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19 TH

CENTURY
MUSIC

Mystères limpides: Time and Transformation


in Debussy’s Des pas sur la neige
Debussy est mystérieux, mais il est clair.
—Vladimir Jankélévitch

STEVEN RINGS

Introduction: Secrets and Mysteries sive religious orders). Mysteries, by contrast,


are fundamentally unknowable: they are mys-
Vladimir Jankélévitch begins his 1949 mono- teries for all, and for all time. Death is the
graph Debussy et le mystère by drawing a dis- ultimate mystery, its essence inaccessible to
tinction between the secret and the mystery. the living. Jankélévitch proposes other myster-
Secrets, per Jankélévitch, are knowable, but ies as well, some of them idiosyncratic: the
they are known only to some. For those not “in mysteries of destiny, anguish, pleasure, God,
on the secret,” the barrier to knowledge can love, space, innocence, and—in various forms—
take many forms: a secret might be enclosed in time. (The latter will be of particular interest
a riddle or a puzzle; it might be hidden by acts in this article.) Unlike the exclusionary secret,
of dissembling; or it may be accessible only to the mystery, shared and experienced by all of
privileged initiates (Jankélévitch cites exclu- humanity, is an agent of “sympathie fraternelle
et . . . commune humilité.”1

An abbreviated version of this article was presented as


1
part of the University of Wisconsin-Madison music collo- Vladimir Jankélévitch, Debussy et le mystère (Neuchâtel:
quium series in November 2007. I am grateful for the Baconnière, 1949), pp. 9–12 (quote, p. 10). See also his later
comments I received on that occasion from students and revision and expansion of the book, Debussy et le mystère
faculty. I am also indebted to Michael Puri, Alex Rehding, de l’instant (Paris: Librairie Plon, 1976), pp. 15–19. Re-
Anne Robertson, and the reviewers for this journal for maining citations in the present article refer to the origi-
their trenchant reactions to earlier written drafts of the nal 1949 edition, unless the later edition is explicitly speci-
paper. fied. Translations from either edition are mine.

178 19th-Century Music, vol. 32, no. 2, pp. 178–208. ISSN: 0148-2076, electronic ISSN 1533-8606. © 2008 by the Regents of
the University of California. All rights reserved. Please direct all requests for permission to photocopy or reproduce article
content through the University of California Press’s Rights and Permissions Web site, at http://www.ucpressjournals.com/
reprintInfo.asp. DOI: 10.1525/ncm.2008.32.2.178.
Debussy’s music, Jankélévitch famously pro- in all problems the secret of technical con- STEVEN
RINGS
nounced, is a music of the mystery, not of the struction,” considering the latent “scientism” Debussy’s
secret. It does not hide its truths behind her- of this approach a “philosophical indiscretion, Des pas sur
la neige
metic codes or arcane formalisms, but instead mistaking for a secret the constitutional and
lays bare essential mysteries of existence, mak- nuclear mystery of existence.”5 Jankélévitch’s
ing them palpably present to experience: “no exclusive religious societies, quintessential cul-
musician has gone as far as Claude-Achille in tures of the secret, are all too easily compared
the suggestion and transcription of the myste- to communities of musical analysts trained in
rious. The inexpressible that Debussy expresses highly specialized approaches—methods acces-
resembles an enigma that, we might say, is sible only to the initiate. (It is hard to imagine
meant to be loved, but not solved.”2 that he did not intend the comparison.) The
“But not solved. . . . ” The implication is analyst not only does violence to music’s mys-
clear: we are not to treat mysteries as secrets. tery, but exhibits something approaching a pa-
That is, we are not to approach them as puzzles thology—a “maniac antihedonism,” manifested
to be solved, ciphers to be cracked, doors to be in a desire to flee from music’s most potent
unlocked. In short, we are not to analyze mys- effects: “Technical analysis is a means of refus-
tery. Jankélévitch easily could have quoted ing to abandon oneself spontaneously to grace,
Debussy himself on the matter: “Grownups which is the request the musical Charm is
tend to forget that as children they were forbid- making.”6 Analysis, in short, is in league with
den to open the insides of their dolls—a crime the ideology of the secret and is anathema to
of high treason against the cause of mystery. mystery.
And yet they still insist on poking their aes- The scholarly literature of course abounds
thetic noses into things that don’t concern in analytical and theoretical studies of
them! Without their dolls to break open, they Debussy’s music. Jankélévitch’s view, if ac-
still try to explain things, dismantle them and cepted, would force us to regard all this work
quite heartlessly kill all their mystery.”3 There as, at best, orthogonal to what is most impor-
is much to relish here, most notably the mas- tant in the composer’s music, or, at worst,
terful twist that allows Debussy to patronize deeply damaging to it. Some analysts may be
adults by comparing them to children, who untroubled by this indictment, finding Jan-
know better than to analyze their pleasures. kélévitch’s notion of mystery too woolly to
Citations of these (or similar) words from the support rational academic discourse in the first
composer have become a familiar ritual in place. Others may wish to dismiss Jankélévitch
Debussy criticism, offered as an admonition by on more philosophical grounds, holding his
those not inclined to analysis, and as an expres-
sion of anxiety by those who are.4
With Jankélévitch, the admonition against
5
analysis rises to the level of an ethical indict- Jankélévitch, Debussy et le mystère, p. 10.
6
Vladimir Jankélévitch, Music and the Ineffable, trans.
ment. He condemns the tendency to “seek out Carolyn Abbate (Princeton: Princeton University Press,
2003), p. 102. Charme is a special term of art for
Jankélévitch, denoting a sort of unanalyzable poetic grace;
Arnold I. Davidson discusses the concept in his introduc-
2
Jankélévitch, Debussy et le mystère, p. 11. tion to Abbate’s translation (pp. vii–xii). Abbate has ex-
3
Debussy on Music, ed. and trans. François Lesure and tended and elaborated on Jankélévitch’s arguments in her
Richard Langham Smith (New York: Knopf, 1977), p. 13. much-discussed article “Music—Drastic or Gnostic?” Criti-
The quote comes from Debussy’s first published essay for cal Inquiry 30 (2004), 505–36, in which she stresses the
La revue blanche, dated 1 April 1901. importance that Jankélévitch places on the antimeta-
4
Roy Howat, for example, begins his monumental analyti- physical materiality of music as experienced in perfor-
cal study of Debussyan form and proportion with this very mance. Echoing the passage quoted above, she states that
citation. See his Debussy in Proportion: A Musical Analy- “dissecting the work’s technical features or saying what it
sis (Cambridge: Cambridge University Press, 1983), p. ix. represents reflects the wish not to be transported by the
Edward Lockspeiser offers a characteristic admonition state that the performance has engendered in us” (pp. 505–
against analysis in Debussy: His Life and Mind, vol. II 06). These ideas of course have a history: most obviously,
(New York: Macmillan, 1965), p. 234. Though Lockspeiser the notion that analysis is a form of “dissection,” which
does not quote Debussy in this particular passage, he does turns a living body into a corpse, is a familiar trope in
approvingly cite Jankélévitch. Romantic criticism.

179
19 TH claims of musical ineffability suspect.7 Some range his presentation in a way that will stimu-
CENTURY
MUSIC readers, however, may find this division of la- late the musical imagination of his audience.
bor more or less satisfactory, falling, as it does, . . . Analysis simply says: listen to this . . . now
along familiar and well-fortified disciplinary remember how that sounded . . . hear the rela-
battle lines. In this view we are left with two tion . . . etc.”9 From this perspective—analysis
nonintersecting, irreconcilable discourses on as an invitation to listen, to experience in-
Debussy’s music, one of them immersed in the tently—Jankélévitch’s charge of “maniac
fascinations of form, the other immersed in the antihedonism” rings especially false. The charge
fascinations of meaning (meanings worldly or will surely come as a surprise to those who find
mysterious, legible or ineffable). This split, fa- analysis and all of its attendant activities—
miliar and comfortable for some, will never- listening, playing, singing, reflecting, recom-
theless feel intellectually crippling for others. posing—a means of experiencing music’s physi-
Not only does it divide the scholarly commu- cality and immediacy, its presence effects and
nity into two populations who do not commu- meaning effects, as acutely as possible.10 The
nicate with one another, it also closes off a experiences so constructed are of course not
wealth of insight into the ways in which the extra-discursive; they are constructed by the
sounding details of Debussy’s music (variously analytical act itself. I do not mean to naturalize
refracted or constructed through different ana- analysis; it is a very special kind of activity,
lytical discourses) might give rise to meanings with an admittedly charged ideological and in-
(variously refracted or constructed through dif- stitutional history. The analytical encounter
ferent interpretive discourses). with music should not be facilely equated with
Perhaps the most effective end run around our countless other encounters with music, all
Jankélévitch’s binary is to demonstrate that richly interwoven in the fabric of our everyday
analysis need not always work in the way he lives, and all saturated with meaning.11 I sim-
says it does. Analysis, at its best, need not be a ply wish to stress that, rather than reflecting a
means of “solving” a piece—of decoding it like desire to flee music’s effects, the act of analysis
a secret—but instead a process of making us is often undertaken in an effort to intensify
more alive to it as a material, sonic phenom- those very effects. If a charge is to be made
enon. The endeavor, thus conceived, aims not against analysis so conceived, it would more
at knowledge understood in some discursive properly be one of hedonism.12
sense, but at intensified experience, which If the mystery that Jankélévitch detects in
yields a different sort of knowledge.8 The view Debussy is indeed experienced, can analysis—
was articulated long ago by David Lewin, who understood as a process of constructing an in-
suggested that the “goal [of analysis] is simply tensified experience—make us more attentive
to hear the piece better, both in detail and in
the large. The task of the analyst is ‘merely’ to
point out things in the piece that strike him as 9
David Lewin, “Behind the Beyond: A Response to Edward
characteristic and important (where by ‘things’ T. Cone,” Perspectives of New Music 7 (1969), 63, main
one includes complex relationships), and to ar- text and n. 5.
10
On “presence effects” and “meaning effects,” see Hans
Ulrich Gumbrecht, Production of Presence: What Mean-
ing Cannot Convey (Stanford: Stanford University Press,
2004).
7 11
See, for example, Lawrence Kramer, Classical Music and See Tia DeNora, Music in Everyday Life (Cambridge:
Postmodern Knowledge (Berkeley: University of Califor- Cambridge University Press, 2000). Nicholas Cook dis-
nia Press, 1995), pp. 10–19; idem, Musical Meaning: To- cusses the differences between modes of listening informed
ward a Critical History (Berkeley: University of California by musicological discourse and more everyday modes of
Press, 2002), pp. 5–6, 145–72; and Susan McClary, Con- listening in Music, Imagination, and Culture (Oxford: Ox-
ventional Wisdom: The Content of Musical Form (Berke- ford University Press, 1992).
ley: University of California Press, 2000), esp. pp. 1–31. 12
That charge has of course been made. It is an implicit
8
Jankélévitch calls such experiential knowledge drastic, as subtext, for example, in much of Gary Tomlinson’s “Mu-
opposed to gnostic; Abbate’s article “Music—Drastic or sical Pasts and Postmodern Musicologies: A Response to
Gnostic?” has given those terms new currency. One of the Lawrence Kramer,” Current Musicology 53 (1992), 18–24.
claims of the present article is that music analysis can See especially his comments on close listening on pp. 21–
lead to drastic knowledge. 22.

180
to that mystery, or is it simply the wrong mode vious experience may only have been vague or STEVEN
RINGS
of attending for the task? To work our way inchoate. When we do not want clarity, this Debussy’s
into the question, we should first note that may be a problem; some scholars have indeed Des pas sur
la neige
Jankélévitch understands the Debussyan mys- suggested that it is a problem in Debussy analy-
tery as a function not of obscurity, but of clar- sis. Richard Taruskin, for example, states that
ity. To capture the idea, he adopts the para- analysis of Debussy’s music runs the risk of
doxical locution of the mystère limpide, the “valu[ing] an ounce of light over a pound of
lucid mystery: “What could be less labyrin- shadow,” a view that “does not accord very
thine than the nude, arid simplicity of the Étude well with the Symbolist scale of values.”15
pour le cinq doigts, of Tierces alternées, or of Taruskin’s statement suggests that the best ap-
Doctor Gradus ad Parnassum? Whereas all se- proach to Debussy’s music might be a sort of
crets require complication and profundity, analytical soft focus—one in which we do not
Debussy is intelligible [patent] because his mys- seek to listen to the music too closely. Jankélé-
teries are clear! Debussy is mysterious, but he vitch’s comments should give us pause, how-
is clear. The lucid mystery—epitomized by ever. If one of the vehicles of Debussy’s enig-
death—is this not the mystery par excellence?”13 mas is indeed clarity, might not the “light”
Jankélévitch’s notion of the lucid mystery is shed by analysis be used to bring that clarity
part and parcel of his broader critical project, into yet sharper relief, making our experience
which involves, among other things, a Gallic not one of less mystery, but of more?
reaction against Teutonic profundity. The I will test that idea in the following pages.
mystère limpide is as much a polemical con- But first, another question demands attention.
struct as it is a positive assessment of Debussy’s If a mystery is clear, is it not clear immedi-
style.14 I will not delve into these broad ideo- ately—that is, on first listening, without any
logical issues here, but instead simply adopt discursive intervention (analytical or other-
Jankélévitch’s idea heuristically, as a way to wise)? And would this not stop us in our tracks
get at the problem of contemplating artworks at this point and oblige us to cease talking and
that we value as mysterious. For the idea pro- simply listen to Debussy’s music in silence?
vides an opening, suggesting that clarity need Jankélévitch, perhaps surprisingly, says no.
not diminish a work’s mystery. While music is for him fundamentally a sound-
Analysis is well suited to clarity. It can fo- ing surface—a sensuous, material phenom-
cus one’s hearing of a piece or passage, making enon—it is nevertheless a surface that wills
available a sharpness of perception where pre- our close attention and invites our contempla-
tion. Through contemplation, the surface opens
onto depths. These are not Teutonic, meta-
physical depths, however; they are depths cre-
13
Jankélévitch, Debussy et le mystère, p. 11. Jankélévitch ated by the work’s reticence to disclose itself
contrasts the mystère limpide with the mystère occulte, all at once: “The impression of depth is sug-
which he associates with various mystical movements in
vogue in intellectual Paris in the 1880s, including gested to us by the very effort that will be
Rosicrucianism and Pre-Raphaelitism. He recognizes the necessary to delve into the intentions of the
influence of these movements on Debussy, but suggests philosopher, or the musician, or better yet, will
that the composer’s development traced a path from the
mystères occultes of early Pre-Raphaelite essays such as be suggested by the time required to actualize
La Damoiselle élue to the genuine mystères limpides of all that is virtual in the text or the musical
mature works like Pelléas: “The distance from the work; depth, which is a spatial metaphor, is in
Damoiselle to Pelléas . . . traverses the complete distance
between the mystère occulte and the mystère limpide” short the projection of the time required for
(ibid., p. 13). On the early influence of the Pre-Raphaelites
on Debussy, see Richard Langham Smith, “Debussy and
the Pre-Raphaelites,” this journal 5 (1981), 95–109.
14
Jankélévitch’s animus toward the Austro-Germanic tra-
15
dition was a driving force in his thought; it underlies his Richard Taruskin, The Oxford History of Western Mu-
briefs against both analysis and hermeneutics. See the in- sic, vol. 4: The Early Twentieth Century (Oxford: Oxford
troductory essays by Arnold I. Davidson and Carolyn University Press, 2005), p. 92. Taruskin offers the com-
Abbate in Abbate’s translation of Music and the Ineffable, ment specifically with reference to an interpretation of
pp. vii–xx. the large-scale tonal scheme of act IV, sc. 4 of Pelléas.

