Emotional Abuse and Mental Injury: A Critique of The Concepts and A Recommendation For Practice

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Emotional Abuse and Mental Injury

A Critique of the Concepts and a Recommendation for Practice


CHARLENE KAVANAGH, PH.D.

The imperative to include emotional abuse and neglect in state child abuse reporting
statutes has been burdened with inadequate definitions of mental injury and inconclusive
studies of etiology. Confusion has been increased by legal standards that require the
reporting of injury in situations where observable injury often does not occur. Research on
the effects of deviant parenting on the psychological and physical state of the child is
reviewed in an attempt to delineate reliably occurring, objectifiable injury. With the
exception of psychosocial dwarfism, no objective abnormal physical or psychological syn-
drome has been reliably demonstrated in the child whom most would term emotionally
abused or neglected. An approach to the problem is suggested and a legal position is
recommended.
Journal of the American Academy of Child Psychiatry, 21, 2:171-177, 1982.

Emotional abuse of children has received increasing will tend to advance a child's physical, mental, moral,
attention in recent years. Judges are "finding" it, emotional, and general well-being" (Delaware), "com-
clinicians treating it, and researchers studying it. But mission or omission of any act or acts which materially
the question remains: What is it? The National Com- affect normal emotional development" '(Montana),
mittee on Child Abuse and Neglect, Washington, D.C., and "failure to exercise a minimum degree of care"
has defined mental injury as "an injury to the intellec- (New York). Other states focus on the child's condi-
tual or psychological capacity of a child as evidenced tion, that is, his being "denied proper care ... emo-
by an observable and substantial impairment in his tionally" (Connecticut), being "denied proper parental
ability to function within his normal range of perform- love, or adequate parental association [with subse-
ance and behavior, with due regard to his culture" quent] emotional maladjustment" (Idaho), behaving
(Lauer (1978), p. 1). Participants at a 1977 NIMH "unnaturally and unrealistically in relation to normal
workshop in Houston, Texas, proposed that emotional situations, objects, and other persons" (Maryland),
abuse and/or neglect "can be diagnosed in the pres- being "likely to suffer serious harm [and having] sus-
ence of parental acts of omission and commission with tained a wound, injury ... or mental condition" (Ten-
or without intent, when paired with a child's emo- nessee) (Katz et al. (1975».
tional, behavioral, and overall developmental devia- Whether the focus is on parent or child, similar
tions of sufficient degree as to suggest an imperative questions arise. Is it possible to demonstrate a causal
need for intervention for the child's safety and well- relationship between parental behavior and psycho-
being" (Lauer (1978), p. 1). pathology in the child? What is the normal state of
This dual focus on parental fault and condition of affairs that the child is being compared to, or the
the child is also apparent in legal definitions ofreport- "proper care" that is the parent-standard? If we can
able emotional abuse and neglect on record in a ma- agree on standards of child development and parenting
jority of state statutes in this country. However, in behavior, how are we to assess a child's psychological
most statutes one of the issues rather than both is condition or a parent's parenting for comparison to
stressed. Some states emphasize parental behavior, those standards? Is parental intent relevant? What is
such as unwillingness to provide "proper care" (Cali- the purpose of attempting to define emotional abuse
fornia), refusal to provide "personalized attention that or neglect: To assure the minimum or maximum well-
being of children? To prevent specific and likely sig-
nificant harm? To justify state intervention in family
Dr. Kavanagh is an Assistant Professor in the School of Medi- l:e ?
ure:
cine (Department of Pediatrics) and School of Nursing at The
University of Wisconsin-Madison (600 Highland Ave., Madison, A review of the medical and legal literature provides
WI 53792), where reprints may be requested. few definitive answers to these questions. Neverthe-
This paper was funded in part by a grant from the State of less, it is useful for the analysis of central issues and
Wisconsin's technical assistance child abuse monies.
0002-7138/82/2102-0171 $02.00/0 © 1982 by the American Acad- the formulation of core principles from which to pro-
emy of Child Psychiatry. ceed.
