European Journal of Orthodontics 22 (2000) 25–32  2000 European Orthodontic Society

The effect of a maxillary lip bumper on tooth positions

Rudolf Häsler and Bengt Ingervall
Department of Orthodontics, University of Bern, Switzerland

SUMMARY The effect of the use of a lip bumper with anterior vestibular shields on the maxilla
was studied in twenty-two 9–14-year-old children with a space deficiency in the maxillary
dental arch. The lip bumper was used for 1 year.
The effect of the treatment was evaluated from dental casts and profile cephalograms made
before and after treatment. Both the width of the maxillary dental arch at the premolars and
the length of the arch increased significantly by about 2 mm. The effect of the treatment on
the antero-posterior position of the first molars was small. In one subject the molar was
distalized 2.8 mm. The average effect was, however, a reduction in the anterior movement
of the molar within the face by about 0.5 mm, i.e. the maxilla moved anteriorly 1 mm, but
the molar only 0.4 mm. No skeletal effects were found when the group of subjects treated
with a lip bumper was compared with a reference sample of untreated individuals. The
main effects of a maxillary lip bumper thus seem to be a widening of the dental arch across
the premolars, a moderate increase in arch length due to eruption and slight proclination
of the incisors, and moderate distal tipping of the first molars.

Introduction In a recent study by O’Donnell et al. (1998),

The effects of a lip bumper on the mandibular
dentition are well documented. The use of the
appliance results in an appreciable widening of
the dental arch at the canines and premolars
(Cetlin and Ten Hoeve, 1983; Nevant et al., 1991;
Osborn et al., 1991; Werner et al., 1994; Grossen
and Ingervall, 1995), and a slight proclination of
the incisors (Nevant et al., 1991; Osborn et al.,
1991; Werner et al., 1994; Grossen and Ingervall,
1995). The distalizing effect on the first molars
has in some studies been found to be small and,
therefore, the increase in arch length (a result of
incisor proclination and molar distalization) to
be only moderate (Nevant et al., 1991; Osborn
et al., 1991; Werner et al., 1994; Grossen and
Ingervall, 1995). In one study (Nevant et al.,
1991), more distal movement and distal tipping
of the molar crown was found in patients wear-
ing a lip bumper with a vestibular shield than in
subjects having had only a lip bumper of round
wire covered with plastic tubing. This was in line
with the results of Bjerregaard et al. (1980), who
reported considerable distal molar tipping from
the use of a lip bumper with a vestibular shield.
where a wire lip bumper was tied in for 1 year, the
effect on the molar was intermediate between
that usually found with a wire lip bumper (Nevant
et al., 1991; Osborn et al., 1991; Grossen and
Ingervall, 1995) and that produced by a shield lip
bumper (Bjerregaard et al., 1980; Nevant et al.,
1991). When a wire lip bumper was used in the
mixed dentition, the first molars in most cases
moved mesially into the leeway space (Werner
et al., 1994).
Most of the studies of the effect of a lower lip
bumper indicate that the increase in arch perim-
eter may be attributed to an increase in arch
width, rather than in arch length (Nevant et al.,
1991; Osborn et al., 1991; Werner et al., 1994;
Grossen and Ingervall, 1995). In a recent study
by Davidovitch et al. (1997), however, where
tomography was used to record molar movement
and angulation, more effect on the molar from
the lip bumper was noted compared with that
found with conventional cephalometry. The use
of tomography has the advantage of allowing
analysis of the right and left sides separately, in
contrast to the inevitable superimposition with
conventional cephalometry.
26
While the picture of the effect of a lip bumper
on the mandibular dentition is relatively clear,
nothing is known about the effects of such an
appliance when used in the maxilla. A lip bumper
in the maxilla could be a good alternative for
increasing the arch perimeter in the interceptive
treatment of subjects with a Class III tendency.
In such cases with a retrognathic and small maxilla,
there is often an obvious space deficiency.
Extraction of maxillary teeth is an unfavourable
solution because it exaggerates the discrepancy
in size between the maxillary and mandibular
dental arches. The possibilities of proclining the
incisors or transversally expanding the dental arch
are limited for reasons of stability. Distalization
of the molars would be a possible way to gain
space, but cannot be carried out with headgear
because of the risk of increasing the maxillary
retrognathism through the orthopaedic effect.
This risk would be less with a lip bumper which,
simultaneously to the holding or distalization of
the molars, could bring about a slight proclination
of the incisors and a transverse development of
the dental arch.
The present study was undertaken in order to
evaluate the effects of a lip bumper on the
maxillary dentition.
Subjects and methods
Seven boys and 15 girls participated in the study.
Their ages varied between 9 years 3 months
and 13 years 7 months (median age 10 years
6 months). The children were treated with a lip
bumper in the maxilla for 10–14 months (median
