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Journal of Anxiety Disorders 27 (2013) 365–378

Contents lists available at SciVerse ScienceDirect

Journal of Anxiety Disorders

Review

A critical review of approaches to the treatment of dental anxiety in


adults
Dina Gordon a , Richard G. Heimberg a,∗ , Marisol Tellez b , Amid I. Ismail c
a
Adult Anxiety Clinic, Department of Psychology, Temple University, 1701 North 13 Street, Philadelphia, PA 19122, USA
b
Department of Pediatric Dentistry and Community Oral Health Sciences, Kornberg School of Dentistry, Temple University, 3223 North Broad Street,
Philadelphia, PA 19140, USA
c
Kornberg School of Dentistry, Temple University, 3223 North Broad Street, Philadelphia, PA 19140, USA

a r t i c l e i n f o a b s t r a c t

Article history: Dental anxiety and specific phobia of dental procedures are prevalent conditions that can result in sub-
Received 22 September 2012 stantial distress and oral health impairment. This paper critically reviews 22 randomized treatment trials
Accepted 4 April 2013 aimed at reducing dental anxiety and avoidance in adults, published in peer-reviewed journals between
1974 and 2012. The following treatment techniques are reviewed: various forms of cognitive-behavioral
Keywords: therapy (CBT), relaxation training, benzodiazepine premedication, music distraction, hypnotherapy,
Dental anxiety
acupuncture, nitrous oxide sedation, and the use of lavender oil scent. CBT delivered in a variety of
Dental phobia
formats, including one-session treatment, has the most evidence for its efficacy. Cognitive techniques,
Cognitive-behavioral therapy
Exposure therapy
relaxation, and techniques to increase patients’ sense of control over dental care are also efficacious
Relaxation training but perform best when combined with repeated, graduated exposure. Other interventions require fur-
ther study in randomized trials before conclusions about their efficacy are warranted. Limitations of the
extant outcome research and implications for future treatment and research are discussed.
© 2013 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 366
2. Literature search method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 366
3. Measures of dental anxiety and related constructs used in treatment studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 370
3.1. Self-report assessments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 370
3.2. Interview assessments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 370
3.3. Behavioral assessments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 370
4. Treatment outcome trials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 371
4.1. CBT interventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 371
4.1.1. CBT at varying intervals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 371
4.1.2. CBT compared with relaxation training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 371
4.1.3. CBT in varying amounts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 372
4.1.4. Variations of exposure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 372
4.1.5. CBT versus benzodiazepine premedication . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 373
4.2. Non-CBT interventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 374
5. Meta-analysis of cognitive-behavioral interventions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 374
6. Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 375
6.1. Summary of findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 375
6.2. Methodological limitations in reviewed studies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 375
6.3. Directions for future research . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 376
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 376

∗ Corresponding author. Tel.: +1 215 204 1575.


E-mail addresses: dina.gordon@temple.edu (D. Gordon), heimberg@temple.edu (R.G. Heimberg), Marisol@dental.temple.edu (M. Tellez), ismailai@dental.temple.edu
(A.I. Ismail).

0887-6185/$ – see front matter © 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.janxdis.2013.04.002
366 D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378

1. Introduction Sheehan (1990) noted that, along with direct or indirect condi-
tioning experiences, an underlying vulnerability to anxiety may
Dental anxiety, or the fear of dental procedures, is a relatively increase the likelihood of developing dental anxiety. With regard
common problem affecting 10–20% of the adult population in to personality variables, high dental fear was associated with neu-
the United States (Doerr, Lang, Nyquist, & Ronis, 1998; Locker, roticism in a longitudinal study of women in Sweden (Hägglin
Liddell, & Shapiro, 1999; Milgrom, Fiset, Melnick, & Weinstein, et al., 2001). A twin study conducted in Norway expanded on these
1988; Sohn & Ismail, 2005), with estimates ranging from 4% to 30% findings by showing that dental anxiety and neuroticism share
in other countries around the world (Humphris, Dyer, & Robinson, considerable overlap of genetic, but not environmental, variance
2009; Humphris & King, 2011; Schwarz & Birn, 1995; Vassend, (Vassend, Røysamb, & Nielsen, 2011). Furthermore, trait anxiety
1993). Despite improvements in modern dentistry, dental anxiety and anxiety sensitivity are both associated with dental anxiety
scores have remained stable since the mid-1900s (Smith & Heaton, (Locker, Liddell, & Shapiro, 1999).
2003). Dental anxiety is associated with postponement or avoid- Poulton, Waldie, Thomson, and Locker (2001) found, in a lon-
ance of dental treatment and, hence, poorer oral health and oral gitudinal study examining early- and late-onset dental anxiety,
health-related quality of life (Berggren & Meynert, 1984; Hakeberg, that conditioning experiences, indexed by number of dental caries
Berggren, Carlsson, & Grøndahl, 1993; Ng & Leung, 2008; Thomson, and tooth extractions, are a major risk factor for dental anxiety.
Stewart, Carter, & Spencer, 1996). For example, in one study, den- Additionally, the likelihood of developing late-onset dental anx-
tally anxious individuals had eight to nine decaying teeth compared iety increased substantially if one or more teeth had been lost
with only one or two in the general population (Thom, Sartory, & due to caries and if more caries were present during adolescence.
Jöhren, 2000). Poulton et al. (2001) also found that late-onset dental anxiety was
Dental patients with elevated dental anxiety also experience more likely among individuals who were symptomatic, rather than
negative thoughts and feelings, sleep disturbance, increased use of preventive, users of dental health services. Moreover, an external
medication, a greater tendency toward somatization, and impaired locus of control over one’s health (i.e., the belief that health out-
social and occupational functioning relative to patients without comes depend on chance and/or a medical professional rather than
dental anxiety (Berggren, 1993; Cohen, Fiske, & Newton, 2000; oneself) was associated with a significantly greater likelihood of
Kaufman, Bauman, Lichtenstein, Garfunkel, & Hertz, 1991; Kent, acquisition of dental anxiety.
Rubin, Getz, & Humphris, 1996). Moreover, these individuals report Dental anxiety appears to be characterized by a maladaptive
elevated scores on a broad range of psychological difficulties as cycle, in which dental anxiety leads to delay or avoidance of den-
measured by the Symptom Checklist 90-Revised (Aartman, de tal treatment, which causes dental problems that are related to
Jongh, & van der Meulen, 1997). Dental anxiety has important more invasive or even emergency treatment, which, in turn, leads
public health implications; however, the literature generally fails to the maintenance or exacerbation of dental anxiety (Armfield,
to examine specific constructs which may moderate the anxiety Stewart, & Spencer, 2007). The cycle has also been described
response to dental procedures and settings. as involving guilt, shame, and feelings of inferiority, which may
The study of dental anxiety and its treatment has been compli- amplify dental anxiety and avoidance (Berggren & Meynert, 1984;
cated by the imprecise use of the terms fear and anxiety, resulting Moore, Brødsgaard, & Rosenberg, 2004). Patients with dental anx-
in conflicting findings in regard to its prevalence, consequences, iety are considered a population of public health importance
and treatment outcomes. Although the distinction between these because of the extensive dental health consequences caused by this
constructs is well-documented (Craske, 1999; McNaughton & Corr, cycle. Although cognitive behavioral therapy (CBT) has consistently
2008; Sylvers, Lilienfeld, & LaPrairie, 2011), it is largely disregarded proven efficacious in managing dental anxiety and specific phobia
in the dental literature. Fear is a primitive, basic emotion tied to the of dental procedures, rates of dental treatment avoidance have seen
fight or flight response, activated in response to an imminent and only a slight reduction, anxiety treatment is underutilized, and the
specific threat; anxiety is a conditioned response characterized by prevalence of dental anxiety remains high (Choy, Fyer, & Lipsitz,
anticipation of or worry about a potential future threat. The term 2007; Kvale, Berggren, & Milgrom, 2004).
phobia has also been used with varying degrees of accuracy, obscur- This review will unpack and draw conclusions from the liter-
ing the object of investigation or target of treatment. In contrast ature on the treatment of dental anxiety and specific phobia of
to dental anxiety, the diagnosis of specific phobia of dental proce- dental procedures in adults. A discussion of the limitations of the
dures, as described in the Diagnostic and Statistical Manual of Mental extant dental anxiety treatment research and a proposal for future
Disorders – 4th edition (DSM-IV; American Psychiatric Association, directions for research and treatment will be presented.
1994), can be distinguished by the significant degree to which the
fear or avoidance of dental procedures (i.e., the feared stimulus)
interferes with an individual’s daily routine, occupational or social 2. Literature search method
functioning, or whether the presence of the fear itself is associated
with significant distress. Several studies reviewed here use the term A search of EBSCOhost, Medline, PsycINFO, and Google Scholar
phobia without having conducted a formal diagnostic assessment. databases was conducted using the following search terms and
The overarching etiological explanations of dental anxiety have their combinations: dental, dentist, fear, anxiety, phobia, odon-
broadly highlighted conditioned responses to aversive dental tophobia, treatment, therapy, intervention, and management. The
experiences, predisposing temperamental or personality charac- titles and abstracts generated by the search engines, along with
teristics, and heightened pain sensitivity or fear of dental pain relevant articles cited in reference lists, were screened according
(Locker, Liddell, Dempster, & Shapiro, 1999; Locker, Liddell, & to the following inclusion criteria: (1) published in the English
Shapiro, 1999). Such etiological factors may also contribute to the language, (2) published in a peer-reviewed journal, (3) adult
maintenance of anxiety; personality traits are enduring, and con- sample age 18 and over, (4) patients were randomized to treat-
ditioned responses do not extinguish in the absence of repeated ment conditions, and (5) patients with primary dental anxiety
exposure to the feared stimulus (i.e., regular attendance at den- and/or specific phobia of dental procedures as diagnosed accord-
tist appointments). The acquisition of dental anxiety has been ing to DSM-IV criteria. Publication dates, sample sizes, and number
most consistently tied to aversive conditioning experiences (Davey, and rigor of compared treatments were not restricted. Unpub-
1989; Locker, Liddell, Dempster, et al., 1999; Thomson, Locker & lished manuscripts and theses, book chapters, and case studies
Poulton, 2000; Weiner & Sheehan, 1990). Furthermore, Weiner and were excluded. Twenty-two studies that met criteria for inclusion,
Table 1
Reviewed treatment outcome studies for dental anxiety and phobia.
Authors; location Active Control Target of Duration of Outcome Findings Original Follow-up Follow-up Length Setting/clinic Comments, limitations
treatment condition(s) treatment treatment measure(s) sample size sample size interval avoidance
condition(s) Pre-tx
Agdal et al. (2008); Exposure by WL DSM-IV 1 3-hr session or DAS, DFS, Better dental health 40 31 1-Year Range = 3–30 Specialized Follow-up on CBT
Norway trained dentist: dental 5 1-hr sessions presence of correlated w/low years dental fear conditions from
1 session vs. 5 phobia positive/ anxiety and positive clinic Haukebø et al. (2008)
session negative cognitions
cognitions
Armitage and Reidy Imaginal Imaginal Dental 2 min of imaginal STAI Process > outcome in 75 n/a n/a N.R. Dental No dental anxiety
(2012); England exposure to exposure to anxiety exposure reducing state anxiety practice specific measure;
dental process outcome of pre and post dentist inclusion criteria
dental care appt unclear
Berggren et al. (2000); CR vs. relax n/a Dental Up to 8 sessions DAS, DFS, CR > relax for anxiety 112 n/a n/a N.R. Specialized Low scores on a 0–100
Sweden anxiety of unspecified dentist rating tx adherence; dental fear measure of
length of pt anxiety relax > CR anxiety clinic willingness to engage

