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Article
Families in Society: The Journal of
Contemporary Social Services
Relationship Between the Five 2018, Vol. 99(3) 209–218
© The Author(s) 2018
Facets of Mindfulness on Mood Article reuse guidelines:
sagepub.com/journals-permissions
and Substance Use Relapse DOI: 10.1177/1044389418784961
https://doi.org/10.1177/1044389418784961
journals.sagepub.com/home/fis
Abstract
This study examined which particular facets of mindfulness (nonreactivity, observing thoughts
and feelings, acting with awareness, describing experience, and nonjudging of experience)
accounted for improvements in mood and warning signs of relapse in an adult population. This
exploratory study examined the impact of the five facets of mindfulness on both warning signs
of relapse and mood in a primarily minority adult population in a residential substance abuse
treatment facility. Results showed that all five facets were significantly correlated with mood
and warning signs at the bivariate level. When considering the facets together, observing and
nonjudging were related to mood, and acting with awareness and nonjudging were related to
warning signs. Implications for future research and practice are offered.
Keywords
mindfulness, substance use, relapse, mood, addiction treatment
Manuscript received: February 19, 2018; Revised: May 9, 2018; Accepted: May 24, 2018
Table 1. Descriptions of Each of the Five Facets and Example Items.
Both mood and awareness of risks for positive mood and is also thought to bring
relapse are critical to recovery. First, mood is awareness to behavior, we hypothesized that all
believed to directly and indirectly affect five facets of mindfulness would be negatively
relapse, in that negative mood increases the correlated to both negative mood and aware-
chance of use and also decreases emotional ness of relapse. We also hypothesized that non-
sensitivity and awareness (Temme, Fenster, & judgment and nonreaction would predict mood
Ream, 2012). For example, if a person is and awareness of relapse given the distinction
depressed, he or she may be more “numb,” or that these two facets are central to the construct
unaware of the signals of relapse. Second, the of mindfulness (Kabat-Zinn, 2003; Teasdale
actual awareness of warning signs of relapse et al., 2003).
provides an opportunity for individuals to be
proactive in their care and treatment. Increased
awareness of particular cues and signals that Methods
are related to relapse may result in increased
abstinence and relapse prevention.
Participants and Procedure
Thus, this study sought to examine the five This study was cross-sectional in design using
facets of mindfulness as described by Baer postintervention data extracted from a larger
et al. (2006) and how they are related to mood meditation study. The study was conducted in
and warning signs of relapse among adults who a long-term residential substance abuse treat-
were in a residential facility for the treatment of ment facility that treats both men and women
an SUD. The aim of this study was to explore if ages 21 years and older, in Brooklyn, New
and how each of the five facets of mindfulness York. Approvals from the first author’s Insti-
were related to negative mood and warning tutional Review Board and the facility were
signs of release. Because mindfulness increases received prior to the commencement of the
212 Families in Society: The Journal of Contemporary Social Services 99(3)
study. The facility typically has approximately scale, with 0 = never and 4 = extremely
80 to 100 residents, the majority of which are (McNair & Heuchert, 2007). To score the
male. Most of the clients are court-mandated measure, positive items were reverse-coded,
to receive treatment and are required to stay in resulting in a possible range of 0 to 260, with
the residential facility between 9 and 12 a higher number indicating a more negative
months. All study participants met the criteria mood. The POMS is a highly used measure,
for SUD as specified in the American Psycho- and there is a considerable amount of data to
logical Association’s Diagnostic and Statisti- support the measure’s psychometric proper-
cal Manual of Mental Disorders (5th ed.; ties (Alterman et al., 2010). For our study,
DSM-5; American Psychiatric Association, Cronbach’s α was estimated at .75.
2013), however the facility transfers all indi-
viduals who are admitted with co-occurring AWARE. The AWARE scale is a 28-item scale
disorders (i.e., dual diagnosis). (Miller & Harris, 2000) developed to identify
The principal investigator was responsible the attitudes and beliefs identified as warning
for recruitment and made presentations to the signs of relapse by Gorski and Miller (1986).
residents to explain the study, answer ques- Items include statements such as “I feel ner-
tions, and enroll participants in the study. All vous or unsure of my ability to stay sober” and
residents who were available at the time (i.e., “My drinking and/or drug use is out of con-
not at a doctor’s appointment) and willing trol.” In order to maintain consistency with
were gathered to learn about the study. In the other scales used in this study, the original
total, over a course of three recruitment peri- 7-point Likert-type scale was adapted to 5
ods, 68 people were recruited to participate in points, ranging from 1 (never) to 5 (very often
the meditation intervention. With attrition and or always). A 5-point Likert-type scale was
excluding those who did not participate in adapted in the past to minimize participant
more than eight sessions, we ended up with 51 frustration and to increase readability and
individuals in the analyses. response rate (Babakus & Mangold, 1992).
