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INVITED

PAPER

Dielectric Resonator Antennas:


From the Basic to the Aesthetic
Basic characteristics and low-cost integration design advances in dielectric
resonator antennas are discussed, and the use of glass blocks as a decorative
technique for these antennas is presented.
By Kwok Wa Leung, Fellow IEEE , Eng Hock Lim, Member IEEE , and
Xiao Sheng Fang, Student Member IEEE

ABSTRACT | This paper explains the basic characteristics of applications of DRs were limited to (non-radiating)
dielectric resonator antennas (DRAs), with emphasis on the microwave circuits until Long et al. systematically
effect of the form factor on their resonance (operating) studied the radiation characteristics of different DRs
frequencies. It is followed by discussions on their recent [5]–[7]. The studies were motivated by an observation
developments in higher order mode, circularly polarized, that carrier frequencies of modern wireless systems had
dual function, and transparent designs over the last few years. gradually progressed upward to the millimeter-wave
The idea of using glass DRAs as decoration antennas is region, where efficiencies of metallic antennas can be
proposed and demonstrated for the first time. reduced significantly due to the skin effect. In contrast,
DR antennas (DRAs) are purely made of dielectric
KEYWORDS | Circular polarization; dielectric resonator anten- materials with no conductor loss, making them very
nas (DRAs); glass antennas; higher order modes suitable for millimeter-wave systems.
Although DRAs received attention originally for milli-
I. INTRODUCTION meter-wave applications, they are also widely investigated
at microwave frequency or even radio frequency (RF). It is
Dielectric resonators (DRs) [1] have been used as high-Q
because DRAs are volume devices that offer designers more
elements in microwave filter and oscillator designs since
degrees of freedom than 2-D-type antennas (e.g., micro-
the 1960s. To provide high Q-factors, they normally have
strip antennas) or 1-D-type antennas (e.g., monopole
relatively high dielectric constants of more than 20.
antennas). Other advantages of DRAs include their small
Although the magnetic-wall assumption has been used to
size, light weight, low cost, ease of excitation, and relative
analyze DRs [1], it is well known that in reality an
wide bandwidth (BW) as compared with microstrip
electromagnetic field can leak out from a DR, leading to
antennas.
radiation loss that decreases the Q-factor. Discussions of
Since the original work of Long et al. [5] was reported,
DR radiation can date back to the 1930s [2] and were
many researchers have explored this antenna and numer-
subsequently found in the 1960s [3], [4]. Nevertheless,
ous papers have been published on this subject. Thus far,
there have been two research books [8], [9] on DRAs and
Manuscript received October 17, 2011; revised January 16, 2012; accepted January 20, several excellent review papers [10]–[13]. The most recent
2012. Date of publication April 3, 2012; date of current version June 14, 2012. review paper has just been published in 2010 [13],
This work was supported by a GRF grant from the Research Grants Council
of Hong Kong Special Administrative Region, China (Project 116911) and the providing a very comprehensive historical review and
National Natural Science Foundation of China under Project 60928002. extensive literature survey on DRAs. As a result, this paper
K. W. Leung and X. S. Fang are with the State Key Laboratory of Millimeter Waves and
Department of Electronic Engineering, City University of Hong Kong, Kowloon, is not to provide another general review of DRAs but rather
Hong Kong (e-mail: eekleung@cityu.edu.hk). to discuss their basic characteristics and some of their
E. H. Lim is with the Faculty of Engineering and Science, Universiti Tunku Abdul
Rahman, Setapak, Kuala Lumpur 53300, Malaysia. recent developments over the past few years. The
This paper has supplementary downloadable materials available at http:// organization of the paper is as follows. Section II explains
ieeexplore.ieee.org., provided by the author. The material is a video demonstrating
an application of the swan DRA on a wireless video system. Contact the basic properties of DRAs, with emphasis on how the
eekleung@cityu.edu.hk for further questions about this work. resonance frequency is affected by the shape and aspect
Digital Object Identifier: 10.1109/JPROC.2012.2187872 ratio of a DRA. Section III discusses new design techniques

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Leung et al.: Dielectric Resonator Antennas: From the Basic to the Aesthetic

Fig. 2. Geometries of different DRAs. (a) Rectangular DRA.


(b) Cylindrical DRA. (c) Hemispherical DRA ðDh ¼ 2aÞ.