12 months). In addition to the lip bumper, nine
of the children also had a Goshgarian transpalatal
arch (TPA) anchored to the first permanent
molars. Five children wore the TPA throughout
the period of treatment with the lip bumper and
the remaining four children for 1.5–9 months
of this period. No other appliance was used in
the maxilla during this period.
The children were treated at the Department
of Orthodontics, University of Bern. The lip
bumper was inserted in an attempt to gain space
in the maxilla. A headgear for distalization of
the maxillary molars in order to gain space was
contra-indicated in these children because of
R . H Ä S L E R A N D B. I N G E RVA L L
Figure 1 Type of lip bumper used for the treatment.
their Class III or tendency to Class III skeletal
intermaxillary relation.
The type of lip bumper used is shown in
Figure 1. It was made of 1.1-mm stainless steel
and had custom-made acrylic shields in the labial
fold opposite the anterior teeth (on each side in
the region between the canine and the central
incisor). The shield covered the gingiva 2–3 mm
above the gingival margin and reached 6–7 mm
occlusal to the gingival margin. The lip bumper
was anchored in buccal tubes on the maxillary
first permanent molars and was adjusted to lie
2–3 mm away from the labial surfaces of the
incisors and canines, and from the buccal surfaces
of the premolars. The children were instructed
to wear their lip bumper day and night, and to
remove it only for meals or for tooth brushing.
Control visits were scheduled every second
month, at which time the position of the lip
bumper was checked and adjusted if necessary.
The lip bumper was used passively, i.e. it was not
adjusted for active expansion.
The effects of the lip bumper were docu-
mented by measurements on dental casts and
profile cephalograms made immediately before
and after treatment. The recording on the cast
included measurement of the width of the
maxillary dental arch at the first permanent
molars, premolars and canines. The measuring
points are shown in Figure 2. When the premolars
or permanent canines were not erupted, the
corresponding points on the deciduous teeth
were used. No measurement was made when a
deciduous tooth was replaced by its successor
during the period of observation. The length of
the dental arch was measured from a line
connecting the tip of the mesiobuccal cusp of the
E F F E C T O F A M A X I L L A RY L I P BU M P E R
Figure 2 Measuring points used in the recording of the dental arch dimensions. The figure also shows the median changes
in widths and arch length during the period of observation.
right and left first molars to the mid-point of the
incisal edge of the two central incisors. The mean
of the measurement to the right and left incisor
was used as the variable for arch length. All
measurements were made with electronic dial
calipers to the next tenth of a millimetre. The
results of the measurements of the dental arch
dimensions were compared with the annual
changes of the same dimensions in the untreated
group of Moyers et al. (1976). For this comparison,
their sample was matched with the present indi-
viduals with regard to sex and age. This matching
was undertaken separately for each variable.
The reference points and lines used in the
cephalometric analysis are shown in Figure 3.
The point m was located on the distal surface of
the first molar band. Before radiography a metal
Figure 3 Reference points and lines used in the measure-
ments on the cephalograms.
27
rod was inserted in the buccal tubes of the right
and left first permanent molar bands, respect-
ively. The length of the straight metal rod, which
extended vertically gingivally and occlusally
mesial to the mesial opening of the buccal tubes,
was 15 mm. The metal rod was used to measure
the inclination of the first molars in relation to
OLP. The design of the rod on the right and
left sides was different so that a differentiation
could be made. In the cephalometric analysis the
change in position of point m, as well as in the
inclination of the molar on the two sides was
averaged. The dimensions measured on the
cephalograms were reduced to zero magnifica-
tion. The changes of the distances ss–pm, pr–pm,
and is–pm, as well as of the angle ILs/NL in the
treated group were compared with the annual
changes of the same variables in the untreated
sample of Bahtia and Leighton (1993). Their
sample was matched with the present individuals
with regard to sex and age. This was carried
out individually for each variable. Analysis of
antero-posterior linear changes was performed
with the method of Pancherz (1982). A co-
ordinate system, consisting of the occlusal line
(OL) and a perpendicular to this line through
the point sella (OLP), was drawn on a tracing of
the pre-treatment cephalogram. The co-ordinate
system was transferred to the post-treatment
cephalogram by superimposing on structures of
the anterior cranial base as described by Björk
(1968). All variables recorded on the casts or
cephalograms were measured twice with new
markings on the casts or new tracings. The
mean of the two measurements was used in the
analysis.
28
Errors of the method and statistical
methods used
The errors of the method were calculated from
the duplicate measurements made before and