Individuals who consented to complete the Thus, the possible range of AWARE was 28 to
survey instrument were given paper-and-pen- 140, with a higher number indicating a higher
cil packets to complete the measures. The risk of relapse vis-à-vis these warning signs.
principle investigator and staff were present to Miller and Harris (2000) found a high internal
be available to answer questions but did not consistency level, with Cronbach’s alpha
assist in the completion of the measures. The reported at .92. For our study, Cronbach’s α
instrument took about 10 to 15 minutes for the was estimated at .74.
individuals to complete, and no incentives for
participation were offered. FFMQ. The FFMQ, a 39-item scale, was
designed to measure five constructs found to
be associated with mindfulness: (a) observ-
Measures
ing, (b) describing, (c) acting with awareness,
We included three measures in our analyses: (d) accepting without judgment, and (e) and
(a) the Profile of Mood States (POMS; nonreactivity to inner experience (Baer et al.,
McNair, Lorr, & Droppleman, 1971), (b) 2006). Respondents were asked to report their
Assessment of Warning Signs of Relapse level of agreement for each of the statements,
Scale (AWARE; Miller & Harris, 2000), and such as “In difficult situations, I can pause
(c) the Five Facet Mindfulness Questionnaire without immediately reacting” and “I pay
(FFMQ; Baer et al., 2006). attention to how my emotions affect my
thoughts and behavior,” using a 5-point Lik-
POMS. We used the 65-item POMS, which ert-type scale ranging from 1 (never or very
asked participants to assess if they have felt a rarely) to 5 (very often or almost always). To
certain way (i.e., friendly, listless, grouchy) score this scale, negative items are reverse-
over the past week using a 5-point Likert-type coded so that a higher number indicates a
Temme and Wang 213
higher level of mindfulness. For our study, Table 2. Summary Characteristics of the Sample
Cronbach’s α was estimated at .74 for the (N = 51).
entire FFMQ and .84 for observing, .82 for Variable M SD % N
describing, .83 for awareness, .73 for non-
judgement, and .83 for nonreactivity. The sub- Age (range 21–58) 36.9 10.8 51
scale for each facet was initially found to have Sex
an acceptable level of internal consistency. Male 82.4 42
The following alpha values were obtained in Female 17.6 9
the initial validation study: nonreactivity = Race/ethnicity
African American 49.0 25
.75, observing = .83, acting with awareness =
Hispanic 33.3 17
.87, describing = .91, and nonjudging = .87
Mixed 9.8 5
(Baer et al., 2006). Fernandez et al. (2010)
White 7.8 4
reported similar internal consistency and esti-
Number of times in treatment (including current)
mated each subscale at the following levels: One 43.1 22
nonreactivity = .75, observing = .84, acting Two 33.3 17
with awareness = .87, describing = .87, and Three 11.8 6
nonjudging = .88. Eisenlohr-Moul et al. Four or more 11.8 6
(2012) used three subscales and reported the Current length of stay
following levels of internal consistency: ⩽ 30 days 2.0 1
observing = .76, nonjudging = .88, and nonre- 30–60 days 25.5 13
activity = .70. 60–90 days 15.7 8
90 days 56.9 29
Data Analyses
Histograms were run to determine normality higher level of that facet. For the facet of non-
of distribution and showed that the distribu- reactivity, the possible range was 7 to 35, with
tions of these variables were normal with a higher number indicating a higher level of
some deviation. Negative mood and risk for nonreactivity.
