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Surname, Initial(s). (2012). Title of the thesis or dissertation (Doctoral Thesis / Master’s
Dissertation). Johannesburg: University of Johannesburg. Available from:
http://hdl.handle.net/102000/0002 (Accessed: 22 August 2017).
PHOTODYNAMIC EFFECTS OF THUJA OCCIDENTALIS
HOMEOPATHIC MOTHER TINCTURE ON LUNG CANCER CELLS
By
Ayesha Loonat
ii
ABSTRACT
Cancer is a broad term used to describe the unregulated growth and proliferation of
cells. It is one of the world’s most insidious diseases and a major cause of death
worldwide, with lung cancer as the leading contributor to cancer fatalities (Brito et al.,
2017). Strategies aimed at treating lung cancer include chemotherapy, radiation and
surgery. Despite treatment advances, the current five-year survival rate is estimated at
15% of all stages combined (Duruisseaux & Esteller, 2018). Homeopathy is currently
the most often utilised complementary medicine by patients for the supportive treatment
of both cancer and non-cancer related diseases (Gaertner et al., 2018). Active research
on the anti-cancer properties of plants has shown promising results. Recent studies
have revealed that herbal extracts of Thuja occidentalis Linn (T. occidentalis) shows
anti-cancer and anti-proliferative properties (Silva et al., 2017). Several studies have
also shown that photodynamic therapy (PDT), a low-intensity laser irradiation therapy
that activates a photosensitizing compound to produce cytotoxic reactive oxygen
species which induces cell death, has the ability to eradicate cancer by making use of
visible light in specific wavelengths (Heiskanen & Hamblin, 2018). Currently, there is no
research on the photodynamic effects of T. occidentalis homeopathic mother tincture
(Ø) on lung cancer cells.
The aim of this study was to investigate the photodynamic effects of T. occidentalis Ø
on lung cancer cells in vitro using various morphological and biochemical assays.
Commercially available A549 lung cancer cells were used for the study. A preliminary
experiment was carried out prior to the study with cells treated with the tincture at
different volumes to optimize doses for further experiments. Doses of 5, 10, and 15 µL
were selected for further experiments. Cell models were divided into experimental and
control groups, with experimental groups receiving either a single treatment of the
tincture or laser irradiation at 660 nm, or the combined treatment (T. occidentalis Ø
mediated PDT). Various morphological and biochemical assays were carried out post-
treatment which included inverted microscopy for cellular morphology, adenosine
triphosphate (ATP) luminescent assay for cellular proliferation, lactate dehydrogenase
(LDH) assay for cytotoxicity, trypan blue assay for cellular viability, and the hoechst
stain assay for nuclear morphology. Data was statistically analysed using the one-way
iv
ANOVA and Dunnett’s multiple comparison test; statistical significance was set at
*p<0.05 when compared to the control.
Groups treated with laser irradiation alone at a wavelength of 660 nm and a fluence rate
of 5 J/cm2 had no significant effect on its activity against A549 cells when compared to
the control. Cell groups treated with T. occidentalis Ø alone and when photoactivated in
PDT demonstrated significant morphological changes in the cell and cell nuclei which is
indicative of apoptosis and hence, cancer cell death. Furthermore, these groups
exhibited a dose dependant increase in LDH release and a decrease in ATP levels and
cell viability compared to untreated control groups indicating the cytotoxic and anti-
proliferative potential of the therapies. Furthermore, at the same doses, T. occidentalis
Ø, when employed in PDT, was able to induce enhanced cytotoxic and antiproliferative
responses thereby surpassing the effects of treatment with the tincture alone. Results
demonstrate how the direct cytotoxic effects of the tincture can act synergistically with
the photochemical reactions produced during PDT to promote cancer cell death.
This study has confirmed the antiproliferative and cytotoxic effects of T. occidentalis Ø
and has implicated its efficacy as an effective anticancer agent. T. occidentalis Ø has
also shown potential as a promising photosensitzer in PDT to enhance cancer cell
death. However, further studies providing detailed mechanisms of the therapy are
needed in order to facilitate optimal therapeutic responses.
v
DEDICATION
For my parents,
For my Grandfathers,
vi
ACKNOWLEDGEMENTS
DECLARATION .............................................................................................................. ii
AFFIDAVIT..................................................................................................................... iii
ABSTRACT.................................................................................................................... iv
DEDICATION ................................................................................................................. vi
2.1 Cancer................................................................................................................... 6
viii
2.1.2.2 Necrosis.............................................................................................. 9
ix
2.3.1.2 Polysaccharides ............................................................................... 27
2.4.2 Photosensitizers......................................................................................... 30
2.4.3.1 Wavelength....................................................................................... 33
x
3.5.3 Cellular proliferation- Adenosine triphosphate luminescent
assay ........................................................................................................ 43
xi
5.2.2 Lactate dehydrogenase assay ................................................................... 65
REFERENCES ............................................................................................................ 74
Calculations............................................................................................................. 118
xii
G1. Calculation to determine the total amount of cells in
suspension........................................................................................................ 118
xiii
LIST OF FIGURES
Figure 2.3: (A) Thuja occidentalis tree, (B) Branch of the Thuja Occidentalis
tree (Bigstock, 2020). 24
xiv
Figure 2.5: A flow diagram summarising the antineoplastic effects of
photodynamic therapy. Antitumour effects can be elicited through
three main mechanisms: direct cell death, cell death via vascular
damage, and activation of the immune system (Li et al., 2012). 36
Figure 4.1: Morphology of A549 cells after exposure to different doses of 61%
ethanol (EtOH) under inverted light microscope (200x
Magnification). Figure (A) Untreated control, (B) 5 µL EtOH, (C) 10
µL EtOH, (D) 15 µL EtOH, (E) 20 µL EtOH, (F) 25 µL EtOH, (G) 50
µL EtOH, (H) 100 µL EtOH, (I) 150 µL EtOH and (J) 200 µL EtOH.
Control cells showed high density of attached cells with normal
shape. Cells treated with 5-25 µL demonstrated no significant
changes compared to the control. At 50-100 µL there is a gradual
decrease in the density of attached cells, rounded up dead cells can
be seen floating in the media. At 150-200 µL, the majority of cells
are rounded up and can be seen floating in the media. Scale bar 50
µm. 48
Figure 4.2: The percentage (%) of viable cells using trypan blue assay in
A549 cells treated with 61% Ethanol (EtOH). The control group
demonstrates the highest viability indicating an average of 97%
living cells. Cells treated with EtOH at doses 5-50 μL shows no
significant changes in cell viability when compared to the control.
A gradual decrease in cell viability can be seen in cells treated
with 100 μL of EtOH. The maximum decrease in cell viability can
be seen in groups treated with 150 and 200 μL of EtOH. Data is
represented as the mean ± SE from ten independent experiments.
Statistically significant at **p<0.01 and ***p<0.001 when compared
to the control. 49
xv
Figure 4.3: Cell morphology of A549 cells after exposure to different doses of
T. occidentalis Ø (TO) and TO mediated photodynamic therapy
(TO-PDT) under an inverted light microscope (200x Magnification).
Figure 1(A) Untreated control, (B) irradiation only, (C) 5 µL TO, (D)
10 µL TO, (E) 15 µL TO, (F) 5 µL TO-PDT, (G) 10 µL TO-PDT, (H)
15 µL TO-PDT. Control cells showed high density of attached cells
with normal shape. Cells treated with irradiation alone
demonstrated no significant changes compared to the control. At all
doses, TO and TO-PDT treated cells decreases in the density of
attached cells can be observed and rounded up dead cells can be
seen floating in the media. White arrows indicates examples of
rounded up dead cells. Scale bar 50 µm. 51
Figure 4.4: Lactate dehydrogenase (LDH) release from A549 cells treated
with T. occidentalis Ø (TO). The control group demonstrates the
lowest LDH release. Cells treated with TO at different doses
shows a dose-dependent gradual increase in LDH release. Data is
represented as the mean ± SE from four independent
experiments. Statistically significant at *p<0.05, **p<0.01 and
***p<0.001 when compared to the control. 52
Figure 4.5: Lactate dehydrogenase (LDH) release from A549 cells treated
with T. occidentalis Ø mediated photodynamic therapy (TO-PDT).
The control group demonstrates the lowest LDH release. Cells
treated with irradiation alone demonstrate no significant difference
in LDH release (p=0.805) compared to the control. Cells treated
with TO-PDT at different doses shows a dose-dependent increase
in LDH. Data is represented as the mean ± SE from five
independent experiments. Statistically significant at ***p<0.001
when compared to the control. 53
xvi
Figure 4.6: A comparison of the amount of lactate dehydrogenase (LDH)
released from A549 cells treated with T. occidentalis Ø (TO) and
TO mediated photodynamic therapy (TO-PDT) at the same doses.