181
19 TH actualization.”16 The “time required for actual- fracted through consciousness, emotion, and
CENTURY
MUSIC ization” is not the same as the time in which memory.
music unfolds. Jankélévitch instead describes The discussion begins by exploring the
it—memorably—as “perpendicular” to musi- work’s ostinato in depth; a chronological pass
cal time: over the piece follows. The chronological orga-
nization is a choice, not a default, meant to
It takes time for the listener to discover these virtu- develop and focus a particular experience of the
alities, and for the spirit to delve into the core of this Prélude as it unfolds in time. The matter of
immanence: there is a time for sinking in, and this temporal succession is indeed crucial and
time, perpendicular to the time of the performance prompts an excursus in the second half of the
(if one dares to use such language), is the time that
article on the ways in which we might hear the
the listener spends in delving into the thickness of
work as a whole to encode temporality. The
this meaning devoid of meaning. . . . And time is
necessary, moreover, to familiarize oneself with un- discussion moves freely between technical ana-
familiar beauty, with harmonies that may be alien lytical language and other styles of descriptive
to our habits of listening. . . . “Deep” music is like a and interpretive language. The technical dis-
rich essential nature in a human being: one cannot course is transformational theory, but its for-
appreciate the personality and the resources in the malities are worn lightly.18 I have sought to
first afternoon’s encounter. . . . blend the transformational observations into
The “depth” of the temporal work is, in short, the overall interpretive narrative in an effort to
another name with which to designate reticence, suggest that the technical is not a privileged
the spirit that withholds and does not reveal all its mode of interpretation, but merely one species
resources at first . . . [it] unfolds itself little by little,
of discursive mediation (among several) via
for patient, attentive ears: its depth calls out to ours.17
which we can become attentive to the Prélude’s
presence effects and meaning effects.19 In draw-
Jankélévitch’s comments are clearly relevant
ing on analytical and hermeneutic language,
to our present work, suggesting that we do not
become fully attentive to Debussy’s clear mys-
teries through the simple fact of the music 18
The analysis is far from a “complete” transformational
hitting our ears. The mysteries emerge into account of the piece (were such a thing even possible); it
their full clarity only once we have inhabited instead explores only those details that are central to the
hearing I will develop. Arnold Whittall has recently sug-
the perpendicular time of musical reflection, gested that “many of Debussy’s most individual works
carefully directing and redirecting our “patient, might one day be illuminated from within the parameters
attentive ears” to the music’s many sonic pres- of [transformational] theory.” Arnold Whittall, “Debussy
Now,” in The Cambridge Companion to Debussy, ed.
ences. Simon Trezise (Cambridge: Cambridge University Press,
In what follows I want to do just that, by 2003), p. 280. The present article, however partial, repre-
listening closely to Debussy’s Des pas sur la sents one contribution to such a broader project. My analy-
sis takes its inspiration from David Lewin’s magisterial
neige (Préludes, book I, no. 6). The discussion reading of Debussy’s essay “A Transformational Basis for
of the piece is detailed; the reader may find it Form and Prolongation in Debussy’s ‘Feux d’artifice’,” in
necessary at times to draw on the patience that Musical Form and Transformation: 4 Analytic Essays (New
Haven: Yale University Press, 1993), pp. 97–159. For an
Jankélévitch counsels. But it is my hope that additional suggestive application of transformational meth-
patience will be rewarded in an intensified ex- ods to Debussy’s music, one that also engages in questions
perience of certain of the work’s sonic pres- of meaning and interpretation, see Rebecca Leydon’s analy-
sis of the second movement of the Cello Sonata in her
ences, and via them, certain of its mystères Narrative Strategies and Debussy’s Late Style (Ph.D. diss.,
limpides. Chief among the Prélude’s myster- McGill University, 1996), pp. 146–67.
19
ies, I suggest, is the mystery of time, as re- On the value of avoiding a hierarchical relationship be-
tween analysis and hermeneutics—one in which all herme-
neutic statements are treated as dependent on analytical
statements for their “validation”—see Lawrence Kramer,
16
Jankélévitch, Music and the Ineffable, p. 69. Jankélévitch “Analysis Worldly and Unworldly,” Musical Quarterly 87
is not speaking only of Debussy here, but of “deep” (i.e., (2004), 119–39. Kramer recommends not a reversal of hier-
reticent) music in general; Jankélévitch’s archetypes for archy, with hermeneutics now taken as primary, but rather
such music—in addition to Debussy—include Fauré, a negation of any hierarchical ranking between the ana-
Mompou, Ravel, and Falla. lytical and the hermeneutic, in what he calls a “principle
17
Ibid., pp. 70–71. of nonpriority” (p. 125).

182
the article deploys discourses anathema to harmony or texture acting like the shifts of STEVEN
RINGS
Jankélévitch for Jankélévitchian ends. In the light and atmosphere around a stack of wheat, Debussy’s
conclusion I will evaluate the degree to which or Rouen Cathedral. Des pas sur
la neige
this paradoxical effort succeeds, returning to Debussy enigmatically marks the ostinato
the ideas about secrets and mysteries with Ce rythme doit avoir la valeur sonore d’un
which I began. fond de paysage triste et glacé (this rhythm
Let us, then, direct our “patient, attentive should have the sonic quality of a sad and fro-
ears” to Debussy’s Prélude. Example 1a (pp. zen landscape). The pairing triste et glacé sug-
184–85) is a lightly annotated score of the piece. gests the inseparability of affect and frozen en-
The annotations are cued to a rotational inter- vironment, or rather, their mutual infusion of
pretation of the form in ex. 1b (p. 186).20 The each other. The resulting affective field—align-
double-rotational, binary reading (A–B–A'–B', ing cold, winter, and despair on one side, and
followed by a coda) agrees with other published their excluded opposites (whose absence we
analyses of the piece, though it is certainly not feel pointedly) on the other—is familiar from a
the only formal hearing possible.21 Rather than vast range of European literature. It remains a
surveying the rotational reading at this point, I remarkably durable meteorological trope in
will discuss it as the chronological pass French Symbolism, from Baudelaire to La-
progresses. forgue.22 In Debussy’s Prélude this is not merely
a poetic idea; it is something we are to hear—it
Footsteps, Footprints
is to be projected sonically in the ostinato’s
We hear the ostinato immediately in m. 1. It valeur sonore, specifically in its rhythm. The
persists, with a few telling interruptions, way in which the Prélude gives sonic embodi-
throughout the piece, serving as a focal point of ment to such an idea is the subject of the dis-
attention when it is present and becoming even cussion to come. Note for now that Debussy
more conspicuous in its momentary absences. draws our attention immediately to the
The ostinato acts as a sort of perceptual and ostinato’s temporal dimension, alerting us to
interpretive fulcrum: a fixed point around which the centrality of time in the Prélude.
all other musical and semantic signifiers re- What is perhaps most striking about the
volve; the interaction between the ostinato and marking, however, is what it does not say. It
its surroundings provides one of the central does not say anything about footsteps. And yet
fascinations of the Prélude. The effect is a fa- the resemblance can hardly be missed if one
miliar one from Debussy’s music, in which a has the Prélude’s title in mind.23 If these are
single melodic or motivic element is reiterated
in ever-shifting harmonic and textural contexts. 22
Though no work (poetic or pictorial) is known to have
It is a critical commonplace to interpret this served explicitly as inspiration for Debussy’s Prélude, its
effect in impressionist terms, with the shifts in field of potential poetic intertexts is rich, embracing
Baudelaire (Chant d’automne, Brumes et pluies), Mallarmé
(Le vierge, le vivace, et le bel ajourd’hui), Verlaine
(Colloque sentimental), Louÿs (Le Tombeau des naïades),
20
For an overview of rotational theory, see James Hepokoski Laforgue (Couchant d’hiver), and—reaching back to in-
and Warren Darcy, Elements of Sonata Theory: Norms, clude a medieval text well known to Debussy—Charles
Types, and Deformations in the Late-Eighteenth-Century duc d’Orléans (Yver vous n’estes qu’un vilain).
23
Sonata (Oxford: Oxford University Press, 2006), pp. 611– As in all of the Préludes, the title comes at the end of the
14. movement, enclosed in parentheses and following an el-
21
For similar readings, see Arnold Whittall, “Tonality and lipsis, allowing us perhaps to hold our knowledge of it in
the Whole-Tone Scale in the Music of Debussy,” Music abeyance when hearing the piece. But once we are sensi-
Review 36 (1975), 262; idem, Musical Composition in the tized to the footstep-like qualities of the ostinato, the re-
Twentieth Century (Oxford: Oxford University Press, 1999), semblance is hard to shake. Most commentators have in-
pp. 22–27; and Siglind Bruhn, Images and Ideas in Modern deed taken it for granted that the ostinato represents the
French Piano Music (Stuyvesant, N.Y.: Pendragon, 1997), pas of the title. See, for example, Whittall, Musical Com-
p. 91. The five main subsections of the reading (A–B–A'– position in the Twentieth Century, p. 23; and Bruhn, Im-
B'–coda) follow exactly the divisions of Richard Parks’s ages and Ideas, pp. 89–96. In such interpretations,
analysis, though he hears these as five variations in a varia- Debussy’s title acts an enabling hermeneutic window onto
tion form, making no mention of binary patterning. Rich- the piece, of Lawrence Kramer’s first type: a textual inclu-
ard Parks, The Music of Claude Debussy (New Haven: sion. See his Music as Cultural Practice: 1800–1900 (Ber-
Yale University Press, 1989), p. 225. keley: University of California Press, 1990), pp. 9–10.

183
19 TH a. annotated score.
CENTURY
MUSIC
A
a1 a2
Triste et lent (  = 44) 
4               
 4   
 expressif et douloureux m.d.
    
4     
  4                
 
               

più 
Ce rythme doit avoir la valeur sonore
d’un fond de paysage triste et glacé

B
 b1
  
6


          
                 
         
 

 
   

      
    
    
 
expressif


11
b2
 4 (2) Cédez b2+



  
Retenu

     
            
  



 
 
 

 
                   

         
 

A' Cédez a Tempo

          
16 a1' a2'

          
         
  più 
  
    
m.d.
  


 
                          

   


En animant surtout dans l’expression


   
Retenu
expressif et tendre

        
21

              ( )    
 

         
       
                  
m.g. m.g.
    

              
sempre 

Example 1: Debussy, Des pas sur la neige.

184
a. (continued) STEVEN
RINGS
Debussy’s
B' b2' Des pas sur
 Comme un tendre et triste regret la neige
 
b1'


    
26

a Tempo
         
                   


              
      

  m.g.
                 

Coda
Plus lent Très lent

       

          
31
                  
  
  

morendo

                             



          

 
   

(. . . Des pas sur la neige)

Example 1 (continued)

indeed footsteps, we are then in the presence of un paysage’ comme le paysage est un état
not only a landscape but a subject moving d’âme” (the soul “is a landscape” just as the
through that landscape—a persona making the landscape is a state of soul).25
pas sur la neige.24 Rather than uninhabited im- This mystery becomes clearer still with the
pressionist images like the Monet examples realization that the pas in the title may be
above, one thinks, perhaps, of an isolated figure translated not only as “footsteps” but as “foot-
in a winter scene of Pissarro or Sisley. Pissarro’s prints.” Footprints are traces of a past subjec-
Snow at Louveciennes (plate 1) is exemplary. tive presence on (or in) the landscape; the envi-
But Debussy’s performance indication re- ronment becomes a frozen record of past hu-
mains enigmatic: it is the landscape, we are man presence and action. Footprints also freeze
told, that the rhythm is to resemble—yet the a past temporal process in space, engraving it
rhythm resembles the actions of a subject. Sub- on the ground: a temporal act is given spatial
ject and surroundings are hard to distinguish; extension. Thus, if we hear the ostinato as some-
they permeate one another, just as the tiny how iconic of footprints—as frozen, sonic traces
figure in Pissarro’s painting threatens to disap- of a past human presence—the temporal un-
pear into the snowy background, to become a folding of the Prélude tracks not a process un-
feature of the landscape, lost amid the far more folding in time before our ears, a subject trudg-
prominent trees. Jankélévitch identifies this ing in the here and now, but instead the record
close identification of persona and environment of that act—a frozen landscape marked off by
as the mystère ambiant, in which “l’âme ‘est rhythmic footprints.26
But we can no more completely accept this

24
The concept of a musical persona is of course indebted to
Edward T. Cone, The Composer’s Voice (Berkeley: Univer-
25
sity of California Press, 1974). On hearing music as iconic Jankélévitch, Debussy et le mystère, p. 31.
26
of human action, see also Fred Maus, “Music as Drama,” For apposite comments along these lines, see Taruskin,
Music Theory Spectrum 10 (1988), 56–73. Oxford History, IV, 78.