171
172 CHARLENE KAVANAGH

Defining Abuse vs. Justifying Intervention the need to specify the harms which justify interven-
tion, if only to be able informatively to weigh the risks
Abrams (1979) has suggested that the problem of
of both, they do not solve the problem of how to assess
defining abuse should be considered separately from
consistently and competently emotional damage in
that of justifying state intervention. She argues that a
children. Because of the dearth of theory, conclusive
definition does not justify intervention. Proposing a
research, and agreement in the areas of child devel-
broad definition of abuse and neglect' as an index of
opment and psychopathology, it is much more difficul t
when to offer voluntary services to families, she main-
to diagnose childhood depression (Malmquist, 1976),
~ns that the state's right to intervene coercively in
for example, than a fractured femur, even when the
Instances of abuse can only be justifiably exercised to
diagnostician is an expert. .
protect the minimum needs of the child. Although
Abrams does not define "minimum needs," she 'sup- Effects of Deviant Parenting on Psychological
ports her position by citing the inadequacy of a "best State of the Child
interest" standard (since there might always be an-
Given the present lack of consensus regarding ade-
other environment that would be better in some way
quate parenting behavior, we might begin by examin-
for the child), as well as our Constitutional tradition
ing the extreme case, the situation which clearly de-
regarding the parental right to raise children without
parts from community norms, in order to discover
state interference as long as the child suffers no harm.
dynamics which might also be operative in more subtle
I~ contrast, while also supporting this principle of
manifestations of deviant parenting, and their effect
family autonomy, the Institute of Judicial Administra-
on the psychological state of the child.
tion-American Bar Association Standards (Kaufman,
One study of the extreme case was reported by
1977) define abuse specifically for the purpose of iden-
Sameroff (1978). He compared infants of schizophrenic
tifying when coercive intervention is warranted. Be-
women to those of normal mothers. Although the
cause there is no consensus regarding 'proper child-
severity of mental illness in the schizophrenic mothers
rearing, and, except in instances of serious harm we
did seem to "contribute to difficult temperament" (p.
are often unable to improve a child's situation' via
174) in the infants (defined by Thomas and Chess
coercive intervention (Kaufman, 1977), the IJA-ABA
(1977), as irregular, nonadaptive, low in initial ap-
Committee has attempted to define "serious harm" or
proach, and involving intense reactions of negative
the "substantial likelihood" of its imminent occur-
mood), other variables, namely race and socioeco-
rence. Clear definitions, this group contends, will pre-
nomic group, number of previous children, and anxiety
vent arbitrary discriminatory interventions based on
level in the mother were also associated with infant
individual value judgments which are likely to be
temperament descriptions. The variable most highly
harmful themselves, especially if they result in unnec-
correlated with infant temperament at 4 months of
essary disruption of fanIilies.
age was the mother's prenatal anxiety score. However,
The IJA-ABA Standards mandate that coercive
this maternal anxiety measure was not associated with
intervention in the case of emotional abuse is justified
the in!'ant's developmental level at age 30 months, and
only when the child is suffering (or has a considerable
so ultimately seems of questionable significance.
