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Keywords: This paper aims at proposing a new failure mechanism to deal with the face stability of deep tunnels in sandy
Deep tunnels layer. Numerical simulations were conducted to analyze the influence of different variables on the limit support
Protodyakonov's theory pressure and the failure zone. Based on the results of the numerical simulation, a new failure mechanism that
Numerical simulation combined with the Protodyakonov's theory and the multi-block failure mechanisms is proposed. The limit
Limit analysis
analysis method is adopted to obtain the limit support pressure and failure zone. Finally, the limit support
Sandy layer
pressure and failure zone derived from the new mechanism are compared with those given by numerical si-
mulation, previous researches of limit analysis and centrifugal test. The results show that the new failure me-
chanism based on Protodyakonov's theory is more reasonable and accurate to analyze face stability of deep
tunnels.
1. Introduction main methods to analyze the tunnel face stability are limit equilibrium
method and limit analysis method. Both of them have their own ad-
Tunnels play an important role in the rapid development of trans- vantages. The key to the research is the assumption of the failure mode
portation infrastructures in China. Highly mechanized shielding in front of tunnel face. A reasonable failure mode can determine the
method is widely used in underground highway and railway tunnel limit support pressure with high accuracy.
construction due to its advantages of low safety risk, short construction The limit equilibrium method is known by its simple principle and
time and little impact on the surrounding environment. In the tunneling procedures. Horn [1] proposed a three-dimensional wedge model based
process, excavation face tends to be unstable. An unstable face will on the silo theory. In this model, the limit support pressure was ob-
usually cause serious surface accidents in tunnel construction. tained by establishing the equilibrium relationship between the wedge
Therefore, ensuring the tunnel face stability is critical for tunnel con- and prism. Jancsecz et al. [10] improved the theory and derived the
struction. Typically, a reasonable support pressure acting on tunnel face formulas considering soil arching effect. Based on this model, sub-
is the key to keep the tunnel face stable. If the support pressure in the sequent scholars also conducted studies to improve the model in terms
chamber is not sufficient enough to balance the earth pressure, the of seepage [11], non-homogeneous soil [12], height of the prism [7],
tunnel face may lose stability [1–6] or even collapse [7,8,41]. Such etc.
failure will greatly harm the construction speed and safety, causing The limit analysis method [13], including the lower-bound [14–16]
huge economic and property losses. For such reasons, an assessment of theorem and upper-bound theorem [2,17], provides more accurate re-
tunnel stability is essential in order to minimize ground deformations sults by considering the stress-strain relationship of rock and soil. Based
and damages to existing structures during tunnelling processes [9] and on the upper-bound theorem, Leca and Dormieux [2] built the three-
a lot of attention has been paid to determine optimum support pressure dimensional failure mechanism for shallow tunnel, and deduced the
in practical tunneling engineering. corresponding expression of limit support pressure. Soubra et al. [17]
At present, the researches on the face stability of shield tunnels proposed a new three-dimensional failure mechanism consisting of
mainly focused on how to determine the limit support pressure on the several rigid truncated cones, which improved the accuracy of limit
tunnel face. Theoretical analysis, model test, numerical simulation and support pressure. Mollon et al. [18,19] established the three-dimen-
field measurement have been conducted in those researches. The two sional failure mechanism of tunnel face using spatial discrete
⁎
Corresponding author.
E-mail address: wf04090@emails.bjut.edu.cn (F. Wang).
https://doi.org/10.1016/j.compgeo.2019.103372
Received 15 August 2019; Received in revised form 2 November 2019; Accepted 27 November 2019
Available online 03 December 2019
0266-352X/ © 2019 Elsevier Ltd. All rights reserved.
P. Li, et al. Computers and Geotechnics 119 (2020) 103372
Numerical simulation is widely used in tunnel research 2.2. Numerical simulation results
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P. Li, et al. Computers and Geotechnics 119 (2020) 103372
Table 1
Calculation parameters.
Cases Tunnel diameter Cover depth ratio Friction angle Unit weight Elastic Modulus
D (m) C/D φ (°) γ (kN/m3) E (MPa)
3
P. Li, et al. Computers and Geotechnics 119 (2020) 103372
4
P. Li, et al. Computers and Geotechnics 119 (2020) 103372
(c) The failure zone from the side view for case 13
Fig. 5. Displacement contours of the limit conditions.
5
P. Li, et al. Computers and Geotechnics 119 (2020) 103372
Fig. 6. The new 3D improved failure mechanism of the deep tunnel in the sand.
sin(2θi + 1)
vi, i + 1 = vi (i ⩾ 1)
cos(θi + 1 − φ) (11)
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P. Li, et al. Computers and Geotechnics 119 (2020) 103372
Fig. 10. Comparisons of the limit support pressure between the present work
and the previous studies.