185
19 TH b. formal outline.
CENTURY measures*
MUSIC
a1 1–4 
A

a2 5–7 

= CHR
b1 8–112
Rotation 1 = WT, DIA
(15 mm.)
 
B b2 113–13   

b2+ 14–15 WT

a1' 16–19 ACOUSTIC (B , A  )

A'
  
a2' 20–25    
+ CHR lh
Rotation 2
(16 mm.)
= CHR
b1' 26–283
= DIA
B'
  
b2' 284–31   

Coda 32–36 HARMONIC (B , C )


(incipient 3rd rotation?)
2
* Superscript = beat (e.g., 11 = m. 11, beat 2)

Example 1 (continued)

“subject-less” hearing than completely accept heightens this mystery by developing the
its opposite. The Prélude at once invites us to Prélude’s here-and-now mimetic aspects with
infer the presence of an acting and experienc- exquisite precision, making it difficult to dis-
ing subject and at the same time makes that count fully the idea that the music might be
subjective presence tenuous, allowing it to slip tracking present-oriented processes, both psy-
away, or flicker in and out of focus, disappear- chic and physical, even as it calls those pro-
ing into the snowy environment. Debussy cesses into question.

186
STEVEN
RINGS
Debussy’s
Des pas sur
la neige

Plate 1: Camille Pissarro (French, 1830–1903, Snow at Louveciennes


ca. 1869, oil on panel, 32.3 x 47.5 cm.).
Mr. and Mrs. Lewis Larned Coburn Memorial Endowment, 1973.673.
Photography © The Art Institute of Chicago.

Present physicality registers in the finest de- tion “right-leg-to-left-leg,” and its somatic in-
tails of the ostinato. The D–E and E–F dyads are verse, “left-leg-to-right-leg.”28
immediately suggestive of right-foot/left-foot A heel-toe motion within each two-note step
alternation.27 They are also, appropriately, “one is also evident and remarkably precise: the E
step apart” within the diatonic gamut. If S “toe” of the D–E step shares the same note
means “transpose one diatonic step up” and S–1 with the E “heel” of the E–F step, just as toe
(ess-inverse) means “transpose one diatonic step and heel of consecutive steps coincide on the
down,” then S(D–E) = E–F and S–1(E–F) = D–E. ground, with weight shifting from one leg to
In the interpretive tradition of transformational the other. This relationship is altered when the
theory, we can construe S and S–1 as thematized E–F step returns to D–E across the bar line; D
musical “actions.” These musical actions viv-
idly enact the depicted physical action: S, and
its formal inverse S–1, enact the walking mo-
28
An exact pairing between “right–>left”/S and “left–>right”/
S–1 (or, for that matter, the reverse) is of course not the
point. What matters is the deeper structural isomorphism:
S and S–1 are formal inverses, each of the other, just as
“right–>left” and “left–>right” are somatic inverses, each of
27
As noted in Bruhn, Images and Ideas, p. 90. the other.

187
19 TH “heel” now follows F “toe.” One might pro- many did not, impressionism’s recasting of re-
CENTURY
MUSIC pose that the pattern can still be interpreted as alism.”31 He continues:
iconic of a transfer of weight: F and D belong
together within the tonic D-minor triad—the In an overwhelming number of Debussy’s instru-
“transfer of weight” now occurs through the mental compositions and works for piano without
medium of the music’s “grounding” harmony. text there is a reality at the core of the musical
Whether one finds that idea plausible or experience, as the composer himself asserted. . . .
Real emotion and feelings in the world . . . were the
strained, the fact that the footsteps do not
goals in Debussy’s musical project until very late in
progress continually stepwise (for example: D–
his career. . . . For Debussy . . . music is an act of
E, E–F, F–G, G–A, and so on) but instead repeat expression responding to the human being in life,
the same two dyads, is of the essence for the creating consciousness through sound in response to
piece. The numb alternation between D–E and the external world.32
E–F emphasizes the somatic experience of re-
peated physical action—right foot, left foot, right Botstein’s comments, following on Debussy’s
foot (again), left foot (again), . . . —rather than own, are apposite here and invite us to hear
projecting a sense of distance traversed, or of certain aspects of the Prélude as iconic of real-
forward progress. The footsteps fall on a snowy world action (even as other sonic details stead-
ground in which each step is indistinguishable fastly resist such hearings). But there remain
from the last, and attention turns to repetitive crucial respects in which the ostinato resists
physical effort. The footsteps make half-note real-time iconic interpretation. Most notable is
impressions in the snow on the D4 ground the tempo: the steps move by at a glacial twenty-
(note the down-stemmed half notes).29 One can- two beats per minute. Compare this with those
not resist observing that D is also the piece’s other famous musical footsteps in the snow
Grundton. Debussy would not like that pun, (ex. 2).33 One can easily imagine walking at
but he would be very sensitive to the fact that Schubert’s tempo; in some performances we
the D4 half notes—the snowy footprints—are might even feel that the tempo is too brisk to
blanches. match the sentiments of the protagonist. It is,
This well-nigh Straussian mimetic specific- nevertheless, a real-world walking tempo;
ity is dissonant with the popular conception of Debussy’s is not. This suggests that the time of
Debussy as a “vague impressionist.” But recall Debussy’s music does not map onto real time
in this connection the composer’s famous com- in any simple way. There is a significant gulf
plaint (in a letter to Durand of 1908, one year between Schubert’s temporalities and De-
before the composition of the Prélude) that he bussy’s, a product of the shift in constructions
was “trying to write ‘something else’—reali- of time in European culture from the first de-
ties, in a manner of speaking—what imbeciles cades of the nineteenth century, the age of Kant
call ‘impressionism,’ a term employed with the
utmost inaccuracy.”30 Leon Botstein glosses
Debussy’s comment: “Debussy understood, as 31
Leon Botstein, “Beyond the Illusions of Realism: Paint-
ing and Debussy’s Break with Tradition,” in Debussy and
His World, ed. Jane E. Fulcher (Princeton: Princeton Uni-
versity Press, 2001), p. 150. Botstein traces Debussy’s link-
ing of impressionism and realism to the theories of Jules
Laforgue. See also the chapter “Impressionism and Real-
ism: Debussy’s Réalités,” in Paul Roberts, Images: The
Piano Music of Claude Debussy (Portland, Or.: Amadeus
Press, 1996), pp. 113–23. David Grayson also speaks of a
29
The care with which this image is presented realist impulse in Debussy’s work, particularly as it is
notationally—with the D–E, E–F steps falling on half-note, used to balance out the Symbolist element in Pelléas. David
D4 footprints “from above”—is characteristic of Debussy’s Grayson, “Waiting for Golaud: The Concept of Time in
meticulous attention to the appearance of the score. See Pelléas,” in Debussy Studies, ed. Richard Langham Smith
David Grayson, “Editing Debussy: Issues en blanc et noir,” (Cambridge: Cambridge University Press, 1997), pp. 26–
this journal 13 (1990), 243–44. 50, esp. p. 45.
30 32
François Lesure and Roger Nichols, ed. and trans., Botstein, “Beyond the Illusions of Realism,” p. 160.
33
Debussy Letters (Cambridge, Mass.: Harvard University Interestingly, though surely coincidentally, Schubert’s
Press, 1987), p. 188. protagonist also trudges on a D ground.

188
Müßig STEVEN
2
 4       RINGS
Debussy’s
Des pas sur

2       
la neige
 
  4                           
     

2                        

4        


Example 2: Schubert, Gute nacht, mm. 1–6.

and Goethe, to the first decades of the twenti- ers to subdivide the entire half-note span from
eth, the age of Bergson and Proust.34 beat 1 to beat 3 (or beat 3 to beat 1). When the
The slowness of the steps suggests enerva- ostinato is first heard in m. 1, there is no clear
tion, a motion almost stopping—perhaps even frame of metric reference below the level of the
a loss, or a slipping away, of our sense of the half note. The effect of temporal stasis is height-
physical. The loss of motion and physical im- ened by the piano’s sonic decay. If, as Suzanne
pulse is most palpable in the yawning gaps Langer famously observed, music makes time
between the steps. For it is not simply that audible, then the lack of musical activity be-
Debussy’s footsteps are “too slow.” The heel- tween the steps in m. 1 might seem to slow or
toe rhythm within each step is quite close to a stop time—to freeze it into what Jonathan
natural walking pace, and all out of proportion Kramer has suggestively called “vertical time.”35
with the frozen expanse between the steps. (The Kinetic action thus shades into frozen tempo-
pianist performing the work is well aware of rality, physical impulse into stasis.
this discrepancy, as she works to realize De-
bussy’s rhythmic notation.) The result is a sort Section A (mm. 1–7)
of temporal expansion and contraction, in which
different phases of the music suggest different After one measure of footstep vamp, a lyrical
rates of temporal unfolding. Within each foot- gesture enters in the right hand in m. 2.36 The
step, there is a clear, purposeful temporal im- gesture is flowing and irregular, almost impro-
pulse, suggesting physical effort, but between visatory, in contrast to the numb repetition of
the steps the temporal flow slackens, becom- the ostinato. If the ostinato immediately in-
ing indistinct: the tiny rhythmic subdivisions vites a richly textured mimetic hearing, the
of the heel-toe rhythm do not help us as listen-

35
Suzanne Langer, Feeling and Form: A Theory of Art (New
34
As Debussy’s friend Louis Laloy observed in 1914, dis- York: Charles Scribner’s Sons, 1953), p. 110. Jonathan
cussing the “secret correspondences” between Debussy and Kramer discusses “vertical time” in The Time of Music
Bergson, “such a music could not be produced except in (New York: Schirmer, 1988), pp. 54–57. See also Klein’s
the same environment as such a philosophy, and vice discussion of the “eternal present” in “Debussy’s L’Isle
versa.” Quoted in Jann Pasler, “Debussy, Jeux: Playing joyeuse,” p. 33, n. 9. To the thinkers cited by Klein, we
with Time and Form,” this journal 6 (1982), 74. Pasler also might add Maeterlinck, who characterized time as “an
notes that Bergson himself expressed an affinity for immense, eternal, motionless Present.” Maurice Maeter-
Debussy’s music. For a recent discussion of the relevance linck, Thoughts from Maeterlinck, ed. Esther Stella Sutro
of Bergsonian durée to Debussy’s music, see Michael (New York: Dodd, Mead, and Company, 1903), p. 185,
Klein’s remarkable article “Debussy’s L’Isle joyeuse as Ter- cited in Grayson, “Waiting for Golaud,” p. 32, n. 22.
36
ritorial Assemblage,” this journal 31 (2007), 41–48. As Klein One might detect a subtly ironic dialogue here with
notes, Adorno also heard Bergsonian temporality in melody-and-accompaniment textures in nineteenth-century
Debussy’s music. For a broad and accessible treatment of piano miniatures: the measure of vamp preceding the entry
the many cultural factors contributing to the shift in tem- of the melodic line at once suggests a Mendelssohn song
poral sensibilities around the turn of the twentieth cen- without words while at the same time ironically distanc-
tury—encompassing not only literature, philosophy, and ing itself from such a model by the austerity of the texture,
art, but also technology and other aspects of material cul- the glacial tempo, and the semantic freight of the accom-
ture—see Stephen Kern, The Culture of Time and Space: paniment figure. In the same 1901 review cited toward the
1880–1918 (Cambridge, Mass.: Harvard University Press, beginning of this article, Debussy calls Mendelssohn an
2003, orig. edn. 1983). “elegant and facile notary” (Debussy on Music, p. 14).

189
19 TH melodic line pulls back from such explicit does seem to respond to, or interact with, the
CENTURY
MUSIC iconicity. This is not to say that it cannot be ostinato, despite their evident differences. The
made to bear semantic content, but simply to interest thus resides not in a crisp opposition,
observe its far greater underdetermination in but in how we choose to figure the relation-
this regard when compared with the ostinato. ship(s) between ostinato and lyrical gesture,
Throughout, the Prélude exhibits a play be- and how their interaction engages the seman-
tween gestures that suggest iconicity or seem- tic issues already mobilized.
ingly literal representation and those that re- We can begin by observing Debussy’s perfor-
sist this kind of literalism. Thus another mys- mance indication for the upper voice in m. 2:
tery, which we might call the mystery of repre- expressif et douloureux. The marking at once
sentation in the Prélude (and in Debussy’s recalls and contrasts with the triste et glacé of
Préludes in general). Such mystery prizes open the ostinato, investing those impassive terms
various “semantic gaps” in the music—as that with a personal, or subjective, charge. The lyri-
between the right and left hands in mm. 2–4— cal gesture is thus at once less iconic than the
within which our interpretive activity is given footsteps and yet seemingly shot through with
considerable freedom of motion. subjective consciousness: expressivity enters
There is a “temporal gap” between the hands the frozen landscape; numb sadness is replaced
here as well. In contrast to the halting time of by douleur. The douleur registers sonically in
the ostinato—kinetic impulses shading into fro- the work’s first three-note simultaneity, as the
zen, vertical stasis—the melodic line moves melodic B  in m. 2 sounds against the sustained
steadily forward, if not purposefully, then at {D, E}, creating a dissonant [026] stab. The mo-
least with a certain directional focus toward ment was prepared in m. 1: there the footsteps
the cadential A in m. 4. The line further fo- established a pattern of alternating dissonance
cuses on the metric interstices between the and consonance, with the dissonant {D, E} dyad
footsteps, its points of arrival and departure in the first half of the measure relieved by the
falling largely on beats 2 and 4, the very beats consonant {D, F} in the second. The melodic B 
where time and motion earlier seemed to go sounds in the dissonant phase, entering in the
slack. This suggests the possibility that the expansive pause between the D–E and E–F steps
music might at times project of a sort of “tem- on beat 2, where our ears will be most sensitive
poral polyphony,” with two (or more) incom- to it. The harmonic stab seems to set the me-
mensurate species of temporality unfolding si- lodic line in motion—the subtle forward trajec-
multaneously (I will address this idea further tory of the line arises in part from the way the
in the “temporal excursus” below). dissonant B  asks for resolution, which finally
We should be careful, however, not to over- arrives on the cadential A in m. 4, as analyzed
state any opposition between upper voice and in ex. 3.38 The cadential effect of the A is not
ostinato in mm. 2–4. The upper line moves in only harmonic and dynamic (note the hairpin),
loose coordination with the footsteps: the ev- it is also metric: the note falls on beat 3, align-
ery-two-beats impulse of the ostinato is loosely ing with the steps and seemingly closing the
maintained one beat later in the upper line. temporal gap between the parts. The cadential
Further, the ascending third B –C–D in the up- A aligns, moreover, with the steps’ consonant
per part in m. 2 can be heard to respond to the segment and yields the work’s first root-posi-
overall ascending third D–E–F of the ostinato. tion triad. The D-minor chord’s consonance
Both elapse over roughly the same period of
time, and the melodic C–D, in even eighth
notes, smoothes out the uneven heel-toe 38
B  4 and A4 are the only two half notes in the phrase.
rhythm in the ostinato.37 The upper part thus One might also count the tied G4 in mm. 3–4 as an ersatz
half note; it converges on the concluding A4 from below,
just as the B  4 converges on it from above. Beyond the
informal linear reading of ex. 3, I will present no large-
scale linear or quasi-Schenkerian account of the piece.
37
As noted by Michael Puri in his talk “Caught in the Marion Guck offers a Schenkerian reading in her article
Throes of Memory,” presented at a conference on music “One Path Through Debussy’s ‘ . . . Des pas sur la neige’,”
and memory at the University of Virginia in April 2006. In Theory Only 1 (1975), 4–8.

