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1, FEBRUARY 2010 1
Abstract—Subretinal implants are the subject of clinical inves- by an implanted electrode array to evoke a multiphosphene per-
tigation for their ability to evoke useful visual sensations in blind ception based on the pattern of the stimulating electrodes [30].
individuals via electrical stimulation of the diseased retina. We in- Two approaches are distinguished according to the position
vestigated the spatial characteristic of the retinal polarization ob-
tained by electric field stimulation through a subretinally located of the electrode array. In the epiretinal approach, the electrode
monopolar electrode array and bipolar electrode array. By com- array is in close contact with the ganglion cell layer to stimulate
bining electric potential simulation through a boundary element the ganglion cells. In the subretinal approach, the electrode array
method with a segmented cell model, we computed the membrane is located in the layer of degenerated PR cells, and bipolar and
m
voltage at the axon terminal of the bipolar cells as a function of the horizontal cells are the targets of electrical stimulation.
axon length (50–110 ) and the electrode diameter. We found
Examination of blind patients revealed that both approaches
m
that short OFF bipolar cells are predominantly addressed by small
work with simple patterns of stimulating electrodes [19], [30],
150 s
bipolar electrodes (diameter between 60 and 100 ) and by using
a short duration ( ) of the stimulating voltage pulse. Long [49]. However, the reliable perception of complex patterns with
100 m 150 s
ON cells are best addressed by large monopolar electrodes (diam- sufficient spatial resolution useful for daily life has not yet been
eter ) and a long pulse duration ( ). How- established. The simultaneous stimulation of ganglion cells and
ever, the low selectivity of the electric field stimulation with regard
to the cell length does not enable the individual depolarization of their axons, and the question of how to distinguish between them
long OFF cells and short ON cells. When the stimulation must take may be a problem, as reported by Rizzo et al. [19], [20] for the
place at multiple retinal sites simultaneously, the bipolar electrode epiretinal approach. Furthermore, the signals of ganglion cells
arrays allow for higher spatial modulation of the polarization of are the outcome of the very complex retinal network activity,
the axon terminal than the monopolar arrays. which is transmitted by the ganglion cell axons to the brain [30].
Index Terms—Bipolar cells, microelectrode array, retina im- Accordingly, Eckmiller et al. [8] devised a “retinal encoder” to
plant, simulation, subretinal, visual prosthesis. stimulate ganglion cells with a pattern similar to the ganglion
cell output generated by a native retina. Clinical results on the
success of this retinal encoder are not available. A challenge
I. INTRODUCTION
may be the penetration of the electric field into the inner retina
and the polarization of bipolar cells via epiretinal stimulation.
EGENERATIVE diseases of the retina, such as retinitis
D pigmentosa or age-related macular degeneration, are as-
sociated with atrophy of the photoreceptors (PRs), which in turn
Ahuja et al. [35] suggests different pulse frequency’s for selec-
tively stimulating ganglion cells over bipolar cells.
The subretinal approach is based on the assumption that the
is among the major factors that lead to blindness. The punc-
inner retina of blind patients is still capable of processing infor-
tiform electrical stimulation of the distal or proximal side of
mation, and that it can be electrically stimulated in a way that
the retina of normal-sighted and blind individuals is known to
the modulation of the ganglion cell activity yields meaningful
cause the perception of so-called phosphenes [11], [30], [32]—a
visual perception. The assumption that degenerated retinas still
dot-like visual sensation without any visual stimulation [3], [4].
retain processing capabilities is supported by evidence: a high
Thus, a series of phosphenes that could code for a visual image
percentage of the neurons in the inner retina remained histo-
has become the basis of therapeutic approaches to help blind pa-
logically intact in patients with retinitis pigmentosa, even after
tients. Multilocal electrical stimulation of the retina is applied
many years of blindness [11], [39], [40].
This study addresses the question of how to improve the spa-
Manuscript received January 14, 2009; revised July 15, 2009; accepted Oc- tial resolution and cell selectivity of the electric field stimulation
tober 19, 2009. First published January 12, 2010; current version published Feb-
ruary 24, 2010. .This work was supported in part by the Federal Ministry of Ed- with a subretinally implanted electrode array. To analyze the re-
ucation and Research (BMBF), Germany, under Grant 0315113 to Retina Im- quirements for subretinal stimulation, a brief description of the
plant AG, Reutlingen, Germany and in part by the European Commission (Marie basic radial signal pathway from the PR cells to the ganglion
Curie Transfer of Knowledge Program, Grant MTKD-CT-2005-029568)
M. Gerhardt was with NMI Natural and Medical Sciences Institute at the cells in an intact retina is presented (Fig. 1).
University of Tuebingen, D-16348 Wandlitz, Germany. He is now with the In the PR layer, PR cells sample the image of visual scenes
Tyndall National Institute, Lee Maltings, Cork, Ireland (e-mail: matthias.ger- projected by the eye lens on the back of the eye. Each PR “mea-
hardt@alumni.tu-berlin.de).