relapse were slightly skewed in a positive
direction, showing that there was greater than
Results
average scores in this area. This is congruent
with the tendency of this population to have A total of 51 participants were included in
high levels of negative mood and be at higher these analyses. Table 2 illustrates the demo-
risk for relapse. Mindfulness was positively graphics of the study sample. The majority of
skewed, which might have indicated some the sample was male (82.4%) and African
change in participant levels of mindfulness American (49.0%). One third of the partici-
from less than average to more than average pants were Hispanic, with 9.8% being of
following the intervention. Because the mixed race and/or ethnicity, and 7.8% were
researcher was present during the data collec- White. The mean age was 36.8 years old
tion and checked the surveys as they were (±10.8), with 43.1% reporting the current stay
returned from the participants, there were no as their first-time treatment. The majority
missing data points. (56.9%) of our participants had been in the
We examined each of the five facets indi- facility for over 90 days.
vidually by combining their items to calculate Prior to running any multivariate analyses,
a score for each facet. With the exception of we also ran the bivariate correlations between
nonreactivity to inner experience, which con- each of the facets to determine if multicol-
sists of seven items, the constructs had eight linearity was present. According to the
items. Therefore, for the facets of observing, results, as seen in Table 3, there is no indica-
describing, acting with awareness, and accept- tion of multicollinearity. Each of the facets
ing without judgment, the possible range was was also run at the bivariate level to deter-
8 to 40, with a higher number indicating a mine if they were significantly related to
214 Families in Society: The Journal of Contemporary Social Services 99(3)
Act With
Observe Describe Awareness Nonjudge Nonreact
Observe 1.00 .54* −.38* .09** .56*
Describe 1.00 −.10** .12** .54*
Act with awareness 1.00 .46* −.40*
Nonjudge 1.00 −.12**
Nonreact 1.00
mood and warning signs of relapse. As seen Table 4. Correlations of Five Facets With
in Table 4, our results show each of the five POMS and AWARE (N = 51).
facets was negatively correlated with both the
POMS Aware
POMS and AWARE.
We estimated multiple linear regressions to r p r p
determine which of the five facets of mindful-
Observe −.59 .00 −.47 .00
ness contributed the most to reducing mood
Describe −.43 .00 −.48 .00
and warning signs of relapse. In order to Act with awareness −.57 .00 −.71 .00
determine if the five facets of mindfulness Nonjudge −.45 .00 −.54 .00
predicted mood (as seen in Table 5), only Nonreact −.38 .01 −.38 .01
observe and nonjudgment were significant,
with the overall model accounting for 55.1%
of the variance. In order to examine the Table 5. Regression of Five Facets and POMS
research question of whether or not the five (N = 51).
facets of mindfulness predicted the warning
signs of relapse (as seen in Table 6), only act- B SE B b p
ing with awareness and nonjudgment were Observe −2.02 .56 −.44 .00
significant, with the overall model accounting Describe −.14 .82 −.03 .86
for 62.8% of the variance. Act with awareness −1.53 .80 −.25 .06
Nonjudge −1.53 .71 −.29 .01
Discussion Nonreact −.09 .91 −.01 .92
R2 .551
The results from this current study demon- F 11.04
strate that acting with awareness and nonjudg-
ment were related to changes in the warning
signs of relapse and that observing and non- were predicted by the increases in the observe
judgment were associated with changes in and the nonjudgment facets in this current
negative mood. Theoretically, this makes analysis, this evidence would support the idea
sense as observing is an internal process that that as an individual’s ability to nonjudgmen-
may help to regulate mood, while acting with tally be aware of negative mood states
awareness affects external behavior of sub- increases, there is a decrease in the impact of
stance use. the negative mood or the mood itself. In a
Baer et al. (2008) and Carmody and Baer mindfulness-based stress reduction group for
(2008) found that cultivating the ability to individuals dealing with stress-related prob-
remain aware of experiences in the present lems, illness, anxiety, and chronic pain, Car-
moment without judgment was the aspect of mody and Baer (2008) found large effect sizes
mindfulness that most strongly contributed to for the facets of observing and nonreactivity
well-being. As the changes in negative mood to inner experience and moderate effect sizes
Temme and Wang 215
Table 6. Regression of Five Facets and AWARE Thornhill, and Brewer (2013), who reported
(N = 51). that nonjudgmental observation of cravings
B SE B b p decreased craving in cigarette smokers and
that these changes were significantly medi-
Observe −.43 .24 −.21 .08 ated by factors specific to acceptance, non-
Describe −.38 .35 −.15 .28 judgment, and awareness.
