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The Problem of Circularity in Evidence, Argument, and Explanation

Article  in  Perspectives on Psychological Science · March 2011


DOI: 10.1177/1745691611400240

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Perspectives on Psychological Science
6(2) 172–182
The Problem of Circularity in ª The Author(s) 2011
Reprints and permission:
Evidence, Argument, and Explanation sagepub.com/journalsPermissions.nav
DOI: 10.1177/1745691611400240
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Ulrike Hahn
School of Psychology, Cardiff University, United Kingdom

Abstract
A number of recent articles (Fiedler, 2011, this issue; Gigerenzer, 2009; Kriegeskorte, Simmons, Bellgowen, & Baker, 2009; Vul &
Kanwisher, 2010) have highlighted seemingly circular arguments and explanations in psychological research, which suggests that
the problem is rife within psychology. The article reviews the literature on circularity, and, in light of this, evaluates these recent
examples from psychology to determine whether it is indeed circularity that is the underlying problem and to make suggestions
for what paths improvements might pursue.

Keywords
circular arguments, circular explanation, circular analysis

‘‘That is completely circular...’’ is one of the most damning recent examples from cognitive psychology, social psychol-
things a critic can say. No further evidence is typically needed ogy, and cognitive neuroscience.
to establish that a thought, an argument, or an explanation is
worthless. Circular reasoning or ‘‘question begging’’ is the ulti-
What Is Circularity?
mate reasoning fallacy, so it is of considerable concern that
recent articles have identified circularities in psychological Circular arguments: What are they?
research from a range of different areas (Fiedler, 2011, this Circular arguments are the most well known of the so-called
issue; Gigerenzer, 2009; Kriegeskorte, Simmons, Bellgowen, fallacies of reasoning or argumentation. The fallacies are traps
& Baker, 2009; Vul & Kanwisher, 2010), suggesting that the for unwary reasoners: They might fool the inexperienced into
error is widespread. finding them persuasive, but they do not provide sufficient rea-
The more severe an accusation, the more important it is that it son for a claim. The most straightforward example of a circular
is well-founded. Without a clear understanding of the notion of argument is this:
circularity, psychology runs the risk of either unfairly rejecting
work that is actually sound or of rejecting work on the wrong (1) God exists, because God exists.
grounds. Misconceptions about the nature of a problem seem
undesirable even in those cases where it is obvious that a prob- Here, the reason or evidence given for a claim is simply a
lem exists, because misconceptions are likely to impede prog- (re)assertion of the claim itself.
ress: Inaccurate diagnoses rarely prompt successful remedies. More frequent in practice are so-called self-dependent justi-
Either way, the prevalence of the charge of circularity fications such as the following standard textbook example:
within psychological research suggests a need for greater
awareness of circularity. Hence, this article reviews the notion (2) God exists because the Bible says so, and the Bible is the
of circularity in detail and critically reevaluates recent exam- word of God.
ples of putative circularities. The article proceeds in two main
parts. The first half provides the necessary theoretical treatment Here, the ‘‘evidence’’ presupposes the truth of the claim it is
of circularity. The concept is more difficult than one might trying to support. Logically, the Bible cannot be the word of
first presume and has consequently received considerable
amounts of theoretical attention. This section identifies the
Corresponding Author:
formal characteristics of circularity and demonstrates how
Ulrike Hahn, School of Psychology, Cardiff University, Tower Building Park
and why not all circularities are equally poor. The second half Place, Cardiff, CF10 3AT United Kingdom
of the article then draws on this material to examine a range of E-mail: hahnu@cardiff.ac.uk
Circularity 173