190
B  “stab” resolves to A STEVEN
RINGS
Debussy’s
2

     
Des pas sur
    la neige
  
[026] Dm
beat 2  = black notes beat 3
 = white notes
Example 3: Sketch of Des pas sur la neige, mm. 2–4.
invert around D
a. c.

   
–1 –1
“B  B ” “B  B ”

invert
around
b. B  /C 

         
           
+1 +1
“C  C ” “C  C ”

invert around D

Example 4: Transformational networks involving the four diatonic collections.

gradually settles into the ear as the phrase trails tainties in a1. Most notably, the parts now move
off. With the harmonic consonance there is in perfect alignment, with upper and lower reg-
also a sort of temporal consonance, as the up- isters in lock step, the ostinato footsteps regu-
per voice is absorbed into the ostinato’s verti- lating the pulse in the middle of the texture.
cal stasis. Further, the music of a2 unfolds a purely white-
This kinetic profile encourages us to hear note diatonic collection: having resolved the
the douloureux B  as a perturbing element, stab of the perturbing B  through the melodic
which sets the upper voice in motion. We might work of mm. 2–4, effectively clearing out the
also hear it as the agent of the various concep- painful effect of the sole flatted pitch, the mu-
tual dissonances between the parts, as the wedge sic can now proceed in a placid, flat-free envi-
or lever that distances the melodic line concep- ronment, one in which the temporal and ex-
tually from the accompaniment; with its reso- pressive aporiae of section a1 have been erased
lution, the two parts seem to fall into phase. (or perhaps momentarily forgotten).
Note that B  is the only black key in the open- The little network of ex. 4a sketches the
ing seven measures; as in so much of Debussy’s shift from the one-flat diatonic collection of a1
piano music, the black-key/white-key topogra- to the no-flat collection of a2, using key signa-
phy of the keyboard plays a central role in the tures as shorthand. The same key signatures
work. It is only with the resolution of the per- may be found in the first two rows of the
turbing black-note B  to the white-note A that rightmost column in ex. 1b. In that column—
the first subsection of the piece—labeled a1 in which sketches aspects of the pitch content of
exs. 1a and 1b—finds a point of repose, allow- each section—key signatures indicate the
ing a2 to emerge in m. 5. piece’s purely diatonic passages (the Prélude’s
As it does, the music undergoes multiple notated signature of course remains one flat
shifts: textural, rhythmic, harmonic. These throughout). The transformation that takes the
shifts cause a2 to sound in many ways like a one-flat collection to the no-flat collection in
resolution of the various tensions and uncer- ex. 4a is –1 , which subtracts one flat from a

191
19 TH diatonic signature.39 The network is arranged effect of yielding the same pitch class, B /C ,
CENTURY
MUSIC from left to right on the page to model the shown by the annotations beneath the arrows.
transformation’s chronology in the piece, as a1 B /C  is a pivotal pitch class in the piece. For
proceeds to a2. The “B  –>B ” annotation beneath now we can observe that the polar-extreme
the arrow indicates that the effect of the trans- collections, no flats and six flats, invert into
formation is to replace the douloureux black each other around B /C ;41 this is one of the
note B  with the affectively blank white note ways in which B /C  is “pivotal.” The relation-
B .40 ship is shown by the vertical arrow in ex. 4c,
Examples 4b and c present similar networks. which combines the networks of exs. 4a and 4b
It will be useful to explore them briefly here, into one larger network. The two polar-extreme
though the relationships are somewhat abstract collections connected by the vertical arrow are
for now; we will hear their concrete aural sig- in fact directly juxtaposed in section a2', which
nificance in the piece momentarily. Example functions as the Prélude’s crux (see the
4b shows a network similar to that in 4a, but rightmost column of ex. 1b, in the row for a2').
now involving two flat-heavy signatures: five As we will see, inversion-about-B /C  plays a
and six flats. A glance at ex. 1b confirms that critical role at this crux-moment, shunting us
these signatures correspond to the diatonic col- downward along the vertical arrow in ex. 4c,
lections presented in the flat-heavy arabesques from the blank, white-note collection to the
heard in sections b2 and b2' (more on these accidental-saturated six-flat collection.
arabesques below). Like the network in ex. 4a, Example 4c adds two additional looped ar-
the left-to-right layout of the network in ex. 4b rows, showing that the no-flat and six-flat col-
follows the chronology of the piece, but at a lections both invert into themselves around
different level, taking the five-flat collection of D.42 We already know how prominent D is in
b2, in Rotation 1, to the six-flat collection of the piece, as the ground on which the footsteps
b2', heard at the analogous location in Rotation fall, and as the work’s Grundton. Inversion-
2. The operative transformation is +1 , which about-D thus stabilizes the right-hand side of
adds one flat to the signature. As the annota- the network, orienting the no-flat and six-flat
tion “C  –>C ” indicates, the effect of the trans- collections with respect to the work’s frozen
formation is to replace C  with C . “ground.” We can therefore conceptualize these
The complementary nature of networks in as the work’s two polar tonic collections, de-
exs. 4a and 4b is evident: –1 , which links the spite the notated key signature. (There are other
relatively flat-free signatures in 4a, is replaced good reasons—less formal ones—to hear these
in ex. 4b by its inverse, +1 , which links the as the work’s tonic collections, as we will see.)
relatively flat-heavy signatures. The networks In this view, the two remaining diatonic col-
proceed toward the work’s two diatonic ex- lections (one- and five-flats) become collections
tremes: no flats in 4a and six flats in 4b. Most manqués: defective or incipient versions of the
strikingly, the two transformations have the two tonic collections. In ex. 4c, the unstable
collections manqués on the left-hand side of

39
This is an example of what Julian Hook calls a “signa-
ture transformation.” I will treat the concept very infor-
41
mally here. See Julian Hook, “Signature Transformations,” That is, if we take the white-note diatonic collection
in Music Theory and Mathematics: Chords, Collections, (the C-major scale) and invert it around B /C , the result
and Transformations, ed. Jack Douthett, Martha Hyde, will be the six-flat diatonic collection (the G -major scale),
and Charles Smith (Rochester: University of Rochester and vice versa. The same effect is achieved if we invert
Press, 2008), pp. 137–60. The present discussion also has around F, a tritone away from B /C . F and B /C  are also
points of contact with Dmitri Tymoczko’s “Scale Net- the only two pitch classes that the no-flat and six-flat
works and Debussy,” Journal of Music Theory 48 (2004), diatonic collections share.
219–94. 42
Any major scale inverts into itself around ^ 2. C major
40
The interaction between B  and B  here, as well as that thus inverts into itself around D; G  major inverts into
between the one-flat and a no-flat collection, recalls simi- itself around A . Pitch-class-inversion-around-A  is the same
lar issues at the outset of Debussy’s Canopes, discussed by as pitch-class-inversion-around-D. Inversion-about-D-or-A 
David Lewin in “Some Instances of Parallel Voice-Leading is a quintessentially pianistic inversion: the pattern of white
in Debussy,” this journal 11 (1987), 59–72. and black keys reflects symmetrically around D and A .

192
a. b. c. STEVEN
RINGS
5
  Debussy’s
         !   Des pas sur
la neige
exact pitch

     

"
"
inversion
 
around D4




pc inversion
around D

Example 5: D-minor chord that ends a1 inverts into G-major chord that begins a2 (mm. 4–5).

the network gravitate toward the tonic collec- collections.43 The music is able to settle in to
tions on the right, which are stabilized by in- this tonic region by being leeched of the im-
version-about-D. pulse that drove the melodic line in a1; that
We hear inversion-about-D as we cross the leeching is enacted by the –1  transformation of
threshold from a1 to a2, and enter our first ex. 4a, which removes the perturbing B . In
tonic collection. Example 5 shows the inver- place of B ’s expressif et douloureux impulse,
sion, as the cadential D-minor chord that ends there is now blank, white-note numbness.
a1 in m. 4 flips around D to become the G- But the music here at least begins to move,
major chord that begins a2 in m. 5. The inver- or so it seems. The progressive potential of S
sion has a striking aural effect, resulting from and S–1, heard thus far only in the go-nowhere
the change in register, the shift from minor alternation of the footsteps, is now unleashed
chord to major chord, the richly resonant new in progressive stepwise motion in the outer
voicing, and the new position of the footsteps, registers: a chain of Ss in the treble and a chain
which had been below the harmony and are of S–1s in the bass. This suggests that the mo-
now above it. The inversion is realized almost tion-stasis pendulum has swung decisively in
perfectly in pitch space. Example 5c shows what favor of motion. Or has it? Examples 6 and 7
the exact pitch-space inversion would be, with provide analytical perspectives on a2 that en-
a close-position D-minor triad flipping around courage us to keep the dichotomy at least some-
the D above middle C to a close-position G- what alive. Examples 6a and 7a present the
major triad. The notes that do not behave in progressive, stepwise hearings just described,
this way in the music (ex. 5b) are the G in the which unleash S and S–1. But, as ex. 6b shows,
bass, which sounds one octave too low, and the there is another, much more static way to hear
extra D, on the middle line of the bass clef. The the descending chords in the bass: they palin-
low G and the added D give the G-major chord dromically invert into each other in pitch-class
considerably more tonal heft than the D minor space. The center of inversion is once again D,
and a stronger root quality. G major also ac- our grounding pitch class. This hearing might
crues metric weight by its placement on the seem like a stretch, but it interacts compel-
downbeat. These factors combine to give the lingly with the passage’s modal ambiguity, ana-
chord a potential tonic charge, as though the lyzed in 6c. The progression may be heard in
preceding cadential D minor has served in ret- either D Dorian or G Mixolydian; the latter
rospect as a sort of modal dominant, and the hearing is abetted by the various factors dis-
entire a1 section as a four-measure anacrusis to cussed above that lend the G chord of m. 5 a
the structural downbeat of m. 5. This interacts tonic heft. The two hearings create a sort of
well with ideas already proposed regarding a2’s inversional balance of harmonic progressions;
resolution of the textural and conceptual apo-
riae in a1, as well as the white-note collection’s
resolution of the one-flat collection manqué. 43
This is in contrast to Dmitri Tymoczko’s claim that the
All of this aurally underwrites the sense of the one-flat collection is the tonic collection for the entire
white-note set as one of the work’s two tonic piece. See Tymoczko, “Scale Networks,” p. 288, n. 61.

193
19 TH a. as descending diatonic steps. b. as inversionally balanced.
CENTURY
MUSIC 5
       
    

    

   
 

S –1 S –1 S –1
Both arrows: pc inversion around D
S –3
–n
S : n diatonic steps down

c. as a harmonic progression in D Dorian or G Mixolydian.


