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Articles

The Effect of Weather on Respiratory and Cardiovascular Deaths in


12 U.S. Cities
Alfésio L. F. Braga,1, 2 Antonella Zanobetti,1 and Joel Schwartz1
1Environmental Epidemiology Program, Harvard School of Public Health, Boston, Massachusetts, USA; 2Environmental Pediatrics
Program, University of Santo Amaro School of Medicine, and Laboratory of Experimental Air Pollution, Department of Pathology,
University of São Paulo School of Medicine, São Paulo, Brazil

Total mortality encompasses deaths from


We carried out time-series analyses in 12 U.S. cities to estimate both the acute effects and the a wide variety of causes. Different disease
lagged influence of weather on respiratory and cardiovascular disease (CVD) deaths. We fit gener- states may show different sensitivities to
alized additive Poisson regressions for each city using nonparametric smooth functions to control extremes in temperature. Understanding
for long time trend, season, and barometric pressure. We also controlled for day of the week. We these differences may help in understanding
estimated the effect and the lag structure of both temperature and humidity based on a distributed both the sensitive populations and the mech-
lag model. In cold cities, both high and low temperatures were associated with increased CVD anisms of action. In this study, we assessed
deaths. In general, the effect of cold temperatures persisted for days, whereas the effect of high the lag structure between weather and respira-
temperatures was restricted to the day of the death or the day before. For myocardial infarctions tory and CVD daily deaths in 12 U.S. cities,
(MI), the effect of hot days was twice as large as the cold-day effect, whereas for all CVD deaths applying polynomial distributed lag models.
the hot-day effect was five times smaller than the cold-day effect. The effect of hot days included
some harvesting, because we observed a deficit of deaths a few days later, which we did not Materials and Methods
observe for the cold-day effect. In hot cities, neither hot nor cold temperatures had much effect on Data. We extracted daily counts of deaths
CVD or pneumonia deaths. However, for MI and chronic obstructive pulmonary disease deaths, caused by pneumonia [International
we observed lagged effects of hot temperatures (lags 4–6 and lags 3 and 4, respectively). We saw Classification of Diseases, 9th Revision (ICD-
no clear pattern for the effect of humidity. In hierarchical models, greater variance of summer and 9), 480–487] (8), deaths caused by chronic
winter temperature was associated with larger effects for hot and cold days, respectively, on respi- obstructive pulmonary diseases (COPD)
ratory deaths. Key words: cardiovascular deaths, nonparametric smoothing, respiratory deaths, (ICD-9: 490–496), all CVD (ICD-9:
temperature, time series, weather. Environ Health Perspect 110:859–863 (2002). [Online 390–429), and specifically myocardial infarc-
18 July 2002] tion (MI) (ICD-9: 410) in the metropolitan
http://ehpnet1.niehs.nih.gov/docs/2002/110p859-863braga/abstract.html counties containing the cities of Atlanta,
Georgia; Birmingham, Alabama; Canton,
Ohio; Chicago, Illinois; Colorado Springs,
Weather is known to modulate health. its lag structure. Rather than look at simple Colorado; Detroit, Michigan; Houston,
Seasonal changes of temperature promote means of, for example, the previous week’s or Texas; Minneapolis-St. Paul, Minnesota;
changes in the daily number of respiratory 3 weeks’ temperature, we have allowed the New Haven, Connecticut; Pittsburgh,
and cardiovascular diseases (CVD) as well as effect of weather to vary with the lag time Pennsylvania; and Seattle and Spokane,
in total and cause-specific mortality. These between exposure and the related death, with Washington from National Center for
effects are more prominent among elderly lags up to 3 weeks. To reduce the noise that Health Statistics mortality tapes for the years
people and children (1). accompanies estimating the effects of temper- 1986 through 1993 (9). We combined data
Although cold temperatures show greater ature on 21 different days, we applied a poly- from Minneapolis and St. Paul and treated
effects than do hot temperatures, other fac- nomial distributed lag model (5,6). In our them as one city. We obtained daily weather
tors such as respiratory epidemics, usually previous study (7), we examined 12 U.S. data from the nearest airport station (10).
present during the winter, make unclear the cities and estimated the effect of mean daily Methods. We modeled counts of daily
precise role of temperature on increased mor- temperature and relative humidity on each of deaths in a Poisson regression. Our models
bidity and mortality. On the other hand, heat the 21 days before the death on total deaths included two basic components. We exam-
and heat waves are associated with increased in each of the cities. We did meta-analyses ined the effects of temperature and humidity
morbidity and mortality (2). Increases of stratifying the analyses in two groups: hot and allowing for nonlinear effects and for those
heat-related illnesses have been reported dur- cold cities. In cold cities, we found both high effects that persisted for up to 3 weeks. We
ing episodes of excessive temperature, espe- and low temperatures associated with describe the methods for doing this below.
cially in mid-latitude cities (3,4). The effect increased deaths. Although the cold effect We found 3 weeks to be more than sufficient
of heat waves has gained more attention persisted for days, the effect of high tempera- to capture the effects on total deaths in our
because of the expected changes in mean tem- tures was more immediate (day of and day
perature with the increase of greenhouse before the death) and was twice as large as the Address correspondence to J. Schwartz,
gases. Because other factors contribute to the cold effect. However, the hot temperature Environmental Epidemiology Program, Department
seasonal patterns in mortality, studies have effect appears to involve primarily harvesting. of Environmental Health, Harvard School of Public
begun to focus on the short-term effects of In hot cities, neither hot nor cold tempera- Health, 665 Huntington Ave., Bldg. I, Room 1414,
Boston, MA 02115 USA. Telephone: (617) 384-
weather, controlling for season. In this regard, tures had much effect on deaths. Moreover, 8752. Fax: (617) 384-8745. E-mail: jschwrtz@
realization has been growing that weather the magnitude of the effect of hot tempera- hsph.harvard.edu
changes might cause delayed effects and that ture varied with central air conditioning use This work was supported in part by NIEHS grant
some of the heat-related deaths might be very and the variance of summer temperatures. ES 00002 and U.S. EPA Research Center Award
short-term displacements of the deaths of These results agree with other studies that R827353. A.L.F.B. received personal grants from São
critically ill people, a phenomenon sometimes have pointed out the impact of housing, air Paulo State Research Support Foundation
(98/130214) and University of Santo Amaro
referred to as harvesting. conditioning, and variability of mean temper- (UNISA).
To address these issues, we have studied the ature as important factors on heat-related Received 17 August 2001; accepted 7 February
effect of temperature on mortality, focusing on health effects (2). 2002.

