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Culture Documents
Zhang-Jin Zhang, MD, PhD, a*§, Hong Zhao, MD b§, Gui-Xing Jin, MD c§, Sui-Cheung
Man, PhD a, Yi-Si Wang, MS b, Ying Wang, MD b, Hai-Rong Wang, MD b, Meng-Han Li,
MS b, Lo-Lo Yam, PhD a, Zong-Shi Qin, MS a, Kim-Kam Teresa Yu, MD d, Jing Wu, MD e,
Fung-Leung Bacon Ng, MS f, Tat-Chi Eric Ziea, PhD f, Pei-Jing Rong, PhD g
a
School of Chinese Medicine, the University of Hong Kong, Hong Kong, China
b
Department of Acupuncture and Moxibustion, First Teaching Hospital & National Clinical
Research Center for Chinese Medicine Acupuncture and Moxibustion, Tianjin University of
Traditional Chinese Medicine, Tianjin 300193, China
c
Department of Psychiatry, the First Hospital of Hebei Medical University, Shijiazhuang,
Hebei 050031, China
d
Department of Rehabilitation, Kowloon Hospital, Hong Kong, China
e
The Hong Kong Buddhist Association-the University of Hong Kong Clinical Centre for
Teaching and Research in Chinese Medicine, Kowloon, Hong Kong
f
Chinese Medicine Department, Hospital Authority, Hong Kong, China
g
Institute of Acupuncture and Moxibustion, China Academy of Chinese Medical Sciences,
Beijing 100700, China
* Corresponding Author:
Zhang-Jin Zhang, BMed, MMed, PhD
School of Chinese Medicine
The University of Hong Kong
10 Sassoon Road, Pokfulam
Hong Kong, China
Tel: (852)3917-6445
Fax: (852)2872-5476
E-mail: zhangzj@ hku.hk
This article has been accepted for publication and undergone full peer review but has not
been through the copyediting, typesetting, pagination and proofreading process which may
lead to differences between this version and the Version of Record. Please cite this article as
doi: 10.1111/pcn.12959
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Keywords: acupuncture; dense cranial electroacupuncture stimulation (DCEAS); cognitive
impairment; functional disability; post-stroke depression.
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Introduction
acupuncture therapies have been widely introduced into the management of poststroke
including PSD, functional disability, and cognitive deterioration, although most related
clinical studies lacked the rigorousness of the design and details of methodologies.5-7
the treatment of various psychiatric symptoms and have been shown to have benefits in
(OCD).11 Our pilot controlled trial has revealed the potential effects of DCEAS+BA in
reducing PSD and daily functional disability.12 These studies have led us to hypothesize that
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DCEAS+BA may be an effective therapy in the management of neuropsychiatric sequelae
of stroke.
To test this hypothesis, the present study was designed to determine whether DCEAS+BA
could produce better clinical outcomes in reducing PSD, functional disability, and cognitive
Methods
Traditional Chinese Medicine at Tianjin of China between April 2016 and July 2018. The
study protocol was approved separately by Institutional Review Board (IRB) of the
University of Hong Kong, Hospital Authority Hong Kong West Cluster, and the First
consent before entering the trial. We reported this trial according to CONSORT (see
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Patients who meet the following criteria were eligible for the study: (1) men or women aged
cerebral computed topographic scanning or magnetic resonance imaging before this study;
(3) had developed significant depressive episode, with the 17-item Hamilton Rating Scale
communicate with investigators, give informed consent, and complete clinical assessments.
Patients who met one of the following criteria were excluded: (1) presence of severe
aphasia; (2) presence of epilepsy, Parkinson’s disease, severe cardiovascular, hepatic, and
renal condition; (3) suicide attempts or aggressive behavior; (4) investigational drug
treatment within the previous 6 months; (5) a history of alcohol or drug abuse within the
previous 12 months; (6) heart pacemaker or other electronic devices implanted in the body;
DCEAS+BA and MAS in a ratio of 1:1 based on central random codes which are were
generated random block at each site. The group allocation was done in a partially double-
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blind manner. Clinical assessors (S.C. M., Y.S.W., M.H.L.) were blinded to patients’
treatment. Patients were told that they would receive acupuncture treatment, but they were
Treatment procedures
Acupuncture intervention: Most participants who did not have psychotropic treatment at
entry started acupuncture treatment immediately. Five participants who were under
Acupuncture intervention was conducted for 3 sessions per week over 8 consecutive weeks.
