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Received 2 December 2002; received in revised form 30 June 2003; accepted 23 July 2003
Abstract
This paper describes a simplified numerical approach for analyzing the slope/pile system subjected to lateral soil movements. The
lateral one-row pile response above and below the critical surface is computed by using load transfer approach. The response of
groups was analyzed by developing interaction factors obtained from a three-dimensional nonlinear finite element study. An
uncoupled analysis was performed for stabilizing piles in slope in which the pile response and slope stability are considered sepa-
rately. The non-linear characteristics of the soil–pile interaction in the stabilizing piles are modeled by hyperbolic load transfer
curves. The Bishop’s simplified method of slope stability analysis is extended to incorporate the soil-pile interaction and evaluate
the safety factor of the reinforced slope. Numerical study is performed to illustrate the major influencing parameters on the pile-
slope stability problem. Through comparative studies, it has been found that the factor of safety in slope is much more conservative
for an uncoupled analysis than for a coupled analysis based on three-dimensional finite element analysis.
# 2003 Elsevier Ltd. All rights reserved.
Keywords: Slope/pile system; Lateral soil movement; One-row piles; Interaction factor; Safety factor; Coupled/uncoupled analysis
method, empirical correlations and approaches based relatively fine mesh was used near the pile–soil interface
on similar case histories. while a coarser mesh was used further from the pile.
In this study the influence of the one-row pile groups For certain group configurations, the use of symmetry
on the stability of the weathered slope was investigated reduced the size of the mesh. Two symmetric boundaries
based on an analytical study and a numerical analysis. are used, so that the problem analyzed really consists of a
An uncoupled analysis, in which the pile response and row of piles with planes of symmetry through the pile
slope stability are considered separately, was performed centerline and through the soil midway between the piles.
by quantifying the load transfer of passive pile groups Various sensitivity studies have been performed to design
subjected to lateral soil movements in slope. The results the most appropriate FE mesh for 3D analyses. The
of the uncoupled analysis are compared with the cou- actual size of the mesh is related to the pile length; the
pled analysis based on three-dimensional finite element lower rigid boundary has been placed at a depth equal to
analysis. Numerical evaluations are presented and pile lengths and the side boundary has been extended lat-
major influencing parameters that control the perfor- erally to rm=2.5L(1) [14]. It is found that this size was
mance of piles used for slope stabilization are discussed. sufficient for the analysis of one-row pile groups.
Table 2
Material properties and geometries
in the element library of ABAQUS. As shown in Fig. 2, 2.2. Group interaction factors
the interface elements of zero thickness can only trans-
fer shear forces across their surfaces when a compressive Fig. 3 shows deformed pile and soil element meshes
normal pressure (p0 ) acts on them. When contact occurs, for the three different cap rigidities subjected to a pre-
the relationship between shear force and normal pres- scribed displacement. As expected, due to different pile
sure is governed by a modified Coulomb’s friction the- head conditions, different pile deflections were observed.
ory. Thus, these elements are completely defined by In order to investigate the effect of pile–soil–pile inter-
their geometry, a friction coefficient, , where =tan action on the magnitude of free-field soil movement, the
(), an elastic stiffness, and a limiting displacement
crit response of each individual pile within a group will be
used to provide convergence. A limiting displacement of compared with that of a single pile. Group effect may be
5 mm was assumed for full mobilization of skin friction assessed in terms of loadings or bending moments and
as suggested by Broms [17]. deflections for laterally loaded piles. For the present
674 S. Jeong et al. / Computers and Geotechnics 30 (2003) 671–682
for the three spacings and for the three soil movements
studied. However, as shown in Table 3, the average
value of interaction factor was used as input to study
group effect on an uncoupled analysis since there is
relatively small difference between the interaction fac-
tors in piles at 10 mm and 20 mm displacements and
those in 30 mm displaced piles.
Fig. 4. Bending moment curves for different cap rigidities. Fig. 6. A pile undergoing lateral soil movement.
