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CHAPTER

4 Safety
Hazel C. Starritt and Francis A. Duck

ionising radiation which has well-known risks. In comparison with


INTRODUCTION  51 narrow-bore MRI scanning, it does not require injection of toxic
THERMAL EFFECTS AND TI  52 contrast materials, nor are there the hazards associated with very
Heating mechanisms  52 high magnetic fields.
Physical factors  52 Ultrasound scanning is widely used throughout the world. One
Biological factors  52 of the major areas of application is in obstetric scanning and almost
Experimental investigation of heating  52 every woman in the developed world will undergo as a minimum
Heating due to tissue absorption  52 a routine dating scan during pregnancy. Other applications of ultra-
Transducer heating  53 sound in medicine are wide ranging; it is used in cardiology, mam-
Implications of heating  53
mography and general abdominal imaging, for eye scanning and
Hazard indication – thermal index (TI)  54
Use of TI during ultrasound examination  54
fetal heart monitoring and for investigations of peripheral vascular-
ity. In 2008/09 over 7.4 million ultrasound scans were carried out
CAVITATION AND GAS BODY EFFECTS  54 in NHS Trusts in England and of these 2.4 million were obstetric/
What do we mean by acoustic cavitation?  54 gynaecological scans. The use of ultrasound is increasing, the fastest
Hazards from gas bubble activity and cavitation  55 growth being in non-obstetric scanning where a 70% increase has
Review of experimental work associated with cavitation and  
occurred over the last ten years. In spite of the large number of
gas body activity  55
Modelling  55
examinations carried out each year there have been no confirmed
In-vivo animal and human effects  55 reports of ill effects following ultrasound examination. It remains
Factors affecting incidence of cavitation and gas body activity  55 the case that probably the greatest risk arising from the use of ultra-
Physical factors  55 sound in obstetrics is the risk of misdiagnosis.
Biological factors  55 The acoustic output from ultrasound equipment is well control-
Definition of MI  56 led by the manufacturers in line with regulatory requirements. The
Mechanical index in clinical practice  56 USA Food and Drug Administration (FDA)1 require the maximum
Situations of potentially higher risk  56 available ultrasound intensity to be limited and compliance with
Reduction of MI during scanning  56
AIUM/NEMA Output Display Standards (ODS).2 These restric-
Surveys of MI values in clinical practice  56
tions apply to all equipment manufactured or sold in the USA; in
EPIDEMIOLOGY  56 effect all the major worldwide manufacturers are included. The
Review of epidemiological studies  56 FDA limits are set out later in this chapter in the section on guide-
Childhood cancer  56 lines and regulations.
Birth weight  56 There are certain clinical situations in which extra care should be
Dyslexia  56
taken to ensure that the exposure is no greater than necessary. In
Handedness  57
Conclusion  57
these situations the on-screen safety indices are of great value to the
operator since they allow an immediate assessment of potential risk
REGULATIONS AND GUIDELINES  57 to be made for specific exposure conditions. In general, well-
Food and Drug Administration (FDA)  57 perfused tissue is less susceptible to thermal effects than is less
BMUS guidelines  57 well-perfused tissue, and cells are more susceptible to external
General guidelines  57
influence during periods of rapid division. For both these reasons
Specific guidance for use of thermal and mechanical Indices  57
EFSUMB  58
the fetus may be considered to be at some risk and operators should
Ultrasound during pregnancy  58 attempt to ensure that the exposure is well managed. There is a
Other sensitive organs  58 common misconception that vaginal scanning is more risky than
Contrast agents  58 external scanning; this is not true since vaginal transducers operate
WFUMB  58 within the same regulatory limits on in-situ exposure as do other
Recommendations on thermal effects  58 transducers. The greatest risk from vaginal scanning may arise from
Recommendations on non-thermal effects  58 transducer self-heating. Neonatal scanning is carried out at a stage
Recommendations on contrast agents  58 in life where cells are rapidly turning over and this also requires
careful management. In eye scanning using ultrasound there is a
concern that thermal effects may be induced due to poor perfusion,
with the consequent risk of cataract formation. Experimental evi-
INTRODUCTION dence for cataract formation is available for high temperatures only;
nevertheless proper management of ultrasound exposures in eye
In recent years ultrasound imaging equipment has been required scanning is prudent, a view endorsed by the FDA in setting lower
to display safety indices in appropriate circumstances. This chapter mandatory limits for ophthalmological equipment.1
will consider the reasons for this requirement and give guidance on Scanning of a soft tissue–gas interface will increase the risk of
the meaning and usefulness of the specific indicators. It is important ultrasound-induced effects and the areas which may be vulnerable
to state at the outset that ultrasound is a relatively safe imaging are the lungs and the intestinal tract. The use of contrast materials,
modality. Unlike X-ray imaging it does not involve the use of where gas bubbles are deliberately introduced into the body, carries
51
CHAPTER 4 • Safety

