Kotak Registration

21312050697151
INDEX - Individual Account Opening Form

Contents Page Nos.
Section I: KRA / Aadhaar based A/c Opening
PART A: Document captures the basic information about the constituent and an instruction/checklist.
PART B: Document captures the additional information about the constituent RELEVANT to Trading & Demat account. 1-15
PART C: Document captures nomination details for Trading & Demat account.
Additional details for clients opting for commodity
Detailed commodity client type/category and description.
16 -17
Mandatory
Tariff sheet
Document detailing the rate/amount of brokerage and other charges LEVIED on the client for trading on the stock exchange(s) 18
Policies and Procedures
Document describing significant policies and procedures of Kotak Securities Ltd. 23 -25
Schedule of Charges for Demat Account
Detailed Charges for Demat/Trading Account 26
Charges for Other Services
Detailed Charges for Trading Account 27
Declaration of Open Position
Declaration/undertaking by client to not exceed the position limits prescribed by SEBI/Exchange 42
Risk Profiling Questionnaire
Document describing suitability questionnaire to help choosing right INVESTMENT product 19 -21
Terms and Conditions for placing ‘Execution only’ order by clients
Document detailing Terms and Conditions for ‘execution only’ mutual fund orders by clients 22
Running Account Authorization
Voluntary
Authority to the Trading Member to maintain a running account 28

Margin Trading Facility (MTF)
Documents detailing Terms and Conditions for aVAILING Margin Trading Facility (MTF) 29 -30
Voluntary Additional Terms & Conditions
Additional Terms & Conditions for aVAILING trading serVICES with Kotak Securities 31 -34
Power of Attorney
Document for authorising Kotak Securities to complete trading and settlement related obligations. 35 -36
FATCA/CRS Declaration
Declaration by customer to comply with Foreign Account Tax Compliance Act (FATCA) and/or Common Reporting Standards (CRS) requirements
37 -39
TM\CM: Kotak Securities Limited • SEBI Registration No: INZ000200137(Member of NSE, BSE, MSE, MCX and NCDEX) Research Analyst
INH000000586,NSDL/CDSL:IN-DP-NSDL-23-97, AMFI ARN:0164, PMS INP000000258, CIN: U99999MH1994PLC134051, Compliance Of- ficer Name: Manoj
Agarwal; Phone No. +91 (022) 42858484; E-mail ID: ks.compliance@kotak.com CEO Name: Jaideep Hansraj; Phone No. +91 (022) 42858301 & E-mail ID:
ceo.ks@kotak.com For any grievance/dispute please contact Kotak Securities Ltd. at E-mail ID- service. securities@kotak.com or Toll Free No. 1800 209 9191
In case not satisfied with the response, please contact the concerned exchange(s) / Depository at:
Exchange NSE BSE MSE MCX NCDEX

Email ID ignse@nse.co.in is@bseindia.com investorcomplaints@mse.com info@mcxindia.com askus@ncdex.com
Phone No 18002660058 (022) 2272 8097 (022) – 61129000 Ext. 9028 (022) 6731 8888 (022) 6640 6666
Depository NSDL CDSL

Email ID relations@nsdl.co.in complaints@cdslindia.com
Phone No (022) 2499 4200 (022) 2272 3333
You can also lodge your grievances with SEBI at http://scores.gov.in. For any queries, feedback or assistance, please contact SEBI Office on Toll
Free Helpline at 1800 22 7575 / 1800 266 7575.
INSTRUCTION LIST FOR FILLING KYC FORM
Important Points:
1. Self attested copy of PAN card and all other documents are mandatory for all clients and persons authorized to deal in securities on behalf of
company/firm/others.
2. Copies of all documents submitted by the client should be verified with original by Kotak Securities employee/Registered Authorised Person.
In case the original of any document is not produced for verification, then the copies should be properly attested by entities authorized for
attesting the documents, as per the below mentioned list.
List of people authorized to attest the documents:
Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/Co-operative Bank or Multinational Foreign Banks (Name, Designation
& Seal should be affixed on the copy).
3. If any proof of identity or address is in a foreign language, then translation into English is required.
4. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
5. If correspondence & permanent address are different, then proofs for both have to be submitted.
6. Sole proprietor must make the application in his individual name & capacity.
7. For non-residents and foreign nationals, (allowed to trade subject to RBI and FEMA guidelines), copy of passport/PIO Card/OCI Card and
overseas address proof is mandatory.
8. In case of high risk clients like PEP (Political Exposed Person) documents specified as proof of identity and address for opening simplified
measure account are not applicable.
CENTRAL KYC REGISTRY Know Your Customer (KYC) Application Form Individual
Important Instructions
A) Fields marked with ‘*’ are mandatory fields. F) Please read section wise detailed guideliness/ instruction at the end.
B) Tick ‘ ’ wherever applicable. G) Llist of State / U.T code as per Indian Motor Vehicle Act, 1988 is
C) Please fill the form in English and in BLOCK letters. available at the end.
D) Please fill the date in DD-MM.YYYY format. H) List of two character ISO 3166 country codes is available at the end.
E) For particular section update tick( ) in the box I) KYC number of applicant is mandatory for update application.
section number and strike off the sections not J) The ‘OTP based E-KYC’ check box is to be checked for accounts
required to be updated. opened using OTP based E-KYC in non-face to face mode.
A Clarification / Guidelines on filling ‘Personal Details’ section
1 Name: The name should match the name as mentioned in the Proof of Identity submitted failing which the application is liable to
be rejected.
2 One the following is mandatory : Mother’s name, Spouse’s name, Father’s name.
B Clarification / Guidelines on filling ‘Current Address details’ section

1 In case of deemed PoA such as utility bill, the document need not be uploaded on CKYCR
2 PoA to be submitted only if the submitted Pol does not have current address or address as per Pol is invalid or not in force.
3 State / U.T Code and Pin / Post Code will not be mandatory for Overseas addresses.
4 In Section 2, one of I,II, and III is to be selected. In case of online E-KYC authentication, II is to be selected.
5 In Section 3, one of I, II, III and IV is to be selected. In case of online E-KYC authentication, II is to be selected.
6 List of documents for ‘Deemed Proof of Address’:
Description
• Utility bill which is not more than two months old of any service provider (electricity, telephone, post-paid mobile phone, piped gas,
water bill).
• Property or Municipal tax receipt.
• Pension or family pension payment orders (PPOs)issued to retired employees by Government Departments or Public Sector
Undertakings, if they contain the address.
• Letter of allotment of accommodation from employer issued by State Government or Central Government Departments, statutory
or regulatory bodies, public sector undertakings, scheduled commercial banks, financial institutions and listed companies and
leave and licence agreements with such employers allotting offical accommodation.
7 Regulated Entity (RE) shall redact (first 8 digits) of the Aadhaar number from Aadhaar related data and documents such as proof
of possession of Aadhaar, while uploading on CKYCR.
8 “Equivalent e-document” means an electronic equivalent of a document, issued by the issuing authority of such document with
its valid digital signature including documents issued to the digital locker account of the client as per rule 9 of the Information
Technology (Preservation and retention of Information by Intermediaries Providing Digital Locker Facilities) Rules, 2016.
9 ‘Digital KYC process’ has to be carried out as stipulated in the PML Rules, 2005.
C Clarification / Guidelines on filling ‘Contact details’ section

1 Please mention two- digit country code and 10 digit mobile number (e.g. for Indian mobile number mention 91-9999999999).
2 Do not add ‘0’ in the beginning of Mobile number.
D Clarification / Guidelines on fillign ‘Related Person details’ section

1 Provide KYC number of related person, if available.
E Clarification on Minor
1 Guardian details are optional for minors above 10 years of age for opening of bank account only
2 However, in case guardian details are available for minor above 10 years of age, the same (or CKYCR number of guardian) is to
be uploaded.
Please follow the below Legends

KRA AADHAR KRA AADHAR NON KRA & NON AADHAR
Information not required to be filled by the Information required to be filled by all clients including KRA
clients who are KRA complied / or have complied, Client opting for Aadhar based A/c Opening & Non
provided consent for authenticating with Aadhar. KRA & Non Aadhar clients
ICONS FOR ILLUSTRATION c Client Signature cw

Client’s Witness Signature
(Full Signature)
21312050697151 MANDATORY
Kotak Securities Ltd.
Section I* - KRA/Aadhar Based Account Opening - First Holder
Fields marked with ‘*’ are mandatory fields. Please fill the form in English and in BLOCK Letters.
Please read section wise detailed guidelines / instructions mentioned at the beginning.
I a* - KRA/ Aadhar Based Account Opening KRA AADHAR NON KRA & NON AADHAR
KK
1) Are you a KYC-KRA complied client c Yes c
✔ No g
2) Do you wish to provide consent for authenticating with Aadhar based system for account opening: c ✔ Yes c No (Currently not applicable) g A
A
If Yes, I understand that I have alternatives against Aadhaar. I further understand that upon Aadhar authentication/sharing the share code my photo/
kyc/demographic details shall be extracted/converted in readable format for the purpose of opening the accounts with Kotak securities Ltd and be
forwarded to all Regulators including KRA’s and CKYCR.
3) Please provide PAN details A S X P J 2 6 3 4 G

If answer to questions No. 1 is “NO” please skip section I b, I c & complete the section highlighted (a) as ‘Non KRA & Non Aadhar’
If answer to questions No. 1 is “YES”, then complete the details upto section I c on the same page & proceed to applicable section on next page
I b - Declaration KRA AADHAR NON KRA & NON AADHAR

This section is “Not Applicable” for customers who are Non-KRA complied
or have not provided consent for authenticating with UIDAI system.
(Please tick whichever is applicable)
c I hereby confirm that my details appearing on KRA/UIDAI have been shared. I further confirm that there are no changes in the same
including my Address /Email id/Mobile Number.OR
✔ I hereby confirm that my details appearing on KRA/UIDAI have been shared. I hereby confirm that my Address/Email id/Mobile Number**
c
as appearing on the same have undergone change(s) and I have filled up the updated details below:
I c - Contact Details KRA AADHAR NON KRA & NON AADHAR

Existing details as per KRA System Updated details
Particulars (In case of changes in existing details, else please mention NA)
Email Id manujain004@gmail.com
Mobile No.: 9636238383
New Residence /Permanent Address c Same as KRA c
✔ Same as UIDAI c Updated Address mentioned below
I. Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital
PROOF OF ADDRESS KYC process needs to be submitted (anyone of the following OVDs)
c A-Passport No. Expiry Date D D M M Y Y Y Y c B-Voter ID Card

c C-Driving Licence Expiry Date D D M M Y Y Y Y
c D-NREGA Job Card
c E-National Population Register Letter
c F-Proof of Possession of Aadhaar/ VID (Virtual ID) /
c E-KYC Authentication
c Offline verification of Aadhaar
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________
Line 3 ___________________________________________________ Landmark (If any) _____________________________________________
City /Town /Village* _____________________________________________________ District* ________________________________________
Pin Code*_______________________________ State/U.T*____________________________________ Country*_________________________
New Correspondence Address c Same as UIDAI c Same as Residence/permanent c Updated Address
c Same as KRA address mentioned above
NEW CORRESPONDENCE / CURRENT ADDRESS KYC process needs to be submitted (anyone of the following OVDs)

c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________
Client Signature (1st Holder)
c 1
This document is digitally signed.Please
13
**Strike of whichever is not applicable refer to Anneure A for digital Signature
1
21312050697151 MANDATORY
CENTRAL KYC REGISTRY | Know Your Customer (KYC) Application Form | Individual - First Holder
Please fill the form in English and in BLOCK Letters. | Please read section wise detailed guidelines / instructions mentioned at the beginning.
1. PERSONAL DETAILS (Please refer instruction A) KRA AADHAR NON KRA & NON AADHAR
Prefix
Name*(Same as ID proof) MANU JAIN First Name Middle Name Last Name
Maiden Name (if any*) Prefix First Name Middle Name Last Name
Prefix
Father/Spouse Name* NARESH JAIN First Name Middle Name Last Name
PrefixJain
Mother Name* Saroj First Name Middle Name Last Name
Nationality* Indian
PAN Card A S X P J 2 6 3 4 G PHOTOGRAPH

NOT APPLICABLE
Date of Birth* 1D 9D / 0 5 / 1Y 9Y 9Y 1Y
M M FOR UIDAI CLIENTS
Gender* ✔ M-Male
c c F-Female c T- Transgender
Marital Status* ✔ Married
c c Unmarried c Others
Residential Status* ✔ Resident Individual
c c Foreign National
Occupation Type* c S-Service ( c Private Sector c Public Sector c Government Sector) c 2
13
c O-Others ( c Professional c Self Employed c Retired c Housewife c Student)
✔ B-Business c Agriculturist
c c Forex Dealer c Others______Please Specify_____
2. PROOF OF IDENTITY AND ADDRESS (Please refer instruction B) KYC process needs to be submitted (anyone of the following OVDs)
KRA AADHAR NON KRA & NON AADHAR

c A-Passport No. Passport Expiry Date D D / M M / Y Y Y Y
c B-Voter ID Card
c C-Driving Licence Driving Licence Expiry Date D D / M M / Y Y Y Y
c D-NREGA Job Card
✔ Offline verification of Aadhaar
c 6 8 9 3
Address: Line 1* _______________________________________________________________________________________________________
S/O Naresh Jain 4 e 37 jawahar nagar, jindal hospital ke paas,
Line 2 ______________________________________________________________________________________________________________
jindal hospital ke paas
City /Town /Village*____________________________________________________________________
Sri Ganganagar District*__________________________
Ganganagar
Pin Code*_______________________________
335001 State/U.T*____________________________________
Rajasthan Country*_________________________
India
I. Certified copy of OVD or equivalent e-document of OVD or OVD obtained through digital KYC process needs to be
3. CURRENT ADDRESS DETAILS (Please refer instruction B) submitted (anyone of the following OVDs)
KRA AADHAR NON KRA & NON AADHAR c

✔ Same as above mentioned address (In such cases address details as below need not be provided)

c B-Voter ID Card
c D-NREGA Job Card
✔ Offline verification of Aadhaar
c 6 8 9 3
c Deemed Proof of Address - Document Type ________________________________________________________________________________
Address: Line 1* _______________________________________________________________________________________________________
Same As Above
Line 2 ______________________________________________________________________________________________________________
City /Town /Village* ____________________________________________________________________ District* _________________________
2
21312050697151 MANDATORY
4. CONTACT DETAILS (Please refer instruction C) (All communications will be sent on provided Mobile no. / Email-ID)
This section is “Not Applicable” for customers who are KRA complied or have provided consent for
KRA AADHAR NON KRA & NON AADHAR authenticating with UIDAI system.
Tel.(Res.) 9 1 S T D - Mobile 9 1 - 9 6 3 6 2 3 8 3 8 3
Tel.(Off.) 9 1 S T D - Fax 9 1 S T D -
E-mail ID. m a n u j a i n 0 0 4 @ g m a i l . c o m
5. DETAILS OF RELATED PERSON KRA AADHAR NON KRA & NON AADHAR
In case if you wish to appoint “Authorised Representative” to your account please get in touch with your respective Relationship
Manager
6. REMARKS (If any) KRA AADHAR NON KRA & NON AADHAR
7. APPLICANT DECLARATION KRA AADHAR NON KRA & NON AADHAR

l I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to
inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading
or misrepresenting, I am aware that I may be held liable for it.
l I hereby consent to receiving information from Central KYC Registry through SMS/Email on the above registered number/email
address.
Sri Ganganagar
Place __________________________ c 3
13
28/05/2021
Date __________________________
For Office Use Only

The Specimen Signature on Part A has been extracted from the signature uploaded/provided by the client.
Application Type* c
✔ New c Update
KYC Number (Mandatory for KYC update request)
(To be filled by financial institution)
Acount Type* ✔ Normal

c c Minor c Aadhaar OTP Based E-KYC (in non-face to face mode)
Document Received c Certified Copies c E-KYC data received from UIDAI
c Data received from Offline verification c Digital KYC Process
c Equivalent e-document c Video Based KYC
Check list to be verified by acquiring sales staff c Details Applicable for All Holders
Details Documents verified with original / Client Interviewed By / In-Person Verification done by
Name of the Employee / Authorised person

Employee Code / SEBI Reg. No. / AP Reg. No.
Name & Address of Branch/Franchisee/
Service Center
Designation of the Employee
Date
Place of verification
Signature
Name of Institution Code of Institution Stamp
of
Kotak Securities Ltd. NSE Code - 08081 BSE Code - 673 MSE Code - 1024 Institution
Kotak Securities Ltd
MCX - 56285 NCDEX - 1262
3
21312050697151 MANDATORY
Section I* - KRA/Aadhar Based Account Opening - Second Holder
KK
1) Are you a KYC-KRA complied client c Yes c No g
2) Do you wish to provide consent for authenticating with Aadhar based system for account opening: c Yes c No (Currently not applicable) g A
A
3) Please provide PAN details


c I hereby confirm that my details appearing on KRA/UIDAI have been shared. I hereby confirm that my Address/Email id/Mobile Number**

Email Id
Mobile No.:
New Residence /Permanent Address c Same as KRA c Same as UIDAI c Updated Address mentioned below

c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________

c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________
Client Signature (2nd Holder)
c 1
9
**Strike of whichever is not applicable
4
21312050697151 MANDATORY
CENTRAL KYC REGISTRY | Know Your Customer (KYC) Application Form | Individual - Second Holder
Name*(Same as ID proof) Prefix First Name Middle Name Last Name
Father/Spouse Name* Prefix First Name Middle Name Last Name
Mother Name* Prefix First Name Middle Name Last Name

Nationality*
PAN Card PHOTOGRAPH
NOT APPLICABLE
Date of Birth* D D / M M / Y Y Y Y FOR UIDAI CLIENTS
Gender* c M-Male c F-Female c T- Transgender

Marital Status* c Married c Unmarried c Others
Residential Status* c Resident Individual c Foreign National
9
c B-Business c Agriculturist c Forex Dealer c Others______Please Specify_____

c B-Voter ID Card
c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________
City /Town /Village*____________________________________________________________________ District*__________________________
KRA AADHAR NON KRA & NON AADHAR c Same as above mentioned address (In such cases address details as below need not be provided)

c B-Voter ID Card
c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________
5
21312050697151 MANDATORY
Tel.(Res.) 9 1 S T D - Mobile 9 1 -
E-mail ID.
Manager

address.
Client Signature (2nd Holder)
Place __________________________ c 3
9
Date __________________________
For Office Use Only

Application Type* c New c Update
Acount Type* c Normal c Minor c Aadhaar OTP Based E-KYC (in non-face to face mode)