   

     

DDOR: IV i
GMIX : I v

Example 6: Analytical perspectives on the bass chords in mm. 5–6.

the first and last chords of the passage both pitch space. When we combine this inversional
seek to lay claim to tonic status.44 This attenu- wedge with ex. 6b, the result is a sort of
ation of obvious harmonic directionality—does inversional loom that organizes both the hori-
the progression lead to or away from its tonic?— zontal and vertical dimensions of the passage.
both helps us to hear a certain inversional logic The loom binds the two dimensions together
to the passage and problematizes our earlier and creates a curiously static picture of this
impression that the music moves forward here otherwise progressive music. Most strikingly,
in any simple sense.45 even though the reiterated D4 half notes of a1
The inversional hearing of ex. 6b becomes are now gone, the continuing influence of D-
more persuasive still when we notice the thor- as-ground is strongly felt, as D is the fixed
oughgoing influence of inversion-about-D in point around which all of this inversional ac-
the inversional wedge created by the soprano tivity occurs. The footsteps, beginning always
and bass, as analyzed in ex. 7b. The inversion on D4, appropriately sound in the pitch space
between the outer voices is realized exactly in directly between the two inversionally wedg-
ing registers of mm. 5–6. If the pianist chooses
to play the upper-staff notes with the left hand,
44
Inversion-about-D maps the two tonic-candidate harmo- the inversional structuring is physically pal-
nies onto one another, just as it mapped a1’s cadential D pable, with the inverting left hand leaping over
minor onto a2’s initiating G major, as modeled in ex. 5. the anchoring right-hand footsteps.
The “flipping around D” in that example makes it sugges-
tive to think of D minor and G major here as dual tonics But this balanced texture does not last long.
of a sort, both of them anchored by the D ground. The The bass descent stops at D2 on beat 3 of m. 6;
dualism is not properly Riemannian, however, as it is the the melodic D5 that enters on beat 4 is the
minor triad that radiates upward off of the grounding D,
and the major triad that radiates downward. David Lewin inversional partner of that D2. The inversionally
has nevertheless provided a theoretical model that accounts wedging pattern is thus maintained until both
for the possibility of such minor Oberklänge and major outer voices reach the grounding pitch-class D.
Unterklänge. See David Lewin, “A Formal Theory of Gen-
eralized Tonal Functions,” Journal of Music Theory 26 But at this point the upper voice proceeds one
(1982), 23–60. I am grateful to Brian Hyer for encouraging step further, to E5, reattaining the melodic apex
me to think about the dualistic aspects of the passage. first gained in m. 3. Notably, this gesture pro-
45
This descending harmonic progression from G to D sug-
gests that the operative division of the D octave in the duces the most vivid echo yet of the footsteps
piece is a plagal one (at G) rather than an authentic one (at in the upper line: the D5–E5 in the right hand
A). This impression is confirmed not only by the Prélude’s beginning on beat 4 of m. 6 echoes the initial
careful avoidance of any A-centered music, but also by its
concluding plagal cadence, which reiterates the G–D plagal D4–E4 footstep, with the heel-toe snap once
motion through four descending octaves in mm. 33–36. again smoothed rhythmically into eighths. This

194
a. as descending and ascending diatonic steps. STEVEN
RINGS
S3 Debussy’s
5
Des pas sur
S

S S
 la neige
         
S: One diatonic step up (Sn: n diatonic steps up)

   
S –n: n diatonic steps down


    
S –1 S –1 S –1
S –3

b. as an inversional wedge.


5

       
    
 
  

    
Every arrow: pc inversion about D

Example 7: Analytical perspectives on soprano and bass in a2 (mm. 5–7).

event seems to stun the footsteps themselves From one interpretive perspective, one might
into silence in m. 7—for the first time in the imagine the loss of contact here with the per-
piece, the ostinato does not sound. The mo- sona, as the strongest iconic marker of its pres-
ment is dense with interpretive possibility. One ence disappears—the subject flickers into in-
might detect a dissolution of the ostinato’s visibility. Or perhaps one simply loses sight of
iconic identity; the footstep character has gradu- the persona’s trace—the footprints followed—
ally permeated the entire texture in mm. 5 and and confronts instead only the unblemished
6, with the initial D–E footstep finally appear- white of the frozen landscape. Alternatively,
ing explicitly in the upper voice, the voice that one might choose to hear the ostinato’s pause
had differed so pointedly from it in the opening as itself highly iconic of present experience,
phrase (a 1). 46 This disperses not only the suggesting a pause in the persona’s progress, or
ostinato’s iconic force but also its steady mo- perhaps the persona’s momentary loss of con-
toric drive, which had previously kept the piece sciousness of the footsteps, which nevertheless
moving. The music thus comes to a halt, as proceed (one thinks of Schubert’s Gretchen los-
though unsure how to proceed.47 ing awareness of her spinning wheel). This lat-
ter reading interacts with the notion of semiotic
dispersal, suggesting a dissolution of conscious
46
The initial footstep’s {D, E} pitch-class dyad is also fro- focus on the present (represented by the trudg-
zen harmonically in the outer voices of the sonority that ing steps), perhaps caused by a plunge back into
spans the bar line between mm. 6 and 7 (the melody’s thought, or maybe memory.
sustained E5 and the bass’s sustained D2).
47
Note how this cadential moment in m. 7—which con- A retrospective character is evident in the
cludes subsection a2—differs from the cadence in m. 4, cadential fall of m. 7, which works over certain
which had concluded a1. The earlier cadence was achieved
through a sort of coalescence, a coming-into-focus of the
upper part and the ostinato; the latter results from dissolu-
tion, a drifting-out-of-focus of the momentarily integrated
texture, as the rhythm breaks down and the sustained Debussy, and the ways such varied effects can be heard to
chord falls apart into the descending melodic line. This enact sharply differing affective or cognitive states (clo-
sensitizes us to the great variety of cadential effects in sure vs. opening up, resolution vs. unraveling, etc.).

195
19 TH compositional issues from the previous mea-
CENTURY
MUSIC sures. One of the more abstract issues is the
8
  
inversional structuring around D, which perva-
   Every arrow: pc inversion about D

sively patterns the cadential gesture (see the



right-hand side of ex. 7b). Less abstractly, the expressif
descent from E5 explicitly recalls, via rhythm
and contour, the descent from the same note in Example 8: Inversional structuring of
m. 3. This similarity draws our attention to whole-tone chord, m. 8, beat 1.
another lack in m. 7: the absent B , last heard
in the parallel descending gesture in m. 3. The rich music of b1. The aural character of the
cadential fall in m. 7 carefully avoids any note music changes dramatically: warm seventh
B (B  or B ), skipping instead from C to A, which chords and whole-tone sonorities replace the
suggests an awareness of the sensitive nature earlier austere triads; the melodic genus, previ-
of diatonic note-class B in the piece: it is so far ously diatonic, now becomes largely chromatic.
the only diatonic note to have appeared in two The footsteps have also changed position: first
chromatic forms (B  and B ). The two variants heard at the bottom of the texture in a1, then
have further embodied affective polar extremes: migrating to the middle in a2, they are now at
douloureux B  and expressively blank B . The the top, with all other material sounding be-
avoidance of both in the cadential fall of m. 7 low. The low register creates a sense of digging
creates a conspicuous absence. deep, of dredging something up, something per-
haps connected with the douloureux B , which
Section B (mm. 8–15) has now been recovered and worked into the
inversional scheme.
B  is the only pitch class that did not find its Example 9 clarifies the textural situation,
inversional-partner-about-D within the A sec- showing how b1 divides into three strata. Stra-
tion. That inversional partner is F /G . This tum (a) is the footsteps, at the top of the tex-
underscores the sense of B  as a perturbing ele- ture. Stratum (b) is the alto and tenor, in oscil-
ment in the section, which creates an imbal- lating chromatic semitones. Stratum c is the
ance in the inversional field around the ground- passage’s largely chromatic bass line, which
ing D.48 That imbalance is resolved in the whole- presents three closely related gestures ending
tone chord that begins section B in m. 8, in on C /D . The alto in mm. 8–10 of stratum (b)
which B  reappears (along with the expressif worries over the B –B  motion implicit in the
marking). As ex. 8 shows, B  is now paired with shift in collections over the bar line between
its inversional partner, F , which sounds promi- mm. 4 and 5, modeled transformationally in
nently in the bass. The entire chord in fact ex. 4a. In its first two quarter notes in m. 11,
exhibits inversional structuring about D, as the the alto reverses course to project the motion
arrows in the example show. The logic of in- C  –B  /C . This motion is associated with the
version-about-D is thus transferred from the collectional progression sketched in ex. 4b, from
blank, white-note realm of a2 to the accidental the five-flat collection to the six-flat collec-
tion, as yet unheard in the Prélude. The alto
pulls the tenor along with it in these motions,
sometimes in parallel, sometimes in contrary
48
The reader can activate the relevant aural impression in motion, but always by semitone, moving within
this way. At the piano, with the pedal down, first play a
D4/D5 octave. Then, using a note-against-note, first-spe- a chromatic genus.
cies texture, play a converging contrary-motion wedge us- The bass line in stratum (c) introduces the
ing white notes only: D4/D5–E4/C5–F4/B4–G4/A4. The first hint of harmonic functionality to the mu-
first-species verticalities are exactly those white-note pairs
that map onto each other under inversion-about-D. Then sic. (We have already heard, in ex. 6c, how the
play those pairs in various registers, keeping the pedal modal ambiguity of mm. 5–6 attenuates the
down and allowing them to settle into the ear. While this harmonic functionality in those measures.) The
white-note inversional field rings, play a B  4. The note
will stick out painfully, seeking its inversional partner bass line in mm. 8–10 circles around G  /A 
about D, which is F /G . before leaping to C /D , creating a strong sense

196
STEVEN
$
8–9 10 11

  #   
RINGS
a.    #             Debussy’s
Des pas sur
       la neige
& 
#  
b.
 #  

  
%
 #       
c.   #

expressif

Example 9: The three strata of b1 (mm. 8–11).


of the latter as a functional root of a dominant    '  

harmony.49 The sense of harmonic bass func- 
tion invests the upper voices with tonal en-
ergy, as participants in a purposeful tonal har-
       
mony, V7/G , which emerges in the second half
of mm. 8–10 and the first half of m. 11. This G  : V7 I
transforms B  /C  and F into tendency tones—
Example 10: Emergence of V7/G  in mm. 8–11.
or, more aptly in the present context, notes
sensibles. Example 10 illustrates, presenting
the two notes sensibles as flagged half notes. B  fact spelled “correctly” in m. 10 of the music.
and F had previously inverted blankly into one The anticipated G  tonic is included in paren-
another within our frozen, white-note music of theses at the right side of the example. Two
a2. Now they are invested with harmonic pur- arrows depart from the notes sensibles, C  and
pose; the effect is like the return of feeling to a F, showing their strong tendency to call forth (à
numb limb. Or perhaps like the recovery of a la Fétis) B  and G , respectively.
momentarily lost self-awareness; as Brian Hyer The respelling of B  as C  is worth pausing
has observed, to call a pitch a note sensible “is over. I have so far developed a narrative in
to ascribe sentience to it.”50 which white notes are figured as either repre-
The beamed half notes in the bass of ex. 10 sentative of the frozen landscape, or of a cer-
project the strongly functional A  –D  bass line, tain mental forgetfulness or numbness (one that
which seems to announce an imminent G  is obviously closely entwined with, and mani-
tonic. Unflagged open note heads at the left- fested in, the landscape, as per Jankélévitch’s
hand side of the example indicate the whole- mystère ambiant). The black note B  has been
tone pentachord with which the passage be- figured as a painful intrusion on that landscape.
gins. I have respelled some of the notes in the B  indeed acts as a note sensible in m. 2, part of
example so that the dominant chord is more the sole tritone dyad of the one-flat diatonic
clearly recognizable as V7/G  ; the chord is in collection. It exhibits the directionality of this
kind of note, pulling toward resolution on A.
Furthermore, it is a sentient note; Debussy’s
49
Interestingly, the “circling around G /A ” in beats 1–3 of performance indication in m. 2 suggests as
mm. 8–10 participates in the inversion-about-D story. The much, investing the B  with a subjective inten-
three-quarter-note gesture in mm. 8–9 (F –G–G  ) serially sity and conscious presence notably absent from
inverts into that in m. 10 (B –A–A ) around D. This is
obvious when we recognize that the other axis of inver- the marking for the ostinato in m. 1. B  in a2
sion for inversion-about-D is A /G  , the goal tone of both was a quintessential white note in this story, a
of these mini-chromatic Züge. note insensible, mechanically participating in
50
Brian Hyer, “Tonality,” in The Cambridge History of
Western Music Theory, ed. Thomas Christensen (Cam- the inversional formalities of exs. 6b and 7b. It
bridge: Cambridge University Press, 2002), p. 731. also came on the scene in m. 5 as the antidote

197
19 TH to the painful B . But to respell B  as C , the monic stasis, repetition, triplet ornaments.53
CENTURY
MUSIC seventh of a dominant harmony on D , is to These characteristics project a highly different
invest the note with subjective charge, turning sense of time than the footsteps music—a float-
the insentient white-note B  into the ersatz ing time, unanchored to the effortful physical-
black-note C , a note sensible. ity of the ostinato. The arabesque’s attendant
As already observed in connection with ex. imagery of sinuously twisting vines and ver-
10, the notes sensibles call forth a G  tonic. dant growth is also suggestive of a departure
Does it arrive? In the event, yes and no. The from the frozen present. The return of ara-
V7/G  of mm. 8–112 does in fact yield a G  besque-like music in Rotation 2 will provide
chord on beat 3 of m. 11, but the chord is in an opportunity for us to explore the signifi-
second inversion, and the soprano F4, rather cance of this music in greater depth.
than resolving to G , persists, resulting in a For now, the departure from the frozen
major-seventh chord.51 Further, the G  tonicity present is brief: the footstep rhythm returns
of the music that follows (mm. 12–13) is thrown abruptly in m. 14. The rhythm is now thrown
into doubt by the perturbing presence of C  .52 into the bass, outlining a very unsteplike
This is our five-flat (not six-flat!) music, which tritone. The unexpectedness of the interrup-
pointedly avoids C . Recall that we already dis- tion is enhanced by its early metric placement:
cussed this collection, in connection with ex. it follows the only non-44 measure in the piece,
4, as a collection manqué, a deficient or incipi- the 24 of m. 13. The effect is of a sudden, unex-
ent version of the flat-loaded tonic collection. pected return to present physicality. In fact,
The five-flat collection gravitates toward the when heard iconically, it is remarkably sugges-
six-flat collection via +1 , which replaces C  tive of a stumble—a stumble that jars one back
with C . to consciousness of one’s physical surround-
The notes sensibles thus do not fully achieve ings, and out of reverie. The whole-tone music
the goal of bringing forth G . What is achieved, of m. 14 might even be heard as an awkward
however, is a music quite unlike anything heard effort to regain balance. However we choose to
thus far: an arabesque. Up to m. 11, the music hear it, the interruption of m. 14 makes clear
has been halting, held back by a plodding insis- that something has failed, something connected
tence on the meter, especially beats 1 and 3, with the interrupted arabesque of the previous
anchored by the footsteps. Now, in mm. 12–13, measures. This failure brings about the pro-
the footsteps disappear for the second time and nounced caesura and Retenu in m. 15 and marks
melodic activity is smoothly flowing, freely the end of the first rotation.
drifting across bar lines and creating in the left
hand a melodic arabesque that unfolds in a Section A' (mm. 16–25)
gently undulating three-beat pattern:
The ostinato returns in m. 16 and creates a
#       # sense of rebeginning. The D4 half notes (fig-
ured above as footprints, blanches) also return.
The music bears the hallmarks of the De- This underwrites a correspondence with the
bussyan arabesque: curvilinear melody, fluid opening measures, signaling the onset of a sec-
rhythm and freedom from the bar line, har- ond rotation. The idea of rotational form is
especially apt in the present interpretation, as
it suggests a process of repeated action, of re-
51
The tenor-register F3 does resolve correctly, however, as
does the alto C  (though spelled once again as B  ). This is
53
shown clearly in ex. 9, stratum (b), m. 11. These characteristics of the arabesque are discussed in
52
It is unclear what modal center one might want to hear Gurminder Bhogal’s valuable article “Debussy’s Arabesque
in the music of b2. If one clings to G  as tonic/final, the and Ravel’s Daphnis et Chloé,” Twentieth-Century Music
music might be heard as projecting G  Lydian. On the 2 (2006), 171–99. Bhogal also provides citations of the many
other hand, one may hear a prolongation of V7 of D in other discussions of the Debussyan arabesque in the sec-
mm. 12–13, suggesting D  Ionian. The G  /D  ambiguity ondary literature. Debussy’s own well-known published
reenacts, one semitone lower, the G/D ambiguity of a2, comments on the arabesque may be found in Debussy on
discussed in connection with ex. 6c. Music, pp. 27 and 84.

