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Darrieus vertical axis wind turbine for power generation II: Challenges in
HAWT and the opportunity of multi-megawatt Darrieus VAWT development
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Renewable Energy
journal homepage: www.elsevier.com/locate/renene
Darrieus vertical axis wind turbine for power generation II: Challenges
in HAWT and the opportunity of multi-megawatt Darrieus VAWT
development
Willy Tjiu a, *, Tjukup Marnoto b, Sohif Mat a, Mohd Hafidz Ruslan a,
Kamaruzzaman Sopian a
a
Solar Energy Research Insititute (SERI), National University of Malaysia, UKM Bangi, Selangor, 43600, Malaysia
b
Faculty of Industrial Technology, “Veteran” National Development University, UPN Jogjakarta, 55283, Indonesia
a r t i c l e i n f o a b s t r a c t
Article history: This paper presents several multi-megawatt offshore Darrieus vertical axis wind turbine (VAWT) projects
Received 15 December 2013 currently under way. The projects are re-attempting large scale VAWT since Eole, the only multi-
Accepted 16 October 2014 megawatt Darrieus VAWT ever built, which was shut down in 1993. In addition, the project's timing is
Available online
at the moment when horizontal axis wind turbine (HAWT) is facing major challenges in multi-megawatt
range, especially for offshore wind power generation. The obstacles of large scale HAWT are elaborated,
Keywords:
and the reasons of why Darrieus VAWT is key to the challenges are also explained. In addition, impacts of
Darrieus
HAWT development on Darrieus VAWT are described. Lastly, the innovative designs on Darrieus VAWT
VAWT
HAWT
are presented, which include current status of Sandia National Laboratories (SNL), novel offshore vertical
NOVA axis (NOVA), Vertax and Vertiwind.
Vertiwind © 2014 Elsevier Ltd. All rights reserved.
Vertax
1. Introduction £17 million fund available for wind energy systems in 1985, 16% of
the amount was spent on VAWT development, 23% on generic
The development of Darrieus VAWT has not been smooth. studies and 61% on HAWT development [2].
Despite being invented in the 1920s, the VAWT was not developed The limited fund had restricted developers in exploring the
until in the 1970s. Design complexity and manufacturing costs various configurations of Darrieus VAWT (details on these configu-
prevented Darrieus VAWT to be as competitive as HAWT. In addi- rations are available in Part I of this article). In addition, financial
tion, several failures during the period worsened the public confi- constraint had hindered follow-up improvements on certain fail-
dence in Darrieus VAWT. Furthermore, success stories of HAWT ures. On the other hand, generous funding has enabled HAWT de-
caused Darrieus VAWT fell into another vacuum, and virtually no velopers to experiment with various materials and designs,
governments funding was allocated for Darrieus VAWT develop- especially on the blades. Blade manufacturing technology using
ment since the mid-1990s. composite materials has increased HAWT power rating at an
Supports for Darrieus VAWT have been much lesser than HAWT. astonishing rate. By 2010, a three-bladed HAWT with power
In the US, the funding of $300 thousand for wind energy systems in generating capacity larger than 5 MW has been produced
the early 1970s went to HAWT development. In 1977, 90% of $15 commercially [3]. However, despite the vigorous development, rotor
million funding went to HAWT, while only 10% was for VAWT upsizing has worried experts in HAWT technology on the multi-
development. In addition, VAWT Program received only $8 million megawatt range wind turbines. Nevertheless, the development in
out of $87 million funding in the FY81 budget available for wind term of larger rotor diameter has been slowing in recent years.
energy systems [1]. Similar condition occurred in the UK, in which
VAWT development was very less supported than HAWT. From the
2. Challenges in multi-megawatt HAWT
http://dx.doi.org/10.1016/j.renene.2014.10.039
0960-1481/© 2014 Elsevier Ltd. All rights reserved.
W. Tjiu et al. / Renewable Energy 75 (2015) 560e571 561
Table 1
Weight and cost of HAWT blade materials [28].