God if God does not, in fact, exist. Hence, the evidence depends falls into place. The reason (1) fails as an argument is that it
on the self-same claim it intends to support. cannot bring about any change in the addressee’s belief
The third kind of circular argument involves the use of (Hahn & Oaksford, 2006, 2007; Hahn, Oaksford & Corner,
terms that are identical or ‘‘clearly convertible’’ (Aristotle, 2005). Though deductively valid, it falls short of the ultimate
Prior Analytics II, p. xvi); a common textbook example of this goal of argumentative discourse: Whatever evaluation is
follows: attached to the premise is transmitted to the conclusion,
where it remains the same; no increase in degree of belief
(3) Opium induces sleep because it has a soporific quality. takes place.
It is worth stressing that logical inferences can straightfor-
Here, an argument uses two terms that, in fact, mean the same wardly be coupled with changes in degree of belief for a con-
thing. What superficially seem like two distinct propositions clusion.3 However, when belief change and logical validity
(‘‘opium induces sleep’’ and ‘‘opium has a soporific quality’’) dissociate, arguments are generally viewed as poor—not just
are semantically and, hence, logically equivalent. It is logically in the case of circularity (for other examples and further discus-
impossible for something to be sleep inducing but not have sion, see Oaksford & Hahn, 2007).
soporific qualities and vice versa. Once belief change is considered, the case of self-dependent
Note that circular arguments are logically valid arguments. justification (2) emerges as distinct from the direct restatement
Trivially, any statement logically implies itself: From the fact case (1) above. This difference is important because self-
that p, we can infer p. Likewise, logically equivalent statements dependent justification is, as philosophers had noted (e.g.,
imply one another. Self-dependent justifications are logically Brown, 1993, 1994), widespread throughout science:
valid once the presupposition (an implicit premise) is spelled
out. This defining feature of circular arguments sets them apart (4) Electrons exist because their signature effects can be seen
from other fallacies in the catalog, none of which constitute in a cloud chamber.
logically valid argument forms.1
shares the logical structure of (2)
Circular arguments: When and why are
God exists, because the Bible says so and the Bible is the word
they poor?
of God.
Logical validity, in general, is a sign of maximum argument
strength and, historically, logic provided the sole normative but is a typical example of the kinds of inferences scientists
standard for the evaluation of arguments (see, e.g., Hamblin, draw about entities we cannot directly observe. The evidence
1970; Heysse, 1997). Hence, the fact that circular arguments in both cases presupposes the very conclusion that is being
are deductively valid has been puzzling to philosophers, given asserted. Wholesale rejection of all circularities would conse-
that they nevertheless seem so poor as arguments. Furthermore, quently rule out much of current scientific practice.
the more transparent their validity, the poorer they seem: However, with the right formal tools it can be shown how
(1) seems a worse argument than (2). self-dependent justification cases differ fundamentally from
As a consequence, the philosophical literature contained direct restatements such as (1); furthermore, the intuitive dif-
widely diverging opinions that remained more or less unrecon- ference in relative strength between (2) and (4) can be
ciled. Some authors denied that circular arguments were indeed explained. The probability calculus, and with it Bayes’ theo-
fallacious precisely because they are logically valid (Robinson, rem, provides a normative framework for belief revision—that
1971). More widely shared, however, was the opposite is, how evidence should change degrees of belief. It has conse-
perspective that they were always fallacious (e.g., Copi, 1986). quently become the standard tool by which to evaluate the
A third group, finally, sought to argue that most, but not all, impact of evidence both within philosophy (e.g., Bovens &
instances of circularity are fallacious (e.g., Betz, 2010; Colwell, Hartmann, 2003; Earman, 1992; Howson & Urbach, 1993)4
1989; Kahane, 1986; Sanford, 1972; Walton, 1985, 1991). and within the longstanding tradition of psychological investi-
What characterizes the middle ground suggesting that circu- gation of people’s actual response to evidence (e.g., Edwards,
lar arguments might sometimes be acceptable is a wider view 1968; Peterson & Miller, 1965; Peterson, Schneider & Miller,
toward argumentative contexts. It is consideration of the gen- 1964; Tversky & Kahneman, 1974; readers wanting to remind
eral practical, or pragmatic, function of arguments that enables themselves how belief change relates to evidence in this frame-
solution of the circularity puzzle. As standard definitions of work and what makes evidence diagnostic or informative
argumentation make clear, the function or goal of argumenta- should see the Appendix). This analytic framework has been
tion is to rationally convince others of a position (see, e.g., applied to the classic catalog of fallacies of argumentation
Perelman & Olbrechts-Tyteca, 1969; van Eemeren & Grooten- (e.g., Hahn & Oaksford, 2006, 2007; Korb, 2004; Oaksford
dorst, 2004).2 Argumentation, by definition, takes place where & Hahn, 2007) on the basis that arguments such as (1) to (4)
people do not (yet) agree. above can be viewed as claims or hypotheses (‘‘God exists’’)
Argumentation is fundamentally about belief change. Once and reasons or evidence for those claims (‘‘The Bible says so
this is taken into account, analysis of circular arguments readily and the Bible is the word of God’’).
174 Hahn

Crucially, it has been shown that the presence of circulari- because even if they do exist, what the cloud chamber shows
ties does not preclude increases in degree of belief: Arguments may not actually be caused by electrons in the way our theories
can involve circular dependencies but nevertheless provide assume. The desired interpretation of what one is seeing, how-
probabilistic support (Atkinson & Peijnenburg, 2010; Hahn ever, is made more likely by our observation, and that, in turn,
& Oaksford, 2006, 2007; Shogenji, 2000). increases our degree of belief in the claim.
The traditional, purely logical analysis has obscured this fact Observing things in the cloud chamber thus rightly makes us
because in classical logic, statements are simply either true or more convinced that electrons exist, and there is nothing wrong
false. This means that a claim already has to be assumed to be with such scientific practice, despite the circularity involved.
true in order to be invoked as a premise in an actual argument, Moreover, it becomes clear why (2) seems weaker than (4).
leaving no room for changes in belief for that claim considered The overall strength of each argument is determined by the
as a conclusion. However, from a probabilistic perspective, a probabilistic relationships between each of the variables. The
claim can be held tentatively, and further information can fact that there are plausible alternative explanations for the
increase our belief in that claim, even if this information some- Bible other than that it is the word of God will lower the prob-
how involves the very same claim. abilities one assigns to the positive interpretation even where
From a probabilistic perspective, there is a fundamental dis- the hypothesis is true. Lowering this conditional probability
tinction between direct restatements and other types of circular will lessen the belief change brought about. In other words, the
arguments. Direct restatements (‘‘God exists, because God argument will seem weaker as long as one finds it plausible that
exists’’) are maximally poor because the reason is the claim; the Bible might not be God’s literal word (even if God exists)
no further information is provided that would allow a change but have little in the way of alternative interpretations for what
in degree of belief. There is, however, further information in is seen in the cloud chamber.6
the case of self-dependent justification as in (2) and (4), and Finally, the (logical) self-dependence inherent in these argu-
as a result the circular dependence does not preclude changes ments manifests itself only in one particular way: If the hypoth-
in degree of belief. Although the evidence cannot be true if the esis is false, then, by logical necessity, the interpretation of the
conclusion is not (i.e., the Bible cannot be the word of God if data that would confirm the hypothesis is false as well (i.e., the
God does not exist), actually obtaining the evidence can conse- Bible cannot be the word of God if God does not exist, nor can
quently increase our posterior degree of belief. one see signature effects of electrons if there is no such thing).
Technically, the conclusion is involved in interpreting the This dependency places a cap on the degree of belief one can
evidence (Shogenji, 2000). There is uncertainty associated with have in this interpretation: Because the desired interpretation of
the desired interpretation of the evidence: The Bible might not the data logically requires the hypothesis, it can be no more prob-
be the word of God, and what is seen in the cloud chamber able than the hypothesis itself. This in turn limits the strength of
might not be the signature effects of electrons. Hence, this the inference from data to hypothesis, whatever the probability of
interpretation cannot simply be assumed to be true. This uncer- the data itself. In other (i.e., non-self-dependent) cases of hier-
tainty can be captured through a hierarchical, probabilistic archical modeling, such as the testimony example, no such cap
model, of which the uncertain interpretation of the data is an is in place. The consequence of this is that observing the data can
intermediate variable (see Hahn & Oaksford, 2007, for details have a greater confirmatory effect (see Hahn & Oaksford, 2007).
and discussion) in a way that is directly analogous to standard Thus, a probabilistic analysis clarifies also that there is a restric-
treatments of uncertain evidence in other contexts, such as tes- tion on how strong self-dependent arguments can be. A self-
timony (see e.g., Pearl, 1988; Schum, 1981). Testimony is a dependent argument for a claim will never provide the theoreti-
report of evidence as opposed to direct observation of that evi- cally strongest possible reason, though it might be the best reason
dence: for example, a nurse reporting the outcome of a labora- actually available.
tory test. One cannot in this case take the test outcome as given In summary, whereas direct restatements are viciously
and use Bayes’ theorem to calculate a posterior degree of belief circular, and hence utterly worthless as arguments, this is not
on its basis, as the person reporting may be less than fully reli- true of self-dependent justifications. What then of circularities
able.5 One can, however, take as given the report of the out- involving interchangeable terms such as those seen in (3)?
come in question and calculate a posterior degree of belief These have not been analyzed in detail within the recent philo-
given that report. The test outcome itself is then an intermediate sophical literature; however, the preceding discussion makes
(not directly observed and hence uncertain) variable between the answer clear. As noted, swapping terms that are inter-
hypothesis and report. In all other ways, belief revision pro- changeable in meaning will lead to statements that are logically
ceeds as normal, and the only consequence of the extra level equivalent. Logically equivalent statements, however, must—
of indirection is that the belief change brought about will be on pain of inconsistency—be assigned equivalent degrees of
smaller than if the test outcome had been observed directly belief. One cannot be more convinced that opium ‘‘makes one
(or the witness was known to be perfectly reliable). sleep’’ than that it is ‘‘soporific.’’ Hence, this case parallels
The self-dependent justification case is analogous: Staring direct restatements such as (1); there is nothing here to rationally
at the cloud chamber, one cannot simply assume that the traces change degrees of belief with.
one is seeing are the signature effects of electrons, not only However, it seems questionable whether many genuine
because the existence of electrons is the claim in question, but examples of semantic interchangeability exist. Different ways
Circularity 175

