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Lasky2021 Article DesignAndRationaleOfARandomize
Lasky2021 Article DesignAndRationaleOfARandomize
https://doi.org/10.1007/s12325-020-01539-z
STUDY PROTOCOL
Received: September 14, 2020 / Accepted: October 14, 2020 / Published online: October 27, 2020
Ó The Author(s) 2020
Keywords: Acute lung injury; COVID-19; from mild, self-limited respiratory tract illness
Dociparstat; HMGB1; NETs; Neutrophil to severe alveolar damage leading to progressive
extracellular traps; P-selectin; Platelet factor 4 respiratory failure, multiple organ failure, and
death [1–3]. Approximately 15–20% of COVID-
19 patients develop severe symptoms and
Key Summary Points
exhibit systemic hyperinflammation with ele-
vated cytokine levels and lung immune cell
Dociparstat (DSTAT) is a heparin
infiltration, which may result in acute damage
derivative with significantly decreased
to capillaries and lung epithelia/alveoli [4].
anticoagulant activity; this enables dosing
Additional localized pulmonary thrombotic
at higher concentrations to achieve anti-
microangiopathy and a low-grade disseminated
inflammatory effects that cannot be safely
intravascular coagulopathy (DIC) add to the
achieved with fully anticoagulant
lung pathology and organ dysfunction,
heparins
increasing the risk of death [5, 6].
DSTAT’s mechanism of action is While the use of anticoagulants such as
multimodal—by inhibiting several key heparins may have potential clinical benefit [7],
proteins (HMGB1, Platelet Factor 4, they come with the risk of major bleeding
P-selectin) involved in the events [8]. The global health crisis caused by
hyperinflammation and coagulopathy SARS-CoV-2 mandates aggressive development
that contribute to high morbidity and of both preventative vaccines and therapeutic
mortality in severe COVID-19 DSTAT is regimens that effectively treat patients. Current
uniquely positioned as a candidate efforts to expedite availability of therapeutics
treatment to address these important with a demonstrated positive risk/benefit profile
aspects of COVID-19 pathophysiology include repurposing approved drugs or those
already in advanced development for other
This study aims to generate meaningful indications. Dociparstat sodium (DSTAT; 2-O,
data to potentially advance the treatment 3-O desulfated heparin) is one such agent that is
of severe COVID-19 through scientific currently in late-stage development for acute
rigor and the use of a double-blind, myeloid leukemia. DSTAT is made by selective
randomized, placebo-controlled study removal of the 20 -sulfate group from iduronic
design acid 2-sulfate and the 30 -sulfate group from 3,6
bis-sulfated glucosamine present in unfraction-
ated heparin. Removal of these sulfates is asso-
ciated with significantly reduced anticoagulant
activity while maintaining the known anti-in-
DIGITAL FEATURES flammatory activities of heparin [9].
DSTAT inhibits the activity of high mobility
This article is published with digital features, group box protein 1 (HMGB1), a cytokine that
including a summary slide, to facilitate under- plays a major role in the pathogenesis of
standing of the article. To view digital features immune disorders. Elevated HMGB1 in serum is
for this article go to https://doi.org/10.6084/ strongly associated with clinical severity and
m9.figshare.13079213. mortality in COVID-19 patients [10]. Extracel-
lular HMGB1, released from dying cells or
secreted by activated immune cells, interacts
INTRODUCTION with the receptor for advanced glycation end
products (RAGE) and Toll-like receptors (TLR),
Novel coronavirus 2019 disease (COVID-19) is causing the release of proinflammatory cytoki-
caused by infection with severe acute respira- nes including, but not limited to, interleukin-6
tory syndrome coronavirus 2 (SARS-CoV-2). (IL-6), tumor necrosis factor-alpha (TNF-a),
Clinical manifestations of COVID-19 range monocyte chemoattractant protein-1 (MCP-1),
784 Adv Ther (2021) 38:782–791
and macrophage inflammatory protein-1 alpha DSTAT’s pharmacologic mechanisms hold the
(MIP-1a), all of which are elevated in severe potential to reduce both inflammation and
COVID-19 [9, 11–13]. coagulopathies, which contribute to the high
Infiltration of monocytes and other immune morbidity and mortality in hospitalized
cells into the inflamed lung tissue is also an COVID-19-infected patients population requir-
important pathogenic driver of acute lung ing supplemental oxygen. This study aims to
injury. In vivo disease models have demon- determine if DSTAT provides added benefit to
strated that DSTAT can reduce HMGB1 in standard of care in COVID-19 patients at risk of
bronchoalveolar lavage fluid, decrease immune acute lung injury by decreasing their need for
cell infiltration in lungs, and improve survival ventilatory support and improving overall
[14–16]. Molecular drivers of these effects likely clinical outcomes.
