Professional Documents
Culture Documents
Responsibilities:
Hazardous
substances
enforcement
under the HSNO
Act 1996
DECEMBER 2020
This document replaces the previous technical guide prepared by the Environmental
Protection Authority (EPA) entitled: HSNO Enforcement Agencies. Roles and responsibilities:
identifying a lead agency following a hazardous substance non-compliance or incident (May
2012).
Contents
Abbreviations 4
Introduction 5
What the Fire and Emergency New Zealand Act 2017 covers 7
Enforcement responsibility 8
Acknowledgement 52
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Abbreviations
Abbreviation Name in full
PPD Para-phenylenediamine
RC Regional Council
SPCA Royal New Zealand Society for the Prevention of Cruelty to Animals
TA Territorial Authority
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Introduction
This document is designed for the agencies enforcing the Hazardous Substances and New
Organisms Act 1996 (HSNO Act). It explains which agency is responsible under the HSNO
Act for enforcing hazardous substance1 requirements following an incident or non-
compliance, and helps you work out who is the lead agency, who has a supporting role, and
where the responsibilities overlap.
This document outlines the legal framework for HSNO Act and provides scenarios to help
you to understand the different roles and enforcement responsibilities.
How the lead agency or agencies should respond to situations is the responsibility of each
agency, based on its priorities and policies.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
enforcing the work related rules for the manufacture, use, handling and storage of class
1–82 hazardous substances
managing the compliance certification regime
developing safe work instruments to set detailed and technical rules for hazardous
substances
providing guidance, information and tools to help organisations understand their
obligations.
Designated agencies under section 191 HSW Act can perform those WorkSafe functions and
exercise those powers described in the designation instrument. A designated agency takes
over WorkSafe’s role for the functions and powers that were designated to it.
What the Fire and Emergency New Zealand Act 2017 covers
Fire and Emergency New Zealand manages emergencies involving hazardous substances
under the Fire and Emergency New Zealand Act 2017 (FENZ Act). The trigger for a
hazardous substance emergency under the FENZ Act is lower than under the HSNO Act. We
encourage you to call 111 even if the situation is not yet life threatening.
The FENZ Act gives powers to authorised staff, if there is an emergency involving hazardous
substances, to make the situation safe, and activities that relate to this.
In addition, FENZ have the same powers and protections as enforcement officers under the
HSNO Act (so they could enter a site or take samples, for example) until an enforcement
officer arrives. FENZ, however, cannot investigate or take enforcement action under the
HSNO Act, although it can investigate the fire.
2 This includes substances that are explosives; flammable; have a capacity to oxidise; corrosive; or toxic,
including chronic toxicity, but excluding ecotoxics, radioactive substances and infectious substances
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Enforcement responsibility
The HSNO Act (section 97) lists the government agencies having hazardous substance
enforcement responsibilities under different circumstances.
For efficiency, one agency should lead the response to each incident with support from other
agencies that have enforcement responsibilities or relevant expertise. The lead agency
decides how they will respond to the incident, based on the incident or non-compliance in
question.
Use table 1 to see which areas of enforcement fall under your agency’s legal responsibility.
Some areas of responsibility are shared by more than one agency. In this case, agencies are
encouraged to agree on who will lead the enforcement response, and to get help from the
other relevant agencies if they hold specialist expertise.
All provisions of the HSNO In, on, or about any distribution Mandatory
Act system, gas installation, or gas
appliance
Waka Kotahi
All provisions of the HSNO In, or on any motor vehicle, Discretionary
New Zealand
Act road, rail vehicle, or railway
Transport
line
Agency
Civil Aviation All provisions of the HSNO In or on any aircraft, including Mandatory
Authority Act when the aircraft is a
workplace
3 Such controls can be found under the HSNO Act approval for a hazardous substance.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Maritime New All provisions of the HSNO In, or on any ship, including Mandatory
Zealand Act when the ship is a workplace
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Contact our Hazardous Substances Compliance team on +64 4 916 2426 or email
HSCompliance@epa.govt.nz if you have questions relating to compliance.
If neither of the options above apply, identify a lead agency based on the location or place
where the incident or non-compliance occurred.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
MNZ is a designated agency under the HSW Act, with a role that includes enforcement
related to work on board ships, and ships as workplaces.