Fig. 9. Comparisons of the limit support pressures between the present me-
chanism and the numerical simulations.
with the results of many theoretical models [2,17]. It shows that the
V2 sin(2β2 − α ) v 2 V sin(2β + α ) v3 V sin(2β + 2β − α ) v4 model proposed in this paper provides a safe estimation of the limit
⎡ AV1 sin α
+ + 3 C2 + 4 A 1cos α 3 ⎤ support pressure. With the increase of friction angle in the soil, the
1 cos α A1 cos α v1 v1 1 v1
Nγ = ⎢ ⎥/D
⎢ +
(V5 + Vsoil) sin(2β2 + 2β4 + α ) v5 ⎥ analytical solution and numerical simulation solutions decreased. The
⎣ A1 cos α v1 ⎦ two curves are approximately logarithmic, and the curvature is almost
(19) consistent.
The optimal solution of limit support pressure for a deep shield
tunnel in the sand layer can be obtained by maximizing σT in Eq. (18)
4.2. Comparison of the limit support pressure with present research
with respect to the five unknown variables α, β1, β2, β3, β4 (im-
plemented in MATLAB software).
Fig. 10 shows the comparison of limit support pressure between the
proposed mechanism and other existing mechanisms [2,11,17]. For the
4. Comparisons upper-bound solutions, higher limit support pressure values indicate
better solutions [19]. The limit support pressures obtained from the
4.1. Comparison of the limit support pressure with the numerical simulation present mechanism are greater than those obtained from the other
upper-bound solutions. In addition, all the upper-bound solutions are
Fig. 9 shows the comparison of the limit support pressure between much less than limit equilibrium solutions.
the present mechanism and numerical simulations. With the increase of As shown in Fig. 11, the limit support pressure obtained by the
tunnel diameter, the limit support pressures by the two methods in- proposed mechanism is larger than that obtained by other researchers
crease linearly and the slope of the two straight lines is nearly the same. [2,17] and is closest to that obtained by centrifugal test [40], which
However, the results of the theoretical model in this paper are larger proves that the failure mechanism in this paper has better accuracy and
than the numerical simulation results, which has a good agreement superiority.
7
P. Li, et al. Computers and Geotechnics 119 (2020) 103372
The width of the upper part of the outlines is 0.35D and 0.3D respec-
tively, which is relatively close. Whereas, the height of the upper part of
the outlines varies greatly. Combined with the analysis of relevant
studies [31], it is believed that a collapse arch will be formed when the
limit state is reached. Once the limit state reaches, the arch foot basi-
cally remains unchanged with time, and the arch crown continues to
collapse upward.
The failure zones obtained from the numerical simulations using
FLAC3D in Cases 26–30 were compared with those given by the present
mechanism and those obtained by the multi-block mechanism proposed
by Soubra et al [17]. As shown in Fig. 13, the failure zones given by the
present mechanism agree well with those from the numerical simula-
tion even if the internal friction angle changes. Compared to the multi-
block mechanism by Soubra et al. [17], the upper part of the present
mechanism assumed in this paper is more reasonable (closer to the
numerical simulation) and the range of the failure zone is larger. The
more reasonable and larger failure zone makes the power of the soil
gravity in upper part of the present mechanism in Eq. (15) higher than
that for the multi-block mechanism by Soubra et al. [17]. Thus, the
Fig. 11. Comparisons of the limit support pressure between the present work limit support pressure by the present mechanism is higher than that by
and the theoretical solution. the multi-block mechanism.
5. Conclusions
(1) The numerical simulations result shows that when C/D ≥ 1 in the
sand, the increase of tunnel depth has no obvious influence on the
limit support pressure. The limit support pressure is positively
correlated with D and negatively correlated with φ. In Combination
with the Protodyakonov’s theory and multi-block failure me-
chanism, a new three-dimensional failure mechanism is proposed
for deep tunnels in sand. The analytical solutions of limit support
pressure are derived by using the upper-bound theorem.
Fig. 12. Comparisons of the failure zone between the present work and the (2) The limit support pressure from the present mechanism are com-
centrifugal test.
pared with those obtained from numerical simulations, the existing
researches and centrifuge test. The limit support pressure obtained
4.3. Comparison of the proposed failure zone with present research from the present mechanism is higher than that obtained from other
failure mechanisms with upper-bound theorem, which indicates
Chambon et al. [3] obtained the active failure mechanism of non- that the present mechanism is more accuracy. The comparison of
cohesive soil layer through the centrifuge test, which was compared limit support pressure between the present mechanism and nu-
with present mechanism, as shown in Fig. 12. It indicates that the merical simulation also validated the new mechanism.
outlines of the lower part of the failure zone obtained from the present (3) The outlines of the failure zone obtained from the present me-
mechanism are similar to the outlines obtained from the centrifuge test. chanism were compared with those given by the centrifuge test and
Fig. 13. Comparisons of the failure zone among the present mechanism, Soubra et al. [17] and the numerical simulation.
8
P. Li, et al. Computers and Geotechnics 119 (2020) 103372
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