include DSTAT inhibition of HMGB1 binding to
RAGE, inhibition of leukocyte lung infiltration
via decreases in MCP-1 expression, and direct METHODS
blocking of the cell adhesion molecule P-se-
lectin [9, 17, 18]. Study Design
COVID-19 coagulopathies may be attributed
to several mechanisms including aberrant acti- Chimerix protocol CMX-DS-004 is a random-
vation of immune cell responses, excessive ized, double-blind, placebo-controlled, phase
inflammation, and immunothrombosis. For 2/3 study to determine the safety and efficacy of
example, neutrophils are early responders to DSTAT versus placebo in adults receiving stan-
infection capable of extruding granular and dard of care for acute lung injury associated
nuclear contents to produce neutrophil extra- with severe COVID-19 who are at high risk of
cellular traps (NETs). While NETs are often respiratory failure.
beneficial in trapping and eliminating patho- This trial is designed in accord with the
gens, they can also promote thrombosis and are consensus ethical principles derived from
correlated with intubation and death in international guidelines including the Declara-
COVID-19 [19–21]. HMGB1 and platelet factor tion of Helsinki and Council for International
4 (PF4), which are both significantly elevated in Organizations of Medical Sciences (CIOMS)
COVID-19 patients, induce formation of NETs International Ethical Guidelines; applicable
and regulate NET degradation. DSTAT inhibi- International Council of Harmonization (ICH)
tion of HMGB1 and PF4 activities may reduce Good Clinical Practices (GCP) Guidelines; and
formation of NETs and promote their clearance applicable laws and regulations. All documents
[9, 22]. are initially approved by Advarra central insti-
A related pathologic feature of COVID-19 is tutional review board (IRB) and/or by the indi-
platelet hyperreactivity, which may contribute vidual site IRBs as required (see Table S1 in
to NET formation and life-threatening coagu- Supplementary materials). Written informed
lopathies. In severe disease, platelets have consent is obtained from all participants before
increased expression of P-selectin, which pro- any study-related procedures are implemented.
motes the formation of platelet-leukocyte When available, the results will be published in
aggregates. These aggregates are associated with a peer-reviewed journal.
platelet hyperreactivity, immunothrombosis, Participants are randomized 1:1 in three
and damage to lung capillaries [23]. Notably, sequential phase 2 cohorts, followed by the
P-selectin neutralization inhibits development phase 3 portion of this pivotal study (Fig. 2).
of acute lung injury in animal models; DSTAT Randomization of participants in phase 2/co-
effectively blocks the binding and cell adhesion hort 3 and phase 3 will be stratified by baseline
activities of P-selectin [9]. score on the National Institute of Allergy and
Overall, DSTAT inhibits several potentially Infectious Diseases (NIAID) ordinal scale (3 or 4)
key molecular drivers of COVID-19 pathology, and by age (\ 60 or C 60 years) [24]. Random-
including HMGB1, PF4, and P-selectin (Fig. 1). ization of participants in phase 3 will
Adv Ther (2021) 38:782–791 785
Fig. 1 Potential of DSTAT in COVID-19. Moderate-to- inhibiting several pathogenic pathways. (DSTAT, doci-
severe COVID-19 manifests with excessive inflammation, parstat sodium; HMGB1, high mobility group box protein
infiltration of activated immune cells into the lungs and 1; IL-6, interleukin-6; MCP-1, monocyte chemoattractant
coagulation disorders (e.g., clot formation) in the blood protein-1; NETs, neutrophil extracellular traps; PF4,
and tissues. DSTAT has the potential to prevent and platelet factor 4)
mitigate these severe effects of SARS-CoV-2 infection by
additionally be stratified by baseline body mass [RT-PCR]), with a resting oxygen saturation on
index (BMI), i.e., \ 34 or C 34 kg/m2. room air of B 93%, and have a score of 3 or 4 on
The primary objective of phase 3 is to assess the NIAID ordinal scale (i.e., hospitalized
the effect of dociparstat on disease progression requiring supplemental oxygen).