The regional council may enforce the HSNO Act if it is in or on the premises for enforcing
RMA provisions.
Note: ‘Ship’ is defined under the HSNO Act in the same way as under the Maritime Transport
Act 1994, to mean:
every description of boat or craft used in navigation, whether or not it has any means of
propulsion; and includes—
a. a barge, lighter, or other like vessel:
b. a hovercraft or other thing deriving full or partial support in the atmosphere from the
reaction of air against the surface of the water over which it operates:
c. a submarine or other submersible.
Aircraft
The Civil Aviation Authority (CAA) manages the risks associated with hazardous substances
in the aviation industry by assessing reported incidents for levels of compliance, as well as
undertaking inflight audits and inspections.
The CAA is a designated agency under the HSW Act, with a role including enforcement
related to work to prepare an aircraft for imminent flight; work on board an aircraft for the
purpose of imminent flight or while in operation; and aircraft as workplaces while in operation.
The regional council may enforce the HSNO Act if it is in or on the premises for enforcing
RMA provisions.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Designated agencies under section 191 HSW Act can perform those WorkSafe functions,
and exercise those powers described in the designation instrument. A designated agency
takes over WorkSafe’s role for the functions and powers that were designated to it.
As at 30 January 2020, there were two designated agencies: MNZ and CAA. They perform
all the functions and exercise all powers of the regulator under the HSW Act in respect of:
work on board ships; and ships as workplaces (MNZ)
work to prepare an aircraft for imminent flight; work on board an aircraft for the purpose
of imminent flight or while in operation; and aircraft as workplaces while in operation
(CAA).
The regional council may enforce the HSNO Act if it is in or on those premises for enforcing
RMA provisions.
Note: ‘workplace’ is defined the same way in the HSNO and HSW Acts13 as:
a. […] a place where work is being carried out, or is customarily carried out, for a
business or undertaking; and
b. includes any place where a worker goes, or is likely to be, while at work.
[…] place includes—
a. a vehicle, vessel, aircraft, ship, or other mobile structures
b. any waters and any installation on land, on the bed of any waters, or floating
on any waters.
11 Gas installation is defined in the Gas Act 1992 as “an installation, including a gas appliance (other than a
portable gas appliance that is designed to have within it, or attached to it, its own source of gas), that is
connected or intended to be connected with any source (including any container) from which gas is supplied;
and includes any associated fittings; but does not include any part of a distribution system”
12 Gas appliance is defined in the Gas Act 1992 as “any appliance that uses, or is designed or intended to use,
gas, whether or not it also uses, or is designed or intended to use, any other form of energy”
13 See section 20 HSW Act.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
NZTA may enforce the HSNO Act provisions on any road or railway line, or in or on any
motor or rail vehicle.
The regional council may enforce the HSNO Act on any road or railway line, or in or on any
motor or rail vehicle, if it is in or on those premises for enforcing RMA provisions.
Note: Compliance with the HSNO Act for packaging, marking, labelling and documentation
while a hazardous substance is being transported is generally assured if there is compliance
with:
Civil Aviation Rules Part 92 – Carriage of Dangerous Goods
International Maritime Dangerous Goods Code, incorporated by reference by Maritime
Transport Rule Part 24A – Carriage of Cargoes – Dangerous Goods
the Land Transport Rule: Dangerous Goods 2005
the New Zealand standard for the transport of dangerous goods on land, NZS 5433:2012
(or later iterations).
The definition of ‘public health’ requires a threshold to be reached before the Ministry of
Health (MoH) will act. MoH decides whether the threshold for public health risk has been
reached. Before that threshold is reached (in MoH’s view), the lead agency will be the
agency identified using the steps described above.
Given the nature of HSNO enforcement, MoH is generally not the lead agency but rather
supports other agencies.15
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
This decision to investigate, take other actions or take no action at all, will be based on the
agency’s internal procedures and will depend on the agency’s priorities.
This is to ensure that all relevant HSNO enforcement agencies have the opportunity to
consider whether or not to take enforcement action, and coordinate any response with other
agencies.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Warn Warn when non-compliance or offending has been identified, but limit the
enforcement action, such as when other enforcement action cannot be
pursued or incident does not warrant significant enforcement action.