The determination of 8 weeks of the treatment duration was based on the fact that the robust
during first visit. All sessions of acupuncture treatment for a patient were performed by the
For DCEAS+BA, the following 6 pairs of frontal acupoints with electrical stimulation were
used: Baihui (GV20, +) and Yintang (EX-HN3, -), left Sishencong (EX-HN1, -) and
Toulinqi (GB15, +), right Sishencong (EX-HN1, -) and Toulinqi (GB15, +), bilateral
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Shuaigu (GB8, L+, R-), bilateral Taiyang (EX-HN5, L+, R-), and bilateral Touwei (ST8,
L+, R-). Meanwhile, the following 15 body acupoints with only manual stimulation were
used: Shen-Men (HT7), He-Gu (LI4), Qu-Chi (LI11), Guan-Yuan (CV4), Zu-San-Li
(ST36), Feng-Long (ST40) and San-Yin-Jiao (SP6) (all in bilateral), and Shui-Gou (GV26).
In Hong Kong site, electrical stimulation was additionally delivered on the 6 pairs of frontal
acupoints, with positive (+) and negative (-) electrode cord connection as shown above. The
output peak current and voltage of the machine (model: ITO ES-360) were 6 V and 48 mA,
duration of 100 µs for 30 min. The intensity of stimulation is adjusted to a level at which
patients feel most comfortable. The use of the low frequency rather high frequency is
because it could modulate biochemical adaptation of the brain in more favorable manner in
improving cognitive functions.14 The body acupoints were stimulated only manually at 15
min. In Tianjin site, due to procedure deviation, all frontal and body acupoints were
stimulated manually, i.e., after needling sensation was achieved, the needles were retained
for 30 min and manipulated at once again during retaining to maintain needling sensation.
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For MAS, the following 6 acupoints were used: bilateral Tong-Tian (GB17, L+, R-),
bilateral Shou-San-Li (LI10) and bilateral Fu-Yang (BL59). Electrical stimulation was only
performed on bilateral Tong-Tian (GB17) and the parameters are the same as above, but the
intensity are adjusted to a level at which patients just started feeling stimulation. The choice
of this control regimen was based on the following two criteria: (i) The acupoints chosen are
unrelated or less related to the treated syndromes according to TCM theory; and (ii) the
number of acupoints used and the intensity of electrical stimulation are kept to a minimum
level at which patients are still aware of receiving active acupuncture treatment.
Concomitant treatments: Considering the fact that a considerable portion of stroke patients
would be allowed for these concomitant treatments during the study. Antidepressant and
other psychotropic drugs were generally not allowed during the study. However, if clinically
significant insomnia occurred that could interfere with the continuation of experimental
treatment, benzodiazepines and non-benzodiazepines were allowed only for acute use.
Clinical assessment
The primary outcome was baseline-to-endpoint change in score of the 17-item Hamilton
Asberg Depression Rating Scale (MADRS)15 for depressive symptoms, Barthel Index (BI)
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for functional disability,16 and Montreal Cognitive Assessment (MoCA) for cognitive
function.17 The reason for the measurement of movement and cognitive function is that
acupuncture also has been confirmed to be beneficial in reducing physical disability and
from baseline on HAMD-17 score, and remission, defined as 7 points or less on HAMD-17
score were calculated. Adverse events are assessed using the Treatment Emergent Symptom
Scale (TESS).18
Data analysis
The sample size estimation was based on our previous pilot study12 revealing an
approximately 26% difference in the overall efficacy between the two groups with an
averaged standard deviation of 22%. A sample size of 45 each group would be sufficient to
participants who completed baseline and at least one evaluation after treatment. For the
missing data, the multiple imputation method was used under the missing at random
assessed the robustness of the missing data assumption at the end of treatment. Outcome
data were transformed as change from baseline in score of HAMD-17, MADRS, SDS, BI,
and MoCA at week 4 and 8. A generalized linear mixed-effect model was applied to
compare treatment outcomes over time between the two groups. The model was established
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using time and group for categorical fixed factors and random intercepts with scaled identity
covariance matrix. Study site and duration of the illness were treated as covariates.
adverse events were analysed using Chi-square (χ2) or Fisher Exact test. Two-way analysis
of variance (ANOVA) was used for endpoint subgroup analysis. Statistical significance was
defined as a two-tailed P < 0.05. The analyses were performed with SPSS version 16
Results
The enrolment information is summarized in CONSORT Figure (Fig. 1). Of 5830 patients
46) group and 82 (91.1%) completed the 8-week treatment. All 91 completed baseline and at
least one evaluation after treatment, and then were included in intent-to-treat (ITT) analysis.