Environmental Health Perspectives • VOLUME 110 | NUMBER 9 | September 2002 859


Articles • Braga et al.

previous study (7). We modeled the covari- mortality are usually nonlinear, with J-, U-, MI deaths, and combining effect size esti-
ates we controlled for (season and trend, day or V-shaped relations commonly reported, we mates, by lag over the cities, we can estimate
of the week, and barometric pressure) by used both a linear and a quadratic term for the distribution of the effect of temperature
using nonparametric smoothing as described temperature at each lag. Equation 1 can be and humidity over time. To combine results
below. recast as across cities, we used inverse variance
In environmental epidemiologic studies, weighted averages including a random vari-
we expect the relationship between the out- ance component to incorporate heterogeneity.
come and some variables to be nonlinear. The Log [E(Y)] = α + ω0Xt + … + ωqXt–q + ωq+1Xt 2 We stratified analysis in two groups of
generalized additive model (11) fits smooth + … + ωq+qXt–q2 + εt , [2] cities: the hot cities (Atlanta, Houston, and
functions for these variables. We chose Loess Birmingham) and cold cities (Canton,
smoothes for our models (12). where the ωi are parameters. Chicago, Colorado Springs, Detroit,
In this 8-year study, we used a smooth Because substantial correlation exists Minneapolis, New Haven, Pittsburgh, and
function of time to capture the basic long between temperatures on days close together Spokane). As we observed in the total mortal-
time trend represented by the expected six and between temperature and its square, the ity study (7), the differences in the temperature
rises and falls in daily deaths over the period above regression will have a high degree of ranges between these two groups of cities pre-
because of seasonality (13). This approach has collinearity. This will produce unstable esti- cluded a useful combination across all cities.
been adopted systematically in environmental mates of the individual ωi and hence poor In this hierarchical study (i.e., a study
epidemiologic studies of daily deaths estimates of the shape of the distribution of with multiple levels of analysis), we first fitted
(6,14–16). Seasonal patterns can vary greatly the effect over lag. a generalized additive Poisson regression for
among cities and for different causes of death. To gain more efficiency and more insight each city and each outcome. In the second
We chose a separate smoothing parameter in into the shape of the distributed effect of the stage of the analysis, we fitted an ecologic
each city and for each cause to both eliminate temperature over time, constraining ωi is use- regression to investigate the role of the preva-
seasonal patterns in the residuals and reduce ful. If this is done flexibly, substantial gains in lence of central air conditioning and the vari-
the residuals of the regression to “white noise” reducing the noise of the unconstrained dis- ance of summer and winter temperature, the
(i.e., remove serial correlation), as described tributed lag model can be obtained, with background mortality rate, percentage of
previously (17). In models with remaining ser- minimal bias (6). The most common population with a college degree, percent
ial correlation from the residuals, we incorpo- approach is to constrain the shape of the vari- nonwhite, percent unemployed, percent liv-
rated autoregressive terms (18). ation of the ωi with lag number to fit some ing below the poverty level, city size, and
The other covariates were barometric polynomial function. We used separate mean age of the population on the estimated
pressure on the same day and day of the fourth-degree polynomial constraints for the effect of hot days (24 hr mean of 30°C) and