Service Center
Date
Signature
of
MCX - 56285 NCDEX - 1262
6
21312050697151 MANDATORY
Section I* - KRA/Aadhar Based Account Opening - Third Holder
KK
1) Are you a KYC-KRA complied client c Yes c No g
2) Do you wish to provide consent for authenticating with Aadhar based system for account opening: c Yes c No (Currently not applicable) g A
A
3) Please provide PAN details


c I hereby confirm that my details appearing on KRA/UIDAI have been shared. I hereby confirm that my Address/Email id/Mobile Number**

Email Id
Mobile No.:
New Residence /Permanent Address c Same as KRA c Same as UIDAI c Updated Address mentioned below

c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________

c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________
Client Signature (3rd Holder)
c 1
9
**Strike of whichever is not applicable
7
21312050697151 MANDATORY
CENTRAL KYC REGISTRY | Know Your Customer (KYC) Application Form | Individual - Third Holder
Name*(Same as ID proof) Prefix First Name Middle Name Last Name
Father/Spouse Name* Prefix First Name Middle Name Last Name
Mother Name* Prefix First Name Middle Name Last Name

Nationality*
PAN Card PHOTOGRAPH
NOT APPLICABLE
Date of Birth* D D / M M / Y Y Y Y FOR UIDAI CLIENTS
Gender* c M-Male c F-Female c T- Transgender

Marital Status* c Married c Unmarried c Others
Residential Status* c Resident Individual c Foreign National
9
c B-Business c Agriculturist c Forex Dealer c Others______Please Specify_____

c B-Voter ID Card
c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________
City /Town /Village*____________________________________________________________________ District*__________________________
KRA AADHAR NON KRA & NON AADHAR c Same as above mentioned address (In such cases address details as below need not be provided)

c B-Voter ID Card
c D-NREGA Job Card
Address: Line 1* _______________________________________________________________________________________________________
Line 2 ______________________________________________________________________________________________________________
8
21312050697151 MANDATORY
Tel.(Res.) 9 1 S T D - Mobile 9 1 -
E-mail ID.
Manager

address.
Client Signature (3rd Holder)
Place __________________________ c 3
9
Date __________________________
For Office Use Only

Application Type* c New c Update
Acount Type* c Normal c Minor c Aadhaar OTP Based E-KYC (in non-face to face mode)

Service Center
Date
Signature
of
MCX - 56285 NCDEX - 1262
9
216119 21312050697151 MANDATORY
PART B: Trading & Demat Account details (Application No is accepted only if the Demat A/c is opened with Kotak Securities)
Account Type ✔
FOrdinary Resident FMargin FPromoter FForeign National FFPI FOthers ____________________
In case of NRI/FN FRBI Approval Reference Number RBI Approval Date D D / M M / Y Y Y Y
Nature of A/C FOffline ✔
FOnline (Internet Trading and Mobile Trading)
DETAILS OF ACCOUNT HOLDER(S) Date D D / M M / Y Y Y Y

MANU JAIN
Sole/First Holder First Name Middle Name Last Name
PAN A S X P J 2 6 3 4 G
Second Holder First Name Middle Name Last Name
PAN
Third Holder First Name Middle Name Last Name
PAN
Depository A/c Details (Through which transactions will be routed)
✔
FNew DP FExisting DP *Please map the DP account to be opened vide aforesaid Application No. to this Trading Account (Application No is accepted only if the Demat A/c is opened
with Kotak Securities)
Depository Name ✔
FNSDL FCDSL DP ID I N 3 0 0 2 1 4
Depository Participant Kotak Securities Ltd

_________________________ Beneficiary ID (BO ID)
Additional DP Details DP ID _______________________ Beneficiary ID _____________________
(For more, provide details on a separate

DP Name____________________ Depository Name___________________
sheet in the format given above)
Declaration in lieu of PAN FI do not have PAN as I am not liable to obtain the same as per any provisions of the Income Tax
No. (U/s 139 Rule 114B) Act. Please refer checklist for details.
Please sign in the relevant boxes where you wish to trade. The segment not choosen should be struck off by the client. If, in future, the client wants to trade on any new
Trading Preference segment / new exchange, separate authorization / letter should be taken from the client by the stock broker.
Segment Exchange
NSE BSE MCX NCDEX
c c c c
Cash ✔ ✔ N.A N.A
c c c c
Equity F&O ✔ ✔ N.A N.A
c c c c
CDS ✔ ✔ N.A N.A
c c c c
Commodities F&O ✔ ✔ ✔ ✔
c c c c
SLBM ✔ ✔ N.A N.A

c
All of Above
Financial Proof Enclosed (Required for activation of derivatives Segement) FITR FForm 16 FAnnual Accounts FDP Statement FSalary Slip
FNetworth Certificate F6 Months Bank Statement FOthers ✔ It willPlease
submitted
Specify later
F
✔ In case I have opted for derivatives segment, I hereby confirm and understand that said segment will be activated as and when my demat holdings value/ payments
made by me in the form of cheque/funds transfer exceeds threshold as decided by KSL and updated on website at https://www.kotaksecurities.com/ksweb/faqs/AC-Details/
trading-account-activation from time to time. I am aware that same will be treated as Supporting document along with my self-declaration for financial proof in order to activate
derivatives segment”
DIS Booklet (please tick any one) Option for issuance of DIS booklet alongwith account opening
Ver 3/18-19/271119
(To be filled by persons seeking to open a depository account who have given Power of Attorney to operate the depository account to a stock broker/Participant/
Portfolio Manager and do not intend to open a Basic Services Demat Account)
F✔I/We do not wish to receive the DIS booklet with account opening. However, the DIS booklet should be issued to me/us on my/our request at any later date.
FI/We wish to receive the Delivery Instruction Slip (DIS) booklet with account opening.
Mode of Receiving Statement of Account [Tick any one] F Physical Form F

✔ Electronic Form (Read note 16 and ensure that
email id is provided in KYC application form)
10
216119 21312050697151 MANDATORY
Past Actions
Details of any action/proceedings initiated/pending/ taken by SEBI/ Stock Exchange/any other authority against the applicant/ constituent
or authorized person in charge of dealing in securities during the last 3 years. FYes ✔ No
F
If yes, provide details: ______________________________________________________________________________________
Dealings through Authorised person and Other Stock Brokers

• If client is dealing through the Authorised person, provide the following details:
Authorized person name __________________________________ SEBI Registration number _______________________________
Registered Office Address ___________________________________________________________________________________
Phone _________________________ Fax __________________- Website ___________________________________________
• Whether dealing with any other Stock Broker/Authorised person (if case dealing with multiple Stock Brokers/Authorised person, provide details of all)
Name of Stock Broker ____________________________ Name of Authorised person, if any __________________________________
Client Code ____________________________________ Exchange _________________________________________________
• Details of disputes/dues pending from/to such Stock Broker/Authorised person: FYes ✔ No
F
If yes, _________________________________________________________________________________________________
Additional Details
• Whether you are an Investment Advisor registered with SEBI
F Yes ✔
FNo If yes, please provide SEBI Registration no. ____________________________________________________
• Whether you are an employee / authorised representative/clerk in the employment of another trading member?
FYes ✔
FNo (If yes, attach the NOC of other trading member.)
✔
• Preference for receiving Standard documents* FElectronic FPhysical (In case your preference is ‘Physical’ then please ensure that
you receive the copy of Standard documents from sales person before account opening.)
*Standard documents includes Rights & Obligations document, Risk Disclosure document & Guidance Note.
(Ref: SEBI Cir. No. : CIR/MIRSD/64/2016 dated July12, 2016)
• Whether you are Member / Authorised person / Remisier of any Exchange: FYes ✔
FNo
If yes, please provide SEBI Reg. Number ________________________________________________________________
• Whether you wish to receive Physical Contract Note or Electronic Contract Note (ECN)
✔
FPhysical FElectronic Specify your Email Id manujain004@gmail.com Same as mentioned in Part A
ECN Declaration
- I am aware that the Member has to provide physical contract note in respect of all the trades placed by me unless I myself want the
same in the electronic form.
- I am aware that the Member has to provide electronic contract note for my convenience on my request only.
- Though the Member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical contract notes.
Therefore, I am voluntarily requesting for delivery of electronic contract note pertaining to all the trades carried out/ ordered by me.
- I have access to a computer and am a regular internet user, having sufficient knowledge of handling the email operations.
- My email id is * manujain004@gmail.comSame as mentioned in Part A . This has been created by me and not by someone else.
- I am aware that this declaration form should be in English or in any other language known to me.
- I am aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note at the
above e-mail ID.
Other Details
First Holder
✔ Self
The Mobile No. mentioned on Part A belongs to F FSpouse FDependant Children FDependant Parent
Name of the relative ___________________________________________________ PAN
The Email ID mentioned on Part A belongs to ✔ Self
F FSpouse FDependant Children FDependant Parent
Second Holder
The Mobile No. mentioned on Part A belongs to FSelf FSpouse FDependant Children FDependant Parent
The Email ID mentioned on Part A belongs to FSelf FSpouse FDependant Children FDependant Parent
Third Holder
The Mobile No. mentioned on Part A belongs to FSelf FSpouse FDependant Children FDependant Parent
Ver 3/18-19/271119

The Email ID mentioned on Part A belongs to FSelf FSpouse FDependant Children FDependant Parent
Standing Instructions
I/We authorise you to receive credits automatically into my/our account. ✔Yes
F FNo
Account to be operated through Power of Attorney (PoA) ✔Yes
F FNo
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216119 21312050697151
MANDATORY
Other Details - 1st Holder Gross Annual Income Details (please specify):
Income Range per annum FBelow `1 lac ✔
F` 1-5 lac F` 5 -10 lac F` 10 -25 lac FMore than ` 25 lac
OR
Net-worth in ` (Net worth should
not be older than 1 year) as on D D / M M / Y Y Y Y
FPolitically Exposed Person *(PEP)

Please tick, if applicable ✔
FNone
FRelated to a Politically Exposed Person *(PEP)
Any other information ______________________________________________________________________
GSTN
Other Details - 2nd Holder Gross Annual Income Details (please specify):
Income Range per annum FBelow `1 lac F` 1-5 lac F` 5 -10 lac F` 10 -25 lac FMore than ` 25 lac
OR

Please tick, if applicable FNone

GSTN
Other Details -3rd Holder Gross Annual Income Details (please specify):
Income Range per annum FBelow `1 lac F` 1-5 lac F` 5 -10 lac F` 10 -25 lac FMore than ` 25 lac
OR

Please tick, if applicable FNone

GSTN
SMS Alert facility Mandatory if you are giving Power of Attorney (POA). Ensure that the mobile number is provided in the KYC Application Form
Sole/First Holder ✔Yes

F FNo Second Holder FYes FNo Third Holder FYes FNo
Bank Details
Account Type ✔
FSaving FCurrent Bank Account No. 50100277569470
HDFC BANK LTD

Bank Name _______________________________________________ CRN No. _________________________
SRIGANAGNAGAR SD COLLEGE CAMPUS SUKHARIA CIRCLE SURATGARH
Branch Address ____________________________________________________________________________
Pin _______________ FPl Chq leaf FNon - PL Chq leaf with Pass-book copy / Bank statement
HDFC0001396
IFSC Code ___________________ 335240004
MICR No. _____________________
Sri Ganganagar
City ________________________ State ____________________________ Country _______________________
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Nature of Account ✔
FSingle FJoint
Joint Account Holders (if any) 1 ____________________ 2 ______________________
*Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior
politicians, senior Government/judicial/military officers, senior executives of state owned corporations, important political party officials, etc.
12
216119 21312050697151
MANDATORY
Information About Investment Experience
Number of years of
Investment/Trading Experience 1-2 Years
Educational Experience ✔
FNon Graduate FGraduate FPost Graduate FProfessionally Qualified FOther______
Name of Employer (if Employed)

Name of Establishment (if self Nature of Business _________________
employed/business/professional others)
Office Address _______________________________________________________________________

City _________________ State ___________________ Pin ______________
Demat Account Service (please tick any one)

Option to avail BSDA ✔ I/We wish to open regular demat account.
F
(Applicable only to individual accounts) FI/We wish to open BSDA account*
*BSDA - Basic Services Demat Account is a facility with limited services for individuals eligible as per the SEBI guidelines. For more details, please refer SEBI circular No. CIR/MRD/
DP/22/2012 dated August 27, 2012 and SEBI Circular No. CIR/MRD/DP/20/2015 dated December 11, 2015.
Guardian Details (where Demat sole holder is minor)

For account of a minor, two KYC Application Forms must be filled i.e. one for the guardian and another for the minor (to be signed by guardian)
Guardian Name First Name Middle Name Last Name
PAN Relationship of guardian with minor _____________________________________
Introducer Details
FIntroducer ✔
FSelf Introduced FIntroduced by others (If introduced by others please fill up below details)
Name of Introducer Surname Name Middle Name
Address of Introducer
Employee/Authorised person/Remisier/Authorised Person/Existing client Introducer’s Signature
Status of Introducer I
Others, Please specify
Tel. No. of Introducer
Disclosure and noting of member’s pro account trading

I/We confirm that l/we have made note that Kotak Securities Ltd. trades in its OWN/PRO account in National Stock Exchange of India
Limited (NSE), Bombay Stock Exchange Limited (BSE) and Metropolitan Stock Exchange of India Limited (MSE).
Declaration
1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and l/we undertake
to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or
misrepresenting, I am/we are aware that l/we may be held liable for it.
2. I/We confirm having received and read/been explained and understood the contents of the document on policy and procedures of the stock
broker and the tariff sheet.
3. I/We further confirm having received/read and understood the contents of the ‘Rights and Obligations’ document(s), of stock broker/
Authorised person & clients and Rights And Obligations of beneficial owner and depository participant, ‘Risk Disclosure Document’
‘Additional risk disclosure documents’ for options and ‘Guidance Note’ including commodities, ‘Rights And Obligations of the Clearing
Member/Participant and its client in relation to the Securities Lending And Borrowing Scheme’, ‘Additional risk/obligation/liability statement
in case of trading through wireless technology/Smart Order Routing/Mutual Funds on Exchange platform’, ‘FAQ on Anti Money laundering
(AML)’ and nomination. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed
that the standard set of documents has been displayed for Information on Company’s designated website www.kotaksecurities.com at http://
kotaksecurities.com/ksweb/Important-Policies.
4. The rules and regulations of the Depository and Depository Participants pertaining to an account which are in force now have been read by
me/us and l/we have understood the same and l/we agree to abide by and to be bound by the rules as are in force from time to time for
such accounts.
5. I/We understand that I can submit either of the following document copy as an address proof for registration.
a. Voter ID Card, b. Driving License, c. Passport, d. Aadhaar Card, e. Utility Bills etc. I willingly give my consent to Kotak Securities Limited to
Ver 3/18-19/271119
accept copy of my Aadhaar card and proceed with the referred application.
Client Signature (1st Holder) Client Signature (2nd Holder) Client Signature (3rd Holder)
c c c
This document is digitally signed.
4 4 4
13 9 9
Please refer to Annexure A for digital

signature.
Note: You can view the copies of your executed client registration form (KYC) and other documents on www.kotaksecurities.com from 5.00 pm to 8.00 am post login to your account or you will
receive the copies of Client Registration Form and other documents executed by you along with welcome letter, as per your preference. It is your responsibility to check, scrutinize the said forms and
documents and intimate discrepancies, if any to KSL immediately.
13
216119 21312050697151 MANDATORY
PART C: Common Nomination form for Trading & Demat Account Please tick (9) any one
FI/We wish to make a nomination. [As per NSDL Form 10 details in case of demat account] FTrading FDemat
Number of Nominees : 1. F 2. F 3. F
✔ l/We do not wish to make a nomination. [Strike off the nomination details below]
F FTrading FDemat
(Nomination can be made upto three nominees in demat account however for trading account only single person mentioned in
Details of 1st nominee will be considered)
I/We wish to make a nomination and do hereby nominate the following person(s) who shall receive all securities held in the Depository
by me / us in the said beneficiary owner account in the event of my / our death.
Nomination Details
Details of 1st Nominee Details of 2nd Nominee
Name (Mr./Ms.) ______________________________ Name (Mr./Ms.) _______________________________
__________________________________________ ___________________________________________
Share of Nominee-100% (in trading a/c) Equally F Share of each Nominee(s)
Share of each Nominee(s) if not equally,
please specify
(in demat a/c) percentage_____% if not equally, please specify percentage ____________%
Any odd lot after division shall be transferred to the first nominee mentioned in the form
Relationship with the Applicant (If Any) _______________________ Relationship with the Applicant (If Any) _______________________
Address ____________________________________ Address ____________________________________
_____________________ PIN Code _____________________ PIN Code
Mobile/Telephone ______________________________ Mobile/Telephone ______________________________
Email ID ____________________________________ Email ID ____________________________________
(Please tick any 1 of the below (Please tick any 1 of the below
Nominee Identification Details & provide details of the same) Nominee Identification Details & provide details of the same)
FPhotograph & Signature FPhotograph & Signature
FPAN FAadhar FPAN FAadhar
FSaving Bank A/c No. FSaving Bank A/c No.
FProof of Identity FProof of Identity
FDemat Ac ID FDemat Ac ID
Below details should be filled only if nominee(s) is a minor: Below details should be filled only if nominee(s) is a minor:
Date of Birth D D / M M / Y Y Y Y Date of Birth D D / M M / Y Y Y Y
Name of Guardian (Mr./Ms.) ______________________ Name of Guardian (Mr./Ms.) ______________________
__________________________________________ __________________________________________
Address of Guardian ___________________________ Address of Guardian ___________________________
_____________________ PIN Code _____________________ PIN Code
Mobile/Telephone of Guardian_____________________ Mobile/Telephone of Guardian_____________________
Email ID of Guardian ____________________________ Email ID of Guardian ____________________________
Relationship of Guardian with nominee _______________ Relationship of Guardian with nominee _______________
Guardian Identification Details Guardian Identification Details
FPhotograph & Signature FPhotograph & Signature
FPAN FAadhar FPAN FAadhar
FSaving Bank A/c No. FSaving Bank A/c No.
FProof of Identity FProof of Identity
FDemat Ac ID FDemat Ac ID
Details of 3rd Nominee

Name of the Nominee (Mr./Ms.) ________________________________________________________________
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Share of Nominee if not equally, please specify percentage ______________% Any odd lot after division shall be transferred to the
first nominee mentioned in the form
Relationship with the Applicant (If Any) _______________________________________________
Address _________________________________________________________________________________
___________________________________________________________________ PIN Code
Mobile/Telephone No. ___________________________
Email ID _________________________________________________________________________________
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216119 21312050697151
MANDATORY
Identification details FPhotograph & Signature FPAN FAadhar
(Please tick any one of following FSaving Bank A/c No. FProof of Identity FDemat Ac ID
and provide details of same)
Below details should be filled only if nominee(s) is a minor:

Date of Birth D D / M M / Y Y Y Y
Name of Guardian (Mr./Ms.) __________________________________________________________________________
Address of Guardian _______________________________________________________________________________
_________________________________________________________________________PIN Code
Mobile/Telephone of Guardian __________________________ Relationship of Guardian with nominee __________________
Email ID of Guardian _______________________________________________________________________________
Guardian Identification Details
(Please tick any one of following FPhotograph & Signature FPAN FAadhar
and provide details of same)
FSaving Bank A/c No. FProof of Identity FDemat Ac ID
c 5 c 5 c 5
13 9 9
This document is digitally
signed.Please refer to Anneure A for
digital Signature
Signature of Witness for Nomination

Name of the Witness Address Signature of witness
Notes :
1. The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf singly or jointly.
Nonindividuals including society, trust, body corporate and partnership firm, karta of Hindu Undivided Family, holder of power of
attorney cannot nominate. If the account is held jointly, all joint holders will sign the nomination form.
2. A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall be provided by the
beneficial owner.
3. The Nominee(s) shall not be a trust, society, body corporate, partnership firm, karta of Hindu Undivided Family or a power of Attorney
holder. A non-resident Indian can be a Nominee, subject to the exchange controls in force, from time to time.
4. Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary owner account. Similarly,
the nomination in respect of the securities shall stand terminated upon transfer of the securities.
5. Transfer of securities in favour of a Nominee(s) shall be valid discharge by the depository and the Participant against the legal heir.
6. The cancellation of nomination can be made by individuals only holding beneficiary owner accounts on their own behalf singly
or jointly by the same persons who made the original nomination. Non- individuals including society, trust, body corporate and
partnership firm, karta of Hindu Undivided Family, holder of power of attorney cannot cancel the nomination. If the beneficiary owner
account is held jointly, all joint holders will sign the cancellation form.
7. On cancellation of the nomination, the nomination shall stand rescinded and the depository shall not be under any obligation to
transfer the securities in favour of the Nominee(s).
8. Nomination can be made upto three nominees in a demat account. In case of multiple nominees, the Client must specify the percentage
of share for each nominee that shall total upto hundred percent. In the event of the beneficiary owner not indicating any percentage of
allocation/share for each of the nominees, the default option shall be to settle the claims equally amongst all the nominees.
9. On request of Substitution of existing nominees by the beneficial owner, the earlier nomination shall stand rescinded. Hence, details
of nominees as mentioned in the FORM 10 at the time of substitution will be considered. Therefore, please mention the complete
details of all the nominees.
10. Copy of any proof of identity must be accompanied by original for verification or duly attested by any entity authorized for attesting
the documents, as provided in Instruction List.
11. Savings bank account details shall only be considered if the account is maintained with the same participant.
12. DP ID and client ID shall be provided where demat details is required to be provided.
Ver 3/18-19/271119
13. All communication shall be sent at the address of the Sole/First holder only.
14. Thumb impressions and signatures other than English or Hindi or any of the other language not contained in the 8th Schedule of
the Constitution of India must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate.
15. Strike off whichever is not applicable.
16. For receiving Statement of Account in electronic form:
I. Client must ensure the confidentiality of the password of the email account. II. Client must promptly inform the Participant if the
email address has changed. III. Client may opt to terminate this facility by giving 10 days prior notice. Similarly, Participant may
also terminate this facility by giving 10 days prior notice.
15
21312050697151
MANDATORY
Address : Kotak Infinity, 8th floor, Building No 21, Infinity Park, Off Western Express Highway,
Gen A.K. Vaidya Marg, Malad (E), Mumbai - 400097. Tel - 91-22-4285 6825
Additional details for clients opting for commodity (Individuals)

Commodity Client Type :
✔
 Individual  NRI PMS Clients  Eligible Foreign Entity (EFE-I)-Individuals
Commodity Client Category: (For details please refer description on page no. 2)
 Physical Commodity Trader  Processor/Miller  ✔ Retail – Individual  Farmer  Foreign Portfolio Investor-1
 Foreign Portfolio Investor-2  High Networth Individuals
Field Name Description Please tick relevant boxes for your categarization against commodities in which
you wish to trade.
Others - apart from
Value Chain Foreign Others -
Field Name Farmers Retail Individuals
Participant (VCPs) Participant Retail Individuals
(please specify)
ALUMINIUM
BRASS
CARDAMON
CASTORSEED
COPPER
COTTON
CPO
CRUDE OIL
GOLD
LEAD
MENTHAOIL
NATURAL GAS
NICKEL
PEPPER
REDPMOLEIN
SILVER
ZINC
NKRISHI
BARLEYJPR
CHANA
COCUDAKL
DHANIYA
GUARGUM5
GUARSEED10
JEERAUNJHA
KAPAS
MAIZEKHRIF
MAIZERABI
MOONG
PADYPB1121
RMSEED
SUGARM
SYBEANIDR
SYOREF
TMCFGRNZM
WHEATFAQ
BAJRA
MCXBULLDEX
MCXMETLDEX
RUBBER
Or ✔
 I declare that I am categorized under option ‘Others’ for each of the commodity mentioned above.
Client Name & Signature
EFE (Eligible foreign entity) - This document is digitally

signed.Please refer to Anneure
If EFE ‘YES’ Please mention LEI (Legal entity identification)__________________ A for digital Signature
1
21312050697151 MANDATORY
MANDARORY
Client Category : Description :

Farmers/FPOs It includes participants such as farmers, farmers’ cooperatives, Famers Pro-
ducers Organisations (FPOs) and such entities of like nature. FPO / Farmers
consists of collectivization of Producers especially small and marginal farmers
Value chain participants (VCPs) It includes participants such as Processors, Commercial users as Dal and Flour
Millers, Importers, Exporters, Physical Market Traders, Stockists, Cash & Carry
participants, Produces, SMEs/MSMEs & Wholesalers etc., but exclude farm-
ers/FPOs.
Foreign participants It includes participants such as Eligible Foreign Entities (EFEs), NRIs etc. which
are allowed to trade in commodity derivatives markets.
Others All other participants which cannot be classified in the above categories.
Physical Commodity Trader Traders who trade in physical market such as Stockiest, Cash & Carry partici-
pants, Wholesalers, Importers, Exporters etc.
Processor/ Miller Involved in Processing of commodities such as Dal & Flour millers, Sugar mill-
ers, Oil processors
Retail Individual Clients who does not fall in any category
Gold_ETF (Voluntary)
✔ I opt in to participate in Kotak Securities Ltd (KSL) “Trading and Settlement Awareness Program (TSAP)” where I may receive one unit of
Gold ETF in my account, at no addition cost/charges to me. This is being done for settlement awareness and my
familiarization of the process. I understand that KSL may purchase the said ETF, at KSL’s own discretion, within a period of 90 days (Or as
decided by Kotak Securities) from the date of account opening.
“I do not wish to be part of the above offer and do not wish to purchase an unit of the said ETF.

C
digital Signature
21312050697151 MANDATORY
TARIFF SHEET
I, hereby, consent to the following charges:

0 Inclusive
Account Opening Fee – ________+ GST of GST
Brokerage Rates:
Transaction type Brokerage

1
Intraday1 (All Segments) FREE
2
Super Multiple22 and MIS2 Rs. 20 per executed order
Delivery (Equity, Commodity) 0.25%
1
Intraday trades are trades which are squared off on the same day and for which you would be required to provide at least exchange
prescribed margins. The choice to square off the trade is at your discretion. If you wish to carry-forward your Futures & Options position,
you can do the same by paying a flat brokerage of Rs 20 per executed order.
2
Kindly refer to our website for information on Super Multiple and MIS.
Terms & Conditions:

1. Minimum brokerage of Rs. 20 per executed order will be charged for Equity Delivery transactions.
2. Expiry/ exercise or assignment trades will be charged Rs. 20 per executed order.
3. Additional brokerage of Rs. 50 per executed order will be charged for orders placed through dealers/ customer service executives and
trades squared off by Kotak Securities.
4. Processing fee for Securities Lending & Borrowing Mechanism (SLBM) will be 15% of lending & borrowing fee, subject to minimum of 10
paise per share.
5. For all free intraday trades, a nominal charge of 1 paisa per scrip/underlying will apply.
6. Brokerage will not exceed the rates specified by SEBI and the Exchanges.
7. STT, CTT, GST and all other applicable exchange/ regulatory/ statutory charges/ taxes will be levied as per applicable rates.
Interest rates:
Description Interest Rates

Stock used as Margin 0.025% per day
Margin Trading Facility1 (MTF) 0.04% per day
For Delayed Payments 0.05% per day
Interest would be charged on a monthly basis
1 Kindly refer to our website for information on Margin Trading Facility (MTF).
For Office use only:
DP Rate Code Product Code Cash Derivative Currency Commodity