of saying things are typically not equivalent (see, e.g., Ooi, 1965). Consequently, one can seek explanation for something
1998; Sher & McKenzie, 2006). They tend to differ in when already completely believed (i.e., a theory for data), whereas it
they are used, and seeming synonyms rarely mean exactly the seems pointless to collect further evidence for a claim that is
same thing. Likewise, definitions are rarely entirely accurate. already fully accepted. That said, it is a commonly cited property
For example, one might take the word bachelor to be defined of explanations that they enhance belief in the occurrence of a
as, and hence mean, ‘‘unmarried man,’’ but examples can read- phenomenon (see, e.g., Lombrozo, 2006), and whether there
ily be generated where only one of these clearly applies: is a sense in which ‘‘explanatory goodness’’ should increase
the degree of belief associated with a theory above and
(5a) The Pope is an unmarried man. beyond that brought about by the supporting evidence itself
(5b) The Pope is a bachelor. is presently the focus of a lively debate about inference to
the best explanation within philosophy (e.g. Harman,
Whereas (5a) is patently true, (5b) generates some unease in that 1965; Lipton, 1991; Okasha, 2000; van Fraassen, 1989;
the Pope lacks other features typically associated with bachelors Weisberg, 2009).
(Lakoff, 1987). As a further example, one might imagine some- Although explanation and argumentation are closely linked,
one whose marriage was by legal technicality null and void, but they are nevertheless distinct and serve different goals. Hence,
who had spent decades living with his ‘‘wife.’’ Full semantic the extent to which circularity is damaging may differ across
equivalence between terms thus seems exceptional. In its absence, argument and explanation (see also Walton, 2006). It thus
however, there is no logical implication relation between state- seems necessary to consider in slightly more detail what consti-
ments containing those terms, and hence also no circularity. tutes ‘‘good explanation.’’
In conclusion, the circular arguments that have been identi- Given the close ties between evidence and explanation, it
fied by logicians and philosophers as fallacies of reason are seems unsurprising that there are historical parallels in the the-
deductively valid arguments. Not all types of these circular argu- orizing about each area. In the same way that argument quality
ments, however, involve ‘‘vicious circularities.’’ Although mere was long dominated by the measure of logic, scientific expla-
restatements are worthless, self-dependent justifications can sup- nation was viewed as a deductive process, whereby a phenom-
port rational change in degrees of belief and thus be convincing. enon to be explained formed the conclusion of a logical
How convincing they are depends (as with non-circular argu- inference involving at least one general ‘‘law’’ of nature that
ments) on the diagnosticity of the evidence involved. was true (e.g., Hempel, 1965; Hempel & Oppenheim, 1948).
This turned out to be problematic (see, e.g., Okasha, 2002);
consequently, for explanation too, it was argued that attention
Circularity: Arguments and explanations must be paid to the goals or functions that explanations serve
The preceding overview of the philosophical literature on cir- (e.g., Koertge, 1992) and that pragmatic considerations might
cularity has, in line with the emphasis of that literature, focused play a role. Specifically, pragmatic views of explanation have
on circular argumentation. Circularities, however, might also noted that what counts as explanatory is determined, in part, by
readily arise in explanation, as will be seen in some of the relevant contrasts a speaker has in mind. Explanations are
psychological examples. Should they be viewed as equally answers to a question (Sintonen, 1999; van Fraassen, 1980).
troubling in the context of explanation? Hence, the question ‘‘Why did the DOG bury the bone?’’ prag-
Arguments and explanations not only share close conceptual matically requests a different answer than the question ‘‘Why
links in that both constitute reasons,7 they are often hard to tell did the dog BURY the bone?’’ and so on. However, explanation
apart in practice. ‘‘Because’’ is used in natural language to pre- seems distinct from argument in the extent to which theories of
cede both the provision of argumentative (evidential) support explanation have emphasized the role of causation (e.g.,
and the provision of an explanation. Moreover the same state- Ruben, 1990; Salmon, 1984).
ments could be linked by an explanatory or by an evidential Theorizing about explanation has also developed a list of
support relationship, as in the following: ‘‘explanatory virtues’’ that characterize good explanations, in
particular: simplicity, elegance, unification of otherwise dispa-
(6a) There is a bug in the system, because the computer crashed. rate theories or data, support for prediction, and coherence with
(6b) The computer crashed, because there is a bug in the other theories or bodies of knowledge (see, e.g., Weisberg,
system. 2009). These virtues suggest that there is more to good expla-
nation than causation (see e.g., Lombrozo, 2006). They also
Which relationship is intended may require both context and distinguish explanation from argumentation in that not all of
background knowledge to disambiguate. Both types of reasons these attributes readily apply, or seem equally desirable, in the
are concerned with the question ‘‘Why?’’, but reasons that are case of arguments.
arguments seek to address why a claim should be endorsed, and In sum, although it is clear that explanations seek to enhance
reasons that are explanations seek to elucidate why something understanding, what form explanations should take, and what
occurred or is the way it is. As commonly noted, arguments are makes them ‘‘good,’’ seems, at present, beyond a simple answer,
designed to increase conviction (or knowledge), and explana- and involves a whole range of considerations. Nevertheless, it is
tions are designed to increase understanding (see, e.g., Hempel, clear that a direct restatement such as the following:
176 Hahn

