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Acta Psychiatr Scand 2018: 138: 379–400 © 2018 John Wiley & Sons A/S.

© 2018 John Wiley & Sons A/S. Published by John Wiley & Sons Ltd
All rights reserved ACTA PSYCHIATRICA SCANDINAVICA
DOI: 10.1111/acps.12918

Review
Systematic review and guide to management
of core and psychiatric symptoms in youth
with autism
Ameis SH, Kassee C, Corbett-Dick P, Cole L, Dadhwal S, Lai M-C, S. H. Ameis1,2,3 , C. Kassee1,
Veenstra-VanderWeele J, Correll CU. Systematic review and guide to P. Corbett-Dick4, L. Cole4,
management of core and psychiatric symptoms in youth with autism S. Dadhwal1, M.-C. Lai1,2,3,
J. Veenstra-VanderWeele5,
Objective: Evidence-based guidance of clinical decision-making for the C. U. Correll6,7,8
management of Autism Spectrum Disorder (ASD) is lacking, particularly for
co-occurring psychiatric symptoms. This review evaluates treatment evidence
for six common symptom targets in children/adolescents with ASD and
provides a resource to facilitate application of the evidence to clinical practice.
Method: A systematic search identified randomized controlled trials (RCTs)
and high-quality systematic reviews published between 2007 and 2016, focused
on: social interaction/communication impairment, stereotypic/repetitive
behaviours, irritability/agitation, attention-deficit/hyperactivity disorder
symptoms, mood or anxiety symptoms, and sleep difficulties. We then
completed qualitative evaluation of high-quality systematic reviews/meta-
analyses and quantitative evaluation of recently published RCTs not covered by
prior comprehensive systematic reviews.
Results: Recently published RCTs focused on social interaction and
communication impairment (trials = 32) using psychosocial interventions.
Interventions for irritability/agitation (trials = 16) were mainly
pharmacological. Few RCTs focused on other symptom targets (trials = 2–5/
target). Integration of these results with our qualitative review indicated that
few established treatment modalities exist, and available evidence is limited by
small studies with high risk of bias.
Conclusion: Given the current evidence-base, treatment targets must be clearly
defined, and a systematic approach to intervention trials in children/adolescents
with ASD must be undertaken with careful consideration of the limitations of
safety/efficacy data.

Summations
• Evaluation of the evidence-base across treatments for core and commonly co-occurring behavioural symp-
toms in children with ASD demonstrates that few established treatment modalities exist, and treatment evi-
dence is largely based on small studies with high risk of bias.
• SSRIs are commonly prescribed in children with ASD; however, studies evaluating treatment of anxiety and
mood symptoms with this class of medications are completely lacking, and studies of SSRIs for treatment of
stereotypic/repetitive behaviours in ASD have been negative.
• Clinicians should work with families to assess treatment targets, evaluate the evidence-base, employ a sys-
tematic approach to intervention trials and help families navigate safety/efficacy of available interventions.
Considerations
• The current review did not evaluate the treatment literature in its entirety. The aim of this review was to summa-
rize findings from prior high-quality systematic review and extend these findings through objective evaluation of
recently published RCTs to provide a concise guide to the current treatment literature.
• Our quantitative review includes the examination of recently published RCTs that evaluated efficacy of treat-
ment interventions focused on any of six symptom targets as primary outcome measures. Studies that exam-
ined effects of interventions on any of our six target symptoms as a secondary outcome were not included
nor were studies of interventions aimed at treating ASD symptoms broadly.

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1
Child, Youth and Emerging Adult Program, Centre for Addiction and Mental Health (CAMH), Campbell Family Mental Health Research Institute, Toronto, ON, 2Department of
Psychiatry, Hospital for Sick Children, Toronto, ON, 3Department of Psychiatry, University of Toronto, Toronto, ON, Canada, 4Division of Developmental and Behavioural
Pediatrics, University of Rochester School of Nursing, University of Rochester Medical Centre, Rochester, NY, 5New York Presbyterian Hospital Center for Autism and the
Developing Brain, New York State Psychiatric Institute, Columbia University, New York, NY, 6The Zucker Hillside Hospital, Psychiatry Research, Northwell Health, Glen Oaks, NY,
7
Hofstra Northwell School of Medicine, Hempstead, NY, USA and 8Department of Child and Adolescent Psychiatry, Charite Universitätsmedizin, Berlin, Germany
Key words: autism; child and adolescent psychiatry; clinical aspects; review of the literature; treatment
Stephanie H. Ameis, Child, Youth and Emerging Adult Program, The Centre for Addiction and Mental Health, 80
Workman Way, #5224, Toronto, ON, Canada, M6J 1H4.
E-mail: stephanie.ameis@camh.ca

Accepted for publication May 21, 2018

Introduction The clinical management of children and adoles-


cents with ASD begins with the development of an
Autism spectrum disorder (ASD) is a lifelong neu-
evidence-based treatment plan for core symptoms
rodevelopmental condition that is prevalent in the
centring around educational and behavioural
general population (1, 2). In 2008, one in 65 eight-
interventions (7). Only two psychotropic medica-
year-old children across 14 U.S. communities had an
tions, risperidone and aripiprazole, are approved
ASD (3), with boys being affected three times more
by the U.S. Food and Drug Administration
frequently than girls (4). Care planning challenges in
(FDA) for use in children and adolescents with
ASD include determining: (i) the presence of co-
ASD, with indications specifically for irritability,
occurring language disorders, intellectual disability
rather than core ASD symptoms. Despite limited
(present in 40%) (5) and level of functioning; (ii)
evidence, other psychotropic medications are com-
indication for laboratory investigation for genetic or
monly used to treat co-occurring psychiatric symp-
metabolic causes of ASD (present in >10%) (6); and
toms. Among 2843 youth in the Autism Speaks
(iii) the presence of co-occurring medical or psychi-
Autism Treatment Network (AS-ATN), 46% of 6–
atric disorders requiring intervention (7).
11-year-olds and 66% of 12–17-year-olds with
Common co-occurring medical problems in
ASD were prescribed psychotropic medications
ASD include epilepsy (>10%), feeding disorders
(15). A review of studies reporting use of different
and gastrointestinal problems (primarily chronic
drug classes in individuals with ASD indicated that
constipation) (7). Clinically significant psychiatric
antipsychotics are the most commonly used fol-
symptoms are present in >50% of children and
lowed by ADHD medications (stimulants) and
adolescents with ASD and include irritability/agi-
antidepressants (16). Rates of use of psychosocial
tation, attention-deficit/hyperactivity disorder
interventions are not well documented.
(ADHD, ~40–60%), anxiety (~30–80%), depres-
In recent years, large consensus groups have
sion and sleep disruption (8–11). Accurate diag-
conducted systematic reviews and meta-analyses
nosis of co-occurring psychiatric symptoms
providing high-quality comprehensive evaluation
remains challenging due to lack of standardized
of studies and guidelines focused on treatment of
psychiatric assessment tools validated for use in
core symptoms of ASD and associated clinical
children with ASD (necessitating use of tools
challenges (17–19). The National Institute for
developed for the assessment of children without
Health and Care Excellence (NICE) guideline
ASD), communication impairments, symptom
number 170 (18), focused on the management and
overlap between ASD and co-occurring disorders,
support of children and adolescents with ASD, is
and symptom presentation that may differ across
the most recently published, comprehensive and
the ASD population (11, 12). Assessment strate-
rigorous, submitting a breadth of treatment studies
gies include integrating family report, child obser-
to evaluation using the Grading of Recommenda-
vation and collateral history from teachers/
tions Assessment, Development and Evaluation
therapists with the use of available objective rat-
(GRADE) approach (20). However, the accessibil-
ing scales to carefully delineate psychiatric symp-
ity and ease of reference of such comprehensive
toms that extend beyond ASD core features (11,
guidelines may be limited by their length (~800–
12). Treatment principles for psychiatric symp-
900 pages) and further interpretation may help
tom targets in non-ASD children/adolescents
facilitate application to everyday clinical decision-
may not be generalizable to those with ASD, as
making. Comprehensive review and provision of
exemplified by data indicating that treatment
guidance around treatment of psychiatric symp-
response may be lower in ASD and side-effect
tom targets have yet to be undertaken.
burden higher with some treatments (13, 14).