OV MI 20113 66531 66531 2815

C
digital Signature
21312050697151
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21312050697151
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20
216119 21312050697151 VOLUNTARY
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c
21
216119 21312050697151 VOLUNTARY
Terms and Conditions for placing ‘Execution Only’ order by clients
In line with SEBI Circular for Mutual Funds (MF) dated August 22, 2011, the Client who places the order for purchasing MF
with Kotak Securities Limited (KS) under ‘Execution Only’ category agrees and confirms as under;
1. That I/we has read and understood the terms, conditions, details, rules and regulations governing the scheme and
the content of the Scheme Information Document (SID) / Statement of Additional information (SAI), Key Information
Memorandum (KIM) etc. of the MF scheme.
2. That the Order for the purchase /sale of units of MF scheme(s) shall be on the basis of his/its own analysis and under
the category “execution only”.
3. That KS is a distributor of mutual funds of various Asset Management Companies (AMC’s) including Kotak Asset Man-
agement Company Ltd which is a group company.
4. That KS is entitled to receive Commission for the Schemes of various Mutual Funds as distributor from various Asset
Management Companies.
5. That (For NRIs only) he/she/it is a Non Resident Indian or origin and that has remitted the funds from abroad through
approved banking channels or from funds in his/her/its Non Resident External / Non Resident Ordinary / FCNR ac-
count.
6. That he/she/it shall abide by the terms and conditions, circulars / notices issued thereunder by the Exchanges/AMC
and shall ensure compliance with the requirements as may be specified from time to time by Securities and Exchange
Board of India and Association of Mutual Funds of India (AMFI) and any other laws in force.
7. That he/she/it has read and understood the risks involved in investing in Mutual Fund Schemes.
8. That he/she/it shall be wholly responsible for all his/her/its investment decisions and instruction.
9. That the details of AMC’s for whom KS is a distributor are given below
10. I/We confirm that details provided by me/us are true and correct. I/We has/have invested or desirous to invest in the
Scheme (s) Mutual Fund under Direct plan and agree to comply with the terms and conditions of the Scheme related
documents.
11. I/We hereby give you my/our consent to share/provide the transactions data feed/portfolio holdings/NAV etc. in re-
spect of my/our investments under Direct Plan of all Schemes managed by you, to the above mentioned R/A.
Axis Mutual Fund, Aditya Birla Sun Life Mutual Fund, BNP Paribas Mutual Fund, Canara Robeco Mutual Fund, DHFL Pramer-
ica Mutual Fund, DSP Blackrock Mutual Fund, Franklin Templeton Mutual Fund, HDFC Mutual Fund, HSBC Mutual Fund,
ICICI Prudential Mutual Fund, IDFC Mutual Fund, JM, Financial Mutual Fund, Kotak Mahindra Mutual Fund, L&T Investment
Mutual Fund, LIC Mutual Fund, Principal Mutual Fund, Reliance Mutual Fund, Religare Invesco Mutual Fund, SBI Mutual
Fund, Sundaram Mutual Fund, Tata Mutual Fund, UTI Mutual Fund, Mirae Asset Global Investments (India) Pvt. Ltd.
Client Name: __________________
Client Code: __________________
Client Signature
Ver 3/18-19/271119
22
21312050697151
MANDATORY
POLICIES & PROCEDURE FOR CLIENT DEALINGS brokerage rate shall be within the permissible limit set by SEBI/Exchanges
(currently the same is 2.5% of turnover).
A. Refusal of orders/restrictions on trading in penny stocks and illiquid
stocks: D. Imposition of penalty/interest on debit balance:
We define penny stocks as those stocks where the market price is below or close KSL requires all its clients to make the payment towards outstanding arising out
to par, with the company financials being weak with indicators such as loss, of trades and/ or ancillary services availed by the client on or before due date.
accumulated losses, low sales revenue, low or negative net worth, signs of In case of outstanding in account, penal interest will be levied on the client to deter
inactivity in the company, which are having very less value. KSL may from time to them from delaying the payment in future. The company may determine the rate of
time identify such stocks and put trading restriction on the trades in such penny interest to be charged, at its sole discretion and same will be communicated in
stocks. In addition to these stocks KSL may also include other stocks in the list of debit note sent to the clients. KSL may reduce the interest rate at its sole
restricted stocks such as stocks in Z category, Trade to Trade Settlement or TS discretion and revised interest rate will be communicated through email and or
category, the scrips which are included in the list of illiquid scrips by the SMS and will be reflected in the debit notes. However, any increase in rate of
exchange/s or any other scrip which KSL deem fit for the purpose putting trading interest from the rate of interest previously charged to the client will be done with
restriction. advance notice of 15 days to the client. Interest will be calculated considering
The restriction on above stocks may be as to the price, quantity or mode of balance lying across all exchange and segment on any given day.
placement of orders. Accordingly KSL reserves the right to disable certain scrips Margins provided by the client in the form of funds and or securities shall be
for trading on online trading facility/ Authorised Person/branch trading terminals interest free and KSL shall not be liable to pay any interest on the same. Any
or put quantity or price restrictions while putting trade orders. In such case, client amounts which are overdue from the Client towards trading either in the cash or
may be allowed to place the trades subject to certain restrictions, through KSL’s derivative segments or on account of any other services availed by the client
centralized dealing desk after enhanced due diligence of the orders. including depository services among the other services etc from KSL will be
In case of clients using Internet trading facility, they may not find the scrip name or charged interest on debit balance at the rate mentioned as per Tariff Sheet/
may not be able to place any order in the scrip, if such scrip is one of the restricted Charges for Other Services or such other rate as may be determined by KSL. KSL
scrips. A client can enquire with KSL’s dealer or customer service executive about will directly debit the same to the account of the Client at the end of each month.
any trading restriction on any scrip.
The above referred restrictions are placed on the trading activities of the client as E. The right to sell clients’ securities or close clients’ positions, without
these stocks are exposed to price rigging and other market manipulative giving notice to the client, on account of nonpayment of client’s dues
activities. Further, KSL as a member of the stock exchanges is expected to have (This shall be limited to settlement/margin obligation/debit balance
proper surveillance and monitoring mechanism on the trading activities of their of client)
clients, particularly on penny and illiquid scrips. In accordance with SEBI circular dated June 20, 2019 and subsequent FAQs
Clients may note that KSL shall have right to reject the orders placed by the Client issued by the exchanges on handling of client’s Securities, KSL require to
and/or put circuit breakers to discourage trades getting executed at unrealistic transfer the client’s securities received in payout to client’s demat account
prices from the current market price of the security or prohibit the Client from within one working day. In case the securities received in payout are not paid in
trading in illiquid securities which creates artificial liquidity or manipulates prices full, then KSL may retain transfer those securities in “Client Unpaid Securities
or to discourage Client from cross/ synchronized trading and KSL shall not be Account (CUSA)” or transfer those securities to the client’s demat account in
liable for any loss arising out of non acceptance or rejection of the Client orders for accordance with Risk Management (RMS) policy of KSL.
any such reason if the Client fails to give sufficient reason for placing such orders. As per the RMS policy, in case the client has not provided POA on demat account in
favour of KSL, then in the normal course of business, the securities purchased by
B. Setting up client’s exposure limits : the client would be transferred to CUSA and once the dues in the client’s account
KSL may from time to time at its sole discretion, impose and vary the limits on the are cleared the securities will be transferred to the client’s designated demat
orders that client can place through it (including but not limited to exposure limits, account. In case of nonpayment of dues, securities may be disposed off within 5
turnover limits, limits as to number, value and/kind of securities/ contracts in trading days from the date of payout and any excess securities, would be
respect of which buy or sell orders can be placed). KSL may need to vary or reduce transferred to the client’s designated demat account.
the limits or impose new limits urgently on the basis of its risk perception and Further, in case the client has provided POA in favour of KSL on the client’s demat
other factors considered relevant and KSL will make all necessary attempts to account, KSL may transfer the securities purchased by the client, in the client’s
inform clients of such changes. designated demat account on the settlement day despite outstanding dues, if any.
Further KSL may as risk containment measure at any time at its sole discretion Such purchases also include the securities purchased under Margin Trading
and without prior notice, prohibit or restrict the client’s ability to place the orders facility, if any. All securities available in such POA account are considered as
or trade in all of some of securities/ contracts through member. The exposure margin. KSL reserves the right to pledge / transfer the securities from such DP
limits are generally based on the availability of the accounts to KSL’s own accounts and / or also liquidate the same in case of any
margin in the client’s account. Margin may be in the form of funds and /or in the margin requirement / to settle the dues arising from time to time.
form of securities with KSL. The client shall be permitted to trade upto a pre- The liquidation of securities would be based on various parameters including but
determined number of times of the margin (the “Multiple”) and the quantum of the not limited to liquidity, volatility, categorisation, concentration, or any single
Multiple on the margin shall be decided at sole discretion of KSL. stock or set of stocks that has value close to the amount outstanding, or based on
any corporate action that is getting triggered in the stocks held or events that
C. Applicable brokerage rate:
could trigger price fluctuation in any particular sector or a particular company.
Brokerage will be charged to the client based on the brokerage rates specified in
KSL may in its sole discretion, determine the day, time of sell and which securities
the account opening form or as per the product/ scheme opted by the client from
to be liquidated and / or which open position/s is / are to be closed out.
time to time. Brokerage chargeable to the client will also be communicated to the
Without prejudice to other rights (including the right to refer a matter to
client through the welcome letter sent at time of account opening. Based on the
arbitration), KSL would be entitled to liquidate/close out without any notice all or
value of business done by the client and risk perception, KSL may reduce the
any of the client’s position for non payment of margins or other amounts,
brokerage rate at its sole discretion. Such changed/reduced brokerage terms will
outstanding debts etc. and adjust the proceeds of such liquidation/close out, if
be communicated through the relationship manager/email communication and /
any, against the clients liability/ obligations. Any and all losses and financial
or amount will be reflected in the contract notes for future trades. However, any
charges on account of such liquidation/closing out shall be charged to and borne
increase in brokerage rate either be done with the consent of the client in writing
by the client.
or at the discretion of KSL by giving 15 days advance notice to the client. The
Company on best effort basis will try and inform the client and
216119 21312050697151
MANDATORY
give him reasonable time for payment. However it will be the Under following circumstances a client may not be allowed to take
responsibility of client to track his margins/ obligations by going further position and if required the existing position in his account
through margin statements sent to the client on daily basis. may be also be closed:
The client shall be responsible to track his shortfall daily on • If there is a continuous debit Balance in client’s account.
real time and clear such shortfall, if any, arising in his account. • If there is insufficient margin in client’s account required to
Notwithstanding hereinabove, KSL shall be entitled to liquidate/ maintain his open position.
close out all or any of the client’s positions without any notice • If client is not responding satisfactorily to the Company /
to the client during market hours in case the Client fails to pro- regulatory enquiry on trades undertaken by him explaining the
vide required margin and/or any other payment or if there is any rationale for transactions or fails to provide documents to
substantial/complete erosion of margin due to volatility in the prove beneficial ownership of shares, submit proof of income/
market. On substantial/complete erosion of margin due to Net worth etc.
any reason whatsoever, the decision of KSL shall be final and • If there is an order by SEBI or any other appropriate author-
binding on the client. The stock broker may exercise all or any ity debarring the client from dealing in securities market or an
of the above rights in such manner as the stock broker thinks order to suspend/seize client’s account.
appropriate, without demand for additional margin, security or • In case the scrip or member limits are breached or likely to be
collateral, or advance notice or advertisement, on any exchange breached in the Derivatives Market Segment.
or other market where such business can be transacted, at a • In case of dormant/inactive account and
public auction or by private sale and the stock broker may be the • At the discretion of the company by giving written notice to the
purchaser / seller for its own account. The giving of any prior client.
demand, call or notice shall not be considered as a waiver of
the stock broker’s right to exercise its rights without any such H. Temporarily suspending or closing a client’s account at
demand, call or notice. The client agrees that in case of high market the client’s request :
volatility, the stock broker may require the client to pay instanta- A client can request for temporary suspending or for permanent
neous margins in addition to the margins that may have already closing his account. For permanent closure, client has to give a
been paid by the client as per margin calls. The client agrees that notice of one month and clear the dues, if any, in his account.
the stock broker may be compelled to do so in such circumstances Client account may be suspended by the company at any time:
of market volatility, in absence of the payment of the said instan- 1. On directions received from any regulatory authorities.
taneous margins by the client, Square-off all or any Outstand- 2. If client is not responding to the queries raised by the company
ing Positions, prevent any new orders from being placed and / or related to his trade activities.
executed by the client or take such other action as the stock 3. If there is not a single active demat account linked to trading
broker thinks fit and proper. The client agrees that the stock broker account.
may in exceptional circumstances be compelled to Square-off all or 4. Due to any other non compliance observed in the account.
any Outstanding margin/ Positions or prevent any new orders from I. Deregistering a client :
being placed and / or executed by the client or take such other ac- Notwithstanding anything to the contrary stated in the arrange-
tion as the stock broker thinks fit and proper, even without calling ment, KSL shall be entitled to terminate the arrangement with
for the payment by the client, of the aforesaid instantaneous mar- immediate effect in any of the following circumstances:
gins by the client. i) If the action of the client are prima facie illegal improper or
In case the payment of margin/security is made by the client such as to manipulate the price of any securities or disturb the
through a bank instrument, KSL shall be at liberty to give the normal/proper functioning of securities either alone or in con-
benefit/credit for the same only on completion of bank junction with others;
reconciliation and realization of the fund from the said bank instru- ii) If there is commencement of any legal proceedings against the
ment etc., at its absolute discretion. Where the margin/security is client under any law in force;
made available by way of securities or in any other acceptable form, iii) On the death/lunacy or other disability of the client;
KSL is empowered to decline its acceptance as margin/security and/ iv) If the client being a partnership firm, steps taken by the client
or to accept it at such reduced value as the stock broker may deem and/or its partners for dissolution of the partnership;
fit by applying haircuts at the rate prescribed by Exchange or by v) If the client suffers any adverse material change in his/her/ its
valuing it by marking it to market or by any other method as it may financial position or defaults in any other/arrangement with
deem fit in its absolute discretion. KSL;
KSL has the right but not obligation, to cancel all pending orders vi) If there is reasonable apprehension that the client is unable to
and to sell/close/liquidate all open position/securities/ shares at the pay its debts or the client has admitted its inability to pay its
pre-defined square off time or when mark to market percentage debts, as they become payable;
reaches or crosses stipulated margin percentage, whichever is ear- vii) If the client is in breach of any terms, condition or covenant of
lier. KSL will have sole discretion to decide referred stipulated mar- this arrangement;
gin percentage depending upon the market condition. In the event viii) If the client has made any material misrepresentation of facts,
of such square off, the client agrees to bear all the losses based on including (without limitation) in relation to the security;
actual executed prices. The client shall also be solely liable for all ix) If a receiver, administrator or liquidator has been appointed or
and any penalties and charges levied by the exchange (s). allowed to be appointed of all or any part of the undertaking of
F. Shortages in obligations arising out of internal netting the client;
of trades: x) If the client have taken or suffered to be taken any action for its
KSL as member of the exchange delivers / receives reorganization, liquidation or dissolution;
securities to/from the clearing corporation on net obligation basis in xi) If the client has voluntarily or compulsorily become the sub-
respect of a settlement. In such a process, if a client, who has sold ject of proceedings under any bankruptcy or insolvency law or
securities, short delivers the securities, which are to be delivered to being a company, goes into liquidation or has a receiver ap-
another client of KSL, who has bought the same security, it is treat- pointed in respect of its assets or refers itself to the Board of
ed as internal shortage of securities. In case of internal shortages Industrial and Financial Reconstruction or under any other law
on pay in day, KSL will endeavor to buy the shares from the market providing protection as a relief undertaking;
on the payin day or on the next working day on behalf of the client xii) If the covenant or warranty of the client is incorrect or untrue in
who has delivered short and deliver the same to the client who has any material respect;
Ver 3/18-19/271119
bought them. The client who has delivered short will be debited xiii) On the order from the appropriate authority;
with the rate at which the shares were purchased or the rate at xiv) In accordance with the provisions of arrangement entered into
which the said shares were sold by him, whichever is higher. In case with the client.
KSL is unable to buy the securities as stated above, the transaction J. Policy on inactive (dormant) Account:
shall be closed-out. In order to protect the account of customer, KSL will deactivate the
G. Conditions under which a client may not be allowed trading accounts of the client, which are identified as “Dormant”
to take further position or the broker may close the on the date of review. Dormant account will be the account where
existing position of a client: there has been no trade for more than 2 years as on the review
24
216119 21312050697151
MANDATORY
date. However in case the account satisfies any one of the follow- on the website of the Company.
ing conditions, the account will not be marked as dormant even Additional Risk/Obligation/Liability Statement in the
though there has been no trading activity fora period of 2 years case of trading through Wireless Technology/Smart
before review date Order Routing
a) Client has brought in Funds/ Stocks in mapped DP account in These terms contained in the present are in addition to and concur-
last 6 months rent with the terms of Rights and Obligation prescribed the Secu-
b) Logged into online trading platform in last 6 months (Only for rities and Exchange Board of India (SEBI) wide its circular dated
Online Clients) August 22, 2011 as amended from time to time and letter contain-
c) Updated any client Master detail in last 6 months. Clients will ing additional voluntary terms and conditions. Following are the
be given advance notice before deactivation of the account. In additional features, risks, responsbilities, obligations and liabilities
case any client requests for keeping the account active, deac- associated with the securities trading using wireless technology,
tivation of account will be withheld. Once the account is de- Smart order Routing applicable to CLIENTS who wish to avail any
activated, the customer will not be able to place any orders in such facilities from the Stock Broker/MEMBER.
any trade segments. Client can get his account reactivated by
following any of the below process after due authentication: Securities Trading using Wireless Technologies (STWT)
- Call / SMS our Customer Service Executive from registered Tel- 1) The CLIENT agrees that the MEMBER shall not be liable or re-
ephone Number sponsible for non-execution of the orders of the CLIENT due
- Write an E-mail from registered E-mail ID to any link/system failure at the CLIENT/MEMBERS/EXCHANGE
- Submit physical letter of request for reactivation at any of our end.
branches. Funds and securities would be settled as per the 2) The Stock Exchange may cancel a trade suo-moto without giv-
settlement frequency chosen by the client. In case of interim ing any reason thereof. In the event of such cancellation, MEM-
request received from the client for release of funds/securities BER shall be entitled to cancel relative contract(s) with CLIENT.
before due date of running account settlement, the funds and/ 3) The information regarding order and trade confirmation shal be
or securities will be released only after Reactivation procedure provided on the device of the CLIENT in case of securities trad-
is completed as mentioned above. ing through the use of wireless technology.
4) The CLIENT is aware that as it may not be possible to give de-
K. Penal charges that may be debited to the Client’s account: tailed information on transactions/ledger/contract note etc. to
KSL reserves the right to debit client’s ledger for any penal charges the CLIENT on a hand held device e.g. mobile phones etc. mini-
that may be charged by the Exchanges/ depositories on KSL on the mum information would be given with address of the internet
client level for any default/ violation of Exchange guidelines / re- website/web page where detailed information would be avail-
quirement soccurring due to omission or commission of any act on able
the part of the client. Smart order Routing Facility (SOR)
This may include penalty for: - 1) The CLIENT is aware that SOR is available for online customers
- Short delivery of securities - Shortfall in Margin payment and the MEMBER shall route orders using this facility in a neu-
- Violation of client level - Client code modification position lim- tral manner.
its KSL shall have the right to recover such charges like any 2) The MEMBER has explained and the client has understood the
othertrade dues payable by the client and recover the same by best execution policy as mentioned below and its features for
selling his securities. SOR facility.
L. Third party funds and securities: Best Execution Policy for Smart Order Routing:
In accordance with SEBI circular dated August 27,2003, KSL Best Execution Policy sets forth policy and execution methodology
requires all its clients to make payout of funds and securities from for execution of orders for securities listed on a securities exchange
the account held in their name towards their settlement and margin within India and on specific client instruction regarding execution,
obligation. Similarly, payout of funds will be made in client’s name trading member shall endeavor to execute that order in accordance
and securities will be transferred only to demat account held in cli- with the following principle:
ent’s name and registered with KSL. Proofs regarding account being I. MEMBER shall permit Smart Order option in cash segment only.
held in client’s name i.e. copy of cheque book/bank statement in Smart order facility will not be available for After Market Or-
case of funds and copy of DP master in case of securities needs to be ders.
provided by the client. Receipt of funds/securities will be accepted ii. Using Smart Order, the CLIENT may place market order after
only from these accounts. clearance of all the risk management validations set by the
Payment made from any other account will be treated as “third MEMBER.
party”. In no circumstance, third party funds and securities will be iii. For market order, system shall send the orders to the Exchanges
accepted towards settlement and/or margin obligation. In case, KSL based on the available market depth. The order placed by the
observes that payment of funds or securities towards payin/mar- CLIENT will be splitted and sent to the Exchange where there is
gin obligation has been met from third party account, KSL reserves best rate available for a particular quantity. If prices are equal
right not to give credit of funds/ securities to client/reverse the credit in available Exchange then quantity will be the priority and sys-
given and return the same to the source account from where funds/ tem will place order on the Exchange where total quantity is
securities were received. Client will be solely liable on account of maximum for that order type.
any shortfall in meeting payin/margin obligation in this regard. 3) The CLIENT is aware that the trading member shall carry out
Wherever, client gives POA on demat account to KSL, KSL treats appropriate validation of all risk parameters before the orders
the securities lying in the account as securities margin. Therefore, are placed through the SOR system.
client needs to ensure that only securities belonging to the client 4) In case the CLIENT has availed Smart Order Routing facility he
are retained in the account and appropriate proof regarding pur- shall select the type of order he wishes to use for a particular
chase/gift etc. needs to be provided to KSL. In absence of the same, trade.
KSL reserves right to transfer the securities to source account from 5) The MEMBER shall ensure that alternative mode of trading sys-
where securities were transferred to POA demat account. In case cli- tem for eg. Call and trade facility etc. is available in case of
ent transfers securities to POA account from third party account and failure of Smart Order Routing facility.
sells the securities, KSL reserves the right to withhold the payout till 6) The MEMBER shall maintain logs of all activities to facilitate
client obtains NOC from the account holder from whose account audit trail.
Ver 3/18-19/271119
shares were transferred for sale. 7) The client shall also abide to the terms and conditions as may
be communicated regarding SOR facility from time to time or as
Kindly note that the updated policies shall be available is published on the website of the MEMBER.
c 7 c 6 c 6
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25
21312050697151 MANDATORY
Schedule of Charges for Demat Account (Resident Indian)
Schedule of Demat Charges

No Service Charges
1 Dematerialisation ` 150 per certificate + ` 50 per request (courier charges)
2 Rematerialisation ` 10 for 100 securities (shares, bonds, mutual fund units, etc.;
subject to minimum of ` 15)
3 DP Transaction Charges - Market & Off-Market Trades
a Credit transactions (Buy) Nil
b Debit transactions (Sell) 0.04% of the value of securities (subject to minimum of ` 20)
4 Annual Maintenance Charges (AMC) ` 50 per month
5 Charges for Client Master Report changes ` 50 per modification request
(Applicable for Email/ Address/ Mobile/ Bank)
6 Delivery Instruction Slip (DIS) - Reissuance ` 100 per DIS booklet + ` 50 courier charges
7 Pledge Charges (For margin purpose)
a Request ` 20 per ISIN
b Invocation ` 20 per ISIN
c Release (Un-pledge) ` 20 per ISIN
8 Pledge Charges (For non-margin purpose)
a Request 0.05% of the value of securities (subject to minimum of Rs. 30)
b Invocation 0.04% of the value of securities (subject to minimum of Rs. 30)
Notes:
• Value of transaction will be in accordance with rates provided by the Depository or actual transaction value, whichever is
higher.
• To adhere to regulatory guidelines, please place all market instructions for transfers with Kotak Securities latest by 4.00 p.m.,
at least one working day prior to the pay-in day. In addition, we also urge you to ensure that all off-market instructions for
transfers are received by us at least 24 hours prior to the execution date.
• STT, GST and all other applicable statutory taxes will be charged as per prevailing applicable rates.
• Charges to be billed on a monthly basis.
For Office use only:

DP Rate Code OV

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signature
21312050697151 MANDATORY
Charges for Other Services
Schedule of Charges for Other Services

No Services Charges
1 Auction Charges On actuals (subject to minimum of ` 20 per auction)
2 Cheque Bounce Charges ` 350 + Bank Charges
3 Research Call on SMS As per website
4 Password Printing and Dispatch Charges ` 100 per request + ` 50 courier charges
5 Product Change Charges ` 100
6 Contract Note (Digital) Free
7 Duplicate Hard Copy Contract Note on Client Request ` 20 per contract note + ` 50 courier charges
8 Digital Copy (Email) Contract Note for Current/Previous Free
Financial Year
9 Digital Copy (Email) Contract Note for years prior to Previous ` 200 per year per request
Financial Year
10 Inter-Settlement Charges 0.04% of transaction value (subject to minimum of ` 20)
11 Statement Request
a Hard Copy ` 200 per statement per year + ` 50 courier charges
b Digital Copy/Email for Previous/Current Financial Year Free
c Digital Copy for prior to Previous Financial Year ` 200 per statement per year
12 Fund Transfers through Payment Gateway
a Kotak 3-in-1 Account (Trinity a/c) Free
b via Bank Payment Gateway `9
GST and all other applicable statutory taxes will be charged as per prevailing applicable rates, over and above the charges mentioned in the table.

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216119 21312050697151
VOLUNTARY
Running Account Authorisation
28/05/2021
Dated _____________
To,
Kotak Securities limited Ref: Client code: _____________________
Dear Sir,
In order to facilitate operations of my/our trading account opened under the aforesaid client code, I/we would like to authorise
Kotak Securities Ltd. (“KSL”) to maintain a running account, instead of settlement-to-settlement clearance of funds due to me/
us. In this regard I/we hereby authorize KSL to maintain a running account in accordance with circulars/guidelines issued by
SEBI/Exchanges from time to time.
Periodic settlement as indicated by me/us below (hereinafter referred as ‘settlement period’), will be done by KSL on any day
at its discretion in 30 or 90 days, as the case may be. If my account turns into debit on any day during the settlement period,
the same may be treated as settlement of funds for that settlement period and KSL will not be required to settle the credit
if any arising subsequently during the settlement period. I/We agree that l/we shall be liable to pay the debit standing to my
account on the settlement date or any other date.
I/We agree that KSL may, at the time of periodic settlement retain funds as may be allowed by the Exchanges/SEBI, towards
margin obligations on current and future transactions and such funds towards any other unbilled services/charges for services
availed from KSL.
Further, in addition to the above, l/we authorize Kotak Securities Limited to maintain a sum of ` 10,000/- at all point of time
towards charges on my Demat account and/or other services.
I/We agree that KSL shall not be liable for any claim for loss, loss of profit, loss of interest or for any consequential, incidental,
special or exemplary damages, caused by retention/settlement of such funds under aforesaid arrangement or otherwise.
I/We am/are aware that the authorization will be in force till the same is revoked by me/us. Further I/we may revoke the
authorization any time making a valid request for revocation. KSL may release the funds to me/us on my/our on settlement
date or on request or on revocation of authority, if sufficient margins in respect of my/our trading, across the Stock Exchange(s)
and across the segment of the Stock Exchange(s) are available with KSL.
I/We am/are aware that for the purpose of settlement of funds, the mode of transfer of funds shall be only by way of electronic
transfer viz NEFT, RTGS etc.
I/We am/are aware that excess securities held in “Client Collateral/Collateral” account without pledging to Clearing Corporation
or transferring to Clearing member shall be settled/released as per the periodicity consented by me/us for the settlement of
funds post making necessary retention as per Exchange circulars.
I/We shall prefer settlement of fund at such frequency as ticked below.
Frequency Tick (9) - any one
Once in a 30 days for Cash, F&O, CDS and Commodities F
Once in a 90 days for Cash, F&O, CDS and Commodities ✔

F
On Settlement to Settlement basis in Cash and once in 30 days in F&O and CDS and Commodities F
On Settlement to Settlement basis in Cash and one in 90 days in F&O and CDS and Commodities F
Ver 3/18-19/271119

