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Summary
Background The coronavirus disease 2019 (COVID-19) pandemic is leading to social (physical) distancing policies Lancet Public Health 2020;
worldwide, including in the USA. Some of the first actions taken by governments are the closing of schools. The 5: e271–78
evidence that mandatory school closures reduce the number of cases and, ultimately, mortality comes from experience Published Online
April 3, 2020
with influenza or from models that do not include the effect of school closure on the health-care labour force. The
https://doi.org/10.1016/
potential benefits from school closures need to be weighed against costs of health-care worker absenteeism associated S2468-2667(20)30082-7
with additional child-care obligations. In this study, we aimed to measure child-care obligations for US health-care *Contributed equally
workers arising from school closures when these are used as a social distancing measure. We then assessed how Department of Agricultural and
important the contribution of health-care workers would have to be in reducing mortality for their absenteeism due Resource Economics, Colorado
to child-care obligations to undo the benefits of school closures in reducing the number of cases. State University, Fort Collins,
CO, USA (J Bayham PhD); and
School of Forestry and
Methods For this modelling analysis, we used data from the monthly releases of the US Current Population Survey to Environmental Studies,
characterise the family structure and probable within-household child-care options of US health-care workers. We Yale University, New Haven,
accounted for the occupation within the health-care sector, state, and household structure to identify the segments of CT, USA (Prof E P Fenichel PhD)
the health-care workforce that are most exposed to child-care obligations from school closures. We used these Correspondence to:
estimates to identify the critical level at which the importance of health-care labour supply in increasing the survival Prof Eli P Fenichel, School of
Forestry and Environmental
probability of a patient with COVID-19 would undo the benefits of school closures and ultimately increase cumulative Studies, Yale University,
mortality. New Haven, CT 06511, USA
eli.fenichel@yale.edu
Findings Between January, 2018, and January, 2020, the US Current Population Survey included information on more
than 3·1 million individuals across 1·3 million households. We found that the US health-care sector has some of the
highest child-care obligations in the USA, with 28·8% (95% CI 28·5–29·1) of the health-care workforce needing to
provide care for children aged 3–12 years. Assuming non-working adults or a sibling aged 13 years or older can
provide child care, 15·0% (14·8–15·2) of the health-care workforce would still be in need of child care during a school
closure. We observed substantial variation within the health-care system. We estimated that, combined with
reasonable parameters for COVID-19 such as a 15·0% case reduction from school closings and 2·0% baseline
mortality rate, a 15·0% decrease in the health-care labour force would need to decrease the survival probability per
percent health-care worker lost by 17·6% for a school closure to increase cumulative mortality. Our model estimates
that if the infection mortality rate of COVID-19 increases from 2·00% to 2·35% when the health-care workforce
declines by 15·0%, school closures could lead to a greater number of deaths than they prevent.
Interpretation School closures come with many trade-offs, and can create unintended child-care obligations. Our
results suggest that the potential contagion prevention from school closures needs to be carefully weighted with the
potential loss of health-care workers from the standpoint of reducing cumulative mortality due to COVID-19, in the
absence of mitigating measures.
Funding None.
Copyright © 2020 The Author(s). Published by Elsevier Ltd. This is an Open Access article under the CC BY-NC-ND
4.0 license.
Research in context
Evidence before this study the health-care sector, and individual US states would have to
Coronavirus disease 2019 (COVID-19) is affecting countries unmet child-care obligations for US health-care workers in the
around the world. Multiple countries, states, and school event of a school closure. We identified the conditions where
districts are using school closures as a social distancing school closures could lead to a greater number of deaths from
strategy. Support for school closures mostly comes from COVID-19 because of health-care labour force reductions.
models and experience with influenza. We searched the Web of We found that the best estimates available of the probable
Science using the search terms “TS = (school) and TS = (infect*) absenteeism of health-care workers to provide child care in
and TS = (distanc*) and TS = (social*)”, which returned the event of school closures result in great uncertainty about
65 references. Of these, 50 persisted after searching with whether school closures will ultimately reduce COVID-19
the terms “TS = (school) and TS = (infect*) and TS = (distanc*) mortality.
and TS = (social*) and (TS = (influ*) or TS = (flu))”. Few studies
Implications of all the available evidence
have explicitly considered the trade-off between case
Targeted pharmaceutical interventions for COVID-19 are
reduction and disease burden with the potential loss of
probably months away, but supportive measures by health-care
health-care workers to child-care obligations. We found only
providers are already important. Social distancing, including
two studies that attempted to quantify the potential child-
school closures, can reduce the number of COVID-19 cases.
care burden of school closures for health-care workers.