probability of suffering in days or weeks) serious emo-
Greenberg (1970), in a study of 42 infants less than
t~onal ~amage, as evidenced by severe anxiety, depres-
30 months of age with atypical behavior (defined as
sion , WIthdrawal, or untoward aggressive behavior to-
rhythmic hypermotility, feeding problems with sig-
ward self or others, and the child 's parents are unwill-
nificant lag in rate of weight gain, and self-biting),
ing to provide treatment for him. While this definition
found that their mothers were significantly more re-
~oes not re~uire demonstration of parental causality,
jecting, demanding, neglecting, and punishing than
~t does require expert testimony. For this reason any
control mothers of infants who did not exhibit deviant
Judgment of emotional damage (as a result of abusive
behavior. The atypical infants' mothers were de-
p~en~ing) is necessarily subject to individual judge
scribed as apathetic and reticent to communicate, and
bias smce the state of the art, t hough progressing
as reporting their own mothers to have been rejecting,
(DS~-III, 1980) presently lacks reliable, valid criteria
demanding, neglecting, etc . Despite the study's meth-
for diagnosis and diagnosis-related treatment of emo-
odological inadequacy (the sample was neither ran-
tional disorders (Mischel, 1968; Wiggins , 1973). Thus
dom nor inclusive of all atypical infants from the
even though the IJA-ABA Standards rightly identify
specific pediatric service studied), it does offer reason-
able criteria for atypical behavior in infants as well as
1 This ~efinition incorporates a concept of parenting "which fails an association between that behavior and maternal
t? rec?grnze or respect the child's right to make autonomous deci-
SIOl~S ~n matters which are neither critical to protecting the child's
characteristics.
basic mterests, nor make claims on others" (p. 161). In another study (Wolff, 1970), over half of the
EMOTIONAL ABUSE AND MENTAL INJURY 173
mothers of children referred to a psychiatric clinic for the threatening posture of the moderately disturbed
reactive behavior disorders were found to have clini- parent. He also speculates that in some cases the
cally recognizable personality disorders compared to childhood disturbance might not become manifest un-
one-fifth of mothers of nonreferred children. Despite til adult life. Another reason for such disparate data
this study's reasonable sample size (N = 100) and good might be the limitations of psychological testing iden-
methodology (mothers were assessed via interview tified by Franklin, Anthony et al. (1974) in their at-
and blind expert raters with acceptable inter-rater tempt to distinguish children of psychotic parents
reliability), its results must be considered with caution from those of normals. They concluded that instru-
since "referred" children may represent a biased sam- ments which rely heavily on subjective interpretation
ple of the population of all children with behavior and which are culturally biased were the major source
disorders. of variance in their data, rather than any real differ-
In a prospective study of 200 families of psychiatric ences in the children studied.
patients, Rutter (1970) found that the rate of emo- In addition to offering contradictory data, these
tional disturbance in the children was highest when studies have often not involved blind diagnosticians or
both parental personality disorder and marriage prob- validated criteria of emotional disturbance in children.
lems existed. According to the researcher, ". . . on the In short, despite the wealth of clinical description,
whole, patterns of child-rearing seem to be less influ- Anthony's data raise more questions than they answer.
ential on children's psychological development than In a report of a pilot phase of a methodologically
are the quality of relationships in the home" (p. 195). rigorous, longitudinal study, Erlenmeyer-Kimling
Despite methodology that included blind raters, ran- (1978) states that 22% of children (N = 67) with one
domization, and use of standardized instruments and schizophrenic parent and 38% of children (N = 13)
controls, the association between domestic discord with two schizophrenic parents were receiving "help"
and, for example, antisocial disorder in boys cannot be for emotional or school-related problems, compared to
considered a cause and effect relationship. A third 4% of children (N = 125) with parents classified as
undetermined variable associated with both parental normal or as having some other psychiatric diagnosis.
strife and antisocial behavior (e.g., peer group disrup- Though these preliminary findings appear significant,
tion due to family mobility) could be the proximate one could challenge the choice of "receiving help" as
cause of the child's emotional disorder, as could ge- the criterion for assessment of emotional disturbance
netic factors. in the child. The help could reflect professionals' con-
Anthony (1969, 1970, 1974, 1978) concluded from cern for children who live with psychotic adults and
studies of children of psychotic parents that the vul- have little or no relationship to symptomatology in
nerable child (e.g., one who still engages in magical the child.