Cells treated with TO-PDT showed increased LDH levels
compared to cells treated with TO alone. Data is represented as
the mean ± SE from six independent experiments. 54
Figure 4.7: The level of adenosine triphosphate (ATP) in relative light units
(RLU) on A549 cells treated with T. occidentalis Ø (TO). The
control group demonstrates the highest ATP level. Cells treated
with TO at different doses shows a dose-dependent decrease in
ATP levels. Data is represented as the mean ± SE from four
independent experiments. Statistically significant at **p<0.01 and
***p<0.001 when compared to the control. 55
xvii
Figure 4.10: The percentage (%) of viable cells using trypan blue assay in
A549 cells treated with T. occidentalis Ø (TO). The control group
demonstrates the highest viability indicating an average of 85%
living cells. Cells treated with TO at different doses shows a dose-
dependent decrease in cell viability thus indicating cell death. Data
is represented as the mean ± SE from four independent
experiments. Statistically significant at ***p<0.001 when compared
to the control. 58
Figure 4.11: The percentage (%) of viable cells using trypan blue assay in
A549 cells treated with Thuja occidentalis Ø mediated
photodynamic therapy (TO-PDT). The control group demonstrates
the highest viability indicating an average of 97% living cells. Cells
treated with irradiation only demonstrate no significant difference
in viability (p=0.605) compared to the control. Cells treated with
TO-PDT at different doses shows a dose-dependent decrease in
cell viability thus indicating cell death. Data is represented as the
mean ± SE from five independent experiments. Statistically
significant at ***p<0.001 when compared to the control. 59
xviii
Figure 4.13: Nuclei morphology of A549 cells after exposure to different doses
of T. occidentalis Ø (TO) and TO mediated photodynamic therapy
(TO-PDT) under a fluorescent microscope (400x Magnification).
Figure 1(A) Untreated control, (B) irradiation only, (C) 5 µL TO, (D)
10 µL TO, (E) 15 µL TO, (F) 5 µL TO-PDT, (G) 10 µL TO-PDT, (H)
15 µL TO-PDT, (I) Normal nucleus, and (J) Abnormal nucleus.
Control cells show normal, evenly stained nuclei. Cells treated with
irradiation alone show no significant changes compared to the
control. Cells treated at different doses of TO and TO-PDT
demontrated nuclei with abnormal shape, nuclei shrinkage,
chromatin condensation and nuclear fragmentation. Figure (I)
provides an enlarged example of a normal nucleus that is
homogenously stained and hence remains dense. Figure (J)
provides an enlarged example of an abnormally shaped nulcleus
demonstrating nuclear fragmentation. Scale bar 20 µm. 61
xix
LIST OF TABLES
Table 3.2: A table showing a summary of the groups and variables in the
experiment. 42
xx
LIST OF SYMBOLS, ABBREVIATIONS AND ACRONYMS
% Percentage
= Equal to
® Registered
°C Degree Celsius
µL Microliter
µm Micrometre
cm Centimetre
CM Complementary medicine
DAPI 4′,6-diamidino-2-phenylindole
xxi
DNA Deoxyribonucleic acid
EtOH Ethanol
h Hours
mL Millilitre
min Minutes
mW Milliwatt
n Sample size
xxii
NADH Nicotinamide adenine dinucleotide hydrogen
NK Natural killer
nm Nano meter
O2 Oxygen
p53 Protein 53
PBM Photobiomodulation
PS Photosensitizer
s Seconds
SE Standard error
xxiii
T. occidentalis Thuja occidentalis Linn
TO Thuja occidentalis Ø
W Watt
α Alpha
β Beta
xxiv
CHAPTER 1: INTRODUCTION
1.1 Forward
Cancer is an umbrella term that refers to a set of diseases that describes the
unregulated growth and proliferation of abnormal cells to form a tumour that eventually
acquires the ability to invade other tissues (Ortega & Campos, 2019). Cancer is a
rapidly emerging disease and a principal cause of death equally in both developed and
developing countries (Abbas & Rehman, 2018). Lung cancer continues to be a major
contributor of cancer mortality rates worldwide, with sufferers having a poor five-year
survival rate (Duruisseaux & Esteller, 2018). The initiation and progression of lung
cancer ascribes to certain genetic and environmental exposures and their interactions;
however, smoking accounts as a principal risk factor in the majority of cases (Casal-
Mourino et al., 2019; Cryer & Thorley, 2019). Lung cancer is initially asymptomatic;
therefore diagnosis is usually made at advanced stages (Nasim et al., 2019). Standard
lung cancer treatment relies on a combination of therapies including surgery,
chemotherapy and radiation, which all present with significant drawbacks (Xu et al.,
2019).
1
in the treatment of pathological growths of vegetative condylomata, warty excrescences
and tumours (Vermeulen, 2015).
Despite improvements in standard lung cancer therapies and the development of new
targeted therapy in the past two decades, the overall five year survival rate remains
unsatisfactory (Xie et al., 2020). Hence, targeting the early stages of the disease for
treatment and cure should be preferred, whereby the benefits of surgery and adjuvant
therapy are optimal. However, the majority of patients with lung cancer are diagnosed
with end-stage disease when the cancer is inoperable, and patients find themselves
deteriorating physiologically and psychologically throughout the course of the disease
(Quist et al., 2020).
Even with the availability of resources employed for the detection, intervention and care
of South African citizens inflicted with cancer, many cases are misdiagnosed and
misunderstood, particularly in low economic rural and urban areas within the country
(Mendenhall et al., 2019). The marginalisation of resources is a result of a dysfunctional
2
health system that continues to live with the consequences of the political and economic
decisions made during the apartheid era (Maphumulo & Bhengu 2019).
Surgery, chemotherapy, and radiation have long been the foundation for lung cancer
treatment. However, the lack of targeting precision and the accompanying adverse
effects continues to be a challenge for modern medicine even in the 21 st century
(Mottaghitalab et al., 2019). Additionally, the acquisition of resistance to both
conventional and targeted anti-cancer drugs remains a primary cause of therapeutic
failure (Zargar et al., 2019). This has pronounced negative effects on the patients’
quality of life (QoL) and overall functioning, both in the short- and long- term (Shrestha
et al., 2019). In South Africa, these modalities are available primarily in the private
health sector, while patients with lung cancer in the public health sector have limited
access to treatment (van Eeden et al., 2020). As a result, curative-intended therapy is
rendered inadequate and the dying patient is attended to by untrained and informal
caregivers, mainly family and friends who lack the knowledge needed to provide
competent health care (O’Neil et al., 2018).
The current trends in lung cancer cases are not reciprocated by the ability of
international health care systems to successfully treat it. This mainly reflects the inability
to deliver appropriate therapeutic regimens at sufficient concentrations to the tumour
site, without subsequent collateral damage to healthy cells and with limited side-effects
(Cryer & Thorley et al., 2019). The severe complications of the disease, poor survival
rate and the continuous rise in lung cancer cases demonstrate a serious unmet need
that underpins the necessity and urgency of developing effective anti-cancer therapies
with curative intent (Zhou et al., 2020).
The application of PDT in lung cancer has a history of just over fifteen years (Shafirstein
et al., 2016). The known advantages of PDT are no drug resistance, fewer
complications, and good target selectivity that promote faster healing of normal tissue
with minimal scarring (Dong et al., 2020; da Silva et al., 2019). Effective PDT outcomes
are highly dependent on selecting an appropriate tumour-specific PS. However, current
medically approved PSs such as photophrin® are only commercially available in small
amounts. In addition, only a few of these PSs benefit patients, and none are entirely
satisfactory in clinical practice (Hu et al., 2020). Several studies have further
demonstrated how photophrin-related PSs are eliminated slowly after entering the body,
3
which can lead to skin sensitivity. This emphasizes the need to develop more effective
and safer PSs (Shi et al., 2019). Therefore, agents derived from alternate systems are
gaining potential interest to improve therapeutic PDT outcomes. The search for novel
PSs has shifted its focus towards finding natural sources of PSs for PDT applications
(Mamone et al., 2016). Much research has concentrated its efforts on isolating bioactive
phytochemicals found in plant extracts to treat various diseases due to its improved risk-
benefit ratio, low cost, easy availability, and negligible side-effects (Uttra et al., 2018).
Hence, the use of these compounds as PSs are being widely studied to increase the
efficacy of cancer therapy.
Therefore, this project is focused as a starting point towards understanding the role of
the effects of T. occidentalis Ø mediated PDT to observe the potential synergetic
benefits in enhancing cancer cell death, which will allow further research in the field.
Additionally, this study was the first to introduce the role of T. occidentalis Ø as a
possible natural PS in PDT applications.
1.3 Aim
The aim of this study was to investigate the in vitro photodynamic effects of T.
occidentalis Ø on lung cancer cells using various morphological and biochemical
assays.
4
1.3.1 Objectives
Culture and maintenance of A549 lung cancer cells to carry out further
experiments.
To optimize the treatment dose of T. occidentalis Ø through preliminary
experiments.
To evaluate the cytotoxic and antiproliferative effects of T. occidentalis Ø on
A549 lung cancer cells by means of morphological and biochemical analyses.