J. Alderman is with the Tyndall National Institute, Cork, Ireland (e-mail: john. sures” the brightness of the corresponding point in the image
alderman@tyndall.ie). and then transforms this information into a neural signal via the
A. Stett is with NMI Natural and Medical Sciences Institute at the University release of the neurotransmitter glutamate. This release of gluta-
of Tuebingen, Reutlingen, Germany (e-mail: stett@nmi.de).
Color versions of one or more of the figures in this paper are available online mate takes place at the presynaptic terminals (PST) of the PR
at http://ieeexplore.ieee.org. cells located in the outer plexiform layer (OPL) of the retina.
Digital Object Identifier 10.1109/TNSRE.2009.2037323
Fig. 2. Model for extracellular stimulation of a bipolar cell. (a) The cable-like bipolar cell of length L is exposed to an electric potential 8 resulting from the
stimulating voltage, V , applied between a stimulation electrode of an electrode array and the grounded return electrode. The difference between the intracellular
potential, 8 (x; t), and the extracellular potential, 8 (x; t), causes an excursion of the membrane voltage, V (x; t), from the resting value. A: soma-dendritic
terminal, B: axon terminal. (b) Cable model with n segments, representing the passive membrane properties of the axon with R membrane resistance, C
membrane capacitance, and R intracellular resistance.
(2) where .
(3) is the load vector and
(4)
(5) (15)
(6)
with (16)
( inverse Laplace transform) is given by
(7)
(17)
(8)
The step response of the membrane voltage in the time-do-
the following relations are obtained: main, ), was obtained by computing the inverse Laplace
Segment 1: transform of ) using the residuum theorem [29]
(9)
(18)
Segment :
The Jordan curve , which defines the way of integration,
includes all the poles of . The numerical integration was
performed using the trapeze method [17] containing 1400 sup-
(10) porting points. Following a convergence analysis, a cable con-
sisting of 100 segments was chosen for the simulations.
GERHARDT et al.: ELECTRIC FIELD STIMULATION OF BIPOLAR CELLS IN A DEGENERATED RETINA—A THEORETICAL STUDY 5
Fig. 6. Localization of the bipolar cell model with respect to the electrode array
(the star indicates the axon terminal).
IV. DISCUSSION
Electrical stimulation of the retinal cells by means of an elec-
trode array implanted on or into the retina is currently being
Fig. 7. Voltage step-response of the axon terminal of the bipolar cells of dif-
ferent cell lengths for (a) monopolar and (b) bipolar stimulation. The cell was investigated as an option to provide artificial vision in patients
positioned above the center electrode of the array. with photoreceptor degeneration [30]. With subretinal implants,
an electrode array is positioned adjacent to the bipolar cells
electrode configuration, however, the long bipolar cells became that are known to survive after years of blindness [47], [48].
less depolarized than the short cells [Fig. 7(b)]. In a recent clinical pilot study, it has been shown that blind re-
Fig. 8 shows the dependence of the polarization of the axon tinitis pigmentosa patients are able to discriminate individual
terminal on the localization of the bipolar cell above the array. letters by means of an electrode array with 1500 50 50
As expected, the cells above the “floating” electrodes were also monopolar electrodes [49]. However, the successful discrimi-
depolarized due to the superposition effects above a monopolar nation required large letters with a retinal image height of ap-
electrode array. The difference in the steady-state membrane proximately 2 mm. In an earlier ex vivo study, it was shown
voltage of the cells above the stimulating and “floating” elec- that the monopolar stimulation with two needle-type electrodes
trodes was found to be dependent on the length of the axon. For separated by more than 100 resulted in two separate retinal
the shorter cells, the spatial modulation of the membrane voltage patches with excited ganglion cells [46]. In this study, we simu-
was found to be higher than that for the longer cells [Fig. 9(a)]. lated the membrane polarization at the PST of the bipolar cells
Owing to the field superposition effect, as shown in Fig. 5(a) by subretinal stimulation with monopolar and bipolar electrode
and (b), the cells above the center of the array are more strongly arrays. Using a simplified cell model, we focused on the depen-
depolarized than those located above the outer electrodes. dence of the membrane polarization on the length of the bipolar
However, with the bipolar electrode array, a negative shift in cells, on the localization of the cells above the monopolar and
the membrane voltage was observed in the cells located above bipolar electrodes within a planar array, and on the size of the
the “floating” electrodes [Fig. 9(c)]. In physiological terms, this electrodes.