Most baseline variables were not different between the two groups, but duration of the
illness of DCEAS+BA was significantly greater than that of MAS (P = 0.003) and then
served as a covariate in outcome analysis (Table 1). There were no differences in age (P =
0.177), genders (P = 0.157), and the illness duration (P = 0.228) among the four subgroups
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of DCEAS and MAS with electrical acupuncture (EA) and manual acupuncture (MA) (data
not shown). There were 5 participants who were under antidepressant treatment at entry.
Efficacy
Changes in score from baseline on HAMD-17, MADRS, BI, and MoCA over time are
interaction between group and time on HAMD-17 (F2,258 = 5.35, P = 0.006), BI (F2,259 =
3.24, P = 0.041), and MoCA (F2,254 = 4.15, P = 0.017), but not MADRS (F2,258 = 2.60, P =
0.076). Significant time main effects were observed on all the 5 outcome measures.
Significant group main effects were present on HAMD-17 (F1,258 = 7.36, P = 0.008),
MADRS (F1,258 = 7.30, P = 0.007), and MoCA (F1,254 = 7.40, P = 0.007). Between-group
at endpoint in all the 5 outcome measures than MAS (P < 0.001). Significant interactions on
HAMD-17, BI, and MoCA (P ≤ 0.034) and significant group main effects on HAMD-17,
MADRS, and MoCA (P ≤ 0.006) were also observed in the analysis with the exclusion of
The clinical response rate of the DCEAS+BA group was significantly higher than that of
MAS (40.0% vs. 17.4%, P = 0.031). The remission rate was not significantly different
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Subgroup analysis revealed that electrical acupuncture (EA) had a strikingly greater
group (P < 0.001), but there was no significant difference between EA and MA on the MAS
No severe adverse events were reported. The incidence of adverse events is summarized in
Table 4. The incidence of overall and individual adverse events were not significantly
Discussions
This study revealed that the DCEAS+BA treatment produced strikingly greater endpoint
reduction of scores of the two depression measures (HAMD-17 and MADRS) than MAS.
The DCEAS+BA-treated group also had a markedly higher clinical response rate defined
with HAMD-17, although the remission rate was not significantly different. This clearly
indicate that DCEAS+BA was effective in alleviating the severity of depressive symptoms.
improving functional disability associated with daily self-caring activity and cognitive
performance. However, the incidence of adverse events of both groups was not different.
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These results confirm findings obtained in previous studies,5-7 suggesting that DCEAS+BA
is not only effective in reducing PSD, but also beneficial in improving post-stroke functional
The broad therapeutic effects observed may be related to acupuncture regimen used in this
study. Unlike previous studies in which most acupoints used for neuropsychiatric sequelae
of stroke are located on the body and generally stimulated only with manual manipulation,5-7
this study utilized a combination of dense forehead and body acupoints and electrical
stimulation was further conducted on the forehead acupoints. The forehead acupoints are
innervated by the trigeminal sensory pathway that has more intimate collateral connections
with the brainstem reticular formation, particularly the raphe nuclei containing serotonin (5-
producing neurons.21,22 A large body of evidence confirms that the brainstem 5-HT and NA
neuronal systems play a pivotal role in acupuncture modulation of multiple brain functions,
including the processing of locomotor, mood and cognition information.23,24 The addition of
is confirmed by the subgroup analysis of this study that revealed much better outcomes of
disability of the DCEAS+BA-treated patients. Our previous studies have shown a rapid
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antidepressant effects of EA25 in the treatment of major depressive disorder. Moreover,
(ADHD).26-29
It thus appears that a combination of DCEAS and body acupuncture particularly with
electrical stimulation on forehead acupoints could produce additive and even synergistic
effects by broadly modulating neurochemical pathways and brain regions. Indeed, it is well
and endogenous opiate neuropeptides of the brain.30 It also affects brain regions associated
The superior efficacy achieved from DCEAS+BA may also be attributed to acupuncture
control mode and the number of acupoints used. Although there is a lack of standardized
control methods for acupuncture clinical trial research,32,33 it is generally accepted that MAS
is an appropriate design for controlling “placebo effect" of acupuncture.8 In this study, the
choice of MAS as control was based on neuroimaging findings that the more widespread
and intense effects of acupuncture in modulating brain regions are associated with more
efficient and effective acupuncture stimulation.8. This suggests that the optimal control for
brain effects of acupuncture should be kept at the minimum level in both quantity and
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quality of acupuncture stimulation. In addition, compared to other acupuncture control
procedures, MAS is more practicable and better maintenance of blinding.33 On the other
hand, there were a total of 25 acupoints used in this study, much more than most previous
Several limitations of this study should be considered. Firstly, although assessors and
participants were blind to treatment, acupuncturists were not blind to patients’ treatment.