after treatment. Systematic differences between
the duplicate measurements were tested with
Wilcoxon’s matched pairs, signed ranks test. The
accidental errors of the method (si) were calcu-
lated with the formula
si = √Σd2/2n,
where d is the difference between two measure-
ments and n the number of recordings.
Differences between distributions were tested
with Mann–Whitney’s U-test and between paired
observations with Wilcoxon’s matched pairs,
signed ranks test.
The number of duplicate determinations of the
variables measured on the casts varied between
18 and 44. No systematic differences were found
for these variables. The accidental errors varied
from 0.16 to 0.41 mm. The number of duplicate
determinations of the cephalometric variables
was 36. One systematic difference was found.
The angle ILs/NL was, on average, 0.40 degrees
larger at the second than at the first measure-
ment (0.01 < P < 0.05). The accidental errors for
the measurement of distances on the cephalo-
grams varied between 0.20 and 0.31 mm. The
errors for the measurement of the molar inclin-
ation and for the angle ILs/NL were 0.71 and
0.81 degrees, respectively. Because the analysis
Table 1 Median and range (in mm) of changes in the dimensions of the maxillary dental arch during
treatment. The table also gives the median annual changes in the matched reference sample (Moyers et al.,
1976). The varying number of observations is due to varying development of the dentition.
Width between n Median
First molars 22 0.3
Second premolars 6 2.2*
Second deciduous molars 7 1.5*
First premolars 11 2.2*
First deciduous molars 3 0.9
Canines 6 0.8
Deciduous canines 3 1.1
Arch length 22 1.9**
*0.01 < P < 0.05; **0.001 < P < 0.01; ***P < 0.001; NS, non-significant.
R . H Ä S L E R A N D B. I N G E RVA L L
of the results of the treatment was based on
replicated measurements, the errors were reduced
by a factor of 0.7.
Results
The changes of the dimensions of the maxillary
dental arch during treatment are given in Table 1.
The variation in number of observations in Table 1
and in Figure 4 is due to the fact that the widths
at the premolars/deciduous molars and at the
canines could not be measured in all subjects
due to the varying stage of development of the
dentition. There was no difference in the changes
between cases having and not having had a TPA
during treatment. Therefore, no differentiation
with regard to the use of a TPA was made. The
change in width between the first permanent
molars during the treatment varied widely from
a decrease of 2 mm to an increase of 7.5 mm. The
median change during treatment was small and
not significant, and nor was any significant
difference found in relation to the reference
sample. The widths between the second
premolars or the second deciduous molars, as
well as between the first premolars, increased
significantly during treatment and developed
significantly differently to the corresponding
dimensions in the reference sample. The change
in width in the individual cases treated with the
lip bumper is shown in Figure 4. All subjects of
the treatment group had an increase of the
dimensions mentioned. The widths between
Range Median in Significance of difference
reference sample in test-reference
–2.0–7.5 0.5 NS
0.1–4.6 –0.1 *
0.2–3.3 0.2 *
0.6–4.7 –0.1 **
0.8–1.0 0 NS
–0.6–1.7 –0.3 NS
0.9–2.6 0 NS
0.1–4.0 –0.3 ***
E F F E C T O F A M A X I L L A RY L I P BU M P E R
Figure 4 Change in width in the individual cases between
the second premolars (a), between the second deciduous
molars (b), and between the first premolars (c) during the
treatment.
Figure 5 Change in arch length in the individual cases during treatment.
29
the first deciduous molars and between the
canines also showed a numerical increase, but
the number of observations was too small to
allow statistical analysis. The length of the dental
arch increased significantly during treatment and
also when compared with the reference sample.
All subjects showed an increase in arch length
(Figure 5). For the reference sample, in contrast,
the arch length decreased in 20 cases (up to
0.7 mm).
The changes of the variables measured on the
profile cephalogram are given in Table 2. There
was no significant difference in the change of
first molar position between patients who had or
had not worn a TPA. Therefore, no differenti-
ation of the sample with regard to the use of a
TPA was undertaken. During the period of
treatment the maxilla (point ss) and the maxillary
incisors (point is) moved anteriorly by 1.0 and
1.5 mm (median), respectively. Only one patient
showed a distal movement of the maxilla or
incisors. The anterior movement of the molars
was less and not significant. The movement of
the molars varied from an anterior movement of
1.5 mm to a posterior movement of 2.8 mm. The
next largest posterior movements were 1.4 and
0.65 mm. The crowns of the first molars tipped
posteriorly by 5.8 degrees (median). The molars
tipped anteriorly in only one case.
The maxilla increased in length (distances
ss–pm, pr–pm, is–pm) by 1.0–1.3 mm (median) and
the incisors proclined 1.4 degrees. The proclination
of the incisors was, however, not significant and
none of these changes were significant compared
with the changes in the reference material.
30 R . H Ä S L E R A N D B. I N G E RVA L L