Fig. 1. Configuration of a slot-coupled rectangular DRA. The slot


of length L and width W is printed on the ground plane of the DRAs of different shapes and aspect ratios have similar
microstrip feedline with a width of Wf .
basic characteristics. Some studies were performed to
determine the optimum aspect ratio for the BW [14], [15].
However, little or no studies have been carried out to
using higher order modes of DRAs. Section IV discusses examine, for a given volume, the effects of the shape and
recently developed circularly polarized (CP) DRAs, aspect ratio on the resonance frequency. Here, the effects
including both broadside- and endfire-mode designs. are discussed using the rectangular, cylindrical, and
Section V addresses the development of dual-function hemispherical DRAs (Fig. 2), which are excited in their
y
DRAs. Section VI presents a new class of DRA, namely fundamental broadside TE111 , HEM11 , and TE111 modes,
transparent DRAs that are made of glass. Section VII presents respectively. It has recently been found [15] that, for a
for the first time the idea of using glass DRAs as decoration rectangular DRA with "r ¼ 12, the optimum ratio Dr =D0r
antennas. Two decoration DRAs are demonstrated and their that maximizes its BW is 0.92, which roughly corresponds
measured return loss, radiation patterns, and antenna gains to a square cross section. For simplicity, a square cross
are presented. Finally, Section VIII concludes this paper. section is used here, i.e., Dr ¼ D0r . To ease the following
discussion, Dr , Dc , and Dh are generally referred as base
dimensions.
II. B AS I C CHARACT E RIS TI CS OF DRAs Usually, either approximate models or numerical
methods are used to determine the resonance frequencies
DRAs can be excited with different feeding schemes [8], of rectangular and cylindrical DRAs. It is because these
such as coaxial probe, coupling slot, microstrip line, DRAs have edge-shaped boundaries that make it difficult
coplanar waveguide, conformal strip, dielectric image to obtain their closed-form Green’s functions. The
guide, or metallic waveguide. An example of a slot-coupled dielectric waveguide model (DWM) [14] has been widely
rectangular DRA with a microstrip feedline is shown in admitted for evaluating the resonance frequencies of
Fig. 1. This excitation method is perhaps most popular rectangular DRAs. For cylindrical DRAs, their resonance
among various feeding schemes because it allows direct frequencies can be calculated using the following engi-
integration of the antenna with a microwave circuit. neering formula [10]:
Furthermore, it isolates the antenna from the circuit by
virtue of the ground plane, avoiding the need for drilling a
hole in a DR as required by the probe-fed method. Also, "    2 #
matching the DRA is very easy by simply varying the slot 6:324 Dc Dc
f0 ¼ pffiffiffiffiffiffiffiffiffiffiffiffi 0:27 þ 0:36 þ 0:02 ;
length ðLÞ and the microstrip stub length ðLs Þ. "r þ 2 4h 4h
In general, a DRA is operated in its fundamental Dc
broadside or endfire mode. The former can be obtained by 0:4   6: (1)
4h
exciting the DRA with a displaced probe or a slot as shown
in Fig. 1. In this case, the DRA radiates like a magnetic
dipole with its maximum radiation fields being normal to The result (1) is based on a formula that was obtained by
the ground plane. Radiation fields of the latter are similar curve-fitting the data generated using a method-of-
to those of an electric monopole. This mode can be excited moments code [16]. Although the DWM and (1) are not
by axially feeding the DRA with a coaxial probe. Theoret- exact solutions, they are generally accurate enough for
ically, its radiated E-field is maximum along the ground practical designs and are therefore used in our study. The
plane direction, but practically it has a tilting angle due to hemispherical case is simplest because its closed-form
the finite-ground-plane effect. For brevity, however, only Green’s function is available. In this paper, the resonance
fundamental broadside modes are considered in this frequency of the hemispherical DRA was obtained by
section. solving the TE-mode characteristic equation [17].

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Leung et al.: Dielectric Resonator Antennas: From the Basic to the Aesthetic

the volume is not a determining factor for the resonance


frequency. It can also be observed from the figure that for
each "r , the lowest resonance frequency is found at
d=Dr  0:6, which can be used as a reference for designing
the smallest rectangular DRA.
For the cylindrical DRA, it can be observed from Fig. 3
that its resonance frequency is generally lower than that of
the rectangular DRA. Also, as Dc is varied, the change of
the resonance frequency is much smaller than for the
rectangular case. For "r ¼ 8, the average frequency
difference between the rectangular and cylindrical DRAs
was found to be 9.54% over the ranges of 28 mm 
ðDr ; Dc Þ  48 mm. The average differences are signifi-
cantly reduced to 5.15% and 2.91% when "r ¼ 15 and 25,
respectively. This is an interesting result because it shows
that their resonance frequencies will approach each other
Fig. 3. Resonance frequencies of the rectangular and cylindrical as "r increases when they have the same volumes and base
DRAs as functions of Dr and Dc , respectively, for "r ¼ 8; 15, and 25.
dimensions ðDr ; Dc Þ. It can be observed from Fig. 3 that the
The ratio values of d=Dr ; h=Dc for keeping a fixed volume of
V0 ¼ 20 cm3 are also given.
resonance frequency of the cylindrical DRA also has a local
minimum as Dc is varied. The local minimum is found at an
aspect ratio of h=Dc  0:65, which can be used as a
The effect of the aspect ratio on the resonance reference for minimizing the antenna size.
frequency is examined first. To do this, the length Dr of Next, the resonance frequency and BW of the hemi-
the rectangular DRA is varied while maintaining the same spherical DRA is compared with those of the rectangular
volume by adjusting the aspect ratio d=Dr . Similarly, the and cylindrical DRAs at the same volume (V0 ¼ 20 cm3 )
diameter Dc of the cylindrical DRA is varied without and base dimensions (Dr ¼ Dc ¼ Dh ¼ 42.43 mm). Table 1
changing the volume by changing its aspect ratio h=Dc . The shows the results for "r ¼ 8; 15, and 25. With reference to
hemispherical DRA, however, is not considered here Table 1, the resonance frequencies of the rectangular and
because its volume cannot be fixed when Dh is varied. In hemispherical DRAs are consistently the highest and
this study, the volumes of the rectangular and cylindrical lowest among the three cases, respectively, whereas that of
DRAs are both arbitrarily set at V0 ¼ 20 cm3 , which is the the cylindrical DRA lies between the two. The frequency
volume of a rectangular DRA (Dr ¼ 30 mm, d ¼ 22.2 mm) deviations of the cylindrical and hemispherical DRAs with
resonating at 2.4 GHz. Fig. 3 shows the resonance respect to the rectangular case are also given in the table.
frequencies of the rectangular and cylindrical DRAs as As can be observed from the table, the frequency
functions of Dr and Dc , respectively. A shorter range of Dc is deviations decrease with an increase of "r , which can be
used due to the constraint of 0:4  Dc =ð4hÞ  6 in using (1). expected from the result of Fig. 3. However, it is noted that
The ratios of d=Dr ; h=Dc that keep V0 unchanged are given the deviation decreases much faster for the cylindrical
along the curves of "r ¼ 8, and these ratios also applies to DRA than for the hemispherical DRA. This is due to the
the cases of "r ¼ 15 and 25. The result of the rectangular fact that the geometry of the former is much closer to that
DRA is discussed first. With reference to the figure, the of the rectangular DRA than for the latter.
higher is the dielectric constant, the lower is the resonance The BWs of the DRAs can be estimated using
frequency, which is a basic characteristic of DRA. From the
figure, it can be observed that the resonance frequency of the
rectangular DRA can be very different for different aspect s1
BW ¼ pffiffi (2)
ratios although the volume remains unchanged. It shows that sQ