D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378


on 1–6 scale reduction in anxiety treatment
predicted attrition
Dailey et al. (2002); UK Dentist Dentist not Dental n/a STAI-6 Significantly less state 119 n/a n/a N.R. Primary Only measured dental
informed of pts informed of anxiety anxiety reduction in dental care anxiety prior to dental
MDAS score pts anxiety control group from pre care; enrolled if MDAS
prior to dental level to post-dental tx 19+ or a 5 on any 1
tx MDAS item
de Jongh, Muris, Ter 1 session of: CR WL Dental 1 1-hr session DAS, DCQ CR > Info = WL; 52 20 (only 1-Month and Range = 1–27 Specialized WL not re-assessed at
Horst, et al. (1995); by dentist/ anxiety CR = Info at 1-year active tx pts 1-year years dental fear follow-up
Netherlands psychologist vs. follow-up were clinic
psychoed by assessed)
hygienist
Gatchel (1980); USA Group No anxiety tx Dental 6 1.5-hr sessions DAS, Desensitization > 19 19 1-Month N.R. N.R.
desensitization anxiety over 3 weeks attendance, Psychoed/Discussion
(relax, imagery) bx in dentist & Control in anxiety
vs. Group chair reduction; Psy-
edu + discussion choed/Discussion > Control
group (txs in avoidance reduction
delivered by
trained
dentists)
Getka and Glass CBT vs. BT vs. WL Dental 6 weekly 1-hr DAS, CBT = BT > WL, PDE 41 35 1-Year M = 30 months N.R.
(1992); USA positive dental anxiety sessions for CBT, attendance
experiences BT
(PDE)
Hammarstrand et al. Hypnotherapy General Dental 8 sessions DAS, dentist BT > hypnotherapy 33 n/a n/a Median = 9.5 Specialized Randomized only to tx
(1995); Sweden vs. BT (relax, anesthesia anxiety rating year dental fear groups, not to control;
biofdbk, clinic BT led to increase in
exposure) mood
Haukebø et al. (2008); Exposure by WL DSM-IV 1 3-hr session or DAS, BAT, 5 session > 1 40 35 1-Year Range = 3–30 Specialized
Norway trained dentist: dental 5 1-hr sessions DFS, DBS session > WL; 1 years dental fear
1 session vs. 5 phobia session = 5 sessions at clinic
session 1-year-FU
Jerremalm et al. Group CR vs. n/a Dental 9 1.5-hr weekly DAS, DFS, CR = relax, regardless 37 27 9–12 months Range = 2–20 N.R. Randomization to tx
(1986); Sweden group relax anxiety sessions BAT, HR of pt reactivity type year condition only within
(cognitive or pt types
physiological)
Karst et al. (2007); Auricular PBO Dental 30 min STAI, 0–10 Auricular acupunc- 67 n/a n/a N.R. N.R. Did not use specific
Germany acupuncture vs. acupuncture; anxiety visual ture = midazolam > pbo dental anxiety
intranasal no anxiety tx anxiety scale acupuncture, control measure, did not
midazolam measure avoidance
(benzo)

367
368
Table 1 (Continued)
Authors; location Active Control Target of Duration of Outcome Findings Original Follow-up Follow-up Length Setting/clinic Comments, limitations
treatment condition(s) treatment treatment measure(s) sample size sample size interval avoidance
condition(s) Pre-tx
Kritsidima et al. Lavender oil No scent Dental Varied; MDAS, Dental anxiety did not 340 n/a n/a N.R. Private Pre-tx data not
(2010); UK scent anxiety depending on STAI-State differ between dental reported; sample
amount of time conditions; state practice ranged from low to
spent in waiting anxiety lower in high dentally anxious
room lavender scent
condition
Lahmann et al. (2008); Dentist- No anxiety tx Dental Relax = 10 min; STAI-S Relax > Music > Control 87 n/a n/a N.R. N.R. Did not use specific
Germany administered anxiety music during dental anxiety
brief relax vs. dental tx measure, did not