week. To allow for city- and cause-specific linear and quadratic temperature terms, cold days (24 hr mean of –10°C) on cause-
differences, we chose the smoothing parame- because that should be flexible enough to specific deaths. To do this, we regressed the
ters for these covariates separately in each encompass any plausible pattern of delayed estimated effect in each city at each of those
location and for each cause to minimize effect over time. The result is a 10 degree-of- temperatures against the above explanatory
Akaike’s information criterion (19). freedom surface of the effect of temperature variables. We obtained prevalence of air con-
Distributed lag models. Distributed lag over the past 3 weeks on death from each spe- ditioning from the American Housing Survey
models have been used extensively in the cific cause. We simultaneously included linear Web site and the remaining demographic
social sciences (20), and their use in epidemi- and quadratic terms for relative humidity up data from the 1990 census. We used inverse
ology was described by Pope and Schwartz to 20 days before the death in the model, variance weighting. Where heterogeneity
(21). Recently, this methodology has been subject to similar constraints. remained, as assessed by a chi-square test, we
applied to several studies estimating the dis- The immediate effects of weather extremes fitted the regression including a random vari-
tributed lag between air pollution and health may represent harvesting—that is, deaths ance component, estimated using a maxi-
effects (6,15,22). The motivation for the dis- brought forward by only a few days. To assess mum likelihood approach, following the
tributed lag model is the realization that tem- this, we compared the estimated immediate method of Berkey et al. (23).
perature can affect deaths occurring not (lag 0 and 1) effect of hot days with the sum
merely on the same day but also on several of the estimated effect over 7 days. Results
subsequent days. Therefore, the converse is By fitting the same model in 12 different Table 1 presents the descriptive analysis of the
also true: deaths today will depend on the locations, for pneumonia, COPD, CVD, and variables used in the study. The cities varied in
“same-day” effect of today’s temperature, the
“one-day lag” effect of yesterday’s tempera- Table 1. The populations and the descriptive analysis of the variables in the study in the 12 locations.
ture, and so forth. Therefore, suppressing 1990 Temperatureb (°C) Humidityc (%) Pressured
covariates and just focusing on temperature Cities population Deathsa 5% Mean 95% 5% Mean 95% (mm Hg)
for the moment, the unconstrained Poisson Atlanta 1,642,533 36.2 3.3 17.1 28.3 41.0 67.0 93.0 736
distributed lag model assumes Birmingham 651,525 19.1 2.8 16.9 27.8 49.0 70.5 91.0 747
Canton 367,585 9.9 –6.1 10.0 24.4 51.0 73.7 93.0 729
Chicago 5,105,067 133.4 –7.2 10.1 25.6 50.0 70.8 92.0 744
Log [E(Yt)] = α + β0Xt + … + βqXt–q + εt , [1] Colorado Springs 397,014 6.0 –6.1 9.5 22.8 25.0 51.0 84.0 610
Detroit 2,111,687 59.7 –6.1 10.5 25.6 49.0 69.2 89.0 744
Houston 2,818,199 47.0 7.2 20.3 30.0 54.0 75.0 92.0 760
where Xt–q is the temperature q days before Minneapolis 1,518,196 32.3 –13.3 7.9 25.0 45.0 68.7 90.0 739
the deaths. In this study, we examined the New Haven 804,219 20.4 –6.1 10.7 25.0 43.0 66.8 92.0 760
effect of temperature in the 12 cities on Pittsburgh 1,336,449 42.4 –5.0 11.2 25.0 48.0 69.3 90.0 732
deaths with latencies (lags) ranging from Seattle 1,507,319 29.3 2.8 11.4 20.6 52.0 77.0 93.0 752
zero to 20 days after the temperature event. Spokane 361,364 8.7 –5.6 8.8 22.8 35.0 68.0 95.0 699
Because the effects of temperature on aDaily mean. bDaily mean temperature. cRelative humidity. dBarometric pressure.