Weight (kg) Cost ($) Weight (kg) Cost ($) Weight (kg) Cost ($)
can reach $80,000 per day. Delay due to bad weather or technical However, the method is not effective due to logistics difficulties. In
problems increase the assembly costs significantly [29]. addition, the dimensions of a manufacturing plant increase
Transportation cost of onshore HAWT rises sharply for blade considerably as the blade size increases. For example,
length over 45 m and becomes prohibitive beyond 61 m [27]. In manufacturing plant for 70 m blades requires a land area of about
term of blade chord, root section width of about 4.5 m limits the five football fields (302 93.9 m) [28].
transportation on public roadways [28]. For similar reason, rotor After successfully demonstrated on-site remote manufacturing,
tower is usually manufactured in 20e30 m segments [29]. Fig. 5 TPI concluded that building a regional manufacturing facility is a
shows the constraint of root diameter in respect to blade length, better approach [31]. Although on-site manufacturing facility
which generally limits rotor diameter of commercial HAWTs to eliminates most of the transportation costs of turbine components
about 132 m. Table 2 lists the current commercial HAWTs power to the installation site, the high logistical costs in manufacturing the
rating by 10 major manufacturers in the world [30], while Fig. 6 components overwhelms the benefits gained. On the other hand,
shows the trend of rotor diameter increment since 1980 [30]. The by building regional manufacturing plant which produces turbine
data indicates that current onshore HAWT development may have components for a specific region, the costs related to transportation
been restrained by transportation hurdle. and logistics can be managed efficiently.
Alternatives have been proposed to reduce transportation costs
such as: (i) making a blade into two or more sections and (ii) on-site 2.3. Offshore HAWT challenge
manufacturing of jointless one-piece blade. The option of
manufacturing segmented blade still presents significant diffi- Offshore wind will be the next huge source of renewable energy,
culties in designing and fabricating joints. Conventional metal considering the rapid utilization of land for onshore wind power.
fasteners can cause internal stresses due to the difference of elas- Offshore wind power has numerous attractive considerations,
ticity with composite materials in the blade [29]. On-site including: i) higher wind speed, ii) less impacts to human,
manufacturing in a temporary facility in remote area near turbine including land use, noise, scenery obstruction and reduction in
installation site has been done by TPI Composites, Inc. [31]. property value near a wind farm, and iii) many cities in the world
are located near to the shore. Offshore HAWT and wind resources
have been widely investigated for the prospects, mainly in the
Europe [32e47]. Surveys conducted have shown that general public
strongly prefers offshore to the onshore wind power [48,49]. In
addition, submerged offshore wind turbine tower and foundation
promote biodiversity by providing habitats for the marine life,
which compensate the environmental damage due to turbine
installation [50].
However, despite the advantages, offshore winds induce big
waves, storms and corrosion by sea water. It is a major challenge
considering the top-heavy HAWT undergoes frequent motions due
to surge, sway and heave. In addition, offshore wind turbines are
hardly accessible, so that components reliability is an important
Fig. 4. Percentage of blade to total installation cost in respect to HAWT blade length factor. Therefore, offshore wind turbine system costs more than the
[28]. onshore counterpart, especially for the support foundation and
operation and maintenance (O&M).
Table 2
Major wind turbine manufacturers in the world by 2011 [30].
Fig. 6. Timeline of HAWT development since 1980 in respect to rotor diameter [30].
Top-heavy and tall structure are the main challenges for offshore
HAWT. For example, a typical commercially available 2 MW three-
Fig. 8. Relative cost comparison of offshore HAWT foundation technologies [52].
bladed HAWT has rotor diameter of about 90 m. At such size, the
rotor (blades and hub) weighs about 36 tons, and the nacelle
weighs about 70 tons [51]. At deep sea installation where the tur- higher power generation at deep sea will overcome the cost of
bine is supported by a floating foundation, high center of gravity floating foundation during the service life.
(COG) greatly affects the stability. Therefore, tower height is usually
kept as short as possible since offshore wind shear is lower than the
3. Impacts of HAWT advancement on Darrieus VAWT
onshore counterpart. In addition to improving the stability, shorter
tower is also cheaper and reduces foundation load, since no sig-
Development in onshore HAWT has achieved technological
nificant energy gain is achieved by further increasing the hub
maturity, which is now competitive to the fossil fuel in generating
height [30]. For comparison, typical three-, four- and five-section
electricity. Major components of a typical Darrieus VAWT are
tubular modular towers to support the 2 MW rotor are about 67,
similar to a HAWT, for which technology transfer is beneficial to the
78 and 100 m tall, respectively, while they weigh about 153, 203
less supported wind turbine. Several technological transfers
and 255 tons, respectively [51]. Fig. 7 shows the trend of nacelle
include materials and manufacturing technique for the blade,
system mass in respect to rotor diameter, which consists of rotor
direct-drive generator system and anchoring foundation for
blades and nacelle drivetrain [30]. Fig. 7 also shows the decrement
offshore turbine installation.
in nacelle system mass per unit area of rotor swept is going to
diminish at certain rotor diameter in the future.