Act with awareness −1.15 .34 −.41 .00 With regard specifically to substance use,
Nonjudge −.91 .30 −.32 .00 Fernandez et al. (2010) found that the facets
Nonreact .02 .38 .01 .97 of describing experience (i.e., being able to
R2 .628
identify and label feelings) and acting with
F 15.17
awareness were both negatively associated
with alcohol consumption among a non-SUD
population of college students. Additionally,
for the facets of describing, acting with aware- describing experience and nonjudging were
ness, and nonjudging in relation to the out- negatively associated with alcohol-related
come of well-being. consequences (such as hangovers, driving
Eisenlohr-Moul et al. (2012) described a while intoxicated). Also, in another non-SUD
mindfulness approach to negative mood as population of college students, Eisenlohr-
including a nonreactive observation of the Moul et al. (2012) examined the five facets
present-moment experience and a deliberate and found significant interactions between
choice of response rather than an automatic or observing and nonreactivity facets. Further,
impulsive use of substances. Described as the observing subscale was negatively associ-
behavioral self-regulation (Gratz & Roemer, ated with substance use at higher levels of
2004), this idea supports the theory elucidated nonreactivity but positively associated with
by Hayes, Luoma, Bond, Masuda, and Lillis periods of substance use at lower levels of
(2006) that sustained engagement in nonjudg- nonreactivity. This current analysis and our
mental observation of unpleasant thoughts findings contradict the conclusions made by
and feelings reduces reactivity and avoidant Eisenlohr-Moul et al. (2012). Their research
behaviors. Witkiewitz, Warner et al. (2014) found that the product of observing and non-
state that the ability to become aware of, toler- judging did not predict substance use, result-
ate, and choose a response is an important ing in their conclusion that nonjudging is not
mechanism in mindfulness that may be as important as nonreacting. However, the
responsible for changes in outcomes among results of the current study would indicate that
SUD participants. The current study would nonjudgment is an important factor in reduc-
give evidence to support this idea, as our ing warning signs of relapse as well as
results show that increases in awareness pre- decreasing negative mood.
dicted decreased warning signs of relapse. It is interesting that nonjudgment is the
In examining the association between common facet between mood and relapse as
awareness, nonjudgment, and alcohol use, this is a facet that may help to cease substance
Fernandez et al. (2010) found a negative rela- use. It should be noted that the subscale of
tionship between awareness and alcohol use nonjudgment is noticeably absent from recent
as well as nonjudgment and alcohol-related literature regarding mindfulness-based inter-
consequences, which they assert supports the ventions and their application for SUD treat-
theory that the ability to observe one’s ment (Chiesa & Serretti, 2014; Khanna &
thoughts and feelings without judging them is Greeson, 2013), and given our finding, non-
a marker of behavioral restraint. The current judgment should be explored further.
analysis supports this idea, as we found that
nonjudgment and acting with awareness were
significant predictors of warning signs of
Implications for Future Research
relapse. Our results further corroborate the In terms of implications for research, our study
findings of Elwafi, Witkiewitz, Mallik, adds to the knowledge base concerning the
216 Families in Society: The Journal of Contemporary Social Services 99(3)
into other programming, in addition to medi- Brewer, J. A., Elwafi, H. M., & Davis, J. H. (2013).
tation and mindfulness practices, we have an Craving to quit: Psychological models and neu-
opportunity to strengthen the overall quality robiological mechanisms of mindfulness train-
of our service delivery to our clients. ing as treatment for addictions. Psychology of
Addictive Behaviors, 27(2), 366–379.
Brown, K. W., & Ryan, R. M. (2004). Perils and
Acknowledgments
promise in defining and measuring mindful-
The authors would like to thank the staff and resi- ness: Observations from experience. Clinical
dents at the agency for their cooperation with this Psychology: Science and Practice, 11(3),
project. 242–248.
Cahn, B. R., & Polich, J. (2006). Meditation states
Declaration of Conflicting Interests and traits: EEG, ERP, and neuroimaging stud-
ies. Psychological Bulletin, 132(2), 180–211.
The author(s) declared no potential conflicts of
Carmody, J., & Baer, R. (2008). Relationship
interest with respect to the research, authorship,
and/or publication of this article. between mindfulness practice and levels
of mindfulness, medical and psychological
symptoms and well-being in a mindfulness-
Funding
based stress reduction program. Journal of
The author(s) received no financial support for the Behavioral Medicine, 31, 23–33.
research, authorship, and/or publication of this article. Center for Behavioral Health Statistics and Quality.
(2015). Behavioral health trends in the United
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