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Symptom target management for youth with ASD

Aims of the study meta-analyses of studies that evaluate healthcare


interventions, and (vi) written in English.
Here, we review the scientific evidence for effi-
Eligibility criteria for quantitative review inclusion
cacy of available treatments on core and com-
were as follows: (i) an RCT; (ii) involving human
monly co-occurring psychiatric symptom targets
participants age ≤18 years; (iii) with ASD; (iv) use of
in children and adolescents (≤18 years old) with
a psychosocial, pharmacological, biomedical or
ASD. Evidence for six treatment targets is evalu-
mixed/combined intervention; (v) clearly stated pri-
ated: (i) social interaction or communication
mary outcome(s) focused on any of our six symptom
impairment, (ii) stereotypic or repetitive beha-
targets (stated above); (vi) ≥12 participants per treat-
viours, (iii) irritability/agitation (including beha-
ment arm; (vii) written in English; and (viii) pub-
viours that challenge such as tantrums,
lished after 2013, to ensure evaluation of the recent
aggression and self-injury), (iv) ADHD symp-
literature without duplicating evaluation of studies
toms, (v) mood or anxiety symptoms, (vi) sleep
included in the NICE guideline (with search period:
difficulties. The current systematic review aims
1995 up to January 2013) (18).
to provide a concise, yet comprehensive, evalua-
All abstracts for systematic reviews/meta-ana-
tion of the treatment literature. Evaluation of
lyses published between 2007 and 2016 were
recently published treatment evidence is inte-
screened for inclusion into our qualitative evalua-
grated with summaries of results from prior
tion and all abstracts for RCTs, published between
high-quality systematic reviews and meta-ana-
2013 and 2016, were screened for inclusion into
lyses to provide one clinically oriented resource
our quantitative review (see Figure 1).
to facilitate evidence-based treatment decision-
making in children and adolescents with ASD.
Search procedure
Studies were selected through a systematic multi-
Methods stage process. We searched Medline, Embase, Psy-
Research questions
cInfo and Cochrane (published between January
2007 and March 2016) combining three categories
The key question addressed in this review was: (ASD, treatments, systematic review or meta-ana-
what is the evidence supporting the effectiveness of lysis) of relevant Keywords and Medical Subject
psychosocial, pharmacological or biomedical inter- Headings (see Appendix S1 including search strat-
ventions directed at any of our six symptom targets egy for details).
as primary outcomes in children and adolescents
with ASD?
Data extraction for systematic review
We conducted a systematic search to identify
both high-quality systematic reviews published After duplicates were removed, a total of 261 full-
between 2007 and 2016, as well as recently pub- text articles (110 RCTs and 151 systematic
lished randomized controlled trials (RCTs). Our reviews/meta-analyses) were appraised for inclu-
evaluation of the literature relevant to our review sion. Appraisal of all articles was conducted
was divided into: (i) qualitative evaluation of between September 2016 and February 2017 by
recent and distant literature through summary and two investigators (CK, SA). Each investigator
interpretation of results from high-quality system- independently assessed titles and associated
atic reviews and meta-analyses identified by our abstracts to select articles for full-text review. All
search; (ii) quantitative evaluation of recently pub- full-text articles were subjected to study eligibility
lished RCTs that were not covered by prior high- criteria and studies that still met criteria after
quality comprehensive systematic review. investigators read the complete article were
selected for inclusion.
Eligibility criteria
Forty-four papers included in the final synthesis
were systematic reviews/meta-analyses.
Eligibility criteria for qualitative review inclusion Forty studies included in the final synthesis were
were as follows: (i) a systematic review with or with- RCTs. Examples of excluded systematic reviews/
out meta-analysis, (ii) involving human participant meta-analyses were those with out-of-scope popu-
ages ≤18 years, (iii) with ASD, (iv) focused on treat- lations (i.e. adults, general disability population),
ments directed at any one or more of the six targets, those with out-of-scope targets (i.e. cognition,
(v) appraised to be of ‘high’ quality, based on the adaptive functioning) and those that were of low
utilization of principles outlined in the PRISMA methodological quality (e.g. insufficient description
checklist (21) for reporting systematic review and of methods, no description of included/excluded

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Fig. 1. PRISMA Flow chart showing selection of included studies. [Colour figure can be viewed at wileyonlinelibrary.com]

studies for evaluation). Examples of excluded Evaluation and synthesis of treatment data
experimental studies were non-RCTs, RCTs with
To provide a comprehensive evaluation and concise
out-of-scope populations (e.g. adults, developmen-
summary of the available treatment evidence across
tal/intellectual disabilities in general, or specific
our targets, results from our qualitative evaluation
genetic disorders such as Fragile X or Rett syn-
of the treatment literature for each target include:
drome), RCTs aimed at improving non-medical or
(i) a focused summary of findings from the NICE
non-psychiatric domains (e.g. employment rates,
guideline (18), which includes high-quality evaluation
general academic performance, daily living skills),
of the evidence-base relevant to each of our targets,
or RCTs with primary outcomes focused on gener-
and (ii) integration with findings from additional
alized symptoms (i.e. improvement of ASD symp-
high-quality systematic reviews/meta-analyses identi-
toms broadly), and RCTs without clearly stated
fied through systematic search. Summary of findings
primary outcomes.

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Symptom target management for youth with ASD

from psychosocial, pharmacological and biomedical made by the team of authors and positive results
interventions is presented. The Cochrane Collabora- for each treatment target were ranked according to
tion Risk of Bias Tool (22) was used to evaluate the the criteria in Table 1. Studies were considered to
quality of each RCT included in our final quantita- be small (n = 20–39/arm), medium (n = 40–74/
tive synthesis of the recent treatment literature. The arm) or large (n ≥ 75/arm), based on consensus
Cochrane Risk of Bias Tool assesses a study based among authors and informed by the size of studies
on the presence of a narrative description of evi- across the ASD treatment literature.
dence-based methodological features, which are as
follows: sequence generation, allocation conceal-
ment, blinding of participants and personnel, blind- Results and clinical practice recommendations
ing of outcome assessors, complete outcome data
Impaired social interaction and communication
available, no selective outcome reporting or other
sources of bias not covered by the preceding cate- Summary of qualitative review. In addition to the
gories. An assessment of ‘yes’, ‘no’ or ‘unclear’, was NICE guideline, nine systematic reviews (23–31),
made for a particular study based on whether there and 10 Cochrane reviews (32–41) were relevant to
was sufficient description for each category. This impaired social communication as a treatment tar-
assessment provided an overall ranking of ‘Low Risk get in ASD.
of Bias’ (yes in all categories), ‘High Risk of Bias’ The NICE guideline (18) evaluated 32 psychoso-
(one or more categories with a ‘no’ rating) or cial trials examining interventions directed at
‘Unclear Risk of Bias’ (‘unclear’ in one or more cate- impaired social communication in ASD (26 exam-
gories, without any category receiving a ‘no’ rating). ining this target as primary outcome, six as sec-
The standardized mean difference (SMD) was ondary outcome) (42–73). Due to differences in
calculated to measure effect size for the primary comparators and outcome measures, few meta-
outcome measure of the RCT using the final analyses were possible. Of the meta-analyses that
post-test means and standard deviations (SD) for were conducted, the highest quality results received
each treatment group. For those studies with mul- low to moderate quality ratings (summarized
tiple primary outcomes, one outcome was selected below). Caregiver or preschool–teacher-mediated
for SMD calculation and used in the final synthe- social communication interventions vs. treatment
sis, based on: (i) the reliability of the measure (i.e. as usual in young children with ASD showed small
a standardized measure and/or a blinded measure significant effects in favour of the intervention on:
was preferentially selected, if available), (ii) the social interaction (two studies, low quality) (58,
directness of the measure for a given intervention 62), number of communication acts (three studies,
(e.g. in a study with multiple primary outcomes, a low quality) (58, 59, 62) and increased joint shared
theory of mind (ToM) measure was selected as the attention (five studies, moderate quality (58, 62,
primary endpoint for an intervention focused on 63, 65, 73). Meta-analysis of three studies of chil-
improving ToM skills) and (iii) if the measure was dren/adolescents (mean age 8.5–15 years) with
used by other studies evaluated for the same target ASD without intellectual disability favoured social
to optimize comparison between studies. skills group interventions over treatment-as-usual
The following formulas were used for SMD cal- on social skills (61, 69, 70), and on self- and
culation: researcher-rated social skill knowledge following
intervention (moderate and large effects, respec-
X1  X2 tively, with low-quality evidence). Study quality
Cohen0 s d ¼ rffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi was mostly downgraded due to sample size and
2 2
ðn1 1ÞSD1 þðn2 1ÞSD2
n1 þn2 2
lack of blinding among participants and outcome
assessors. The NICE guideline (18) evaluated one
and Hedges’s g (SMD) small psychopharmacological trial of N-acetylcys-
  teine vs. placebo treatment on social communica-
3
= Cohen’s d 9 1  tion as a secondary outcome (74), without positive
4ðn1 þ n2 Þ  9
effects. Twelve biomedical trials directed at
Of the 40 evaluated RCTs, it was not possible to
calculate SMD for seven studies (see Tables S1-
S6), due to insufficient information, and/or results Table 1. Evidence categories for clinical practice implications