676 S. Jeong et al. / Computers and Geotechnics 30 (2003) 671–682
from finite-element analysis. Second, a coupled set of P– as shown in Table 3. Here the Pu value for the single
curves is used as input to study the behavior of the pile was taken to 4.6 Pp for passive portion and 3.0 Pp
piles which can be modeled as a beam resting on non- for active portion, where Pp is the Rankine’s passive
linear soil spring supports. Simple numerical solution pressure (Fig. 7). A similar approach has been used
procedures are developed for fairly general conditions successfully to study the effects of the Pu value on the
(non-linear stress-strain behavior at the pile–soil inter- response of each pile in a group [20].
face and non-homogeneous soil conditions). The gov- A finite difference scheme was chosen to solve Eqs. (2)
erning equation for the pile deflection can be expressed and (3). It has been found that a convenient and pow-
in separate forms for the pile segments along its z axis at erful procedure for solving the problem for non-homo-
node i above [Eq. (2)] and below [Eq. (3)] the interface geneous soil profiles and complicated inelastic P–
(Fig. 7). curves is to formulate a full set of nonlinear equations
by applying those equations and prescribed pile head
4 condition. In this study, the following four possible pile
d w
EI ¼ p ¼ Ki ½ðys Þi wi Þ ¼ Ki i ð2Þ head conditions were considered: (1) free head (allows
dz4 i both displacement and rotation); (2) hinged head
(allows rotation without displacement); (3) unrotated
4 head (allows displacement without rotation); and (4)
d w
EI þKi wi ¼ 0 ð3Þ fixed head (allows neither displacement nor rotation).
dz4 i The nonlinear analyses were done to take into
account the theoretical P– curves for subgrade reaction
where w=lateral pile displacement, ys=free-field soil modulus through an iterative procedure. For each
movement at each depth before pile installation, Ki=e- iteration, the pile displacements from the previous solu-
lastic constant of soil (Es), EI=flexural rigidity of the tion are used to enter the nonlinear P– curves and
pile, i=relative displacement between free-field soil solution procedures are repeated until two successive
movement (ys) and lateral pile displacement (w). The iterations obtain sets of displacements that agree with a
elastic constant (Es) is related to the coefficient of sub- user-specified closure tolerance at all nodal points.
grade reaction and a coupled set of P– curves is used as
input to study the behavior of piles which can be modeled 3.2. Safety factor of stabilized slope
as a beam resting on nonlinear soil spring supports. A
hyperbolic function was used to describe the relationship The slope/pile stabilization scheme analyzed in this
of the P– curve (Fig. 8) which has an ultimate pressure study is shown in the Fig. 9. The conventional Bishop
(Pu) and an initial tangent stiffness (Es). The initial tan- simplified method is employed to determine the critical
gent stiffness used in this study [19] was assumed to vary circular sliding surface, resisting moment MR and over-
linearly with depth z as specified in FE analysis case. turning moment MD. The resisting moment generated
In P– curve analysis, it is common practice to esti- by the pile is then obtained from the pile shear force and
mate a different ultimate lateral soil pressure Pu for each bending moment developed in the pile at the depth of
pile in a group. In this study, the Pu value for each pile the sliding surface analyzed. It is assumed that the lat-
in a group was assumed to be equal to that adopted for eral soil movement exerted by the sliding slope on the
the single pile multiplied by the group interaction factor pile results in the mobilization of shear forces and
Fig. 7. A pile subjected to lateral soil displacement. Fig. 8. Hyperbolic P– curve.
S. Jeong et al. / Computers and Geotechnics 30 (2003) 671–682 677
bending moment. Thus, the safety factor of the reinforced An idealized slope with a height of 10 m and a gradient
slope with respect to circular sliding is calculated as: of 1 V:1.5 H and a ground thickness of 10 m is analyzed
with a three-dimensional finite element mesh, as shown
F ¼ Fi þ DF
in Fig. 11. A steel tube pile with an outer diameter (D) of
MR Vcr R cos Mcr þ Vhead Yhead 0.8 m was used. The piles are treated as a linear elastic
¼ þ ð4Þ
MD MD solid material and are installed in the middle of the slope
with Lx=7.5 m, and the center-to-center spacing s=3D.
where Fi=safety factor of un-stabilized slope; The piles are embedded and fixed into the bedrock or a
F=increased safety factor of slope reinforced with stable layer. The material properties for prediction pur-
pile; Mcr=bending moment at critical surface; pose were selected based on their results, as shown in
Vcr=shear force at critical surface; and Vhead=shear Table 4. The horizontal soil movement was assumed: the
force at pile head. A microcomputer based computer profile was back calculated by fitting their calculated
program (RSSP) has been developed using uncoupled lateral deflections on different head conditions to that
formulation to analyze the pile-slope stability problem computed by the present method.