D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378


music measure avoidance
distraction
Liddell et al. (1994); Group CBT n/a Dental 4 sessions DAS, 70% across both 26 23 1–4-Year N.R. N.R. Follow-up on some pts
Canada massed vs. anxiety (massed = 2/wk; attendance conditions continued from Ning and Liddell
group CBT spaced = 1/wk), to regularly attend (1991) and additional
spaced; groups hw monitoring dentist; irregular pts
of 3–6 pts attendance = less
decrease in anxiety
Mathews and Rezin Hi-arousal/ Relax Dental 4 1-hr sessions Sum of Low arousal > high 63 63 2-Month Range = 1–25 N.R. Self-report scales
(1977); UK coping vs. anxiety 10-point arousal for anxiety years unpublished; no
Hi-arousal/no- scale choices reduction; high standardized “coping”
coping vs. for various arousal > low arousal technique
Lo-arousal/ dental for avoidance
coping vs. situations, reduction; low arousal
Lo-arousal/no- attendance interacted with no
coping (arousal coping to reduce
induced by avoidance
imaginal
exposure)
Moore et al. (1991a,b); Video exposure WL attention Dental M = 7.5 hr DAS, DFS, Both txs reduced 143 48 (only 1-Year Range = 0–33 Specialized Randomized only to tx
Denmark w/relax & (told that anxiety DBS dental anxiety and active tx pts years dental fear groups, not to control;
biofeedback anxiety is elevated mood; 93% were clinic only attendance
(systematic treatable) returned to dental assessed) measured at follow-up
desensitiza- care in 1 year
tion) vs. Direct
exposure
(systematic
desensitiza-
tion)
Moses and Education vs. WL Dental 1.5-hr education; DAS, SIT & 24 n/a n/a At least 1 year N.R. Tx components not
Hollandsworth Coping + anxiety 2.5-hr cop- attendance coping + application > described in detail;
(1985); USA application ing +application education & WL at stratified by
training vs. training; 3.5-hr reducing avoidance; demographic variables
Coping + full SIT education did not prior to randomization
application contribute to SIT
training +
education (full
SIT)
Ng et al. (2004); Hong Level of n/a Oral surgery 1 info session 0–100 dental 2 groups including 192 n/a n/a N.R. General
Kong pre-operative anxiety anxiety recovery information dental
information: SUDS; led to decreased practices
basic info only Depression anxiety in both high
vs. basic info and Anxiety and low trait anxiety
w/details of Stress Scale pts
operative (used only for
procedures vs. trait anxiety
basic info subgrouping)
w/details of
expected
recovery vs.
basic info
w/details of
both operative

D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378


procedures and
recovery
Ning and Liddell Group CBT n/a Dental 4 sessions DAS, Massed = spaced 18 12 6-Month N.R. N.R.
(1991); Canada massed vs. anxiety (massed = 2/wk; attendance
group CBT spaced = 1/wk),
spaced; groups hw monitoring
of 3–6 pts
Shaw and Thoresen Modeling WL; Dental 1-hr sessions Attendance, Modeling & Desensiti- 36 N.R. 3-Month M = 3.7 years Counselor Self-report scales
(1974); USA (relax, imaginal psychoed anxiety weekly, 0–10 scale zation > control training unpublished and
exposure, see PBO maximum 10 anxiety scale conditions in anxiety facility developed by authors
video of model) sessions (average and avoidance for this study; Pt
vs. 7 hr total per tx) reduction ability to pay for
desensitization dental tx is part of
inclusion criteria
Thom et al. (2000); Benzo vs CBT No anxiety tx DSM-IV CBT: 1.5-hr DAS, DFS, CBT > Benzo = Control 50 N.R. 1 week, N.R. Dental clinic Randomization
Germany (dental care dental session + 1 week DCQ, HR, 2-month sequential/restricted
by sensitive phobia hw blood
dentist) pressure
Vika et al. (2009); CBT by trained n/a DSM-IV 1 or 5 sessions, DAS, BAT, 89% received 55 45 1-Year Range = 0–40 Specialized
Norway dentist: 1 intra-oral length of session attendance, injections during years (injection dental fear
session vs. 5 injection N.R. Injection 1-year follow-up; 1 avoided) clinic
sessions phobia Phobia Scale- session = 5 session
Anxiety except lower DAS for
5-session at follow-up
Willumsen et al. CBT vs. applied WL for 1 Dental 10 weekly DAS, DFS, CBT = Relax = N2 O > WL 65 n/a 5-Year N.R. N.R. WL was 4 weeks,
(2001); Norway relax vs. N2 O month prior anxiety sessions of DBS wheras tx was 10
sedation to tx individual weeks; Pts paid fee for
therapy; N2 O tx that was refunded if
during dental all sessions were
procedure attended
Willumsen and CBT vs. applied WL for 1 Dental 10 weekly DAS, All respondents had 62 (just tx 43 5-Year N.R. N.R. Follow-up to
Vassend (2003); relax vs. N2 O month prior anxiety sessions of attendance attended dentist since completers) Willumsent et al.
Norway sedation to tx individual anxiety tx, Mean DAS (2001)
therapy; N2 O score = 10.4
during dental
procedure
Note: BAT, Behavioral Approach Test; BT, behavior therapy; Benzo, benzodiazepine; CBT, cognitive behavioral therapy; CR, cognitive restructuring; DAS, Dental Anxiety Scale; DBS, Dental Beliefs Survey; DCQ, Dental Cognitions
Questionnaire; DFS, Dental Fear Survey; HR, heart rate; hr, hour; Hw, homework; MDAS, Modified Dental Anxiety Scale; N2O, nitrous oxide; N.R., not reported; n/a, not applicable; PBO, placebo; Psychoed, psychoeducation; Pt,
patient; relax, relaxation; SIT, Stress Inoculation Training; STAI, State-Trait Anxiety Inventory; Tx, treatment; WL, wait list.

369
370 D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378

published between 1974 and 2012, were selected for review (see Additionally, the Dental Beliefs Survey (Milgrom, Weinstein,
Table 1). If follow-up studies were published separately, they are Kleinknecht, & Getz, 1985) is a 15-item measure used to assess
included in the present report but considered as part of the original patients’ attitudes toward and perceptions of the dentist’s behav-
study. ior, the process of dental care delivery, and how these interactions,
along with communication between patient and dentist, affect
3. Measures of dental anxiety and related constructs used one’s dental anxiety. On the basis of exploratory and confirmatory
in treatment studies factor analyses, it was determined that the Dental Beliefs Survey
comprises one general dimension (Kulich, Berggren, Hakeberg, &
Attempts to assess prevalence, correlates, and consequences of Gustafsson, 2001). This scale has demonstrated good reliability and
dental anxiety have been limited by the use of different, and often validity across several samples and is significantly correlated with
unvalidated, measures of dental anxiety/phobia. The importance of measures of dental anxiety (Kvale et al., 1997; Moore, Berggren, &
this statement is highlighted by a study comparing three self-report Carlsson, 1991).
instruments for the assessment of dental anxiety differing in degree Lastly, the Dental Cognitions Questionnaire (de Jongh, Muris,
of validational support. Despite statistically significant associations Schoenmakers, & Ter Horst, 1995) is a 38-item measure assessing
between scores on pairs of measures, agreement among them was the frequency and believability of patients’ negative cognitions
only fair ( ranged from .37 to .56; Locker, Shapiro, & Liddell, 1996). related to dental treatment, in regard to both dentistry in general
The use of different measures to assess the construct of dental anx- (e.g., “Dentists don’t care. . .”) and to the patients themselves (e.g., “I
iety may pose problems for the reliability of its operationalization can’t stand pain”). Patients are instructed to indicate the frequency
and contribute to inconsistent findings across studies. This com- with which these negative cognitions occur and the degree to which
plicates the assessment of treatment outcome and the drawing of they believe these cognitions on scales from 0% to 100%. The fre-
conclusions based on the outcome literature. In this section, we quency and believability subscales of the questionnaire had good
review the most commonly used assessment instruments for dental internal consistency (˛ = .89 and .95, respectively) and were signif-
anxiety and phobia. icantly correlated with each other (r = .58) and with measures of
dental and trait anxiety. With regard to discriminant validity, indi-
3.1. Self-report assessments viduals with dental anxiety reported a significantly higher number
of negative cognitions and gave significantly higher believability
Although the use of self-report measures varies across treat- ratings than non-anxious controls (de Jongh, Muris, Schoenmakers,
ment studies, both in regard to which measures and how many & Ter Horst, 1995).
of them are used, the most common measure of dental anxiety Self-report of dental anxiety has also been obtained during
in treatment research is the four-item Dental Anxiety Scale (DAS; behavioral assessments (see below) by asking patients to report
Corah, 1969). Higher scores indicate greater anxiety and a score Subjective Units of Distress Scale (SUDS; Wolpe, 1969, 1973) rat-
of 15 or higher is often used as the cutoff for high dental anxiety. ings before, during, and after exposure to dental situations, based
Internal consistency of the DAS has ranged from .62 to .91 in var- on hierarchical steps, ranging from entering the waiting room to
ious samples (Schuurs & Hoogstraten, 1993). The validity of the having a tooth extracted. SUDS ratings are provided on a numeric
measure is poor as demonstrated a low correlation with dentists’ scale of subjective anxiety (e.g., 0–10, 0–100), ranging from no anx-
ratings of patients’ anxiety (r = .40, Corah, 1969); however, this low iety to the greatest level of anxiety that the individual has ever
correlation may be equally attributable to dentists’ lack of insight experienced or can imagine experiencing.
into their patients’ anxiety.
To improve upon the validity of the DAS, the Modified Dental 3.2. Interview assessments
Anxiety Scale (MDAS; Humphris, Morrison, & Lindsay, 1995) was
developed and is gaining popularity. The MDAS is a five-item mea- Two interviews have been utilized in dental anxiety treat-
sure assessing anticipatory anxiety associated with an upcoming ment studies to identify patients with specific phobia of dental
dental appointment, fear of dental cleaning and drilling, and fear of procedures. The specific phobia module of the Anxiety Disor-
local anesthetic injection. The last item (regarding injection) was ders Interview Schedule for DSM-IV (ADIS-IV; Brown, Di Nardo, &
added to the MDAS when amending the original DAS. The total Barlow, 1994), a semi-structured interview designed to establish
score ranges from 5 to 25, with higher scores indicating elevated reliable diagnoses of the DSM-IV anxiety, mood, and somatoform
anxiety and a score of 19 serving as the cut-off for high anxiety disorders, is used to assess specific phobia of dental procedures.
based on receiver operating characteristic analyses from two stud- Clinicians assign a dimensional clinical severity rating (CSR), ran-
ies (Humphris et al., 1995; King & Humphris, 2010). The MDAS ging from 0 = none to 8 = very severely disturbing/disabling, with
has demonstrated good internal consistency (˛ = .89; Humphris, scores of 4 or greater indicative of the severity of distress and
Freeman, Campbell, Tuutti, & D’Souza, 2000) and test–retest reli- impairment that would meet criteria for diagnosis. The Structured
ability (r = .82, interval unspecified; Humphris et al., 1995). The Clinical Interview for DSM-IV Axis I Disorders (SCID-I; First, Spitzer,
scale was significantly correlated with avoidance of dental proce- Gibbon, & Williams, 1996) is another common semi-structured
dures in an internationally diverse sample (Humphris et al., 2000). interview used to assess for Axis I psychiatric disorders, including
In assessing change in dental anxiety, some studies have used specific phobia.
the Dental Fear Survey (Kleinknecht, Klepac, & Alexander, 1973),
a 20-item measure assessing fear of specific dental procedures 3.3. Behavioral assessments
(e.g., drilling), avoidance, and physiological arousal (e.g., palpita-
tions, sweating) related to dental treatment. Summed scores vary Various behavioral measures have also been used to assess
from 20 (no fear) to 100 (terrified), with higher scores indicating change in dental anxiety and avoidance. Avoidance of dental treat-
greater anxiety. The Dental Fear Survey yielded test–retest reliabil- ment is often measured by tracking attendance at scheduled dental
ity of r = .73 (interval not reported), internal consistency of ˛ = .93, appointments. Avoidance behavior is also measured by recording
and split-half reliability of r = .96 (Kleinknecht et al., 1973; Schuurs patients’ progress on a behavioral approach test (BAT; Haukebø
& Hoogstraten, 1993). Survey scores were significantly correlated et al., 2008), which consists of a series of behavioral tasks increasing
with trait anxiety, pain intensity, and avoidance of dental proce- in difficulty. The BAT incorporates SUDS ratings to measure level of
dures (Kleinknecht & Bernstein, 1978). anxiety during exposure and may sometimes include measurement
D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378 371

