, coefficients (nm) Value Retention (%)
quadratic and interactive coefficients, respectively and β0 is constant.
Intercept (α0) 114.85 3.66 79.43
Design expert software (version. 6.0.11) was used to calculate the va- A-Surfactant (α1) −5.44*** −1.48*** 9.82***
lues of coefficients of determinations. B-Time (α2) −8.01*** 0.64** −2.42*
C-Oil (α3) 2.55* 1.31*** −3.21**
A2 (α11) 6.13*** 0.41* −3.21**
2.7. Statistical analysis B2 (α22) −3.95** 0.43* −4.27***
C2 (α33) 0.82 0.69*** 2.09*
AB (α12) −2.88* −0.038 −2.37*
Experimental data were statistically analyzed using Design Expert AC (α13) −1.38 0.19 −0.87
Software (version 6.0.11). Numerous statistical parameters (lack-of-fit, BC (α23) −0.88 −0.037 0.38
predicted and adjusted multiple correlation coefficients and coefficient R2 0.9456 0.9580 0.9604
of variation) of different polynomial models were compared to select
the best fitting polynomial model. Significant difference was de-
termined through analysis of variance by calculating F-value at the p−Anisidine Value = +29.78−2.40Y1−1.46Y2−4.34Y3 + 0.10Y12 + 0.19Y22
probability of 0.5, 0.1 and 0.01. To understand the effect of emulsifying + 0.31Y32−0.013Y1Y2 + 0.063Y1Y3−0.017Y2Y3 (9)
conditions on response variables, response plots were generated using
Design Expert Software (version 6.0.11). All these experiments were β−Carotene Retention = +16.43 + 21.23Y1 + 22.68Y2−16.19Y3−0.80Y12
performed in triplicate. −1.90Y22 + 0.93Y32−0.79Y1Y2−0.29Y1Y3 + 0.17Y2Y3
(10)
3. Results and discussion Statistical analysis (ANOVA) results revealed that the experimental
data could be represented well with a quadratic polynomial model with
3.1. Fitting the model coefficient of determination (R2) values for droplet size (Y1), p-
Anisidine value (Y2) and retention of β-carotene (Y3) being 0.9456,
Response surface methodology (RSM) is a statistical, theoretical and 0.9580 and 0.9604, respectively (Table 3).
mathematical technique for model building in order to optimize the Lack of fit was non-significant (p ≤ 0.05) relative to pure error for
level of independent variables (Homayoonfal, Khodaiyan, & Mousavi, all variables, which indicates that our model is statistically accurate. If
2015). The effect of independent variables (β-carotene nanoemulsions) the value of R2 is closer to unity then it is the indication of better model
on droplet size (Y1), p-Anisidine value (Y2) and retention of β-carotene fitting to actual data. On the other end, lower values of R2 indicate that
(Y3) are given in Table 2. Coefficients of polynomial equation were response variables were not appropriate to explain the variation in
computed from experimental data to predict the values of the response behaviour (Myers, Montgomery, & Anderson-Cook, 2016). In our study,
variable. Regression equations for each response variable, obtained proximity to unity R2 demonstrates that the influence of surfactant
from response surface methodology are mentioned in Eqs. (8)–(10): concentration (X1), ultrasonic homogenization time (X2) and oil con-
tents (X3) on response variables could be adequately described through
Droplet Size = +101.66−12.16Y1 + 22.83Y2 + 0.74Y3 + 1.53Y12−1.76Y22 a quadratic polynomial model. Significance level for coefficients of the
+ 0.37Y32−0.96Y1Y2−0.46Y1Y3−0.39Y2Y3 (8) quadratic polynomial model were determined through analysis of var-
iance (ANOVA). Smaller P-value and larger F-value is the indication of a
highly significant effect of any term on the response variable
Table 2 (Quanhong & Caili, 2005).
Experimental design for β- Carotene nanoemulsions with independent variables, experi-
mental and predicted values of responses.
3.2. Effect of independent variables on response variables
Run Independent Variables Response Values
β-Carotene nanoemulsions were successfully prepared by using
Surfactant (%) Time Oil Droplet p-Anisidine β- Carotene
(min) Content Size (nm) Value retention
different levels of independent variables (Fig. 1). The effect of in-
(%) (%) dependent variables on droplet size, p-anisidine value and β-carotene
retention are given in Table 2. Regression coefficients for independent
1 8 4 6.50 121 1.5 94 variables are summarized in Table 3.
2 6 5.50 8 110 3.2 77
3 4 7 6.50 115 6.3 64
4 6 5.50 5.48 111 3.3 92 3.2.1. Droplet size
5 8 4 9.50 125 5.2 84 The droplet size of β-carotene nanoemulsions depended on surfac-
6 6 8.02 8 89 5.6 66 tant concentration due to its significant effect on droplet size at a linear
7 9.36 5.50 8 122 2.1 86
(p < 0.001), quadratic (p < 0.001) and interaction level (p < 0.05)
8 6 5.50 10.52 124 7.1 82
9 6 5.50 8 114 4.1 80 with homogenization time. Surfactants lower the interfacial tensions
10 6 5.50 8 110 3.7 76 between disperse and continuous phase, which leads to smaller droplet
11 8 7 9.50 101 5.9 75 formation (Mehmood et al., 2017). Other independent variables, which
12 8 7 6.50 104 3.1 82 had significant effect on droplet size were linear term of homogeniza-
13 6 5.50 8 117 3.6 83
14 6 5.50 8 121 3.5 80
tion time (p < 0.001) and oil content (p < 0.05), and quadratic terms
15 4 4 6.50 124 5.3 65 of homogenization time (p < 0.001).
16 4 4 9.50 130 7.5 60 The influence of homogenization time and surfactant concentration
17 6 5.50 8 117 4 80 on droplet size of β-carotene nanoemulsions is illustrated in Fig. 2 (A).
18 2.64 5.50 8 143 6.7 58
Both these variables exert quadratic effect on droplet size. At higher
19 6 2.98 8 119 3.3 72
20 4 7 9.50 121 9.1 59 surfactant concentration, decrease in droplet size of nanoemulsions was
observed with the increase of homogenization time. This downward