860 VOLUME 110 | NUMBER 9 | September 2002 • Environmental Health Perspectives


Articles • Weather and respiratory and cardiac deaths

size, although in 1990 seven cities of the study daily deaths, respectively), whereas for all of a hot day. The variance of winter tempera-
had more than one million inhabitants. We CVD deaths it was five times smaller than the ture was similarly associated with substantial
divided the cities in two groups according to cold-day effect (1% and 5% increases in daily increase in the death rate on cold days.
their meteorologic characteristics: hot (Atlanta, deaths, respectively). For MI deaths and hot None of the demographic factors (back-
Birmingham, and Houston) and cold days we observed a harvesting effect: After 2 ground mortality rate, percentage of popula-
(Canton, Chicago, Colorado Springs, Detroit, days we found a 12% increase in deaths, tion with a college degree, percent nonwhite,
Minneapolis, New Haven, Pittsburgh, and which decreased to 4% when we looked at the unemployment rate, percent below poverty
Spokane). Among the hot cities, Houston was cumulative effects up to 7 days. For CVD level, city size, and mean age of the popula-
the hottest and most humid; among the cold deaths, we found a 3% increase after 2 days tion) modified the effect of either cold or heat
cities, Minneapolis was the coldest and had the that decreased to –0.6% after 7 days. waves in our data (p > 0.12).
widest range of temperatures. Seattle, located Also, only hot temperatures increased
in the extreme northwest of the United States, COPD deaths (25%); the cold effect was Discussion
had the narrowest range of temperatures of the zero. Pneumonia deaths differed from the Temperature has been recognized as a physical
cities in this study and rarely exhibited extreme other causes of death in that the cold-day agent able to induce health effects (1,2,24).
temperatures. effect was larger, and the effect of hot temper- The rapid buildup of greenhouse gases is
In the hot cities and in New Haven, tem- atures was stronger at lags 3–5 (an average of expected to increase both mean temperature
perature was positively associated with 15% increase). and temperature variability around the world
humidity. Correlations between temperature In hot cities (Figure 2), neither hot nor (25). This has added urgency to the need to
and barometric pressure were, in general, cold temperatures had much effect on CVD better understand the direct effects of such
small and negative. or pneumonia deaths. However, for MI and changes on daily death rates, and to better
We estimated the covariate-adjusted COPD deaths, we observed lagged effects of understand the modifiers of those effects. One
(including humidity) effects of temperature on hot temperatures (lags 4–6, 4% increase, and issue that has been extensively explored in this
respiratory and CVD daily deaths by lag in the lags 3 and 4, 6% increase, respectively). field is the shape of the relationship between
12 cities, using a standard range of tempera- Similar to that observed in total mortality temperature and deaths. U- and V-shapes have
tures. We then performed a meta-analysis of analysis (7), when we estimated the effect of been reported in regions where both hot and
temperature effect for hot and cold cities. We humidity on respiratory and CVD daily cold temperatures have been associated with
did not include Seattle in this stratified analysis deaths in each of the 12 cities, we observed no fatal events with similar magnitudes of effects,
by temperature groups because its mild tem- consistent pattern, in terms of either lag struc- whereas J-shapes and even a linear shape have
perature range did not fit in either group. ture or differences between high and low been reported in regions where the susceptibili-
In cold cities (Figure 1), both high and humidity. Stratifying the cities by weather ties for extreme temperatures are not similar
low temperatures were associated with characteristics also did not suggest any pattern (22). We have focused our attention on
increased numbers of CVD deaths. In general, for humidity. exploring the lag structure between tempera-
the effect of cold temperatures persisted for In the meta-regressions, none of the pre- ture and daily deaths using a systematic
days, whereas the effect of high temperatures dictors significantly modified the effects of approach to look at the delayed effects of
was restricted to the day of the death or hot or cold days on CVD deaths (Table 2). weather on mortality up to 3 weeks afterwards.
immediately the day before. For MI deaths, However, for both COPD and pneumonia, In this study we looked at the temperature
the hot-day effect at lag zero was twice as large the variance in summer temperature was asso- effect on cause-specific deaths in 12 U.S. cities.
the cold-day effect (6% and 3% increases in ciated with substantial increases in the effect As observed in the total mortality study (7),
hot and cold temperatures were associated with
increased deaths, and the shape of this relation-
log Relative risk