Table 1 Comparison of Resonance Frequencies and BWs Between Rectangular ðf0r Þ, Cylindrical ðf0c Þ, and Hemispherical ðf0h Þ DRAs at
the Same Volume (V0 ¼ 20 cm3 ) and Base Dimensions (Dr ¼ Dc ¼ Dh ¼ 42.43 mm) for Different "r

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Leung et al.: Dielectric Resonator Antennas: From the Basic to the Aesthetic

Fig. 5. E-field (lines) and H-field (dots and crosses) inside the
rectangular DRA. (a) Fundamental TEx111 mode. (b) Higher order TEx113
mode. (c) Higher order TEx115 mode.

because they are eliminated by the ground plane. In this


Fig. 4. Resonance frequencies of the rectangular, cylindrical, and
section, designs of wideband/dual-band, millimeter-wave,
hemispherical DRAs as a function of DRA volume for "r ¼ 8; 15,
and 25. Their base-to-height ratios are all equal to 2.
and high-gain DRAs using their higher order modes are
discussed.

A. Wideband and Dual-Band DRAs


where s is the maximum acceptable voltage standing wave
Wideband and dual-band antennas are extensively used
ratio (VSWR) of an antenna and Q is the Q-factor of the
in modern wireless systems, attracting huge research
antenna. In this paper, a common value of s ¼ 2 is chosen,
efforts on these topics. In general, a wideband antenna can
which corresponds to a return loss of 9.54 dB. The Q-factors
be obtained from a dual-band design when the two bands
of the rectangular and cylindrical DRAs were calculated
are close enough to merge together. Therefore, a general
using the formulas available in [9], while that of the
problem is to design dual-mode antennas. A direct
hemispherical DRA was found using a formula given in
approach of designing a dual-mode DRA is to introduce a
[18]. With reference to the table, the BWs of the DRAs
second resonator such as a second DR [19]–[22] or a slot
decrease with an increase of "r for all of the three cases, as
[23]–[26], at the cost of increasing the antenna complex-
expected. It can be found that for each "r , the BWs of the
ity. Another approach is to make use of the resonance of
rectangular and hemispherical DRAs are the widest and
the excitation slot [27], but this may affect the DRA
narrowest among the three cases, respectively.
matching. These problems can be avoided by using the
Fig. 4 shows the resonance frequencies of the rectan-
higher order mode approach.
gular, cylindrical, and hemispherical DRAs as a function of
As mentioned above, a wideband antenna can be
volume for "r ¼ 8; 15, and 25. The base-to-height ratios of
obtained by merging the bands of a dual-band antenna.
the three DRAs are set to be Dr =d ¼ Dc =h ¼ Dh =a ¼ 2,
Using this approach, Chair et al. [28] obtained impedance
which is the only possible ratio for the hemispherical DRA.
BWs of more than 23% by merging the HEM 11
With reference to the figure, the resonance frequency
ð0 G  G 1Þ and HEM11 ð1 G  G 2Þ modes of cylindrical
decreases monotonically with an increase of the volume, as
DRAs. Li and Leung [29] designed a wideband rectangular
expected. It can also be observed from the figure that the y y
DRA by using its TE111 and TE113 modes, obtaining a wide
resonance frequencies of the three DRAs are quite close to
impedance BW of over 40%. Young and Long [15] revisited
one another, especially when the dielectric constant is
these two types of wideband DRAs and made a comparison
relatively high ("r ¼ 15; 25).
between them. The dimensions of all these dual-mode
DRAs were determined using the time-consuming trial-
and-error method. Recently, Fang and Leung [30] used the
III . DRA DESIGNS US ING HIGHER DWM model to obtain engineering formulas that deter-
ORDE R MODES mine the dimensions of dual-mode rectangular DRAs.
In principle, a source can excite infinitely many DRA Through the analysis, it was also found for the first time
modes, but investigations of DRAs have often been focused that the ratio of the two frequencies cannot be larger than
on their fundamental modes only. Recently, higher order 3, which is the limitation of this approach. An improved
modes of DRAs have been used in different DRA designs. formula was later obtained by using the covariance matrix
Fig. 5 shows the internal E- and H-fields of the funda- adaptation evolutionary strategy (CMA-ES) [31]. The idea
mental TEx111 mode and higher order TEx113 and TEx115 modes has been successfully extended to the cylindrical [32] and
of a grounded rectangular DRA. It should be mentioned hemispherical [33] DRAs, making their dual-mode designs
that the TEx112 and TEx114 modes are not included here very easy and straightforward.