However, the evidence that the potential transmission
No studies have explicitly considered the trade-off between
reduction benefits of mandatory school closures exceed the
reduced transmission and the role of health-care labour in
costs of potentially imposing greater child-care obligations on
cumulative mortality.
health-care workers, thereby reducing the health-care
Added value of this study workforce, is limited. A trade-off is associated with closing
To our knowledge, we provided the first explicit analysis of the schools because of potential losses in health-care labour force
school closure trade-off between case reduction and labour capacity. Child-care obligations resulting from school closures
force effect on patient survival probability. Using detailed data could compromise the ability of the US health-care system to
from the US Current Population Survey, we quantified the respond to COVID-19 if alternative child-care arrangements are
exposure that the US health-care sector, occupations within not made.
increase deaths. Indeed, the entire idea of flattening the in behaviour, but it is likely that the correct baseline for
curve is to protect health-care capacity to reduce mortality, forecasting the effects of school closures on reducing the
which might not be proportional to cases. How the curve spread and mortality of COVID-19 includes other
is flattened also influences health-care capacity. voluntary behavioural changes.
The benefit of closing schools during an epidemic is The potential benefits of school closures should be
to reduce transmission and new cases. A study by balanced with their costs. Several studies have analysed
Cauchemez and colleagues estimated that extended the economic impacts of school closures.1,6,7 Schooling is
school closures in France could reduce cases of H5N1 one of the most important investments we make in our
influenza by 13–17% (although in practice, some schools children’s futures, and we do not have good estimates of
might stay open to provide child care, reducing this how prolonged school closures influence drop-out rates
estimate).2 Another study showed that schools are and future earnings. This uncertainty makes a holistic
probable places for transmission on the basis of contact assessment of trade-offs challenging.
patterns of flu-like pathogens among US children.3 Setting aside the economic costs and focusing on
However, that study also showed that voluntary behav reducing mortality, school closures can still create a
ioural changes, without mandatory shutdowns, appeared trade-off. Many health-care workers must reduce time
to reduce cases of the 2009 H1N1 influenza by 10–13%.3 A spent providing patient care, running diagnostic tests,
systematic review focused on influenza and school and tracing contacts to increase time dedicated to caring
closures found some evidence that school closures are for their own children. This trade-off should not be
effective, but the empirical evidence did not resolve how ignored because the capacity to care for individuals with
or when to close schools.4 Additionally, the authors found infection and trace contacts can directly influence the
that school closure mostly reduced infection in development of an epidemic, the survival of those
schoolchildren. Another systematic review did not find patients, and, ultimately, the cumulative mortality from
strong evidence that school closures prevented the spread the pathogen. In this study, we used the most recent
of hand, foot, and mouth disease in Asia.5 An economic available (up to January, 2020) monthly releases of the
assessment found that, although school closures did US Current Population Survey (CPS) to estimate
reduce incidence of diseases in France, the economic the child-care obligations induced by school closures
costs were large. The benefits of school closures are often in the US health-care labour force. We then assessed
estimated relative to a baseline of no voluntary changes what the increase in mortality would need to be with the
expected decrease in health-care workers to undermine closures in the USA of a 6–19% reduction in the health-
the expected beneficial effects of school closures. care workforce. The detailed data in the CPS allowed us to
characterise the family structure and likely within-
Methods household child-care options for US health-care workers.
Data source The data enable us to describe the exposure to child-care
To provide detailed estimates, we used data from the CPS obligations for specific occupations within health care
to quantify the effect of school closures on health-care and across states. We focused on the care of children
labour supply. The CPS is an ongoing monthly survey of aged 3–12 years, following the latch-key kid standard and For the latch-key kid standard
approximately 60 000 US households, jointly adminis assuming that children aged 13 years or older can care for see http://www.latchkey-kids.
com/latchkey-kids-age-limits.
tered by the US Census Bureau and the Bureau of Labor young siblings.11 This age restriction assumes early child
htm
Statistics. We accessed the data through the Integrated care for children aged 0–2 years remains open. As of
Public Use Microdata.8 We used the basic monthly survey March 22, 2020, many of these centres are closing in the
data that includes information on more than 3·1 million USA, which means we will undercount the estimate of
individuals spread across 1·3 million households child-care obligations that could reduce health-care
between January, 2018, and January, 2020. worker availability. We calculated the share of health-care
workers that are single parents (defined as living with no
Modelling analysis other adult present in the household), where a parent is
First, we highlight two pathways through which school defined as including head of household and those with an
closures could affect pathogen-induced mortality. School opposite or same-sex spouse, partner or roommate, or an
closures, c, can affect mortality through reduction in opposite or same-sex unmarried partner. We accounted
cases, N, including cases of health-care worker infection for sampling error in the CPS using the person-level
(pathway one), and through a reduction in the health-care weights reported in the basic monthly survey, following
labour force that treats sick patients and prevents mortality the Bureau of Labor Statistics guidelines. We used the
(pathway two). While pharmaceutical treatments are personal CPS sample weights for all calculations to
not yet widely available (as of March 22, 2020), supportive ensure that the estimates were nationally representative.
measures are still important for patient survival. We We followed the US Bureau of Labor Statistic methods12
defined cumulative mortality as the following: to provide CI estimates.
