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High-Q Nanobeam Cavities On A Silicon Nitride Platform Enabled by Slow Light
High-Q Nanobeam Cavities On A Silicon Nitride Platform Enabled by Slow Light
Jiahao Zhan, Zeinab Jafari, Sylvain Veilleux, Mario Dagenais, and Israel De Leon
COLLECTIONS
© 2020 Author(s).
APL Photonics ARTICLE scitation.org/journal/app
Jiahao Zhan,1 Zeinab Jafari,2 Sylvain Veilleux,3 Mario Dagenais,1,a) and Israel De Leon2,b)
AFFILIATIONS
1
Department of Electrical and Computer Engineering, University of Maryland, College Park, Maryland 20742, USA
2
School of Engineering and Sciences, Tecnológico de Monterrey, Monterrey, Nuevo Leon 64849, Mexico
3
Department of Astronomy, University of Maryland, College Park, Maryland 20742, USA
a)
Author to whom correspondence should be addressed: dage@ece.umd.edu
b)
Electronic mail: ideleon@tec.mx
ABSTRACT
Silicon nitride integrated photonic devices benefit from a wide working spectral range covering the visible and near-infrared spectra, which
in turn enables important applications in bio-photonics, optical communications, and sensing. High-quality factor optical resonators are
essential photonic devices for such applications. However, implementing such resonators on a silicon nitride platform is quite challenging
due to the low refractive index contrast attainable with this material. Here, we demonstrate that silicon nitride photonic cavities compris-
ing a slow-light waveguide bounded by mirrors can in principle exhibit quality factors in the order of several millions despite a relatively
low refractive index contrast. We show that the energy stored in such a slow-light cavity exhibits a cubic dependence on the cavity length,
which can enable extremely large quality factors with modest-length cavities. We present the design and experimental characterization of
silicon nitride slow-light nanobeam-type cavities. Two sets of nanobeam cavities were fabricated to experimentally verify the cubic depen-
dence of the Q factor on the cavity length. The highest measured Q factor in our devices is 4.42 × 105 , which is limited by fabrication
imperfections.
© 2020 Author(s). All article content, except where otherwise noted, is licensed under a Creative Commons Attribution (CC BY) license
(http://creativecommons.org/licenses/by/4.0/). https://doi.org/10.1063/5.0007279., s
I. INTRODUCTION Q factor, most SiN nanobeam cavity designs to date have resorted
to using suspended (air-cladded) architectures, reporting measured
Optical cavities with a high quality factor (Q factor) are of Q factors in the range of 104 –105 .15–17 However, the increased Q
great importance in various applications, such as narrow-band filter- factors come at the cost of a more complex fabrication process
ing, ultra-low energy switching and modulation, sensing, and cavity and structural fragility. A recent effort to tackle this problem has
quantum electrodynamics.1–5 In particular, nanobeam cavities (one- reported an encapsulated SiN nanobeam cavity design with theoret-
dimensional photonic crystal cavities) have attracted much atten- ical and measured Q factors of ∼105 and 7000, respectively.12 While
tion because they can achieve large Q factors in addition to offer- this represents important progress, more work is still required to
ing design flexibility and relatively simple fabrication.6,7 Recently, achieve Q factors comparable to those of suspended SiN or silicon
silicon nitride (SiN) nanobeam cavities have been proposed, bring- nanobeam cavities while maintaining the device’s ease of fabrication
ing advantages over their silicon counterparts such as a broader and structural robustness.