Bias from acupuncturists could not be completely excluded.34 Furthermore, similar to most
previous studies,6 the determination of body acupoints used in this study was basically based
Secondly, the sample was mixed with ischemic and haemorrhagic strokes which
pathological profiles and symptom severity may vary. However, the results of outcome
analysis were similar in the inclusion and exclusion of subjects with haemorrhagic stroke.
One meta-analysis also has suggested the effectiveness of acupuncture in ischaemic and
haemorrhagic strokes.35 It is suggested that DCEAS+BA may have similar beneficial effects
in the two types of stroke. Thirdly, this study did not conduct follow-up and long-term
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biomedical approaches were included in the measurement of treatment outcomes. Our
neuroimaging study has suggested that acupuncture effects on stroke may be associated with
The further exploration of neuroimaging and molecular basis for acupuncture effects on
stroke would help gain some insights into neural mechanisms of acupuncture.
Acknowledgement
We thank Dr. Jennifer Ma Wai-Wai Myint and Ms. Mei-Mei Mo for their support in patient
recruitment, Ms. Stella Chan for her assistance in data input. This study was supported by
fund from Chinese Medicine Department of Hospital Authority of Hong Kong, the National
Key R&D Program of China (2018YFC1705800, 2018YFC1705801), and “One Belt, One
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The authors declare no financial or other conflicts of interest.
Author contributions
ZZJ, HZ, FLBN, and TCZ were involved in conception and design of the study and the
preparation of the manuscript. YSW, YW, HRW, LLY, KKTY, and JW screened, recruited,
and treated subjects. SCM and MHL conducted clinical assessment. ZZJ, GXJ, and ZSQ
conducted data analysis and re-analysis. GXJ and PJR critically read the revised manuscript.
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Legends for figures
Fig. 3. Treatment outcomes of stroke patients measured using the 17-item Hamilton Rating
(MADRS) (B), Barthel Index (BI) (C), and Montreal Cognitive Assessment (MoCA) (D).
Stimulation
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Table 1. Baseline characteristics
Variables DCEAS+BA (n = 45) MAS (n = 46) P value a,b
Male, n (%) a 30 (66.7) 26 56.5) 0.436
b
Age (y) 61.3 ± 8.9 63.9 ± 9.2 0.174
Having previous stroke, n (%) a 23 (51.1) 21 (45.7) 0.756
b
Post-stroke duration (month) 29.4 ± 60.0 8.9 ± 12.0 0.003
b
Duration of PSD onset (month) 2.1 ± 2.7 2.1 ± 2.2 0.756
a
Current antidepressant treatment, n (%) 3 (6.7) 2 (4.3) 0.677
Current physical therapy, n (%) a 18 (40.0) 21 (45.6) 0.739
a
Regular alcohol drinkers, n (%) 6 (13.3) 4 (8.7) 0.522
a
Regular smokers, n (%) 12 (26.7) 14 (30.4) 0.868
a
Comorbid cardiovascular diseases, n (%) 24 (53.3) 26 (56.5) 0.924
Comorbid diabetes, n (%) a 17 (37.8) 17 (37.0) 0.892
a
Previous acupuncture experience, n (%) 29 (64.4) 29 (63.0) 0.937
b
Stroke types, n (%) 1.000
Ischemic 42 (93.3) 43 (93.5)
Haemorrhagic 3 (6.7) 3 (6.5)
a
Brain regions lesioned, n (%) 0.897
c
Basal ganglia 9 (20.0) 12 (26.1)
Brainstem 4 (8.9) 5 (10.9)
Frontoparietal lobe 3 (6.7) 2 (4.3)
Multiple regions 27 (60.0) 26 (56.5)
Unknown 2 (4.4) 1 (2.2)
b
Baseline HAMD-17 23.8 ± 4.2 23.7 ± 4.0 0.943
Baseline MADRS b 23.4 ± 7.1 21.9 ± 6.9 0.287
b
Baseline BI 43.7 ± 6.9 42.5 ± 8.2 0.440
b
Baseline MoCA 23.8 ± 4.5 24.8 ± 5.0 0.311
a 2
Categorical data were examined using Chi-square (χ ) or Fisher Exact test.
b
Continuous data are expressed as mean ± SD and examined using Student t-test.
c
Including lesion of bilateral and unilateral basal ganglia.
d
Antidepressant agents included fluoxetine and sertraline.