in participants with severe COVID-19. Approx- Key exclusion criteria include the require-
imately 15 clinical sites in the USA are to be ment for invasive mechanical ventilation or
engaged in phase 2 to enroll a total of 74 par- extracorporeal membrane oxygenation
ticipants. Phase 3 is expected to include (ECMO), acute pericarditis, severe renal
approximately 75 clinical sites to enroll 452 impairment (i.e., calculated creatinine clear-
participants. ance \ 30 ml/min), an irreversible disease or
condition with a mortality of C 50% within
Eligibility 6 months, the presence or risk of active or
uncontrolled bleeding, or a pre-existing history
Eligible participants must be adults between the of severe chronic respiratory disease, severe
ages of 18 and 85 years, who are hospitalized for chronic liver disease, or congestive heart failure
laboratory-documented COVID-19 (e.g., posi- requiring hospitalization. Eligible participants
tive SARS-CoV-2 nasopharyngeal swab by must not be receiving chronic anticoagulation,
reverse transcriptase polymerase chain reaction treatment with non-steroid immunomodulators
786 Adv Ther (2021) 38:782–791
Fig. 2 CMX-DS-004 study schematic. All participants after review of data by an independent Data Monitoring
receive randomized treatment for up to 7 days and are Committee (DMC) from prior cohort(s). The phase 3
followed through day 28. The continuous infusion dose continuous infusion dose will be the same as administered
administered in phase 2, cohorts 2 and 3 will be confirmed in phase 2, cohort 3
studies in which higher doses of DSTAT have cause mortality, time to clinical improvement
been administered, mild to modest aPTT eleva- defined as at least a 2-grade improvement on
tions have been observed, which were man- the NIAID ordinal scale, number of ventilator-
ageable with monitoring, and DSTAT dose free days, time to hospital discharge, and aver-
adjustment, if needed. The transient elevation age daily corticosteroid use. Dociparstat plasma
of liver enzymes is considered a non-adverse concentrations and pharmacokinetic parame-
class effect for all heparins, heparin derivatives, ters will be summarized, as will biomarkers
low-molecular-weight heparins, and hepari- related to the pathophysiology of severe
noids [25]. Nevertheless, in the interest of sub- COVID-19, including HMGB1, soluble RAGE,
ject safety, eligibility criteria have been IL-6, and TNFa.
designed to ensure subjects enrolled in the Safety endpoints include incidence of
study are not at increased bleeding risk based on adverse events, changes from baseline in clini-
pre-existing conditions, and enrolled subjects cal laboratory parameters, and distribution of
will have coagulation tests performed at base- graded clinical laboratory results.
line and throughout study drug infusion. A
conservative aPTT threshold for study drug Sample Size and Power Calculations
interruption (i.e., [ 50 s) has been included in
the protocol, with resumption of dosing Approximately 600 potential participants are
allowed only if aPTT decreases to \ 40 s. Sub- expected to be screened to achieve a total of
jects who receive enoxaparin will also have anti- approximately 74 participants randomized in
Xa levels monitored to maintain levels phase 2 and 452 participants randomized in
of \ 0.6 IU/ml. phase 3.
Notably, both unfractionated and low- The sample size of six participants per treat-
molecular-weight heparins have been associ- ment group for cohorts 1 and 2 was selected to
ated with heparin-induced thrombocytopenia assess any safety signals in a limited number of
(HIT). In contrast, DSTAT suppresses heparin- participants. The sample size for cohort 3 was
induced thrombocytopenia-related platelet selected to provide a reasonable level of preci-
activation in vitro and may disrupt formation of sion to assess the treatment effect for the pri-
heparin/PF4 multimolecular complexes [26]. mary endpoint.
For phase 3, the sample size of 226 partici-
Measurements pants per group was selected to detect the dif-
ference between a control failure rate of 20%
Efficacy will be evaluated through clinical and a dociparstat failure rate of 10% at a two-
examinations, oxygen requirements, and labo- sided 0.05 alpha level with [ 80% power. This
ratory tests. sample size also accounts for a futility analysis
Safety will be monitored through collection after 50% of the phase 3 participants are enrol-
of adverse event data and laboratory samples. led using a Pocock beta spending function.
Plasma samples will be collected for analysis Participants enrolled in phase 2 will not con-
of DSTAT concentrations and biomarkers to tribute to the inferential phase 3 analysis.
further elucidate the mechanism of action of
DSTAT, and sputum samples will be collected Statistical Methodology
for virology testing.
The primary phase 3 analysis will utilize the
Endpoints intent-to-treat analysis set and a Cochran-
Mantel-Haenszel test stratified by each of the
The primary efficacy endpoint is the proportion actual stratification factors at the 0.05 alpha
of participants who are alive and do not require level. Participants will be counted as failures
invasive mechanical ventilation through day once they go on a ventilator or die. Number and
28. Secondary efficacy endpoints include all- percentage of failures will be presented for each
788 Adv Ther (2021) 38:782–791
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