operation range covering the visible and the near-infrared spectra In this work, we use the concept of slow light to show, both
and the absence of two-photon absorption in the telecommunica- theoretically and experimentally, significant enhancements in the
tion band.8–10 Nonetheless, the low refractive index of this material Q factor of SiN cavities. Slow light refers to optical modes with a
poses challenges to achieving high Q factors because of the lower small group velocity. There are two standard mechanisms to gen-
index-contrast attainable compared to silicon.11–14 To improve their erate slow light, both of which require spectral regions of high
dispersion. One of them uses material dispersion such as that created found as
near an atomic resonance, while the other uses structural dispersion U UC κ 2 3
such as that created in photonic crystals.18 Slow-light waveguides of Qm = ωm = ωm [L + ( ) L ], (2)
P P mπ
both types have been used in the past to increase the photon lifetime
in various cavities,19–24 showing that the Q factor increases with the where UC = U0 /L = 12 ε0 n20 E02 A is a constant and P is the power dis-
group index, ng . However, despite its potential, this approach has sipation. Assuming that the loss of the waveguide is small and hence
not been thoroughly investigated, thus far overseeing aspects such considering a constant P, the Q factor scales with the cube of the cav-
as the effect of the cavity length on the cavity performance. Here, we ity length L. Equation (2) clearly shows that it is possible to enhance
show experimentally that nanobeam cavities incorporating a slow- the Q factor by modestly increasing the length of the cavity. Note
light photonic crystal waveguide exhibit a Q factor that increases that the L3 dependence of Q is not expected for slow-light cavities
with the cube of the cavity length (as opposed to the characteris- based on slow light resulting from material dispersion.19
tic linear dependence of standard cavities25 ), enabling the design of Although the analysis leading to Eq. (2) considers a small sinu-
high-Q SiN nanobeam cavities with modest footprints despite a low soidal index variation, a similar result is expected for more compli-
refractive index contrast. Using this approach, we report experimen- cated periodic patterns. To verify the validity of Eq. (2) for other
tal measurements of Q factors as large as 4.42 × 105 and theoreti- cavities, we perform 2.5D finite-difference time domain (FDTD)
cal estimations of several millions for glass-cladded SiN nanobeam simulations (Lumerical) on three slow-light waveguides with differ-
cavities. These values are the largest Q factors reported to date for ent group indices (ng = 24, ng = 14, and ng = 7) and examine the
non-suspended SiN nanobeam cavities, and are comparable to those effects of ng and L on the Q factor. The designed slow-light waveg-
reported in suspended nanobeam cavities.15–17 Furthermore, our uides are made of SiN strip waveguides periodically patterned with
numerical simulations indicate that the Purcell factor of these slow- elliptical holes spaced by a distance of Λ = 515 nm. SiN is modeled by
light cavities increases quadratically with the cavity length despite the Sellmeier equation given in Ref. 27 to take into account the mate-
the increased mode volume, which could be useful for applications rial dispersion. Since the material absorption of our low-pressure
involving molecule sensing and strong interaction with quantum chemical vapor deposition (LPCVD) SiN is vanishingly small, it is
emitters. neglected in the simulation. The elliptical shape of the holes results
The remainder of the paper is organized as follows. In Sec. II, in a wider stopband and a larger mirror reflectivity compared to
the principles of operation, cavity design, and simulation results are the circular one.28 The cross section of the waveguides is 1200 ×
discussed. In Secs. III and IV, the experimental results are presented 300 nm2 , which is chosen to support only the fundamental trans-
and discussed, respectively. In Sec. V, the major conclusions are verse modes (TE and TM) maintaining at the same time a good
summarized. mode confinement. The entire structure is encapsulated in SiO2 ,
having substrate and upper-cladding thicknesses of 10 μm and 4 μm,
respectively.
II. PRINCIPLE OF OPERATION AND CAVITY DESIGN The band structures of the three slow-light waveguide designs
One of the techniques used to increase the Q factor in optical are plotted in Fig. 1(a). Only the first two bands corresponding to
cavities is based on utilizing a slow-light medium inside the cavi- the dielectric mode (solid line) and the air mode (dashed line) are
ties.19–24 The enhanced photon lifetime in the slow-light medium, shown. For the dielectric mode, most of the mode power is confined
which is a consequence of an increased ng and a reduced group in the high index material. Thus, larger Q factors could be obtained
velocity, augments the Q factor. In a structural slow-light waveg- for this mode in comparison to the air mode for which most of the
uide, it is feasible to increase ng by changing the structural param- power is in the low index material. To define a cavity, we simply
eters of the waveguide and adjusting the slope of the band at the truncate the number of holes in the slow-light waveguides, N W , as
wavelength of interest. Nonetheless, as we discuss below, the Q fac- shown in the inset of Fig. 1(b). This acts as a uniform-reflectivity
tor of a slow-light cavity (slow-light waveguide bounded by mir- mirror because the effective indices of the waveguide mode do not
rors) also depends critically on the cavity length (L). To obtain an vary much over the wavelength range of interest. As can be inferred
understanding of the basic physical mechanism leading to the Q- from Fig. 1(a), the first band (solid line) of the three waveguides is
factor enhancement in such a cavity, we first consider a simple case far away from the light cone (gray region), meaning that the radi-
of a 1D waveguide with periodic index variation in the form of ation loss to the light cone is negligible for all the cavities. Thus,
n(x) = n0 + n1 cos(2πx/Λ), where n1 is small compared to n0 . The the contribution of the radiation loss and mirror reflection to the
stored energy in such a structure is given by26 Q factor is decoupled from that of ng . Figure 1(b) illustrates how
the Q factor of the fundamental TE mode in each of these three
κ2 /γL cosh γL sinh γL − (Ω/ν)2 cavities is enhanced as N W is increased. As expected from our previ-
U = U0 [ ], (1) ous analysis leading to Eq. (2), the simulation results fit the form
γ2 cosh2 γL + (Ω/ν)2 sinh2 γL Q = aNW 3
+ bNW very well (note that L scales linearly with N W
as L = ΛN W ; here we have replaced L with N W ). It is also worth
where U0 = 12 ε0 n20 E02 AL is the energy stored in an unstructured noting that the larger the ng is, the larger the Q factor is for a
waveguide of the same length, L is the length of the waveguide, constant L.