To determine the photodynamic effects (combined laser and tincture) of T.
occidentalis Ø at 660 nm on A549 cancer cells.
To observe and compare the cellular responses in pre- and post-irradiation
groups treated with T. occidentalis Ø.
1.4 Hypothesis:
The application of T. occidentalis Ø alone, and as a PS in PDT, has effective cytotoxic
and antiproliferative properties on A549 cancer cells compared to untreated controls.
5
CHAPTER 2: LITERATURE REVIEW
2.1 Cancer
The ancient lineage of cancer can be traced backed to the early Egyptians. The origin of
the word cancer was coined over 2500 years ago by Hippocrates who used the Greek
word karkinoma meaning “crab” to describe the evil animal-like appearance of tumours
(Davis, 2011). Cancer is a generic term used to describe over 100 diseases that result
in the unregulated growth and proliferation of cells (Brito et al., 2017). The basic
mechanisms that produce cancer are quite similar; any diversification between the
different cancers that may occur, happens during polyclonal expansion of cancer cells
(Kunimasa et al., 2019). Carcinogenesis is a dynamic process which induces changes
in the body’s tissue architecture and cell phenotype to initiate cancer. This results from
the interaction between environmental factors and genetic and epigenetic changes
ensuing in the complex modification of the host’s genome and the gradual accumulation
of errors in vital regulatory pathways (Bidram et al., 2019).
6
2.1.1 Cancer worldwide prevalence
Cancer continues to be a major public health concern and is the second leading cause
of mortality and morbidity worldwide (Siegel et al., 2019). Global cancer statistics have
identified the five most common cancers in 2018 which were lung cancer (2.09 million
cases), breast cancer (2.09 million cases), colorectal cancer (1.80 million cases),
prostate cancer (1.28 million cases), and skin cancer (1.04 million cases) (Adjei, 2019).
According to the World Health Organization (WHO), approximately 9.6 million deaths
were caused by cancer in 2018. This number is projected to rise by 70% over the next
20 years (Chen et al., 2020). The reasons for the substantial rise in cancer cases are
complex but reflect the aging and growth of the population, as well as the changes in
the prevalence and distribution of the main risk factors for cancer, many of which are
associated with socioeconomic development (Bray et al., 2018). Cancer mortality rates
remain largely unreported in South Africa. In 2012, the International Agency for
Research on Cancer (IARC) estimated 47 350 deaths caused by cancer in South Africa
alone, but efforts to combat the disease were minimal due to resources been aimed at
the HIV/AIDS epidemic burdening the health care system concurrently. Within South
Africa, lung cancer remains the leading cause of cancer-related mortality in men, while
cervical cancer is the leading cause of cancer death in women (Made et al., 2017).
7
A
D B
Figure 2.1: Schematic representation of the three major pathways of cell death: Apoptosis,
Necrosis and Autophagy. (A) Normal cell; (B) Apoptosis: damaged cell undergoes shrinkage,
chromatin condensation, and finally the formation of apoptotic bodies and membrane blebbing;
(C) Autophagy: damaged cell contents are enveloped into autophagosomes and; (C) Regulated
necrosis (necroptosis): damaged cell undergoes swelling and membrane breakdown (Madkour,
2020).
2.1.2.1 Apoptosis
Apoptosis is an adenosine triphosphate (ATP)-dependent, genetically programmed
death of unwanted and potentially harmful cells. It is characterised morphologically by
cell shrinkage, membrane blebbing, chromatin condensation, and nuclear fragmentation
(Nowak et al., 2020). This process is modulated by precise signalling circuitry which is
facilitated by a group of enzymes termed caspases. Apoptosis is triggered in a cell
through either the intrinsic pathway or extrinsic pathway (Ouyang et al., 2012).
8
cytosol (Mortezaee et al., 2019). Cytochrome c is responsible for the assembly of
apoptosomes (caspase-activating complexes), which initiates the molecular programme
in cells leading to apoptosis (Dhuriya et al., 2019). The extrinsic or death receptor
pathway is activated in response to external signalling proteins. This generates an
intracellular signal via transmembrane death receptor-mediated interactions on the cell
surface (McBride et al., 2019). The hallmark feature of apoptosis is pyknosis, which is
the irreversible condensation of the nuclear chromatin leading to karyorrhexis.
Karyorrhexis is the dissolution of the nuclear membrane, and the slicing of deoxy
ribonucleic acid (DNA) into short fragments called apoptotic bodies. The apoptotic
bodies break off from the cell and are eventually removed by macrophages for cell
recycling through a process called efferocytosis (Pistritto et al., 2016).
2.1.2.2 Necrosis
Traditionally, necrosis is defined as a rapid, uncontrolled or accidental cell death
occurring in an extreme environment or in response to severe changes in pathological
conditions, including hypoxia, ischaemia, and exposure to reactive oxygen species
(ROS) (Thornton et al., 2017). Necrosis is characterised by cell swellings, cell
membrane disruptions, and cell lysis. The breakdown of the cellular membrane releases
the intracellular contents onto neighbouring cells, eliciting a strong inflammatory
response (Handali & Rezaei, 2020). Up until recently, necrosis was thought of as an
accidental form of cell death. However, after more sophisticated research tools and data
have been made available, it has become clear that necrosis can function as an
alternate programmed cell death pathway. This type of programmed necrosis is termed
necroptosis to distinguish it from passive necrosis (Nikoletopoulou et al., 2013).
Necroptosis shares common morphological features as necrosis, but differs in that cells
undergoing necroptosis retain their integral nuclei while cells undergoing necrosis do
not. Necroptosis is triggered by the same death signals as apoptosis, but is independent
of caspase activation. Therefore, pro-apoptotic agents can induce necroptosis in the
absence of caspases when apoptosis is blocked (Wu et al., 2020).
10
Figure 2.2: The histological classification of lung cancer. (A): Histological classification of lung
cancer can be divided into two main groups, small-cell lung cancer/ carcinoma (SCLC) and non-
small-cell lung cancer/ carcinoma (NSCLC). The latter is subdivided into lung adenocarcinoma
(LUAD), lung squamous cell carcinoma (LUSC) and, large cell carcinoma (LCC). (B): Location of
tumours and cell origins (Barros-Filho et al., 2019).
Adenocarcinomas are the most common type of lung cancer, accounting for 40% of
lung cancer cases, and usually occur in the periphery of the lung. It arises due to the
transformation of small airway epithelial type II alveolar cells (Zappa & Mousa, 2016).
Squamous cell carcinomas represent 25-30% of cases, and occur due to the
transformation of the bronchial epithelium. They usually present in the centre of the lung
(Savini et al., 2015). Large cell carcinomas are poorly differentiated subtypes of
12
NSCLC, occurring in only 5-10% of lung cancer cases. It is a malignant epithelial
neoplasm lacking glandular or squamous differentiation and cytological features of
SCLC; therefore, it is essentially diagnosed by exclusion of all other possibilities (Rajdev
et al., 2018). NSCLC usually progresses into a metastatic disease that damages various
end organs, including the adrenal glands, brain, liver, and bone, and involves much
higher mortality rates. The prime site of NSCLC metastases, the bone (40%), is
enriched with resident bone marrow that affords a highly supported environment for the
development of metastases (Attar-Schneider et al., 2020).
2.1.4.3 Common genomic and regulatory alterations associated with lung cancer
Studies have identified genetic and regulatory aberrations in the cell signalling pathways
that promote cell division, suppress cell death, and induce lung carcinogenesis
(Bethune et al., 2010). Activation of epidermal growth factor receptor (EGFR)
represents one of the most prominent clinical biomarkers in lung cancer growth and
development. In the western population, EGFR mutations occur in approximately 15%
of lung cancer cases, and in 40% of lung cancer cases in Asians (Choi et al., 2019).
Anaplastic lymphoma kinase (ALK) is another common actionable driver gene in
NSCLC. Activation of ALK genes lead to downstream signals that promote proliferation
and differentiation of cancer cells through fusion with other genes (Song et al., 2020).
Kirsten rat sarcoma (KRAS) viral oncogene homolog mutations are common alterations
in NSCLC accounting for approximately 25% of lung cancer cases in the Caucasian
population, and occur even more frequently in patients with adenocarcinoma histology
and those with a smoking history. These KRAS-mutated tumours have been associated
with co-occurring alterations in multiple genes as well as with a higher mutatational
burden (Gibert et al., 2020).
13
results in the expression of oncogenic fusion proteins leading to downstream ligand-
dependent growth and proliferation (Hida et al., 2019).
The correlation between lung cancer and air pollution can mainly be seen in non-
smokers (Yang et al., 2020). Studies have demonstrated how air pollution can cause
respiratory inflammatory reactions and impaired lung functions (Wang et al., 2019). Next
to increasing cancer risks, air pollution can increase mortality rates in cancer patients.
