Audit Clients' List

Name of Practice Warrant Number

Companies Audit
Provision of Companies
Number of with emphasis exempt as
Last year of Public Non Audit with audit Use of Listed in
Engagement years of matter & per
No Company's Name Turnover Trading Activity audit & date of interest Service and qualification subcontr- US Stock
Partner serving as type of Companies
auditors report companies type of & type of actor Exchange
auditor emphasis of Act A185
service qualification
matter (1) (b)**

1 Eg. XYZ Co Ltd Mr. Abela €19,000,500 Hotel industry 2008 - 16.08.09 5 N Drafting of FS Going Concern None Y N N
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 Audit Clients' List
Name of Practice Warrant Number

Companies Audit
Provision of Companies
Number of with emphasis exempt as
Last year of Public Non Audit with audit Use of Listed in
Engagement years of matter & per
No Company's Name Turnover Trading Activity audit & date of interest Service and qualification subcontr- US Stock
Partner serving as type of Companies
auditors report companies type of & type of actor Exchange
auditor emphasis of Act A185
service qualification
matter (1) (b)**

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Additional information required:

Please indicate the largest client (group) by audit fee:
Total fee of the whole group:

* List of clients must be signed and dated by compliance partner

* List of clients must be initialled by QAU reviewer for identification purposes
** Private companies which on their balance sheet dates do not exceed the limits of two of the three following criteria:
- balance sheet total: forty-six thousand six hundred euro (€46,600);
- turnover: ninety-three thousand euro (€93,000); and
- average number of employees during the accounting period: two. Signed by Compliance Principal:

Date:

GDPR and Data Protection

The information contained in this form, together with any other information otherwise provided by you or by any third party, will be processed by the Accountancy Board for the performance of its
regulatory, supervisory and statutory functions as required under the Accountancy Profession Act, CAP. 281 and the Accountancy Profession Regulations, CAP. 281.01.

This may include exchanges with other approved oversight bodies in the EU as regulated by Directive 2014/56/EU of the European Parliament and of the Council, on statutory audits of annual
accounts and consolidated accounts. The data may also be shared with the Financial Intelligence Analysis Unit (FIAU), in terms of the Prevention of Money Laundering Act, CAP. 373 and S.L. 372 of
2017. In addition, exchanges may be made with the approved accountancy body administering the approved CPE scheme, as specified in the Continued Professional Education Directive, issued in
terms of the Accountancy Profession Act, CAP. 281, and of the Accountancy Profession Regulations.

Any personal data collected will be processed in accordance with Regulation (EU) 2016/679 (GDPR) and in accordance with the Data Protection Act Chapter 586 of the Laws of Malta.

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 Audit Clients' List
Name of Practice Warrant Number

Companies Audit
Provision of Companies
Number of with emphasis exempt as
Last year of Public Non Audit with audit Use of Listed in
Engagement years of matter & per
No Company's Name Turnover Trading Activity audit & date of interest Service and qualification subcontr- US Stock
Partner serving as type of Companies
auditors report companies type of & type of actor Exchange
auditor emphasis of Act A185
service qualification
matter (1) (b)**

Note:

This list needs to be completed by the compliance principal of an audit firm or by the sole practitioner (as the case may be), and presented to the QAU review team at the start of the
visit.

The reviewer will number and initial this list for identification purposes. The practitioner is kindly asked to retain the clients' list signed by the reviewer on site until next visit made by
the Quality Assurance Unit.

The firm/sole practitioner is requested to list all clients to whom assurance services are being provided. Please provide the details requested in the space provided above.

The companies which are either of Public Interest, have qualified reports or which have a US ultimate parent company which is listed on the US Stock Exchange should be clearly
indicated by marking in the space provided.

Please also indicate those companies for which audit work was carried out using a subcontractor.

The worksheet is protected allowing users to write in the grey shaded areas and insert rows if required.

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