as described above (Fig. 10). When the slope is not reinforced with piles, the pre-
sent method and Cai et al. shear strength finite elemnt
method gave safety factors of 1.13 and 1.14, respec- a quite similar rate change but higher value in the safety
tively; these compare well with each other. The failure factor compared to the shear strength reduction finite
mechanism in the shear strength reduction finite element element method (coupled analysis) proposed by Cai et
method was represented by the difference between the al. However, Bishop’s method based on limit equili-
nodal displacements just before failure and the nodal brium method cannot consider the influence of the pile
displacements when the shear strength reduction factor head conditions on the safety factor due to the limit of
is equal to unity. On the other hand, the safety factor of Ito-Matsui’s pressure equation, which is derived for
a slope on pile spacings is shown in Fig. 12. As expec- rigid piles.
ted, the rate of increase in the safety factor increases Fig. 13 shows coupling effects in the safety factor on
with decreasing the pile spacing. This figure also shows pile positions obtained in this study with the solution
that the present method (uncoupled analysis) can obtain presented by Cai et al. The coupled results, obtained
S. Jeong et al. / Computers and Geotechnics 30 (2003) 671–682 679
Fig. 12. Effect of pile spacings on safety factor. Fig. 13. Effect of pile positions on safety factor (s/D=3).
with the shear strength reduction finite element method is sufficiently mobilized by the fact that the pressure
show that the improvement of the safety factor of slopes acting on the piles is larger than that on the piles in the
reinforced with piles is largest when the piles are instal- upper portions of the slopes. This figure also shows
led in the middle of the slopes, irrespective of pile head that the safety factor of slopes by uncoupled analysis is
conditions. However, present uncoupled solution shows larger than that by coupled analysis. This clearly
that the piles should be placed slightly closer to the top demonstrates that there exists pile/slope coupling, so
of the slope for the largest safety factor. This is the same that the critical surface invariably change due to addi-
as the results of the Bishop’s method. The reason for tion of piles and thus, the uncoupled analysis con-
this is that when the piles are placed in the middle por- sidering a fixed failure surface is limited in its
tions of the slopes, the strength of the soil–pile interface application.
680 S. Jeong et al. / Computers and Geotechnics 30 (2003) 671–682
5. Parametric study practical, and this lower limit gives the maximum safety.
The numerical results, obtained with the uncoupled
To examine the most effective means of using piles for analysis, show that the safety factor of slopes reinforced
stabilizing slopes, a series of numerical analyses on sta- with hinged head piles is larger than that with free head
bilizing piles were performed based on the major influ- piles. Therefore, a restrained pile head (hinged or fixed)
encing parameters such as the spacing between piles, is recommended, and the free head condition should be
cap rigidity, the relative position of the pile row on the avoided due to its maximum bending moment in the
slope, and profiles of lateral soil movements. A row of piles. A restrained head conditions can be reached with
piles embedded in a weathered soil as shown in Fig. 14 tie-rods or tension anchors to restrain the displacement
was analyzed. The steel pile considered is 400 mm in of the pile head (i.e., hinged head) or obtained by con-
diameter, 10 mm in thickness and has a Young’s mod- necting the pile heads with a buried beam fixed by tie-
ulus of 21011 kN/m2. The properties of homogeneous rods or tension anchors to restrain the displacement and
weathered soil are: cohesion 5 kN/m2, friction angle 25 rotation of the pile head (i.e., fixed head). Some exam-
and unit weight 15 kN/m3. The water table was not ples of buried beams and tie-rods or tension anchors
considered here. It was found that the safety factor of can be seen in Design Guideline for Steel Pipe Pile to
the slope (without the pile reinforcement) was about Stabilize Landslide [22].
1.61. After insertion of a row of piles subjected to a
uniform soil movement, with 50 mm from the soil sur- 5.2. Effect of pile positions
face to the critical failure surface, the slope/pile system
was analyzed by the present method (uncoupled analy- Fig. 16 shows the safety factor as a function of the
sis). Factors influencing the factor of safety of the rein- relative position of the pile row on the slope and the pile
forced slope will be discussed in detail. head conditions. Here, the pile positions in the slope are
shown with a dimensionless ratio of the horizontal dis-
5.1. Effect of pile spacing (s/D) tance between the slope toe and the pile position, Lx, to
the horizontal distance between the slope toe and slope
The effect of pile spacing on the safety factor for pile shoulder, L. The present uncoupled method predicts the
heads assumed to be free, unrotated, and hinged condi- maximum safety factor when the piles are installed a
tion is shown in Fig. 15. As expected, the safety factor little closer to the top of the slopes, whereas the coupled
increases significantly as the pile spacing decreases. results as presented above show the largest safety factor
Here, spacings equal to or larger than 2.5 diameters when the piles are installed in the middle portion of
were selected because the ratios less than 2.5 are not slopes.
6. Conclusions
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