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T. Mehmood et al. Food Chemistry 253 (2018) 179–184

Fig. 1. (A) Particle size distribution of β-carotene nanoe-


mulsions (B) Visual appearance of β-carotene nanoemul-
sions.

trend was observed due to reduction of interfacial tension with the the increase in homogenization time while higher concentration of
increase in surfactant concentration (Polychniatou & Tzia, 2018). At surfactants result in a lower p-Anisidine value. During this study, β-
lower surfactant concentration, droplet size increased with increasing carotene nanoemulsions were developed using mixed surfactant
homogenization time. This increase was observed because not enough (Tween 80 and soya lecithin), which act as an interfacial barrier against
emulsifier is present to cover newly formed smaller droplets, which oxidation. These surfactants built a protective membrane at the inter-
initiates a coalescence process (Anarjan, Mirhosseini, Baharin, & Tan, face of the aqueous and oily phase, which remarkably reduces proox-
2010). Fig. 2(B) represented the combined effect of oil and surfactant idant accessibility into oil droplets, which results in lower p-Anisidine
concentration on the droplet of β-carotene nanoemulsions. Oil content value (Hwang et al., 2017). Fig. 2(D) depicts the interactive effect of oil
exerts a linear effect while surfactant concentrations have a quadratic content and surfactant concentration on p-Anisidine value. Both vari-
effect on droplet size of nanoemulsions. Droplet size increased with ables have a linear effect on the p-Anisidine value of β-carotene na-
rising oil concentration due to increase in viscosity. As a result of this, noemulsions. The downward trend was observed in p-Anisidine value
higher energy is required to break the droplet, which results in larger with the increase of surfactant and oil concentration. Oil concentrations
droplet size. Additionally, higher oil concentration encourages ag- have an inverse effect on p-anisidine value because droplet size in-
gregation and collision of nanoemulsion droplets, which increased the creases when oil concentration is high, which results in lower p-Anisi-
droplet size (Mehmood, 2015; Zhang, Fan, & Smith, 2009). Initially, dine value due to reduced surface area for oxidation (Mehmood et al.,
droplet size decreased with the increase of surfactant concentration due 2017).
to reduction in surface tension. But, after a minimal level, higher con-
centration of surfactant caused increased width of the diffusion layer
due to excessive coverage of crystalline particles by surfactant. This 3.2.3. β-Carotene retention
mechanism lowers zeta potential value and encourages agglomeration β-Carotene retention of nanoemulsion mainly depended on surfac-
tendency, which increased droplet size of β-carotene nanoemulsions tant concentration as it had a significant effect on vitamin retention at
(Mehmood et al., 2017; Tan, Billa, Roberts, & Burley, 2010). linear (p < 0.001), quadratic (p < 0.01) and interactive level
(p < 0.05). Surfactant prevents the degradation of β-carotene by
forming a membrane like structure around new surfaces (Hejri,
3.2.2. p-Anisidine value Khosravi, Gharanjig, & Hejazi, 2013). Other factors which significantly
p-Anisidine value is an important indicator for measurement of contributed to β-carotene retention were linear effect of homogeniza-
oxidation products (Cho, Kim, Bae, Mok, & Park, 2008). As the p-Ani- tion time (p < 0.05) and oil content (p < 0.01), quadratic effect of
sidine value of β-carotene nanoemulsions was concerned, oil content homogenization time (p < 0.001) and oil content (p < 0.05) and in-
had a pronounced effect on the p-Anisidine value of β-carotene na- teractive effect of homogenization time (p < 0.05).
noemulsions due to its significant effect on p-Anisidine value at a linear A contour plot in Fig. 2(E) illustrates the retention of β-carotene as a
(p < 0.001) and quadratic level (p < 0.001). Other factors which function of homogenization time and surfactant concentration. Sur-
significantly contribute toward p-Anisidine value were linear term of factant concentrations have a linear effect while homogenization time
surfactant concentration (p < 0.001) and homogenization time exerts a quadratic effect on the retention of β-carotene. At a lower level
(p < 0.001), and quadratic term of surfactant concentration of surfactant, β-carotene retention is significantly reduced with in-
(p < 0.05) and homogenization time (p < 0.05). The lipid oxidation creasing homogenization time due to the formation of smaller droplets,
mechanism is remarkably different in nanoemulsions as compared with which are not covered with surfactant molecule. Hence, surface area of
bulk oily phase due to the presence of interface and aqueous phase. In droplet significantly increases, which encourages β-carotene degrada-
nanoemulsions, lipid oxidation depends on many factors, which include tion (Waraho et al., 2011). Additionally, pre-existence of peroxides in
oxygen concentration, pH and ionic strength of aqueous phase, droplet surfactant molecules may also cause β-carotene degradation. These
size, thickness and interfacial properties (Waraho, McClements, & peroxides breakdown into reactive radicals at elevated temperature and
Decker, 2011; Öztürk, Urgu, & Serdaroğlu, 2017). significantly degrade β-carotene during storage (Liu & Wu, 2010).
The combined effects of homogenization time and surfactant con- Fig. 2(F) represents the interactive effect of oil content and surfactant
centration on p-Anisidine value are illustrated in Fig. 2(C), which ex- concentration on the β-carotene retention in nanoemulsions. Both
plicated the linear effect of both independent variables on p-Anisidine emulsifying conditions have a linear effect on β-carotene retention.
value. p-Anisidine value of β-carotene nanoemulsions increased with With the increase in surfactant concentration, degradation of β-