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B. Millimeter-Wave DRAs
At RF and microwave frequencies, it is usually
desirable to reduce the antenna size and tremendous
efforts have been paid on this. However, it is not the case
at millimeter-wave frequencies because antennas in this
band can be too small to be fabricated precisely. This is, in
fact, a general concern in the microwave community [34].
For example, a 35-GHz cylindrical DRA with "r ¼ 10 has a
radius of 1.25 mm and a height of 1.1 mm only [35],
whereas a 40-GHz rectangular DRA has dimensions of as
small as 1.91  0.635  1.91 mm3 [36]. The size of a 94-GHz
DRA is even tinier [37]. Obviously, realizing these small
antennas can be a practical problem. Although using a
lower dielectric constant can increase the size and BW of
the DRA, the dielectric constant cannot be too low or the
DRA mode may be poorly excited with strong cross-
polarized fields [38].
To mitigate the size problem at millimeter-wave Fig. 6. (a) Equivalent magnetic dipoles inside the DRAs with the
frequencies, Pan et al. [39] investigated designs of slot- presence of the ground plane. (b) Equivalent magnetic dipoles
coupled rectangular DRAs using their higher order modes. after using image theory with the ground plane removed.
Various TEpqr modes (p; q; r are mode integers) of the
rectangular DRA were studied, and design curves that
determine its dimensions are given. It is shown [39] that
shown in Fig. 5, higher order modes have additional E-field
with "r ¼ 10, the DRA surface area and volume for the
y loops inside the DRA when compared with the fundamen-
TE115 mode can be 3.9 and 7.4 times larger than for the
y y tal mode. These E-field loops can be modeled by a set of
TE111 mode, respectively. When the TE119 mode is used,
magnetic dipoles depicted in Fig. 6(a). Fig. 6(b) shows the
the surface area and volume increase to 6.4 and 14.4 times
y equivalent magnetic dipoles after using image theory. It
of those for the TE111 mode, respectively. Clearly, using a
should be mentioned that the magnitude of the resultant
higher order mode can increase the antenna size, making
magnetic dipole is doubled at z ¼ 0 due to the superpo-
the DRA more tolerant of fabrication errors. It is also
sition of the original and imaged dipoles.
shown [39] that for a given fabrication error, the frequency
To compromise the beamwidth with sidelobes, the
shift of a higher order mode DRA is less than that of a
separation between two magnetic dipoles is chosen as
smaller rectangular DRA excited in its fundamental mode.
s ¼ 0:40 [42], where 0 is the wavelength in air. As a
A design guideline for minimizing the frequency shift is
result, the heights of the three DRAs excited in the TEx111 ,
provided in [39]. It is worth mentioning that some works
TEx113 , and TEx115 modes are roughly 0 =3, 0 =2, and 0 ,
have recently been done on integrating millimeter-wave
respectively. Three prototypes with "r ¼ 10 were fabricat-
DRAs with substrate integrated waveguides [40], [41].
ed and tested. Table 1 summarizes the design dimensions
Results show that the radiation efficiency of these DRAs
and the measured antenna gains.
can be over 80%.
With reference to Table 2, the gains of the TEx113 and
x
TE115 modes are 8.2 and 10.2 dBi, which are 2.7 and 4.7 dB
C. High-Gain DRAs higher than that using the fundamental TEx111 mode,
Recently, higher order modes have been used to design respectively. It was found through simulation that the gain
high-gain DRAs [42]. This approach has distinct advantages can further be increased to 13.7 dBi by using the TEx117
over other gain-enhancement techniques [12], [43]–[45] mode, but the DRA may then be too tall for practical
in that it requires only a simple structure and a small area, applications. Recently, it has been found that a high-gain
which are attractive features for modern wireless systems. DRA can also be obtained by backing it with a backing
The idea was demonstrated using rectangular DRAs. As cavity [46].