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13 This document is digitally signed.
signature.
28
21312050697151 216119 MARGIN TRADING FACILITY
216119 (MTF) Activation VOLUNTARY
Applicable for Online Clients.
Manually Allocate To Margin Trading Automatically Allocate To Margin Trading
TERMS AND CONDITIONS FOR AVAILING MARGIN TRADING 12) The MTF shall be provided only in respect of Shares permitted
FACILITY (MTF) by the SEBI/ Exchanges / KSL from time to time.
The terms and conditions prescribed hereunder form part of account 13) KSL to retain and / or pledge the securities and its corporate
opening form, shall be read in conjunction with the rights and benefits, if any, with KSL utilized for availing MTF till the amount
obligations as prescribed under SEBI circular no. CIR/ MIRSD/ 16/2011 due in respect of the said transaction including the dues to KSL
dated August 22, 2011 and the Rules, Regulations, Bye laws, Rights is paid in full by the Client.
and Obligation, Guidelines, circulars issued by SEBI and 14) KSL to hold and / or to appropriate the credit lying in the Client
Exchanges from time to time. account and/or any unutilized/ unpledged shares/ securities
lying in demat account along with all other demat accounts /
A) The Client undertakes, authorizes, confirms and agrees to/that: Mutual Funds / IPO account of the Client towards the repayment
1) Avail MTF in accordance with the terms and conditions of MTF of the outstanding dues thereof under MTF.
offered by Kotak Securities Limited (KSL). 15) Treat the securities available in demat account/s linked to
2) Give consent to the Terms and Conditions herein through email the trading account of the Client as margin towards the MTF
/ SMS from his email id / mobile number registered with KSL or availed.
by online mode by logging-in on the website of KSL in a secured 16) Ensure required margin is maintained for MTF at all point of
manner or by physical mode. time as specified by SEBI / Exchanges / KSL from time to time.
3) KSL at all times shall have the liberty to exercise its right in its 17) KSL at its sole and absolute discretion may increase / revise
sole discretion to determine the extent to which the MTF to be the limit of initial margin and maintenance margin, minimum
made to the Client. transaction amount from time to time, subject to SEBI /
4) Pay interest at the rate agreed under the voluntary terms and Exchange / KSL requirements in this respect. The client shall
conditions at the time of opening the client’s account and/or abide by such revision, and where there is an upward revision
modified and communicated from time to time by KSL. of such margin amount, the client agrees to make up the
5) If the transaction is entered under MTF, there will not be any revised margin immediately, failing which KSL may exercise its
further confirmation that it is margin trading transaction other discretion / right to liquidate the security / collateral and / or
than contract note. close out the position within 5 trading days from the day of
margin call. However, in case of shortfall in margin required for
6) Transaction/s to be considered for exposure to MTF shall be MTF positions up to Rs. 10,000, KSL may allow such shortfall to
informed to KSL in writing or in any other irrefutable mode of continue beyond 5 trading days at its absolute discretion.
communication not later than T+1 day, else the same shall be
considered under normal trading facility. Additional exposure 18) Make good deficient margin / margin call by placing the
over debit balance (arising out of trade executed under normal further margin immediately, failing which KSL may exercise its
trading facility), beyond fifth trading day reckoned from pay- discretion / right to liquidate the security / collateral and / or
in date, may be granted under MTF to the extent the Client is close out the position immediately depending upon the market
eligible and subject to availability of required margin. In such conditions and / or the volatility.
event, KSL in its discretion may identify the eligible/excess 19) Notwithstanding anything contained in clauses 17 and 18
securities available with the client and mark as collateral above, KSL may, in its sole discretion, determine the time of sell
towards MTF. All credit arising out of sale transaction under MTF / securities to be liquidated, and / or which contract(s) is / are to
shall be first adjusted towards the debit under normal trading be closed.
facility, if any and subject to adequate margin being maintained 20) All losses and financial charges on account of such liquidation/
for the outstanding MTF debit. closing out shall be charged to and borne by the client.
7) KSL shall not be bound to grant MTF to the Client (which decision 21) KSL may immediately without any notice liquidate the security /
shall be at the sole and exclusive discretion of KSL) and KSL collateral and or close out the position in the happening of the
shall not be required to provide any reasons thereof nor shall following events:
KSL be liable for any damages (whether direct or consequential i. if any instrument for payment of Margin Money
or whether financial or non-financial) to the Client by reason of / Monies is / are dishonoured;
KSL refusal to grant MTF to the Client. ii. if the Client violates/breach any provision of this Ar
8) Client includes Individual, Company, Partnership firm, Trust, rangement or provides any incorrect or misleading
Hindu Undivided Family, Association of Person and Body of information;
Individuals etc. iii. if the Client has voluntarily or compulsorily become
9) The dues, wherever mentioned herein, includes but not limited the subject of any proceedings under any bankruptcy
to outstanding balances, interest, statutory taxes, duties, or insolvency law or winding up or liquidation
charges, penalties etc. in respect of MTF availed by the Client. proceed ings or has a receiver or liquidator appointed
in respect of itself or its assets or makes an application
10) The terms / conditions / Obligations of the Client as amended or refers itself to any authority for being declared as
from time to time shall be irrevocable and shall not be revoked a“sick company”, relief undertaking, bankrupt or in
by the death/dissolution/ winding up of the Client. solvent or seeking financial reconstruction or any other
11) Accept all types of communications including order / trade like scheme (by whatever name called) or is dissolved
Ver 3/18-19/271119
confirmation, revision in margin, margin calls / decision to or here is a change in the constitution whether on
liquidate the position / security / collateral, Margin statements, account of the admission of a new partner or the retire
margin policies on haircuts / VAR margin, Risk management ment, death or insolvency of any partner or otherwise;
policies, Rights & obligations, allowable exposure, specific stock iv. the death, lunacy or other disability of the Client;
exposure etc. through the Client’s E-mail / SMS at the email id v. if there is reasonable apprehension that the Client is
/ mobile number of the Client registered with KSL or by way of unable to pay its outstanding dues or has admitted its
logging-in on website of KSL in a secured manner or physical inability to pay its dues, as they become payable;
mode, based on client’s preference.
29
216119 21312050697151
VOLUNTARY
vi. if the Client is convicted under any criminal law in force; 3) KSL shall monitor and review on a continuous basis the client’s
vii. if any Asset or any Security is seized or made subject positions with regard to MTF.
to any distress, execution, attachment, injunction or 4) Additional exposure over debit balance (arising out of trade
other process order or proceeding or is detained or taken executed under normal trading facility), beyond fifth trading
into custody for any reason; day reckoned from pay-in date, may be granted under MTF to
viii.default under any other arrangement or facility with any the extent the Client is eligible and subject to availability of
Stock Broker is made by the Client. required margin. In such event, KSL in its discretion may identify
the eligible/excess securities available with the client and
ix. there exists any other circumstance, which in the sole mark as collateral towards MTF. All credit arising out of sale
opinion of KSL, is prejudicial to the interests of KSL; transaction under MTF shall be first adjusted towards the debit
x. Order passed by any regulatory, courts, statutory bodies under normal trading facility, if any and subject to adequate
etc. margin being maintained for the outstanding MTF debit.
22) The MTF facility may be withdrawn by KSL, in the event of client 5) In case the client determines to convert a normal trade into MTFe
committing any breach of any terms or conditions herein or at after the issuance of contract note, KSL shall issue appropriate
any time after due intimation to the client allowing such time to records to communicate to the Client, the change in status of
liquidate the MTF position as agreed herein, without assigning transaction from Normal to Margin trading and should include
any reason. information like the original contract number and the margin
statement and the changed data.
23) In the event of termination of this arrangement, the client
shall forthwith settle the dues of KSL. KSL shall be entitled to 6) KSL when makes a ‘margin call’ to the client, shall clearly
immediately adjust the Margin Amount against the dues of indicate the additional / deficient margin to be made good.
the client, and the client hereby authorizes KSL to make such 7) Whenever securities are liquidated by KSL, the contract note
adjustment. After such adjustment, if any further amount is due issued for such margin call related transactions shall carry
from the client to KSL, the client shall settle the same forthwith. an asterisk or identifier that the transaction has arisen out of
Upon full settlement of all the dues of the client to KSL, KSL margin call.
shall release the balance amount to the client.
8) The daily margin statements sent by KSL to the client shall
24) KSL may release/ unpledged / transfer the securities utilized for identify the margin/collateral for Margin Trading separately.
MTF within 5 working days from the date of clearing the dues
to KSL. 9) Margin Trading Account where there is no transaction for 90
days and no dues outstanding from the client shall be settled
25) Lodge protest or disagreement with any transaction done under immediately.
MTF within 24 hours from the date of receipt of such document
/ statements / contract notes/ any other communications. 10) The stocks deposited as collateral with KSL for availing MTF
(Collaterals) and the stocks purchased under the MTF (Funded
26) Close / terminate the MTF at any time after clearing the dues of stocks) shall be identifiable separately and there shall not be
KSL. any commingling for the purpose of computing funding amount.
27) Any dispute arising between the client and KSL in connection 11) KSL shall close/terminate the account of the client forthwith
with the MTF, shall be referred to the investor grievance upon receipt of request from the client subject to the condition
redressal mechanism, arbitration mechanism of the respective that the client has paid the dues under MTF.
stock exchange”
12) The margin trading arrangement between KSL and the client
28) In case the securities to be deposited and / or purchased for shall be terminated; if the Stock Exchange, for any reason,
availing MTF belong to the promoter / promoter group, the withdraws the MTF provided to KSL or KSL surrenders the
client shall intimate KSL before such deposit and or purchase, facility or KSL ceases to be a member of the stock exchange.
else the same shall be treated as non-promoter holding.
13) The Client may opt to terminate the MTF in the event of KSL
29) I/ We authorize Kotak Securities Ltd (KSL) to obtain my/our credit committing any breach of any terms or conditions herein or for
report through a credit bureau chosen by KSL using my /our any other reason.
information available in their record like PAN number, date of
birth, address etc and further consents to sharing such reports 14) If the client opts to terminate the MTF, KSL shall return to the
to its affiliates and its group companies. I / We confirm that client all the collaterals provided and funded securities retained
my above consent is unconditional and shall not contravene forthwith, but not later than 5 working days from the date of
any Acts, Rules and Regulations and amendments issued by termination, on payment of all the dues by the client.
Regulator / Legislature from time to time. I /We understand 15) KSL shall not use the funds of one client to provide MTF to
and agree that KSL intends to use the credit report to evaluate another client, even if the same is authorized by the first client.
my credit history and risk related information. I / We shall not 16) Investor Protection Fund (IPF) shall not be available for
hold KSL responsible or liable for, any actions, claims, demands, transactions done on the Stock Exchange, through MTF, in case
losses damages, costs, charges and expenses etc in this regard. of any losses suffered in connection with the MTF availed by the
30) The terms and conditions and amendments made by KSL client.
from time to time is available on companies website www.
kotaksecurities.com
Client Signature
1st
B) KSL undertakes, authorizes, confirms and agrees to/that:

Ver 3/18-19/271119
1) Client shall be free to take the delivery of the securities at any