reported in a non-standardized way (e.g. change Established Evidence from ≥2 well-designed double-blind, parallel RCTs showing
scores, for which the SMD would be intrinsically evidence superiority to placebo on primary outcome measure
Emerging Limited positive evidence from >1 RCT or a meta-analysis showing
different than an SMD calculated with post-test evidence superiority to placebo on primary or secondary outcome measures
means). Final clinical practice implications were

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impaired social communication in ASD (four measures of social communication were also
examining this target as primary outcome, eight as found. Available studies show little evidence of
secondary outcome) were also evaluated (75–86). generalization of skills to everyday life, and evi-
Separate low to very low-quality studies provide dence was limited overall by the lack of a priori
limited evidence of effects of using a gluten/casein- identification of primary outcome measures.
free diet (80, 81) or neurofeedback (86) vs. treat- A number of additional systematic reviews were
ment-as-usual on social communication outcomes. relevant to impaired social communication as a
Study quality ratings were downgraded due to lack treatment target. Reviews of early intensive beha-
of blinding, selective reporting and small samples. vioural interventions (EIBI) that provide intensive
Based on their review, the NICE guideline recom- intervention (10–40 h/week) to young children with
mended parent- or teacher-mediated psychosocial ASD (~2–5 year-olds) using applied behavioural
social communication interventions that use play- analysis (ABA) principles mainly showed effects on
based strategies to improve joint attention and IQ and adaptive behaviour in ASD (24, 25, 30, 32,
reciprocal attention for young children. Peer- 87). However, some reviews of EIBI interventions
mediated social communication interventions were highlight potential effects on communication (87)
recommended for school-age children. No biomed- and socialization including a Cochrane review of
ical or pharmacological interventions were recom- the literature (32). Overall quality of the evidence is
mended for targeting social communication rated as low due to lack of randomized trials. A
symptoms. recent systematic review and meta-analysis of the
Building on the NICE guideline’s recommenda- Treatment and Education of Autistic and Related
tion for parent- or teacher-mediated social Communication Handicapped Children
communication interventions in young children, (TEACCH) approach, wherein structured teaching
meta-analyses of parent-mediated interventions, is applied in a predictable and comfortable environ-
including a recent Cochrane review (34) of six ment conducive to promoting independence,
studies (316 participants) found small positive showed moderate effects of treatment on social
effects on parent–child interaction and increased functioning in studies including school-age children
parent-reported child communication. However, with ASD (27). No effect on communication was
interpretation is limited by high levels of bias due found. The TEACCH intervention also brought
to lack of blinding and problems related to alloca- about large effects on outcomes related to problem
tion, concealment and reporting of outcome data. and maladaptive behaviours. However, confidence
A Cochrane review that largely covers the same in these results is limited due to concerns regarding
material evaluated by the NICE guideline (18) allocation concealment and use of intent-to-treat
showed small to moderate effects of social skills analysis. In addition, lower effect sizes were found
group interventions on social competence and in TEACCH studies employing more rigorous
friendship quality following intervention in studies design (27). A Cochrane review of music therapy
focused mainly on school-age children with ASD (provided over 1 week to 7 months) vs. placebo,
without intellectual disability; however, data were standard treatment or no treatment, evaluated 10
limited due to high risk of bias among available small RCTs or controlled trials (6/10 studies with
studies (33). Another Cochrane review evaluated n < 10; 9/10 studies used cross-over design) and
efficacy of ToM interventions, including 22 RCTs found large effects for the intervention on social
(695 participants, preschool age to adults, n = 10– interaction outside of therapy (n = 57 participants,
61 participants per study) (35). This review of moderate quality), small to moderate effects on ver-
ToM interventions included studies of ToM train- bal/non-verbal communication within therapy
ing approaches (five trials), and interventions (n = 30–139 participants) and moderate effects on
focused on precursors to ToM skills (emotion initiating interaction (n = 22 participants) (36).
recognition strategies, seven trials; joint attention Overall evidence for music therapy in children (2–
and social communication, nine trials; imitation 9 years of age) with ASD was rated as moderate to
teaching, one trial). Meta-analysis indicated large low due to study design and small sample sizes (36).
effects of emotion recognition training on facial A systematic review of computer-based interven-
emotion recognition (four studies), but little evi- tions used to teach communication skills to children
dence for the generalization of these skills to the with ASD found just one controlled study that has
real world (35). Moderate effects for joint attention been published and concluded that there is cur-
interventions on joint engagement (two studies) rently very limited evidence that training with com-
and small positive effects for studies focused on puter software may improve specific
ToM precursor skill interventions on general communication skills (e.g. production of spoken

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Symptom target management for youth with ASD