198
tracing the same ground in an attempt to 20

expressif et tendre STEVEN
achieve some goal, albeit one that remains un-
           etc.
RINGS
Debussy’s
clear. The second rotation thus begins a pro-  Des pas sur
 la neige
cess of “trying again,” of starting over in an    
 
attempt to succeed where the first rotation
   
 

failed.54
There are notable changes in the second ro-
Both arrows:
tation, however. The first three measures of a1, inversion about B  /C 
mm. 16–18, return not to the diatonic purity 

 
opening, but to an acoustic-collection variant
of it, adding an A  to the previous one-flat col-
lection. A  was the melodic highpoint of the Example 11: No-flat collection inverts
stumble in m. 14. The music thus seems shaken into six-flat collection at crux (m. 213).
up still, with whole-tone and A  residues in
evidence throughout the first measures of the turning the insentient white note B  into the
second rotation. The A  is present not only in ersatz black note C  , a note sensible.” Debussy
the right hand, but also in the left hand’s re- now makes the respelling explicit, investing
peated G–A  –B , which sounds beneath the the blank B  with C  sentience. The sentient C 
ostinato, perhaps suggesting a new (or residual) triggers a seismic shift in the left-hand har-
layer of cognitive activity.55 This new layer mony: instead of progressing down diatonically
disappears in m. 19, however, as the melodic to a D-minor chord via S–1, the music lurches
cadence on A4 once again clears out the psy- to D  7 at m. 213. The melodic interval in the
chic tension. The familiarity of the turn to the bass line is an awkward step indeed: an aug-
a2 music in m. 20 (as a2') is strangely wel- mented second from E to D  . Though the lurch
come—a return to the balance and clarity of from the expected D-minor triad to the surpris-
mm. 5–7, however numb and mechanical. ing D  7 is most naturally heard as a semitonal
Then—the work’s crux. The music of mm. displacement, it may also be interpreted to
20–211 tracks exactly that of mm. 5–61. But on project the operative inversion around B  /C 
beat 2 of m. 21 the melodic pattern breaks: B  4, that maps the no-flat collection into the six-
instead of progressing up diatonically to C5 via flat collection: in ex. 11, the D-minor triad,
S, is enharmonically respelled as C  5. (Debussy when inverted around B  /C  , yields a D  -major
marks the disruption by breaking the continu- triad, the root harmony of the D  7 chord. We
ous slur of mm. 5–7 into two slurs in mm. 20– might also understand the earlier respelling of
22; the seam falls between B  and C  .) The the melodic B  as C  —indicated by an arrow
reader will recall the earlier interpretation of above the staff in ex. 11—as forecasting this
the B  /C  enharmony as thematic for the piece. inversion, inverting the melodic B  itself into
Specifically, I stated that “to respell B  as C  . . . C  . Thus understood, it is the inversion that
is to invest the note with subjective charge, invests the numb B  with the sentience of C  ,
just as that inversion takes the numb white-
54
note collection to the subjectively saturated
As Warren Darcy notes, in some rotational works “the
successive rotations become a sort of generative matrix six-flat collection. The seismic shift thus shunts
within which [a] telos is engendered, processed, nurtured, downward along the vertical arrow in ex. 4c, as
and brought to full presence.” Warren Darcy, “‘Die Zeit noted before, moving us between the work’s
ist da’: Rotational Form and Hexatonic Magic in Act 2, Sc.
1 of Parsifal,” in A Companion to Wagner’s Parsifal, ed. two D-balanced polar collections.
William Kinderman and Katherine R. Syer (Rochester, N.Y.: The D  7 chord of course recalls the same
Camden House, 2005), p. 216. Darcy and Hepokoski call harmony (in various enharmonic spellings)
this process “teleological genesis.” The notion of telos is
perhaps too strong for Debussy’s Prélude, but the idea that heard in mm. 8–11. There the harmony called
the two rotations act to achieve, or bring to fulfillment, a forth a manqué version of G  major in mm.
single, highly desired event, is apposite, as we will see. 113–13 (including C  and avoiding C  ). Begin-
55
The G–A  –B  ascending third echoes the ascending D–E–
F third of the footsteps, just as the melodic ascending ning at the crux-moment of m. 213, by con-
third B  –C–D had in m. 2. trast, a genuine six-flat collection emerges in

199
19 TH the right hand, extending through m. 25, with footstep? We could simply discard the original
CENTURY
MUSIC the note sensible C  now remaining through- notion of alternating steps manifested in the
out the new arabesque melody. Again, the as- D–E, E–F ostinato, and treat the mimesis more
sociations of the arabesque with vegetal (not flexibly. I suggest, however, that it will be pro-
winter) imagery are apt; the D  7 chord, for its ductive to take the problem seriously and con-
part, sounds lush and rich, in stark contrast to sider the repeated E–F as genuinely iconic of a
the icy triads of the previous measure-and-a- repetition of a single footstep. I suggest further
half. The left-hand harmonies surge upward by that we can interpret it as one footstep—a single
semitone, as though swelling with psychic en- physical action—heard seven times. One can
ergy at the music’s final achievement of the imagine the effect like the scratch of a record,
six-flat tune.56 as the needle skips back to repeat the same step
But there is a problem: the footsteps are over and over. We can thus hear the seven-fold
stuck. From the crux of m. 213 through the end iteration as an “unfolded” presentation of a
of m. 24, the footsteps repeat E–F, rather than single, highly charged moment.
alternating, as before, with D–E. In fact, step Above this repeated step, however, we have
structuring via S and S–1 is disrupted in various a tune that unfurls continuously over five mea-
ways around the crux-moment: the melody vio- sures. If we are to interpret the footsteps as
lates the expectation of diatonic ascent by S in indeed reiterating the same moment—the same
m. 23 by enharmonically repeating B  4 as C  5; step—we would seem here to have a genuine
the harmony violates the expectation of dia- instance of “temporal polyphony”: two tempo-
tonic descent by S–1 in the same measure by ralities unfolding simultaneously. Earlier I sug-
lurching from E minor to D  7; and the foot- gested this possibility in connection with sub-
steps, rather than alternating between S and section a1; the idea is far more vivid here. In
S–1, as before, now get stuck on the reiterated order to theorize the issue more fully, I will
E–F, projecting no S/S–1 alternation at all. The now momentarily step out of the chronological
stepwise alternation of the footstep motive was narrative in order to think carefully about the
last distorted in the stumble of m. 14, where it ways in which we might hear the Prélude to
was bent into a repeated tritone. That moment encode time.
was read above as a somatic interruption, as
the stumble impinged upon (and ended) the A Temporal Excursus
fragmentary arabesque. At the crux, there is
the reverse, as a now fully realized G  ara- The following discussion draws on some famil-
besque impinges on and distorts the walking iar concepts from narratology and Russian for-
music. malism to help us think about time in
I have already explored in detail the ways in Debussy’s Prélude.58 Using them, I will pro-
which the D–E, E–F footsteps may be heard as pose six modes of temporal interpretation we
iconic of an alternating right-left (or left-right) might adopt when hearing, playing, or imagin-
walking motion. By maintaining that under- ing the Prélude, considering possible relation-
standing, the repeated E–F step creates the im-
probability of a single footstep repeated seven
times.57 What are we to make of this repeated 58
The following discussion engages issues of musical nar-
rative. The focus and scope of this article prohibit me
from surveying the vast literature on the subject of narra-
tive in music (pro and con). For a thorough recent survey
56 and defense of theories of musical narrative—one that ad-
The melodic apex and temporal center point of this cli-
mactic passage—the A  5 of m. 234—coincides exactly with dresses objections to the concept by Jean-Jacques Nattiez
the piece’s golden section (GS). On the pervasiveness of and Carolyn Abbate—see Byron Almén, “Narrative Arche-
GS proportioning in Debussy’s music, see Howat, Debussy types: A Critique, Theory, and Method of Narrative Analy-
in Proportion. The melodic apex reattains the highest pitch sis,” Journal of Music Theory 47 (2003), 1–39. For another
in the Prélude thus far: the A  5 from the stumble of m. 14. recent defense, see Michael Klein, “Chopin’s Fourth Ballade
57 as Musical Narrative,” Music Theory Spectrum 26 (2004),
There is a delectable irony here for the performer: it is
only at this moment that the pianist is obliged to alter- 23–55. One issue that I sidestep here, which Klein ad-
nate hands in realizing the footstep ostinato, as indicated dresses with admirable clarity, is the problem of the mi-
by Debussy’s m.g. indications in mm. 22 and 23. mesis/diegesis distinction in musical narrative.

200
ships between the time the Prélude takes and gruent hearing rejects such compressions and STEVEN
RINGS
the time(s) it evokes.59 reversals, however, detecting an exact chrono- Debussy’s
logical and durational isomorphism between Des pas sur
la neige
A temporally congruent hearing. In this inter- story and discourse in the Prélude.
pretation, the events or processes depicted in
the piece occur in order and occupy the same A chronologically ordered but variably paced
duration as the piece itself. Thus, if a perfor- hearing. In this hearing, the events depicted in
mance of the Prélude lasts five minutes, the m. 36 do indeed occur after the events depicted
Prélude depicts or enacts a process that itself in m. 1, but they do not necessarily occur ex-
lasts exactly five minutes in the imaginary actly five minutes later in the imaginary world
world evoked by the piece.60 The events de- of the piece. More generally, in this interpreta-
picted in m. 36 occur exactly five minutes after tion the events of m. n+1 occur after the events
those in m. 1, and all events in between flow at of m. n, but not necessarily at the temporal
a coordinated and even regular rate; the clock interval of one measure (or the clock-time
time of the piece and the imaginary temporal- equivalent) in the imaginary world. The chro-
ity are exactly aligned. nology of the musical discourse thus follows
To draw on a well-worn distinction from the chronology of the story, but at variable
Russian formalism, this hearing maps story and rates (in a temporally stretchable or compress-
discourse (or Viktor Shklovsky’s fabula and ible way). I drew on such ideas of stretchable or
syuzhet) exactly onto one another. The story is compressible time in the discussion of the foot-
the series of events depicted in the narrative; steps. This is also an eminently familiar idea
the discourse is the way in which those events from the world of number opera, in which
are told in the words of the narrative itself. The recitatives and various action scenes unfold in
chronology of the discourse need not follow loose correspondence to “real time” (that is,
the chronology of the story, nor do their dura- they are temporally congruent), whereas arias
tions as they unfold in time need to be of the typically slow time drastically, by expanding a
same length (indeed, they rarely are). A simple single moment of reflection.
example: when one reads the sentence “The
storming of the Bastille lasted approximately An anachronous hearing. I adapt the term from
four hours, from beginning to end,” the process Gérard Genette, who defines anachrony as any
of reading takes considerably less time than it violation in the order of story events as they
took the events themselves to unfold. (And are told in the narrative.61 In this hearing, the
this is a mild example. Consider the sentence events depicted in m. n+1 of the Prélude need
“Centuries passed.”) Further, if I say “The not necessarily occur after those depicted in m.
storming of the Bastille lasted approximately n in the imaginary world. Musical depictions
four hours, from beginning to end, on the after- of memory represent a complex, and perhaps
noon of July 14; prior to that, the Estates Gen- problematic, instance of anachrony. If a musi-
eral had convened in Versailles on May 5,” the cal “memory episode” reenacts a past event,
discourse not only condenses temporality, but the events rehearsed in the episode do indeed
also reverses chronology. The temporally con- “happen before” those preceding and following
the memory episode in the musical flow. On
the other hand, the memories are brought into
59
I paraphrase here from Michael Klein, “L’Isle joyeuse as the present and rehearsed there. That mental
Territorial Assemblage,” p. 33, n. 9, who traces thinking
along these lines to Thomas Clifton and Jonathan Kramer. recovery and rehearsal may indeed occur in
Klein also presents a sensitive discussion of the play of chronological sequence with surrounding
time (specifically narrative time and lyric time) in Chopin events.
in “Chopin’s Fourth Ballade as Musical Narrative,” draw-
ing on the ideas of Raymond Monelle.
60
The notion here of an artwork’s “imaginary world” takes
its inspiration from Kendall Walton’s theories of fiction,
61
especially as presented in Mimesis as Make-Believe: On Gérard Genette, Narrative Discourse: An Essay in
the Foundations of the Representational Arts (Cambridge, Method, trans. Jane E. Lewin (Ithaca: Cornell University
Mass.: Harvard University Press, 1990). Press, 1980), pp. 35–36 and passim.