thinking) is likely to experience "breakdown" (An- Reports of the effect of extremely deviant but
thony (1978), p. 591) as a result of his parent's illness. nonpsychotic parental behavior on the psychological
This breakdown may mirror the parent's psychosis or state of the child have been concerned with alcohol or
may be characterized by the child's confusion, sadness, drug-addicted, brain damaged, and pathologically
and fear. Other symptoms include underachievement grieving parents. They can be summarized as follows:
in school, overinvolvement in fantasy, apathy, and 1. Conflicting and inconclusive evidence exists re-
"micropsychotic episodes" (Anthony (1978), p. 592). garding the psychological effect on children of parental
Lander, Anthony et al. (1974) contend that this ad- substance abuse, largely due to the poor methodology
verse impact of parental psychosis on the child can be and lack of clear definitions which characterize studies
predicted on the basis of the child's level of identifi- in this area (El-Guebaly and Offord, 1977), Interest-
cation and involvement with the mentally ill parent, ingly, even a relationship between parental alcoholism
as well as his suggestibility and submissiveness. In fact and physical abuse of children has not been demon-
"high vulnerable children [are] several times as likely strated (Steele and Pollock, 1968), and this in the
to be rated by psychologists and psychiatrists as show- context of acceptable research methodology.
ing severe disturbances in perceptual and cognitive 2. Clinical reports indicate that the drug-addicted
functioning, in efficiency of defenses, and amount of mother, due to drug-induced lethargy or withdrawal,
clinical disturbance" (p. 332). However, in another has a decreased capacity for direction of care-taking
study (1969), Anthony reports an inverse relationship energies toward the child which results in the child's
between severity of disturbance in the parent and inconsistent relief from tension (Coppollilo, 1975).
degree of disturbance in the child. He explains this Coppollilo hypothesizes that, as a result, the child,
puzzling finding with the suggestion that the complete without an object associated with tension relief for
lack of attention displayed by the most disturbed emotional investment, might suffer impaired psycho-
parent is perceived by the child as less stressful than social development.
174 CHARLENE KAVANAGH

3. One clinician's report of work with minimally and may be the first suggestion of such a disturbed rela-
moderately brain-injured parents and their children tionship" (p. 1278).
concludes that due to the brain-injured parent's self- In a later study, Powell (l967) documented the
centered, impulsive, impatient, rigid, depressed, and specific absence of growth hormone release in the
sometimes paranoid behavior, his/her child often is emotionally deprived/abused child as well as the
ignored, neglected, bullied, or belittled either by the prompt recovery of this function upon change in en-
patient or the overtaxed spouse (Lezak, 1978). Asso- vironment. Money (1977) renamed the syndrome "re-
ciated emotional problems in the child, however, are versible hyposomatotropism" and added enuresis, en-
not documented. copresis, defiant-aggressiveness, insomnia, pain agno-
4. Tooley (1975) concludes that parent-counseling sia, and self-injury to the list of associated behaviors.
after the death of a child can forestall pathological Reactive attachment disorder of infancy (DSM-III,
mourning, for example, "emotional abuse" of a child 1980), commonly referred to as nonorganic failure to
whom the parents begin to use as a displacement thrive, is another syndrome which, though associated
object for their own guilt and self-hatred. While To- with both emotional and caloric deprivation (DSM-
oley's focus on prevention is noteworthy, his example, III, 1980; Elmer et al., 1969; Evans et al., 1972; Hufton
too , adds to the confusion regarding emotional abuse and Oates, 1977; Reinhart, 1979; Whitten et al., 1969),
since scapegoating is classified as a form of abuse is more strongly associated with deviant parenting
without documentation of associated psychopathology than any purely psychological disorder. It also offers
in the child. the advantage of being more reliably assessed than
many emotional disturbances of childhood as a result
of diagnostic criteria (e.g., falling weight percentile;
Effects of Deviant Parenting on Physical State lack of visual tracking, smiling, spontaneous reaching;
of the Child weak rooting and grasping response to feeding at-
While the psychological effects of deviant parenting, tempts (DSM-III, 1980)) which are less susceptible to
even in extreme cases, are difficult to quantify or individual observer bias than, for example, those for
predict, the physical effects are less so. For example, childhood depression (i.e., hyperactivity, aggressive
sensory deprivation early in life, like severe malnutri- behavior, self-depreciation (Shaw, 1980)).