(7) I went to the store, because I went to the store. explanation. Like one-word explanations, circular restatements
are immune to improvement. They can’t be wrong. (p. 22).
is as unsatisfactory as an explanation as it is as an argument
because it already violates the most basic goal of explanation: Data, theory, and explanation. However, do these examples
creating understanding. In the same way that it cannot effect really involve circular re-descriptions like (3)? Specifically,
changes in belief when considered as an argument, it cannot do they involve the necessary logical equivalence? In both the
increase understanding, because no new information is offered. matching and availability examples, psychologists have used
Given the obvious defectiveness, however, such examples the same name to refer to an empirical phenomenon and to a
seem unlikely to arise in scientific practice. More likely is the mental heuristic put forward as an explanation (in some cases
possibility that data are ‘‘explained’’ by re-describing them— within the same article; see Evans, 1998). This may be confus-
that is, a circularity in the form of (3) above. Indeed the first ing, but there is no semantic equivalence, and hence no circu-
examples from psychological research are potentially of this larity, if the same name is used to refer to two very different
kind. things. Closer reading of the texts confirms that there are mul-
tiple concepts at work here. For Tversky and Kahneman
(1974), heuristics are clearly mental ‘‘rules’’ (p. 1124) or stra-
Circularity Within Psychology tegies that people actively use in completing a task. Asserting
The recent examples in the psychology literature fall naturally that people draw on the availability heuristic is to claim that
into three categories: examples of circular explanation, exam- (in some situations) ‘‘people assess the frequency of a class
ples of circular data analysis, and, finally, circular methods or the probability of an event by the ease with which instances
more generally. These will be examined in turn. or occurrences can be brought to mind’’ (p. 1127). This process
in turn gives rise to systematic errors or ‘‘bias’’—that is, viola-
Circular explanations tions of normative responding. These behavioral errors arise
because though availability is correlated with frequency, it is
Examples of purported circular explanations are described in also affected by other factors. In Tversky and Kahneman’s
Gigerenzer’s (2009) rather despairing assessment of the sci- words: ‘‘The reliance on availability leads to predictable
ence of psychology. Gigerenzer sees much of psychology as biases’’ (p. 1127) of which ‘‘biases due to the retrievability
engaged in ‘‘theoretical minimalism,’’ in which little attempt of instances’’ or ‘‘biases due to the effectiveness of the search
at theory development is made, and research ‘‘limps along on set’’ are specific examples. Though functionally related, the
one leg and a crutch: the one leg is experimentation, the crutch mental heuristic and the biases are not the same thing: Applica-
is a surrogate for theory.’’ (p. 21). Gigerenzer maintains that tion of the heuristic causes error.
such theory surrogates can, in contrast to genuine theory, The same is true of Evans (1998): Performance on a range of
account for almost everything after the fact but cannot make new different tasks (the selection task, the truth table task, perfor-
predictions and are so vague that they cannot be wrong. One of mance on tasks involving not just a standard conditional but
the three kinds of surrogate theories that he identifies is ‘‘circular also ‘‘only if’’ or universals, etc.) is unified in the sense that
restatements,’’ such as (3), whereby the explanation is the phe- it is viewed as representing a single phenomenon; this in turn
nomenon, merely couched in slightly different terms. He identi- is explained by a heuristic strategy that people supposedly use.
fies several examples of this in current research, most notably It is essential to distinguish clearly between what the authors
‘‘matching’’ (Evans, 1998) and ‘‘availability’’ (Tversky & are offering as data, theory, and explanation. The data are the
Kahneman, 1974): performance patterns of individual participants in particular
tasks. Statistical inference is used to establish an inference
. . . When participants were given the Wason selection task and about an underlying population, and data from different stud-
a rule ‘‘if there is an A on one side, then there is [not] a 3 on the
ies, involving quite different tasks, are then linked by a theory
other,’’ the finding was that many checked the ‘‘A’’ and the ‘‘3’’
that claims that data across these tasks are manifestations of a
card, whether the ‘‘not’’ was present or not. This observation
single, general phenomenon. All of these data are then
was explained by a ‘‘matching bias,’’ which means that the
explained by positing a mental rule—a heuristic—that partici-
participants consider the two cards mentioned in the rule as rel-
pants invoke in generating their behavior, that is, a mental rep-
evant information. These explanations are as close to circular
restatements as they can be. When two different external repre- resentation that functions causally in determining performance.
sentations of the same information (framing) resulted in differ- The logical implication relations necessary for circularity
ent performances, the restated explanation was that one of these are absent here at every step. The theoretical claim about a gen-
makes the solution more ‘‘transparent’’ or ‘‘salient.’’ That a eral phenomenon is not implied by the data and could easily be
representation makes a solution transparent is hardly an false. For example, experimental findings may not replicate
explanation, however, but rather what needs to be explained. with other materials (as has in fact been argued in the case of
. . . Finally, the aforementioned availability heuristic was availability bias due to effectiveness of the search set; Sedlme-
invoked to explain various cognitive biases, but recently the ier, Hertwig, & Gigerenzer, 1998). Likewise, the explanation by
term availability bias has come to be used interchangeably. internal heuristic is in no way logically implied by the wider
Here, the same term refers to the phenomenon and its theoretical phenomenon itself, let alone the data; other,
Circularity 177

