Professional Documents
Culture Documents
From the School of Industrial and Systems Engineering, Wayne State University, Detroit, MI.
DOI: 10.1093/AJCP/AQW057
8 Am J Clin Pathol 2016;146:8-17 © American Society for Clinical Pathology, 2016. All rights reserved.
DOI: 10.1093/ajcp/aqw057 For permissions, please e-mail: journals.permissions@oup.com
AJCP / REVIEW ARTICLE
to the patient. The Institute of Medicine addressed this chal- nurses, surgeons, pathologists, technologists, technicians,
lenge prominently in 2011, describing the need to transform and managers, as empowered employees who took owner-
poorly designed processes in health care as “the gap be- ship for the redesign of the processes.
tween where health care is and where it needs to be.”6 There
have already been numerous attempts to correct process de-
fect issues within OR and pathology departments.4 This art-
Materials and Methods
icle presents a method that enabled this implementation to
be successful where others lacked sustainability. The methods described within this quality improvement
initiative were based on a “step-by-step” approach for Lean
continuous improvement through data collection, observation
techniques, and customer-supplier interaction. The method
Description of the Problem
for initial data collection included the focus on 14 specific
25
Specimen
20 Requisition
15
10
0
Jan Feb Mar Apr May June July Aug Sep Oct Nov Dec Jan Feb Feb Mar Apr May June July Aug
2010 2010 2010 2010 201 2010 2010 2010 2010 2010 2010 2010 2011 2011 2011 2011 2011 2011 2011 2011 2011
Table 2
Defects Noted by Nurses
Specimen read-back was not always performed result:
inaccurate patient/specimen information
Nurses could not always spell the specimen part types
Nurses afraid to ask for the correct spelling of part types
The transport bag used to deliver specimens was problematic
(green and not transparent)
Nurses kept a redundant personal running list of specimens taken
and delivered to the laboratory
The exact information was redundant and duplicated at the
laboratory specimen drop-off
Table 4
Steps of a Surgical Nurse
1. Check patient file for correct order of anatomic site/procedure
2. Complete laboratory requisition
3. Enter specimen information in Surgical Information System
4. Write specimen description on the containers
5. Write specimen description on the container labels
6. Write specimen description on the laboratory requisition
7. Keep adding a running tab (notepad) of all of the above
specimens
8. Write identical information (specimen description) on the logbook
9. Multiple frozen-section specimens are delivered at different times
10. Create multiple laboratory requisitions if the original has run out
of space
11. Photocopy the requisition in lieu of writing multiple times in the
Process Redesign: Development of a for OR staff to confirm that all specimens were accounted for
Piggyback Label Process and were correct. This reconciliation page eliminated the need
for the personal running list that had previously been tabulated
On the basis of the significant variation, redundancy in
by many nurses. The surgeon or his or her designee provided
documentation, and feedback from nurses, the teams developed
the final approval required on the label.
one standardized specimen collection process. This process
The specimen requisition was also revised to include
included the concept of using a single multipart label packet
placeholders for chronological label placement Figure 6 .
with multiple copies Figure 5 . The form was tested and itera-
tively modified through numerous PDCA cycles until all users
The Piggyback Labeling Pilot
were satisfied with the new tool. This three-part label packet
contained label information intended for the requisition and A pilot to test the piggyback label packet was con-
transferred this information through to the container copy and a ducted in partnership with the four gynecology-oncology
final reconciliation page. The reconciliation copy was designed (GYN-ONC) surgeons of Women’s Health Services who
performed their procedures within the OR. Since the sur- within the GYN-ONC operating rooms and served as a standar-
geons had been previously Lean trained as part of the Lean dized and consistent identification method for specimens sub-
management culture development program, it was ideal that mitted for specific tests to be performed by pathology.
they should serve as champions for the pilot to guide the ul- This standardization by the surgeons allowed the surgi-
timate success of the project. cal team to reliably and accurately comply with the WHO’s
guidelines for safe surgery requiring verbal confirmation of
the correct patients and their specimen information.7
Surgeon-Driven Standard Work
To further assist the nurses and to standardize the designation
of the specimen part type names and surgical procedures, the
Data Analysis and Results
GYN-ONC surgeons reviewed and, by consensus, revised and
developed a master terminology list Table 5 . This list was Table 6 lists implemented improvements and significant
adopted for use as a surgeon-nurse communication tool used changes that resulted from this quality improvement initiative.
Table 5
Development of an Obstetrics/Gynecology Standardized Part Type List to Ensure a Defect-Free Specimen Handoff
CPT Description Specimen/Part Type Name Specimen/Part Type Description
Fallopian tube sterilization Fallopian tube sterilization, left Left, fallopian tube, partial salpingectomy
Fallopian tube sterilization Fallopian tube sterilization, right Right, fallopian tube, partial salpingectomy
Fallopian tube tumor Fallopian tube, tumor þ ipsilateral, ovary, left Left, fallopian tube and ovary, excision
Fallopian tube tumor Fallopian tube, tumor þ ipsilateral, ovary, right Right, fallopian tube and ovary, excision
Fallopian tube tumor Fallopian tube tumor, left Left, fallopian tube, salpingectomy
Fallopian tube tumor Fallopian tube tumor, right Right, fallopian tube, salpingectomy
Salpingectomy, complete or Fallopian tubes, bilateral, salpingectomy Fallopian tubes, bilateral salpingectomy
partial, unilateral or bilateral
CPT, Current Procedural Terminology, American Medical Association.
The most profound challenges when implementing these • Change requires leadership support and cross-functional
Lean initiatives were those of garnering support and navigat- team involvement to effectively improve across bounda-
ing through the silos of control to improve the existing out- ries of control.
worn legacy processes. In addition, efforts of this nature • Every process redesign requires the involvement of those
required leaders to prioritize, manage, and dedicate resources who actually do the work; these are the people who
to issues that were historically considered “pathology’s prob- understand the nitty-gritty details of exactly how the de-
lem.” Regardless of the originating department, in our experi- fects arise and are often “expert” in suggesting how suc-
ence, the most effective leaders for change exhibited cessful changes can be made.
perseverance, passion, and dedication despite inevitable set- • Focused changes require not one but numerous PDCA
backs and frustrations inherent in the team approach. cycles with identification of root causes and counter-
Another significant challenge to change in any OR set- measures that must be consistently and carefully identi-
ting is the lack of surgeon involvement. Few surgeons had fied and sustained.
and leadership support that were vital to these many successes. 6. Selker H, Grossmann C, Adams A, et al. The Common Rule and
A special acknowledgment goes to Richard Zarbo, DMD, Chair Continuous Improvement in Health Care: A Learning Health System
of Pathology and Laboratory Medicine, for his relentless dedica- Perspective. Washington, DC: Institute of Medicine; 2011.
tion for enhancing quality in health care and supporting patient 7. World Health Organization (WHO). WHO Guidelines for
safety. Safe Surgery, 2009: Safe Surgery Saves Lives. Geneva,
Switzerland: WHO; 2009. http://apps.who.int/iris/handle/
10665/44185. Accessed August 13, 2014.
8. Zarbo R, D’Angelo R. Transforming to a quality culture: the
References Henry Ford Production System. Am J Clin Pathol.
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1. Valenstein PN, Raab SS, Walsh MK. Identification errors 9. D’Angelo R, Zarbo R. The Henry Ford Production System:
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Pathologists Q-Probes study of patient and specimen identifi- a basis for quality improvement initiatives. Am J Clin Pathol.
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2006;130:1106-1113.