a degree of risk and this is discussed further in the section on cavita-


tion and gas body effects, later in this chapter. Table 4.1  Attenuation coefficients4 at 1 MHz in dB/cm
To ensure that the likelihood of any ultrasound-induced effects
is minimised, safety indices relating to thermal effects and gas- Attenuation coefficient:
bubble activity have been developed. The current advice on manag- Tissue dB/cm at 1 MHz
ing ultrasound exposure is based on the use of these displayed
Blood 0.20
safety indices. The safety indices are based on two known biophy­
sical mechanisms of ultrasound, which are thermal effects and Liver 0.50
mechanical effects associated with gas bubbles. This chapter focuses Brain 0.60
on these well-established mechanisms. The likelihood of other Muscle 0.74
potential mechanisms, for example radiation force effects, is not Breast 0.75
predicted by the safety indices.3
Average fatty soft tissue 0.40
Average non-fatty soft tissue 0.60
Skin (range) 2.3–4.7
THERMAL EFFECTS AND TI
Cortical bone (range) 14–20
A thermal index (TI) has been developed to allow the user to assess
the tissue heating that may occur for a particular transducer and
particular equipment settings. The index displayed is the ratio perfusion. Attenuation coefficients have been measured for a range
between the actual acoustic power and the acoustic power required of tissues in humans and in animal studies and are available in the
to produce a worst-case, maximum, steady-state temperature rise literature. (Attenuation includes the small additional contribution
of 1°C in tissue. from scattering of an ultrasound beam by tissue.) Bone has the
potential to absorb most strongly and body fluids least strongly
Heating mechanisms with soft tissues in between. Table 4.1 gives representative values
of ultrasound attenuation coefficients of selected tissues4 at 1 MHz,
and attenuation coefficients at other frequencies can be estimated
Whenever an ultrasonic beam passes through tissue there will be a
by scaling these values linearly with frequency.
transfer of energy from the acoustic wave to the tissue. The process
There has been no systematic approach taken to the measurement
is known as acoustic absorption. This will cause an increase in the
of attenuation coefficient in vivo and much of the work on absorp-
temperature of the tissue and, if sufficient energy is transferred, this
tion has been carried out on animals and on tissues in vitro, result-
increase will have physiological effect. A biologically significant
ing in large gaps in the knowledge base. Ethical considerations
temperature rise will induce changes within the cells of the tissue
mean that it is now very difficult to make measurements such as
and the evidence for such effects is covered in the section on experi-
these on human tissue.
mental investigation of heating, below. The amount of tissue
heating produced will depend on a range of physical and biological
factors.
Absorption of acoustic energy
• Acoustic energy is absorbed from an ultrasound wave into tissue.
Physical factors • The absorbed energy causes tissue heating.
Physical factors influencing the potential for heating are listed here • The amount of heating depends on the acoustic beam shape
and the effect produced by varying each factor in turn is described: and power, and on the tissue type.
1. Acoustic power (watts) and intensity (watts per square
centimetre): an increase in the power or intensity in the acoustic
beam will result in an increased potential for tissue heating.
2. Acoustic frequency: absorption of acoustic energy in tissue is Experimental investigation of heating
dependent on frequency, with higher acoustic frequency waves
being absorbed more strongly. This also affects the penetration
depth of the beam; the highest frequency beams will only have Heating due to tissue absorption
the potential to produce heating in superficial tissue. Although it is well established that ultrasound can produce heating
3. Beam cross-sectional area: a larger exposed area has the in tissue, only limited measurements of temperature increases
potential to result in a greater temperature rise in tissue, for a induced by diagnostic exposures have been made. Barnett5 offers a
given spatial-peak temporal-average intensity, I(spta). This is useful review of these. A small number of studies investigated
due to slower conduction of heat away from the affected area heating in tissue specimens or tissue-mimicking materials. None of
because of its volume. these studies attempted to simulate the cooling effect of blood flow
4. Dwell time: increasing the time that any particular region is and so the temperature increases were likely to be higher than in
exposed to an ultrasound beam may increase the temperature perfused tissue. In addition, some live animal studies have been
rise produced; this will also depend on the rate of heat carried out. There have been no significant temperature increases
conduction away from the area and on the effects of blood observed with ultrasound equipment operated in pulse-echo mode
perfusion. but temperature increases have been measured in unperfused
5. Other machine settings: scan mode, focusing, frame rate, line tissue specimens exposed at pulsed Doppler output levels using
density and zoom are secondary factors which affect heating commercial ultrasound equipment or equivalent laboratory
through their effect on the acoustic power or the beam area. systems.
It is not possible to predict easily the effects produced by For soft tissue exposed in pulsed Doppler mode, a maximum
varying these factors due to differences in equipment design. temperature of 1.9°C was measured after 2 minutes (I(spta)
2.0 W cm−2; 5 MHz) using a sample of porcine liver;6 and in excised
sheep brain an increase of 2.5°C occurred after 5 minutes at a similar
Biological factors exposure level. In a simulated pulsed Doppler beam, excised
The two primary biological factors affecting the potential for heating guinea-pig brain showed an increase in temperature of 2.5°C after
to occur in an acoustic beam are tissue absorption and blood 2 minutes.7
52
Thermal effects and TI