201
19 TH Less problematic instances of musical experience, one in which the vertical density of
CENTURY
MUSIC anachrony are easily adduced in the operatic a psychological moment is sliced up and un-
literature; in the prelude to La traviata, we folded horizontally, given temporal extension
track through the events of the opera in essen- within the music. One might imagine this as
tially reverse order, hearing the music of analogous to a linear spreading out of the trans-
Violetta’s act III illness first. Britten’s Billy Budd parencies from an anatomy text: the various
begins with Vere in the present, reflecting on layers of some complex, dense, multifaceted
the mysteries of human nature, before moving body are presented and contemplated one at a
backward in time to recount the events that time, rather than simultaneously.64
led to that reflection. Closer to the present
subject, David Grayson has explored possible A temporally indeterminate hearing. The pro-
instances of anachrony in Debussy’s Pelléas.62 ponent of this hearing recognizes that the piece
unfolds in time, but argues that it is inappro-
A temporally polyphonic hearing. This hearing priate to try to be too specific about just how
recognizes the possibility that the music might the music’s temporality relates to the time of
present incommensurate temporalities unfold- some depicted world and its events. One might
ing at the same time: different contrapuntal argue that this is a Prélude, after all, not a piece
strata of the music, for example, might enact of program music, and there need be no deter-
events in the imagined world that unfold at minate relationship between the time of the
different rates. This hearing, though radical, is piece and any other depicted or imagined time.
an instance of what cultural historian Stephen In the extreme version of this view, there need
Kern has called the phenomenon of temporal be nothing depicted at all—the piece is a work
“simultaneity”: the simultaneous presentation of absolute music referring to nothing but it-
of multiple, and perhaps conflicting, tempo- self. The Prélude’s temporalities are thus purely
ralities in an artwork. Kern detects the phe- musical and have no relationship to any other
nomenon in many artistic works and move- worldly or imaginative temporalities.
ments from around the time of Debussy’s
Prélude, extending from visual art (Picasso’s Different readers will find some of these
analytical cubism) to literature (Joyce’s modes of experiencing time in the Prélude more
Ulysses).63 The possibility of a temporally poly- congenial (or plausible) than others. A single
phonic hearing is central to the present hearing listener might further choose to adopt different
of Debussy’s Prélude, as the previous discus- perspectives on different occasions when play-
sion has demonstrated, and as I will explore ing, hearing, or imagining the piece. Several of
further. these perspectives have already been evident
(to varying degrees) in the discussion to this
An instantaneous hearing. This hearing, radi- point. To draw some of these disparate tempo-
cal in a different way, suggests that the Prélude ral threads together, and to demonstrate the
depicts no passage of time at all. In hearing the interpretive efficacy of some of the modes of
ostinato as iconic not of footsteps but foot- conceiving musical time just surveyed, I will
prints, we might be led to this mode of tempo- now present one particular way we can orga-
ral understanding and treat the Prélude as a nize our temporal experience of the music thus
snapshot of a frozen expanse, which we may far, via a narrative account of events up to and
survey, but which itself does not evolve in time. including the crux-moment.
Alternatively, one could understand the music
as presenting a snapshot of an instant of lived

64
The notion of the instant is an idée fixe in Jankélévitch’s
writings on Debussy. The idea appears in the 1949 mono-
graph and is extended and developed in the 1976 revision
62
Grayson, “Waiting for Golaud.” Debussy et le mystère de l’instant. Jankélévitch explicitly
63
Kern, The Culture of Time and Space: 1880–1918, pp. discusses Des pas sur la neige in terms of the poetics of
67–81. the instant on pp. 293–95 of the revised text.

202
A Proustian Hearing The numbness that follows in a2 comes as some- STEVEN
RINGS
of Events Thus Far thing of a relief; but the absence of the memory Debussy’s
is noted in the pause of m. 7, which also repre- Des pas sur
la neige
We can hear the densely packed crux-moment sents a dissolution of focus on the physical
of mm. 21ff. as enacting a Proustian moment activity of the present. Then, in mm. 8ff., the
bienheureux—a “felicitous moment” in which B  is brought back deliberately, in an attempt
a memory resurfaces.65 The G  memory, only to recover the memory’s source with greater
partially and inaccurately reanimated in sec- clarity. The effort is only minimally success-
tion b2, now rushes back in all of its fullness. ful, however, yielding an arabesque fragment.67
The process follows the stages of the Proustian This initial arabesque is marred, however, by
narrator’s famous episode with the madeleine, the Lydian C  and is further broken off prema-
in which partial but failed attempts to retrieve turely by the somatic interruption of m. 14.
a memory—which had initially arrived unbid- With the rebeginning of Rotation 2 the persona
den with the taste of the cookie and the tea— retraces the initial steps that led to the first
are followed by a complete reemergence of the memorial upsurge, just as Proust’s protagonist
memory, which, despite the intervening effort, deliberately seeks to re-create the conditions of
also arrives somewhat by surprise, as though the first taste of the madeleine. This effort ulti-
unwilled.66 The interpretation of the crux as a mately succeeds: at the crux-moment the
Proustian moment bienheureux allows us to memory emerges in all of its fullness.
make sense of both the temporal polyphony of These ideas interact suggestively with the
the passage and the instantaneity of the E–F transformational actions sketched in ex. 4. The
footsteps. For the Proustian narrator’s memory –1  transformation of ex. 4a models the slip-
finally comes flooding back in all its fullness in ping out of consciousness of the initial B , pull-
an instant. He remembers not a momentary ing the music back into white-note forgetful-
impression, but a whole string of activities from ness/numbness. The +1  of ex. 4b models the
his youth (Sunday mornings with his aunt, time work that must be done to recover the G 
spent in the town square, running errands memory more fully after the failed attempt of
through the streets, etc.). The memories are of section b 2, turning the five-flat collection
events with temporal extension, but they ar- manqué into the six-flat tonic collection by
rive in a moment of no temporal extension. replacing the Lydian C with the sentient C .
Debussy’s music enacts this temporal di- The sentient C  returns exactly at the onset of
chotomy, as the remembered arabesque unfolds the crux, with the respelling of B  as C in the
within the expanded instant of the E–F step. right hand in m. 21, triggering the “seismic
Tracing the earlier stages of this process, we shift” that yields up the full memory. We can
can hear the B  stab in m. 2 as the initial, interpret this respelling as modeled by the ver-
unexpected upsurge of the memory. The foot- tical arrow in ex. 4c, inversion about B  /C ,
steps serve as a sort of somatic trigger for this which takes us from the forgetful white-note
psychic upsurge (just as the madeleine serves music to the complete recollection of the six-
as a trigger for Proust’s protagonist). The flat music, as flat-note sentience floods into
memory set in motion is only inchoate, how- the previously blank, white-note diatonic space.
ever, and drifts away (resolution to A in m. 4).
67
The retrospective nature of the arabesque is not only
“internal” to the piece, but is also historical and stylistic:
65
My interpretation of a musical moment bienheureux here the arabesques in the Prélude—especially that in section
is indebted to Michael Puri’s discussion of Proust in his b2' (mm. 284–31)—closely resemble the texture and har-
dissertation, Theorizing Memory in Maurice Ravel’s monic palette of Debussy’s own Deux arabesques of 1890,
“Daphnis et Chloé” (Ph.D. diss., Yale University, 2004). as well as the lyrical, flowing styles of Massenet and
On the Proustian moment bienherueux in general, see Delibes. Debussy himself associated the arabesque with
Roger Shattuck, Proust’s Way (New York: Norton, 2000). early music—Palestrina, Victoria, Bach—though there is
66
Marcel Proust, In Search of Lost Time, vol. 1, Swann’s little in the Prélude to suggest those composers. More
Way, trans. C. K. Scott-Moncrief and Terence Kilmartin, suggestive is the fauxbourdon accompaniment that even-
rev. D. J. Enright (New York: Modern Library, 2003), pp. tually surfaces in section b2', extending the musical retro-
60–64. spection back even further.

203
19 TH This hearing adopts a perspective on the places from his childhood summers in Combray:
CENTURY
MUSIC events of Rotation 1 that largely corresponds to the steeple on the church, the varnished stairs
a chronologically ordered but variably paced in the house, the hawthorns along Swann’s
hearing. To the extent that we treat the memory way.69 Debussy’s performance indication en-
episodes as rehearsing events that “happen be- courages us to conceive of the Prélude simi-
fore” those of the present-tense action of the larly—the snow and the footsteps in it are po-
Prélude, the hearing also engages aspects of rous to the persona’s tristesse, both absorbing
anachronous hearing (though we should take and reemitting it. That idea is given its most
into account the caveats already mentioned vivid sonic embodiment in the ostinato, in ways
about memory episodes in this respect). The explored above.
variable pacing of the hearing is especially at- I introduced this story as one particular way
tractive here and suggests fluctuating experi- to organize our temporal experience of the
ences of time and duration as the persona Prélude. As Fred Maus notes, we should recog-
trudges along, drifting in and out of awareness nize the provisional, heuristic, and incomplete
of the physical present, and in and out of nature of any story that we tell about a piece of
memory. We need not specify, for example, the music; the music will always exceed, and in
length of clock time that elapses during the some ways elude, any single story.70 All these
failed memory episode in section b2. Indeed, it narratives will contain omissions or indetermi-
seems suggestive to leave this question open, nacies, which analysis and interpretation need
in order to engage the experience of being “lost not fill or resolve definitively. They are also
in thought,” only to emerge later (as here, sud- selective, highlighting some aspects of the mu-
denly, at m. 14) without being aware how much sic and neglecting others. (For example, the
clock time has passed. The complex temporal- Proustian story, with its focus on a present
ity of the ostinato can be understood in this persona, does not engage fully with the ways in
hearing as a product of the persona’s affect (triste which the ostinato might be heard as iconic of
et glacé), which distorts the perception of a trace left by a now-absent subject, an idea
present time and action: melancholy and numb- proposed toward the beginning of the article.)
ness here slow or perhaps blur the awareness of Further, Maus observes that no single story
the footsteps in time.68 These ideas are relevant needs to be “felt as obligatory” for all listeners,
as well to the hearing of section a2 as criss- or for the same listener on different occasions.71
crossed by a static inversional loom. This does not mean, of course, that all narra-
Proustian ideas further interact suggestively tives will be equally compelling. The Proustian
with Debussy’s performance indication in m. narrative, as a heuristic framework, is quite
1, and with Jankélévitch’s mystère ambiant compelling for our purposes, especially in the
more generally. Proust’s narrator experiences ways it focuses our attention on the temporal
certain objects and elements of the environ- mystères of the crux-moment, encouraging us
ment as, in some sense, porous to conscious-
ness: they seem almost to absorb conscious-
ness and then reemit it as they take on per-
sonal significance. This quality is most vivid in
the narrator’s accounts of various objects and 69
Proust, Swann’s Way, pp. 85–91 (steeple), 36 (stairs), 193–
97 (hawthorns).
70
Maus, “Music as Drama.” See also Maus, “Music as Nar-
rative,” Indiana Theory Review 12 (1991), 1–34. Lawrence
Kramer discusses similar issues regarding the play between
68
In this sense, the tempo of the footsteps—not only hermeneutic “contingency” and musical “autonomy”—
Debussy’s marking—gives us crucial insight into the psy- the excess of musical presence that remains after any
chological state of the persona. In Peircean terms, the hermeneutic act—in Musical Meaning, pp. 1–28, 145–72,
ostinato acts as a sign on two levels, in a manner dis- and passim.
71
cussed by Raymond Monelle: it is iconic of footsteps, but Maus, “Music as Drama,” p. 68. For stories about the
those footsteps—in their slowness, their distorted tempo- Prélude that differ considerably from the Proustian one I
rality—are then indexical of the persona’s psychic state. tell here, see Bruhn, Images and Ideas, pp. 89–96; and
See Raymond Monelle, The Sense of Music: Semiotic Es- Whittall, Musical Composition in the Twentieth Century,
says (Princeton: Princeton University Press, 2000), p. 19. pp. 22–27.

204
[ a2' ] [ b1' ] STEVEN
20 23 27

         
RINGS
            S –1:diatonic step down Debussy’s

        hS: half step up Des pas sur
      –1
hS –1: half step down la neige
hS –1 hS
S –1 S –1 hS hS
hS

S –1 (S –1)

Example 12: Parenthetical chromatic progression interrupts diatonic descent (mm. 20–27).

to seek out their consequences in the music the musical flow by a rising and then falling
that follows, to which I now turn.72 surge of half-step motion (hS and hS–1), iconic
of the psychic surge and ebb caused by the
Section B' and Coda (mm. 26–36) memory. The arrival of the D-minor chord in
m. 272 can thus be heard to signal the persona’s
The arabesque-memory dies away in the me-
full return to consciousness of present surround-
lodic cadence of m. 25. The effect of the epi-
ings, as the effects of the moment bienheureux
sode, however, lingers into b1' (mm. 26–283).
finally drift away entirely. Appropriately, the
The chromatic impulse of the harmony in the
D minor in m. 27 returns us to the piece’s
moment bienheureux overflows into section b1',
Grundharmonie.
as the chromatically upsurging seventh chords
Section b2', in mm. 284–31, then comes as a
of mm. 23–24 are answered by the chromati-
surprise, or perhaps a culmination: it presents
cally sinking minor triads of mm. 26–272. The
the complete arabesque alone, unobscured by
effect is of psychic energy cresting and ebbing
footsteps and surging harmonies and filled out
away. Strikingly, the chromatic descent in b1'
with diatonic fauxbourdon accompaniment (in-
is broken at the very moment that the diatonic
tensifying the sense of stylistic/historical ret-
descent in a2' was broken: after the third chord
rospection; see n. 67). The connection with
of the sequence. Instead of the expected E-mi-
memory is now made explicit in Debussy’s
nor triad (or some enharmonic variant thereof)
performance indication: Comme un tendre et
at m. 273, there is a D-minor triad. Even more
triste regret. The moment may be interpreted
strikingly, this is exactly the triad expected at
as a memory of the crux-moment itself, as the
the crux-moment in a2', at m. 213, when we
music revisits (and fleshes out harmonically)
heard the D  7 that initiated the memory epi-
the arabesque first heard in the right hand. A
sode. The voicing and register of the D-minor
different understanding may be more persua-
chord make the connection explicit.
sive, however: we need not necessarily under-
As shown in ex. 12, we can hear the chro-
stand b2' as occupying some precise moment
matic progressions of mm. 213–272 as an ex-
within the temporal flow of the persona’s expe-
tended parenthesis that interrupts the expected
rience—itself a memory of an “earlier event.”
arrival of the D-minor harmony. Harmonies
Instead, the music can be heard to present here
proceed chromatically within the parentheses,
the remembered arabesque alone and unob-
and diatonically outside of them. The paren-
structed. It is as though the music says: “This
theses enclose the moment bienheureux and
is what was remembered.” Interpreted in this
its aftereffects. The example draws a vivid pic-
way, the music of b2' does not “happen after”
ture: the steady stepwise progress of the de-
that of a2' in any simple sense. Rather, it occu-
scending chords (via S–1), iconic of a physical
pies no specific location along the temporal
process in the frozen present, is interrupted in
chain of the persona’s experience. It is instead a
narrative element, one that allows us as listen-
72
Though biographical “evidence” is not necessary to un- ers a direct experience of the memory itself,
derscore the suggestiveness of a given narrative, it is worth just as Proust’s narrator goes on to tell us in
noting that Debussy and Proust knew one another, though great detail about his childhood in Combray
they were not close. Lockspeiser presents a humorous ac-
count of one of their meetings in Debussy: His Life and after the madeleine episode (“This is what was
Mind, vol. I, p. 135. remembered”).