Lung cancer patients suffer from immune defects from the cancer itself and/or as a
14
result of the treatment thereof. This makes them more susceptible to the toxicity of air
pollutants which may exacerbate the condition and aid in the deterioration of the patient
(Espín-Pérez et al., 2018). Between 3-14% of global lung cancer cases can be
attributed to inhalation exposure to radon. Therefore, radon represents the second
leading cause of lung cancer after smoking (Elío et al., 2018). Lung cancer attributed to
asbestos-exposure is estimated at around 5-7% (Nymark, 2008), and people subjected
to exposure are typically blue-collar workers, especially those who are most often
smokers (El Zoghbi et al., 2017). The latency period between asbestos exposure and
the onset of lung cancer is around 20 to 40 years, and contrary to other neoplasms of
the lung, asbestos malignancies occur in the lower part of the lung (Świątkowska et al.,
2015).
Studies have demonstrated that between 50-70% of lung cancer patients suffer from
COPD, which is characterised by airflow limitation. COPD represents a significant and
independent risk factor for the development of lung cancer in both screened and non-
screened lung cancer cases (Hopkins et al., 2019). The incidence of both conditions
has been increasing in recent years, and this trend is projected to continue for the next
decade. One evident explanation for the co-existence of these conditions is their shared
risk factors; where tobacco-smoking is the most important (Husebø et al., 2019).
15
Cough is a primary symptom occurring in more than half of lung cancer patients and it is
one of the most important determinants of the patients’ quality of life (QoL) (Luckett et
al., 2019). Besides being a direct symptom of lung cancer, a chronic cough itself can
lead to its own array of diverse complications including incontinence, hernias, syncope,
loss of employment and social isolation (Badri & Smith, 2019). A study by Walter et al.
(2015) found haemoptysis to be the strongest predictor of lung cancer, despite
occurring in only one fifth of patients. Pain represents one of the most feared,
distressing and debilitating symptoms lung cancer patients may experience, which may
cause or exacerbate feelings of depression and anxiety (Mercadante & Vitrano, 2010).
Digital clubbing, although rare, is a highly predictive sign of lung cancer (Latimer, 2018).
Lung cancer is regarded as being the most psychologically disabling of all cancer types.
The surveillance, epidemiology, and end results programme data indicates that lung
cancer is associated with the highest suicide mortality rates compared to all other
cancer types (Andersen et al., 2019). Additionally, when compared to patients with other
cancers, those with lung cancer also exhibit the greatest prevalence of mood and
anxiety disorders (Linden et al., 2012).
2.1.8.1 Chemotherapy
Chemotherapy is defined as the application of chemically synthesized medicines to kill
cancer cells (Siveen & Kuttan, 2011). Around 40% of lung cancer patients are newly
diagnosed at stage IV; therefore, the treatment goal for these patients is to improve
survival, and reduce the symptom burden of the disease (Zappa & Mousa, 2016).
Platinum based anticancer drugs in combination with taxanes, anti-metabolites, and
vinca alkaloids are the most commonly prescribed anti-cancer drugs used as first-line
agents which have been widely accepted as an evidence-based treatment for advanced
lung cancer (Huang et al., 2017).
17
increasing the likelihood of mortality in patients. Medication errors represent the second
most common cause of death in patients undergoing treatment (Goldspiel et al., 2015).
2.1.8.2 Radiotherapy
Radiation is a physical agent used to destroy cancer cells. Ionising radiation forms ions
(electrically charged particles) which deposit energy in the cells of the tissues it is
passing through. This energy can kill cancer cells or cause genetic changes that result
in cancer cell death (Baskar et al., 2012). Radiotherapy is indicated in a lung cancer
treatment algorithm, under any circumstance and at any stage of the disease with
different therapeutic goals. For patients with unresectable stage III cancer,
chemoradiotherapy is the treatment of choice either in combination or sequentially
(Vojtíšek, 2019).
Stereotactic ablative body radiotherapy (SABR) was pioneered during the mid-1990s for
the treatment of tumours within the thorax (Rulach et al., 2020). SABR has become the
international standard of care for medically inoperable early stage NSCLC. It delivers a
high biological equivalent dose, in fewer highly focused doses, and within a shorter
treatment time compared to other forms of radiation (Phillips et al., 2019). Even though
patients undergoing SABR treatment have promising outcomes in terms of very high
loco regional control rates, local failure rates of 5-15% have been reported (Nantavithya
et al., 2020).
18
The radical doses of radiotherapy are delivered in close proximity to organs at risk
highlighting its limitation in clinical practice. This leads to unacceptable toxicities
reaching collateral organs, which can cause a wide array of complications including
radiation pneumonitis, oesophagitis, cardiac injury and neuropathy (Kapoor et al.,
2020). Lymphocytopaenia has been recognised as a black box warning for thoracic
radiotherapy which is associated with poor treatment outcomes. It is likely due to the
irradiation of a large volume of circulatory blood compared to other parts of the body,
since the pulmonary circulation receives around half of the cardiac output (Joseph et al.,
2019). One third of patients undergoing radiotherapy will suffer treatment failure due to
local recurrence, radioresistance and distant metastasis (Sun et al., 2019).
2.1.8.3 Surgery
To date, surgery remains one of the mainstay treatments for localised solid cancer
treatment. The standard care for patients with early stage lung cancer is surgical
resection (lobectomy) with curative intent, which has a five-year survival rate of around
70%. However, many patients find themselves unfit for a major operation due to
inoperable lesions at the time of diagnosis, fragility, or cardiorespiratory co-morbidities
(Rulach et al., 2020).
Standard resection includes the removal of the cancer infiltrated lobe, and the systemic
evaluation of ipislateral hilar and mediastinal lymph nodes (Lackey & Donington, 2013).
Video-assisted thoracoscopic surgery (VATS) has marked a new beginning for thoracic
surgery. It is associated with smaller incisions, shorter hospital stays, and less pain and
bleeding after surgery (Kim & Cho, 2020). The completeness of the resection, cancer
stage, and lymph node involvement are three primary predictors of survival after
surgery, with 37% of patients experiencing some form of postoperative complication
(Lackey & Donington, 2013). Patient prognosis is usually determined by the precision of
the surgical resection, and since surgery depends highly upon visual inspection,
resection of tumours may be imprecise and suboptimal (James et al., 2016). Poor
function, bad cosmetic results, severe complications, and early post-operative morbidity
may occur as a result of surgery, and in many cases adjuvant therapy is still required
(Pedro et al., 2018).
Surgery can affect the patient’s health-related QoL. Persistent postsurgical pain is
described as the development of chronic pain after thoracic surgery persisting for more
19
than two months without other causes. Furthermore, it is described as being
characteristically different from preoperative pain (Peng et al., 2014). Persistent
postsurgical pain is a common complication after thoracic surgery that can interfere with
daily activities, sleep and mood. If poorly managed, it results in longer hospital
admissions and delays in the patient’s ability to participate in rehabilitation programmes
(Gjeilo et al., 2020).
Surgery has also been studied for its role as a trigger in metastasis. Surgery can induce
shedding of cancer cells into the circulation, suppress antitumour immunity allowing
circulating cells to survive, upregulate adhesion molecules in target organs, and recruit
immune cells capable of entrapping tumour cells. The trauma induced by surgery can
further cause local and systemic inflammatory responses that can contribute to the
accelerated growth of residual and micrometastatic disease (Tohme et al., 2017).
2.1.8.4 Immunotherapy
Cancer immunotherapy is a type of cancer treatment that helps the immune system to
fight cancer through the use of immune checkpoint inhibitors (Liu & Guo, 2018).
Immunotherapy is a first-line treatment choice for patients with advanced NSCLC.
Preoperative immunotherapy is superior to chemotherapy in terms of reduced toxicity
and pathological effectiveness. It can be performed prior to surgery as part of
neoadjuvant treatment combined with chemotherapy in order to obtain better results (Lu
& Su, 2019). Despite the initial encouraging promises of immune checkpoint inhibition,
most patients do not respond and/or subsequently develop resistance to
immunotherapy (Zhang et al., 2020). Additionally, patients with relatively weaker
immune systems do not produce adequate levels of immune cells to destroy the tumour.
The blocking of certain receptors by immunotherapy causes a susceptibility to over-
express immune cells. Such a reaction may lead to severe disorders which can be fatal
(Cho, 2017).
2.2 Homeopathy
Homeopathy is a holistic complementary medicine (CM) modality, founded by Dr
Samuel Hahnemann (1755-1843) just over 200 years ago (Unlu et al., 2017). According
to the WHO, CM refers to a broad set of health care practices that are not part of that
country’s own tradition or conventional medicine and are not fully integrated into the
dominant health-care system (WHO, 2019). CM in parallel with conventional therapies
is used to aid in the treatment of various conditions, including cancer and to improve
general well-being (Dehghan et al., 2020). It has been gaining global traction over the
last few decades especially in circumstances where treatment regimens in conventional
medicine are unsatisfactory, patient’s individual needs are disregarded, and focus is
placed rather on reducing risks and simply adding years to patients’ lives (Rodrigues
dos Santos & Mendes, 2020). Patients therefore, turn towards CM in efforts to address
their own unmet needs outside of conventional medicine (Foley et al., 2020).