ν = c/n0 is the phase velocity of light in the background material, For further analysis, we use the slow-light waveguide with the
κ is the coupling strength, Ω √ = ω − ω0 is the detuning from the largest group index (ng = 24 obtained for the hole radii of 500 nm
Bragg frequency, and γ = κ2 − (Ω/ν)2 . After some brief alge- and 110 nm) in the remaining of this paper. To achieve high Q fac-
braic calculations, the quality factor at resonances where γL = imπ is tors, the slow-light waveguide (with N W holes) is bounded by Bragg
FIG. 1. (a) Band structures of one unit cell in various slow-light waveguides with ng
= 24 obtained for the hole radii of 500 nm and 110 nm, ng = 14 obtained for the hole
radii of 200 nm and 110 nm, and ng = 7 obtained for the hole radii of 100 nm and
110 nm. The solid (dashed) lines refer to the dielectric (air) mode, the gray regions
FIG. 2. (a) Top view of the proposed nanobeam cavity made of a slow-light waveg-
show the light cone, and the red dots illustrate the operating frequencies of the
uide with NW holes between two sets of taper and mirror with NT and NM holes,
cavities made of these slow-light waveguides. (b) The Q factor of the fundamental
respectively. (b) Magnitude of the magnetic field |H| of the fundamental resonant
resonant mode (TE polarization) vs NW in the three cavities made of the slow-light
mode in cavities with NW of 40, 120, and 160, respectively. The scale bar rep-
waveguides with different ng . The inset shows the geometry of the cavities.
resents 5 μm. (c) The Q factor and effective mode area vs NW . Red dots are
the Q factor found by FDTD simulations and the blue curve shows the fitting to
3
Q = aNW + bNW .
mirrors on both sides (with N M holes each) to form a nanobeam
cavity, as depicted in Fig. 2(a). Two tapers (with N T holes each) are
used between the slow-light waveguide and the mirrors to adiabati- calculated by
cally match their mode profiles and minimize scattering losses.6 The ( ∣H∣2 dA)2
minor and major radii of the holes in the mirror sections are 60 nm A= ∫ , (3)
∫ ∣H∣ dA
4
and 200 nm, respectively. The hole parameters in the taper sections
are adjusted to create a quadratic tapering of the filling factor and an where H is the magnetic field vector.29 Figure 2(c) plots the value of
exponential decay of the fields along the tapers.6 The magnetic field A as a function of N W as obtained from FDTD simulations. Contrary
distributions of the fundamental TE resonant mode in the proposed to the cubic scaling of the Q factor, the effective mode area follows
cavity for three different N W values of 40, 120, and 160 are plotted a linear trend. Note that the same linear trend is expected for the
in Fig. 2(b). These field profiles are given for a constant number of mode volume, V. Hence, the Purcell factor of the cavity, Pf ∝ Q/V,
holes in the taper and mirror sections (N T = 80 and N M = 60). The exhibits a quadratic dependence on the cavity length.
Q factor vs N W for the same number of holes in the taper and mir-
ror sections is also depicted in Fig. 2(c). The Q factor varies, again,
with the cube of L and a high Q factor of ∼1.7 × 107 is achieved at III. EXPERIMENTAL RESULTS
a wavelength of ∼1627 nm for N W = 200. It should be noted that We fabricated a set of devices of different parameters (N W ,
even larger Q factors are predicted by adding more holes to the mir- N T , and N M ) using the structural specification detailed in Sec. II.
ror sections (For instance, a Q factor of ∼2.8 × 107 is obtained for Details of the fabrication procedure are given in Sec. VI. Since the
N M = 70). nanobeam cavities are designed for TE polarization, when charac-
Finally, we estimate how the effective area of the mode terizing their performances, excess TM polarization is not desired.
in the (x, z) plane, A, scales with the cavity length and is To eliminate unwanted TM light caused by our laser source and
FIG. 4. (a) Measured transmission spectra of a nanobeam cavity with NW = 200, NT = 80, and NM = 60 for TE polarization. The blue and red curves correspond to the results
obtained from a coarse sweeping of the tunable laser with a 2 pm step size and a fine sweeping with a 0.2 pm step size, respectively. (b) Zoom-in of the resonant peak
indicated by the black arrow in (a), with the measured linewidth. (c) Measured transmission spectra of the same cavity for TM polarization. (d) Zoom-in of the resonant peak
indicated by the black arrow in (c), with the measured linewidth.
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