Table 2 DRA Dimensions and Measured Antenna Gains of Three Prototypes

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IV. RECENT CIRCULARLY proposed placing the printed hybrid coupler beneath the
POLARIZED DRAs DRA to save the footprint of the coupler. This underlaid-
Initial studies of DRAs were concentrated on linearly coupler method was used to design the compact CP hollow
polarized (LP) designs. As compared with LP systems, CP rectangular DRA [59], with the hybrid coupler completely
systems are less affected by the problems of antenna placed inside the hollow region of the DRA. The measured
misalignments and propagation effects. In 1985, Haneishi AR BW of this CP DRA can be as wide as 33.8%.
and Takazawa [47] designed the first CP DRA by truncating To further increase the AR BW, the DRA can be excited
two opposite corners of a rectangular DRA. Different CP by four sequentially rotated feeds. Massie et al. [60] de-
DRAs were subsequently studied by Mongia et al. [48] and signed a CP cylindrical DRA using this feeding method and
Drossos et al. [49], and a rigorous survey for CP DRAs has obtained a wide AR BW of more than 36%. Pan et al. [61]
been conducted in [13]. All CP DRAs were excited in their used a pair of underlaid hybrid couplers to feed a rectan-
broadside radiation modes (e.g., [50]–[62]) until the first gular DRA sequentially, obtaining a wide measured AR BW
omnidirectional endfire CP DRA has been reported of 27.7%.
recently [63]. Both the broadside and endfire CP DRAs The dual-mode method as discussed in Section III can
are discussed in this section. also be used to design wideband CP DRAs. By merging the
fundamental TE111 and higher order TE113 modes of a
rectangular DRA, Li et al. [62] obtained a wide measured
A. Broadside CP DRAs (3-dB) AR BW of 20% (AR BW is 37% when using the
Basically, feed networks of broadside CP DRAs can be 4-dB criteria). Fang and Leung [32] designed a wideband
divided into two categories, namely single and dual feeds. CP cylindrical DRA by combining its HEM11 ð0 G  G 1Þ
The former has a simpler feed network, but it normally and higher order HEM11 ð1 G  G 2Þ modes. It has a
results in a narrow 3-dB axial ratio (AR) BW of 3%–4% wide measured AR BW of 24.7%. The dual-mode method
for "r  10. In the last few years, significant efforts have can, of course, be used to design dual-band CP DRAs, as
been paid to increase the AR BW of singly fed DRAs. also demonstrated in [32].
Sulaiman and Khamas [50] proposed feeding a rectangular
DRA with a square spiral strip, obtaining a wide measured
B. End-Fire Omnidirectional CP DRAs
AR BW of 14%. However, relatively narrow BWs of 3.4%
Fig. 7 shows a photo of the first omnidirectional CP
and 4.2% have been found when applying similar feeding
DRA [63], which was designed for 2.4-GHz wireless local
methods to hemispherical [51] and cylindrical [52] DRAs,
area network (WLAN)-band applications (2.40–2.48 GHz,
respectively. Lu et al. [53] studied a wideband CP hollow
3.3% BW). With reference to the photo, a slot is fabricated
rectangular DRA. Its feeding strip is displaced to excite
y on each sidewall of the DRA to generate CP fields. The
orthogonal TEx111 and TE111 modes for the generation of
rectangular DRA is centrally fed by a coaxial probe located
CP fields. This CP DRA has a measured AR BW of 12.4%.
at its bottom face, exciting its fundamental end-fire TM
Pan and Leung [54] excited the trapezoidal DRA with an
mode that radiates omnidirectionally. This idea was
inclined slot and obtained a wide AR BW of 21.5%. A hybrid
inspired by the work of Chu et al. [64], where slots are
CP antenna that combines microstrip and DR elements was
studied [55], which has a measured AR BW of 10%.
Much wider AR BWs can be obtained by using the dual-
feed approach, at the expense of increased feed-network
sizes. In this approach, a hybrid coupler is often used to
generate two quadrature feeding signals, with the two feed
points displaced at 90 from each other. This feeding
method can easily increase the AR BW from 3%–4% of
the single-feed case to more than 10%. Simeoni et al. [56]
designed a dual-feed CP supershaped DRA and obtained a
very wide AR BW. The supershaped DRA is made of
polyvinyl chloride (PVC), which has a low dielectric
constant of "r  2:8. Since PVC can be obtained and
machined easily, it greatly facilitates fabrications of DRAs.
However, relatively strong cross-polarized fields are
obtained because of using a low "r [38]. Sometimes a
simple T-junction splitter instead of a hybrid coupler is
used to provide the quadrature signals. Zou and Fumeaux
Fig. 7. Photo of the first omnidirectional CP DRA with "r ¼ 15
[57] applied the T-junction splitter to design a thin CP (unit: millimeter). The DRA is centrally fed by a coaxial
cross-shaped DRA of high permittivity ð"r ¼ 50Þ. This CP probe located at its bottom face, with the probe length
DRA has a measured AR BW of 13.2%. Lim and Leung [58] and radius being 12.4 and 0.63 mm, respectively.

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DRA was proposed to provide an additional function of


packaging [66], [67]. In [67], the packaging function is
demonstrated by covering an amplifier with a hollow
rectangular DRA. Inner conducting surfaces are used to
isolate the amplifier from the DRA, therefore they do not
interfere with each other. The second dual-function DRA
is reported in [68], where the DRA is used as the load of an
oscillator circuit. In designing the oscillator, a 50-
resistive load is initially used, which is then replaced by the
matched DRA. It is shown that when a solid DRA is used,
the DRA oscillator (DRAO) can provide a phase noise of
65 dBc/Hz at 100-kHz offset, and 103 dBc/Hz at 5 MHz.
The phase noise can be improved to 101.5 dBc/Hz at
100-kHz offset by using a hollow DRA [68]. In each case,
Fig. 8. Photo of the wideband omnidirectional CP DRA with typical DRA radiation patterns have been obtained, showing
"r ¼ 15 (unit: millimeter). Each strip is supported by a foam spacer.
that the effect of the oscillator circuit on the radiation field is
The DRA is centrally fed by a coaxial probe located at the
bottom of the hollow region, with the probe length and
negligible.
radius being 19 and 0.63 mm, respectively. For many years, DR filters and DR antennas have been
designed separately because of their different Q-factor