Greater temperature increases have been reported where bone increase excessively if operated in air under maximum output con-
is located in the path of the acoustic beam. For example, at the ditions.17 An upper limit for the permitted temperature of the trans-
bone/brain interface in the skull of guinea-pig fetuses a ducer face has now been set by the IEC;18 when coupled to tissue
maximum temperature rise of 5.2°C was measured adjacent to the the temperature is limited to 43°C after 30 minutes, i.e. an increase
parietal bone (260 mW, 3.2 MHz).7 In a separate study the degree of 6°C, and if operated in air prior to scanning the temperature must
of heating was found to increase with fetal gestational age as the not exceed 50°C. In general transducer heating is now well managed
bone became denser.8 A similar effect was observed with human and transducers are designed to operate with the constraint imposed
fetal femurs.9 Doody et al.10 reported temperature measurements by the IEC limits.
on the surface of unperfused human fetal vertebrae. The
maximum temperature reached in this bone, exposed in vitro to a
simulated, medium-power, Doppler ultrasound beam (50 mW), Implications of heating
increased from 0.6°C to 1.8°C with increasing gestational age
from 13 weeks to 39 weeks. Current ultrasound equipment has the potential to cause heating in
Heat generated at the bone/brain interface is of particular concern tissue and to raise the temperature locally due to absorption when
for obstetric scanning because of the risk of damage to the develop- operated towards the upper end of available powers and intensities.
ing brain and central nervous system. In anaesthetised mice, a The greatest temperature increase due to ultrasound absorption
maximum temperature elevation in the mouse skull of 5°C was occurs at the surface of ossified bone; in soft tissues it is very
recorded after 90 s exposure (I(spta) 1.5 W cm−2).11 Temperature unlikely that the temperature would be increased above 2°C due to
elevations were 10% higher when repeated after the animals had absorption. Uncalcified bone does not absorb ultrasound strongly.
been killed, showing that the effect of blood perfusion on tempera- The potential for heating resulting from obstetric applications is
ture elevation in the mouse skull was small. Other studies have of concern because hyperthermia is known to be a teratogen in
reported differences in the ultrasound-induced temperature eleva- animals. In obstetric examinations the developing brain is within
tion in guinea-pig fetuses depending on gestational age. Horder the ultrasound beam and in close proximity to the skull.
et al.12 reported a 12% reduction in the temperature increase in Animal studies have shown that abortion or reabsorption may
guinea-pig fetuses near to full term due to a better developed vas- occur in early embryos and that developmental effects are most
cular system. Investigations have also been carried out on fetal likely when hyperthermia occurs during organogenesis, with the
sheep brain in utero.13 A temperature increase of 1.7°C in 120 s was central nervous system being most at risk. In the following studies
measured in soft tissue adjacent to the parietal skull bone which the core temperature of pregnant animals was elevated by immer-
was approximately 40% lower than the unperfused value measured sion in water in order to investigate the effect of heat on fetal
postmortem (spatial-average temporal-average intensity, I(sata) development. In studies investigating brain development following
0.3 W cm−2). Different responses to changes in perfusion have been whole body heating of pregnant rats19,20 it was found that the
associated with different beam areas, with heating in the smaller threshold temperature for abnormalities was 4°C increase in mater-
focal regions of diagnostic beams being less affected by altered nal core temperature maintained for 5 minutes. The majority of
perfusion.14 abnormalities involved encephaloceles and microphthalmia. A 5°C
increase in maternal temperature resulted in developmental abnor-
malities in the fetal rat brain when maintained for less than 1
Heating in tissue minute. In mice a threshold for exencephaly has been reported at a
• More heating occurs in bone than in soft tissue. temperature increase of 4.5°C above normal body temperature,
• The fetal brain may be at greater risk of heating as the skull maintained for 5 minutes21 and in mice and rats at 3.5°C maintained
ossifies during gestation. for 10 minutes22 following whole body hyperthermia. Abnormali-
• Temperature rises measured in vitro from diagnostic ultrasound ties in proliferating bone marrow cells were found in guinea-pigs
exposure are small. heated in a hot air incubator23 and similar effects were observed
when an equivalent temperature elevation was produced by
ultrasound.
In summary, there is a large body of evidence demonstrating that
Transducer heating heat induces developmental abnormalities in a range of animal
Until now we have been considering heating effects in tissue result- species. The sensitivity varies with stage of gestation and peaks
ing from direct transfer of energy from the ultrasound beam to the during neurogenesis. At this stage, a sustained temperature eleva-
tissue. A separate mechanism for heating tissue has been identified tion of about 2.0°C above maternal body temperature results in
and occurs when the temperature of the ultrasonic transducer developmental defects such as micrencephaly, microphthalmia and
increases due to inefficient energy conversion. Pulsed transducers retarded brain development in a wide range of animals. The same
in particular are often inefficient in converting electrical energy into types of developmental defects were observed following heating
acoustic energy. Heat generated within the transducer is conducted for shorter periods where the temperatures were higher. Thus, the
from the front face of the transducer into adjacent soft tissues. This risk depends on both the temperature elevation and the time for
is the dominant source of heat for tissue in contact with the surface which that temperature elevation is maintained. The time to cause
of the transducer and exceeds that arising from the absorption of any particular biological effect becomes shorter as the temperature
ultrasound by tissue.15 elevation increases. At high temperatures (above about 43°C), the
If uncontrolled, transducer heating could result in thermal time is halved for each additional 1°C.
damage to surrounding tissues. Transvaginal scanning has been a For these reasons it is important to consider how the changes in
situation of particular concern due to the proximity of the trans- the absorption coefficient of human embryonic and fetal tissues will
ducer to fetal tissue. Calvert et al.16 investigated the heating depth- affect local heating. Ossification only commences towards the end
profile in a tissue-mimicking material (TMM) for two transvaginal of the first trimester, starting with the cranial and jaw bones. Until
transducers operated at output conditions close to maximum. The this stage in gestation, the absorption coefficient of embryonic
greatest temperature increase was found to always occur at the tissue is thought to be at the lower end of soft tissue absorption and
interface between the transducer and TMM and to reduce to 10% significant heating is unlikely to occur. Later in pregnancy, as the
of the surface value at about 1 cm depth. Temperature increases fetal skeleton develops, absorption is greater and heating is more
were higher when the transducers were operated in colour flow and likely. During the third trimester, it is possible for a stationary
pulsed Doppler modes than for pulse-echo mode. Doppler beam to heat fetal bones lying approximately at the focus
In the past there has been experimental evidence demonstrating of the beam, especially when a large proportion of the acoustic path
that the surface temperature of ultrasound transducers could is though amniotic fluid.
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CHAPTER 4 • Safety