log Relative risk

0.12
A
0.10
B ship varied according to climatic characteristics
0.06 0.05 of the cities. However, we found sizable effects
0.00
0.00 of temperature on daily deaths just at lag 0.
–0.05 We found lagged effects of hot temperatures in
–0.06 –0.10 hot cities and specifically for MI and COPD,
–1 0 –1 0
Te 2
0
4 Te 2 4 and in cold cities for pneumonia.
m 8 m 0 8
pe 12
12 s pe 12
12 ys
In cold cities, we found differences in terms
ra
tu 24 16 -day ra 24 -da of temperature effect on CVD. Although both
re Lag tu
re
16 Lag
20 20 hot and cold temperatures affected MI and
total CVD deaths, the relative impacts of the
C D extreme temperatures were different. Cold pre-
log Relative risk

sented more homogeneous and persistent


log Relative risk

0.25

0 0.25 effects on both outcomes, with no evidence of


–0.25
harvesting. Heat presented a much more
0.00
important effect on MI deaths than it did on
–0.5
–0.25 CVD deaths. These effects were predominantly
–0.75
0
short-term mortality displacement. The pattern
– 0 –1
Te 12 0 4 Te 2 0 4 observed for temperature effects on CVD
m 8 m 8
pe 12 pe 12 12
deaths in cold cities is similar to those observed
ra 12 ra s
tu 24
16 da ys tu 24 16 - day for total deaths, probably because most of the
re ag- re 20 Lag
20 L total mortality is due to CVD deaths.
Figure 1. Overall effect of temperature (°C) on MI (A), CVD (B), pneumonia (C), and COPD (D) daily deaths Cold temperatures did not have much
in the eight cold cities: Canton, Colorado Springs, Chicago, Detroit, Minneapolis, New Haven, Pittsburgh, effect on respiratory mortality in cold cities.
and Spokane. In the z-axis, a log relative risk of 0.1 represents a 10% increase in mortality. However, heat increased respiratory deaths.

Environmental Health Perspectives • VOLUME 110 | NUMBER 9 | September 2002 861


Articles • Braga et al.

For COPD, the heat effect was remarkable In our hierarchical model, we found that climates than in colder climates. In our 12-
and acute (lag 0, 25-fold higher than the cold the variance of summer and winter tempera- city U.S. studies, the converse was true: The
effect), whereas we observed a lagged effect ture was associated with substantial changes effect of hot days was worse in cities where
for pneumonia. in the effects of hot and cold days on respira- they were less common. In the Eurowinter
In hot cities, we found no relevant effects tory but not CVD deaths. The substantial study, the effect of cold days was reduced by
of cold on both respiratory death and CVD mortality increase in cities with more variable warmer temperatures in the living room and
deaths. When we analyzed pneumonia, we temperature suggests that increased tempera- more hours per day of heat in the bedroom—
observed no association with temperature. ture variability is the most relevant change in that is, by greater use of space conditioning to
The same behavior could be seen for CVD. climate for the direct effects of weather on reduce exposure to the cold weather. In our
However, for the relation between heat and respiratory mortality. study, greater use of central air conditioning
both MI and COPD deaths, we saw a pattern In many ways, the results of this study and was associated with a reduced effect of hot
different from the total mortality results: We our previous study of total mortality parallel days for total and for cause-specific mortality,
observed lagged effects for these two causes of those of the Eurowinter study (27), which although the results were less significant for
death. Hence, even in hot cities, where people assessed the association between daily deaths the cause-specific mortality. Greater variability
are more accustomed to hot temperatures and and temperature in the winter in eight in either summer or winter temperatures,
air conditioning is common (26), the effect of European regions. Daily deaths increased with which might be expected to reduce protective
heat on health, leading to increased deaths, can falling temperatures in all regions. However, behavior such as always wearing hats, was
overcome adaptive mechanisms. the effect of a cold day was greater in warmer associated with increased effects of cold or
heat waves. The overall message seems to be
A B
that space conditioning and behavior can sub-
log Relative risk