of physiological responses such as heart rate variability or galvanic exposure to feared stimuli while utilizing coping skills. Moses and
skin response as the patient works up a standardized hierarchy of Hollandsworth (1985) randomized patients to either (a) psychoe-
dental anxiety provoking situations. The BAT is occasionally used in ducation alone, (b) coping skills plus application, (c) the entire SIT
dental anxiety studies to evaluate the extent of patients’ avoidance package composed of education, coping skills, and application, or
for inclusion in treatment; patients able to reach the most anxiety- (d) a wait list control. There were no differences among conditions
provoking item on the hierarchy may be excluded from treatment. in dental anxiety reduction. Significantly more patients from the
Additionally, some studies (e.g., Shaw & Thoresen, 1974) leave the three active treatments scheduled dentist appointments than those
length of anxiety treatment open-ended and use patients’ ability on the wait list, but significantly more patients from the coping
to complete all steps on a BAT with little discomfort to signify the plus application and full SIT package conditions attended the den-
conclusion of treatment. tist appointments than those receiving psychoeducation alone or
Some studies use combinations of self-report, interview, and the wait list. Because psychoeducation did not fare better than wait
behavioral measures. Multimethod measurement is typically best list on either dental anxiety or avoidance reduction, it may not be
because each type of measurement alone contains flaws and, a necessary treatment component. However, given the very small
whereas BATs provide objective, observable assessments of anxi- sample size and the lack of detailed description of the coping and
ety and avoidance during exposure to dental situations, self-report application (i.e., exposure) components, it is difficult to speculate
measures allow participants to report their subjective experience about the reasons for these outcomes.
of anxiety. Most commonly, treatment response in the dental anxi-
ety literature is measured by a statistically significant difference in 4.1.1. CBT at varying intervals
outcome scores between treatment conditions from pre- to post- A trial of immediate and long-term outcomes of group CBT (Ning
treatment. Little attention has been devoted to criteria for clinical & Liddell, 1991) randomized patients to either massed (two ses-
significance of change as is common in other areas of psychother- sions per week for 2 weeks) or spaced (one session per week for
apy research (Jacobson & Truax, 1991). 4 weeks) CBT. Treatment consisted of relaxation training, cogni-
tive restructuring, imaginal graduated exposure, and homework
4. Treatment outcome trials monitoring, administered by clinical psychologists to 18 patients
with a minimum DAS score of 15. All treatment completers in both
The studies reviewed here evaluate and compare the following groups attended dentist appointments post-treatment, and DAS
treatment techniques: various forms of CBT, relaxation training, scores significantly decreased for both groups with no between-
benzodiazepine premedication, music distraction, hypnotherapy, group differences. This study demonstrates that group CBT can be
acupuncture, nitrous oxide (N2 O) sedation, and the use of laven- effective in reducing dental anxiety at various inter-session inter-
der oil scent. CBT interventions are reviewed, followed by non-CBT vals. A follow-up to this study assessing anxiety and attendance
treatments. of treatment completers 1–4 years after completing anxiety treat-
ment found that 70% of patients reached for follow-up attended
4.1. CBT interventions dental care regularly (i.e., at least once per year), suggesting that
group CBT delivered in massed or spaced sessions can have long-
Getka and Glass (1992) compared CBT and behavior therapy (BT) lasting anxiety reduction effects (Liddell, Di Fazio, Blackwood, &
to a wait list control and a positive dental experience condition Ackerman, 1994). Regular and irregular dental treatment attenders
in which dentists were particularly gentle with anxious patients. did not differ significantly on demographic factors, although those
Forty-one patients with a minimum DAS score of 13 were random- with irregular attendance (i.e., greater avoidance) demonstrated
ized to one of the four conditions. CBT and BT were administered significantly less anxiety reduction at post-treatment.
in 6 weekly 1-h individual sessions by psychology graduate stu-
dents. CBT was comprised of psychoeducation, repeated video and 4.1.2. CBT compared with relaxation training
in vivo exposure, cognitive restructuring, and relaxation training. The comparative efficacy of CBT and relaxation training was
BT involved the same components, except for cognitive restruc- examined in 112 patients with a minimum DAS score of 13
turing, and was administered almost exclusively via audio- and (Berggren, Hakeberg, & Carlsson, 2000). One clinical psycholo-
videotape. CBT and BT were significantly more efficacious at reduc- gist delivered both treatments, which included video exposure
ing dental anxiety and negative cognitions than the wait list and to eight hierarchically arranged dental scenes. Progressive mus-
positive dental experience conditions. At 1-year follow-up, patients cle relaxation training was paired with electromyography (EMG)
in the two active treatments reported significantly less dental anxi- biofeedback during video exposure until patients could watch all
ety than wait list controls and had avoided dental care significantly scenes and handle dental instruments in a fully relaxed state. The
less often than patients in the wait list and positive experience CBT condition involved psychoeducation and cognitive restructu-
conditions. One possible conclusion from these findings is that the ring during video exposure. More patients in the CBT condition
cognitive change may arise from behavioral intervention without (74%) completed anxiety treatment than patients in the relaxation
a formal cognitive component, as there was no difference between condition (59%), although this difference was not significant. Both
CBT and BT in any comparison. However, the small sample of conditions led to significant reductions in dental anxiety, but relax-
patients in this study (approximately 10 patients per condition) ation was associated with significantly greater anxiety reduction
does not allow a good test of this hypothesis, as it was insuffi- than CBT. However, the substantial, albeit non-significant, differ-
ciently powered to detect the modest effect size that one might ence in completion rates may bias the anxiety reduction findings
expect between two active treatment conditions. which are based only on the findings for treatment completers.
An older study by Moses and Hollandsworth (1985) examined A unique study in the dental anxiety literature examined the
the relative efficacy of the psychoeducation component of stress use of different types of group behavioral treatment methods for
inoculation training (SIT; Meichenbaum & Turk, 1976) by ran- patients differing in anxiety response patterns (Jerremalm, Jansson,
domizing 24 patients who had avoided dental care for at least 1 & Öst, 1986). Individuals with self-reported dental anxiety (unspec-
year and reported high dental anxiety (DAS) to various combina- ified cut-off on the DAS and Dental Fear Survey), referred to
tions of SIT components, delivered by a psychology intern. SIT is anxiety treatment by their dentists, were divided into two groups
a form of CBT involving psychoeducation, the acquisition of cop- depending on whether they reacted more cognitively or physio-
ing skills to manage fear and anxiety, and application training, i.e., logically to dental procedures, measured by an examination of their
372 D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378