The second term, β, is calculated in development con
βg(c) f(c) texts and in emergency medicine but, to our knowledge,
m = α (1 – –α ) (1 – –
N )
N,
has not been measured for infectious diseases
{
{
or through a behavioural model within an epidemiological school closures lead to many avoided cases and few
model to account for a school closure.13 Models are required health-care workforce effects. Conversely, if κ is near 0,
because there is little unconfounded experience with then any percent increase in mortality will most likely
school closures during an epidemic, and few analyses of exceed κ, and school closure increases the cumulative
any behavioural changes are empirical.14 One of the most mortality. This is the case if school closures reduce the
detailed studies estimated that prolonged school closures labour force substantially while providing a relatively
would reduce cumulative influenza cases by 13–17% in small reduction in cumulative cases. However, there is a
France,2 which implies that f(c)/N is between 0·13 and band where 0 << κ << ∞ , where whether closing schools
0·17. We focused on the midpoint of this estimate, 0·15, can save lives or not and depends on the value of β, which
but considered cumulative case reductions from school is unknown.
closures to be between 0% and 50%. All analyses were done in R, version 3.6.3, using the
Using the data on child-care obligations provides an package srvyr to account for the CPS survey design.
estimate of potential reductions in the health-care labour
force during a school closure. This estimate can be Role of the funding source
combined with projections of the case reductions from There was no funding source for this study. Both authors
school closures to identify the condition where the had full access to all the data in the study and had
estimate of final responsibility for the decision to submit for
publication.
βcrit – 1
κ=–α
Results
28·8% (95% CI 28·5–29·1) of health-care workers had an
is important to inform whether school closures would obligation to care for a child aged 3–12 years. Focusing on
reduce net mortality. If κ is sufficiently large, then any workers in households without a non-working adult or
percent increase in the mortality rate will be lower than κ, sibling aged 13 years or older who could care for children
and closing schools saves lives. This is the case when aged 3–12 years, we found that 15·0% (14·8–15·2) of
12%
reduce net mortality (figure 2). For the USA, and for
most states within the USA, κ was not sufficiently high
0 0·25 0·50 0·75 1·00
or low to estimate which way a school closure will turnout
School closure-induced without more information on β. For example, using
net decrease in mortality
30 Cauchemez and colleagues’ estimate2 of a reduction in
cases of 15% (range 13–17) from a school closure
and assuming baseline mortality from COVID-19 of
2% (1·5–2·4), the κ for this scenario is 0·176, with an
Cases avoided (%)
What we know about distancing policies is based disproportionately exposed to labour shortages induced
largely on models of influenza,4,17 in which children by school closures, and the segment of that system that
are a vulnerable group for morbidity. Anderson and provides infection control in nursing homes even more
colleagues18 emphasised that children do not appear to so. Such potential shortages in the health-care workforce
be a sensitive group to COVID-19, and preliminary data should be a first-order consideration when assessing the
on COVID-19 suggest that children are a small fraction potential benefits and costs of school closures. Alternative
of cases and might be less vulnerable than older adults.19 child-care arrangements should be part of the school
If these early results hold up, then the already uncertain closure plan, and these should also take into account
benefits of transmission reduction from school closures that alternative child-care arrangements could somewhat
will be reduced compared with those from influenza. partly undermine the case reduction from school clo
Conversely, school closures might be implemented sures by bringing some children together.
earlier in COVID-19 outbreaks, which might lead to Contributors
greater levels of prevented cases. Furthermore, school Both authors worked closely to design and write the manuscript. JB led
closures might lead to other adults staying home, which the data management and analysis.
could also reduce cases. These are all important questions Declaration of interests
when considering school closures. We declare no competing interests.
School closures expose the health-care labour force Data sharing
to increased child-care obligations, probably reducing The US Current Population Survey is publicly available.8 Code to access
and organise the data is hosted on JB’s Github page,
support for infected individuals, which is critical. https://doi.org/10.5281/zenodo.3733655.
Although some health-care occupations might be able to
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