is referred to as hyperpolarization. The amplitudes of the depo-
larization and the hyperpolarization were found to be higher in A. Spatial Discrimination
short cells than in long cells. The membrane potential at the axon terminal of the bipolar
The localization of the transition from the depolarization cells, and thus the synaptic transmission to the successive cells,
to the hyperpolarization was independent of the stimulation can be controlled with both electrode configurations. A weaker
strength [Fig. 9(d)]. Furthermore, the membrane polarization membrane depolarization is achieved with the bipolar electrodes
above a stimulating electrode was not dependent on the local- than with the monopolar electrodes, with the same stimulation
ization of the electrode within the array. strength and the same electrode size (Fig. 7). This is the result
GERHARDT et al.: ELECTRIC FIELD STIMULATION OF BIPOLAR CELLS IN A DEGENERATED RETINA—A THEORETICAL STUDY 7
Fig. 8. Step response of the axon terminal as a function of the location X and length L of the bipolar cell.
of the fast decay of the potential above the bipolar electrodes. complex spatial stimulation patterns can be transferred onto the
With regard to the spatial resolution, the bipolar electrode ar- polarization patterns at PSTs with higher spatial discrimination
rays are observed to be superior to the monopolar electrode ar- than with a monopolar array. Lovell et al. [50] have drawn a
rays. As described earlier, a punctiform monopolar stimulation similar conclusion for epiretinal ganglion cell stimulation.
of the distal retina site leads to ganglion cell activity within a We found a range of optimum electrode diameters (from 50 to
small retinal patch whose diameter increases with increasing 110 for monopolar and from 70 to 180 for bipolar elec-
stimulation strength. By using an array of monopolar electrodes, trodes) to produce maximum depolarization of the bipolar cells
the superposition of the electric field leads to the depolarized (Fig. 10). Operating outside this range requires higher ampli-
bipolar cells above the stimulating and non stimulating elec- tudes of the stimulating voltage which is, however, limited for
trodes (Figs. 8 and 9). Consequently, the modulation depth of electrochemical reasons. Owing to the limited charge transfer
the voltage pattern in the bipolar cell axon terminal (PST) be- capabilities of microelectrodes [51], the minimum electrode di-
comes much lower than that of the original stimulation voltage ameter is limited and consequently, so is the minimum electrode
pattern applied to the electrodes. When depolarization reaches distance. The spatial resolution is then limited to a certain spa-
the threshold for gating the channels located at the axon tial frequency according to the electrode size and distance, both
terminal, a blurred pattern of ganglion cell activity is evoked. for the monopolar array and the bipolar electrode array.
Thus, spatial discrimination is limited when the monopolar elec-
trodes are stimulated simultaneously. B. Cell-Length Selectivity of the Stimulation
With respect to the bipolar electrodes, the depolarized retinal In the intact retina, the processing of the contrast informa-
patch is defined by the electrode geometry and not by the super- tion is afforded by the separation of the visual input into the
position effects and stimulation strength. Each stimulating elec- ON and OFF channels. This separation is achieved in the OPL,
trode is surrounded by bipolar cells that are polarized opposite where PR signaling leads either to a depolarization or hyperpo-
to the cells above the stimulating electrodes. Thus, a unipolar larization of the bipolar cells. We investigated whether the ON
voltage pattern applied to a bipolar electrode array is transferred and OFF bipolar cells can be selectively electrically stimulated
onto a dipolar pattern of membrane voltages. It has been shown by using their different axon lengths as a filter. Axons of dif-
that a retinal inward-directed positive current (flowing from the ferent lengths are unequally polarized by the same field: Long
photoreceptor side to the ganglion cell side), which causes depo- axons (ON cells) are more polarized by the monopolar elec-
larization of the terminals, has a significantly lower stimulation trodes than the short axons, whereas the bipolar electrodes affect
threshold than an outward-directed current, which leads to hy- the short axons (OFF cells) stronger than the long axons [Fig. 7,
perpolarization [26], [46]. Thus, it is reasonable to conclude that Fig. 9(a) and (b)] The most selective stimulation is achieved ei-
with an array of simultaneously stimulating bipolar electrodes, ther by short stimulation pulses applied by a bipolar array that
8 IEEE TRANSACTIONS ON NEURAL SYSTEMS AND REHABILITATION ENGINEERING, VOL. 18, NO. 1, FEBRUARY 2010
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of Neural Engineering. New York: Wiley–IEEE, 2007, p. 337. from the University of Ulm, Ulm, Germany.
[51] R. V. Shannon, “A model of safe levels for electrical stimulation,” IEEE He is the Deputy Managing Director of the Natural
Trans. Biomed. Eng., vol. 39, pp. 424–426, 1992. and Medical Sciences Institute (NMI), Reutlingen,
[52] C. Gargini et al., “Retinal organization in the retinal degeneration 10 Germany. From 1994 to 1996 he worked on bi-di-
(rd10) mutant mouse: A morphological and ERG study,” J. Comp. rectional interfacing of neurons with semiconductor
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[53] J. Reilly, Applied Bioelectricity: From Electrical Stimulation to Elec- In 1996 he joined the University Eye Hospital, Tue-
tropathology. New York: Springer, 1998, p. 115. bingen, and started his research on electrical retina
stimulation. Since 1998 he is at the NMI in Reut-
lingen, where he led several research and development projects in the field of
neuroprosthetics and development of tools for electrophysiology.