Inve, Math, 25, 105-121 1960 Inventiones
mathematicae
Springer Verlag 1984
On K3 surfaces with large Picard number
DR. Morrison*
Department of Mathematics, Princeton University, Fine Hall Box 37, Princeton, NJ 08544, USA
A K3 surface is a simply connected compact complex manifold of dimension
two with a nowhere-vanishing holomorphic 2-form. K3 surfaces have received
much attention in the last 25 years, both because of the important place they
occupy in the classification of compact complex surfaces [4], and because the
“period map” for K3 surfaces is quite well-behaved (there is a “global Torelli
theorem” [15, 1, 17, 7], and a “surjectivity of the period map” theorem [5, 21,
6, 19, 9}) Among classical examples of K3 surfaces are the “Kummer sur-
faces”, which play @ crucial role in the theory, and which are defined as
follows. Let Z be a complex torus of dimension two, 1 be an involution on Z
induced by multiplication by ~1 on the universal cover €?, and ¥ be the
minimal resolution of singularities of Zji. Then Y is a Kummer surface; all
Kummer surfaces are K3 surfaces
The Picard number of a K3 surface is the rank of its group of line bundles;
this rank ranges from 0 to 20. If X is a K3 surface with Picard number 20,
then Shioda and Inose [18] have constructed an involution 1 on X such that
the quotient X/1 is birational to. a Kummer surface, This gives rise to a
diagram
in which the dotted arrows are rational maps of degree 2, X and Y are K3
surfaces, and Z is a complex torus. Shioda and Inose further show that this
diagram induces an isomorphism of integral Hodge structures on the transcen-
dental lattices of X and Z.
The main result of this paper is a generalization of the construction of
Shioda and Inose, We show that there is a diagram analogous to theits for any
algebraic K3 surface of Picard number 19 or 20, and give precise conditions
‘National Science Foundation Postdoctoral Fellow106 DR Morrison
for the existence of such a diagram when the Picard number is 17 or 18, (Such
diagram cannot exist for algebraic K3 surfaces of Picard number less than
17) This work was prompted by = remark of Takayuki Oda [13], who
‘conjectured that analogues of the Sbiods-Inose construction should exist when
the Picard number is 17, 18, oF 19.
‘The plan of the paper is as follows: Seotion 1 reviews definitions and results
about Hodge theory, complex tori, and K3 surfaces, Section 2 summarizes the
‘work of Nikulin [12] oa embeddings of quadratic forms, and draws some
consequences for K} surfaces and complex tori. Sections 3, 4, and 5 discuss
involutions on K3 surfaces and complex tori, relying heavily on two other
papers of Nikulin [10, 11]. In Sect. 6, we generalize the Shioda-Inose con-
struction, and in Sect. 7 we discuss Oda’s conjecture.
L. Hodge structures, complex tori, and K3 surfaces
Definition 1.1. A lattice is a free Z-module of finite rank equipped with a Z-
valued symmetric bilinear form b(x,y}. If Ly and L, are two lattices, then
L,@L, denotes the orthogonal direct surn of L, and Lp; 17 denotes
L=LOL®...OL (factors),
If Lis a lattice and m is an integer, then L(m) denotes the same Z-module with
‘a form which has been altered by multiplication by m, that is,
Byam I= Mlb 8 YD)
‘An isomorphism of lattices preserving the bilinear form is called an isometry:
hote that 1 is not isometrie to Lon) when |m|>1. The group of sel-isometries
of a lattice Lis denoted by O(L)
‘A lattice is even ifthe associated quadratic form takes on only even values,
and is odd if the quadratic form takes on some odd value. The discriminant of a
lattice L, written discr(L), is the determinant of the matrix of its bilinear form.