words, sentence imitation, phonological awareness) positive effects on social symptoms following a
and there is no evidence of generalizability to every- computer-based social skills intervention; however,
day life (29). bias across studies was rated as unclear to high
Reviews of interventions focused on improving (96). Single study data also showed positive results
communication as a target using the Pic- following a number of other interventions on out-
ture Exchange Communication System (PECS) comes related to impaired social interaction,
provide limited evidence for immediate but unsus- including: ToM intervention vs. waitlist (88), piv-
tained effects on communication but not speech, otal response therapy vs. parent education (89),
based on three small group studies, including two CBT vs. facilitated play (98), behavioural therapy
RCTs. Meta-analysis was not possible due to dif- with speech-generating support vs. behavioural
ferences in outcome measures used (28, 31). therapy alone (92) and a monthly play intervention
Finally, with respect to biomedical interventions, vs. education (97).
Cochrane reviews on gluten/casein-free diets (37), For biomedical interventions, one small study
secretin (38), chelation (39), hyperbaric oxygen with unclear risk of bias found positive results
therapy (40), omega-3 fatty acids (41) reinforce the favouring an exercise intervention over control on
NICE guideline’s conclusions of not recommend- communication; however, the 95% CI of the SMD
ing any of these interventions for the treatment of crossed the line of no effect (100). A second small
core ASD deficits, including impaired social inter- study did not find any effect of intranasal oxytocin
action and communication. In addition to lack of vs. placebo on social communication scores in
evidence of any benefit with treatment, Cochrane ASD (101). Finally, one trial failed to find a signifi-
reviews highlight concerns regarding serious cant effect of combined social skills and d-cycloser-
adverse events with chelation (e.g. kidney impair- ine vs. placebo on social responsiveness (with
ment and reported death) (39), and risk of ear unclear risk of bias) (102).
barotrauma with hyperbaric oxygen therapy (40),
concerns that warrant emphasis in clinical discus-
sions with parents considering these treatment Clinical practice implications
options.
• Based on evidence from prior meta-ana-
lyses, the strength of the evidence for
Summary of quantitative review. Fifteen studies
improvement in impaired social communi-
(Table S1a–c) met inclusion criteria for targeting
cation for the following interventions can
impaired social communication in ASD [12 psy-
be considered emerging: social skills groups
chosocial (88–99), two biomedical (100, 101) and
for school-age children with ASD without
one mixed biomedical/psychosocial intervention
intellectual disability, parent-mediated inter-
(102)]. Most recently published psychosocial inter-
ventions for young children with ASD,
ventions provided single study data evaluating
EIBI for young children, educational
unique intervention approaches with the exception
approaches for school-age children and
of parent-mediated (three trials) (91, 93, 95) and
music therapy for children based on studies
computer-based (three trials) (94, 96, 99)
including 2–9 year olds.
approaches. Two medium-sized parent-mediated
interventions in young children with ASD, con- • Although further studies are needed to estab-
lish the efficacy of parent-mediated interven-
ducted by the same research group, found positive
tions focused on joint attention and social
effects favouring weekly training sessions with
communication, a number of studies and
parent–child dyads (encouraging joint attention,
meta-analyses evaluating parent- and tea-
symbolic play, engagement and regulation) vs.
cher-mediated interventions in young chil-
parent-only education over 10–12 weeks on joint
dren with ASD consistently point to small
parent-child interaction (small to large effects) (91,
effects of treatment on joint attention.
93). Risk of bias was evaluated as high for these
studies due to lack of participant blinding. A third
small study of a parent-mediated intervention,
including a broader age range of children, failed to
Stereotypic/Repetitive behaviours
find significant effects on dyadic communication
(95). Two small computer-based interventions Summary of qualitative review. In addition to the
focused on ToM training failed to bring about NICE guideline (18), five systematic reviews (103–
treatment effects on social communication out- 107) and six Cochrane reviews on interventions for
comes (94, 99), while a third small study found core ASD symptoms including repetitive beha-

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viours (37–41, 108) were identified as relevant to Across six studies providing data (four in children/
stereotypic/repetitive behaviours as a treatment adolescents), meta-analysis revealed a small signifi-
target. cant effect of SSRIs on stereotypic/repetitive beha-
The NICE guideline evaluated five studies viours (SMD = 0.22, 95% CI 0.07–0.37) that did
examining the effects of psychosocial interven- not persist following adjustment for publication
tions on stereotypic/repetitive behaviours as a bias in the literature (105). In addition, a 2013
secondary outcome measure (no psychosocial Cochrane review evaluating nine studies including
studies were evaluated examining effects on this children/adolescents concluded that there is no evi-
target as primary outcome). Among these stud- dence to support the use of SSRIs to treat core
ies, no effect was found for behavioural, social symptoms of ASD in children (108). Finally, a sys-
communication or cognitive interventions on tematic review of naltrexone (an opioid antagonist)
stereotypic/repetitive behaviours. The quality of found no evidence for treatment benefit on core
evidence for each study was rated as low to very ASD deficits, including stereotypic/repetitive beha-
low. A small effect of combined treatment with viours (106).
risperidone and a 9-week parent-training pro- For biomedical interventions reviewed in the
gramme on compulsions was found, although NICE guideline (18), a single small trial found
quality of evidence was rated as low due to risk moderate to large primary effects of Kata exercise
of bias (e.g. lack of blinding, small sample size) intervention on stereotyped behaviours (115). The
(109). Other systematic reviews of psychosocial quality of evidence was rated as low due to sample
interventions found limited evidence from low- size and lack of blinding. Another small study
quality single case studies for behavioural inter- found a large statistically significant secondary
ventions aimed at reducing stereotypic/repetitive effect of neurofeedback vs. treatment-as-usual for
behaviours in ASD (103) and an overall lack of parent-rated stereotypic/repetitive behaviours (86).
available studies in the literature examining this Study quality was rated as very low. Additional
target as a primary outcome (104). small biomedical studies examining stereotypic
For pharmacological interventions evaluated by and repetitive behaviours as a secondary effect of
the NICE guideline (18), meta-analysis of two treatment found no effect of secretin (76), chelation
studies (110, 111) that examined the selective sero- therapy (79), hyperbaric oxygen therapy (78) or L-
tonin reuptake inhibitors (SSRIs) fluoxetine (111) carnosine treatment (85) when compared to pla-
and citalopram (110), respectively, compared to cebo. The quality of evidence across studies was
placebo, found no effect of SSRI treatment on rated as low to very low. Although a large signifi-
scales measuring compulsions or repetitive beha- cant secondary effect was found for a gluten/ca-
viours (nor on the Clinical Global Impressions- sein-free diet vs. treatment as usual on ‘bizarre
Improvement Scale, CGI-I) in ASD. Risk of bias behaviour’ in a very small trial (81), another small
was moderate due to the size of the overall sample trial of this dietary intervention showed no effect
(<400). Significant side-effects including beha- on stereotypic/repetitive behaviours in ASD (80)
vioural activation were found with citalopram (quality of evidence low to very low). One
treatment. Three moderate to large antipsychotic Cochrane review of gluten/casein-free diets (two
trials showed a small but significant effect of treat- trials, with n = 35 children) (37), one systematic
ment with risperidone or aripiprazole on compul- review of ketogenic diets (107), one Cochrane
sions as a secondary outcome measure (112–114). review of secretin (16 trials, with n > 900 children
Risk of bias was rated as moderate based on the with ASD) (38), one Cochrane review of chelation
sample size (<400). Statistically significant harms (one trial, n = 77) (39), one Cochrane review of
were associated with antipsychotic treatment (e.g. hyperbaric oxygen therapy (40) and omega-3 fatty
weight gain, increased appetite). Finally, one small acids (41), all found no evidence of efficacy for core
study with a low-quality rating found no sec- ASD symptoms, including stereotypic/repetitive
ondary effect of N-acetylcysteine treatment vs. pla- behaviours. See previous section regarding serious
cebo on stereotypic/repetitive behaviours (74). concerns regarding harm with chelation therapy
Other identified systematic reviews provide sup- and hyperbaric oxygen therapy.
plemental information on the state of the evidence
for pharmacological interventions targeting stereo- Summary of quantitative review. One study
typic/repetitive behaviours in ASD. Carrasco et al. (Table S2) met inclusion criteria for targeting
(105) reviewed all trials of SSRIs targeting stereo- stereotypic/repetitive behaviours in ASD (116).
typic/repetitive behaviours in ASD and found five This single small trial with high risk of bias found
published and five unpublished but completed tri- no effect of an 8-week parent group intervention
als (7/10 conducted in children or adolescents). compared to delayed intervention on stereotypic/