21
QoL and prolonging survival. Furthermore, in vitro studies demonstrating the effects of
homeopathic remedies on cancer cell lines has only just begun (Fuselier et al., 2019).
Homeopathic remedies are prepared from either plant, animal, chemical or mineral
based crude substances (Bell et al., 2014). Homeopathic remedy production begins with
a homeopathic mother tincture (Ø) for soluble substances or a triturate (successive
grinding of a starting substance with lactose) for insoluble substances. The substance is
triturated until it is able to be suspended in a liquid medium (Culbert & Olness, 2010). In
either case, the resulting solutions undergo a series of dilutions using either the
centesimal (C) scale (1:100 dilution) or the decimal (D) scale (1:10 dilution), with at
every step, vigorous shakings termed 'succussions' (Basu et al., 2017). The combined
application of dilutions and succussions is termed potentisation. During this process, the
biological activity of the source material is activated through physiochemical changes.
22
This is generated by the serial application of a certain quantum of force. The
succussions after each dilution are required to retain the activity of the original
substance (Shah, 2016). Potentisation is implemented in order to reduce drug toxicity
and strengthen, enhance and extend the pharmacodynamic effects of the crude
substance through each additional ascending potency (Das et al., 2019).
Like herbal tinctures, Ø’s have therapeutic indications which require the same
registration procedures to prove their safety and efficacy (Csupor et al., 2013).
According to the WHO, to ensure the quality of Ø’s, the following data must be made
available: the method of the preparation, its appearance, description, identity tests,
purity tests, stability testing procedures, and the determination of content and active
constituents (WHO, 2009). Since Ø’s contain detectable amounts of active ingredients,
they can therefore be subjected to chemical profiling and quantification using analytical
techniques including Thin-Layer Chromatography (TLC) and High-Performance Thin-
Layer Chromatography (HPTLC) fingerprint profiles to ensure standardization (Jadhav
et al., 2016). The distinction between a Ø and a herbal tincture is based on the clinical
context, the rationale behind its prescription, and the method of production of the
tincture (Jütte & Riley, 2005). A Ø is typically prepared in a hydroalcoholic solvent in a
1:10 dilution (Hedayat & Lapraz, 2019), whereas a herbal tincture is in a 1:5 dilution,
and herbal extracts are far more concentrated, in a 1:2 or 1:1 dilution (Romm et al.,
2010).
23
2.3 Thuja occidentalis
Thuja occidentalis Linn (T. occidentalis), is a monoecious coniferous plant belonging to
the Cupressaceae family (Figure 2.3). It is commonly known as the white cedar or arbor
vitae and its name is Latin for tree of life (Silva et al., 2017). T. occidentalis was first
identified in the 16th century by the French explorer Jacques Cartier during his second
voyage of discovery to Canada (Sunila et al., 2011). T. occidentalis is a slow growing,
shade-tolerant tree with a typical lifespan of 80-400 years, reaching heights on average
of 12-15 m and diameters ranging between 30-60 cm. Although it is able to tolerate a
range of substrates, its growth is maximised on moist, well-drained soils derived from
calcareous bedrock (Kincaid, 2016).
Figure 2.3: (A) Thuja occidentalis tree, (B) Branch of the Thuja Occidentalis tree (Bigstock, 2020).
24
Nookomis Giizhik, meaning Grandmother Cedar. These people used the soft twigs to
make soups and teas for the treatment of various ailments (Pudełek et al., 2019). In
traditional medicine, T. occidentalis has been used to treat diseases of the respiratory
system (bronchial catarrh), urinary and reproductive systems (enuresis, cystitis,
amenorrhoea), as well as rheumatic and autoimmune diseases (Stan et al., 2019).
Sunila & Kuttan (2006) demonstrated the in vivo effects of T. occidentalis extract on
lung metastasis induced by B161F-10 melanoma cells on C57BL16 mice. The study
showed a remarkable reduction in tumour-nodule formation in conjunction with a
significant increase in the lifespan of the treated mice. Sunila & Kuttan (2005) also
demonstrated the protective effect of T. occidentalis extract against radiation-induced
toxicity in Swiss albino mice. T. occidentalis significantly reduced leucopoenia induced
by a sub-lethal dose of radiotherapy. Normal levels of white blood cell count were
present at the end of treatment, whereas regenerative capacity in control group animals
was low and did not regain a normal level. In addition, T. occidentalis treated groups
showed a significant increase in bone marrow cellularity.
26
According to an in vitro study by Pudełek et al. (2019) done on glioblastoma multiforme
cells, α-thujone was shown to exert pro-apoptotic and anti-invasive effects. The
attenuating effect of α-thujone was further supported with the accumulation of ROS. In
another study, the phytochemical thujone isolated from T. occidentalis extracts was
tested on a melanoma A-375 skin cancer cell line, and demonstrated the activation of
pro-apoptotic signalling (Ijaz et al., 2018).
2.3.1.2 Polysaccharides
Polysaccharides have emerged as potential chemical entities exhibiting good anticancer
activity. Polysaccharides act on malignant cells mainly through induction of apoptosis.
They are able to induce DNA damage, cell cycle arrest, and mitochondrial membrane
disruptions. Furthermore, polysaccharides can produce nitric oxide, which is able to kill
cancer cells and prevent metastasis (Khan et al., 2019). An in vivo study by Sunila et al.
(2011) showed the effects of T. occidentalis and its polysaccharide on tumour-bearing
mice. T. occidentalis and its polysaccharide effectively stimulated cell-mediated
immunity through the enhancement of NK activity, ADCC, and antibody-dependent
complement-mediated cytotoxicity much earlier than the tumour-bearing control
animals. Furthermore, it also showed a decrease in pro-inflammatory cytokines, as a
result inhibiting metastasis of tumour cells.
2.3.1.3 Flavonoids
Flavonoids are a group of secondary plant metabolites that have various biochemical
and antioxidant effects (Panche et al., 2016). During carcinogenesis, flavonoids
interfere with multiple signal transduction pathways and thus have the capability to limit
proliferation, angiogenesis and metastasis, or increase apoptosis (Abotaleb et al.,
2019). A study by Mukherjee et al. (2014), demonstrated the in vitro and in vivo effects
of flavanol isolated from an ethanolic leaf extract of T. occidentalis in A549 NSCLC cells
and Swiss albino mice. In in vitro, the study demonstrated how flavonol isolated from T.
occidentalis reduced A549 cell viability. The cytotoxic effect was mediated through cell
cycle arrest and ROS-independent apoptosis that was found to be target-specific and
chemo-preventative. In in vivo, the flavonol demonstrated signs of anti-cancer potential
through the inhibition of cell proliferation and growth of lung tumours in mice. Moreover,
the flavonol at its specific dose was neither cytotoxic to normal L-132 lung cells in vitro,
nor was able to raise any toxicity in mouse bodies, in vivo. This makes the drug more
potent and potentially suitable for therapeutic use against lung cancer.
27
2.3.2 Thuja occidentalis Ø
T. occidentalis Ø has been widely prescribed in homeopathy for the treatment of various
conditions and is most commonly indicated in the treatment of pathological growths of
vegetative condylomata, warty excrescences and tumours (Vermeulen, 2015). T.
occidentalis Ø is mainly used in the treatment of acute and chronic infections of the
upper respiratory tract, and as an adjuvant to antibiotics for severe bacterial infections
(Alves et al., 2014). T. occidentalis Ø is prepared according to the methods outlined in
the Homeopathic Pharmacopeia from fresh, young, non-woody branches with leaves,
using a high percentage of ethanol as the solvent (Stan et al., 2019).
28
2.4 Photodynamic therapy
The earliest accounts of interventions using photodynamic therapy (PDT) can be traced
back to the ancient Egyptian and Indian healers who used sunlight in combination with
herbal extracts to treat certain diseases (Hönigsmann, 2013). PDT is an alternate
therapy that uses coherent monochromatic low intensity laser irradiation (LILI) to induce
photobiological processes at a cellular level (Heiskanen & Hamblin, 2018), and it has
emerged as a promising tool for the diagnosis and treatment of cancer (Chen et al.,
2020). The primary principal of PDT involves a photochemical reaction whereby a
photosensitizer (PS) is excited with a light of a specific wavelength in the presence of
molecular oxygen (O2) to form cytotoxic ROS, that then destroys hyperproliferating
cancer cells (Hosokawa et al., 2020). In order to achieve this, PDT requires three basic
yet fundamental components: A PS, light of a specific wavelength, and molecular O 2
(Agostinis et al., 2011).
The disadvantages of PDT can mainly be observed when there is a lack of available O 2.