Example: Under the HSNO Act, the enforcement agency can inspect site,
and seek information sought without investigating the site.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Yes, an ambulance may attend the site to treat any person affected,
Is it an emergency? however, the hazardous substance incident has already taken place. Go
to next question.
HSW Act and HSW HS regulations also apply as the substance has
caused adverse health effects on persons, which means the product is
also toxic (class 6).
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
MoH may be involved if any person was exposed and felt unwell, the
Does it impact
doctor who looks after them would have to notify a hazard substance
public health? injury to the medical officer of health.16
Conclusion
TA
MoH
16 The medical officer of health may investigated and/or report this hazardous substance injury using the
hazardous substances surveillance system.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
A person complains his dogs have been poisoned and died. They report
Scenario their neighbour laid pesticide baits that are available to buy over the
counter.
Does the HSNO Act Yes, as it involves pesticides which are hazardous substances approved
apply? under the HSNO Act.
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
If there is public access to the property where the baits were laid, then
Does it impact
MoH may become involved in identifying and responding to any public
public health?
health risks.
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
There is a complaint from a person suffering from itchy, burning eyes and
eyelids after using mascara they bought from a discount store. The label
Scenario
on the mascara does not comply with the Cosmetic Products Group
Standard.
Is it an emergency? No, as it relates to an event that has already passed. Go to next question.
Does the HSNO Act Yes, cosmetics are hazardous substances and they are managed under
apply? the Cosmetic Products Group Standard (CPGS).
MoH may be involved as the person felt unwell. The doctor who looks
Does it impact
after the complainant would have had to notify a hazard substance injury
public health?
to the medical officer of health.17
Conclusion
MoH
Support agency
Trading Standards may help if there is a product recall. (Note that Trading
Standards is not a HSNO enforcement agency)
17 The medical officer of health may investigated and/or report this hazardous substance injury using the
hazardous substances surveillance system.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Does the HSNO Act Yes, as cleaning products are managed under the HSNO Act under the
apply? Cleaning Products Group Standard.
Does it impact
Yes, MoH may enforce the HSNO Act if the incident impacted the public.
public health?
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
There is a complaint about flammable paint being sold on the internet that
Scenario
does not have appropriate labelling and packaging.
Does it impact
No.
public health?
Conclusion
Lead agency EPA – as the enforcement agency for labelling and packaging controls.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Does the HSNO Act No – filling of LPG cylinders at a service station is regulated under HSW
apply? HS Regulations and enforced by WorkSafe.
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Does it impact
No.
public health?
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Yes – VTAs are approved under the HSNO Act. Before applying VTAs, a
Does the HSNO Act permission must be obtained under the HSNO Act. The EPA delegated
apply? the power to issue VTA permission to PHUs which operated under the
MoH.
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Yes – VTAs are approved under the HSNO Act. Before applying VTAs, a
permission must be obtained under the HSNO Act. The EPA delegated
the power to issue VTA permission to PHUs which operated under the
Does the HSNO Act MoH.
apply?
Signage requirements are covered separately by regulation 13.19 of HSW
HS regulations and enforced by WorkSafe (breach of signage requirement
is not discussed further in this scenario).
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Does it impact Yes, as there is public access to the property and there may be an impact
public health? on human health.
Conclusion
WorkSafe
Lead agencies
MoH (human health impacts)
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
No – although VTAs are approved under the HSNO Act, in this case the
complaint is about lack of signage. As a permission under s95A HSNO
Act was not required, there was no signage requirement imposed on this
Does the HSNO Act operation under the HSNO Act. Regulation 13.19 of the HSW HS
apply? Regulations, which is enforced by WorkSafe, covers signage
requirements that are independent of a s95A HSNO Act permission.
Because this is a breach under a different Act, the breach of signage
requirements is not discussed further in this scenario.
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
Does it impact
No.
public health?
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
WorkSafe may have further interest in how the person accessed the
explosives which are exclusively used for commercial purposes. These
explosives are tracked substances, with suppliers and importers required
Additional to hold records of supply lines. Suppliers may also only supply certain
information explosives to holders of a controlled substance licence. Breaches of the
legislation may go well beyond the domestic property.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Does it impact Yes, MoH may become involved as tattoos were applied to more than one
public health? person.