time by repaying the amounts that was paid by KSL to the
Exchange towards securities after paying all dues.
2) Client has a right to change the securities collateral offered
for MTF at any time so long as the securities so offered are
approved for margin trading facility.
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216119 21312050697151
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VOLUNTARY TERMS & CONDITIONS and hereby specifically permits the Member to do so. Such
MANU JAIN
II/We, __________________________________________ recordings may be relied upon by the Member as and when
_ required to resolve disputes in connection with the trading
(hereinafter referred to as “the Client”) am availing/going to avail transactions.
your security trading services. In pursuance thereof, I/we, hereby 6. The Client agrees that KSL reserves the right to debit the
voluntarily and unconditionally state and declare that I/we have read Client’s ledger for any penal charges that may be charged by
and understood the terms and conditions mentioned hereinafter the Exchanges/depositories on the Member on the Client level
governing securities trading and broking services of Member i.e. for any default/violation of Exchange rule/regulations/ bye laws/
Kotak Securities Limited: circular/ guidelines/requirements occurred due to omission
1. The Client agrees to keep the Member updated of his financial or commission of any act on the part of the Client. This may
status by providing net-worth certificate/ copy of IT returns include penalty for short delivery of securities, violation of the
/ Balance Sheet and other financial statements / Demat client level position-limits, shortfall in margin payment, client
statement, at regular intervals as may be required by Member code modification, the Member shall have the right to recover
from time to time and in any event at the end of each financial such charges like any other trade dues payable by the client
year failing which the Member has the right to take such and recover the same by selling the Client’s securities.
action as it deems fit including termination of the service. 7. The Client consents to sharing Information relating to his
2. The Client understands that the Member carries out trading account with the Banks /Financial Institutions from
fundamental and trading research/notes/trading calls/technical which the Member has borrowed funds to meet the pay-in
calls, particularly on companies, industry, stock markets, and obligations of the Client, in case of delayed payment.
economy from time to time (collectively hereinafter referred to 8. The Client agrees and authorizes the Member to transfer the
as “material”). Further, the Client confirms that said material is credit lying in any segments/exchange of the Client’s ledger to
not an offer or the solicitation of an offer to buy any security and another ledger of the said client maintained by the Member for
by sending this material on request, the Member or any of its different segments/ exchanges as per requirement of funds.
officers, directors, personnel and employees shall not be liable Further, the Member may consider the credit lying in ledger
for any loss, damage of any nature, including but not limited to of any segment/exchange of the Client as margin towards
direct, indirect, punitive, special, exemplary, consequential, as any position/exposure taken by the Client in other segment /
also any loss of profit in any way arising from the use of this exchange.
material in any manner. The Client is aware that the investments 9. The Client confirms, agrees and authorizes the Member to send
discussed in the said material are general recommendations the contract note/trade confirmations of the trades executed,
and may not be suitable for all investors. The Client shall, bills, margin statements, and account statements or such other
therefore, before dealing and/or transacting in any of the data relating to his trading account with the Member and also
products referred to in the said material, make his/her/its own authorises the Member in its capacity as Depository Participant
investigation, seek appropriate professional advice. The Client to send all bills and/or transactions statements, client master
shall be fully responsible/ liable for all decisions on investments report, schedule of charges, communication and information
/disinvestments taken by him/her/it on the basis of the said through electronic mail to his/her/its e-mail address as may
material. The Client understands, confirms and agrees that be intimated by the Client to the Member. The Client agrees
the Member may discontinue providing such material and that that the Member fulfils its legal obligation to deliver to the
Member shall have no responsibility to update any information Client any such document if sent via electronic delivery. The
provided to the Client nor does the Member represents that the Client agrees that the log report generated by the system at
information provided in the said material is complete. Further by the time of sending of the contract notes or other documents
providing such material, the Member is not acting as a portfolio shall be treated as the acknowledgment and confirmation of
or financial advisor nor does the Member assumes any fiduciary receipt of contract notes and such other documents by the
duties. Client. The client understands that it is his/her/its responsibility
3. The Client confirms that if any transaction(s) through the to review, upon first receipt, whether delivered to the client by
Member has/have been executed on behalf of the Client by mail, by e-mail (including any auto replies from the system
any other person, not intimated to the Member and the same of the Member), or other electronic means, all confirmations,
has/have been accepted by the Client from time to time on the statements, notices, bills and other communications. The
basis of the contract note(s)/bills/any other correspondence client shall bring any dispute arising from such documents/
dispatched/ communicated to the Client by the Member statements to the notice of the Member within 7 working days
and/or by part or full settlement of the said transaction(s) by from the date of receipt of such document/ statement, as the
the Client, then such transaction(s) shall be deemed to be case may be. The Member may on request by the Client, send
executed by the person authorised by the Client and the Client hard copies of the contract notes or such other documents.
hereby agrees to ratify and accept all such or other actions of Further non-receipt of bounced mail notification by the Member
such persons and undertakes to meet all obligations arising shall amount to delivery of all communication at the e-mail ID of
from such transaction(s). the Client. I/We undertake to inform the member in case there
4. The Client agrees and confirms that the Member may appoint is a change in my/our e-mail ID registered with the member,
agents, credit bureau for carrying out the acts mentioned in by filling up the necessary forms as required by the member
or in relation to rendering its services. The Client consents to and further confirm and declare that member shall not be held
sharing of his/its account related information, reports issued liable for any non-receipt of Electronic Communication due to
by such credit bureau to the authorised agents, appointed by change in e-mail address at my/our end without intimating
Ver 3/18-19/271119
the Member or its affiliates and its group companies. I / We the member as above. I/We further understand and agree
confirm that my above consent is unconditional and shall not that Member shall not take cognizance of Out of Office/Out of
contravene any Acts, Rules and Regulations and amendments Station replies and I/we shall be deemed to have received all
issued by Regulator / Legislature from time to time. such mails.
5. The Client is aware that the Member has an option to tape- 10. The Client is aware that as per the RBI guidelines the Foreign
record the conversations between the Client’s representative Institutional Investors (Flls), Non-Resident Indians (NRIs), and
and the Member, either personally or over the telephone, Persons of Indian Origin (PIOs) are allowed to invest in the
secondary capital markets in India through the portfolio
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216119 21312050697151
VOLUNTARY
investment scheme (PIS). Under this scheme, Flls/NRIs can account of the Member with the Relationship Bank by means of
acquire shares/ debenture of indian companies through the a fund transfer. Similarly in the case where the Client makes an
stock exchanges in India. These investments are governed and order for sale of securities the Member would credit the account
monitored on daily basis by the Reserve Bank of India (RBI), of the Client with the Relationship Bank by means of a fund
On reaching the aggregate ceiling limit as fixed by RBI from transfer on the pay-out date of the relevant exchange on which
time to time, the RBI advises all designated bank branches the sale transaction is carried out. The Member expressly states
to stop purchases on behalf of their Flls/NRIs/PIOs clients. that the payment gateway mechanism is a service offered by
The Reserve Bank also informs the general public about the the Banks with whom the Member has established relations for
‘caution’ and the `stop purchase’ in these companies through facilitating the transfer of funds between the Client’s account
a press release. If the Client is an FII/NRI/ PIO, the Client hereby and the Member’s account. The Member expressly excludes
acknowledges that he/she is aware of the RBI guidelines in liability for consequential loss or damage or loss of profit,
relation to his investments in the secondary market in India. business, revenue, goodwill or anticipated savings which may
The Client hereby agrees to keep himself/herself abreast of arise in respect of (i) the payment gateway services offered by
the ceiling limits on investments as published by RBI from time such Banks and (ii) the Payment Mechanism;
to time and also agrees that he/she shall immediately reverse 15. The Client hereby acknowledges that it/he/she is availing
his/her transaction, if such transaction breaches the ceiling the Payment Instruction Service at it/his/her risk. These risks
limits as imposed by RBI. In case the Client does not/ is unable would include but not be limited to the following risks:
to reverse such transaction immediately, the Client authorizes (a) Misuse of Password: The Client acknowledges that if
the Member to do so under intimation to the Client. any third person obtains access to their password of the
11. The Client agrees and confirms that though orders are generally Client, such third person would be able to provide Payment
routed to the market place immediately after the time the order Instructions to the Member. They shall ensure that the terms
is placed by the Client on the system there may be a delay and conditions applicable to the use of the password as
in the execution of the order due to any link/system failure at contained in the Electronic Payment Gateway for Net Banking
the Client/Member/Exchange’s end. ed directly or indirectly by Terms and Conditions are complied with at all times.
government restriction, exchange The Client hereby specifically (b) Internet Frauds: The Internet per se is susceptible to a
indemnifies and holds the Member harmless from any and number of frauds, misuse, hacking and other actions, which
all claims, and agrees that the Member shall not be liable for could affect Payment Instructions to the Member. Whilst the
any loss, loss of profit, actual or perceived, caused directly Member shail aim to provide security to prevent the same,
or indirectly by government restriction, exchange or market there cannot be any guarantee from such Internet frauds,
regulation, suspension of trading, war, strike, equipment failure, hacking and other actions, which could affect Payment
communication line failure, system failure, security failure on Instructions to the Member. The Client shall separately evolve/
the Internet, shut down of systems for any reason (including evaluate all risks arising out of the same.
on account of computer viruses), unauthorised access, theft or (c) Mistakes and Errors: The filling in of applicable data for
otherwise or any problem, technological or otherwise, that might transfer would require proper, accurate and complete details.
prevent the Client from contacting. For instance, the Client is aware that they would be required
12. The Client further confirms and agrees that Client will not be to fill in the account number of the Member to whom the
compensated by the Member for any “lost opportunity” viz. funds are to be transferred. In the event of any inaccuracy
notional profits on buy/ sell orders which could not be executed in this regard, the funds could be transferred to incorrect
due to any reason whatsoever, including but not limited due to accounts and there is no guarantee of recovery thereafter. The
time lag in the execution of the order or the speed at which Client shall therefore take all care to ensure that there are
the system of the Member or of the Exchanges is operating, no mistakes and errors and that the information given by the
any shutting down by the Member of his/her/its system for any Client to the Member in this regard is error free, accurate,
reason or the Member disabling the Client from trading on its proper and complete at all points of time. On the other hand
system for any reason whatsoever. in the event of account receiving an incorrect credit by reason
13. The Member does not guarantee, and shall not be deemed of a mistake committed by some other person, the Member or
to have guaranteed, the timeliness, sequence, accuracy, the bank shall be entitled to reverse the incorrect credit at any
completeness, reliability or content of market information, or time whatsoever without the consent of the Client. The Client
message disseminated to the Client or the execution of the shall be liable and responsible to the Member and accede to
orders placed by the Client. The Member shall not be liable accept the Member’s instructions for any unfair or unjust gain
for any inaccuracy, error or delay in, or omissions of, 1) any obtained by the client as a result of the same.
such data, information or messages, or 2) the transmission or 16. The Member may suspend or terminate Electronic Payment
delivery of any such data, information or messages, due either Gateway for Net banking facilities without prior notice.
to any act or omission by the Member or to any “Force Majeure” 17. For the purposes of these Terms, it is presumed that the
event (e.g. flood, extraordinary weather condition, earthquake or Client has all the necessary and compatible infrastructure
other any act of God, fire, war, insurrection, riot, labour dispute, ready at its end for the purpose of accessing the website of
accident, action of government, communication, power failure, the Member or availing Wireless technology/Internet/ smart
shut down of the systems for any reason (including on account order services provided of the Member (prior to accessing
of computer viruses), equipment or software malfunction); or the services provided pursuant to these Terms). The Member
otherwise or any cause within beyond the reasonable control will not (and shall not be under any obligation to) assist the
of the Member 3) cancellation or non execution of the order Client in installing the required infrastructure or obtaining the
Ver 3/18-19/271119
placed by the Client with the Member. necessary equipment, permits and clearances to establish
14. The Client understands that the Member has relationship with connectivity or linkages to the website of the
one or more banks (the “Relationship Banks”). The website 18. The Client acknowledges that the software and hardware
of the Member has a payment window through a link to the underlying the Member’s Wireless technology/Internet/ smart
website of the Relationship Bank, which provides the facility. In order relate software which are required for accessing the
such a case, the Client would make the payment for securities aforesaid services of the Member are the legal property of the
purchased by him/her/it by crediting the purchase amount respective Vendors/Member. The permission given by the
(along with the indicated brokerage amount) directly to the
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216119 21312050697151
VOLUNTARY
Member to access its website will not convey any proprietory 25. The client hereby authorises the member to obtain his Bank
or ownership rights in the above software hardware. The account statement from Kotak Mahindra Bank Ltd, in case
Client agrees not to attempt to modify translate, disassemble, his bank account is linked with Kotak Securities Limited, on a
decompile or reverse engineer the software/hardware periodic basis for the purpose of updating financial details and
underlying the Member’s website or create any derivative confirms that he has no objection to Kotak Mahindra Bank Ltd
product based on the software /hardware. for sharing his Bank account statement with Kotak Securities
19. The Client agrees and confirms that Member owns (or has Limited.
a licence for) all copyrights, database rights and all similar 26. The client confirms, agrees and authorizes the member to
rights for this website and all trademarks and other materials make available the details of Demat and Trading account with
used on this website. The information may not be reproduced, member on Kotak Mahindra Bank Limited’s digital platforms
distributed, transmitted to any person or incorporated into any after due authentication in case my/our bank account with
other document without Member’s prior written consent. The Kotak Mahindra Bank Limited has been linked at the time of
Client agrees that each participating Exchange or association account opening or otherwise. The client further understands
or agency asserts a proprietory interest in all of the market that all demat and trading account details displayed on digital
data it furnishes to parties that disseminate the said data. platforms of Kotak Mahindra Bank’s are updated as provided
The Client shall use real-time quotes received on the website by KSL. The client is aware that in case of any discrepancy in
of the Member only for the Client’s individual use and shall the information/transaction in Kotak Securities’s Demat and
not furnish such data to any other person or entity. The Client Trading account(s), the client needs to contact member only
is authorized to use materials which are made available by and not Kotak Mahindra Bank Ltd.
the Member’s website for the Client’s own needs only, and 27. Notwithstanding anything contained in this arrangement or any
the Client is not authorized to resell access to any such other document / arrangement, the client agrees and confirms;
materials or to make copies of any such materials for sale in respect of individual Client’s - himself and in respect of
or use to and by others. The Client shall not delete copyright non-individual client’s – itself, its directors and assignees,
or other intellectual property rights notices from printouts of (collectively “Client”), present and future liability/ies to the
electronically accessed materials from the Member’s website. Member, its affiliates, group entities, associate entities, parent
20. The Client acknowledge that Member has the right to entities, subsidiaries (Collectively “Kotak Group”), whether
suspend operation of the website and online systems at any under this document or under any other obligation/loan/
time (including in the opinion of the Member, some threat is facilities/borrowings/document, whether such liabilities are/be
poses to any system or part of any system). The Client also crystallized, actual or contingent, primary or collateral or several
acknowledges that Member will be able to suspend the or jointly with others, whether as principal debtor and/or as
operation of website and online systems at regular intervals guarantor and/or any liability/ demand arising out of regulatory
for periodic maintenance and administration tasks. If online directions / orders or otherwise howsoever (collectively
system is unavailable through a technical fault Client can avail “Liabilities”), each of the Kotak Group Entities shall in addition
Call-And-Trade facility during normal trading hours. to any general lien or similar right (to which any of them as
21. The Client understands and accepts that the Member has the intermediary or bankers or financial institutions may be entitled
absolute discretion to amend or supplement any of Wireless by law, practice, custom or otherwise), have a specific and
technology/ Internet/smart order usage terms at any time and special lien on all the Client’s present and future stocks, shares,
will give prior notice of 15 days for such changes. Changed mutual fund units, securities, property, book debts, all moneys
Terms and Conditions shall be communicated to the Client in all accounts whether trading, current, savings, overdraft,
on the Member’s website and by other acceptable modes fixed or other deposits, loan accounts, held with or in custody,
of communication. By using the services, the Client shall be legal or constructive, with the Kotak Group Entities, now or in
deemed to have accepted the changed terms of usage of future, whether in same or different capacity of the Client, and
trading through Wireless Technology / Internet / Smart Order whether severally or jointly with others, whether for any Broking
Routing as the case may be. relationship, Borrower relationship, safe custody, collection, or
22. The Client may terminate this confirmation/ document at any otherwise; and separately, each of the Kotak Group Entities shall
time by giving a prior notice of 30 days to Member. Provided have the specific and express right, without giving notice to and
however that all the obligations of the Client prior to the without additional consent of the Client, to set-off, transfer, sell,
Termination of Voluntary Terms shall continue to subsist. realize, adjust, appropriate all such amounts in all such accounts
23. The Client confirms and agrees that in case anyone or more and deposits, shares, mutual fund, securities, amounts and
of the terms and conditions confirmed by the Client becomes property as aforesaid, for the purpose of realizing or against any
invalid, illegal or unenforceable in any respect under any of dues in respect of any of the Liabilities whether ear-marked
law, the validity, legality and enforceability of the remaining for any particular Liability or not, to combine or consolidate all
provisions contained herein shall not in any way be affected or or any of accounts of any of the Client and set-off any monies,
impaired thereto. whether of same type or nature or not and whether held in same
capacity or not including upon happening of any of the events
24. The Client is aware that KSL communicates various research
of default mentioned in any of the documents pertaining to the
reports, recommendations, trade related information, etc. vide
respective Liabilities or upon any default in payment of any part
SMS, Calls or any other mode of communications to it’s Clients
of any of the Liabilities.
with respect to trading/demat account, which are transactional
in nature, which may also qualify as commercial/promotional Kotak Group Entities shall be deemed to have and hold and
communication as per TRAI Regulations. The Client hereby continue to have first charge on any assets including any
Ver 3/18-19/271119
consents to receive all such calls and /or SMS from KSL. The deposit on which security has been/will be created in respect
Client agrees and confirms that such consent to receive all of the Loan, as security also for any of the other Liabilities; and
such calls and /or SMS from KSL overrides the DNCR (Do Not all the rights and powers vested in one Kotak Group Entities in
Call Register) registration which may have been opted by the terms of any security or charge created for the Loan shall be
Client at any point of time. The client is also aware that the available to the other Kotak Group Entities also in respect of
said consent can be revoked by giving a written instruction such other Liabilities, irrespective of the fact whether the Loan
to KSL and the revocation shall be effective within seven (7) is at any time outstanding, repaid or satisfied or not and even
working days from the date of such written instruction. after the Loan has been repaid or prepaid.
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21312050697151 VOLUNTARY
28. Notwithstanding anything contained herein above, the Client agrees and confirms
that any liability arising out of a demand / Order /Direction from the Exchange /
Depositories / Regulator / Government / Law enforcement agency or otherwise
with respect to any trades /investigation /enquiry or otherwise whether such
liabilities are/be present /future, crystallized, actual or contingent, shall be
considered as payable by the Client and the Member has absolute authority to
recover such liability like any other trade dues payable by the client by
selling/pledging the Client’s securities or by debiting the Client’s Bank account.
29. The Client confirms and agrees that he shall not have recourse to dispute
redressal mechanism / arbitration mechanism / investor protection schemes of
the Stock Exchanges / SEBI in case the client avails services under any schemes /
leagues / competitions etc offered by any third party / our group company / our
associate company.
30. The Client agrees and confirms that except for the claims/ disputes which are
subject to the Rules and Regulations of the respective exchanges on which the
trades have been executed, any and all claims and disputes arising out of or in
connection with this Arrangement or its performance shall be settled by
arbitration by a single arbitrator to be appointed by the Member. The parties agree
that the arbitration shall be held at Mumbai and the courts at Mumbai shall have
exclusive jurisdiction in relation to these present and issue ancillary to these
present. The arbitration shall be governed by the provisions of the Arbitration and
Conciliation Act, 1996.
31. The Client agrees and confirms that charges mentioned in the Tariff Sheet/
Schedule of Charges / Charges for Other Services or any such charges may be
revised at the sole discretion of KSL. The Client will be duly informed prior to
implementation of any revision in charges.

C
This document is digitally signed. Please
refer to Annexure A for digital signature
POWER OF ATTORNEY VOLUNTARY
This Power of Attorney is made at ______
Sri Ganganagarat this the ______
28/05 1. To transfer the securities held in the beneficial owner account
day of 2021
____ by _______________________________
MANU JAIN of the Client as specified in the Schedule I to this POA, towards
_________________ TO ALL TO WHOM THESE PRESENT Exchange related settlement /delivery obligations arising out
SHALL COME,I/we (hereinafter referred to as “the Client” of trade executed in the Client’s account on the Exchange
which expression shall, unless it be repugnant to meaning or through KS.
context thereof, be deemed to mean and include, where the 2. To initiate pledge in favour of KS for the limited purpose
Client is an individual or a proprietorship firm, his/her heirs, of meeting the margin obligations / settlement / delivery
executors and administrators, where the Client is a partnership obligations of the Client in connection with the trades executed
firm, the partners or partner for the time being of the said by the Client on the Exchanges through KS and to further re-
firm, the survivors or survivor of them and the heirs, executors pledge the securities in favour of Clearing Members (CM)
and administrators of the last surviving partner, their or his and /or Clearing Corporations (CC) for the limited purpose of
assigns, where the Client is the Karta of a Hindu Undivided meeting the margin obligations.
Family, themember or members for the time being of the said
Hindu Undivided Family, and their respective heirs, executors, 3. To invest and or subscribe in various products like Mutual
administrators and assigns, where the Client is a company, its Fund,Public Issued (shares as well as debentures) rights, offer
successors in title and permitted assigns, where the Client is of shares, tendering shares in open offers etc. and to redeem
the Board of Trustees of a Trust, its successors and where the same pursuant to the Instructions of the Client.
the Client is the Governing Body of a Society, the respective 4. To transfer funds from the bank account of the Client as
successors of the members of the Governing Body and any specified in the Schedule II to this POA,
new members elected, appointed or co-opted), DO SEND a. For meeting the settlement obligations of the Client and
GREETINGS: (please give residence address for individuals, or margin requirements of the Client in connection with the
office address for proprietorship and partnership and HUF and trades executed by the Client on the Exchange through KS.
registered office for companies, trusts and societies).
b. For recovering any outstanding amount due from the
WHEREAS.
trading activities of the Client through KS on the Stock
A. KOTAK SECURITIES LIMITED, (hereinafter referredto as “KS”), Exchanges.
a company incorporated under the Companies Act, 1956 and
having its registered office at 27 BKC, C27, G Block, Bandra c. For meeting obligations arising out of the Client subscribing
Kurla Complex, bandra (E) Mumbai 400051. is inter alia to such other products/ facilities/services through KS like
registered as a trading and clearing member with Bombay Mutual Funds, Public Issues (shares as well as debentures),
Stock Exchange Limited, Metropolitan Stock Exchange and rights, offer of shares.
National Stock Exchange of India Limited (hereinafter referred
to as the Exchanges), is registered with Association of Mutual d. Towards monies/ fees/ charges due from the Client to KS
Funds of India as a Distributor for distributing the schemes of (in its capacity as a stock broker and/or depository
various mutual funds. participant) arising out of the services availed by the Client
B. The Client is desirous of investing in securities ( as defined relating to stock broking and depository services.
under Securities Contracts (Regulations) Act, 1956) and other 5. To transfer securities and/or funds to the Demat account and
financial product and has entered/is in the process of entering Bank account as specified in Schedule III and IV to this POA.
into a arrangement with KS for purpose of participating in
6. To return to the Client the Securities and/or funds that may
the brokerage facilities and/or other services including but
have been received erroneously.
not limited to trading through phone broking services, being
offered by KS, through its website www.kotaksecurities.com 7. To send to the Client consolidated summary of Client’s scrip
(or through any other website as launched by KS for offering wise buy and sell positions taken with average rates by way of
the said services). SMS/e-mail on a daily basis.
C. The Client is also desirous of using his/its bank account 8. To do all such acts and things as KS may in its discretion
and/or Demat account with respect to the purposes stated considers necessary or desirable in order to exercise its
hereinabove. powers hereunder or to comply with any laws, orders, rules,
regulations or directions of any government or regulatory
D. For the purpose of availing the above mentioned service, the
or other authorities. AND I/WE DO HEREBY CONFIRM AND
Client is desirous of appointing KS through their directors and/
DECLARE THAT this Power of Attorney shall be valid, effective
or their duly authorized officers as its constituted attorney(s),
and operative till the termination of the Arrangement or any
for carrying out acts, matters and thing as required for the
arrangement(s) that I/we have entered into with KS and
purpose of meeting the settlement obligations and margin
satisfaction in full of all the obligations under the same. The
requirements of the Client in connection with the trades
powers and authorities vested in Attorney by this Power
executed by Client on the Stock Exchanges through KS.
of Attorney can be revoked at any time, even prior to the
NOW KNOW YE ALL MEN AND THESE PRESENTS WITNESSETH termination of arrangement, by written revocation request/
that I/we the Client do hereby nominate, constitute and instruction to the Attorney subject to the fulfillment of all my/
appoint KS, as my/our Attorney, (hereinafter referred to as our obligations arising under the arrangement. The cessation
“the Attorney”) acting through any of its directors and/or its of this authority shall not affect or impair any act done in
dulyauthorised officers to be my/our true and lawful Attorney exercise of these presents. AND The Client and the Attorney
for and on behalf of, to do all or any of the acts, matters and can amend Schedule I and II of these.
things and to exercise all or any of the powers and authorities
hereby specifically conferred upon KS Under these Presents
KS is empowered to do as under:
VOLUNTARY
presentby mutual consent in writing. The Client can amend AND it is hereby clarified and declared that the Attorney being a
Schedule III by prior written intimation to the Attorney or amending body corporate the powers hereinbefore granted, may be exercised
the same on the website of the Attorney www. kotaksecurities.com by any of its employee/authorized representative to whom the
through his/her/it secured login. Similarly the Attorney can amend Attorney may delegate any of the powers aforesaid and accordingly
Shedule IV by prior written intimation to the Client or amending the Attorney may appoint and remove any sub-agent or attorney
the same on its website www.kotaksecurities.com available to the from time to time as it may consider.
client through his/her/it secured login.
SCHEDULE I NSE-NSDL-Client
Detail of demat account of the client which the 26098407/IN300214 KSL
Collateral A/c
Attorney can operate. NSE-CDSL-Client
1202510000009568 KSL
Collateral A/c
Demat A/c DP ID
NSE-NSDL-Stock
Demat account to be opened through 26098835/IN300214 KSL
21312050697151 Broker-Collateral A/c
Application/Form No:
NSE-CDSL-Stock
Client ID 1202510000009553 KSL
Broker-Collateral A/c
with DP ID IN 300214 BSE-NSDL-Client
26114025/IN300214 KSL Collateral A/c
SCHEDULE II BSE-CDSL-Client
Bank Account of the Client which the attorney can operate. 1202510000009608 KSL Collateral A/c
Saving Bank A/C: With BSE-NSDL-Stock
50100277569470 HDFC BANK LTD 26113645/IN300214 KSL Broker-Collateral A/c
Saving account to
be opened through With BSE-CDSL-Stock
21312050697151
1202510000009591 KSL Broker-Collateral A/c
Application No:
NSDL-Client Margin
SCHEDULE III 26098520/IN300214 KSL Trading Securities A/c
Bank and Demat account where funds and securities can be moved. CDSL-Client Margin
Saving Bank A/C: Client ID 1202510000009572 KSL Trading Securities A/c
Demat A/c DP ID: With KSL NSDL A/c -
25898262/IN300214 KSL Pledging of Client
SCHEDULE IV Securities
Bank and Demat account of the Attorney where funds and KSL CDSL A/c -
securities can be moved. 1202510000009587 KSL Pledging of Client
Note : KSL-Kotak Securites Ltd. Securities
ICCL-Indian Clearing Corporation Ltd. TM/CM-Client
NCL-NSE Clearing Ltd. 26528649/ IN300214 KSL Securities Margin
Pledge Account
Details of Demat Accounts TM- Client Securities
CM BP ID/DP ID DP Name Description 26528657/IN300214 KSL under Margin Funding
Account
IN550379 KSL NSE-CM-Pool A/c
Corporate
IN606738 KSL BSE-CM-Pool A/c 1202510000009781 KSL
TM/CM CMPA
IN473531 KSL MSE-CM-Pool A/c
Client Securities
14804236/IN300214 KSL Client Margin A/c 1202510000009777 KSL Margin Funding
IN620031 ICCL BSE-Star MF CLG Pool Account
IN565576 NCL NSE MFSS CLG Pool Kotak Mahindra Bank Limited - Bank A/c No.
1202510000000041 KSL NSE-CDSL-CM-Pool A/c 09582540000851 2211382395
1202510000000016 KSL BSE-CDSL-CM-Pool A/c 09582000000777 2211382388
IN530824/26089554/IN300214 KSL NSE-NSDL-CUSA A/c 09582650000173 9411370887
IN610833/26093149/IN300214 KSL BSE-NSDL-CUSA A/c 09582650000160 09582650006423
1202510000009549 KSL KSL-CDSL-CUSA A/c 09582650000295 09582650006524
5313986959
We accept Kotak Securities