A lattice is non-degenerate if its discriminant is non-zero, and unimodular if its
Giscriminant is +1. If Lis 2 non-degenerate lattice, the signature of Lis a pair
Gin 5.) Where s,., denotes the multiplicity of the eigenvalue +1 for the
‘quadratic form on LOR. (Note that with this definition, the statement that a
given lattice has a signature (5,,,.%)..) automatically implies that L is non-
degenerate) A lattice is indefinive if the associated quadratic form takes on
both positive and negative values; in the non-degenerate case, this is true if
and only if mints, 5. -)>0-
Examples 1.2. ()) U denotes the hyperbolic plane, that is, U is a free Z-module
of rank 2 whose bilinear form has matrix
o 1
(0):
This is clearly an even lattice; note that U(—m)= U(m) for any m.
(i) E, denotes the unique even unimodular positive definite lattice of
rank 8; the bilinear form on F, is given by the matrix(On K3 surfaces with large Picard number 107
2-1
-102-1
-1 2-1-1
-1 2.0
-100 2-1
eee ed
(ii) ¢K) denotes the lattice of rank 1 such that b(x,x)=k for any generator
x of (hp.
“Theorem 1.3 (Milnor (8D, Let L be an indefinite unimodular tatice, If Lis od,
se Ledyre(-D*
for some m and n. If Lis even, then
LeU"@E( +1"
for some m and n. In particular, the signature and parity of L determine L up 10
If X is a compact Kahler surface with the property that H?(X,Z) is
torsion-free, then the intersection pairing gives H°(X,Z) the structure of a
lattice. This lattice is unimodular by Poincaré duality, so that H7(X,Z) is
determined by its signature and parity. The Hodge index theorem [2] says that
the signature of the lattice H*(X,2) is (2h=°+1, h'—1), where hid
=dim HX).
Definition 14. Let Le a lattice. A Hodge structure of weight 2 on L consists of
a “Hodge decomposition”
L@C=L@L OL
such that L>=1°?, and L}
and such that
=" (where ~~ denotes complex conjugation),
bx,9>0 for 04 xeL**,
Dx,y)=0 for x,yeL*, and
bix,y)=0 if xeL*°@ 19? and yeLh!
A Hodge isometry is an isometry $: LyL, between lattices with Hodge
strvetutes which preserves the Hodge decompositions.
A signed Hodge structure (of weight two) on a lattice L consists of a Hodge
structure on L such that the quadratic form restricted to L''m(LOR) has
signature (1, n—1), together with a choice of one of the (two) components of
{x€L!! (LDR) :b(x,x)> 0}. 0108 DR Morrison
AA signed Hodge isomerry is a Hodge isometry between two lattices with signed
Hodge structures which preserves the choice of component of (4)
A polarized Hodge structure (of weight two) is a Hodge structure with the
property that the quadratic form is negative-definite when restricted to
L*n(L@R),
Let X be a compact Kilhler surface such that H*(X,Z) is torsion-free. The
lattice H(X,2) has a natural signed Hodge structure of weight two: we take
the usual Hodge decomposition
HX, EH» (XOH(XYOHO*X)
together with the component of
{xeH™(X,R):6(4,3)> 0}
which contains the cohomology class of any Kahler metric. The Hodge
dex theorem [2] guarantees that the signature of the form on H™1(X,R) is
(Ah),
Let NS(X) be the Néron-Severi group of X, that is, the group of line
bundles on X, modulo those algebraically equivalent to zero. NS(X) has a
natural embedding in H°(X,2), and can be identified with H2(X,Z)0H™"(X),
giving NS(X) the structure of a lattice. The Picard mumber of X, denoted
by p(X), is the rank of NS(X). The transcendental lattice of X, denoted
by Tj, is the orthogonal complement of NS(X) in H(X,Z). The lattice Ty
inherits a Hodge structure from the one on H*(X, 2).
Ifthe Hodge structure on Ty is polarized, then its signature must be (242,
h')—p+1) so that the signature of the lattice NS(X) is (1, p—1). But then
'NS(X) contains an element of positive square-length; by a theorem of Kodaira
[4; Theorem 8], this implies that X is algebraic. Conversely, if X is algebraic,
then the signature of NS(X) is (1, p—1), which implies that the Hodge struc-
ture on Ty is polarized.