For adult scanning, transcranial pulsed Doppler studies have temperature rise in situ and that inferred from the displayed TI
been judged to carry the greatest risk of localised heating.3 This is have been reported. These are most probably due to differences
due to the relatively high acoustic output used and because the between the assumed tissue models and the actual tissue structure,
transducer is held in a fixed position and orientation for extended but may also reflect real differences in individual transducer per-
periods. Bone is exposed, with no overlying tissue attenuation and formance. In addition it must be stressed that displayed TI is not
conducted heat from any transducer self-heating will add to the the actual temperature increase in degrees Celsius generated in
heat generated by absorption of ultrasound in bone. tissue while scanning. TI is, however, the best indication of thermal
hazard available to the user and allows risk to be quickly assessed
during an ultrasound examination.
Risks associated with tissue heating There are a number of ways in which the operator can adjust scan
conditions in order to reduce TI and to minimise risk when neces-
• Sustained heating of the embryo is known to cause sary. In all operating modes and all clinical applications, reducing
developmental abnormalities in animals. the acoustic output power will reduce TI. Using a lower acoustic
• In the adult, the greatest risk of localised heating arises during frequency may result in lower TI due to less local absorption.
transcranial Doppler studies. Reducing the frame rate or increasing the sector width may again
reduce TI. If the transducer dwell time is short, the risk of heating
will be reduced. This will not, however, be reflected in the dis-
played value of TI because the model assumes that the transducer
Hazard indication – thermal index (TI) is stationary for a sufficient time for a steady state to be reached.
The user could be forgiven for thinking that the evidence for heating In 2008 a survey of TI displayed during a range of scans in clinical
by ultrasound in vivo is unclear, suggesting that heating may or practice was carried out in the United Kingdom by the Safety Com-
may not occur and if it does occur it may be to a greater or lesser mittee of the British Medical Ultrasound Society.25 The results
extent. Primarily this is because of the wide range of variables that showed that the greatest range of TI values (0.1 to 2.5) and the
need to be considered in each situation. One of the most important average of the highest TI values (0.98) were displayed during
aspects is the ultrasound mode, for example the potential for obstetric examinations. The average examination time (15.4 ±
heating may increase in moving from pulse-echo to colour flow 0.7minutes) was also longest for obstetric examinations. The highest
imaging. The acoustic output power and the beam properties deter- TI values were associated with pulsed Doppler examinations.
mine the acoustic energy available, whilst the tissue absorption and Deane and Lees26 also found TI to be highest during pulsed Doppler
perfusion determine the temperature rise generated by absorption examination. A similar study in the USA27 concentrated on obstetric
of acoustic energy. Ideally, a user would need to give due consid- scanning. The conclusion was that while acoustic power levels, as
eration to each of these factors for each ultrasound examination in expressed by TI and MI, were generally low, TI >1.5 could be
order to assess the risk and act accordingly. However, this is not reached during colour Doppler examination and accounted for a
practical and a simplified approach has been adopted by displaying small proportion of the total examination time.
the thermal safety index (TI) on the ultrasound scanner.1,2 The success of TI as a safety indicator depends on the extent to
The display of TI on many modern scanners allows the operator which it is understood and used by the user. There is some evi-
to identify scanner operating conditions most likely to cause tissue dence24,28 that obstetric ultrasound users do not, in general, use the
heating in a range of situations and, if necessary, to make adjust- indices and are not confident of their meaning, in spite of extensive
ments to minimise the heating caused by ultrasound absorption. At training opportunities.
present, the display does not include information about surface
temperature caused by transducer self-heating.
The thermal index (TI) is defined as the ratio W/Wdeg, where W is The thermal index (TI)
the acoustic power emitted by the transducer at any time, and Wdeg • TI is the thermal safety index.
is the power required to cause a maximum temperature rise of 1°C • It is displayed to guide users in assessing the likelihood of
anywhere in the beam, contributed by ultrasound absorption heating.
alone.24 It is assumed that a steady state is reached and hence would • It should be kept to a value minimum consistent with diagnostic
require that the beam remains stationary with respect to the tissue quality.
for several minutes. Three simple physical models are assumed for
the computational programs that generate the TI values displayed
on ultrasound scanners. These are:
1. Soft tissue thermal index (TIS). The soft tissue model assumes a CAVITATION AND GAS BODY EFFECTS
uniform homogeneous tissue-mimicking material with an
absorption coefficient somewhat lower than soft tissue to In addition to the thermal safety index (TI), a mechanical safety
allow for fluid pathways, and makes some allowance for heat index (MI) is displayed on many ultrasound scanners. This index
loss from blood perfusion. is intended to warn the user about the hazard arising from inertial
2. Bone-at-focus thermal index (TIB). This model includes a layer cavitation due to the behaviour of bubbles or gas bodies in the
of strongly absorbing material (bone mimic) within the soft acoustic beam. Although MI relates to inertial cavitation, gas body
tissue model at the depth that maximises temperature rise. activity can produce a range of effects which need to be considered
3. Cranial bone thermal index (TIC). The third tissue model omits in the context of patient safety.
soft tissue, and considers the absorption of ultrasound in a
bone-equivalent layer coupled directly to the transducer.
What do we mean by acoustic cavitation?
These three models can be used to estimate TI in scanned beams
(pulse-echo B-mode, and Doppler imaging/colour flow) and Acoustic cavitation is a term used to refer to the behaviour of a gas
unscanned beams (M-mode and pulsed Doppler). bubble contained in a liquid, in an acoustic beam. The bubble expe-
riences variations in pressure due to the acoustic wave. It expands
in size during the period of decreased pressure and contracts
Use of TI during ultrasound examination during compression to an extent dependent on the acoustic pres-
Most scanners now display TI values calculated from these models sure. At low acoustic pressure, these oscillations in bubble size
and this provides a clear and simple indication of thermal hazard occur broadly in step with variations in acoustic pressure in a stable
to the user. Occasionally differences between the actual worst-case fashion. This is known as non-inertial, or stable, cavitation.
54
Cavitation and gas body effects