Conclusion
Lead agency EPA – as enforcer of HSNO Act requirements for product content
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
A member of the public has seen articles in the media and on the internet
that phthalates in toys have been banned in other countries, and is
Scenario
concerned that the plastic toys their children have might be a risk to their
health.
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
A home owner is found storing 100 litres of petrol in their garage, with no
Scenario
HSNO certificate.
Does the HSNO Act Yes, the substance involved (petrol) is managed under the HSNO Act
apply? under the HPC Notice.
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
Does it impact
No.
public health?
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Example 15: LPG cylinders are installed at home without a gas certificate
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Example 15: LPG cylinders are installed at home without a gas certificate
Does it impact
public health?
No.
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
Does it impact
No.
public health?
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
WorkSafe may have further interest in how the person gained access to
the explosives which are almost exclusively used for commercial
purposes. These explosives are tracked substances, with suppliers and
importers required to hold records of supply lines. Suppliers may also only
Additional supply certain explosives to holders of a controlled substance licence.
information Breaches of the legislation (including HSW Act) may go well beyond the
domestic property.
MPI or the SPCA may investigate the impact of explosives use on the
birds.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
No – while weed killers are approved under the HSNO Act, there is no
specific breach of any HSNO Act controls in this case.
Does the HSNO Act
Matters relevant to spray drift are regulated under the RMA and fall within
apply?
the jurisdiction of the TA or the RC. In this case, the TA or the RC will
handle the matter under the RMA.
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
A bee owner notified authorities they noticed dead bees after his
Scenario
neighbours sprayed their kiwifruit orchard on a neighbouring property.
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
Does it impact
No, MoH is not involved as there was no human exposure.
public health?
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Conclusion
Support agency Territorial authority – with respect to the bee owner’s home.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Yes, FENZ will attend and manage all aspects of this, but may require
Is it an emergency?
MNZ staff to help.
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
network, in a vehicle or No, go to the next question.
a train?
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Does it impact
No, the Ministry of Health is concerned with human health issues.
public health?
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
The smell of LPG on the vehicle deck of a roll-on roll-off (Ro-Ro) ferry
alerted the crew to the potential danger on board. The leak clearly came
Scenario
from one of eight 25,000 litre intermodal ISO tank containers on rail
wagons, staff could not locate the exact source of the leak.
Yes, FENZ will attend once the ferry is in port. FENZ may require MNZ
Is it an emergency?
staff to help.
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
Yes, as it is on a train - NZTA Rail Safety team
network, in a vehicle or
opened an investigation.
a train?
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Does it impact
No, the Ministry of Health is concerned with human health issues.
public health?
Conclusion
NZTA (rail)
The owner of the LPG tank was notified, and was able to provide technical
advice and assistance with the LPG tanks.
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
In a gas distribution
system, gas installation No, go to the next question.
or appliance?
On a road, a rail
Yes, incident occurred at a railway freight
network, in a vehicle or
loading depot and involved a truck.
a train?
Does it impact No, MoH may become involved in identifying and responding to public
public health? health risks from potential contamination of food items; however, unlikely
to have wider public health implications as no public access to items (due
to location and delivery status).
Conclusion
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
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Roles and responsibilities: Hazardous substance enforcement under the HSNO Act 1996 | April 2020
Acknowledgement
The EPA acknowledges and thanks the following organisations for providing their feedback
on this document:
Ministry of Health Manatū Hauora
Waka Kotahi New Zealand Transport Agency
Maritime New Zealand | Nō te rere moana Aotearoa
New Zealand Police Nga Pirihimana O Aotearoa
Fire and Emergency NZ Whakaratonga Iwi
Civil Aviation Authority of New Zealand | Te Mana Rererangi Tūmatanui o Aotearoa
WorkSafe New Zealand Mahi Haumaru Aotearoa
Selwyn District Council Te Kaunihera ā-Rohe o Waikirikiri
Dunedin City Council Kaunihera ā rohe o Ōtepoti
Carterton District Council Te Kaunihera ā rohe o Taratahi.
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