cognitions and heart rate during a BAT. Within each group, patients across active conditions sought dental care in the follow-up year,
were randomized to either cognitive restructuring (cognitively with no significant differences between groups (Haukebø et al.,
focused method) or applied relaxation (physiologically focused 2008). With regard to the relationship between oral health and
method), provided by graduate student therapists. Applied relax- dental anxiety among the anxiety treatment completers, includ-
ation involved psychoeducation and progressive muscle relaxation ing individuals in the control condition who received one of the
exercises practiced during exposure to graduated video and in vivo active treatments following the waiting period, the number of teeth
dental situations. Both treatment groups attended the dentist with needing treatment (e.g., restorative, periodontal, and extractions)
other supportive patients and received an unspecified reward was correlated with positive thoughts related to dental care and
afterward. No significant differences between conditions were with anxiety, such that patients with the best dental health and the
found; both treatments significantly reduced anxiety for both least dental care needs experienced increased positive cognitions
types of patients on self-report measures and somatic arousal and the largest decrease in dental anxiety (Agdal, Raadal, Skaret, &
for patients classified as physiological reactors. Performance on Kvale, 2008).
the BAT improved for both groups. Upon follow-up 9–12 months The idea that dental anxiety could be significantly reduced in
later, the majority of patients attended dental appointments with just one session was not new, as several years prior, one session of
dentist-rated anxiety significantly reduced from pre-treatment cognitive restructuring (CR) was found to be more effective than
to follow-up. Overall, matching behavioral treatment type to a information about oral health and dental treatment and a con-
patient’s idiographic anxiety response pattern did not appear to trol condition (de Jongh, Muris, Ter Horst, et al., 1995). Fifty-two
enhance efficacy. patients with high dental anxiety (minimum DAS score of 15) were
A study comparing CBT, applied relaxation, and N2 O seda- randomized to a 1-h session of CR by a psychologist and dentist,
tion randomized 65 patients with a minimum DAS score of 15 dental information provided by a dental hygienist, or a wait list
to one of the three treatment conditions (Willumsen, Vassend, & control, 1 week prior to dental care. CR was significantly more
Hoffart, 2001). All three treatments were provided by a dentist effective at reducing anxiety and negative cognitions (Dental Cogni-
and included 10 weekly sessions of individual therapy, except for tions Questionnaire) than the information and control conditions.
sedation which involved N2 O administration during the dental pro- Patients in the CR condition continued to fare better than those
cedure. CBT involved cognitive restructuring and in vivo exposure. in the information condition (controls were not re-assessed) at 1-
Applied relaxation was practiced in the dental chair during sessions month follow-up, but at a 1-year follow-up patients in the active
and at home. Patients in all three conditions showed significant treatments no longer differed in dental anxiety. This lack of long-
reduction in dental anxiety measures (DAS, Dental Fears Survey, term effects of CR may be due to the very brief nature of the single
and Dental Beliefs Survey) following treatment, and no between- session of treatment and to the absence of a repeated, graduated
group differences were found. At 5-year follow-up, Willumsen and exposure component.
Vassend (2003) found that all of the patients who responded had In a trial of patients with intra-oral injection phobia, different
attended a dentist appointment during the follow-up period, with quantities of CBT for dental anxiety were compared by the same
no between-group effects. This study indicates that several ses- research group who investigated similar treatments for specific
sions of CBT, relaxation, and the use of N2 O sedation administered phobia of dental procedures (Vika, Skaret, Raadal, Öst, & Kvale,
by dentists trained in these techniques are comparably efficacious 2009). Patients diagnosed using the ADIS-IV were randomized to
in reducing dental anxiety and avoidance and that these effects are either one session or five sessions of CBT delivered by dentists
maintained over time. trained in CBT. The treatment consisted of cognitive restructuring
combined with graduated, repeated in vivo exposure to injection
4.1.3. CBT in varying amounts stimuli. Both groups experienced significant improvement in anx-
A randomized controlled trial (RCT) compared one session to iety as measured by the DAS, SUDS, and attendance measures
five sessions of exposure in treating specific phobia of the dentist at post-treatment and 1-year follow-up. The five-session group
(Haukebø et al., 2008). Forty patients with DSM-IV dental phobia reported significantly less dental anxiety (DAS) than the one-
as diagnosed using the SCID-I who had avoided dental care for session group at follow-up, which was the only between-group
at least 3 years were randomized to one 3-h exposure session, difference. Eighty-nine percent of patients received intra-oral
five 1-h exposure sessions, or a wait list control. Active treat- injections by a dentist during the follow-up period. CBT seems to
ments were delivered by a CBT-trained dentist. Both treatments have a positive effect on both dental anxiety and intra-oral injection
were equally effective at reducing avoidance behavior (BAT) and phobia. It is notable that dentists trained in CBT successfully deliv-
changing negative cognitions during feared dental situations and ered the anxiety treatment in this study and the study by Haukebø
produced significantly more improvement than the control condi- et al. (2008).
tion. Patients in the five-session condition had significantly lower
scores on self-report measures of dental anxiety (DAS, Dental Fears 4.1.4. Variations of exposure
Survey, and Dental Beliefs Survey) than those in the one-session The first RCT examining CBT for dental anxiety and avoidance
condition. Improvements in the active treatments were considered was conducted by Shaw and Thoresen (1974). They randomized 36
clinically significant according to Jacobson and Truax’s (1991) defi- patients who avoided the dentist for at least 1 year to one of four
nition: there was a combination of statistically significant reduction conditions: (a) modeling plus imaginal exposure, (b) desensitiza-
in anxiety from pre- to post-treatment and a post-treatment anx- tion, (c) placebo control, and (d) wait list control. Modeling plus
iety score falling within the range of the normal population. At imaginal exposure involved relaxation training, video exposure
post-treatment, 20 (55%) individuals in the one-session condition to models undergoing dental procedures, and imaginal exposure
and 19 (95%) in the five-session condition achieved clinically sig- to oneself undergoing dental procedures. Desensitization involved
nificant improvement. the same components as modeling, except that audio instead of
At 1-year follow-up, patients in the two treatments no longer video exposure was presented and there was no imaginal expo-
differed significantly on level of dental anxiety. Nineteen (75%) sure. The placebo control group received 10 sessions of 30-min
individuals in the one-session treatment and 16 (87%) in the audiotapes of relaxation training, psychoeducation, and discussion
five-session treatment achieved clinically significant improvement, of anxiety and treatment principles with a counselor. Patients in
suggesting that the patients who received the one-session treat- all conditions with the exception of wait list engaged in treat-
ment continued to improve. Seventy-seven percent of patients ment for 6–8 h in 1-h weekly sessions. Outcome assessments
D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378 373