fabricated on the top face of a cylindrical DRA to obtain


broadside CP fields. To minimize the tilting of the radiated
fields, the ground plane of the DRA should be made as
small as possible. As a result, the flange of the SMA
connector is used as the ground plane, with no external
ground plane.
The AR BW of the omnidirectional CP DRA can be
widened by exciting a second CP mode, which can be
obtained by introducing a conducting strip in each slot [65].
Fig. 8 shows a photo of the wideband prototype that
was designed to operate in the 3.5-GHz WiMax band
(3.40–3.70 GHz, 11.3% BW). To match the AR BW, the
impedance BW is also widened by introducing a hollow
region at the center of the DRA, as shown in the photo.
Fig. 9 compares the return loss and ARs between the
original and wideband omnidirectional DRAs. As can be
observed from the figure, the impedance BWs of the
original and wideband designs are about the same (23%),
but the measured AR BW of the wideband DRA (25.4%) is
much wider than that of the original DRA (7.3%). It was
found that the original and wideband designs have very
similar radiation patterns, therefore only those of the
wideband version are included here for brevity. Fig. 10
shows the radiation patterns of the wideband design at
3.4 and 3.8 GHz [65]. It was found that the yz-plane
radiation patterns are similar to the xz-plane results, which
is expected due to the symmetry of the structure.

V. DUAL-FUNCTION DRAs
Since the interest of compact systems is deeper than ever,
it has been a trend to develop dual-function or even multi-
functional devices for modern wireless systems. This idea Fig. 9. Return loss and AR of the original and wideband
is becoming popular because it can also help reduce the omnidirectional DRAs as a function of frequency.
overall system loss and cut the cost. The first dual-function (a) Return loss. (b) AR. Data from [63] and [65].

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Fig. 10. Measured and simulated radiation patterns of the wideband omnidirectional CP DRA [65]. (a) 3.4 GHz. (b) 3.8 GHz.
Straight line: simulated (2.44 GHz); dotted line: measured (2.46 GHz).

requirements; a high Q-factor is usually required for a filter


VI. T RANS PARE NT DRAs
to reduce the insertion loss, whereas a low Q-factor is
normally needed for an antenna to enhance its radiation. Glass has been widely used in our daily life, such as
Recently, a breakthrough has been made in developing the windows, windshield, containers, decorations, etc. It can
third dual-function DRA [69], [70] that simultaneously also be used as a substrate for a patch antenna [74], but in
serves as the resonant element of a filter design. The basic this case the radiation mainly comes from the conducting
principle is that different DR modes of different Q-factors patch, not from the glass. Also, since metallic patches are
are excited for the antenna and filter parts. The idea has not transparent, conducting transparent films instead of
been demonstrated using a cylindrical DRA [69], [70]. metallic patches are usually used to obtain a totally
Since the TE01 mode of the cylindrical DRA has a relatively transparent structure. This sacrifices the antenna efficien-
high Q-factor, it is used for the filter part. Another DR cy because conducting transparent films have much higher
mode, the HEM11 mode, has a relatively low Q-factor and losses than metallic patches.
is therefore used for the antenna part. The fields of these In general, the dielectric constant "r of DRAs should be
two modes are practically orthogonal to each other, higher than a certain value, say "r > 5, to obtain good
enabling independent designs and tunings of the two parts. polarization purity. For glass, it is generally assumed that
Later, the same idea was used to design a DRA that also its refractive index is 1.5, giving a dielectric constant of
performs as a high-Q resonant cavity, with its Q-factor 2.25. This value is rather low for DRA designs especially
being as high as 2700 [71], [72]. In [71] and [72], the DRA when good polarization purity is required. It may be the
was enclosed in a box that shields the resonating TE01 reason why glass was not considered for DRA designs.
mode without affecting the radiating TM01 mode. Based on However, it was generally overlooked that this dielectric
this idea, a triple mode design using a single DR was also constant was measured at optical frequencies instead of
realized [73]. microwave frequencies, although a "r of 8.7 was reported

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Fig. 11. Photos of glass DRAs. (a) Solid hemispherical and rectangular
glass DRAs. (b) Hollow glass hemispherical DRA used as a light cover.
The LED passes through the coupling slot and penetrates into the
hollow region of the DRA.