205
19 TH Though we achieve the six-flat tonic collec- flows across formal boundaries, the disjunction
CENTURY
MUSIC tion here, the notes sensibles C  and F are left is especially jarring: the D 6/D 5 octave at the
hanging and unresolved: G  -as-tonic-harmony end of m. 31 shifts enigmatically and without
never emerges.73 C  6 in m. 304, the highest motivation up to the D6/D5 octave that begins
pitch in the piece thus far, does not call forth the coda. The footsteps return, now in octaves
b  5, but instead arpeggiates downward through at this higher register. Their rebeginning sug-
an unresolved D  7 arpeggio, via three iterations gests the onset of a potential third rotation, but
of the arabesque’s characteristic sighing figure.74 that incipient rotation quickly dissolves. If the
Ascending left-hand chords move in contrary steps as originally heard seemed immediately
motion to this descent, reaching over the cb5 underfoot in the temporal here and now, they
highpoint to d  6 in m. 314, which sits atop a now sound distant, as though the persona is
strangely unsatisfying D  63 chord. The lack of slipping once again from our interpretive reach.
resolution gives the memory itself an unful- The widely spread concluding D-minor har-
filled, retrospective quality, as though directed mony entirely avoids the corporeal middle reg-
toward a remembered but still unattained G  . ister of the piano, where all earlier somatic
This idea suggests a seeming regress of recol- activity took place, further reinforcing the sense
lection within recollection, the ultimate object of the persona’s physical disappearance.
of which continues to recede out of reach into But we still hear the ostinato, however dis-
the past. Only the memory’s affective shell, tant. Is it possible that it is now the footsteps
tender and regretful, is evident.75 that are remembered? The high, octave-doubled
The striking disjunction between the unsat- ostinato can easily be heard as a recollection of
isfying D  triad and the following coda—Puri the ostinato of the piece’s opening, which
aptly calls it a “harmonic non sequitur”76— seemed to unfold in the present tense (even as
closes off the possibility of G  resolution and it triggered the past). This redoubling of memo-
further detaches the memory from the snowy rial activity—a further regress of the piece into
present. In a piece in which the music so often the past—represents a final, anachronous fold
in the temporal fabric. This anachronous com-
plexity combines with the earlier break in nar-
rative continuity (the out-of-time presentation
73
We might thus choose to hear a D  Mixolydian modality of the memory episode in b2') to create a thor-
here, rather than G  Ionian. As before in section b2 (see oughly disintegrating effect at the Prélude’s
n.52), the D -or-G  ambiguity reenacts, a semitone lower,
the D-or-G ambiguity of mm. 5–7. The “semitone lower” close, calling into question the very psychic
idea relates directly to the semitonal shift in m. 213 from continuity of the persona, whose identity seems
the expected D minor to the actual D 7 that begins the to melt away (or die, morendo) with the music
memory episode. D-or-G thus represents an ambiguity in
the frozen present, while D -or-G  represents a parallel itself.
ambiguity in the remembered past.
74
The same descending arpeggio acted as a cadential ges- Conclusion:
ture in the first appearance of the arabesque, in mm. 23–
24, but there it sounded a third lower, beginning on A 5 Secrets and Mysteries (Again)
rather than C  6. Puri hears the sighing figure as a sublima-
tion of the footsteps’ “snap rhythm” (“Caught in the Throes In the introduction I asked whether analysis
of Memory”).
75
This idea, of a continuous regress of memory, is not must by definition be allied with Jankélévitch’s
particularly Proustian, though it seems apt for the Prélude. secret, or whether, by contrast, it might not
What is Proustian is the regret attached to the memory. In provide a mode of attending whereby we be-
Time Regained, the narrator reflects that the very work of
reanimating memory itself leads to suffering and regret, as come more alive to a work’s mystères. I framed
one bores through the “thickness of time” to uncover past the issue in terms of the kind of musical en-
experiences with greater clarity and focus. It is thus not gagement analysis can provide, leading not to a
the memories themselves that are painful; rather, the pain
and regret arise from the effortful act of recollection itself. decoding but to an intensified experience of
See Proust, In Search of Lost Time, vol. 6, Time Regained, music’s materiality, its physical sound, which
trans. C. K. Scott-Moncrief and Terence Kilmartin, esp. might bring a clear mystery into yet sharper
pp. 262–66, 297–304, and 505–07. I am grateful to Michael
Klein for drawing my attention to this connection. relief. The reader may wonder, however,
76
Puri, “Caught in the Throes of Memory.” whether the discussion above is still beholden

206
to the ideology of the secret. I have, after all, hard to imagine a more deictic perspective than STEVEN
RINGS
drawn attention to many details in the piece Lewin’s view of musical analysis: “Analysis Debussy’s
that one would not likely notice without the simply says: Listen to this . . . now remember Des pas sur
la neige
intervention of hermeneutic and analytical ef- how that sounded . . . hear the relation . . . etc.”
fort. I have even gone so far as to construct a Analysis of course does more than just point—
Proustian narrative around the Prélude. Are it also constructs experience, asking us not only
these not the very kinds of secrets—revealed to listen, but to listen in a particular way, a
by the guild practices of a music theorist, no way shaped by the theoretical discourse. Nev-
less—that Jankélévitch would warn us against? ertheless, analysis, at its most effective, can be
Perhaps. But some reflection may lead us to a powerful way of drawing our attention closely
wonder whether Jankélévitch’s distinction be- to the sonic material of music, and focusing
tween the secret and the mystery is really so our aural attention on its presence effects in
clear-cut when we are in the act of aesthetic deictic fashion. This is surely one of the rea-
contemplation. Recall the sonic details high- sons many musicians and scholars continue to
lighted by the analysis, the special temporal find the analytical act deeply satisfying.
quality of the ostinato, the harmonic stab of m. It is possible to draw a distinction, how-
2, the sonic effect of the various shifts in dia- ever, between analytical observations and her-
tonic collection, and so on: were these details meneutic observations in this regard—between,
really hidden before, like secrets? Or were they say, the various sonic effects just discussed and
always there, waiting to be heard—perhaps even the Proustian narrative. For, while Gumbrecht
clear—in the music’s sounding surface? If an may or may not agree with my assertion above
analytical or interpretive statement makes us regarding the deictic character of music analy-
more attentive to a sonic detail of one kind or sis, it is clear that he is at pains to draw a bright
another, have we necessarily succumbed to the line between the deictic and the hermeneutic,
ideology of the secret? To be sure, some of the suggesting that reflection on a work’s meaning
relationships pointed out above are less soni- blunts our sensitivity to it as a physical phe-
cally immediate than others, but no observa- nomenon: “If we attribute a meaning to a thing
tion is so esoteric that it cannot be experienced that is present, that is, if we form an idea of
with a small amount of aural focusing (likely at what this thing may be in relation to us, we
the piano). One exercise along these lines is seem to attenuate, inevitably, the impact that
discussed in n. 48; it sensitizes us to an aural this thing can have on our bodies and our
effect that is itself highly limpide in its struc- senses.”78
ture, even though we may become fully atten- But is this always true? Do Foucault’s virtuosic
tive to it only by inhabiting the “perpendicular observations about spectators, mirrors, and rep-
time” of musical reflection and re-creation. resentations in Las Meninas distance us from
Discursive intervention need not always be the myriad physical details of Velázquez’s paint-
an act of ferreting out what is hidden or eso- ing? Do Cone’s ruminations on Schubert’s health
teric, but can instead be an act of directing really make us less attentive to the sonic effect
attention with great focus to a material phe- of that E in the sixth Moment musical, the note
nomenon, seeking to develop an experience of that he made famous?79 Isn’t the opposite in fact
the phenomenon that is as richly tangible as true: that both of these interpretations—and
possible. To keep us focused on the materiality many others—draw us into the physical details
of artworks, Hans Ulrich Gumbrecht urges us
to engage in deictic talk about them—talk that
focuses attention on details in the physical ar-
tifact (talk that “points to”), and that does not cepts overlap somewhat, I use deixis here as a synecdoche
for the entire complex.
lapse into metaphysical interpretation.77 It is 78
Ibid., p. xiv.
79
Michel Foucault, The Order of Things: An Archaeology
of the Human Sciences (New York: Vintage, 1970), pp. 3–
77
Gumbrecht, Production of Presence, pp. 91–132. Deixis 16; Edward T. Cone, “Schubert’s Promissory Note: An
is closely related to two other ideas that Gumbrecht pre- Exercise in Musical Hermeneutics,” this journal 5 (1982),
sents: “epiphany” and “presentification.” As these con- 233–41.

207
19 TH of the work in the process of interpreting them, back to the physical with renewed focus, gnostic
CENTURY
MUSIC making us more alive to their material pres- intervention feeding into heightened drastic
ences? Such interpretive writing, when effec- awareness. Experience intensified through con-
tive, is capable of “bringing us to our senses” in templation is no less intense for that. The dras-
the most literal meaning of that phrase, as Jo- tic moment need not come upon us all at once
seph Dubiel has noted in a related context.80 The through a sort of discursive asceticism; it is
bright line that Gumbrecht draws between the something that we can cultivate and prepare
deictic and the hermeneutic thus strikes me as for, focusing our attention, and listening closely.
dubious—the sensitive hermeneutic observa- By listening in this way to Debussy, we might
tion, like the sensitive analytical observation,
can have a strongly deictic character.
hear, along with Jankélévitch, mysteries
that deepen as they grow clearer. l
The reader can evaluate the degree to which
the Proustian narrative above succeeds in this
regard. To the extent that it seems a distraction cal Society 59 (2006), 488–501; and Ian Quinn, “Minimal
Challenges: Process Music and the Uses of Formalist Analy-
from the work’s sounding surface—an overly sis,” Contemporary Music Review 25 (2006), 283–94.
elaborate story that gets in the way of one’s
present experience—it fails as a deictic gesture Abstract.
(though it may still have other interpretive val- Vladimir Jankélévitch heard Debussy’s music as a
ues). On the other hand, to the extent that it sonic manifestation of certain nuclear mysteries of
makes one more attentive to the complex ways existence: mysteries of death, destiny, anguish, plea-
in which Debussy’s Prélude unfolds in time sure, love, space, and—in various forms—time. To
describe these mysteries, he developed the paradoxi-
and evokes a network of other times in the
cal locution of the mystère limpide, the “lucid mys-
process, it has succeeded deictically, making
tery.” Debussy’s mysteries are lucid, Jankélévitch
some of the Prélude’s temporal mystères more argued, in that they are not hidden behind arcane
palpably present to experience. codes or hermetic formalisms, but are instead palpa-
The most prudent position thus would seem bly present to experience, sensually manifest in the
to be to avoid any blanket statement on the music’s sounding surface. As such, they prove resis-
necessary relationship between talk about mu- tant to hermeneutic and analytical attention, which,
sic and musical experience. The former may per Jankélévitch, seek always to penetrate beyond
enhance as well as inhibit the latter, in ways sounding surfaces in search of hidden meanings.
that are often unpredictable and vary case by This article takes Jankélévitch’s ideas as a point
case. In any event, we must avoid the mistaken of departure in both a positive and negative sense,
adopting his notion of the mystère limpide as a
assumption that talk about music necessarily
valuable heuristic in Debussy study, but challenging
displaces musical experience: that to say some-
his highly limited views of analysis and hermeneu-
thing is always to retreat from the physical to tics. The article takes as its focus Debussy’s Prélude
the metaphysical. Gnostic intervention and Des pas sur la neige and explores the ways in which
drastic experience need not be antithetical, the it can be heard to manifest mystères of time, repre-
former blocking access to the latter, or worse, sentation, and consciousness. It does this, however,
representing a desire to flee it, as Jankélévitch with the aid of analysis and hermeneutics, drawing
and Abbate suggest.81 For talk can often lead us on transformational theory, familiar concepts from
narratology, and Proustian notions of memory. In
short, the article deploys discourses anathema to
Jankélévitch for decidedly Jankélévitchian ends. The
conclusion explores the degrees to which such a
80
Joseph Dubiel, “Analysis, Description, and What Really paradoxical effort succeeds, ultimately arguing that
Happens,” Music Theory Online 6.3 (2000).
81
For additional reactions to the gnostic/drastic opposition discursive intervention—technical or otherwise—
as presented by Abbate, not necessarily similar to mine, need not be a means of seeking out hidden mean-
see Lawrence Kramer, “Music, Metaphor and Metaphys- ings, but can instead be a means of drawing us closer
ics,” Musical Times 145 (2004), 5–18; Karol Berger, “Musi- to music as a physical, material phenomenon.
cology According to Don Giovanni, or Should We Get
Key words: Claude Debussy, Vladimir Jankélévitch,
Drastic?” Journal of Musicology 22 (2005), 490–501;
Michael Puri, review of Programming the Absolute by time, memory, Marcel Proust, transformational
Berthold Hoeckner, Journal of the American Musicologi- theory.

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