However, if the peak acoustic pressure increases, different motions mouse lung have been determined experimentally37,38 to be 1.4 MPa
may be induced until finally the bubble becomes unstable and col- for pulsed ultrasound in the frequency range 1–4 MHz, with a
lapses under the inertia of the surrounding liquid. This is known dependence on pulse length. Typically damage included extravasa-
as ‘inertial cavitation’ or collapse cavitation. The term acoustic cavi- tion of blood cells into the alveolar spaces suggesting ruptured
tation also refers to the generation of bubbles in a liquid by a sound capillaries. The exact mechanism remains unclear, since it is
wave. For this to occur pre-existing nucleation sites such as micro- difficult to explain all the experimental results on the basis of
scopic impurities are required. ultrasound-induced cavitation occurring in the alveolar spaces.39
Thresholds for lung damage have been determined for monkey,40
rat41 and rabbit lung,42 for neonatal pig43 and mouse.44 Gas in the
Hazards from gas bubble activity intestine has been associated with damage to the intestinal wall in
and cavitation mice45,46 on exposure to ultrasound.
The injection of microbubbles into the circulation as contrast
Inertial cavitation, in which very rapid bubble collapse occurs, agents causes effects that do not occur under normal conditions.
results in the generation of extremely high instantaneous tempera- There is evidence that ultrasound and microbubbles can lead to
tures and pressures within the bubble cavity. The temperature increased permeability of the blood–brain barrier.47 It may be pos-
can increase by thousands of degrees. This is sufficient for highly sible to use this effect to assist the delivery of macromolecular
chemically reactive free radicals to be formed which are known to agents to the brain. It has been shown that the blood–brain-barrier
be potentially damaging to molecules in the body. can be transiently opened using focused ultrasound and introduced
A different hazard is posed by the complex mechanical forces microbubbles without acute neuronal damage.48 However, there is
associated with bubble activity. For example, the shear forces insufficient evidence to conclude that there is no damage to the
exerted at the bubble surface by a pulsating bubble can generate a barrier as a result of the effects of ultrasound and microbubbles.
small steady flow of fluid via a process known as microstreaming.29 To date there has been one experimental study reporting an
The variation of this flow with distance from the bubble creates observed bioeffect associated with ultrasound which is not easily
extremely high shear stresses near the bubble surface, which have explained by any of the accepted mechanisms. Ang et al.49 reported
been associated with cell destruction (haemolysis), and temporary increased migration of neurons in fetal mice with exposure to diag-
alteration in permeability (sonophoresis).30 These mechanical forces nostic ultrasound. The mechanism is unclear and the need for
occur with both non-inertial and inertial cavitation, but are signifi- further research is indicated.
cantly higher in the latter case. Furthermore, additional heating of
the surrounding medium may result.31
Factors affecting incidence of cavitation
Review of experimental work associated and gas body activity
with cavitation and gas body activity
Physical factors
Modelling Before cavitation can occur, gas bubbles or nucleation sites within
the fluid or tissue are required. Once this condition is met, the likeli-
Cavitation has been investigated theoretically using mathematical
hood and amount of cavitational activity will depend on two physi-
modelling.32,33 Maximum collapse pressures and temperatures
cal properties of the acoustic beam. Firstly it depends on the acoustic
within bubble cavities and collapse speeds of the cavities were
frequency and is more likely at lower frequencies. Secondly there
calculated for a range of nucleus sizes.33 Further work gave evi-
is a threshold level of the peak acoustic pressure in the decompres-
dence that cavitation could, in theory, occur in the type of pulsed
sion phase of the acoustic wave, below which inertial cavitation will
acoustic beams employed in diagnostic ultrasound. Holland and
not occur. Bubble activity is influenced by surface tension and
Apfel34 predicted the threshold acoustic pressure required for cavi-
viscosity.
tation to occur at different frequencies, and this analysis was used
as the basis for MI. In practice pre-existing gas bubbles are required
for cavitation and these are unlikely to occur naturally in the body. Biological factors
Church35 has published perhaps the most relevant theoretical paper
for diagnostic ultrasound. He examined the likelihood that cavita- The use of contrast materials, which introduce gas bubbles into an
tion nuclei could give rise to acoustic cavitation within soft tissue, acoustic field, significantly increases the potential for cavitation
under diagnostic conditions. He determined that the threshold during clinical ultrasound examinations. Contrast agents consist of
acoustic pressure for such events lay above those used in current stabilised bubbles, 1–10 µm in diameter, typically surrounded by a
practice, and that even at slightly higher acoustic pressures, viscous lipid or polymeric shell. When activated by high acoustic pressures,
and other forces within the tissue made the likelihood of cavitation these shells may become damaged, allowing the release of free gas
events vanishingly small. bubbles. Demonstrable harm can result when tissues containing
gas-filled contrast agents are exposed to ultrasound under so-called
‘high MI’ conditions. Capillary rupture can occur, with leakage of
In-vivo animal and human effects blood contents into the surrounding extravascular space.50,51 In
addition, ventricular extra-systolic contractions can be induced
Biological effects attributed to cavitation and other gas body effects during cardiac scanning.52 Without the addition of contrast materi-
have been observed in association with the use of ultrasound in als other gas body activity of the type outlined above may occur at
extra-corporeal shock-wave lithotripsy (ESWL) where bruising may any gas/tissue interfaces within the body for example in the lung
sometimes be observed on the skin on the exit beam side of the or intestinal tract.
patient. There is evidence that the destruction of gallstones and
renal calculi is due to cavitation effects.36 In ESWL the peak acoustic
Cavitation and tissue
pressure is typically 20 MPa compared to approximately 2 MPa for
diagnostic ultrasound and the acoustic frequency of ESWL pulses • Inertial cavitation is potentially damaging to tissue.
is much lower than diagnostic pulses. These factors make cavitation • The use of contrast agents enhances the likelihood of ultrasound-
more likely to occur. induced cavitation.
Lung tissue is vulnerable to damage from diagnostic ultrasound • In the absence of contrast agents there is no evidence of
because of the presence of air. Damage has been demonstrated in cavitation occurring in vivo at current diagnostic exposures.
mammals, and acoustic pressure thresholds for haemorrhage in
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CHAPTER 4 • Safety