When there is an insufficient amount of oxygen in tumour environment, photodamage is
reduced or no PDT reaction occurs at all (Song et al., 2020). In addition, despite the
initial response to the therapy, the rapid consumption of oxygen during the PDT reaction
and microvascular damage further exacerbates the tumour hypoxia, leading to
compromised treatment efficacy, and poor prognosis (Zhang et al., 2020).Besides
tumour hypoxia, the limited tissue penetration depth and delivery efficiency of light has
emerged as the “Achilles heel” of PDT. Cancers that are deep seated or have internally
metastasized are harder to treat with PDT, since it is almost impossible to deliver
adequate laser light irradiation to these tissues (Yu et al., 2018).
29
2.4.2 Photosensitizers
Photosensitizers (PSs) are defined as molecules that are capable of absorbing
ultraviolet radiation and visible light through photochemical reactions (Vázquez-Ortega.,
2020). PSs are categorized into three broad chemical families: (i) Porphyrins, (ii)
chlorophyll derivatives, and (iii) dye substances (Iyer et al., 2018). There are currently
three generations of PSs developed for the improved efficacy of PDT. First-generation
PSs was synthesised as early as the 1970s, which consisted of complex mixtures of
porphyrins (Fan et al., 2019). A water‐soluble mixture of porphyrins called
hematoporphyrin derivative (HPD), was the first ever PS to be clinically trialled for
cancer therapy. HPDs are used today as Porfimer Sodium, commonly known under its
trade name Photophrin®- a commercially available PS (Agostinis et al., 2011). Many
PSs including Photophrin® faced the shortcomings of poor chemical purity, poor tissue
penetration, and prolonged half-life. In addition, the accumulation of Photophrin® in the
skin can lead to skin phototoxicity which may persist for two or even three months after
administration (Zhang et al., 2018).
31
Previous studies have shown exciting possibilities of using plant extracts as natural PSs
in PDT. An in vitro study by Lopes et al. (2019) demonstrated the effectiveness of the
plant alkaloid berberine in PDT. Berberine was able to generate ROS to induce
autophagy and apoptosis through the activation of caspase-3 in renal carcinoma cells.
Furthermore, it triggered metabolite changes related to the inhibition of cell proliferation,
migration and angiogenesis. A study by Villacorta et al. (2017) showed that the plant
extracts Lumnitzera racemosa and Albizia procera, when irradiated, induced apoptosis
in mammary cell adenocarcinoma cell lines. The crude ethanolic extracts were shown to
be non-toxic to non-cancer cells. Another study showed that a plant extract of Brassica
napus induced light-dependant cell death against leukaemia U937 and human liver
cancer SK-HEP-1 cells (Choi et al., 2017).
In an in vivo study by Laszló et al. (2020), Cornus mas extract was shown to enhance
the responsiveness of PDT in terms of apoptosis, inflammation, DNA damage and
increased antioxidant effects in 35 Wistar albino rats. The findings in an in vitro and in
vivo study by Kim et al. (2018) suggested that hypericin-mediated PDT induced cell
death via the associated oxidative stress mechanism. In an in vitro study, hypericin-
mediated PDT produced a significant generation of ROS and mitochondrial damage on
anaplastic thyroid cancer FRO cells. In an in vivo study, hypericin and laser therapy was
shown to prevent proliferation of anaplastic thyroid cancer in mice. A study on the
combined effects of Curcumin and photodynamic therapy in breast adenocarcinoma cell
lines (MCF-7 cells) showed a decrease in the proliferation of the MCF-7 cells (Machado
et al., 2019). Furthermore, in a study by Shi et al. (2019), thirteen traditional plant
extracts tested on human laryngeal epithelial cancer cells demonstrated strong
fluorescence intensities comparable to those of commercial hematoporphyrin PSs.
2.4.3 Light
Light is an external, non-invasive stimulus that can be modulated in a temporal and
spatial manner to achieve precise control of stimulus-responsive platforms (Lin et al.,
2018). Illumination parameters including irradiation source, wavelength and fluency are
fundamental not only for the appropriate PS excitation but also for tumour ablation and
sparing of normal tissue (Ferraz et al., 2011). Diverse sources of light are used for PDT
protocols including white light lamps, lasers and light emitting diodes (LEDs)
(Schaberle, 2018). The source of irradiation is generally unique to each PS, since each
PS has a determined optimal wavelength and fluency of light required to activate it
32
(Gallardo-Villagrán et al., 2019). Lasers have unique properties that make it a
favourable light source in PDT. These properties include its excellent coherency, high
intensity, good penetration range, and monochromatic beam (Navaeipour et al., 2016).
LEDs were introduced in the year 2000; it has since become the most commonly used
form of irradiation. It is defined as sources of optical semiconductor devices that are
able to convert electrical energy into light energy (Oh & Jeong, 2019). Advantages in
the developments in LED technology have provided higher power, narrower spectral
characteristics, lower energy consumption, lower costs, and longer life spans making
them a desirable alternative to standard lasers (Quirk et al., 2015).
2.4.3.1 Wavelength
The wavelength of light employed for the optimal use of PDT ranges between 600-800
nm, known as the therapeutic window. Within this range, the energy of each photon
from the laser is high enough to excite the PS, and still low enough so that the light
sufficiently penetrates into the tissue (Donohoe et al., 2019). The number of photons
absorbed by the PS will determine the efficacy of the PDT effect (Schaberle, 2018).
Since the tissues surrounding the tumour does not completely absorb the photon
energy from light, the choice of the wavelength would therefore depend on the targeted
depth of penetration and the wavelength absorption range of the particular PS being
administered (Oh & Jeong, 2019).
2.4.4 Oxygen
Molecular O2 is indispensable to the PDT reaction. PDT outcomes are optimal when the
target region is well-oxygenated (Kamanli & Çetinel, 2020). A possible advantage of
employing PDT for lung cancers may be due to the locally sufficient O 2 supply in the
lungs. When PSs are irradiated with a specific wavelength of light, energy is transferred
to the surrounding O2 to create cytotoxic ROS (Zhang et al., 2020). ROS are by-products
of aerobic metabolism, which poses inherent chemical properties that confers reactivity
to various biological and chemical targets (Schieber & Chandel, 2014). It plays vital and
diverse roles in regulating components of cellular behaviour. It is therefore associated
with many aspects of health and disease (Cheung et al., 2020). ROS includes peroxide,
free radicals, ions and singlet O2 all of which play key pathological roles in cell injury
and death (Liu et al., 2020).
33
The pathological and physiological effects are determined by the concentration and
compartmentation of the ROS (Tefani et al., 2016). Cancer cells produce a high rate of
ROS which is counterbalanced by an equally high rate of antioxidant activity in order to
maintain redox balance (Schieber & Chandel, 2014). The continuous rise of ROS
production above the toxic threshold, and defects in antioxidant systems, leads to
oxidative stress which exerts detrimental effects during the process of carcinogenesis
(Tefani et al., 2016). This imbalance provides an advantageous opportunity for ROS to
elicit genotoxic damage (Cheung et al., 2020).
The PS enters the cell which is irradiated with a specific wavelength of light in the
presence of molecular O2. The excitation of the PS initiates the PDT reaction (Bacellar
et al., 2015). The photons from the light source are absorbed by cellular components
converting the singlet ground energy state (PS0) of the PS into a short-lived excited
singlet state (PSEs). Part of the energy is radiated in the form of quantum florescence or
by internal conversion to heat. The remaining energy through intersystem crossing
directs the PS molecules to its excited triplet state (PSEt) - the therapeutic form of the
compound (Yi et al., 2018). The unabiding PSEt can undergo one of two alternate
mechanisms thereafter (Figure 2.4).
34
Figure 2.4: Schematic Jablonski’s diagram demonstrating the Type 1 and Type 2 reactions in PDT.
The photosensitizer (PS) absorbs photons from the light source and reaches an excited singlet
state (PSEs). The PSEs through intersystem crossing directs the PS to its excited triplet sate (PS Et),
which can react in two ways: The PSEt can react with biomolecules to produce reactive oxygen
species (ROS) (Type 1 reaction); or it can directly react with molecular oxygen (O2) to generate
1
singlet oxygen ( O2) (Type 2 reaction) (Calixto et al., 2016).
During the type 1 mechanism of the PDT reaction, energy passes from the PS Et state of
the PS to biomolecules (cancerous tissue) through electron transfer to produce radicals
(dos Santos et al., 2019). The radical species can further interact with O 2 molecules to
form cytotoxic ROS. This stimulus initiates a cascade of reactions leading to oxidative
stress and the subsequent destruction of cancer cells (Dobson et al., 2018). The type 1
mechanism typically generates superoxide anions, hydroxyl radicals, and hydrogen
peroxide type ROS (Agazzi et al., 2019). The type 2 mechanism of the PDT reaction
represents the most dominant type of ROS produced by PDT (Weijer et al., 2015). This
mechanism relies on the energy or electrons released from the excited PS (Abo-Zeid et
al., 2018). Energy or electrons from the PSEt state of the PS are directly transferred to
the molecular O2 to form excited state singlet O2 molecules which can interact with cells
within the target tissue to induce cell death (Dobson et al., 2018).