Let ruop(X) denote the topological Euler characteristic of X.
‘Theorem-Definition LS (Kodaira [4; Sect. 6]). Let X be a compact Kahler
surface with trivial canonical bundle. Then h*°(X)=1, and either
( X=€7/L is a complex torus of (complex) dimension 2; in this case,
W(X)e2 and YoqIX)=0, OF
(i) X is a KF surface, that is, h*%(X)=0 and y49(X)=24. (in fact, a K3
surface can be defined 25 a compact complex surface with trivial canonical
bundle such that h?°(X)=0, but Sin [20] has recently shown that every K3
surface is Kabler.)
If X is a complex torus, then itis easy to see directly that H*(X,Z)=U. In
particular, H°(X,Z) is torsion-free, so. that H*(X,Z) and T, carry natural
Hodge structures. X is algebraic when Ty is polarized; in this case, we call X
an abelian surface
If X is a K3 surface, then HX, Z) has no torsion (16; Chap. IX, Sect. 3}
Thus, H2(X,Z) and Ty carry natural Hodge structures. Moreover, a com-
putation involving the Wu formula [22] shows that H?(X,2) is an even lattice‘Gn K3 surfaces with large Picard number 199
{ck [8] oF (16). The signature of this lattice is (3,19) by the Hodge index
heorem, so Theorem 1.3 implies that H*(X,Z) is isometric to the K3 lattice A
=U2@E,(-1).
For complex tori and K3 surfaces, the following results go by the name
“the surjectivity of the period mapping”
‘Theorem 1.6 (Sbioda (17). Given a signed Hodge structure on U?, there exists a
complex torus X of dimension two and a signed Hodge isometry
UX DAU
(with respect to the given signed Hodge structure)
‘Theorem 1.7 ({5, 21, 6, 19, 9). Given a signed Hodge structure on the K3 lattice
‘A, there exists a K3 surface X and a signed Hodge isometry
6: HAUX,Z)A
(with respect t0 the given signed Hodge structure).
Definition 18. An embedding M<-L of latices is primitive if L/M is free. Two
primitive embeddings Mo+L, M=+L: are isomorphic if there is an isometry
LE which induces the identity map on M.
Corollary 1.9. Let A be the K3 lattice
i) Suppose S“+U® (resp. SA) is a primitive sublattice of signature
(dp 1). Then there exists an abelian surface (resp. algebraic K 3 surface) X and an
isometry NS(X}>S.
iii) Suppose T=+U5 (resp. Te+A) is a primitive sublattice of ‘signature
(2,4-~p) (resp. (2,20-—p)}. Then there exists an abelian surface (resp. algebraic K 3
surface) X and an isometry TT.
Proof. Let Ldenote U? (resp. 4), and let b(x,y) denote the bilinear form on L.
(i) Choose a subspace FL=S, and bly has signature
1, 3) (esp. signature (1, 19)}. Pick some non-zero @eL@C such that 1X and
bfex.@)=0. Define
P8-Co; Li? =2@C; L*=Co.
‘Then L@C=L2°OL' OL is a Hodge decomposition; choosing either com-
ponent of
{xeL'! o(LOR):b(,2)>9),
‘makes this into a signed Hodge structure. By Theorems 1,6 and 1.7, there is @
Complex torus (resp. K3 surface) X and a signed Hodge isometry
@:K,DAL
But now glysin Bives an isometry of NSLX) with
LM ab=EoL=s.0 DR. Mortison
Since NS(X) has signature (1, p—1), X is algebraic,
(ii) Let $ be the orthogonal complement of T in L, and apply part (i): we
get
Ty2NSXPSS4= 7. QED.
2. Diseriminant-forms and embeddings of lattices,
Definition 2.1. Let A be a finite abelian group, The length of A, denoted I(A), is
the minimum number of generators of 4. A quadratic form on 4 is'a map,
+ Q/22,
together with a symmetrie bilinear form
BAK ASQIE
such that
1) g(na)=n*q(a) for all neZ and aca.