alternative explanations for those data are possible and have explanation in psychology thus seems imperative: It is hard
been suggested (e.g., information gain in the context of the to see how psychology can ultimately fulfill its goals without
matching bias; see Evans, 1998, for discussion). clear articulation of what they are.
Rules and regularities. The availability and matching exam-
ples do not involve circularity; rather, they are typical instances
of behavioral explanation through mental rules. Crucial to rules
Circular analysis
is the distinction between rules and regularities, or the distinc- Circularity has also recently been identified as the underlying
tion between rule-governed (rule-following) behavior and problem for certain procedures in data analysis (Kriegeskorte
behavior merely described by rules (see e.g., Hahn, 2003). et al., 2009; Vul & Kanwisher, 2010).
Rule-following is exemplified by legal systems: Here, docu- Preselection of data and statistical independence. Recent
ments encoding the law cause particular behaviors such as pay- scrutiny of the fMRI literature, prompted in part by implausibly
ing taxes. Merely rule-describable, but not rule-guided, high observed correlations between measures of brain activity
behavior is exemplified by planetary motion: Planetary orbits and behavior, has revealed a worrying practice: Considerable
are well-described by physical laws, but planets do not them- numbers of studies effectively preselect data points on the basis
selves consult these laws to guide their behavior. Statements of their ability to maximize some statistical criterion and then
of the rules of planetary motion do not function causally in the use those same data points to conduct, in full, the statistical
generation of the planets’ behavior, so planetary motion is analysis in question (Kriegeskorte, et al., 2009; Vul, Harris,
unaffected by whether or not the appropriate physical laws are Winkielman, & Pashler, 2009; Vul & Kanwisher, 2010). This
known; legal rules, by contrast, must be known for them to pro- ‘‘double-dipping’’—the use of the same data for selection and
duce the behaviors in question. a subsequent selective analysis—bears resemblance to the clas-
The availability and matching heuristics are no different to sic circularities discussed earlier, in that the preselection (pre)-
the many rule-based explanations that have been proposed in determines more or less entirely what is subsequently found. In
other domains. Languages, for example, possess regularities the extreme, were, for example, only regions of interest (ROIs)
such as the fact that the past tenses of the majority of English displaying a correlation of .8 with the phenomenon of interest
verbs are formed by adding /-ed/ to the stem (walk ! walked); to be pre-selected, then the subsequent analysis would ‘‘dis-
a simple explanation for this regularity is that speakers possess cover’’ exactly that correlation of .8.
an internal mental rule (‘‘add /-ed/ to stem to form past tense’’), However, closer consideration suggests that ‘‘circular anal-
which is applied, albeit unconsciously, when a past tense is pro- ysis’’ cases are not typically circular arguments in the technical
duced (e.g., Pinker, 1991). This internal rule is distinct from the sense introduced in the first half of this article (but see Vul &
regularity itself—hence, there is no circularity present. The Kanwisher, 2010). Examples provided by Vul et al. (2009)
regularity is a data pattern, the rule is an agent-internal mental generally have the following structure: The researcher prese-
representation that functions causally in the generation of lects ROIs with a correlation above a threshold of .7; the
behavior. Other, alternative explanations for such regularities researcher then establishes the mean correlation within that
typically exist, and psychology has a long tradition of seeking preselected set, and finally reports the observed value, say for
to distinguish empirically between mental rules and other alter- example, .835. This does not involve a deductively valid
native mechanisms (e.g., similarity-based generalization). inference. It is an empirical question what mean correlation
Though this is difficult (for discussion, see Hahn & Chater, is ‘‘observed’’; logical necessity requires only that this mean
1998), it is possible. Testimony to this is the fact that the once be greater than the selection threshold (i.e., 7). Moreover, the
nearly universally held view that cognition is generally rule process is neither explanation nor argument: The pre-
based has long been abandoned. There is contemporary debate selection phase is not evidence offered in support of the claim
about rule use for very specific tasks only. that the mean correlation in ROIs is .835, nor are preselection
In conclusion, explanation by heuristics as mental rules is or analysis offered (by the researcher!) as an explanation for
not circular. It is true that, in cognitive contexts at least, men- one another.
tal rules are a kind of default explanation, in that any observed In contrast to standard cases of circular argument such as
regularity in behavior could be based on a mental rule encod- (1), (2), and (3) above, the dependent ‘‘claim’’ that is being
ing the regularity itself (see Hahn, 2003). However, whether established is itself data or evidence. It is the intrinsic value
or not it actually is seems, in first instance, an empirical of that evidence that is problematic in these studies, not the
question. It is unclear how considerations of interest or relationship between evidence and claim. Accordingly, there
informativeness enter into that. Nor is it clear on what grounds is a subtle difference in the pragmatic deficiencies present. In
some heuristics and mental rules should be seen as ‘‘interesting’’ standard viciously circular arguments, a disputed claim is not
but others should not. made more probable. However, in the nonindependent data
If matching and availability heuristics are indeed unsatisfac- analysis case, the claim about the data (the outcome of the
tory as theories and explanations, the reasons for this have yet subsequent, final analysis) can be entirely true and beyond
to be elucidated. As seen in the previous section, the question doubt. In contrast to standard, viciously circular arguments, the
of what scientific explanation should consist of presently has violation of independence in data analysis seems, at the most
no agreed-upon answer. Developing criteria for good general level, a pragmatic violation of what one might call the
178 Hahn