tion, adversely effects brain development (Birch, 1972; Though studies of nonorganic failure to thrive offer
Frankova, 1974;Nagera, 1978;Scrimshaw, 1969). Here, no clear understanding of the relative contributions of
too, predictive validity is imperfect; however, there is nutritional and emotional deprivation to its etiology
greater concensus and more convincing data. (Evans et al., 1972; Whitten et al., 1969), most report
Powell et al. (1967) and Money (1977) in well-de- 50 to 90% of the infants as having mothers who are
signed, experimental studies have made the strongest depressed or have a diagnosis of character disorder
argument for a causal relationship between emotional (Elmer et al., 1969; Evans et al., 1972; Hufton and
abuse and a complex of symptoms now known as Oates, 1977; Jacobs and Kent, 1977; Reinhart, 1979).
psychosocial dwarfism, a type of nonorganic failure to While control group data is lacking, the number of
thrive which typically has an onset after 8 months of disturbed mothers in failure to thrive infant samples
age and whose major manifestation is the failure of seems high . It is speculated that the infant's failure to
the infant to gain in length (DSM-III, 1980). develop, often associated with eating problems, is sec-
In 1967, Powell reported 13 children with hypopi- ondary to the resulting dyssynchronous mother-child
tuitarism which resolved following hospitalization relationship (Brazelton et al., 1980) and possibly in-
with no special medical or psychiatric treatment. Mar- volves a neuroendocrine response and/or the devel-
ital problems, alcoholism, absent fathers, and emo- opment of depression in the infant (Evans et al., 1972;
tional problems in parents were common. All the Reinhart, 1978). Prognoses range from optimistic
children displayed bizarre eating and drinking patterns (Mitchell et al., 1980) to pessimistic (Evans et al.,
(such as eating from garbage cans, gorging and vom- 1972), to cautious in the light of both positive and
iting), retarded speech, temper tantrums, and IQs of negative outcomes observed (Bullard et al., 1967;
less than 80 (in the eight patients tested). While the Glaser et al., 1968). However, most clinicians describe
children did not appear malnourished, they were short a similar picture 6 months to 11 years after initial
(30 to 66% of the mean for the chronological age) and diagnosis offailure to thrive. Follow-up has most often
underweight for age. These findings, in addition to the been inconsistent, minimal, or lacking, but even in
dramatic response to a change in environment in all cases where adequate services have been available
cases, led Powell to conclude that "short stature may (Evans et al., 1972),42 to 60% of the patients demon-
be one aspect of a continuum of the adverse effects of strate continued failure to thrive, 10 to 15% show
a distorted parent-child relationship [and, in fact.] evidence of serious physical abuse, and 7 to 20% are
EMOTIONAL ABUSE AND MENTAL INJURY 175
classified as intellectually impaired. Mitchell et al. couraging. Although the incidence of maternal psy-
(1980) are atypical in their report of continued failure chopathology, family disruption, separation and loss,
to reach the third percentile for weight without other neglect, conflict, isolation, harsh-punitive or inappro-
sequelae and in their use of rural primary care popu- priate child-rearing practices is greater in the histories
lation and matched controls. They conclude that social of psychiatric patients and others showing overt mal-
turmoil, not failure to thrive, predicts later develop- functioning than in so-called "normals," none of these
mental deficits. factors predicts developmental outcome or psychopa-
In summary, there seems to exist a strong associa- thology (Escalona, 1974; Garmezy, 1974). In fact, ac-
tion between nonorganic failure to thrive and inade- cording to Escalona (1974), the only factor that is
quate or distorted parenting, or at least between ca- predictive of psychosocial and cognitive impairment is
loric deprivation in infants and emotional disturbance poverty. Even the diagnosis of parental schizophrenia,
in their mothers. Of additional concern is the evidence if used to predict the risk of psychosis in children, will
of a connection between failure to thrive and physical miss most of the children who are potential schizo-
abuse. Koel (1969) reported two cases of fatal trauma phrenics, since 88 to 90%of schizophrenics do not have
following a diagnosis of failure to thrive. Smith and a schizophrenic parent (Gottesman and Shields, 1972).