2) gla-+a')~qla)—gla}=20(a,a’\mod2Z), Note that if q is a quadratic
form on A, then so is ~g (with bilinear form —b),
Mf Lis a non-degenerate even lattice, then there is a natural embedding
jom(L, Z).
The (Q-valued) quadratic form on L¥ induces a quadratic form ay, called the
discrminant-form of L, on the finite abelian group A,=L*/1. ‘Notice that
fu.» —4,, and that dy o4%9,S4y, Given a non-degenerate even lattice L,
We attach as invariants (6,,».5,» duh Where (%.4),5)-.) i8 the signature of L
‘The usefulness of these invariants is shown by the following
‘Theorem 22 (Kneser [3], Nikulin [12; Corollary 1.133} Let L be an even
lattice with imoariants (5.,), 5,-,4z)- Suppose that
() OAusox(On K3 suriaes with large Picard number mn
preserving the diseriminant-forms. Define
= {le(M,OK)*:$(eLAM, OK).
‘Then there is an embedding M,coL. If meMoL, then d(me(M}OLV
(M,@K) so that d(m)eM,, since M,<+L is primitive Thus, meM, so that
the embedding M.-L is primitive.
Since @ preserves the discriminant-form, q,%4,. Moreover, since
M,@KeL and M,@KeL, L and L have the same signature. Thus,
LEL. QED.
Another easy argument yields the following.
Lemma 24 (Nikulin [12; Proposition 1.6.1). Let M=+L be a primitive embedi-
ing of non-degenerate even lattices, and suppose that Lis unimodular. Then
ws ~ 0
Conversely, if M, and M, are non-degenerate even lattices which satisfy qu,
~ ay. then there is a primitive embedding of M, into an even unimodular
lattice L such that M}=M,.
Corollary 25 (cf. (7; Theorem 24]}. Let T be a non-degenerate even lastice of
rank r, Then there is a primitive embedding TU"
Proof. By Lemma 24, since gr,_,)%—dy there is an even unimodular lattice L
and a primitive embedding ‘TeoL such that T!%T(—1). But then L has
signature (r) 80 that LU" by Theorem 13. QED.
Recall that by Corollary 1.9(ii), the possible transcendental lattices of abe-
lian surfaces are all primitive sublattices TU? of signature (2, 4~ 9).
Corollary 26. Let T be an even lattice of signature (2, 4
@ fk
or 1, then there is a primitive embedding TU.
(i) I k=2, then there is a primitive embedding TU> if and only if
T=ver.
(ii) If, k=3, then there is a primitive embedding TU? if and only if
T=U"@T"
Proof. If k=0 or 1, then T has rank $3, so that 7+U* by Corollary 2.5.
If k=2 and TOU? let S=T+. Then U@S(—1) has the same signature as
T; by Lemma 24, it also has the same discriminant-form. Since I(4,)=UA9)S
4-2, by Theorem 22, T=U @S(~ 1), Conversely, if T=U @ T-, then by Corol-
lary 25, THU" thus, TU
If k23 and T+U%, let S= T+, Then U?@)S(—1) has the same signature as
T; by Lemma 24, it also has the same discriminant-form. Since [(47)=I(49)S
32, by Theorem 2.2, T= U?@S(—1), Conversely, if TU? ® 1’, then by Cor-
ollary 2.5, TU; thus, TOU". QED.
We will need one furtherue DR. Morrison
Corollary 2.7. Ler Ty be a sub-Q-lattice of U>@Q of signature (2,2), Then the
quadratic form of Ty represents zero.
Proof. Let T=TynU?. By Corollary 26(i), T= U@T". But U represents zero,
hence Tg also represents zer0. QED.