Client Signature (1st Holder) Client Signature (2nd Holder) Client Signature (3rd Holder) Limited (The Attorney)
c c c
216119 21312050697151
VOLUNTARY
FATCA / CRS Declaration for Individual Accounts
The information in this section is being collected because of enhancements to Co’s new account on-boarding procedures in
order to fully comply with Foreign Account Tax Compliance Act (FATCA) requirements and the Common Reporting Standards (CRS) requirements pursuant
to amendments made to Income-tax Act,1961 read with Income-tax Rules, 1962. For more information refer: http://bit.ly/29F0475 & http://bit.ly/1pXp8Bg
(We are unable to provide advice about your tax residency. If you have any questions about your tax residency, please contact your tax advisor)
1st Holder - Section I (All fields are mandatory) (Please fill in BLOCK LETTERS)
1 Trading code:
Client ID (To be provided only if demat account is with KSL)
2 Name of Account Holder MANU JAIN
3 S/O Naresh Jain 4 e 37 jawahar nagar, jindal hospital ke paas,
a. Address for Tax Residence _________________________________________________________________________________
Sri Ganganagar Rajasthan
City _____________________ State __________________ India
Country _____________________ Pin Code 3 3 5 0 0 1
(Please use this space in case you are Tax Resident of more than one country)
b. Address for Tax Residence _________________________________________________________________________________
City _____________________ State __________________ Country _____________________ Pin Code
4 Address Type (Tick whichever applicable) ✔Residential
F FBusiness FRegistered Office FResidential/ Business
5 Do you satisfy any of the criteria mentioned below? Yes No
a. Citizen of any country other than India F ✔
F
(dual/multiple) [including Green card]
b. Country of birth is any country other than India F ✔
F
c. Tax resident of ANY country / ies other than India F ✔

F
d. POA or a mandate holder who has an address outside India F ✔

F
e. Address or telephone number outside India F ✔

F
If your answer to any of the above questions is a ‘YES’, please fill Section II of the form,else go to declaration & acknowledgment
1st Holder - Section II (All fields are mandatory)

Father’s name ____________________________________________________ (If PAN not availabe, then mandatory)
Country of Birth ______________________ Place within the country of birth ____________________________________
`(If USA, however nationality and/or country of tax residency is not USA, Please provide documentary evidence as mentioned in instruction 1)
Source of Wealth _____________________________ Nationality _________________________
Please list below the details, confirming ALL countries of tax residency/ permanent residency/ citizenship and ALL Tax Identification Numbers
Country of Tax residency Tax identification no s Tax identification document (TIN or functional equivalent)
It is mandatory to supply a TIN or functional equivalent (in case TIN not available )if the country in which you are tax resident issues such identifiers. If no
TIN /functional equivalent is yet available or has not yet been issued, please provide an explanation ____________________________________
2nd Holder - Section I (All fields are mandatory) (Please fill in BLOCK LETTERS)
1 Trading code:
2 Name of Account Holder
3 a. Address for Tax Residence ___________________________________________________________________________________
City _____________________ State __________________ Country _______________________ Pin Code
b. Address for Tax Residence ___________________________________________________________________________________
City _____________________ State __________________ Country _______________________ Pin Code
4 Address Type (Tick whichever applicable) F Residential FBusiness FRegistered Office FResidential/ Business
a. Citizen of any country other than India F F
Ver 3/18-19/271119
b. Country of birth is any country other than India F F
c. Tax resident of ANY country / ies other than India F F
d. POA or a mandate holder who has an address outside India F F
e. Address or telephone number outside India F F
37
216119 21312050697151
VOLUNTARY
2nd Holder - Section II (All fields are mandatory)
Father’s name ____________________________________________________(If PAN not availabe, then mandatory)
It is mandatory to supply a TIN or functional equivalent (in case TIN not available) if the country in which you are tax resident issues such identifiers. If no TIN
/functional equivalent is yet available or has not yet been issued, please provide an explanation ________________________________________
3rd Holder - Section I (All fields are mandatory) (Please fill in BLOCK LETTERS)
1 Trading code:
2 Name of Account Holder
3 a. Address for Tax Residence ______________________________________________________________________________________
City _____________________ State __________________ Country ________________________ Pin Code
b. Address for Tax Residence ______________________________________________________________________________________
City _____________________ State __________________ Country ________________________ Pin Code
4 Address Type (Tick whichever applicable) F Residential FBusiness FRegistered Office FResidential/ Business
a. Citizen of any country other than India F F
b. Country of birth is any country other than India F F
c. Tax resident of ANY country / ies other than India F F
d. POA or a mandate holder who has an address outside India F F
e. Address or telephone number outside India F F
3rd Holder - Section II (All fields are mandatory)

Father’s name ____________________________________________________ (If PAN not availabe, then mandatory)
It is mandatory to supply a TIN or functional equivalent (in case TIN not available )if the country in which you are tax resident issues such identifiers. If no TIN
/functional equivalent is yet available or has not yet been issued, please provide an explanation ________________________________________
Declaration & Acknowledgment
I/We being the beneficial owner of the account opened / to be opened with Kotak Securities Limited(KSL) and the income credited therein, declare that
the above information and information in the submitted documents to be true, correct and updated, and the submitted documents are genuine and duly
executed. I/We acknowledge that towards compliance with tax information sharing laws, such as FATCA/CRS, the KSL may be required to seek additional
personal, tax and beneficial owner information and certain certifications and documentation from the account holder. Such information may be sought
either at the time of account opening or any time subsequently. In certain circumstances (including if the KSL does not receive a valid selfcertification
from me) KSL may be obliged to share information on my account with relevant tax authorities. Should there be any change in any information provided
by me I/We ensure that I/We will advise KSL promptly, i.e., within 30 days. Towards compliance with such laws, the KSL may also be required to provide
information to any institutions such as withholding agents for the purpose of ensuring appropriate withholding from the account or any proceeds in relation
Ver 3/18-19/271119
thereto. As may be required by domestic or overseas regulators/ tax authorities, the KSL may also be constrained to withhold and pay out any sums from
my account or close or suspend my account(s). I/We further agree that the information provided above will be updated in all my trading/demat accounts,
if any at PAN level.I/We also understand that the account will be reported if any one of the aforesaid FATCA / CRS criteria for any of the account holders
i.e. primary or joint (in case of demat account) are met.
c 13 c 9 c 9
13
This document is digitally signed. 9 9

signature.
38
216119 21312050697151
VOLUNTARY
Instructions to the Form
In case customer has the following Indicia pertaining to a foreign country and yet declares self to be non-tax resident in the respective country, customer
to provide relevant Curing Documents as mentioned below:
FATCA/ CRS Indicia observed (ticked) Documentation required for Cure of FATCA/ CRS indicia
U.S. place of birth Self-certification that the account holder is neither a citizen of United States of
America nor a resident for tax purposes;
Non-US passport or any non-US government issued document evidencing
nationality or citizenship (refer list below);AND
Any one of the following documents:
Certified Copy of Certificate of Loss of Nationality or
Reasonable explanation of why the customer does not have such a certificate
despite renouncing US citizenship; or
Reason the customer did not obtain U.S. citizenship at birth
Residence/mailing address in a country other than India 1. Self-certification that the account holder is neither a citizen of United States
of America nor a tax resident of any country other than India; and
or
Telephone number in a country other than India 2. Documentary evidence (refer list below)
Standing instructions to transfer funds to an account maintained 1. Self-certification that the account holder is neither a citizen of United States
in a country other than India (other than depository accounts) of America nor a tax resident of any country other than India; and
2. Documentary evidence (refer list below)
POA granted to a person with an address in a country outside 1. Self-certification that the account holder is neither a citizen of United States of
India America nor a tax resident for tax purposesof any country other than India; OR
2. Documentary evidence (refer list below)
A. List of acceptable documentary evidence needed to establish the residence(s) for tax purposes:
1. Certificate of residence issued by an authorized government body*
2. Valid identification issued by an authorized government body* (e.g. Passport, National Identity card, etc.)
* Government or agency thereof or a municipality of the country or territory in which the payee claims to be a resident.
B. Clarification / Guidelines on filling details if applicant residence for tax purposes in jurisdiction(s) outside India
1 Tax identification Number (TIN): TIN need not be reported if it has not been issued by the jurisdiction. However, if the said jurisdiction has
issued a high integrity number with an equivalent level of identification (a “Functional equivalent”), the same may be reported. Examples
of that type of number for individual include, a social security/insurance number, citizen/personal identification/services code/number, and
resident registration number)
Office Use Section:
Signature Verified
Name of the Employee
Employee Code
Designation of Employee
Place
Date
Ver 3/18-19/271119
39
216119 21312050697151
TO BE PROVIDED ONLY BY EXISTING KOTAK BANK ACCOUNT HOLDERS
Dated
To,
Kotak Mahindra Bank Limited
Dear Sirs,
Sub: Registration of Power of Attorney and Linking of my account(s) with Trading Account
This is to inform you that I/We _____________________________________________________________________________
Residing at / having our office at ___________________________________________________________________________
and holding/desirous of opening banking and/or demat account(s) with Kotak Mahindra Bank Limited
I/We have issued a Power of Attorney dated in favour of Kotak Securities Limited (KSL) granting authorities to them, for doing the acts, deeds and things
as stated therein respectively through their authorized officials, more particularly for operating my/our selected account(s) as under for facilitating my/
our securities transactions through KSL.
I/We hereby revoke all or any POA earlier given by us and registered with you if any (Strike off if not applicable).
Bank Account No. ___________________________________________________ CRN No.:__________________________________
(Required only for Direct Access and not for Gateway Access).
DP Client ID: ______________________________________
A copy of the said Power of Attorney is enclosed for your records. You are requested to register the said Power of Attorney for operation of the aforesaid
account(s)
Further, I/We hereby request you to link my said Bank and/or Demat account with trading account maintained by me/us with Kotak Securities Ltd
bearing trading Client ID. I/We confirm that I/We am/are aware that on linking my Demat Account with Trading Account,
all the unused Delivery Instruction Slips stand cancelled.
I authorize the Bank to execute instructions received by me/us in the form and manner prescribed by the Bank from time to time including but not
limited to Net banking, Payment Gateway, Phone Banking, Electronic mails, Fascimile and further Bank is entitled to transfer funds in any from and
manner including but not limited to by way of debit/credit of my/our account(s), and issue pay-orders/demand drafts/bankers cheques, from my/our
account to honour all my/our instructions given by me/us directly or by KSL by virtue of the powers conferred to it by me/us against my/our Trading
Account maintained with it and all actions by you shall be permitted by RBI and/or relevant regulators as applicable from time to time.
Debit Authorization
I/We authorize you to debit my/our Saving/Current account No.
Towards - Trading Account opening charges ` ________________________________________________________
and margin money ` ________________________________ and pay to Kotak Securities Ltd.
In case the initial attempt to debit my/our Savings/Current account for account opening charges and margin money fails due to any reason, I/We
authorize you to continue the attempt to debit my/our Savings/Current account for the next 365 days or till successful debit of the said charges from
my/our Savings/Current account whichever is earlier.”
I/We hereby authorize Kotak Securities Ltd to obtain my/our Bank account from Kotak Mahindra Bank Ltd bank account linked with Kotak Securities
Limited on a periodic basis for the purpose of updating my/our financial details and I/We have no objection to Kotak Mahindra Bank Ltd for sharing my/
our Bank account statement with Kotak Securities Limited. FYes FNo
Thanking You
Yours Faithfully,
Ver 3/18-19/271119
Name and Signature of sole / (1st Holder) Name and Signature (2nd Holder) Name and Signature (3rd Holder)
Name _____________________ Name _____________________ Name _____________________

signature.
40
216119 21312050697151
TO BE PROVIDED ONLY BY EXISTING KOTAK BANK ACCOUNT HOLDERS
Consent Letter
Dated: _____________________
To,
Kotak Securities Limited

Mumbai
Dear Sir,
1. I/We confirm, agree and authorize the Kotak Securities Limited (“KSL”) to make available details of my/our Demat account(s) in Kotak
Securities Limited on Kotak Mahindra Bank Limited’s net banking page after due authentication in case my/our bank account with Kotak
Mahindra Bank Limited has been linked at the time of account opening or otherwise.
2. I/We understand that all demat details displayed on Kotak Mahindra Bank’s net banking page are updated as provided by KSL.
3. I/We am/are aware that in case of any discrepancy in information/transaction in Kotak Securities Demat account(s), I/we need to contact
KSL only and not Kotak Mahindra Bank Ltd.
4. I/We confirm and agree that that I/we shall not have recourse to dispute redressal mechanism / arbitration mechanism / investor
protection schemes of the Stock Exchanges/SEBI in case I/we avail services under any schemes/leagues/competitions etc. offered by
any third party or Kotak Securities Limited’ s group company/associate company.
Name _____________________ Name _____________________ Name _____________________

signature.
Self Declaration VOLUNTARY
To,
Kotak Securities Ltd.,
MANU JAIN
I Mr. /Mrs. /Ms. _____________________________________________________do hereby confirm, declare and undertake that my
name has been misspelt in following document pertains to me.
Name as it appears on the Income Tax website is____________________________________________________________

Name as it appears on Address proof is ___________________________________________________________________
Name as it appears on PAN/Aadhar Card is ________________________________________________________________
Name as it appears on Bank Proof is ______________________________________________________________________
I hereby agree and confirm that what is stated above is true and correct information. I hereby agree to indemnify and keep Kotak Securities
Limited. indemnified at all times from and against all costs, charges, damages, penalties (including reasonable attorneys fees) suffered and/or
incurred by Kotak Securities Limited for any act done or omitted to be done based on the above declaration.
I hereby confirm that my account will be opened as per name appearing on Income Tax website.
Client Signature
Ver 3/18-19/271119
c
signature.
41
216119 21312050697151
MANDATORY
Declaration of Open Position
Date D2 8D / M
0 M Y Y
5 / 2021 Y Y
Sub : My request for trading in commodity forward contracts/commodity derivatives on

NCDEX, MCX, BSE and NSE as your client
I/We the undersigned, have taken cognizance of circulars issued by Exchanges/SEBI from time to time on the guidelines for calculation of
net open positions permitted in any commodity and l/we hereby undertake to comply with the same. I/we hereby declare and undertake that
I/we will not exceed the position limits prescribed from time to time by Exchanges or FMC or SEBI and such position limits will be calculated
in accordance with the circulars on position limits as modified from time to time. I/we undertake to inform you and keep you informed if I/
any of our partners/directors/karta/trustee or any of the partnership firms/companies/HUFs/ Trusts in which I or any of above such person is
a partner/director/karta/trustee, takes or holds any position in any commodity forward contract/commodity derivative on Exchanges through
you or through any other member(s) of Exchanges to enable you to restrict our position limit as prescribed by the applicable circular of Ex-
changes/SEBI as modified from time to time. I/we confirm that you have agreed to enter orders in commodity forward contracts/commodity
derivatives for me/us as your clients on Exchanges only on the basis of our above assurances and undertaking. I/We further undertake to
bear any liable/penalty/charges levied by Exchanges / SEBI.
In this connection I hereby submit the details of the entities with which I am related
Sr. No. Name Client Code Related As
Yours faithfully,
Client Signature
c
signed. Please refer to
Annexure A for digital signature
Ver 3/18-19/271119
42
216119 21312050697151
FOR INTERNAL USE ONLY

To be filled by Relationship Manager and Back Office Staff
Lead ID No : 17588649
KRISP No :
KSEC Sourcing Person Code : Name :
KSEC Relationship Manager Code : Name :
10 Digit Location Code : IBMUMK66MI
Margin /Account opening fee cheque details
FA/C Processing Cheque FRecover from Margin FApproval
Bank name Cheque No. Account No.
Margin Amt App Fee Total Amount
Drawn bank city name Cheque Date MICR
FOTC Voucher No./ Insta Kit No. _________________________________________________________________________
Applicable for Authorized person/DSA

Name
Main Code
Applicable for Alternate Channel
Bank RM Code
Bank RM Name
Bank Branch Code
Bank Branch Name
LOB Code
Declaration from Employee / Authorised Person
Declaration: “I hereby declare that I have met the client personally and verified the person with the photo provided in account opening form
(In person verification) and have verified all the proofs with original (OSV). I am aware of Civil and Criminal liability that may devolve upon me
(irrespective of whether I remain in employment or not) as per law and Company policies, in the event of false declaration to this effect.”I/
We undertake that we have made the client aware of ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents. I/ We have
also made the client aware of ’Rights and Obligations’ document(s), RDD and Guidance Note. I/We have given/sent him a copy of all the
KYC documents. I/We undertake that any change in the ‘Policy and Procedures’, tariff sheet and all the non-mandatory documents would
be duly intimated to the clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD would be made available on
my/our website, if any, for the information of the clients.
Date:___________ Employee / Authorised Person Name & Signature
For Office Use (TO BE FILLED UP BY OPERATIONS PERSON ONLY)