Currently, commercial offshore HAWT wind farms are mostly 3.1. Blade materials
installed in shallow water, in which the turbines are fixed onto the
seabed. Ideally, the optimum installation of offshore wind farm is at Various materials have been proposed for HAWT blades,
deep sea, where the wind has the most potential. Unfortunately, including metals, wood and composites such as GFRP and carbon-
deep sea wind farm is not widely implemented at the moment fiber/epoxy composite [53]. The main criterion of blade material
since it requires a floating foundation, which increases system costs is high strength-to-weight ratio in order to reduce gravity-induced
drastically. A typical floating foundation consists of a massive loadings on the blade, drivetrain, tower and support structures. At
ballast submerged in the water to prevent the top-heavy HAWT present, carbon-fiber/epoxy composite has been widely investi-
from tipping over. Fig. 8 illustrates a relative cost comparison of gated for adding stiffness and reducing the weight of a HAWT blade.
several offshore HAWT foundations based on the water depth, in However, due to the high cost, fiberglass/carbon hybrid is used to
which a floating technology is the most expensive [52]. Neverthe- provide the maximum benefit in a cost-effective manner [26,27].
less, a few floating HAWT projects are under way, considering An advantage of Darrieus VAWT blade is that the airfoil profile
can be made uniform throughout the blade span. Some designs of
phi-rotor use different airfoil models for the root, transition and
equatorial sections. Although each section has a specific airfoil
model, the profile of a particular section remains uniform. In the
early development, a blade of Darrieus VAWT was manufactured
via aluminum alloy extrusion which was bent conforming to tro-
poskein shape. The method is still used in the current development
of cantilevered phi-rotor. The manufacturing cost is considered low
since it required only limited skilled-labor during the process,
which is mainly for the bending process as shown in Fig. 9 [54].
The uniform profile speeds up the blade fabrication time, since it
can be mass-produced easily. In addition, there are several tech-
niques available for manufacturing blade of uniform profile. Besides
whole-blade extrusion, another technique utilizes the combination
of aluminum alloy extrusion for the spar and spline, Nomex for the
core and fiberglass for the skin, as shown in Fig. 10 [55]. Whole-
blade extrusion is heavier and puts more axial loading on the
Fig. 7. The trend of nacelle system mass of HAWT in respect to rotor diameter [30]. support bearings than the combination of extrusion and lamination
564 W. Tjiu et al. / Renewable Energy 75 (2015) 560e571
Fig. 9. Fabrication of the 17-m Darrieus VAWT blade by Alcoa in 1970s [54].
Fig. 13. Blade structure of VertAx 10 MW H-rotor [57]. Fig. 14. Illustration of synchronous DDG assembly on HAWT tower [63].
566 W. Tjiu et al. / Renewable Energy 75 (2015) 560e571
Regenerative braking for speed control in strong wind is turbine system needs to be efficient, reliable and economically
possible down to 10% (in the case of the EOLE) of the rated viable. SNL stated that the economics of offshore wind turbine are
speed, which increases energy-capture and mechanical brake different from the onshore turbine, especially in the installation
service life. and operational challenges. Based on the considerations, SNL
pointed out the three main advantages of VAWT over HAWT
4. Foreseeable future development in Darrieus VAWT (illustrated in Fig. 15) [72,73]:
Current development of Darrieus VAWT has benefited from the 1. Lower COG (better stability afloat, lower gravitational fatigue
intensive researches on HAWT. In addition, Darrieus VAWT blades loads and lower foundation cost).
do not experience edgewise loading and can be easily made into 2. Reduced machine complexity (fewer parts and lower O&M costs
sections to be assembled at the installation site. Thus, Darrieus since the drivetrain is more accessible at the surface).
VAWT blade-related costs can be lower than HAWT in multi- 3. Better scalability to very large sizes (only blades are extending
megawatt range. Therefore, Darrieus VAWT may be preferable in into the sky while drivetrain remains at the surface).
terms of COE compared to HAWT for the ongoing development in
offshore wind power generation. SNL argues that several characteristics should be fulfilled by a
Currently, the UK, US, France and Sweden lead innovations in multi-megawatt Darrieus VAWT in order to be economically viable
large scale Darrieus VAWT development. Innovative designs pro- for offshore wind power generation, such as [73]:
posed on Darrieus VAWT have shown promising results to over-
come barriers on multi-megawatt HAWTs, such as gravity-induced Molded composite blades with aerodynamic fairings around all
bending stress, manufacturing of complex and specialized airfoil joints.
blades, transportation limitation of long blades and installation on Thick NLF airfoils specifically tailored for Darrieus VAWT.
tall tower. Several offshore Darrieus VAWTs in multi-megawatt Variable speed with regenerative braking system.
range are being carried out, such as NOVA, VertAx and VertiWind Multiple vertical DDGs (usually of the same power rating) that
projects. The projects are based on the concept of H-rotor with are distributed on the rotor shaft.