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T. Mehmood et al. Food Chemistry 253 (2018) 179–184

Fig. 2. 3D graphic surface optimization of


(A) droplet size (nm) versus surfactant con-
centration (%) and homogenization time
(min) (B) droplet size (nm) versus oil content
(%) and surfactant concentration (%) (C) p-
Anisidine value versus surfactant concentra-
tion (%) and homogenization time (min) (D)
p-Anisidine value versus oil content (%) and
surfactant concentration (%) (E) β-carotene
retention (%) versus surfactant concentra-
tion (%) and homogenization time (min) (F)
β-carotene retention (%) versus oil content
(%) and surfactant concentration (%).

carotene reduced due to the formation of a rigid surfactant shell at the keeping the third variable at central point. Fig. 2(A, C and E) were
water–oil interface. This shell increases the stability of β-carotene by generated by varying the surfactant concentration and homogenization
preventing repulsion of β-carotene and avoiding new surface formation time at 8% oil content, while Fig. 2(B, D and F) were drawn by chan-
(Hejri et al., 2013). Higher oil content also increases the stability of β- ging the concentration of oil and surfactant at a central value of
carotene nanoemulsions by formation of larger droplets, which have homogenization time (5.5 min). These graphs illustrated complex in-
lower surface area (Liu & Wu, 2010). teraction among independent variables.
After that, numerical optimization was executed by desirability
function using Design Expert Software. The goals selected for the op-
3.3. Optimization of independent variables timization of β-carotene nanoemulsions were minimum level of sur-
factant concentration, homogenization time and oil content in order to
To illustrate the effects of surfactant concentration, homogenization obtain smaller droplet size, lower p-Anisidine value and maximum re-
time and oil content on response variables, response surface graphs tention of β-carotene. Ten different solutions were found which contain
were drawn using design expert software. These graphs were generated different levels of independent variables. The solution with maximum
by varying two independent variables within experimental ranges while

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T. Mehmood et al. Food Chemistry 253 (2018) 179–184

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Chemistry, 123(2), 477–483.
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