Hanson (1974) reported that 17% of 134 battered chil- Early mother-child relationships neither predict de-
dren sampled had been previously hospitalized for pressive or psychopathic outcome (Malmquist, 1976)
failure to thrive, and 60% were failing to thrive at the nor explain it . The absence of even post hoc explana-
time studied. Both percentages were significant when tory power in this case is apparent in a large (N = 659)
compared to matched non-abused controls. In their study of psychiatric inpatients and outpatients and
failure to thrive follow-up studies, Bullard et al. (1967), normal controls reported by Jacobsen et al. (1975).
Evans et al. (1972), and Oates and Hufton (1977) They concluded that childhood deprivation was re-
reported a 10 to 15% rate of serious abuse as well as lated to acute depressive illness in adult patients;
abuse related deaths. however, their findings did not support this conclusion.
The emotional abuse variables (deprivation, shaming,
Conclusions rejection, punitiveness) were not present to the great-
This review of the medical, legal, and behavioral est degree in inpatients. In fact, deprivation and pun-
science literature on emotional abuse/neglect leaves ishment were more common in the childhood experi-
many questions unanswered. With the exception of ence of normals. The only variable that did occur
psychosocial dwarfism, no objective, abnormal physi- significantly more often in the inpatient data was
cal or psychological syndrome has been reliably dem- physical abuse.
onstrated in the child whom most would describe as Ackerman et al. (1970) stated that what is needed is
emotionally abused or neglected. Weare thus left with research that considers the interactional nature of the
the problem of legal standards that require the re- family system and begins to propose (a) systems for
porting of injury in a situation where observable injury evaluation of deviant child behavior within a devel-
does not always (or in any reliable fashion) follow opmental context, and (b) classification of psychiatric
abuse. disorders in children that can be joined to principles
We must conclude that definitions of emotional of family diagnosis and family psychology. Such re-
abuse and mental injury, to be scientifically and ethi- search, if long-term and longitudinal, "must addition-
cally supportable, should neither be parent focused, ally consider the serious problem of the confounding
emphasizing parental rejection, control, and prohibi- effect of time not only in changing social and political
tions (Tangen, 1977), nor child focused, attending to realities correlated with (our) dependent variables, but
failure to thrive, developmental delays, behavior dis- also the progressions and their techniques that are
orders, emotional states, and a variety of psychoso- employed to investigate those dependent variables"
matic illness (Tangen, 1977; Lauer, 1978). Rather, (Franklin et al. (1978), p. 323).
definitions should consider the association between If, as a result of such research, we begin to approach
parent and child variables and the concept of predic- a definition of emotional abuse and to establish the
tive validity as applied to them. As has been pointed predictive validity of that definition, we will again
out, many theories can account for data or outcomes need to address the issue of purpose. Should the goal
post hoc; however, the true measure of a theory's be detection for the purpose of mandating treatment,
value is its ability to predict in such fashion as to or screening in order to offer preventive services?
provide more valid information than that supplied by Escalona (1974) has cautioned against the danger of
knowledge of base-rates or chance estimates (Wiggins, externally imposed change and, instead, recommends
1973; Mischel, 1968). early detection of developmental disorders as well as
From this perspective, the present situation is dis- services which are varied and culturally relevant. Dan-
176 CHARLENE KAVANAGH

iel et al. (1978) stress the need for family and child achieved, it is inappropriate to involve the law and its
health programs dire cted at the population as a whole, adversarial process in an attempt to achieve a mini-
rather than only at those considered at risk. They mum level of psychological health in children and
have additionally criticized the practice of screening families. Doing so can only serve to magnify our short-
for families at risk for abusive parenting due to the comings in this pursuit.
false positive frequency of as high as 85%. The costs of
incorrect diagnosis and misallocation of scarce re- References
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