Approver Name For A/C Opening / Margin Fee :
Approver Name For Brokerage :
Dp Rate Code : OV
Brokerage Product Code : MI

Ver 3/18-19/271119
43
21312050697151
Ver 2/17-18/180818
Name _____________________ Name _____________________ Name _____________________
Please
This refer to is
document MITC document
digitally signed.for
Client Signature
signature.
21312050697151
Dated
To,
IndusInd Bank Limited
Dear Sir,
Sub: Registration of Power of Attorney and Linking of my account(s) with Trading Account
This is to inform you that I/We
Residing at/having our office at
and holding/desirous of opening banking and/or demat account(s) with IndusInd Bank Limited.
I/We have issued a Power of Attorney in favour of Kotak Securities Limited (KSL) granting authorities to them, for doing the
acts, deeds and things as stated therein respectively through their authorized officials, more particularly for operating
my/our selected account(s) as under for facilitating my/our securities transactions through KSL.
I/We hereby revoke all or any POA earlier given by us and registered with you if any (Strike off if not applicable).
Bank Account No. CRN No.:
(Required only for Direct Access and not for Gateway Access)
DP Client Id:
A copy of the said Power of Attorney is enclosed for your records. You are requested to register the said Power of Attorney
for operation of the aforesaid account(s).
Further, I/We hereby request you to link my said Bank and/or Demat account with trading account maintained by me/us
with Kotak Securities Ltd bearing trading Client ID. I/We confirm that I/We am/are aware that on
linking my Demat Account with Trading Account, all the unused Delivery Instruction Slips stand Cancelled.
I authorize the Bank to execute instructions received by me/us in the form and manner prescribed by the Bank from time
to time including but not limited to Net banking, Payment Gateway, Phone Banking, Electronic mails, Fascimile and further
Bank is entitled to transfer funds in any form and manner including but not limited to by way of debit/credit of my/our
account(s), and issue pay-orders/demand drafts/bankers cheques, from my/our account to honour all my/our instructions
given by me/us directly or by KSL by virtue of the powers conferred to it by me/us against my/our Trading Account
maintained with it and all actions by you shall be permitted by RBI and/or relevant regulators as applicable from time to
time.
Ver 2/17-18/180818
Name _____________________ Name _____________________ Name _____________________
This document
Please is digitally
refer to MITC signed.
document for
Client Signature
signature.
Date Place Date Place Date Place

Kotak Securities Limited
Annexure A
TO BE PROVIDED BY APPLICANT FOR DIGITAL SIGNATURE
Consent Letter
To,
Kotak Securities Limited, Mumbai
Dear Sir,
1. I/We confirm and agree that I/we have applied to open Trading and/or Demat Account with Kotak Securities Limited
(“KSL”) vide application reference number ___________________.
21312050697151
2. I/we hereby agree and confirm that everything stated above in Application form and all other documents are true and
correct. I/we will be solely responsible for any consequences/liability arising out of the points stated above or in
AOF/other documents or in any other supporting documents provided by me at the time of opening the account.
Further, I/we also undertake to submit the requisite documents and evidence(s) as required, if required to do so. I
further agree to indemnify and keep KSL indemnified at all times, from and against all costs, charges, damages,
Penalties/fines, suffered and/or incurred by KSL for any act done or omitted to be done based on this/above declaration
& AOF data and documents.
3. I/We confirm and agree that all the information captured in the application form has been displayed to me and agreed
by me. I/we have been informed that the KYC application forms containing various sections including mandatory and
non-mandatory sections shall be digitally signed as one document using my/our Aadhaar by means of OTP/Biometric
authentication as facilitated by UIDAI.
4. I/We understand that the digital signature shall be valid/applicable for following set of documents wherever applicable
and I/We hereby confirm and agree that the said list of documents have been read, understood and consented by me.
 KRA | Aadhaar based A/c Opening
 Rights and Obligations Stock Brokers, Sub-Brokers And Clients, Risk Disclosure Document and Guidance Note
(English), Rights and Obligations of Clearing Member/Participant and its Client in relation to SLBM
 Rights and Obligations of Beneficial Owner and Depository Participant
 Commodity – RDD, Additional RDD for Options Trading, Rights and Obligation, DO’s & Don’ts
 Commodity - Rights & Obligations of Stock Broker, Sub-Broker & Client (Available in 15 Regional Languages),
Commodity - Uniform Risk Disclosure Document (Available in 15 Regional Languages)
 Commodity - Do’s And Don’ts for Trading on Exchanges (Available in 15 Regional Languages)
 Additional Risk Through Wireless Technology / SOR / Mutual Funds On Exchange Platform
 FAQs on Anti Money Laundering (AML), Policies and Procedures For Client Dealings
 Voluntary Terms and Conditions, Tariff sheet, Schedule of Charges/ Charges for Other Services
 Running Account Authorization, Power of Attorney, FATCA/CRS Declaration
 Self-Attestation of Documents Submitted for A/c Opening, Disclosure declaration
 Declaration on Commodity Categorization, Open Position Declaration, All supporting documents
 Addendum to various clauses of account opening form
5. I/We confirm that scanned copy of the signature provided by me/us on plain paper/account opening documents shall
be treated as a specimen signature and will be retained for record purpose by KSL.
6. I/We confirm and agree that I/we shall not have recourse to dispute redressal mechanism / arbitration mechanism /
investor protection schemes of the Stock Exchanges/SEBI in case I/we avail services under any
schemes/leagues/competitions etc. offered by any third party or Kotak Securities Limited’ s group company/associate
company.
7. In case of any change/updation in the above mentioned / provided details or documents, I/we will inform you in writing.
MANU JAIN
_____________________ _____________________ _____________________
Name of First Holder Name of Second Holder Name of Third Holder
_____________________ _____________________ _____________________

Signature Signature Signature
Photo
This document is digitally signed. Please refer to Annexure A for digital signature.
PAN Card
Signature
Cheque
Financial Document
Signature proof
21312050697151
ADDENDUM TO VARIOUS CLAUSES OF ACCOUNT OPENING FORM
I hereby accept, agree, confirm and acknowledge the following changes to terms & conditions for Margin Trading Facility, Policies
and Procedure for client dealing, Voluntary terms & conditions, Power of attorney and Tariff sheet – Terms & Conditions;
1. Margin Trading Facility Terms and Conditions: -
a) Clause 4 shall be read as – ‘Pay interest as per clause “D” of mandatory policies and procedure for client dealing executed
at the time of opening the account and/or modified and communicated from time to time by KSL.’
b) Clause 15 shall be read as- ‘Treat those securities available in demat account/s linked to the trading account of the client,
which are pledged in favour of KSL as margin.’
c) Clause 17 shall be read as – ‘KSL at its sole and absolute discretion may increase / revise the limit of initial margin and
maintenance margin, minimum transaction amount from time to time, subject to SEBI / Exchange / KSL requirements in
this respect. The client shall abide by such revision, and where there is an upward revision of such margin amount, the
client agrees to make up the revised margin immediately, failing which KSL may exercise its discretion / right to liquidate
the security / collateral and / or close out the position within 5 trading days from the day of margin call. However, in case
of shortfall in margin required for MTF positions up to Rs.10, 000, KSL may allow such shortfall to continue beyond 5 trading
days at its absolute discretion.’
d) Clause 29 shall be read as - ‘I/ We authorize Kotak Securities Ltd (KSL) to obtain my/our credit report through a credit
bureau chosen by KSL using my /our information available in their record like PAN number, date of birth, address etc. and
further consents to sharing such reports to its affiliates and its group companies. I / We confirm that my above consent is
unconditional and shall not contravene any Acts, Rules and Regulations and amendments issued by Regulator / Legislature
from time to time. I /We understand and agree that KSL intends to use the credit report to evaluate my credit history and
risk related information. I / We shall not hold KSL responsible or liable for, any actions, claims, demands, losses damages,
costs, charges and expenses etc in this regard.’
2. Policies and Procedure for client dealing
Clause D - “Imposition of penalty/interest on debit balance" shall be read as – ‘KSL requires all its clients to make the payment
towards outstanding arising out of trades and/ or ancillary services availed by the client on or before due date. In case of
outstanding in account, penal interest will be levied on the client to deter them from delaying the payment in future. The
company may determine the rate of interest to be charged, at its sole discretion and same will be communicated in debit note
sent to the clients. KSL may reduce the interest rate at its sole discretion and revised interest rate will be communicated
through e-mail and or SMS and will be reflected in the debit notes. However, any increase in rate of interest from the rate of
interest previously charged to the client will be done with advance notice of 15 days to the client. Interest will be calculated
considering balance lying across all exchange and segment on any given day. Margins provided by the client in the form of
funds and or securities shall be interest free and KSL shall not be liable to pay any interest on the same. Any amounts which
are overdue from the Client towards trading either in the cash or derivative segments or on account of any other services
availed by the client including depository services among the other services etc from KSL will be charged interest on debit
balance at the rate mentioned as per Tariff Sheet/ Charges for Other Services or such other rate as may be determined by KSL.
KSL will directly debit the same to the account of the Client at the end of each month. Further, KSL will also debit charges for
depository services availed from it to the trading account of clients.
Notwithstanding the foregoing, in case of force majeure event, KSL reserves the right to revise the rate of interest at its
discretion with prior intimation to the client.’
Clause E- ‘”The right to sell clients’ securities or close clients’ positions, without giving notice to the client, on account of non-
payment of client’s dues (This shall be limited to settlement/ margin obligation/debit balance of client)”. ” the first three
paragraphs shall be replaced with the following:
“As per KSL’s Risk Management System (RMS) policy and regulatory guidelines, in case the client has not paid the amount
towards the securities purchased, KSL may transfer those securities in “Client Unpaid Securities Account (CUSA)”. Once the
dues in the client’s account are cleared, the securities will be transferred to the client’s demat account. In case of non-payment
of dues, securities may be disposed-off within 5 trading days from the date of pay-out and any excess securities, would be
transferred to the client’s demat account.
21312050697151
KSL shall accept securities as collateral by way of margin pledge / re-pledge only, in accordance with the company’s RMS policy
and prevalent regulations. In case the client has securities lying in the Demat account, it shall not be treated as margin unless
client marks margin pledge in favour of KSL against the same.
Further, KSL reserves the right to liquidate all or any of the securities lying in the Demat account of the client in case of any
margin requirement / to settle the dues arising from time to time. Clients are required to keep themselves updated with the
RMS policy which may be published and as updated by KSL on it’s website from time to time.”
Apart from the above, all the remaining paragraphs starting with “The liquidation of securities would be based on…..” remain
the same
Clause J- ‘’ Policy on inactive (dormant) Account” shall be read as- In order to protect the account of customer, KSL will
deactivate the trading accounts of the client, which are identified as “Dormant and report them as inactive in UCC. Dormant
account will be the account where there is no trading activity for more than 1 year since date of last trade. However, in case
the account satisfies any one of the following conditions, the account will not be marked as dormant even though there has
been no trading for a period of 1 year before date of marking dormant.
a) Client account opened in last 1 year.

b) Secondary Market transactions.
c) Mutual Funds transactions.
d) Allotment for IPO and Bonds / NCDs.
e) Funds Pay-In executed by the client.
f) Closed account.
g) Updation of details with supporting proofs OR confirmation that no details have changed in the account. IPV is required
in both cases.
h) Incoming Off market transfer of securities initiated by the client.
i) Order placement (unexecuted orders).
Clients will be given an advance notice before deactivation of the account. Once the account is deactivated, the customer will
not be able to place trades in any segments.
Client can get his account reactivated by following any of the below process after due authentication:-
a) In order to re-activate his account, client needs to submit his KYC documents and IPV needs to be done by KSL.
b) Client has an option to give a declaration stating that there are no changes in his KYC and therefore he is not submitting
new KYC documents. However, there is no waiver / exception for IPV. Further, in case details required for reactivation in
UCC are not available, the same needs to be submitted by the client.
Funds would be settled as per the settlement frequency chosen by the client.
In case of interim request received from the client for release of funds before due date of running account settlement, the
funds will be released only after Reactivation procedure is completed as mentioned above.
From clause “L”- “Third party funds and securities” paragraph 2, the following line shall be deleted;
“Wherever, client gives POA on demat account to KSL, KSL treats the securities lying in the account as securities margin.”
3. Voluntary terms and conditions
Clause 4 shall be read as – ‘The Client agrees and confirms that the Member may appoint agents, credit bureau for carrying
out the acts mentioned in or in relation to rendering its services. The Client consents to sharing of his/its account related
information, reports issued by such credit bureau to the authorised agents, appointed by the Member or its affiliates and its
group companies. I / We confirm that my above consent is unconditional and shall not contravene any Acts, Rules and
Regulations and amendments issued by Regulator / Legislature from time to time.’
Clause 25 added as – ‘The client hereby authorises the member to obtain his Bank account statement from Kotak Mahindra
Bank Ltd, in case his bank account is linked with Kotak Securities Limited, on a periodic basis for the purpose of updating
financial details and confirms that he has no objection to Kotak Mahindra Bank Ltd for sharing his Bank account statement
with Kotak Securities Limited. ‘
Clause 26 shall be read as – ‘The client confirms, agrees and authorizes the member to make available the details of Demat
and Trading account with member on Kotak Mahindra Bank Limited’s digital platforms after due authentication in case my/our
21312050697151
bank account with Kotak Mahindra Bank Limited has been linked at the time of account opening or otherwise. The client
further understands that all demat and trading account details displayed on digital platforms of Kotak Mahindra Bank’s are
updated as provided by KSL. The client is aware that in case of any discrepancy in the information/transaction in Kotak
Securities’ Demat and Trading account(s), the client needs to contact member only and not Kotak Mahindra Bank Ltd.’
4. Other notes
 Vide SEBI circular no. SEBI/HO/MIRSD/DoP/CIR/P/2018/117 dated Aug 3,2018, the concept of Sub-Brokers
(‘SB’) has been discontinued by SEBI, hence the word ‘sub brokers’ has been replaced with the word
‘Authorized person’ in account opening form.
 If not satisfied with the response, for any grievance/dispute please contact on the revised details for NCDEX and
MCX :
NCDEX- ig@ncdex.com; (022) 6640 6789
MCX- grievance@mcxindia.com; (022) 6731 8888
 Under Interoperability, Kotak Securities has selected NSE Clearing Limited (NCL) as its designated clearing
corporation for Cash and equity derivatives segment transactions and Indian Clearing Corporation Limited
(ICCL) as its designated clearing corporation for currency derivatives segment transactions.
 Vide NCDEX circular no.NCDEX/Trading-054/2019 dated Dec 19,2019, “BAJRA” as commodity has been added and
hence in exiting Categorization format, client who wants to trade in BAJRA, please find the separate commodity
categorization page on link for your onward submission https://www.kotaksecurities.com/whatweoffer/PDF/details-
for-clients-opting-for-commodity-indi-oct19.pdf
 Pledge charges informed in demat schedule of charges is applicable for all types of pledge including margin pledge.
I/we understand, acknowledge and accept the above.
Client Signature
This document is digitally signed.Please refer
to Anneure A for digital Signature

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21312050697151

INDEX - Individual Account Opening Form

Authority to the Trading Member to maintain a running account 28

Exchange NSE BSE MSE MCX NCDEX

Depository NSDL CDSL

B Clarification / Guidelines on filling ‘Current Address details’ section

C Clarification / Guidelines on filling ‘Contact details’ section

D Clarification / Guidelines on fillign ‘Related Person details’ section

Please follow the below Legends

ICONS FOR ILLUSTRATION c Client Signature cw

3) Please provide PAN details A S X P J 2 6 3 4 G

I b - Declaration KRA AADHAR NON KRA & NON AADHAR

I c - Contact Details KRA AADHAR NON KRA & NON AADHAR

c A-Passport No. Expiry Date D D M M Y Y Y Y c B-Voter ID Card

c A-Passport No. Expiry Date D D M M Y Y Y Y c B-Voter ID Card

PAN Card A S X P J 2 6 3 4 G PHOTOGRAPH

KRA AADHAR NON KRA & NON AADHAR

KRA AADHAR NON KRA & NON AADHAR c

c A-Passport No. Passport Expiry Date D D / M M / Y Y Y Y

7. APPLICANT DECLARATION KRA AADHAR NON KRA & NON AADHAR

For Office Use Only

Acount Type* ✔ Normal

Name of the Employee / Authorised person

3) Please provide PAN details

I b - Declaration KRA AADHAR NON KRA & NON AADHAR

I c - Contact Details KRA AADHAR NON KRA & NON AADHAR

c A-Passport No. Expiry Date D D M M Y Y Y Y c B-Voter ID Card

c A-Passport No. Expiry Date D D M M Y Y Y Y c B-Voter ID Card

Name*(Same as ID proof) Prefix First Name Middle Name Last Name

Father/Spouse Name* Prefix First Name Middle Name Last Name

Mother Name* Prefix First Name Middle Name Last Name

Gender* c M-Male c F-Female c T- Transgender

KRA AADHAR NON KRA & NON AADHAR

c A-Passport No. Passport Expiry Date D D / M M / Y Y Y Y

7. APPLICANT DECLARATION KRA AADHAR NON KRA & NON AADHAR

For Office Use Only

Name of the Employee / Authorised person

3) Please provide PAN details

I b - Declaration KRA AADHAR NON KRA & NON AADHAR

I c - Contact Details KRA AADHAR NON KRA & NON AADHAR

c A-Passport No. Expiry Date D D M M Y Y Y Y c B-Voter ID Card

c A-Passport No. Expiry Date D D M M Y Y Y Y c B-Voter ID Card

Name*(Same as ID proof) Prefix First Name Middle Name Last Name

Father/Spouse Name* Prefix First Name Middle Name Last Name

Mother Name* Prefix First Name Middle Name Last Name

Gender* c M-Male c F-Female c T- Transgender

KRA AADHAR NON KRA & NON AADHAR

c A-Passport No. Passport Expiry Date D D / M M / Y Y Y Y

7. APPLICANT DECLARATION KRA AADHAR NON KRA & NON AADHAR

For Office Use Only

Name of the Employee / Authorised person

DETAILS OF ACCOUNT HOLDER(S) Date D D / M M / Y Y Y Y

Second Holder First Name Middle Name Last Name

Third Holder First Name Middle Name Last Name

Depository A/c Details (Through which transactions will be routed)

Depository Participant Kotak Securities Ltd

Additional DP Details DP ID _______________________ Beneficiary ID _____________________

(For more, provide details on a separate

SLBM ✔ ✔ N.A N.A

Mode of Receiving Statement of Account [Tick any one] F Physical Form F

Dealings through Authorised person and Other Stock Brokers

Name of the relative ___________________________________________________ PAN

FPolitically Exposed Person *(PEP)

Additional DP Details DP ID ___ Beneficiary ID _

Joint Account Holders (if any) 1 2 __