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Islamic concepts of the soul vary, ranging from the traditional (and most
prevalent) to the mystical. They include doctrines formulated by individual
schools of Islamic dialectical theology (kalām ) and theories developed
within Islamic philosophy (falsafah ). It is possible to classify very broadly
the different types of such concepts under four categories: traditional,
theological, philosophical, and mystical (Ṣufī). Differences (as well as
overlappings) abound, not only between these categories, but also within
them. Nonetheless, the various Islamic concepts of the soul all seek or claim
a Qurʾanic base. Hence, the proper starting point of any discussion of such
concepts is the Qurʾān. Before turning to the Qurʾān, however, a few
preliminary remarks on the use of the Arabic terms rūḥ ("spirit")
and nafs ("soul") are in order.
As in other languages, these terms relate to the ideas of breath and wind. In
pre-Islamic Arabic poetry, rūḥ can mean "wind," "breath," or "that which
one blows" (as when kindling a fire). In post-Qurʾanic Arabic, the two terms
are often used interchangeably when referring to the human soul, but
distinctions between them are also maintained within certain conceptual
schemes. In the Qurʾān, in addition to the grammatical reflexive use
of nafs as "self," the term is used to refer to the human soul,
whereas rūḥ normally refers to the spirit that proceeds from God. In pre-
Islamic Arabic poetry, these two terms do not have a religious or
supernatural connotation. Thus rūḥ refers to the physical breath or wind,
while nafs (when not used reflexively) refers to the blood, sometimes to the
living body. This usage is consistent with the secular nature of this poetry,
whose themes revolve around the poet's mundane loves, sorrows, heroic
exploits, and concept of tribal honor. The poetry is also noted for its vivid
descriptions of nature—desert scenery and animal life, wild and domestic—
that convey a sense of the splendor, power (sometimes harshness), and
vitality of nature, but never anything that can be construed as either
teleological or mystical. There are also affirmations in this poetry that, with
death, everything ends, that there is nothing beyond the grave. A seeming
exception to this consists of references to the hāmah, a birdlike apparition
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resembling a small owl, which, according to pre-Islamic Arab belief, departs
from the head of a slaughtered man, perches by his grave, and continues to
shriek, "give me to drink," until the death is avenged. The association of this
belief with the tribal law of avenging the death of a kinsman is obvious.
Spirit relates also to the amr of God (16:2; 17:85; 40:15; 42:52), a term that
can mean either "command" or "affair." Muslim scholars have disagreed on
the interpretation of this term as well as on the referent of rūḥ ("spirit") in
surah 17:85: "They ask thee [Muḥammad] about the spirit. Say: 'The spirit is
of my Lord's amr ; of knowledge ye have been given but little.'" Some have
understood amr here as "affair," not "command," and rūḥ as referring to the
human spirit. If this interpretation is correct, then the verse provides an
exception to the normal Qurʾanic use of the term rūḥ.
The term nafs, when not used in the grammatical reflexive sense of "self,"
refers to the human soul, not God's spirit. The human soul, however, relates
to the divine spirit, since, as indicated earlier, God brings life to man by
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breathing into him of his spirit. The equivalence of life and soul in the
Qurʾān, however, is not explicitly stated. Nor is there any explicit statement
as to whether the soul is immaterial or material. The Qurʾān is primarily
concerned with the moral and religious orientation of the human soul, with
its conduct, and with the consequences of such conduct in terms of reward
and punishment in the hereafter. This concern with the moral and religious
disposition of the soul is reflected in the Qurʾanic characterization of the
soul as either ammārah, lawwāmah, or muṭmaʾinnah. The ammārah (12:53)
is the soul that by nature incites or commands what is evil. Qurʾanic
commentators have identified this with the carnal self. The lawwāmah (75:2)
is the soul that constantly blames itself, interpreted by some commentators
as upbraiding itself in the quest of goodness. The muṭmaʾinnah (89:27) is the
tranquil soul of the virtuous believer that will return to its lord.
With death, the soul leaves the body, to rejoin it on the Day of Judgment.
Thereafter the righteous go to Paradise, the wicked dwell in Hell. Two
questions in particular that relate to the resurrection were to occupy Islamic
religious thinkers. The first is whether or not it is the remains of the same
body that is resurrected. To this the Qurʾān gives no detailed answer, only an
affirmation that God has the power to bring back to life what has been
decayed: "Who will revive these bones when they are decayed? Say: 'He
who created them the first time will revive them'" (36:78–79). The second is
the question of what happens to the soul between the time of death and the
day of resurrection. There are Qurʾanic statements (8:49; 9:101; 32:21;
47:27) that suggest that wicked souls will be punished even before the
resurrection and that the souls of martyrs will be in paradise: "Do not reckon
that those killed in battle are dead; they are living with their Lord, provided
for" (3:169). Such statements become a basis for traditional doctrines
regarding the soul's fate in the interim between death and the final day of
judgment.
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Traditional Concepts
In Islam, the most prevalent concepts of the soul can perhaps best be termed
"traditional." Their immediate inspiration is the Qurʾān, interpreted literally,
and the ḥadīth, or "tradition." A chief source for our knowledge of the
traditional concepts of the soul in Islam is Kitāb al-rūḥ (The Book of the
Spirit), by the Damascene Ibn Qayyim al-Jawzīyah (d. 1350), a
celebrated Ḥanbalī theologian and jurisconsult.