386
Symptom target management for youth with ASD

repetitive behaviours (95% CI for outcomes placebo; (ii) large significant effect of treatment
crossed the line of no effect). on continuous symptoms of irritability/agitation
(ABC-I) (quality rating low to moderate); and
(iii) small to large secondary effects on ABC-
Clinical practice implications measured symptoms of lethargy (small effect,
moderate quality), stereotyped behaviour (med-
• There is emerging evidence for positive effects
ium effect, moderate quality), hyperactivity (large
of atypical antipsychotics, as a medication
effect, moderate quality) and inappropriate
class, on stereotypic/repetitive behaviours in
speech (medium effect, low quality). Meta-analy-
ASD based on studies evaluating this target
sis from two studies (112, 129) also indicated
as a secondary outcome. Due to lack of stud-
that low dose risperidone or aripiprazole treat-
ies examining this target as a primary out-
ment was 1.5 times more likely to bring about
come and concerns that side-effects outweigh
treatment response vs. placebo (low-quality evi-
the benefit of treatment effects, these medica-
dence). Statistically significant and concerning
tions are not recommended as primary treat-
side-effects were associated with all antipsychotic
ment for stereotypic/repetitive behaviours in
doses (e.g. increased risk of any adverse event,
ASD.
weight gain, increased appetite, leptin change
score). Moderate quality evidence from two dis-
continuation RCTs indicated that relapse of irri-
tability/agitation was 72% less likely when
Irritability/agitation
antipsychotic treatment was continued (113, 131).
Summary of qualitative review. In addition to the Meta-analysis of two small anticonvulsant (dival-
NICE guideline (18), five systematic reviews (117– proex) trials failed to find a significant effect of
121) and one Cochrane review (122) were relevant treatment on the ABC-I (quality rating low) in
to targeting irritability/agitation in ASD. Of note, ASD (133, 134). In addition, single study data
this target domain was termed: ‘behaviour that found no evidence of effect for citalopram (110),
challenges’ in the NICE guideline (18). amantadine (140), naltrexone (138) or atomox-
The NICE guideline (18) evaluated 13 psychoso- etine (141) on irritability/agitation; however, evi-
cial trials examining interventions directed at beha- dence quality was largely low. A small study of
viour that challenges in ASD (four examining this N-acetylcysteine (74) showed a large effect of
target as primary outcome, nine as secondary out- treatment on irritability/agitation but the 95%
come) (43, 57, 61, 69–71, 109, 123–128). Significant CI crossed the line of no effect. Large significant
effect sizes varying from small to large for separate effects on irritability/agitation were found for
studies evaluating animal-based, behavioural, cog- combination treatment of risperidone with pirac-
nitive behaviour therapy (CBT) and parent-train- etam (a cognitive enhancer) (136), pentoxifylline
ing interventions were found. However, the quality (methylxanthine) (137) or antihistamines (cypro-
of evidence across these studies was rated as low to heptadine) (139), over monotherapy with risperi-
very low due to small sample sizes, lack of blinding done in separate small single studies conducted
and selective reporting. Meta-analysis of studies of by the same research group, although these stud-
social skills group interventions indicated moder- ies did not provide clinical information of when
ate effects of intervention on a parent-rated mea- adjunctive treatment might be indicated.
sure of conflict, although quality rating of this The NICE guideline (18) evaluated 15 biomedi-
evidence was also low. cal trials focused on treatment of behaviour that
The NICE guideline (18) evaluated 18 pharma- challenges in ASD (75–79, 82–84, 142–148). A
cological trials examining interventions directed medium positive effect of a comprehensive multivi-
at behaviour that challenges (15 examining this tamin/mineral supplement on parental global
target as primary outcome, three as secondary impression of hyperactivity and tantrum was
outcome) (74, 110, 112–114, 129–141). Meta-ana- found in a moderately sized study with moderate
lysis of four moderate to large antipsychotic tri- quality rating (84). A medium positive effect was
als (6–8 weeks duration) (113, 114, 129, 130) that also found for Thai massage in a small study with
examined aripiprazole or risperidone vs. placebo low-quality rating and on the Connor’s ADHD
indicated: (i) clinical response (>25% improve- subscale of hyperactivity, although no significant
ment on autism behaviour checklist-irritability effects were found for other subscales, including
subscale, ABC-I, and/or rating of improved/very conduct problems (142). Other evaluated biomedi-
much improved on CGI-I) was over twice as cal trials did not find effects for acupuncture (low
likely in children on either medication vs. quality) (75, 149), secretin (moderate quality) (76,

387
Ameis et al.

77), hyperbaric oxygen therapy (low to very low psychosocial (150, 151) and 11 pharmacological
quality) (78, 143), chelation therapy (low quality) interventions (152–162).
(79), omega-3 fatty acids (low quality) (82, 83), Bearss et al., (151) found statistically significant
ginkgo biloba (low quality) (144), dimethylglycine results favouring a parent-training programme
(low quality) (145), auditory integration therapy over a parent-education group in a large psychoso-
(low quality) (146) or immunoglobulin therapy cial study, while Gabriels et al., (150) found signifi-
(low quality) (147). cant results for therapeutic horseback riding
A recent high-quality, comprehensive system- compared to a barn activity control in a moder-
atic review and meta-analysis (120) evaluated evi- ately sized sample. Although small to moderate
dence for monotherapy treatment of irritability/ effects were found on irritability/agitation (on
agitation in ASD including 11 RCTs (811 youth) ABC-I), both studies were evaluated to have a high
and identified risperidone (effect size, ES = 0.9), risk of bias due to lack of blinding.
aripiprazole (ES = 0.8) and N-acetylcysteine Of the 11 pharmacological trials evaluated, nine
(ES = 0.7) as agents that have demonstrated large small single trials with low risk of bias (152, 154–
effect sizes favouring treatment over placebo (pri- 160, 162) investigated combined treatment with
mary endpoint, ABC-I). Although N-acetylcys- risperidone plus a second agent over risperidone
teine showed a large effect size, this result is alone, using the ABC-I as primary endpoint (see
based on single study evidence from a small Table S3a-b). Single study data for a wide range of
(n = 33) sample and the 95% CI for ES, as calcu- drug classes were investigated with significant
lated in the NICE guideline (18) crossed the line small to large effects favouring combined treat-
of no effect (74). The review discussed concerning ment over risperidone alone. Of note, the same
adverse effects with atypical antipsychotics and research group conducted all evaluated studies and
highlighted a lower side-effect burden for no clear information is available as to which
extrapyramidal symptoms and sedation in arip- patients should be trialled on combined treatments
iprazole vs. risperidone, but similar profiles for compared to monotherapy to guide clinical deci-
increased weight gain. In contrast, no statistically sion-making. The two remaining pharmacological
significant adverse events were found with N-acet- trials investigated lurasidone (20 mg/day or
ylcysteine (120). 60 mg/day) (161) and aripiprazole vs. placebo
Additional systematic reviews focused on phar- respectively (153). Loebel et al., 2016 (161) did not
macological treatment of irritability/agitation in find statistically significant between-group differ-
ASD conclude that while short-term treatment ences in ABC-I scores favouring lurasidone,
with risperidone or aripiprazole has demonstrated although CGI-I scores (secondary outcome) were
efficacy for treatment of irritability/agitation in significantly higher at week 6 of lurasidone
ASD; however, risks of adverse effects may out- (20 mg) treatment vs. placebo. Adverse events
weigh potential treatment benefits. In addition, lit- were higher with lurasidone (e.g. irritability, nau-
tle evidence provides guidance around risks sea/vomiting) vs. placebo. In a relapse prevention
associated with long-term treatment (117–119, trial recruiting children/adolescents who
122). responded to aripiprazole over 13–26 weeks of
A practice pathway (121) provides detailed clini- treatment (Phase 1) (153) investigators found that
cal guidance around the assessment and manage- while there was no statistically significant differ-
ment of irritability/agitation and aggression in ence between treatment vs. placebo in time to
children and adolescents with ASD, consistent relapse (over subsequent 16 weeks, Phase 2), haz-
with NICE recommendations, indicating the need ard ratio and number-needed-to-treat analysis sug-
for: (i) careful assessment of symptoms and safety gested that some patients benefit from
risk, (ii) evaluation and management of contribut- maintenance aripiprazole treatment (163; 121).
ing factors (i.e. medical, psychosocial stress, com-
munication factors, maladaptive reinforcement,
Clinical practice implications
psychiatric comorbidity) and (iii) consideration of
psychopharmacological treatment for symptoms • Efficacy of short-term risperidone and arip-
that are severe or unresponsive to non-pharmaco- iprazole for treatment of irritability in ASD is
logical approaches (121). established. Due to risk of concerning side-
effects, these medications should be used only
Summary of quantitative review. Thirteen studies in children with high irritability/aggression
met inclusion criteria for targeting irritability/agi- when lower-risk, evidence-based treatments
tation in ASD (Table S3a-b), including two have been exhausted and for symptoms that