log Relative risk

0.13 0.10 stantially modify the adverse impacts of tem-


0.00
0.05 perature extremes, but that this behavior is
0.00 more frequently found in the climates where
–0.13
–0.050 those extremes are common.
–1 0
We found no association in the second-
–1 0
Te 2 0 4 Te 2 4 stage analysis with baseline mortality rates or
m 8 m 0 8
pe 12 12 pe 12 social or demographic factors. However, a
ra 24 ys ra 12
tu 16 -da 24
ys log-linear regression builds in interactions by
re Lag tu
re
16
-da
20 20 Lag design—that is, we estimated our tempera-
ture effect as a relative or percentage change
C D in each city. In cities with a higher baseline
log Relative risk

rate, a greater absolute effect is built in. The


log Relative risk

0.00 0.000
second-stage regression therefore tests super-
–0.06
–0.120
multiplicativity. This makes the failure to
–0.12 find interactions with direct or indirect mark-
–0.18 –0.240 ers of baseline risk understandable and the
association with the temperature variances
–1 0 0
Te 2 4 more impressive.
–1

4
Te

0
2

m 12 8 8 In the present study and in the previous


m

pe
0
pe

12 12
ra 24 ays ays one (7), we have used mean temperature. The
12

tu -d -d
ra

16
re Lag 16 Lag
tu

24

20 20 best indicator of the temperature effect on


re

Figure 2. Overall effect of temperature (°C) on MI (A), CVD (B), pneumonia (C), and COPD (D) daily deaths health is still debated (2). Further analysis
in the three hottest cities: Atlanta, Birmingham, and Houston. In the z-axis, a log relative risk of 0.1 repre- using different parameters (e.g., minimum
sents a 10% increase in mortality. temperature and dew point temperature) are
needed to compare the results presented here
Table 2. Percentage increase in cause-specific deaths at 30°C and at –10°C for the difference between and elsewhere, and for finding the best instru-
the 90th and 10th percentiles in air conditioning, variance of summer temperature, and variance of winter
temperature.
ment for estimating the health effect due to
extreme weather exposure.
Summer effect Winter effect In this cause-specific death study, we saw
Percent 95% CI Percent 95% CI
no consistent patterns for the relation of
CVD humidity to daily deaths by city. The com-
Air conditioning –1.15 –14.72–14.60
–9.67–12.77
bined city estimate reinforced this idea, show-
Variance summertime temperature 0.93
Variance wintertime temperature 2.20 –1.19–5.71 ing no overall effect of humidity on total
MI daily deaths. Using dew point temperature
Air conditioning –16.99 –35.64–7.06 can give a more reasonable estimate of the
Variance summertime temperature 15.67 –7.54–44.71 humidity effect on daily deaths and should be
Variance wintertime temperature –3.63 –11.62–5.08
pursued in the future.
COPD Air pollution is a predictor of daily
Air conditioning –13.44 –45.89–38.49
Variance summertime temperature 42.76 4.54–94.94
deaths. Effect modification was tested by
Variance wintertime temperature 25.86 –1.12–60.20 Samet et al. (26) in a study of 20 years of data
Pneumonia in Philadelphia. They stratified days into 20
Air conditioning –8.31 –30.79–21.47 categories based on synoptic weather condi-
Variance summertime temperature 28.01 3.96–57.63 tions and found no effect modification. This
Variance wintertime temperature 12.57 2.87–23.19 does not preclude the possibility that effect

862 VOLUME 110 | NUMBER 9 | September 2002 • Environmental Health Perspectives


Articles • Weather and respiratory and cardiac deaths

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