35
2.4.5.1 Anti-cancer effects of PDT
The anti-cancer effects of PDT can be attributed to three main mechanisms resulting in
cellular, local and systemic destruction of cancer cells: i) the generation of ROS directly
induces cell death, ii) death of tumour cells secondarily to killing tumour associated
vascular endothelial cells; and iii) activation of the immune system to fight against the
tumour (Hamblin, 2018) (Figure 2.5).
Figure 1.5: A flow diagram summarising the antineoplastic effects of photodynamic therapy.
Antitumour effects can be elicited through three main mechanisms: direct cell death, cell death
via vascular damage, and activation of the immune system (Li et al., 2012).
Cytotoxic ROS can cause direct cell death either through apoptosis, necrosis and
autophagic cell death depending on the location and concentration of the PS and the
fluency of light (Figure 2.6). Low to mild doses of PDT (low concentrations of the PS or
a low fluency of light) can damage the mitochondria, thereby triggering apoptosis
(Zheng et al., 2020). In an attempt to repair low-dose PDT-induced cell damage, cells
will adapt autophagy. However, when the protective capacity of autophagy is
overwhelmed or malfunctioned, it will induce cell death directly or indirectly through the
activation of other cell death mechanisms (Sun et al., 2020). At high doses of PDT
(high concentrations of the PS or a high fluency of light) a necrotic reaction usually
36
dominates. As a result, there is a release of calcium and metabolic by-products which
are incompatible with cell functions. This in turn overwhelms the repair function of the
cell therefore, leading to the rapid destruction of the cellular and subcellular membranes
and the subsequent ablation of tumour cells (Zheng et al., 2020). Additionally, the
release of cytokines and toxic chemicals from this reaction causes lethal damage in
cells nearby creating both regional and systematic reactions (Allison & Moghissi, 2013).
Figure 2.6: Type of cell death induced by localization of photosensitizers (Abrahamse et al., 2017).
When irradiated with light, the tumour vasculature just like the tumour itself will respond
to the photodynamic reaction (Allison & Moghissi, 2013). The activated PS concentrates
in the endothelial cells of the vasculature, destroying vascular membranes, resulting in
the deprivation of blood flow to the tumour (Zheng et al., 2020). This leads to the
induction of the vascular shutdown effect, which enhances the haemostatic and
anticancer effects as a result of the ischaemic environment (Ikeda et al., 2018).
Research has demonstrated how PDT can evoke an acute inflammatory response
following treatment, which can trigger both the adaptive and innate immune system.
This plays a crucial role in inhibiting tumour growth and recurrence in the long-term
(Shen et al., 2020). PDT has the ability to promote wider antitumor immune stimulation
37
and responses by inducing different cellular pathways through the activation of NK cells,
neutrophils, tumour infiltration by leukocytes, presentation of tumour antigens to T cells,
and the appearance of heat shock proteins (Kaleta-Richter et al., 2019). These all
converge onto the treatment region to initiate a tumour-specific immunity (Shen et al.,
2020).
38
CHAPTER 3: METHODOLOGY
39
37°C with 5% CO2 and 85% humidity overnight to allow the cells to attach. Culture
plates with more than 90% confluence were used for further experiments.
40
3.4 Laser set-up and parameters
For treatment regimens with light, cells were irradiated using a diode laser supplied by
the Council for Scientific and Industrial Research (CSIR), National Laser Centre (NLC)
of South Africa, at a wavelength of 660 nm at a 5 J/cm2 fluence rate. The fluence rate
was based on research studies that demonstrate how low fluencies employed in PDT
can enhance the cytotoxic effects of treatment (Hartl et al., 2015). Before the irradiation,
the laser was switched on and allowed to stand for 10 minutes (min) to stabilize and
reach maximum power output. A power meter (FieldMate) was used to determine the
power output of the laser at bench level in the dark. To obtain a fluency of 5 J/cm 2, the
duration of laser irradiation was calculated using the following formulae:
Culture plates were protected from extraneous light sources, and one culture dish was
illuminated at a time. The culture dishes requiring irradiation were placed directly under
the laser beam with their lids removed. All control and experimental culture plates were
covered in foil and placed back in the incubator for 24 h prior to carrying out post-
irradiation assays. Irradiation parameters can be found in table 3.1.
Table 3.2: A table showing a summary of the groups and variables in the experiment
Groups Variables
I Untreated control
II Tincture alone (TO)
III Irradiation alone
IV Tincture and Irradiation in
combination- TO mediated
PDT (TO-PDT)
The cells and media of all the experimental and control groups were collected after 24 h
of incubation to perform various morphological and biochemical assays. Cellular
morphology using inverted microscopy, adenosine triphosphate (ATP) luminescent
assay for cellular proliferation, lactate dehydrogenase (LDH) assay for cytotoxicity,
trypan blue assay for viability, and hoechst stain for nuclear morphology were the post-
treatment parameters analysed for anticancer property.
42
3.5.2 Cytotoxicity-Lactate dehydrogenase assay
The membrane integrity of cells was assessed by estimating the amount of LDH present
in the culture media. The cytosolic enzyme LDH is released into the media due to
membrane damage. The CytoTox 96® Non-Radioactive Cytotoxicity Assay (Anatech
Promega G400) is a quantitative method used to measure the LDH released in all
control and experimental groups. An equal volume (50 μL) of reconstituted LDH reagent
and cell culture medium was micropipetted in a clear bottom 96 well plate. The entire 96
well plate was covered with tin foil, mixed, and incubated in the dark at room
temperature for 15 min. The colorimetric mixture was measured spectrophotometrically
at 490 nm (Perkin–Elmer, Separation Scientific, VICTOR3™).
43
3.5.5 Nuclear morphology- Hoechst stain assay
The hoechst stain is a qualitative assay used to assess alterations in the nuclear
morphology of cells. Approximately 5 x 105 cells were seeded in 3.4 cm diameter culture
dishes over sterile cover slips and allowed to reach above 80% confluence. Cells were
then treated with TO only, laser irradiation only, or the combined treatment. After 24 h of
incubation at 37oC with 5% CO2 and 85% humidity, old media in all control and
experimental groups were discarded and cells were rinsed 2-3 times with phosphate
buffered saline (PBS). A Hoechst working stock solution stain was prepared by diluting
5 μL of Hoechst fluorescent dye stock solution (Hoechst 33258) into 25 mL of deionized
water. Each coverslip was stained with 200 μL of the working stock solution. Culture
plates were covered with tin foil and incubated at room temperature for 30 min. The
solution was removed from each cover slip, and cells were rinsed once with PBS to
remove any remaining stain. Each coverslip was carefully removed from culture plates
using sterilized forceps and placed cell side down onto a glass microscope slide,
containing a single drop of FluoromountTM Aqueous Mounting Medium (Sigma-Aldrich,
F4680). Fluorescence was observed in a dark room with a fluorescent microscope (Axio
observer Z1, Carl Zeiss) using a broadband 4',6-Diamidino-2-Phenylindole (DAPI) filter
set, measured at an excitation wavelength of 352 nm and an emission wavelength of
455 nm. The nuclei of various cell groups were then analysed for any morphological
changes.
44
describing the basic procedures for handling A549 cells from ATCC has been provided
(Appendix J).
3.8 Ethics
A commercially purchased A549 cell line purchased from ATCC was used to conduct
the experimental in vitro study. Cells are readily available and kept in liquid nitrogen
stocks in the LRC laboratory. Guidelines on the ethical standards for obtaining human
materials from ATCC can be viewed on their website which is available for public view
(https://www.lgcstandardsatcc.org/About/AboutATCC/Ethical_Standards for Obtaining
Human Materials.aspx), and all ethical standards have been met by ATCC when
isolating these cells. Donation of the tissue is anonymous, and the cell lines cannot be
traced back to the donors. The LRC has also received the necessary biosafety
clearance required from ATCC when ordering such cells (Appendix L). This study was
approved by the Research Ethics Committee of the Faculty of Health Sciences of the
University of Johannesburg (REC-01-57-2019). A plagiarism report is provided under
the appendices (Appendix M).
46
CHAPTER 4: RESULTS
C D
E F
G H
I J
Figure 4.1: Morphology of A549 cells after exposure to different doses of 61% ethanol (EtOH)
under inverted light microscope (200x Magnification). Figure (A) Untreated control, (B) 5 µL EtOH,
(C) 10 µL EtOH, (D) 15 µL EtOH, (E) 20 µL EtOH, (F) 25 µL EtOH, (G) 50 µL EtOH, (H) 100 µL EtOH,
(I) 150 µL EtOH and (J) 200 µL EtOH. Control cells showed high density of attached cells with
normal shape. Cells treated with 5-25 µL demonstrated no significant changes compared to the
control. At 50-100 µL there is a gradual decrease in the density of attached cells, rounded up dead
cells can be seen floating in the media. At 150-200 µL, the majority of cells are rounded up and
can be seen floating in the media. Scale bar 50 µm.