The prayers of the living over the souls of the dead are heard by the latter,
who are helped by them. Ibn Qayyim devotes a long section of his book to
this topic. The length of this chapter indicates the importance to Muslims of
the visiting of graves and the offering of prayers over the dead, for these
visits are very much part of traditional Muslim piety and a source of
consolation to the bereaved.
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It is in terms of this prevalent view that the eschatological question
mentioned earlier must be understood. If life is a transient accident and the
dead body's atoms separate to combine differently forming other physical
entities, where is the continuity that would guarantee the identity of the
individual to be resurrected? Without this continuity, what appears to be the
resurrected individual is only a similar being, a mithl. To resolve this
difficulty, some of the Muʿtazilah resorted to the doctrine that nonexistence
(alʿadam ) is "a thing" (shayʾ ) or "an entity," "an essence" (dhāt ), to which
existence is a state that occurs. Thus a nonexistent entity A acquires
existence for a span of time, loses it during another span, and regains it
eternally at the resurrection, A remaining A throughout all these stages.
Philosophical Concepts
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(his Phaedo and Timaeus ), Aristotle, Theophrastus, and Galen. Spirit,
according to this treatise, is a subtle body. Its less refined form spreads in the
body, from the heart through the veins, causing animation, breathing, and
pulsation. The more refined spirit spreads from the brain through
the nervous system to cause sensation and movement. Spirit, however, is
only the proximate intermediary cause of these activities; its efficacy is
caused by the soul, which is an immaterial, immortal substance. With death,
spirit ceases, but not soul.
It was, however, in its Neoplatonic form that the doctrine of the soul's
immateriality and immortality left its greatest impact on Islamic thought.
This impact was not confined to philosophy proper but is discernible in the
religious thought of various Islamic sectarian groups—the Ismāʿīlīyah, for
example. The other most important source for the falāsifah 's concepts of the
soul was Aristotle. The majority accepted Aristotle's definition of the soul as
the entelechy of the body, his idea of its division into vegetative, sensitive,
and rational and of the latter into theoretical and practical, and his
description of the states of its various parts as these change from potentiality
to actuality. Within the Platonic, Aristotelian, and Neoplatonic frameworks,
however, there were differences in the falāsifah 's conceptions of the soul.
An idea of these differences can be obtained by considering the conceptions
offered by some representative philosophers.
With al-Fārābī (d. 950) and Ibn Sīnā, we encounter two highly developed
psychological theories. Both presupposed a Neoplatonic emanative scheme.
The celestial world, for al-Fārābī, consists of a succession from God of
dyads, intelligences, and bodily spheres; for Ibn Sīnā, it consists of a
succession of triads, intelligences, souls, and bodily spheres. For both, the
last successive celestial intelligence is the Active Intellect, after which our
terrestrial world comes into existence. The entire process of successive
emanations from God exists eternally.
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Ibn Sīnā, on the other hand, insists on the individual immortality of all souls.
The rational soul, an emanation from the Active Intellect, joins the human
body and becomes individuated by it. It is an immaterial, individual
substance that exists with the body but is not imprinted in it. Souls that have
lived the rational life, controlling the lower passions and remaining
untarnished by vice, are rewarded in the hereafter. They live in eternal bliss,
contemplating the celestial beings and God. This applies to nonphilosophical
virtuous souls that have lived in accordance with the divine law, for this law
is an expression of philosophical truth in the language of imagery and
symbol, which the nonphilosopher can understand. Souls that have not lived
the rational, virtuous life or have not adhered to the commands of the
religious law are punished in the hereafter. They live eternally in torment,
seeking contemplation of the celestial beings and God, but are unable to
achieve this. The Qurʾanic language describing the afterlife in physical terms
is symbolic. Ibn Sīnā's theory of the soul culminates in mysticism. But this is
intellectual mysticism. God, for Ibn Sīnā, is pure mind. The soul's journey to
God includes the inundation of the souls of exceptional individuals with all
of the intelligibles from the Active Intellect. This experience is intuitive,
occurring all at once.
ṢufĪ Concepts
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In considering this very vast subject, it is well to differentiate between three
of its aspects: (1) what Ṣufīs conceived the human soul to be, (2) the soul's
purification and the path of holiness it must follow as it seeks God, (3) the
relation of the soul to God, particularly in its intimate experiencing of the
divine. These aspects are related, but the third represents a central issue on
which Ṣufīs were divided and which caused controversy in the general
history of Islamic religious thought.
It is, however, the relation of the human soul—the self, the "I"—to God that
is at the heart of Sufism, and it was this issue that caused conflict. The
mystical experience itself is both overwhelming and ineffable. Utterances
attempting to convey it are symbolic, sometimes prone to overstatement, and
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hence prone to being misunderstood. Central to this issue is the
interpretation of the mystical experience of fanāʾ, the "passing away" or
"annihilation" of the self in the divine essence, the latter representing baqāʾ,
"permanence."
Bibliography
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