included tracking attendance to dental appointments following (Moore, Brødsgaard, Berggren, & Carlsson, 1991). An attention
anxiety treatment, 0–10 SUDS ratings of anxiety regarding the placebo control, comprised of patients on the dental clinic’s wait
dentist and dental procedures, and a number of unpublished, list, involved telling patients that dental anxiety was treatable.
author-developed self-report measures. The modeling plus ima- Active treatments involved progressive muscle relaxation training
ginal exposure and desensitization conditions were significantly in the dental chair followed by either “video training” or “clin-
more efficacious at reducing anxiety and avoidance at 3-month ical rehearsals” for an average of 7.5 h. Video training involved
follow-up than either of the control groups. In the modeling plus graduated video exposure in combination with relaxation and
imaginal exposure condition, 78% of patients visited a dentist dur- biofeedback until all scenes could be watched in a relaxed state.
ing the follow-up period, compared to 44% in the desensitization Clinical rehearsals involved in vivo exposure combined with relax-
group, but this difference was not significant. Although this study ation (the presence or absence of biofeedback in this condition
is limited by a small sample size (n = 9 per group), it provided early was not reported). Both types of exposure significantly reduced
evidence for the efficacy of video and imaginal exposure in the patient dental anxiety compared to the control condition (DAS,
reduction of dental anxiety. Dental Fears Survey, and Dental Beliefs Survey), and 93% of patients
Mathews and Rezin (1977) examined the use of imaginal expo- who completed exposure returned to dental care within 1 year of
sure in the treatment of dental anxiety by randomizing 63 anxious completing the study. This study indicates that repeated, graduated
patients to four weekly 1-h sessions of audio-presented treatment. exposure delivered in either video or in vivo formats is efficacious
The treatment conditions included combinations of imaginal expo- in reducing anxiety and leads to lasting improvement.
sure to high or low arousal situations in the presence or absence In a trial examining group therapy, Gatchel (1980) randomized
of coping rehearsal. Coping techniques were varied, including 19 patients with high dental anxiety (DAS) to one of three group
methods such as distraction and relaxation. The control condition conditions led by dentists: desensitization (n = 8), psychoeducation
presented progressive muscle relaxation audiotapes. Dental anxi- and discussion (n = 5), and no treatment control (n = 6). Desensiti-
ety was measured by an unpublished questionnaire assessing the zation involved psychoeducation, progressive muscle relaxation,
total level of anxiety across various dental procedures on a 10-point repeated imaginal exposure to a hierarchy of dental situations,
scale. Exposure to high arousal situations led to significantly greater in vivo exposure to dental instruments, and training in interac-
anxiety reduction than exposure to low arousal situations, whereas ting with dental providers meant to increase a sense of control
the opposite pattern emerged for avoidance reduction. Although over procedures on the part of the patient. The other treatment
coping did not significantly influence anxiety, it interacted with involved psychoeducation and discussion about previous dental
arousal level to affect avoidance, in that exposure to low arousal experiences and information about dental procedures and how to
situations without coping led to significantly less avoidance. These interact with dental providers. Dental anxiety was reduced signif-
results may be interpreted in several ways: the authors suggest icantly more from pre- to post-treatment in the desensitization
that using imaginal exposure with anxiety-evoking material of low condition than in the psychoeducation/discussion and control con-
to moderate intensity may be most effective. An alternative is that ditions, which did not differ. At 1-month follow-up, attendance at
graduated exposure, which begins at low levels of anxiety arousal, dental appointments was highest in the psychoeducation condi-
is best; however, the low arousal condition in this study began and tion (100%), followed by the desensitization (87.5%) and control
remained at low intensity which may have limited its own effects (33.3%) conditions, with a significant difference in avoidance found
even if it was more efficacious than beginning at a high level of only between psychoeducation and the control condition. Although
arousal. These conclusions are limited by the study’s implementa- this study is limited by a very small sample size, it seems that
tion of an un-standardized coping technique for conditions which desensitization can reduce dental anxiety in the short-term when
included coping and by the possibility that people differ in their administered in a group format.
definitions and experiences of which scenarios evoke high or low One study examined the relative efficacy of exposure and
arousal. hypnotherapy using patients treated by general anesthesia as
Most recently, Armitage and Reidy (2012) examined the efficacy the control group (Hammarstrand, Berggren, & Hakeberg, 1995).
of imaginal exposure in 75 patients whose level of anxiety upon Twenty-two women were randomized to exposure or hypnother-
entering the study was unreported. Patients were randomized to apy. The exposure condition (referred to by the authors as
either “process simulation” or a control condition, “outcome simu- psychophysiological therapy) involved video exposure to den-
lation.” Process simulation involved a 2-min imaginal exposure to tal scenes combined with progressive muscle relaxation and
the process of dental procedures in which participants were asked biofeedback. Hypnotherapy, delivered by a psychologist, involved
to vividly imagine preparing to see the dentist. Outcome simula- progressive muscle relaxation, visual imagery of hierarchical dental
tion asked participants to vividly imagine for 2 min the outcome scenes and procedures similar to those in the exposure condition,
of dental care or seeing oneself after meeting with the dentist. and suggestions that the patient was not fearful of dental proce-
Dental anxiety was not measured, but state anxiety was assessed dures. The active treatment conditions had a high degree of overlap,
using a modified form of the State-Trait Anxiety Inventory (STAI- differing in their use of video versus imaginal exposure, and sug-
6; Marteau & Bekker, 1992). Differences in anxiety prior to the gestion versus biofeedback. The non-randomized control condition
intervention were not reported. Patients in the process condition was comprised of women consecutively selected from the wait
reported significantly less state anxiety prior to and after the den- list who underwent general anesthesia. The video exposure group
tist appointment than controls, as well as significantly lower state exhibited significant reductions in dental anxiety (DAS), whereas
anxiety after the appointment than prior to the appointment. It is the hypnotherapy group did not. Further, the hypnotherapy group
likely that the dentist appointment itself served as exposure, which had a higher drop-out rate. Control patients experienced a signifi-
may have contributed to the further decrease in anxiety. This study cant reduction in dental anxiety but reported higher dental anxiety
supports the numerous findings that exposure, even brief or ima- post-treatment than either of the active treatment groups.
ginal, leads to short-term anxiety reduction, but it is limited by the
lack of a dental anxiety specific measure and unreported inclusion 4.1.5. CBT versus benzodiazepine premedication
criteria. Thom, Sartoty, and Johren (2000) compared the efficacy of CBT,
Another study examined various forms of exposure in the treat- premedication with the benzodiazepine midazolam, and a con-
ment of dental anxiety among 143 adults with a minimum score of trol condition in reducing DSM-IV dental phobia and avoidance
15 on the DAS who were randomized to video or in vivo exposure in 50 patients undergoing oral surgery (e.g., tooth extraction).
374 D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378