388
Symptom target management for youth with ASD

No effect of omega-3 fatty acids on ADHD symp-


interfere significantly with safety or function- toms was found in a small trial with very low-qual-
ing (121) Routine side-effect monitoring is ity rating (83). Consistent with the NICE
indicated; see Ameis et al., (163). Based on guideline, Cochrane reviews concluded that: (i)
one positive RCT, evidence for N-acetylcys- there is no evidence that treatment with omega-3
teine can be considered emerging. Two recent improves symptoms of hyperactivity in ASD,
resources provide detailed step-by-step clini- although larger and more rigorous studies are
cal guidance on addressing irritability/aggres- needed to make definitive conclusions (41), and (ii)
sion in ASD (18, 121). there is no evidence for gluten/casein-free diets for
• Based on limited positive RCTs, evidence for treatment of ADHD symptoms (37).
psychosocial interventions including parent Other high-quality systematic reviews provide
training, horseback riding, CBT and beha- additional information regarding treatment of
vioural therapy on irritability/agitation as a ADHD symptoms in ASD. A meta-analysis
primary outcome measure can be considered (164) found moderate effects favouring methyl-
emerging. phenidate over placebo on hyperactivity based
on three very small cross-over studies (n = 10–13
total) (169–171) and a 4th small cross-over study
ADHD
(n = 66) by the Research Units on Pediatric Psy-
chopharmacology (RUPP) Autism Network
Summary of qualitative review. In addition to the group, excluded from evaluation by the NICE
NICE guideline (18), three systematic reviews (13, guideline due to concerns regarding carry-over
164, 165) and two Cochrane reviews (37, 41) were effects (172). The RUPP cross-over study found
relevant to targeting ADHD symptoms in ASD. small to moderate effect sizes favouring low- to
The NICE guideline (18) evaluated one pharma- high-dose methylphenidate over placebo on
cological trial examining the effects of atomoxetine symptoms of hyperactivity in school-age children
vs. placebo on ADHD symptoms as a primary out- but only a trend-level difference in overall rates
come (141) and two studies examining effects of of response between treatment and placebo and
biomedical treatments on ADHD symptoms as a noted that effect sizes were lower and side-effect
secondary outcome (80, 166). No psychosocial burden was higher in ASD (i.e. impaired sleep,
studies were identified or evaluated. Two psy- irritability, appetite decrease, gastrointestinal dis-
chopharmacological studies reporting on primary comfort) compared to prior literature on chil-
and secondary effects from the same clinical trial dren/adolescents with a primary ADHD
that examined the effect of methylphenidate on diagnosis without ASD (172). A systematic
ADHD symptoms were excluded from evaluation review evaluating the same studies reviewed by
based on concerns regarding high risk of carry- Reichow et al. (164) came to similar conclusions
over effects due to cross-over design without a regarding potential utility of methylphenidate
wash-out phase and no available first-period data treatment for ADHD symptoms in ASD. Maha-
(167, 168). jan et al.(13) conducted a systematic review and
The pharmacological trial (141) evaluated in the outlined clinical pathways for symptom evalua-
NICE guideline (18) found a small significant effect tion and medication choice for the treatment of
favouring atomoxetine over placebo on parent- ADHD symptoms based on the limited available
rated ADHD symptoms (ADHD-Rating Scale) in evidence for treatment of ADHD symptoms in
a medium-sized study that was given a moderate ASD at the time the review was completed. The
quality rating due to sample size. However, effects recommended clinical pathway begins with the
were not significant on other parent-rated mea- choice of methylphenidate or amphetamine salts
sures, on teacher-rated measures or clinician-rated as first-line treatment, and atomoxetine or guan-
CGI-I for ADHD symptoms. Side-effects were facine as second-line treatment (13). Of note,
reported in 81% of atomoxetine and 65% of pla- this pathway was defined prior to the publica-
cebo-treated participants (decreased appetite, nau- tion of recent guanfacine and atomoxetine stud-
sea and early morning awakening were the most ies in ASD(173, 174). Antipsychotics were also
commonly reported side-effects). included as a third-line treatment option based
Biomedical interventions evaluated by the NICE on findings of significant secondary effects on
guideline (18) showed a moderate significant sec- hyperactivity (measured by the ABC-Hyperactiv-
ondary effect favouring gluten/casein-free diet over ity Subscale) across small to large studies of
treatment-as-usual on ADHD symptoms, although either risperidone or aripiprazole vs. placebo
evidence quality was rated as low to very low (80). (13).

389
Ameis et al.

Summary of quantitative review. Four studies placebo plus parent-training and ~19% in placebo
(Table S4a-c) met inclusion criteria for targeting arms). Drop-out rates were 17% vs. 28% in ato-
ADHD symptoms in ASD. Two trials tested phar- moxetine vs. placebo arms. Decreased appetite,
macological (174, 175), one tested a biomedical impaired sleep and abdominal pain occurred more
(176), and one tested a combined intervention commonly with atomoxetine treatment (173).
approach (173). In Scahill et al. (174) a statisti-
cally significant between-group difference favour-
ing guanfacine over placebo on hyperactivity Clinical practice implications
(ABC-H; primary outcome) was found (large • Based on prior systematic reviews and
effect, total n = 62: guanfacine n = 30/placebo recently published RCTs, there is now emerg-
n = 32). Fifty per cent of participants on guan- ing evidence of positive treatment effects with
facine were rated as much improved or very much methylphenidate, atomoxetine and guan-
improved on the CGI-I (vs. 9.4% on placebo). facine for targeting ADHD symptoms in
The trial was small overall, although with an ASD.
otherwise low risk of bias. Subject drop-out was • Atypical antipsychotics may also be helpful
similar between guanfacine and placebo-treated in treating hyperactivity symptoms in ASD
groups (n = 4/group). Drowsiness, fatigue, emo- (emerging evidence); however, no study has
tional fragility, tearfulness and irritability were examined the effects of these medications on
common side-effects leading to dose reduction in ADHD symptoms as a primary outcome and
the guanfacine-treated group. Blood pressure and use of antipsychotics should be limited to sev-
pulse were lower at 4 weeks on guanfacine treat- ere behavioural disruption due to significant
ment and returned to normal by week 8 (174). A side-effect concerns with this medication
small, cross-over trial (175), with high risk of bias, class.
that did not report the first period of treatment • Helpful clinical pathways to guide the evalua-
prior to cross-over, found statistically significant tion and management of ADHD symptoms
improvement in symptoms with low, medium and in children with ASD can be found in (13).
high-dose methylphenidate treatment vs. placebo
on the ADHD index of the Connor’s Teacher
Rating Scale. Significant loss of appetite and
impaired sleep was noted for children on high Mood and anxiety
methylphenidate doses (175).
A recent small study of omega-3 fatty acid Summary of qualitative review. In addition to the
treatment vs. placebo, with low risk of bias, found NICE guideline (18), six systematic reviews (177–
no statistically significant difference in hyperactiv- 182) and two Cochrane reviews were relevant to
ity as measured by ABC-H (parent and teacher), targeting mood or anxiety symptoms in ASD (108,
although treatment was well tolerated (176). 183).
Finally, a 4-arm study (n = 128 total) (173) com- The NICE guideline (18) reviewed four small
pared atomoxetine alone, atomoxetine plus par- CBT trials directly targeting anxiety in children/
ent-training, placebo plus parent-training and adolescents with ASD with an IQ above 70 (126,
placebo treatments. Parent training (10 weekly 184–186). Meta-analyses of CBT studies in the
sessions) for this study was adapted from the NICE guideline found moderate confidence in find-
RUPP parent training manual focusing on pre- ings indicating that children/adolescents with ASD
venting behaviour problems, time-outs, planned were 12 times more likely to lose their anxiety diag-
ignoring and reinforcement (151). Statistically sig- nosis and seven times more likely to show improve-
nificant effects on the SNAP-IV parent-rated ment of anxiety symptoms (on CGI-I) following
ADHD subscale were found for all treatment CBT vs. treatment-as-usual. Confidence in large
arms compared to placebo (ES = 0.4–0.7). Larger effect sizes found for reductions in continuous mea-
effect sizes were found for atomoxetine vs. pla- sures of anxiety symptoms with CBT was low to
cebo and atomoxetine plus parent-training vs. pla- very low due to risk of bias (e.g. lack of blinding,
cebo. The 95% CI for the parent training plus small samples) (18). In addition, NICE reviewed
placebo vs. placebo comparison crossed the line two trials on omega-3 fatty acids (82, 83) and one
of no effect. Significant differences in CGI-I scores trial on chelation (187) for anxiety symptoms as a
were found in both treatment arms including ato- secondary outcome, with no effects found, and low
moxetine (CGI-I much improved/very much to very low-quality evidence (see results section on
improved was ~49% in atomoxetine alone, ~47% impaired social interaction and communication for
in atomoxetine plus parent-training, ~29% in serious safety concerns with chelation therapy).