‘The main result on embeddings of even lattices is
‘Theorem 28 (Nikulin [12; Theorem 1.144). Let M be an even lattice with
invariants (4). dygh and let L be an even unimodular lattice of signature
(.j05,-9) Suppose that
tr0, let 2: X'~» ¥ be the rational quotient map corresponding to the
double cover branched on T.C,, and let ReX be the points corresponding to C;,
Then
Hol XI Lag X~ (PY) + b= Dpegh V— (CM) += 204-24) 4k
Now Ky=n"(Ky)=0, so that by Theorem 1.5, X is a complex torus or a K3
surface. In the first c88e, Zo,(X)=0 and k=165 in the second, fgg(X)=24 and
k=8 QED.
4, Kummer surfaces
Definition 4.1. Let Z be a complex torus of dimension 2, and let 1 be an
involution on Z induced by multiplication by —1 on the universal cover €2. If
zr: Z-»¥ is the rational quotient by 1, then ¥Y, which is a K3 surface, is called a(On K3 surfaces with large Picard number us
Kummer surface. + has sixteen fixed points on Z, so that Y has sixteen excep-
tional curves. Note that Z is an abelian surface if and only if ¥ is an algebraic
K3 surface.
‘Theorem 42 (Nikulin [IOD. There exists an even, negative-definite rank 16
lattice K, called the Kummer lastce, withthe following properties
() diser(k)=2*
(i) 7 ¥ is @ Kummer surface, then the minimal primitive sublattice of
HYY,2) containing the classes of the exceptional curves on ¥ is isomorphic to K.
(ii) K admits a unique primitive embedding into the K3 lattice A
x) A K3 surface ¥ surface ¥ is a Kummer surface if and only if there is 0
primitive embedding K-+NS(Y).
‘The Kummer lattice was first described by D.B, Fuks (cf. (15; appendix to
Sect. Sp.
Proposition 43. Let Y be a Kummer surface, Z be the corresponding complex
torus, x: Z->¥ be the rational quotient map, and Ty (resp. T,) be the transcen-
deraal latice of ¥ (resp. Z). Then
(i (ef. Nikulin [10; Remark 2}) , induces a Hodge isometry Te2)2 Ty.
Gi) de = Guy
Proof, The Kummer involution acts as the identity on H°(Z,2)2U%; more-
over, by (42), xg(H(2,2)'=K which has discriminant 2° by (4.2)(
Statement (?) now follows immediately from Proposition 32, which also tes us
that
Kian (HIZ,Z)=UQ?
so that
46% 42> Gea)"
(ince du dud) QED
Corollary 4.4. Let ¥ be an algebraic K3 surface.
(i) If p(Y)=19 or 20, then Y is a Kummer surface if and only if there is an
even lattice T’ with Ty= TQ,
(i) If pt¥)=18, then V is a Kummer surface if and only if there is an even
lattice T’ with T, = UQ\@T'(2).
(iii) If p(Y)=17, then Y is a Kummer surface if and only if there is an even
lattice T’ with T,xUQVOTQ)
iv) If p(Y)<17, then ¥ is not a Kummer surface.
Proof. By (42Miv), Y is a Kummer surface if and only if there is a primitive
embedding KNS(¥). Since K admits a unique primitive embedding into A
bby (42){ii), such a primitive embedding Ke+NS(V) exists if and only if there is
a primitive embedding T,>K*= U(2)*. But then there is some even lattice T”
with T,=7"Q) and a primitive embedding T’<+U?. The corollary now follows
from Corollary2.6. QED.
Note that when 175 p20, every even lattice of the appropriate signature
‘occurs as the transcendental lattice of a K3 surface, by Corollary 2.10. Corol-16 DR. Moctsoo
lary 44 thus shows that Kummer surfaces are rather rare among K3 surfaces
with such Picard numbers.
5. Nikulin invoh
jons
Definition 5.1. An involution 1 on a K3 surface X is a Nikulin involution if
1c) =a for every oe H®°C0),
Lemma 5.2 (Nikulin [11; Sect. 5) (i) Every Nikulin involution has eight isolated
‘fixed points
fn X-r¥ is the rational quotient by a Nikulin involution, then Y is a
K3 surface.