Definition of MI EPIDEMIOLOGY
A safety index displayed on a scanner allows a user to manage
acoustic exposure in such a way that the risk of cavitation effects is Epidemiology studies allow the effects of prenatal diagnostic ultra-
minimised. The mechanical index, (MI) is formally a predictor of sound on the exposed population to be studied directly. Necessarily
inertial cavitation and was derived from a theoretical analysis such studies lag behind changes in practice and technology; much
which predicts the onset of inertial cavitation in water or blood, of the current evidence from epidemiology is based on examina-
given the existence of available bubbles. The index is related to tions carried out 10 or more years in the past. During that time
acoustic pressure and frequency according to the equation: many changes have occurred. Equipment operating at higher
maximum acoustic pressures and intensities is much more widely
MI = pr f used; also transvaginal transducers, harmonic imaging, pulsed
Doppler and contrast materials have all become available and are
where pr is the in-situ rarefaction pressure and f is the acoustic commonly employed. Hence epidemiological evidence can never
frequency. be used to prove that current ultrasound practice is risk free.
There are a number of issues surrounding the design of epidemi-
ology studies. First of these is the need to find a matched unexposed
Mechanical index in clinical practice control group. Since its introduction into clinical practice 40 years
ago the use of ultrasound in fetal scanning has increased dramati-
cally. It is now very unusual in the developed world for a fetus not
Situations of potentially higher risk to be scanned routinely with ultrasound. This makes it impossible
to design new, large randomised studies which have unexposed
In the following situations tissue is particularly vulnerable to gas control groups.
bubble activity and/or acoustic cavitation in an acoustic beam and Very commonly, ultrasound exposures are poorly documented,
exposures should be well managed: often including no record of acoustic power settings or duration of
1. Echocardiography in premature infants, particularly in exposure, so making it impossible to demonstrate any relationship
combination with lung surfactant therapy. between effect and acoustic exposure. In any epidemiological study
2. Any clinical application of ultrasound involving contrast the selected outcomes are likely to be influenced by additional
materials (further discussed in Chapter 6) or saline for factors other than ultrasound exposure. Any clinical reason for
endometrial evaluation. additional or extensive ultrasound examination in utero may be
3. The incidental exposure of any tissue/air interfaces such as associated with outcomes that are unrelated to the acoustic expo-
lung and intestine. sure. In order to produce statistically valid results, studies require
4. Mechanical effects are equally likely to occur in pulsed very large groups of participants because, if there are ultrasound-
Doppler beams and in B-mode imaging beams, since a very induced effects, they would appear to be subtle and to occur with
similar range of acoustic pressures is used in each mode. very low probability.
None of this negates the importance of epidemiology studies;
developments in ultrasound technology and increased acoustic
Reduction of MI during scanning power levels53,54 make it essential that further epidemiological
research into possible adverse effects of ultrasound on the develop-
To reduce the MI, the acoustic pressure may be decreased by reduc- ing brain continues.55
ing the acoustic output power using the transmit control. It is not
possible to predict the outcome of altering the acoustic frequency,
because any frequency change will also change the acoustic Review of epidemiological studies
pressure.
An excellent review56 of epidemiological studies which focuses on
several key biological endpoints is summarised here.