logic of discovery. In effect, something is being ‘‘found’’ only must be equal to P(X), the null hypothesis distribution.’’ Where
because it was put there in the first place. This difference to selection distorts a sample, statistical analysis will no longer
viciously circular arguments matters, because it is crucial in provide a legitimate inference about the population that it pur-
establishing exactly why certain procedures are bad. ports to be about.
In the first instance, there is nothing inherently wrong with However, how can one know in practice whether or not this
selecting data points that maximize a certain statistical criter- criterion is met? The null distribution is typically a hypothe-
ion. If one were to find it informative that a subset of voxels, tical distribution (see e.g., Howell, 2007). Often it is strictly
ROIs, or participants displayed correlations above a certain speaking known to be false even before testing begins (e.g.,
threshold, there would be nothing wrong either with empiri- Jones & Tukey, 2000). Thus it is not at all obvious how criter-
cally establishing this or clearly reporting it as such. Viewed ion independence can be ascertained. Indeed, in discussions
simply as data, it might or might not be interesting that a certain about the value of null hypothesis testing in general, it has been
proportion of voxels, ROIs, or participants display a correlation argued that—when it comes to human beings—correlations
of .8 or more with a particular predictor. Whether or not it is, is between variables are not the exception but the norm
an empirical matter. Hence, the two excellent papers that have (Nickerson, 2000). Thus, selecting on one variable seems
brought these issues to light, Vul et al. (2009) and Kriegeskorte likely to affect another.
et al. (2009), contain simulations to provide baseline compari- Kriegeskorte et al. (2009) stated that ‘‘one way to ensure sta-
sons. If even random data are likely to contain data points with tistical independence of the results under the null hypothesis is
high correlations, for example, then finding such data points in to use an independent data set for final analysis.’’ However, this
actual empirical studies seems uninformative. It is not wrong, does not seem sufficient. Consider, for example, a common
but simply pointless. practice such as the removal (as outliers) of response times that
What is wrong, however, is any description of this that does are more than two standard deviations from the participant
not make absolutely clear that one has simply selected data mean. Imagine also that in one case an analysis is conducted
points to maximize a given statistical criterion. This error is a both with and without these outliers (as Kruskal, 1960, recom-
pragmatic error of misrepresentation. Disguising the fact that mends), and a significant effect is found only with the outliers
one has put something there when reporting its discovery is, removed. In a second case, outliers are removed directly, with-
in communicative terms, disingenuous and threatens the ability out exploration, because this has been found to be beneficial in
of those in receipt of the information to assess and appreciate bringing about ‘‘good results’’ in the past. In the third case,
the discovery’s actual value. finally, the outliers are removed directly because the researcher
Finally, it would also be wrong to report a p value for the has simply read that this is standard practice. Removal of out-
final mean correlation, because the requirement of random lier RTs is fine if the truncated sample is no more or less likely
sampling on which calculation of p values rests has not been to arise through random sampling if the null hypothesis is
met (see Kriegeskorte et al., 2009; Vul et al., 2009). In statisti- indeed true. The differences between the three cases are irrele-
cal parlance, there would be a violation of independence. vant to this criterion; neither the subjective motivation of the
Acceptable and unacceptable preselection. Beyond that, how- researcher nor the presence or absence of multiple data sets
ever, it is not clear that the statistical problems of ‘‘putting play any role. The criterion is simply about the fact of indepen-
things there’’ via preselection have been solved. Kriegeskorte dence. Whether or not it is met depends only on the determi-
et al. (2009) suggested that ‘‘ . . . a circular analysis is one nants of outlier RTs and hence their distribution. Using
whose assumptions distort its results’’ (p. 540). This character- different data sets for selection and for statistical test is conse-
ization extends beyond cases of double-dipping and raises the quently not sufficient to avoid circular analysis (see also Vul &
question of what other practices might be questionable. At the Kanwisher, 2010).
same time, however, Kriegeskorte et al. stressed that not all Nor is using an independent data set always necessary. In
preselection is bad: their supplemental materials, Kriegeskorte et al. (2009) sought
to provide a comprehensive set of questions and answers about
selective analysis is a powerful tool and is perfectly justified circularity; they noted that they see use of independent data sets
whenever the results are statistically independent of the selec- as an instance of a general rule that exploration and confirma-
tion criterion under the null hypothesis (p. 535). tion must involve different data:

Null hypothesis testing relies on the assumption that samples Hypotheses generated by exploring the data require confirmation
are randomly, and hence measure-independently, sampled by means of independent data, because a relationship observed in
from the underlying population. Selecting further within a a data set will be consistent with that data set, whether or not it
sample violates the logic of significance testing if the resultant reflects a true relationship or just the noise. (p. 3).
selection is no longer equally representative of the population
given the null hypothesis were true. As Vul and Kanwisher It is not clear that there is any such general rule. It may feel
(2010) noted: ‘‘If X is a random variable representing our data, circular that data could confirm a hypothesis that was
and P(X) reflects the probability distribution assumed by the constructed specifically to explain them. However, whether
null hypothesis, then P(X|C) where C is the selection criteria, or not they do has been the subject of long-standing debate
Circularity 179

within the philosophy of science (e.g., for references and problem of model flexibility, which has rightly been given pro-
discussion, see chapter 15 in Howson & Urbach, 1993). Model minence in recent years (Roberts & Pashler, 2000).
fitting provides an important example here, and it is featured Model fitting and the general case of hypothesis generation
prominently in Kriegeskorte et al.’s (2009) discussion. and confirmation raised by Kriegeskorte et al. (2009), however,
seem directly analogous. Concern about the evidential support
Model fitting and circularity. In fitting a model to data, splitting given by sets of data to theories developed for those very data,
test and training sets is useful, but not conceptually essential. seems (at least in part) to rest on the idea that any number of
Researchers optimizing a model with regard to an entire data plausible (but incompatible) accounts could be developed,
set and reporting the resultant fit are not making a circular argu- again making the false positive rate, P(ej¬ h), for the particular
ment. The interestingness of the resultant data (the degree of theory put forward very high. Once more, whether this is
fit), again, depends entirely on an empirical issue, namely the indeed the case is an empirical question, but one not typically
model’s flexibility. If any data can be fit almost perfectly, pursued. Clearly, however, noise and its overfitting are not the
observing high levels of fit in any individual case is uninforma- only, nor necessarily the most important, concerns involved for
tive. Specifically, the observed fit is not diagnostic with regard either model fitting or theory generation.
to the model’s status as a true theory or explanation. A high It thus seems questionable whether general considerations
level of fit is itself intended to provide data in support of the about the scientific process necessitate separate test and training
hypothesis or theory embodied by the model. For any evidence, sets in the way that Kriegeskorte et al. (2009) have suggested. Of
the degree of belief in the hypothesis it can bring about is deter- course, testing on further data sets will provide additional evi-
mined by the associated hit rate, P(ejh), and false positive rate, dence. However, lack of separation does not obviously preclude
P(ej¬ h). For a model sufficiently flexible to fit any data, the hit confirmation from a Bayesian perspective (see also Howson &
rate is extremely high; that is, a good fit will be obtained when Urbach, 1993). Nor does its absence imply circularity.
data has truly been generated from the underlying model. How- Summary. In conclusion, the circular analysis cases are not
ever, because of the model’s flexibility, the fit will be equally circular arguments in the technical sense introduced in the first
good when the data were not generated from the model; the half of this article. Reminiscent of circularity, however, there
false positive rate is effectively equivalent to the hit rate. In is a sense of potentially illicit dependence: What was found was
other words, the likelihood ratio equals 1, and no change in in some sense put there in the first place. Such a dependence
belief is brought about through observation of the evidence might also be perceived in model fitting or, even more generally,
of a good fit. in viewing data as confirming a theory designed specifically to
The critical problem here is the high false positive rate explain them. Use of independent data sets has thus been recom-
brought about by the model’s flexibility. A systematic exami- mended in all these contexts, but it does not distinguish success-
nation of model flexibility (e.g., through further simulation) fully between acceptable and unacceptable dependencies. It
demonstrating that not all possible data could be fit will reduce does not seem necessary in the case of model fitting and the
the estimated false positive rate, increase the likelihood ratio, data-theory relationship. It does not seem sufficient in the case
and establish that good fits, when obtained, are diagnostic and of preselection. The real problem with preselection stems from
informative. the particular logic of classical null-hypothesis testing and the
Splitting training and test data partially addresses this issue; role of random sampling therein. It is not clear that there are sim-
the model has not been optimized to the test data at all, which ple solutions here; arguably, it needs to be demonstrated fully
means that the fits obtained are not equally dominated by the why data selection is compatible with classical inferential statis-
model’s flexibility. Hence, it also seems plausible to assume tics in any given case.
that good fits are more likely if the model were the true under-
lying model than if it were not, which makes good fits diagnos-
tic and hence informative. However, the extent to which this is
Circular methods
true depends directly on the homogeneity of the data and train- Finally, Fiedler (2011) raises the question of circular methodol-
ing set. For illustration, assume a hypothetical participant who ogies more generally. Fiedler views the nonindependence prob-
repeatedly sees the same probes and is entirely consistent in lems identified in fMRI research as special cases of a more
responding. Using this participant’s first block for training and general class of sampling problems that includes the use of aus-
the second block for testing contributes nothing to the wider picious tasks figured out in careful pretesting and the fact that
question of whether the observed level of fit is or is not inter- weaker outcomes or null effects obtained under different con-
esting given the model’s underlying flexibility. ditions are frequently ignored.
The true benefit of techniques such as splitting training and Again, none of these involve circularity in any technical
test data or cross-validation lies in providing better estimates of (logical) sense. However, they do fit under the header of con-
model parameters and better estimates of model performance cerns about the interestingness of discovery that arise from a
by guarding against overfitting of noise, which in turn sense that findings are there only because they have been ‘‘put
improves generalization (e.g., Ripley, 1996). These techniques there’’ in the first place, and in this lies the link with the pre-
are not, however, requirements without which modeling is selection issue. Thus, concerns about technical misuse of sta-
pointless, nor do they alone provide sufficient answers to the tistical measures and concerns about misrepresentation again
180 Hahn