Definition 5.3. The Nikulin lattice is an even lattice N of rank 8 generated by
{e,]h.: and d-=£3¢,, with the bilinear form induced by
(cp -28
Lemma 54, (i) The discriminant of N is 2°
ii) If X is a K3 surface with a Nikulin involution 1, and X-+Y is the rational
quotient mop, then the minimal primitive sublattice of H°(%,Z) containing the
‘classes of the exceptional curves on Y is isomorphic to N.
Proof. (i) If N’ is the sublattice of N spanned by {c,}, then diser(N’)
[N:N"] =2, so that
and
discr(N') 56
) 296
ENN?
Gi) Let Cyyin€ be the exceptional divisors of Xvr¥. Since XY is the
rational quotient by an involution, D=}EGeNS(¥) as well, so that
NesNS(Y}=HY,2), To show that the embedding is primitive, suppose that
C=Em,CeNS(Y) with meQ. Then (C, C)= —2m,e2, so that
C=aY4C, (mod
for some 1<{1,...,8), But by Lemma 33, #(1)=0 or 8; if #(0)=0, then
CeN’, while if #(/)=8 then CusDmod N’ so that CeN. QED.
Definition 55, Let X be a K3 surface. The Wey! group of X is the subgroup
WUX)c AutH(X,Z)
generated by reflections in all elements of NS(X) of square-length —2.
The following theorem of Nikulin is a consequence of the global Torelli
theorem for K3 surfaces ({15, 1,17, 7)
‘Theorem 56 (Nikulin [11; Theorems 43, 47, 4.15). Let X be a K3 surface, let
GE=Z2Z be a subgroup of OH*(X,Z), and let Sg—(H*4X,Z)9). Suppose tharOn K3 surfaces with large Pieasd number a
the lattice Sq is negative definice,
(i) no element of Sg has square-length —2, and
Gi) SceNSX)
‘Then there is a Nikulin involution 1 on X and an element weW/(X) such
that
iawen!
where g is the generator of G.
Asa consequence, we get the following
‘Theorem 5.7. Let X be a K3 surface such that E, = 1)74.NS(X). Then there is
4@ Nikulin incolution 1 on X such that if x: XY i the rational quotient map,
() there isa primitive embedding N@Eq(—1)-oNS(Y),
(i) rq induces a Hodge isometry Ty) I,
(ii) N@Eg(~1) has diseriminant.form (gus)
Proof Let {) ('=12; 15/8) be a basis of Es(—1)?=Fy(—1)@E,(—1)
fuck that cj e£s(— OO, 76(0}@E4(—1), and for each fixed |, (¢) forms
basis of Ea(—1) whose matrix isthe negative of that in’ (12). Let
@:EA-IPHX,Z) be the embeddig and define an action of
G=2/2Z on H"(X,2) as follows: the generator geG acts as
BOACP= HE: LHC = Gh):
B)=e, for all ee p((Eg(—1)?))4
(This is well-defined since the embedding @ is primitive, and Ey(—1 is
ymimodular) So=(H*X,2)")* is generated by. {¢v(c})—Gle})}, 80. that
See H(Es(—1)J=NS(X) and $2 Eq(—2). Since Ey is an even, positive de-
finite lattice, Sq is a negative-definite lattice which contains no element of
square-length—2. Thus, by Theorem 5.6, there is a Nikulin involution ton X
and an element we W(X) such that 1*=wew"!. For xeE«(—1)2 let
WE)= w(x).