Fig. 12. Configuration of the slot-coupled swan DRA


(unit: millimeter). (a) Side view. (b) Front view.
for window glass at 1 GHz [74]. Recently, a "r of 7 was (c) Back view. (d) Top view.
measured for glass at 2 GHz [75] and this value is sufficient
for DRA designs. Fig. 11(a) shows a photo of transparent
hemispherical and rectangular DRAs made of K-9 glass
(Pyrex), with "r ¼ 7. A number of K-9 glass samples from systems, the antennas will blend in with the street and
different sources were measured at 2 GHz. It was found traffic lights without affecting the city’s appearance. This is
that their "r ’s fall in the range 6.2–7.0, and between especially important when there are psychological con-
6.5 and 7.0 in most of the cases [76]. cerns about radiation.
Since these DRAs are transparent, they can be put on
solar panels without blocking any light. It has been found
[75] that putting the hemispherical glass DRA on a solar VI I. DECORATION DRAs
panel can increase the output voltage and current of the Crystal and glass wares have been widely used at homes
solar panel. It shows that the glass hemispherical DRA can and offices for decorating purposes. As compared with
simultaneously serve as a focusing lens, giving another glass, lead crystal is composed of 24%–30% of lead
dual-function DRA. The glass rectangular DRA can be used oxide, causing it to have a higher refractive index that
instead if the focusing effect is not wanted [75]. makes it sparkle when cut at sharp angles. It is also the lead
With the rapid development of wireless communica- oxide that makes crystal heavier but softer than glass. Since
tions, a huge number of indoor antennas have been crystals are basically glass, it is believed that it can also be
installed on the ceilings of many offices and shopping used for DRA designs. In other words, beautiful crystal and
malls. In general, the indoor antenna and lighting system glass wares or artworks can be employed as antennas. This
are separately installed on the ceiling. It will greatly is useful when standalone or visible antennas are not
simplify the installation process and cost if they can be wanted. The latter is a practical concern especially when
integrated together. As mentioned in [75], the glass DRA the antenna is in close proximity to people.
can also be used as a light cover. To demonstrate this idea, To demonstrate the idea, a glass swan and a glass apple,
a hollow hemispherical glass DRA was fabricated. The made of K-9 glass, were bought from the commercial market
antenna part is excited by a coupling slot, through which a and measured at our antenna lab. Both of them have a planar
power LED is inserted into the hollow region of the DRA
[33]. Fig. 11(b) shows the system when the LED is on. It
was experimentally found that the DRA performs almost
the same regardless the presence of the LED. It was also
experimentally found that virtually the lighting and
antenna parts do not affect each other because they are
operating in totally different frequency regions. It is worth
mentioning that the idea can be applied to street lights and
traffic lights as well. This greatly facilitates building
wireless networks in a city because street and traffic lights
are part of its infrastructure, requiring no extra time or
cost to construct outdoor mounting poles for antennas. Fig. 13. Configuration of the slot-coupled apple DRA
Moreover, since light covers are parts of the lighting (unit: millimeter). (a) Side view. (b) Top view.

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bottom surface, enabling them to rest on a circuit board


stably. The slot-coupled method is used to excite them
(see Fig. 1 for the feed network and the following symbols).
Fig. 12 shows different views of the swan DRA, along with it
dimensions in millimeter. The swan DRA is fed at the
midpoint of its length [130 mm in Fig. 12(d)], with a
coupling slot of L ¼ 32 mm and W ¼ 2 mm. The microwave
substrate has a dielectric constant of 2.33, a thickness of
1.57 mm, and a size of 14  14 cm2 . A 50- microstrip
feedline with a width of Wf ¼ 4.7 mm and a stub length
of Ls ¼ 10 mm is printed to energize the slot. The apple
DRA is shown in Fig. 13. Similar to the swan DRA, the
apple DRA is fed at the center of its bottom by a coupling
slot of L ¼ 25 mm and W ¼ 2 mm, with Ls ¼ 9 mm. The
same type of substrate is used, but the substrate size is
reduced to 5  5 cm2 in this part because the apple DRA
Fig. 14. Measured reflection coefficients of the slot-coupled swan is much smaller and simpler than the swan DRA.
and apple DRAs as a function of frequency.

Fig. 15. Measured radiation patterns of the swan DRA at 1.8 GHz.

Fig. 16. Measured radiation patterns of the apple DRA at 2.25 GHz.

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gain levels were obtained using traditional DRAs [31], [53],


[59]. Also, these gains are much higher than that of a slot
antenna. These facts verify that the resonances are caused
by the glass DRAs, not by the feeding slots. A video
demonstrating an application of the swan DRA on a
wireless video system is available on IEEE Xplore.