Patients were allocated to conditions sequentially and via restricted skin. The midazolam group received an average of 4 mg of the
randomization (preferentially placed in the groups with fewer drug administered via spray bottle into each nostril. All patients
patients). Outcome measures included the DAS, Dental Fear Sur- underwent tooth extractions under local anesthetic, as is typical for
vey, and Dental Cognitions Questionnaire, along with heart rate and this type of dental procedure. Auricular acupuncture and intranasal
blood pressure measurements. Groups did not differ on outcome midazolam were equally efficacious in reducing state anxiety and
variables prior to anxiety treatment. CBT consisted of one 1.5-h more efficacious than the placebo acupuncture and no treatment
session including psychoeducation, cognitive restructuring, ima- control conditions, as measured by the STAI. As with Dailey et al.’s
ginal exposure, progressive muscle relaxation, and homework, 1 (2002) and Lahmann et al.’s (2008) trials, this study did not use
week prior to oral surgery. Treatment adherence was not measured. a dental anxiety specific measure, nor did it assess dental treat-
Benzodiazepine was administered 30 min before dental treatment. ment avoidance. Future studies should also report follow-up results
Individuals in the control condition were told that they would to examine these treatments’ ability to maintain dental anxiety
be operated on by a surgeon with experience in treating dentally reduction over time.
anxious patients who would treat them particularly carefully. The In an examination of a less common form of treatment for den-
active treatment conditions reduced dental anxiety during surgery tal anxiety, lavender oil scent was compared to a no scent control
more than the control condition. Heart rate did not differ between (Kritsidima, Newton, & Asimakopoulou, 2010). Participants either
conditions, except for a lower heart rate in the benzodiazepine waited for dental treatment in a lavender scented waiting area
group immediately prior to surgery. One day, 1 week and 2 months or in a non-scented waiting area. Patients’ scores on dental anx-
after surgery, individuals in the CBT condition were significantly iety (MDAS) ranged from 5 to 25, which spans the entire range
less anxious than individuals the benzodiazepine and control con- of anxiety, including very low scores. Post-treatment dental anxi-
ditions, whose anxiety returned to pre-treatment levels. Further, ety did not differ between conditions, but a significant difference
those treated with CBT were significantly less likely to avoid future was found in state anxiety (STAI-6), with those in the lavender
dental appointments compared with patients receiving the benzo- scent group reporting lower anxiety than controls. These results
diazepine or no treatment. may be explained by the measurement differences in the two self-
report scales; state anxiety assesses an immediate response to the
4.2. Non-CBT interventions dental situation, whereas the dental anxiety scale assesses both
immediate and anticipatory anxiety, related specifically to dental
Several RCTs examined treatments other than CBT in the reduc- situations. Additionally, although lavender scent may be useful in
tion of dental anxiety. One study examined the effect of informing reducing state anxiety or enhancing relaxation, it does not target
the dental care provider of the patient’s dental anxiety level prior cognitions around dental fear. Further research using only a high-
to dental treatment on patients’ state anxiety (Dailey, Humphris, anxious sample and collection of pre-post data is also warranted.
& Lennon, 2002). Patients with a minimum total score of 19, or a Another research group examined whether differing amounts
five on any one item, on the MDAS were randomized to a group of pre-operative information provided to 192 high- and low-trait
in which their dentist saw their MDAS score prior to the dental anxiety oral surgery patients undergoing operations under local
procedure or to a control group in which the dentist was unaware anesthesia affected oral surgery anxiety (Ng, Chau, & Leung, 2004).
of the patient’s dental anxiety score. Patients whose dentists saw Patients were randomized to one of four treatment conditions that
their dental anxiety score exhibited significantly greater reduction included one pre-operative informational session in which individ-
on the STAI-6 from pre- to post-dental treatment than the control uals were provided (1) basic information only, (2) basic information
group. These results may be due to change in dentist behavior (e.g., plus details of the operative procedure, (3) basic information with
greater sensitivity toward patients’ anxiety) or patient beliefs and details of expected recovery from surgery, and (4) basic information
expectations about the dental situation (i.e., increase in positive with details of both operative procedures and expected recovery.
cognitions regarding dentist’s sensitivity to their anxiety); further No formal control condition was included. The four intervention
study may clarify whether either of these variables was responsible groups did not differ on trait anxiety prior to surgery. SUDS rat-
for the outcome. Additionally, it would be prudent to re-administer ings served as the primary outcome variable and were obtained
the MDAS following dental care to assess change in dental anxiety, immediately before, five times during, and ten minutes after the
not just state anxiety. oral surgery. Avoidance was not assessed. SUDS were significantly
Lahmann and colleagues (2008) compared brief relaxation, lower for the low-trait anxiety patients, but the rate at which
music distraction, and no treatment control conditions. Relaxation SUDS decreased throughout surgery did not differ between high-
was practiced for 10 min prior to dental care, administered by a and low-trait groups or between the intervention conditions. The
dentist trained in leading relaxation exercises. Music distraction two conditions providing detailed information regarding expected
involved listening to music of the patient’s choice during dental recovery from surgery led to a significant decrease in anxiety in
care. Anxiety was measured by the state subscale of the full STAI patients regardless of trait anxiety classification. Provision of infor-
(Spielberger, Gorsuch, Lushene, Vagg, & Jacobs, 1983). Both relax- mation on the operative procedure only led to significant anxiety
ation and music distraction significantly reduced anxiety, with the reduction in the low-trait anxiety patients.
relaxation group producing significantly greater anxiety reduction
than music distraction. Like Dailey et al. (2002), this study is limited
by its omission of a dental anxiety specific measure, unclear den- 5. Meta-analysis of cognitive-behavioral interventions
tal anxiety related inclusion criteria, lack of measurement of dental
treatment avoidance, and absence of follow-up data. Cognitive-behavioral interventions have garnered strong sup-
Karst et al. (2007) conducted a trial examining auricu- port in the treatment of dental anxiety. A meta-analysis of 38
lar acupuncture, intranasal premedication with midazolam, and studies (including book chapters and unpublished data or theses)
placebo acupuncture. Sixty-seven patients were randomly assigned focusing on cognitive-behavioral interventions provides support
to one of these treatments or to a no treatment control group. for their efficacy in reducing dental anxiety among adults (Kvale
Auricular acupuncture involved using three points in the exter- et al., 2004). Interventions such as systematic desensitization,
nal ear (i.e., relaxation, tranquilizer, and master cerebral points) on relaxation, biofeedback, education, and hypnosis were included
the non-dominant side with needles puncturing the skin. Placebo under the umbrella of CBT and were compared to non-CBT treat-
acupuncture used finger and liver points without puncturing the ments such as general anesthesia, intravenous (IV) or N2 O sedation,
D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378 375

premedication, and various types of control conditions. Outcome session, five sessions), are efficacious at reducing dental anxiety
measures were self-reported anxiety and dental attendance, when and avoidance among adult patients in the short term and upon
reported. follow-up. Cognitive-behavioral interventions can be successfully
The effect sizes reported for dental anxiety were calculated delivered by practitioners of various training levels, from spe-
by subtracting the post-treatment control group mean from the cially trained dentists to cognitive-behaviorally oriented clinical
treated group mean and dividing by the pooled standard deviation psychologists. Additionally, it is a promising finding that one-
of the groups. Effect sizes for single-group pre-post designs were session CBT interventions can lead to substantial improvement.
calculated by dividing the pre-post-treatment mean difference by Results summarized in this review emphasize the importance of
the pooled standard deviations. The overall effect size for dental repeated, graduated exposure, whether or not it is paired with
anxiety reduction following CBT, for controlled and uncontrolled relaxation, biofeedback, or a cognitive component. Cognitive tech-
studies combined, was 1.78 (95% CI: 1.67, 1.89) and indicated pos- niques, relaxation, and the provision of detailed information about
itive outcomes in the 33 studies that included data allowing for dental procedures meant to increase patients’ sense of control over
effect size estimates. Effect sizes were weighted by sample size to dental care also appear to lead to a reduction in dental anxiety
account for treatment groups with small samples. and avoidance; however, they perform best when combined with
Attendance was treated as a dichotomous variable and effect exposure.
sizes, weighted by sample size, were calculated based on the pro- Other interventions for dental anxiety require further study in
portion of subjects per group with a dental visit following anxiety randomized trials. One study found hypnotherapy to be compara-
treatment. Chi-square tests were reported for studies with single- ble to exposure treatment; however, the hypnotherapy condition
group pre-post designs. An effect size of zero indicated that half included elements of desensitization and cognitive restructuring,
of the group had a dental visit following anxiety treatment and a thereby leaving conclusions about the relative efficacy of hyp-
negative effect size indicated that less than half attended a dental notherapy unclear. Only one randomized trial compared CBT to
visit. The overall effect size, weighted by sample size, for atten- benzodiazepine pretreatment, with CBT faring better in reduc-
dance to dental care following CBT in the 30 studies that measured ing anxiety and avoidance (Thom, Sartory, & Jöhren, 2000). Other
attendance was 1.40 (95% CI: 1.27, 1.58), falling to .76 (95% CI: 0.61, studies found no significant differences between the efficacy of
0.92) when taking attrition into account (what this means is not benzodiazepine premedication and acupuncture, or between CBT
clearly defined by the authors). Attendance varied between 33% and N2 O sedation, but these comparisons have been examined in
and 100% within 6 months post-treatment (M = 79.5%). For a follow- only one randomized study each and therefore should be further
up period of 6 months to 4 years, the overall effect size for dental researched before conclusions are drawn. A less common form of
visits, for controlled and uncontrolled studies combined, was 1.17 treatment for dental anxiety, eye movement desensitization and
(95% CI: 1.27, 1.58) with 48–100% of participants attending a den- reprocessing, has been explored in one case series (de Jongh, van
tist appointment post-treatment, and a mean of 77% attending at den Oord, & ten Broeke, 2002) and shows promise, but more rig-
least once when accounting for attrition. orous study is needed before making any conclusions about its
Like the heterogeneity among the studies reviewed in this efficacy. Less traditional interventions such as lavender scent and
paper, Kvale et al.’s (2004) meta-analysis found much variation in music distraction lack sufficient evidence for their efficacy in reduc-
sampling procedures, population characteristics, design, reported ing dental anxiety and require further investigation, as well.
attrition, outcome measures, and effect sizes among the studies
analyzed. On the basis of the meta-analysis, the authors concluded 6.2. Methodological limitations in reviewed studies
that reductions in dental anxiety following cognitive-behavioral
interventions represent medium to large effect sizes (based on Although clear patterns of results regarding which treatments
overall measurements including combined controlled and uncon- fare best in reducing dental anxiety and avoidance emerged, many
trolled trials), with improvement maintained over time (Kvale et al., of the studies reviewed contained important methodological flaws
2004). However, the conclusions of this meta-analysis should be which undermine the validity of their outcomes. In most studies,
interpreted with much caution. All effect sizes for dental anxi- patients were referred by their current dentists or recruited from
ety and dental attendance were reported for combined controlled dental clinic wait lists to participate in anxiety treatment studies,
(i.e., between groups) and uncontrolled (i.e., within groups) trials. which excludes those individuals too fearful and avoidant to initi-
Controlled and uncontrolled effect sizes were considered identi- ate dental care, thereby reducing the actual range of anxiety and
cal for the sake of analyses, precluding determination of how much avoidance levels demonstrated by study samples and limiting the
change resulted from active treatments and control conditions. Fur- range of generalization of study findings. Many studies also suf-
ther, effect sizes for dental attendance were essentially proportions fered from very small sample sizes, limiting the power necessary to
rather than established effect size measures. Given these limita- detect potentially meaningful differences among active treatments.
tions, and the passage of nearly a decade since this meta-analysis Different studies used varying criteria for measuring dental anx-
was published, it is recommended that a meta-analysis be con- iety and applied different inclusion criteria regarding the level of
ducted with properly calculated and clearly defined effect sizes, dental anxiety required for study admission. Although numerous
specifically for controlled trials. trials assessed patients using common dental anxiety measures
(e.g., DAS, MDAS) and their established cutoffs for “high anxi-
ety,” other studies used unsubstantiated cutoffs, included patients
6. Discussion who reported low dental anxiety, used more general state anxiety
assessments (e.g., STAI-6) to the exclusion of measures of dental
6.1. Summary of findings anxiety, or administered unpublished scales developed for use in
just that trial. Additionally, although some studies assessed patients
In light of the limitations to be discussed, the majority of stud- using a combination of self-report scales, behavioral evaluations of
ies reviewed here, consistent with the meta-analysis (Kvale et al., attendance, SUDS ratings, and physiological measures (e.g., heart
2004), show that CBT techniques, delivered in a variety of formats rate monitoring), the majority of studies neglected to use multi-
(e.g., exposure with relaxation, cognitive restructuring, cognitive method measurement.
and behavioral approaches combined), modalities (e.g., individual, Three studies assessed DSM-IV specific phobia of dental proce-
group), intervals (e.g., massed, spaced), and quantities (e.g., one dures (and in another case, intra-oral injection phobia); however,
376 D. Gordon et al. / Journal of Anxiety Disorders 27 (2013) 365–378