Then y: Ey(—IoNS(X)c H*(X,Z) is another primitive embedding, since
W(X) preserves NS(X). Moreover,
MUD =WE ME P=We});
rr for all ecwi(E.(—1)°)¥
Let : XY be the rational quotient map. The minimal primitive lattice
containing the exceptional divisors spans a copy of N--NS(P) Moreover the
classes x,(H(cD).....g¥((ch)) ate orthogonal to N. Now by the formules te
Se
(WUD, THC) = Han WOH), 2° x Ale)
= HIE) +H WUE LYE +H YEE))
Hef.eh)+ 4c}, c2)us DR. Morrison
since {c}] and {c7) have identical bilinear form matrices, But this means
that {r,W(c})} also spans a copy of E4(—1), so that NBE,(—1)e+NS(Y),
Since Ex(—1) is unimodular and N is primitively embedded, the embedding
N@Eq(~1)}NS(Y) is also primitive
Let L be the orthogonal complement of Y(Eg(—1)2) in H2(X,Z) Then
LEU? Since L-oH*(X,Z)° and discr(N@E,)=2% by Proposition 32. m, in.
duces a Hodge isometry 7;(2)% Tj, and n,(L) is a primitive sublattice of
B¥Y,Z), isomorphic to U2).
‘We thus see that
Ings =o)”. QED.
woe,
6. Shioda-Inose structures
Definition 6.1. A K3 surface X admits a Shioda-Inose structure if there is a
Nikulin involution r on X with rational quotient map x: X-»Y such that Vis
Kummer surface, and n, induces a Hodge isometry Ty(2
Remark 6.2. If X admits a Shioda-Inose structure, let Z be the complex torus
whose Kummer surface is ¥. This gives a diagram
of rational maps of degree 2. 73(2)% 7, by definition, and Ty2)=7, by Pro-
Position 4.3. Thus, this diagram induces a Hodge isometry T, =,
Theorem 63, Ler X be an algebraic K3 surface. Then the following are equiva
lent:
(i) X admits a Shioda-tnose structure.
(ii) There exists an abelian surface A and a Hodge isometry Ty=T,
ii) There is a primitive embedding Ty=—+U?
Gv) There is an embedding E_(—1)PoNS(X).
Proof. (ij-»(i) follows from Remark 62; the complex torus Z is an abelian
surface because the Hodge structure T; = Ty is polarized
(i)->Gi): I Ty%T%, the natural primitive embedding T,+H?(4,2)
induces a primitive embedding Ty=+U5
(iipetivy: We extend the given primitive embedding : TU to an
embedding
0: TU BE(—1P 2A.
Since X is algebraic and o(X)217, by Corollary 2.10, the lattice Ty admits «
‘unique primitive embedding into the K3 lattice A, Thus, the embedding 30
is isomorphic to the canonical embedding; in particular,
vu
Eg(-IPOT = NSN),(On 3 surfaces with large Piatd number us
(iv): By Theorem 5.7, since E,(—1)*+NS(X), there is a Nikulin in-
volution 1 on X such that, if x: XY is the rational quotient map, then z,
induces a Hodge isometry T,(2)=T,, and there is a primitive embedding
N@E,(—1)=+NS(Y). Note that ¥ is an algebraic K3 surface and p(¥)217.
Hence, NS(Y) is uniquely determined by its signature and discriminant-form
{Corollary 2.10). Furthermore, N@E,(~1) and the Kummer lattice K have
‘isomorphic discriminant-lorms (by (4:3)Gi) and (5.7)Gi)). Thus, by Lemma 23,
the primitive embedding N@E,(—1)=+NS(¥) determines a primitive embed:
ding KNS(Y). But now by Theorem 42(iv), ¥ is a Kammer surface. QED.
We should point out that the “algebraic” hypothesis is used in an essential
way (in guaranteeing the uniqueness of the lattice NS(Y), given its signature
and discriminantform). In fect, the generic K3 surface with Ey(—1)? in its
Néron-Severi group has a Nikulin involution of the right type, but the quotient
3s not Kummer; conversely, the generic Kummer surface has no double cover
which has a Nikulin involution of the right type. This happens because the
lattices K and N@E,(~ 1) are not isomorphic, even though they have the same
signatures and diseriminant-forms,
Corollary 6.4. Let X be an algebraic K3 surface.