VI II . CONCLUSION
Basic characteristics of DRAs have been discussed, along
with their recent developments in higher order mode, CP,
dual-function, and transparent designs. The idea of using
glass DRAs as decoration antennas has also been pre-
sented and demonstrated for the first time. These topics,
however, are not the only ones that should be researched
Fig. 17. Measured antenna gains of the slot-coupled swan and further; there are other very attractive topics that
apple DRAs as a function of frequency. numerous researchers and engineers have been working
on, such as ultrawideband DRAs, reconfigurable DRAs,
diversity DRAs, to name a few.
In the following results, the reflection coefficients Traditional DRA fabrications require tailor-made molds
were measured using an HP8510C vector analyzer, while and high-temperature ovens. These may not be available in
the radiation patterns and antenna gains were measured university or research laboratories, where lots of novel ideas
using a Satimo Starlab System. have been generated. This has been a barrier of developing
Fig. 14 shows the measured reflection coefficients of DRAs to some extent. But in recent years, low-loss,
the swan and apple DRAs. With reference to the figure, the machinable composite materials with loss tangents less
swan and apple DRAs resonate at 1.83 and 2.25 GHz, than 0.005 have been available, making fabrications of
respectively. The BW (jS11 j  10 dB) of the swan DRA is different DRAs possible by just using a computer numerical
31.6% (1.57–2.16 GHz), which coincidentally covers the control (CNC) or even simple lathe and milling machines.
useful DCS (1.71–1.88 GHz) and PCS (1.85–1.99 GHz) This greatly facilitates researches of DRAs and will certainly
bands. The large air region between the wings of the swan accelerate their developments. Although the dielectric
DRA forms an effective air gap that should contribute to constant of composite material is currently up to 15, it is
this wide BW [77]–[80]. For the apple DRA, a measured believed that, with the efforts of material scientists, higher
BW of 13.5% (2.08–2.38 GHz) is found. The frequency dielectric constants for machinable composite materials can
band can be shifted upward or downward to useful ones by be commercially available in the future.
manufacturing a smaller or larger glass apple, respectively. Finally, it should be mentioned that the DRA is
Fig. 15 shows the measured radiation patterns of the attractive not only for wireless communications but also
swan DRA and typical broadside radiation patterns are for sensor designs, extending its applications to medical
observed. This result can be expected when a DRA is areas. For example, the DRA has recently been used for the
centrally fed by a coupling slot. For both the E- and H-plane design of a breast cancer sensor due to its distinct
patterns, the copolarized fields are stronger than the cross- advantages [81]. With the rapid increase of research and
polarized fields by more than 20 dB in the boresight development activities of DRAs, it can be anticipated that
direction ð ¼ 00 Þ. Fig. 16 shows the measured radiation more interesting and useful DRA designs will be explored
patterns of the apple DRA. Again, broadside radiation and reported. h
patterns are observed, as expected.
Fig. 17 shows the measured antenna gains of the swan
and apple DRAs. With reference to the figure, the Acknowledgment
maximum gains of the swan and apple DRAs are 7.4 dBi The authors would like to thank the reviewers for
(1.84 GHz) and 6.88 dBi (2.2 GHz), respectively. Similar useful comments.

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ABOUT THE AUTHORS


Kwok Wa Leung (Fellow, IEEE) was born in Hong (USRI) Young Scientists Awards in 1993 and 1995, awarded in Kyoto,
Kong in 1967. He received the B.Sc. degree in Japan and St. Petersburg, Russia, respectively. He received the Depart-
electronics and the Ph.D. degree in electronic mental Outstanding Teacher Awards twice in 2005 and 2010. He is a
engineering from the Chinese University of Hong Fellow of the Hong Kong Institution of Engineers (HKIE).
Kong, Hong Kong, in 1990 and 1993, respectively.
From 1990 to 1993, he was a Graduate
Eng Hock Lim (Member, IEEE) was born in
Assistant with the Department of Electronic Engi-
Selangor, Malaysia. He received the B.Sc. degree
neering, the Chinese University of Hong Kong. In
in electrical engineering from the National Taiwan
1994, he joined the Department of Electronic
Ocean University, Keelung, Taiwan, in 1997, the
Engineering at City University of Hong Kong,
M.Eng. degree in electrical and electronic engi-
Kowloon, Hong Kong, as an Assistant Professor. Currently, he is a
neering from Nanyang Technological University,
Professor and an Assistant Head of the Department. From January to
Singapore, in 2000, and the Ph.D. degree in
June 2006, he was a Visiting Professor in the Department of Electrical
electronic engineering from City University of
Engineering, The Pennsylvania State University, State College. His
Hong Kong, Kowloon, Hong Kong, in 2007.
research interests include RFID tag antennas, dielectric resonator
Since 2008, he has been an Assistant Professor
antennas, microstrip antennas, wire antennas, guided wave theory,
in Universiti Tunku Abdul Rahman, Kuala Lumpur, Malaysia. His current
computational electromagnetics, and mobile communications.
research interests include dielectric resonator antennas, microstrip
Prof. Leung was the Chairman of the IEEE AP/MTT Hong Kong Joint
antennas, multifunctional antennas, and microwave components.
Chapter for 2006 and 2007. He was the Chairman of the Technical
Program Committee, 2008 Asia-Pacific Microwave Conference, Hong
Kong; the Co-Chair of the Technical Program Committee, 2006 IEEE Xiao Sheng Fang (Student Member, IEEE) was
TENCON, Hong Kong; and the Finance Chair of PIERS 1997, Hong Kong. born in Jieyang, Guangdong Province, China, in
He was an Editor for HKIE Transactions and a Guest Editor of IET 1986. He received the B.Eng. degree in electronic
Microwaves, Antennas and Propagation. Currently, he serves as an engineering from Sun Yat-Sen University,
Associate Editor for the IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION Guangdong, China, in 2008. He is currently work-
and received Transactions Commendation Certificates twice in 2009 and ing towards the Ph.D. degree at City University of
2010 for his exceptional performance. He is also an Associate Editor for Hong Kong, Kowloon, Hong Kong.
the IEEE ANTENNAS WIRELESS PROPAGATION LETTERS. He was appointed as a His research interests include dielectric reso-
Distinguished Lecturer of the IEEE Antennas and Propagation Society nator antennas and passive radio-frequency (RF)
for 2012–2014. He received the International Union of Radio Science components.

Vol. 100, No. 7, July 2012 | Proceedings of the IEEE 2193


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