DCEAS+BA, Dense Cranial Electroacupuncture Stimulation plus Body Acupuncture; MAS,
Minimum Acupuncture Stimulation; PSD, post-stroke depression; HAMD-17, 17-item Hamilton
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Rating Scale for Depression; MADRS, Montgomery-Asberg Depression Rating Scale; BI,
Barthel Index; MoCA, Montreal Cognitive Assessment.
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Table 2. Treatment outcomes of acupuncture a,d
DCEAS+BA P value
Variables P value b MAS (n = 46) b Difference P value c
(n = 45)
HAMD-17
Week 4 -6.3 (-8.1, -4.6) <0.001 -3.9 (-5.7, 2.2) <0.001 -2.4 (-4.8, 0.0) 0.051
Week 8 -10.3 (-12.1, -8.6) <0.001 -5.5 (-7.2, 3.7) <0.001 -4.9 (-7.2, -2.5) <0.001
MADRS
Week 4 -6.3 (-8.0, -4.6) <0.001 -4.7 (-6.5, -3.0) <0.001 -1.6 (-3.9, 0.8) 0.186
Week 8 -11.5 (-13.2, -9.8) <0.001 -7.6 (-9.4, -5.7) <0.001 -4.0 (-6.4, -1.6) 0.001
BI
Week 4 2.3 (0.5, 4.1) 0.014 2.8 (1.0, 4.7) 0.003 -0.6 (-3.1, 2.0) 0.869
Week 8 2.6 (0.8, 4.5) 0.006 -1.1 (-3.0, 0.8) 0.266 3.7 (1.1, 6.3) 0.005
MoCA
Week 4 1.3 (0.5, 2.1) 0.003 0.6 (-0.2, 1.5) 0.152 0.7 (-0.5, 1.8) 0.271
Week 8 2.2 (1.4, 3.1) <0.001 -0.1 (-1.0, 0.8) 0.889 2.3 (1.1, 3.5) <0.001
a.
Data denotes change from baseline and are expressed as mean with 95% CI. The values were
adjusted with study site and duration of the illness. Linear mixed-effects model was used to
examine overall effects and between-group differences.
b.
Compared to baseline value within group.
c.
Compared between the two groups at the same measurement point.
d.
DCEAS+BA, Dense Cranial Electroacupuncture Stimulation plus Body Acupuncture; MAS,
Minimum Acupuncture Stimulation; PSD, post-stroke depression; HAMD-17, 17-item Hamilton
Rating Scale for Depression; MADRS, Montgomery-Asberg Depression Rating Scale; BI,
Barthel Index; MoCA, Montreal Cognitive Assessment
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Table 3. Subgroup analysis on electrical and manual acupuncture effects on BI a,b
Variables DCEAS+BA (n = 45) MAS (n = 46)
EA 6.1 ± 4.8 (11) 1.9 ± 2.5 (10)
MA 0.6 ± 2.6 (34) 2.3 ± 4.4 (36)
P value <0.001 0.760
a.
Data are expressed as mean ± standard deviation. Subject numbers are indicated in
parenthesis. P values represent a comparison between EA and MA.
b.
DCEAS+BA, Dense Cranial Electroacupuncture Stimulation plus Body Acupuncture;
MAS, Minimum Acupuncture Stimulation; BI, Barthel Index; EA, electroacupuncture;
MA, manual acupuncture.
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Table 4. Adverse events a
Event CAT (n = 45) MAS (n = 46) P value
Any 7 (15.6) 8(17.4) 0.963
Dizziness 1 (2.2) 1 (2.2) 1.000
Nausea 0 1 (2.2) 1.000
Vomiting 0 1 (2.2) 1.000
Tiredness 3 (6.7) 6 (13.0) 0.485
Depression exacerbated 0 1 (2.2) 1.000
Movement disorder 2 (4.4) 1 (2.2) 0.617
Needling-induced discomfort 5 (11.1) 4 (8.7) 0.739
Sweating 0 2 (4.4) 0.495
Palpitation 1 (2.2) 1 (2.2) 1.000
Headache 3 (6.7) 2 (4.4) 0.980
Insomnia 2 (4.4) 3 (6.5) 1.000
Drowsiness 1 (2.2) 3 (6.5) 0.617
a
Data were examined using Chi-square (χ2) or Fisher Exact test. DCEAS+BA, Dense Cranial
Electroacupuncture Stimulation plus Body Acupuncture; MAS, Minimum Acupuncture
Stimulation
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Accepted Article