the majority of studies did not conduct diagnostic assessments. The 6.3. Directions for future research
systematic assessment of dental phobia in addition to self-reported
dental anxiety and avoidance is important because specific pho- Beyond the need for future studies to improve upon the method-
bia is more debilitating and more difficult to treat (Uguz et al., ological weaknesses enumerated above, there are several ways
2005). Several studies also failed to report group differences in in which dental anxiety treatment research may be expanded.
pre-treatment dental anxiety and did not specify whether such dif- The use of mindfulness as a coping technique has been shown to
ferences were controlled in statistical analyses, which may have be efficacious in the treatment of spider phobia (Hooper, Davies,
confounded treatment outcome (e.g., Armitage & Reidy, 2012; Davies, & McHugh, 2001) and other anxiety disorders (Hofmann,
Kritsidima et al., 2010). Another confounding factor often present Sawyer, Witt, & Oh, 2010), so it will be important to examine
in the studies reviewed involved charging patients fees or deposits mindfulness among individuals with dental anxiety and possibly
(sometimes returned upon study completion) for anxiety treat- incorporate elements of mindfulness training into current treat-
ment and/or dental care (e.g., Shaw & Thoresen, 1974; Willumsen ments. Additionally, d-cycloserine (DCS), a partial NMDA receptor
et al., 2001); it is possible that the presence or absence of a fee agonist used to facilitate and expedite the reduction of fear and
affected dental treatment avoidance outcomes for certain individ- avoidance through enhancement of extinction learning, has been
uals, especially those in lower SES groups. Low SES may also serve found to enhance exposure for several different anxiety disorders
as a barrier to treatment and prevent such individuals from enter- (Otto, Basden, Leyro, McHugh, & Hofmann, 2007). There is promise
ing these studies. Moreover, the majority of studies failed to assess for DCS to facilitate extinction learning in dental anxiety and spe-
and control for comorbid anxiety disorders, which may further con- cific phobia, but its use has not yet been examined among dentally
found outcome. anxious patients (Heaton, McNeil, & Milgrom, 2010).
Just as there is a lack of standardization across studies for mea- Studies described in this review that tested brief CBT (de Jongh,
suring the magnitude of dental anxiety upon entering treatment, Muris, Ter Horst, et al., 1995; Haukebø et al., 2008; Thom et al.,
there is no common definition of treatment success. The majority 2000) found support for the brief intervention. Self-administered
of studies reviewed here consider treatment to be successful when treatments have also shown promise (Getka & Glass, 1992). Further
there is a statistically significant reduction in dental anxiety and studies replicating and expanding these results may help make CBT
avoidance. Others (e.g., Haukebø et al., 2008) tested for clinical sig- more accessible and better utilized. It is recommended that a CBT
nificance, defined by Jacobson and Truax (1991) as a combination protocol be developed that could be self-administered with the use
of statistically significant change from pre- to post-treatment and of a computer at home, via the internet, or in the dentist’s waiting
a post-treatment value falling within the range of the normal pop- area in one brief session. This type of treatment would be eas-
ulation or outside the range of the patient population (i.e., M ± 2 ily disseminated, accessible, cost efficient, and potentially reach a
SD) in the direction of less pathology. Other trials reported success greater number of patients who might otherwise avoid dental treat-
as the reduction of dental anxiety scores to the primary measure’s ment. On a related note, in a large number of the reviewed studies,
cutoff for “low anxiety.” Dental anxiety differs from other specific specially-trained dentists delivered the anxiety treatments; there-
phobias and subclinical fears in that even those individuals without fore, it may be prudent for schools of dentistry to incorporate CBT
high dental anxiety often report some amount of discomfort dur- training into their curricula, given the high prevalence of dental
ing dental procedures (Kleinknecht & Bernstein, 1978). Therefore, anxiety and the difficulty anxious patients pose to dental providers.
improvement in dental anxiety may be more modest than what is An uncontrolled trial without random assignment that evalu-
found for other anxiety disorders. ated the efficacy of CBT, IV sedation, and N2 O sedation (Aartman,
In evaluating treatment outcome, just over half of the stud- de Jongh, Makkes, & Hoogstraten 2000) found that a greater num-
ies assessed patients at follow-up intervals, varying from 1 month ber of treatment sessions in a shorter period of time and increased
to 5 years, most commonly re-assessing avoidance of dental care frequency of dental appointments (i.e., exposure) predicted anxi-
and sometimes re-administering self-report measures. The stud- ety scores after anxiety treatment was completed. Very little work
ies lacking follow-up data, and those with short intervals from has been done with regard to the evaluation of treatment outcome
post-treatment to follow-up, are not able to properly assess how moderators, and this is a fruitful area of research.
the treatments being tested perform in terms of maintenance of A discussion of dental anxiety treatments for youth was beyond
treatment gains. Two studies only followed those in active treat- the scope of this review, but prevention can play an important role
ment conditions and did not reassess participants from the wait in reduction of dental anxiety and avoidance, along with the health
list control at follow-up; therefore, time and exposure to dental consequences that accompany them. Given the strong support for
appointments were not properly controlled. However, because of the role of direct and vicarious conditioning in the etiology of dental
the ethical issues that arise when considering long-term follow-ups anxiety, it is important to prospectively examine whether a reduc-
of patients in control conditions, such a design becomes problem- tion in dental anxiety and avoidance in adults leads to a reduction
atic. in anxiety and avoidance behavior in their children.
In the extant dental anxiety outcome literature, there is little
use of intent-to-treat samples, which would allow for assessment
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