Table 2 Median and range (in mm and degrees) of changes in antero-posterior position of points ss, is, and
m, as well as dimensions of the maxilla and inclination of the maxillary central incisors and maxillary molars
during treatment. The table also gives the median annual changes in maxillary dimensions and in the
inclination of the incisors in the matched reference sample (Bahtia and Leighton, 1993) n = 18.

Median Range Median in Significance of difference

reference sample in test-reference

Antero-posterior position of points

ss 1.0** –0.3–1.8
is 1.5** –1.7–3.8
m 0.4 –2.8–1.5
Inclination of first molars
(degree) –5.8** –18.2–3.8
Distance ss–pm 1.0** –0.3–3.4 0.8 NS
Distance pr–pm 1.2** –0.3–3.6 1.0 NS
Distance is–pm 1.3** –0.3–4.0 1.1 NS
ILs/NL (degree) 1.4 –2.8–7.7 –0.1 NS

A positive sign means anterior movement or change in inclination in an anterior direction. NS, not significant.
**0.001 > P > 0.01.

Discussion III or a tendency to Class III intermaxillary

For this study, a lip bumper with vestibular
shields was chosen. The force from the lip on a
bumper with shields has in the mandible been
found to be greater than on a wire lip bumper
(Hodge et al., 1997) and this may also be assumed
to be true for the maxilla. The difference in force
is thought to be due to the larger surface area of
contact between the lip and the appliance when
shields are used. The upper lip is much weaker
than the lower. The mean pressure at rest from
the lower lip on the lower incisors amounts to
9–12 g/cm2 against 2–5 g/cm2 from the upper lip
on the upper incisors (Thüer et al., 1985; Thüer
and Ingervall, 1986, 1990). Therefore, a bumper
with shields is necessary if the distally-directed
force from the lip bumper on the molars is to be
of any appreciable magnitude.
The changes of most of the variables during
the period of treatment were compared with the
changes of the same dimensions in samples of
children followed for the study of normal growth
and development. These samples (Moyers et al.,
1976; Bahtia and Leighton, 1993) comprise chil-
dren with normal occlusion and varying types of
malocclusions. It cannot be taken for granted that
the changes with growth and development of these
children are quite comparable with those of the
children of the present study, who had a Class
skeletal relationship. Furthermore, the children
of the reference samples were from different
populations than those of this investigation. The
data in the reference samples were collected
several decades ago. It is therefore possible that
secular changes may influence a comparison with
the present results. A control group of children
with the same characteristics as the group of
treated children would have been preferable for
the comparison. The collection of such material
was, however, impossible for ethical reasons
and also because of the scarcity of children with
Class III morphology. When comparing the
treated children and the reference samples the
limitations mentioned should be kept in mind.
The median increase in width between the
first permanent molars during treatment was
negligible. This may be due to the fact that the lip
bumper was used passively, i.e. a change in width
between the first molars was hindered by the
rigid lip bumper and that, in many cases, the
inter-molar width was controlled by a TPA.
In one subject, however, the width between the
first molars was purposely expanded 7.5 mm. In
the premolar area, on the other hand, there was
a considerable widening of the dental arch,
which was significant when compared with the
reference sample. There was also an increase in
inter-canine width, which, however, was not
E F F E C T O F A M A X I L L A RY L I P BU M P E R
significant. The number of inter-canine width
observations was, however, small. The increase in
maxillary inter-premolar widths achieved by the
lip bumper treatment was much the same as
the increase in mandibular inter-premolar
widths achieved by the use of a lower lip
bumper (Osborn et al., 1991; Nevant et al., 1991;
Werner et al., 1994; Grossen and Ingervall, 1995;
Davidovitch et al., 1997; O’Donnell et al., 1998).
In contrast to the situation in the mandible,
there is possibly more than one explanation for
the increase in arch width from a lip bumper
used in the maxilla. One explanation, which
would hold true for both the maxilla and the
mandible, is that the lip bumper changes the oral
environment by holding the lips and cheeks
away from the dental arches, thus altering the
equilibrium between the forces from the cir-
cumoral soft tissues and from the tongue acting
on the teeth. The effect of the lip bumper would
then be similar to that of the vestibular shields of
a Fränkel appliance (Fränkel, 1974). The other
explanation is that a maxillary lip bumper