() If p(X)=19 or 20, then X admits a Shioda-Inose structure.
Gi) If pXV=18, then X admits @ Shioda-Inose structure if and only if
T2U@T
Gif 900
T2U°@T
Proof. This follows immediately from Theorem 63 and Corollary 26. QE.D.
7, then X admits a Shioda-Inose structure if and only if
Corollary 6.4 in the case p(X)=20 was first proved by Shioda and Inose
[18], using somewhat different methods,
7. Remarks on a conjecture of Takayuki Oda
In [13], Takayuki Oda made the following
Conjecture. Let X be an algebraic K3 surface, and suppose that either p(X)=18,
19, of 20, or that p(X)=17 and the discriminant of the intersection.form on
NS(X) is a square, Then there exists an abelian surface A and a correspondance
between X and A whick induces a Hodge isometry
(Tx@Q)(T, BQ).
Corollary 7.1. Oda’s conjecture holds whenever p=19 or 20.
Proof. By Corollary 64, X admits a Shioda-Inose structure in this case, The
Shioda-Inose structure induces such an isometry which is defined over
Z. QED.120 DR Morrison
Remark 7.2. The following hypothesis must be added to Oda's conjecture:
“There exists an embedding of Q-lattices
(FOQYH(U7SQ)”
Proof. Note that since
(TAYH(4,Q)=(V7DQ,
this bypothesis must hold for any K3 surface satisfying the conjecture. How-
cover, there exist K3 surfaces with p= 17 or 18 which do not satisly this
hypothesis: if T is a lattice of signature (2, 2) which does not represent zero
‘over Q then T@Q has no such embedding, by Corollary 27. On the other
hand, by Corollary 2.10, T is the transcendental lattice of some K3 surface
with Picard number 18, (There is a similar construction for p=17.) QE.D.
Remark 7.3. When p=17, the hypothesis in Oda’s conjecture that the discrim-
inant of the intersection-form on NS(X) be a square is unnecessary.
Proof. In case p=17, X admits a Shiods-Inose structure if and only if Ty
U?@T-, where Tis a negative even lattice of rank 1; such an X will satisfy the
conclusion of Oda’s conjecture. On the other hand, any positive even integer
2k defines a negative rank { even lattice T’= (2k), and the lattice
T= U2@¢—-21)
occurs as the transcendental lattice of some algebraic K3 surface X by Corol-
lary 2.10, But now,
diser(NS(X)) = —diser( Ty
diser(T)=24,
which need not be a square. QED
We thus propose the following
Modified conjecture. Let X be an algebraic K 3 surface, and suppose that there is
an embedding $: (Ty®Q)(U? @Q) of Qulattices. Then there exists an abelian
surface A and a correspondance between X and A which induces a Hodge
isometry
(F,@Q)>(T,2O).
Remark 7.4. The Hodge conjecture implies this “modified conjecture”
Proof, Let T=U*AG(Tx@Q). By Corollary 1.94),
A such that TST. induces an isometry
(T,@Q(T, BQ)
there is an abelian surface
which gives a class in
HBX x A\HAX x A,Q)
(ying in the Kinneth component H"(X,Q)@H7(A,Q); cf [14]}. But the
Hodge conjecture asserts that such a class is given by @ Q-linear combination
of irreducible algebraic cycles; one of these will be a correspondance inducing
the given isometry. QED.(On 3 surfaces with large Picard number nt
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Oblatam $-V-1983
Added in prot
Im a recent preprint entitled “On the moduli space of vector bundles on K3 surfaces and its
application to the Hodge conjecture", §. Muhai has showra that if X and ¥ are algebraic K2
‘sinfaces with Picard number a least Ui, aad f$: T,@Q > T,@Q isa Hodge isometry, then there
is some integer n such that ng i induced by an algeblaic cycle on X'xY. The “modified
‘conecure™ 8 Sect. 7 follons (rom this combined With Thearem 63}, by ao argument similar to
aa.