390
Symptom target management for youth with ASD

Recent systematic reviews that have largely eval-


uated the same literature as reviewed between the
NICE guideline and our quantitative review below Clinical practice implications
suggest that CBT has evidence of efficacy for treat- • A number of studies have found positive evi-
ment of anxiety in children/adolescents with ASD dence that CBT undertaken in children/ado-
(177–179). In one review (177), this conclusion was lescents with ASD, without intellectual
based on an effect size of >0.8 found across most disability, and with a variety of anxiety disor-
of the eight small RCTs examined (126, 185, 186, ders leads to clinical improvement in anxiety
188–192). Additional findings of interest suggest symptoms and should be pursued when clini-
that parent and clinician-reported measures are cally significant symptoms of anxiety arise in
more sensitive to measuring change in anxiety after children and adolescents with ASD. How-
CBT than child self-reports (180, 181) and that ever, as all single studies examining CBT for
individualized CBT may be more effective than anxiety in ASD have been small and with
group CBT (180). methodological limitations, the strength of
There are currently no RCTs in the published evidence for this treatment is considered
literature that specifically evaluate pharmacologi- emerging.
cal interventions to target anxiety in ASD. Sys- • Clinicians should exercise caution when pre-
tematic reviews (177, 193) mention preliminary scribing SSRIs, TCAs or other agents for the
evidence for the efficacy of dextromethorphan treatment of mood or anxiety symptoms as a
(194) and buspirone (195) based on small studies target in individuals with ASD, using objec-
without a control group. Two Cochrane reviews tive tools to screen for treatment targets and
summarize the evidence for SSRIs and tricyclic monitor benefits and side-effects as trials
antidepressants (TCAs) for treatment of chil- focused on treatment of this target in ASD
dren/adolescents with autism; however, the stud- are lacking.
ies reviewed focused on repetitive behaviours as
a treatment target (108, 183). Clinical trials
examining the efficacy of these treatments for
anxiety and mood symptoms have yet to be Sleep difficulties
undertaken. Of note, we know of no RCT that Summary of qualitative review. In addition to the
has examined efficacy of psychosocial, pharma- NICE guideline (18), three systematic reviews
cological or biomedical interventions on mood (199–201) were identified as being relevant to sleep
symptoms as a specific target in children/adoles- disturbance.
cents with ASD. The NICE guideline (18) reviewed five trials rele-
vant to sleep as a target in ASD (83, 84, 141, 202,
Summary of quantitative review. Five studies 203). Cortesi et al., (202) compared CBT, mela-
(Table S5) met inclusion criteria targeting anxi- tonin, and combined CBT and melatonin to pla-
ety in ASD (189, 191, 196–198). All were psy- cebo on sleep problems as a primary outcome
chosocial interventions focused on the use of measure, in a medium-sized study. Overall, med-
CBT for treatment of a variety of anxiety disor- ium to large effects were found for efficacy of CBT
ders in older children/adolescents with ASD with on multiple sleep outcomes (e.g. sleep onset, total
IQ above 70. All RCTs were found to have high sleep time, sleep efficiency and sleep problems) and
risk of bias due to un-blinded participants and/ the confidence in results was rated as moderate
or outcome assessors. Three of the four small (202). Cortesi et al., (202) and an additional small
CBT studies evaluated (189, 197, 198) demon- trial (203) also found moderate confidence in large
strated statistical significance on anxiety out- effect sizes favouring melatonin over placebo on
comes of interest (all SMD > 0.8). An additional similar primary outcomes as listed above for CBT
small CBT trial utilizing a multimodal anxiety (202). Moderate confidence in medium to large
and social skills intervention (191) did not find effects favouring melatonin over CBT and for
statistically significant outcomes for anxiety. combined CBT and melatonin over either CBT
Although the addition of three more trials with alone or melatonin alone was also found in this
positive results continues to support prior stud- same trial (202). The NICE guideline (18) also
ies indicating that CBT is a useful intervention identified one low-quality negative study that
for anxiety in ASD (189, 197, 198), methodolog- examined the effects of atomoxetine on sleep as a
ical limitations (i.e. sample sizes, lack of blind- secondary outcome (141). In addition, the use of
ing) limit the strength of the evidence for this omega-3 fatty acids for sleep problems were not
intervention.