increases the growth in the mid-palatal suture.
This has been shown to be the case with the use
of vestibular shields in growing rabbits (Kalogirou
et al., 1996). In that animal experiment, however,
the shields were extended to create tension in
the buccinator insertions. The authors suggested
that the increased sutural growth was due to
relief of the buccal pressure and continued
tongue pressure against the dento-alveolar bone,
leading to separation of the adjoining bone and
sutural growth as a passive filling process. In the
present study, the increase in width between the
first molars, as well as between the second pre-
molars/second deciduous molars and between the
first premolars/first deciduous molars, and be-
tween the canines was the same in subjects with
and without a TPA during treatment. A TPA
holds the two maxillary halves together, thereby
decreasing the possibility of mid-palatal sutural
growth expressing itself. Therefore, the explan-
ation for the increase in maxillary dental arch
width produced by the lip bumper treatment is
most likely the change in equilibrium of the
forces acting on the surfaces of the teeth.
The growth in length of the maxilla was not
affected by the lip bumper treatment as the
31
distance ss–pm increased similarly in the treated
group and the reference sample. The same is true
for the distances pr–pm and is–pm. In relation to
the reference line OLP, the maxilla (point ss) in
the treated group moved 1 mm (median)
anteriorly during the period of observation.
Unfortunately, the literature contains no such
measurement for untreated samples. The median
anterior movement of is was 1.5 mm, i.e.
somewhat more than for point ss. This may
be due to eruption of the incisor and/or to a
slight increase in its inclination, which changed
more in the treated group than in the reference
sample. The anterior movement of the first molar
(point m) was only half that of the maxilla (point
ss) and signifies a slight holding effect (median
about half a millimetre) from the lip bumper on
the molar. In single cases the molars may move
distally but this rarely exceeds 1 mm. The small
effect of the lip bumper on the molars in terms
of holding or distalization may be due to the
small force produced by the upper lip but, as
mentioned in the introduction, in many studies
a similar small effect was also found in the
mandible. In a previous study of the effect of a
lip bumper in the mandible (Grossen and
Ingervall, 1995), the state of development and
eruption of the second molars was found not to
influence the effect of the bumper on the first
molars. A similar analysis could not be carried
out in the present study because we refrained
from taking additional radiograms, and because
one or both second molars were only erupted in
four cases as judged from the dental casts.
The increase in arch length from molar holding/
distalization and from incisor eruption/proclination
was limited, and quite comparable with that found
with the use of a lip bumper in the mandible
(Osborn et al., 1991; Grossen and Ingervall, 1995;
Davidovitch et al., 1997; O’Donnell et al., 1998).
The main effect of a maxillary lip bumper seems
to be a widening of the dental arch across the
premolars. This is, of course, beneficial, but it is
not the ultimate solution to the space deficiency
problem in a retrognathic maxilla. On the other
hand, no negative effects of the use of a maxil-
lary lip bumper were found.
It is an open question whether the expansive
effect of a lip bumper and the proclination of the
32
incisors are stable in the long term. The results of
Soo and Moore (1991) indicated an adaptation of
the lower lip to the tooth position achieved with
lower lip bumper treatment. In their study, the
pressure from the lower lip both at rest and during
speech first increased (at 1 month), but then (at
8 months) decreased below baseline. These obser-
vations are at variance with the results of recent
studies. O’Donnell et al. (1998) found no decrease
of the pressure from a lower lip bumper on the
first molars after one year of uninterrupted use.
Ingervall and Thüer (1998) found the pressure
from the lower lip on the lower incisors to be the
same after 8 months of lower lip bumper treat-
ment as at the start. The lip had not adapted to
the changed position of the incisors, nor had it
reacted to the extension by the lip bumper. There-
fore, the conclusion of Houston and Edler (1990)
may be correct, namely, ‘with a few exceptions,
the initial position of the lower incisors provides
the best guide to their position of stability’.
Address for correspondence
Professor Bengt Ingervall
Klinik für Kieferorthopädie
Freiburgstrasse 7
CH-3010 Bern, Switzerland
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