Reducing the risk of cavitation Childhood cancer


• The threshold for cavitation depends on the peak negative In five well-designed studies no association was found between
acoustic pressure and on the acoustic frequency. exposure to ultrasound in utero and childhood malignancy.
• The likelihood of cavitation occurring can be reduced by reducing
the acoustic pressure if possible.
• On most systems, MI may be reduced by using the acoustic
Birth weight
output control. Many epidemiological studies have studied human birth weight in
relation to ultrasound exposure and only one has given cause for
concern.57 This was a randomised controlled trial of 2834 pregnant
women, a group of whom were offered continuous wave Doppler
examinations during the third trimester of pregnancy. The outcome
Surveys of MI values in clinical practice showed a small (statistically insignificant) reduction in birth weight
A UK survey of ultrasound exposure conditions investigated dis- in the babies exposed to Doppler ultrasound in utero. No other
played values of MI.25 The greatest range of values occurred during randomised trials have demonstrated an association between diag-
abdominal examinations (0.4 to 1.6) and the average of the highest nostic imaging examination and low birth weight. There is an
values (0.97) was also associated with this examination. MI values expert consensus that ultrasound exposure during pregnancy does
for obstetric and transvaginal applications had lower average not result in reduced birth weight.
maxima (0.74 and 0.7 respectively). Sheiner et al.27 carried out a
survey of MI during obstetric ultrasound examinations in the USA. Dyslexia
The average MI was greatest during third trimester examinations
where the average displayed value was 1.06 (range 0.2 to 1.5). MI One study of childhood development gave some cause for concern58
is limited to 1.9 by FDA regulation. since the authors reported a significant proportion of children
56
Regulations and guidelines

exposed to ultrasound in utero to be dyslexic. This prompted


careful follow-up studies designed to look at effects of ultrasound Table 4.2  USA FDA1 threshold exposures for diagnostic
on the developing fetal brain. No associations were found between ultrasound equipment. All are estimated in-situ quantities,
ultrasound and dyslexia, poor performance at school, poor vision so-called ‘derated’ values
or hearing or delayed neurological development.59
I(spta), I(sppa),
mW cm−2 W cm−2 MI TI
Handedness
All except 720 190 1.9 6.0*
An association has been found between ultrasound exposure and ophthalmology
non-right-handedness.60 This was of borderline statistical signifi-
Ophthalmology 50 Not specified 0.23 1.0
cance and was restricted to boys. It was confirmed by the findings
of an independent study.61 This finding is not substantiated in
studies where the sexes are not analysed separately.62 A statistical *The limit of 6.0 on TI is not absolute, but exposures in excess of this
association between ultrasound exposure and left-handedness is require justification.
not indicative of harm to the developing brain. I(spta), spatial-peak temporal-average intensity; I(sppa), spatial-peak
pulse-average intensity.

Conclusion
Epidemiology studies to date show no association between ultra-
sound exposure during pregnancy and childhood malignancies, 3. TIC must be displayed for adult or neonatal transcranial
reduced birth weight, dyslexia, or abnormal neurological develop- applications.
ment. It is impossible, however, to rule out an association between When TIs are sufficiently low for display not to be required, some
ultrasound and left-handedness among males. Further research is manufacturers display the value, some do not. This may be advan-
essential to ensure the continuing safety of ultrasound for obstetric tageous for reasons not associated with safety, for example in the
examination. use of MI to control the behaviour of contrast agents.

BMUS guidelines
Evidence from epidemiology
In the UK guidance on the safe use of ultrasound equipment is
• Epidemiology provides direct information on human population provided by the British Medical Ultrasound Society (BMUS). The
exposed to ultrasound. information in this section is taken from the current guidelines
• To date studies show no effect from prenatal ultrasound on birth available on the BMUS website.63
weight, dyslexia, childhood cancer or neurological development.

General guidelines
1. Medical ultrasound imaging should only be used for medical
REGULATIONS AND GUIDELINES diagnosis.
2. Ultrasound equipment should only be used by people who
are fully trained in its safe and proper operation. This
A number of statements have been issued by national and interna-
requires:
tional organisations concerning the safe use of medical ultrasound.
n an appreciation of the potential thermal and mechanical
What follows is a summary of the main points of these guidelines
bio effects of ultrasound
and is not complete. Ultrasound practitioners are advised of the
n a full awareness of equipment settings
need to be familiar with the full guideline recommendations.
n an understanding of the effect of machine settings on
power levels.
Food and Drug Administration (FDA) 3. Examination times should be kept as short as is necessary to
produce a useful diagnostic result.
Two alternative routes exist by which manufacturers can obtain 4. Output levels should be kept as low as is reasonably
Food and Drug Administration (FDA) approval in the USA for the achievable whilst producing a useful diagnostic result.
manufacture and sale of ultrasound scanners,1,2 The original 5. The operator should aim to stay within the BMUS
requirement was for application-specific limited acoustic output recommended scan times (especially for obstetric
and is rarely applied now. Currently the more commonly adopted examinations).
route permits all equipment, except ophthalmology scanners, to 6. Scans in pregnancy should not be carried out for the sole
operate to the maximum limit previously applied only for vascular purpose of producing souvenir videos or photographs.
scanning (so-called ‘Track 3’). This route also requires on-screen
displays indicating to the user the likelihood of thermal and
mechanical effects. Current limits for this option are shown in Specific guidance for use of thermal and
Table 4.2. mechanical Indices
The following requirements apply to the display of safety
indices:18
Obstetric examination
1. Not all ultrasound equipment is required to display on-screen
safety indices. Only those systems capable of reaching an MI n TIS should be monitored for scans during the first 10 weeks
or TI of 1.0 are required to display that index, beginning at a after LMP.
value of 0.4 and increasing to the maximum in increments of n TIB should be monitored for scans following 10 weeks after
no less than 0.2. LMP.
2. Only one thermal index will be displayed (TIS, TIB or TIC) n TI up to 0.7: no time restriction, but observe ALARA.
but the equipment must allow the user to retrieve the n TI up to 1.0: maximum exposure time of an embryo or fetus
other two. should be restricted to no more than 60 minutes.
57
CHAPTER 4 • Safety