391
Ameis et al.

recommended, based on two studies that examined


effects on sleep as a secondary outcome measure implemented prior to considering the addi-
(83, 84). tion of a pharmacological intervention to tar-
Additional systematic reviews (199, 200) also get sleep.
found some evidence for the efficacy of mela- • Detailed clinical guidance on management of
tonin in ASD, with little to no adverse events sleep difficulties in ASD can be found in (18)
reported (199, 200). Clinical practice recommen- and (202).
dations provided by the NICE guideline (18)
recommended that clinicians follow a treatment
pathway when targeting sleep in ASD that
Discussion
begins with: (i) a comprehensive assessment of
sleep problems and (ii) development and imple- Here, we present a systematic review, evaluation
mentation of a specified plan to address prob- and synthesis of the treatment literature focused
lems. Based on the NICE recommendation, on targeting core (i.e. social communication diffi-
pharmacological interventions should only be culties and stereotypic/repetitive behaviours) and
implemented in conjunction with non-pharmaco- commonly co-occurring psychiatric symptoms (i.e.
logical interventions and in consultation with a irritability/agitation, ADHD, mood and anxiety
physician specialist, and when sleep problems symptoms, sleep difficulties) in children and ado-
persist despite implementation of a sleep plan or lescents with ASD, providing a concise resource to
when disturbance has a significant negative guide evidence-based clinical decision-making and
impact on function. Consistent with findings treatment planning.
from the NICE guideline, a recent systematic Overall, this review indicated that for core
review and practice pathway for insomnia in impairment in social communication in ASD,
children/adolescents with ASD (201) recom- treatment options are mainly psychosocial with
mends screening of all children/adolescents with emerging evidence from a number of studies that
ASD for insomnia, assessment/management of parent-mediated interventions for young children
contributing medical problems, and primary use may improve joint attention. Social skills groups
of educational/behavioural interventions and for school-age children without intellectual disabil-
consideration of pharmacological intervention ity, education, EIBI, music therapy and ToM
only if non-pharmacological approaches are not interventions may also improve outcome measures
feasible or in situations where insomnia has related to social communication. However, it
reached a crisis. remains unclear whether treatment effects may
generalize to functioning in everyday life for any
Summary of quantitative review. Two studies social communication treatment with emerging
(Table S6a–b) met inclusion criteria targeting sleep evidence. For stereotypic/repetitive behaviours,
difficulties in ASD (204, 205). Both were small tri- treatment research has largely focused on SSRIs,
als with high risk of bias due to un-blinded partici- without evidence of efficacy for this treatment tar-
pants and/or outcome assessors. Johnson et al. get. Very little additional research is available to
(204) compared a psychosocial parent-training guide treatment decisions targeting stereotypic/
programme to parent education, for the reduction repetitive behaviours.
in sleep disturbances in children. A statistically sig- Our review of common psychiatric targets indi-
nificant difference between groups was found, but cated that there is established evidence for the use
the 95% CI crossed the line of no effect. Gringras of risperidone and aripiprazole for the treatment
et al. (205) found no significant effect for the use of significant irritability/agitation. However, due
of weighted blankets to improve sleep. to risk of side-effects, these medications should be
reserved for cases where all other therapeutic
options have been exhausted, and perhaps utilized
Clinical practice implications
only after other pharmacological treatments with
• Based on prior systematic reviews, there is less evidence for efficacy but minor side-effect pro-
emerging evidence in support of the use of files have been considered (e.g. N-Acetylcysteine)
melatonin treatment for sleep problems in (120, 121). When atypical antipsychotics are used
ASD. and significant weight gain ensues, a recent small
• Non-pharmacological approaches that aim to RCT provides preliminary evidence that met-
address sleep problems should be formin treatment may result in reduction in body
mass index (BMI) (206). This preliminary RCT of

392
Symptom target management for youth with ASD

metformin treatment, compared treatment to pla- side-effect burden in children with ASD and
cebo in children with ASD (age 6–17) who were ADHD compared to the non-ASD population. In
previously treated with either risperidone or arip- these cases, clinicians must use additional informa-
iprazole and who had significant weight gain since tion to guide decision-making, including: (i) careful
starting on antipsychotic treatment (206). The assessment of the precise problem in need of
study found a significant change (reduction) in targeting, (ii) what strategies may be used to
BMI z-score following 16 weeks of metformin address the problem prior to undertaking a phar-
treatment (difference in BMI z-score: 0.10, 95% macological trial with risk for side-effects, (iii)
CI 0.16 to 0.04) (206). For the treatment of weigh potential benefits of treatment against
ADHD symptoms in ASD, a small number of potential side-effects and (iv) the length of the
recently published RCTs suggest that treatment treatment trial necessary to determine response
with methylphenidate, atomoxetine or guanfacine before moving on to another agent.
have efficacy for this treatment target, although Another important theme emerging from the
larger, more rigorous studies are needed before review is the difficulty of evaluating and comparing
these treatments can be considered established. evidence between psychosocial and pharmacologi-
For treatment of comorbid anxiety disorders, sev- cal trials. Often the nature of psychosocial (and
eral studies have now shown positive efficacy of often biomedical) interventions makes it impossi-
CBT in children and adolescents with ASD with- ble to blind participants/parents to group/interven-
out intellectual disability. Although larger and tion assignment, raising concerns regarding
more rigorous studies are still needed, CBT can be reporting bias around outcomes, and downgrading
considered as first-line treatment for anxiety in the quality of trials on this basis when using stan-
children and adolescents with ASD without intel- dard evaluation tools. However, based on our
lectual disability. In considering sleep as a treat- review many other addressable factors continue to
ment target, treatments with emerging evidence, contribute to the difficulty of evaluating the psy-
such as melatonin, should be considered only after chosocial evidence in ASD, such as the large num-
factors contributing to sleep problems are thor- ber of small-sized single studies of unique
oughly assessed and addressed. Finally, our review interventions, lack of blinded outcome assessors,
yielded no available research to guide treatment of use of waitlist controls that generally inflate effect
mood symptoms in children and adolescents with sizes, poor definition around primary outcome
ASD, highlighting a very significant gap in the measures and lack of consistency among outcome
treatment literature. measures reported, which limits cross-study com-
A number of important themes emerge from our parison. Similar issues are inherent in the biomedi-
review. First, as in other neurodevelopmental dis- cal intervention literature. Consensus for
orders, treatments targeting mechanisms of illness implementing a standard design across studies that
are as yet unavailable in ASD. While studies includes recommended use of a consistent outcome
focused on pharmacological treatments tend to measure would clearly strengthen evaluation
provide the most rigorously evaluated evidence of across this literature. Finally, based on the overall
efficacy, information regarding the confidence and low quality of biomedical interventions reviewed
strength of the effect of treatment (based on effect here and concerns regarding safety of particular
size information and potentially secondary out- interventions (e.g. chelation, hyperbaric oxygen
come data, such as the CGI) needs to be consid- therapy), it is imperative that clinicians ask
ered in order to weigh potential benefits against patients and caregivers about biomedical interven-
the known and unknown risks of long-term use, tion use, and provide clear feedback and assistance
especially in a vulnerable paediatric population for navigating issues of safety, efficacy and cost-
still undergoing growth and development. In the benefit regarding these interventions.
light of the available evidence, treatment decision- An important limitation of the current review
making is complicated by the task of weighing dif- includes the choice not to undertake a comprehen-
ferent aspects of the evidence-base. An example is sive systematic review and evaluation of the treat-
the choice between guanfacine and methylpheni- ment literature in its entirety. Instead, we chose to
date for the treatment of ADHD symptoms, con- focus on evaluating recently published RCTs not
sidering data from a single, small, well-designed yet submitted to rigorous evaluation by prior com-
study of guanfacine showing a large, clinically sig- prehensive reviews. Further, in our quantitative
nificant treatment effect and good side-effect pro- review, we evaluated studies focused on specific
file, compared with several positive findings from targets of interest as primary outcome measures
small and medium-sized methylphenidate trials rather than extending to secondary outcome mea-
with methodological limitations indicating higher sures and inclusion of studies evaluating efficacy of

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comprehensive treatments on ASD symptoms provided expert testimony for Bristol-Myers Squibb, Janssen
broadly. These decisions were made to maintain and Otsuka. He served on a Data Safety Monitoring Board for
Lundbeck and Pfizer. He received grant support from Takeda.
the ability to present a concise and clinically rele-
vant review that builds on prior resources and can
be consulted quickly and efficiently. However, in References
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controlled trial: Multimodal Anxiety and Social Skill
Intervention for adolescents with autism spectrum disor- Additional Supporting Information may be found in the online
der. J Autism Dev Disord 2013;43:382–394. version of this article:
192. Wood JJ, Drahota A, Sze K et al. Cognitive behavioural Table S1. Social interaction and communication impairment.
therapy for anxiety in children with autism spectrum dis- Table S2. Stereotypic/Repetitive behavior.
orders: a randomized, controlled trial. J Child Psychol Table S3. Irritability/Agitation.
Psychiatry Allied Discip 2009;50:224–234. Table S4. Attention Deficit/Hyperactivity Disorder (ADHD).
193. White SW, Roberson-Nay RSWW. Anxiety, social defi- Table S5. Mood and anxiety.
cits, and loneliness in youth with autism spectrum disor- Table S6. Sleep.
ders. J Autism Dev Disord 2009;39:1006–1013. Appendix S1. Details on systematic search procedure.

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