seem relevant. For example, communicating to others that Data gathering and explanation are critical tasks in our dis-
something has worked while neglecting to mention that more cipline; thus, it is important to understand precisely where and
often it has failed arguably violates conversational maxims. why they are going wrong. Hence, this article is intended not as
Yet this seems widespread in the publishing of psychological criticism, but as a constructive contribution to debate that we
experiments. Moreover, in these circumstances, a meta- need much more of, not less.
analytic analysis would be the analysis to yield an accurate
picture (Rosenthal, 1991).
Even beyond such clear errors, however, Fiedler’s (2011)
examples raise important questions about the extent to which
Appendix
we as researchers are discovering anything of interest in our
experiments and not merely creating what we subsequently According to Bayes’ theorem, one’s posterior degree of
find. Again, flexibility is a concern. Human behavior is incred- belief in a hypothesis, h, in light of the evidence, P(hje), is a
ibly variable and adaptive. Some of the unease about explana- function of one’s initial, prior degree of belief, P(h), and how
tion by heuristics such as those discussed above might, for likely it is that the evidence one observed would have occurred
example, stem from a feeling that they may merely reflect if one’s initial hypothesis was true, P(ejh), as opposed to if it
affordances in otherwise difficult or unusual cognitive tasks; was false, P(ej¬h):
that is, they are readily available special purpose procedures PðhÞ Pðe j hÞ
Pðh j eÞ ð1Þ
that participants discover for experimental tasks, not cognitive PðhÞ Pðe j hÞ þ Pð¬hÞ Pðe j ¬hÞ
tools that participants use in everyday life. The only way to rule
this out is to examine such heuristics in a broad range of P(ejh) and P(ej¬h) determine the informativeness of the evi-
circumstances. As Fiedler (2011) rightly stresses, sampling a dence with regard to the hypothesis in question. They corre-
variety of measures and materials is essential to determining spond to the ‘‘hit rate’’ and the ‘‘false positive rate’’ known
the scope and relevance of what we find, and psychology must from signal detection theory (Green & Swets, 1966), and their
move beyond the reification of tasks that is so often seen. ratio, the so-called likelihood ratio, indicates the diagnosticity
of the evidence. The most basic aspect of diagnosticity is that if
P(ejh) > P(ej¬h), then receipt of the evidence will result in an
Conclusions increase in belief in h, whereas if P(ejh) < P(ej¬h), then receipt
Three domains of putative circularity were distinguished: of the evidence will result in a decrease. If both are equal, the
circular argumentation, circular explanation, and potential cir- evidence is entirely uninformative and no change will ensue
cularities within the data-generating process itself. As a review upon its receipt. Stronger, in the sense of more diagnostic, evi-
of the philosophical literature on circular argument revealed, dence for a given hypothesis will lead to greater posterior
true circularities in the technical sense are logically valid argu- degrees of belief, P(hje).
ments. Whether or not circularities are damaging depends on
the pragmatic goals at hand. In the case of rational argument,
Acknowledgments
this is change in degree of belief. For explanation, ‘‘increase
of understanding’’ or ‘‘answer to a question’’ are the most fre- The author would like to thank Jonah Schupbach, Hal Pashler, Tania
Lombrozo, Bobbie Spellman, and Klaus Fiedler for very helpful com-
quently cited general, pragmatic goals. Finally, in the context
ments on earlier versions of this manuscript, and Adam Corner and
of scientific data gathering, the goal is evidence that is informa-
Mike Oaksford for many discussions on circularity
tive and diagnostic; this goal may be violated where the nature
of the evidence obtained depends unduly on our efforts.
Declaration of Conflicting Interests
Acceptable circularities exist where these pragmatic goals
can be met despite some element of self-dependence, as The author declared that she had no conflicts of interest with respect to
demonstrated in the case of self-dependent arguments that her authorship or the publication of this article.
nevertheless allow belief change. At the same time, these prag-
matic goals can be violated readily without the involvement of Notes
circularity. Consequently, it is not surprising that closer scru- 1. Other well-known examples from the catalog of fallacies are the
tiny of accusations of circularity within the present psychology argument from ignorance (‘‘Ghosts exist, because nobody has pro-
literature found the charge of circularity somewhat overused. ven that they do not’’), the appeal to popular opinion (‘‘Everyone
Clarifying this is hopefully more than an argument about thinks this, so it must be true’’), or the appeal to authority (see
words. Because circularity has the reputation of the ultimate e.g., Woods, Irvine, & Walton, 2004, for the complete catalog).
intellectual flaw, the mere label often suffices (in the review 2. It is the emphasis on rationality that distinguishes argumentation
process, for example) to devalue something so completely that from persuasion (see also, e.g., Corner & Hahn, 2010; Hahn &
no further elaboration is required. However, the existence of Oaksford, 2007; O’Keefe, 1995, 1997, 2007).
benign circularities makes clear that merely labeling something 3. One example is modus ponens ‘‘if p then q, p ¼> therefore q.’’ One
as circular is not enough to dismiss it; an argument for why the can be uncertain about q, but believe ‘‘if p then q’’; being informed
thing in question is bad still needs to be made. that p will then lead one to believe that q.
Circularity 181

4. The normative status of Bayesian conditionalization has not gone strength. In A. Russell, T. Honkela, K. Lagus, & M. Pöllä (Eds.),
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terarguments, see, e.g., Howsen & Urbach, 1993). However, it seems Models of Knowledge, Language and Cognition (pp. 34–40).
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