some innovations. In addition, SNL is also developing multi-
megawatt wind turbine for offshore application. The favored SNL states that despite the advantages of Darrieus VAWT over
design by SNL is an innovated phi-rotor. The current large-scale HAWT, several challenges should be overcome for a successful
multi-megawatt Darrieus VAWT development is a sudden pickup offshore operation. Based on the abundant data on Darrieus VAWT
since the Eole 4 MW project ended in the early 1990s. In urbanized during previous development, SNL pointed out a few major con-
wind power applications such as private residential and industrial cerns [72,73]:
sector, small-scale Darrieus VAWT will experience wide variations
in the blade design, most prominently the Helical H-rotor. 1. Cyclic loading on the drivetrain.
2. Aerodynamic braking system.
3. Material and manufacturing technique.
4.1. Current development by SNL
SNL was one of the pioneers in Darrieus VAWT development in 4.2. NOVA project
the 1970se1990s. At the current state, SNL is continuing the
development through the $4.1 million funding by the US DOE to Feasibility study of NOVA has been carried out by the UK Energy
develop advanced rotor technologies for US offshore wind power Technologies Institute (ETI), which was launched in January 2009
generation [72]. In carrying out the project, SNL is collaborated with with funding of £2.8 million [74]. The main focus of NOVA project is
University of Maine, Iowa State University, TPI Composites, TU- to reduce COE of large wind turbines, which aims to install 1 GW of
Delft and Texas A&M University. offshore VAWTs by 2020. The NOVA project has been carried out
The final goal of the project is to develop an offshore wind po- through collaboration of various institutions and companies
wer generation system which has the lowest COE. Therefore, a including Wind Power Ltd., Cranfield University, University of
Strathclyde, Sheffield University, OTM Consulting, James Ingram &
Associates, Rolls-Royce, Shell, CEFAS (Centre for Environment,
Fisheries & Aquaculture Science) and QinetiQ [74].
A design proposed in the NOVA project called Aerogenerator
was invented by British aerodynamist David Sharpe, and was
developed by Wind Power Ltd., in 2005. Aerogenerator is similar to
the H-rotor, but with the support bar tilted upward at the pivotal
hub [75]. The early design features several blades along the support
bar where guy wires join each half of the bar together to improve
structural strength. Wind tunnel tests of a 6 kW prototype showed
promising results, including achievable rated power and ability to
withstand extreme wind of more than 64 mph (28.6 m/s) suc-
cessfully [76].
Based on the findings in the feasibility study, another
improvement version called Aerogenerator X was proposed and
unveiled by Wind Power Ltd. in July 2010, which was visually
enhanced by Grimshaw Architects. Aerogenerator X is a simpler
version with only two blades at the ends of the support bar and
does not use guy wires on the bar. The improvement lowers the
Fig. 15. Proposed floating cantilevered phi-rotor by SNL [72]. rotor weight by half of the previous version, giving benefit of
W. Tjiu et al. / Renewable Energy 75 (2015) 560e571 567
reduced bending stress on the support bar [75]. Full scale Aero-
generator X is proposed as a 10 MW version with rotor diameter of
270 m and height of 130 m. It is scheduled to be completed in the
mid-2010s. Fig. 16 shows size comparison of Aerogenerator X to
several structures [77].
Fig. 17 shows the illustration of full scale 10 MW Aerogenerator
X, while Fig. 18 shows the turbine model used for gyroscopic
analysis [78]. The analysis predicts the characteristics of Aerogen-
erator X rotating on a floating semi-submersible vessel in response
Fig. 18. Structural design of Aerogenerator X used in gyroscopic effect investigation Fig. 19. An illustration of the proposed design of 10 MW VAWT by Vertax Wind Ltd.
[78]. [57].
568 W. Tjiu et al. / Renewable Energy 75 (2015) 560e571
Fig. 20. Structural illustration of the proposed 10 MW H-rotor by VertAx, Ltd. [57]. Fig. 22. A 35 kW prototype in the early design of Vertiwind [79].
W. Tjiu et al. / Renewable Energy 75 (2015) 560e571 569
5. Conclusion
Darrieus VAWT has begun another era in the 21st century after
being in an inferior position since the Eole in Canada. Currently,
Darrieus VAWT is investigated for deep water application. Although
Darrieus VAWT is practically lower in efficiency compared to
HAWT, investigations have hinted that large-scale Darrieus VAWT
can provide lower specific COE, especially in multi-megawatt range.
Knowledge gained from the feasibility studies by several large scale
offshore Darrieus VAWT projects has pointed out several significant
advantages over HAWT, such as:
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