TI up to 1.5: maximum exposure time of an embryo or fetus


Ultrasound during pregnancy
n

should be restricted to no more than 30 minutes.


n TI up to 2.0: maximum exposure time of an embryo or fetus Care should be taken to limit the exposure time and the TI and MI
should be restricted to no more than 15 minutes. to the minimum commensurate with an acceptable clinical assess-
n TI up to 2.5: maximum exposure time of an embryo or fetus ment. There is no reason to withhold diagnostic ultrasound scan-
should be restricted to no more than 4 minutes. ning during pregnancy provided it is medically indicated and used
n TI up to 3.0: maximum exposure time of an embryo or fetus prudently by fully trained operators. Fetal heart monitoring is not
should be restricted to no more than 1 minute. contraindicated on safety grounds when used for extended periods
n TI >3.0: scanning of embryo or fetus is not recommended, of time.
however briefly.

Other sensitive organs


Neonatal scanning
Particular care should be taken to reduce the risk of thermal and
n MI >0.3: possibility of minor damage to neonatal lung or non-thermal effects during investigations of the eye and when car-
intestine. Restrict exposure time as much as possible. rying out neonatal cardiac and cranial investigations.
n TI: use TIS for all transcranial and spinal scanning using the
time limits given for obstetrics.
Contrast agents
Abdominal, peripheral vascular and other scanning Situations in which damage to microvasculature could have serious
implications should be treated cautiously, for example in the brain,
n Use TIB with less restrictive time limits than those for
the eye and the neonate. MI and TI should be continually monitored
obstetric scanning; for example unrestricted time limit with
and kept as low as possible. Users should be aware that it is possible
ALARA for TIB <1.0: TIB >6.0 is not recommended.
to produce premature ventricular contractions in contrast-enhanced
echocardiography with high MI and take appropriate precautions
Fetal heart monitoring and avoid cardiac examinations in patients with recent acute coro-
nary syndrome or unstable ischaemic heart disease.
n This modality is not contraindicated on safety grounds even
when used for extended periods due to low acoustic power
levels. WFUMB
Eye scanning Recommendations of the World Federation for Ultrasound in Medi-
cine and Biology (WFUMB) followed a symposium on the safety of
n TI >1.0: eye scanning is not recommended other than as part ultrasound in medicine in 1997.65 These make no reference to TI and
of a fetal scan. MI because they predate their widespread introduction. More
recently, WFUMB has published further recommendations for the
Transcranial ultrasound examinations safe use of ultrasound contrast agents.66

n TIC should be monitored.


n TIC >3.0 is not recommended. Recommendations on thermal effects
A diagnostic exposure that produces a maximum temperature
Use of contrast agents increase of no more than 1.5°C may be used without reservation on
thermal grounds.
n MI >0.7: risk of cavitation exists if a contrast agent containing A diagnostic exposure that elevates embryonic and fetal in-situ
microspheres is used and there is a theoretical risk of temperature to 41°C for 5 minutes or more should be considered
cavitation without the use of contrast agent. The risks increase potentially hazardous.
with MI above this threshold.

Recommendations on non-thermal effects


EFSUMB
Currently available data indicate that it is prudent to reduce ultra-
The European Committee of Medical Ultrasound Safety (ECMUS) sound exposure of the human lung to the minimum necessary to
within the Federation of Societies of Ultrasound in Medicine and obtain the required diagnostic information. Gas bodies introduced
Biology (EFSUMB) has published a revised Clinical Safety State- by a contrast agent increase the probability of cavitation. When
ment for Diagnostic Ultrasound.64 This states that ultrasound pro- tissue/gas interfaces or contrast agents are not present the use of
duces heating, pressure changes and mechanical disturbances in B-mode imaging need not be withheld because of concern for ultra-
tissue, and ultrasound at diagnostic levels can produce temperature sound safety. When tissue/gas interfaces or contrast agents are
rises that are hazardous to sensitive organs and to the embryo/ present, ultrasound exposure levels and duration should be reduced
fetus. Users are advised to check TI and MI during scanning and to to the minimum level necessary to obtain the required diagnostic
adjust the machine controls to keep them as low as reasonably information.
achievable without compromising the diagnostic quality of the
examination. Where this is not possible, examination times should
be as short as possible.
Recommendations on contrast agents
ECMUS highlights that spectral pulse wave Doppler and Clinical users should balance the expected clinical benefit from
Doppler imaging modes can produce higher TI values, indicating ultrasound contrast agents against the possibility of associated bio-
more likelihood of heating, than can B-mode imaging. Tissue har- effects. Caution should be exercised in the use of microbubble ultra-
monic imaging can also sometimes involve high MI values. 4D sound in tissues where damage to microvasculature could be
(real-time 3D) scanning involves continuous exposure and users dangerous. Some areas of concern include the brain, the eye, the
should avoid prolonging the examination by attempting to improve fetus and the neonate. Clinical users of contrast echocardiography
the image sequence beyond what is required for diagnostic should be alert to the possibility of cardiac rhythm disturbances.
purposes. Electrocardiograms should be monitored during these procedures.
58
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