48
4.1.1.2 Trypan blue assay
Trypan blue exclusion assay was used to compare the viability of ethanol treated cells
at its different doses to the untreated control (Figure 4.2). Trypan blue assay showed no
significant differences in cell viability in optimized doses of 5, 10 and 15 μL of ethanol
when compared to the control group. Cellular viability in the control group was 97%.
Cells treated with 5, 10, 15, 20, 25, and 50 μL demonstrated an average cell viability of
91% (p=0.425), 94% (p=0.701), 91.5% (p=0.470), 93.5% (p=0.657), 94% (p=0.701),
and 86.5% (p=0.131) respectively. Statistical significance is noted at doses of 100, 150,
and 200 μL with a decrease in the viability of cells at 74% (p<0.01), 19% (p<0.001), and
20.5% (p<0.001).
n= 2
100
90
80 **
70
Cell viablity (%)
60
50
40
30 *** ***
20
10
0
Control EtOH EtOH EtOH EtOH EtOH EtOH EtOH EtOH EtOH
5 μL 10 μL 15 μL 20 μL 25 μL 50 μL 100 μL 150 μL 200 μL
Figure 4.2: The percentage (%) of viable cells using trypan blue assay in A549 cells treated with
61% Ethanol (EtOH). The control group demonstrates the highest viability indicating an average of
97% living cells. Cells treated with EtOH at doses 5-50 μL shows no significant changes in cell
viability when compared to the control. A gradual decrease in cell viability can be seen in cells
treated with 100 μL of EtOH. The maximum decrease in cell viability can be seen in groups treated
with 150 and 200 μL of EtOH. Data is represented as the mean ± SE from ten independent
experiments. Statistically significant at **p<0.01 and ***p<0.001 when compared to the control.
49
4.2 Experimental study
The groups were divided into an untreated control group and experimental groups. The
first round of experiments was subdivided into a tincture only treated group (TO) and an
untreated control group. The second round of experiments was subdivided into an
untreated control group, an irradiation only treated group, and a TO mediated
photodynamic therapy (TO-PDT) treated group. Cells were pre-treated with TO in doses
of 5, 10, and 15 μL for further experiments in both the TO and TO-PDT treated groups.
To obtain a fluency of 5 J/cm2, the duration of laser irradiation was calculated using the
power output from the 660 nm laser. The power output for the 660 nm laser was 87.6
mW. Therefore, the time calculated to deliver a fluence of 5 J/cm 2 to a culture plate
requiring irradiation was 9 min and 3 s. As the ethanol control had no significant change
with respect to the untreated control at the optimized doses, the group was not included
in further experiments.
To investigate the antiproliferative, cytotoxic and photodynamic effects of TO, all control
and experimental groups were subjected to various morphological and biochemical
assays. Qualitative assays including light microscopy and hoechst stain were used to
investigate the morphological changes in the cell and the cell nuclei respectively. The
lactate dehydrogenase (LDH), adenosine triphosphate (ATP), and trypan blue assays
were used to explore the cytotoxic and antiproliferative responses of the various groups.
50
A B
C D
E F
G H
Figure 4.3: Cell morphology of A549 cells after exposure to different doses of T. occidentalis Ø
(TO) and TO mediated photodynamic therapy (TO-PDT) under an inverted light microscope (200x
Magnification). Figure 1(A) Untreated control, (B) irradiation only, (C) 5 µL TO, (D) 10 µL TO, (E) 15
µL TO, (F) 5 µL TO-PDT, (G) 10 µL TO-PDT, (H) 15 µL TO-PDT. Control cells showed high density of
attached cells with normal shape. Cells treated with irradiation alone demonstrated no significant
changes compared to the control. At all doses, TO and TO-PDT treated cells decreases in the
density of attached cells can be observed and rounded up dead cells can be seen floating in the
media. White arrows indicates examples of rounded up dead cells. Scale bar 50 µm.
51
4.2.2 Lactate dehydrogenase assay
The LDH colorimetric assay was used to determine in vitro cytotoxicity, and hence cell
death in all control and experimental groups. When the cell membrane integrity is
compromised, intracellular LDH is able to leak out of the cell. The amount of LDH
released from cells into the media was quantified 24 h after treatment using the
CytoTox96®Assay. TO treated cells demonstrated a gradual dose-dependent increase
in LDH levels. Cells treated with TO showed statistically significant increases in LDH
levels at 5 (p<0.05), 10 (p<0.01) and 15 (p<0.001) μL when compared to cells in control
groups (Figure 4.4).
n= 6
0.7
***
LDH Membrane Integrity (A490 nm)
0.6 **
*
0.5
0.4
0.3
0.2
0.1
0
Control TO 5 μL TO 10 μL TO 15 μL
Figure 4.4: Lactate dehydrogenase (LDH) release from A549 cells treated with T. occidentalis Ø
(TO). The control group demonstrates the lowest LDH release. Cells treated with TO at different
doses shows a dose-dependent gradual increase in LDH release. Data is represented as the mean
± SE from four independent experiments. Statistically significant at *p<0.05, **p<0.01 and
***p<0.001 when compared to the control.
The level of LDH release from irradiated cells demonstrated statistically insignificant
results showing a 0.78% (p=0.805) decrease in LDH when compared to control cells.
Cells treated with TO-PDT demonstrated a significant (p<0.001) dose-dependent
increase in LDH levels compared to the control group (Figure 4.5). Among all the TO-
52
PDT groups, cells treated with 15 μL showed highest increase in LDH release when
compared to cells in the control group.
n= 6
1.4
*** ***
LDH Membrane Integrity (A490 nm)
***
1.2
0.8
0.6
0.4
0.2
0
Control Irradiation TO-PDT TO-PDT TO-PDT
5 μL 10 μL 15 μL
Figure 4.5: Lactate dehydrogenase (LDH) release from A549 cells treated with T. occidentalis Ø
mediated photodynamic therapy (TO-PDT). The control group demonstrates the lowest LDH
release. Cells treated with irradiation alone demonstrate no significant difference in LDH release
(p=0.805) compared to the control. Cells treated with TO-PDT at different doses shows a dose-
dependent increase in LDH. Data is represented as the mean ± SE from five independent
experiments. Statistically significant at ***p<0.001 when compared to the control.
Figure 4.6 compares the LDH levels in the TO and TO-PDT treated groups. At the same
dosage of TO, cells treated with TO-PDT demonstrated higher LDH release compared
to cells treated with the tincture alone.
53
n= 6
1.4
0.8
0.6
0.4
0.2
0
5 μL 10 μL 15 μL
TO TO-PDT
Figure 4.6: A comparison of the amount of lactate dehydrogenase (LDH) released from A549 cells
treated with T. occidentalis Ø (TO) and TO mediated photodynamic therapy (TO-PDT) at the same
doses. Cells treated with TO-PDT showed increased LDH levels compared to cells treated with TO
alone. Data is represented as the mean ± SE from six independent experiments.
54
n= 6
2.0E+6
ATP Luminescence (RLU) 1.8E+6
1.6E+6
1.4E+6
1.2E+6
**
1.0E+6
8.0E+5
***
6.0E+5
4.0E+5
***
2.0E+5
0.0E+0
Control TO 5 μL TO 10 μL TO 15 μL
Figure 4.7: The level of adenosine triphosphate (ATP) in relative light units (RLU) on A549 cells
treated with T. occidentalis Ø (TO). The control group demonstrates the highest ATP level. Cells
treated with TO at different doses shows a dose-dependent decrease in ATP levels. Data is
represented as the mean ± SE from four independent experiments. Statistically significant at
**p<0.01 and ***p<0.001 when compared to the control.
The level of ATP from irradiated cells demonstrated statistically insignificant results with
only a 1% (p=0.756) decrease in ATP when compared to control cells. Cells treated with
TO-PDT demonstrated a significant (p<0.001) dose-dependent decrease in ATP levels
compared to the control group (Figure 4.8). The effects were more pronounced in cells
treated with the highest dose.
55
n= 6
2.5E+6
ATP Luminescence (RLU)
2.0E+6
1.5E+6
1.0E+6
***
5.0E+5
***
***
0.0E+0
Control Irradiation TO-PDT TO-PDT TO-PDT
5 μL 10 μL 15 μL
Figure 4.8: The level of adenosine triphosphate (ATP) metabolism in relative light units (RLU) on
A549 cells treated with T. occidentalis Ø mediated photodynamic therapy (TO-PDT). The control
group demonstrates the highest ATP level. Cells treated with irradiation only demonstrate no
significant difference in ATP levels (p=0.756) compared to the control. Cells treated with TO-PDT
at different doses show a dose-dependent decrease in ATP levels. Data is represented as the
mean ± SE from five independent experiments. Statistically significant at ***p<0.001 when
compared to the control.
Figure 4.9 compares the ATP levels in the TO and TO-PDT treated groups. At the same
dosage of TO, cells treated with TO-PDT demonstrated lower ATP levels compared to
cells treated with the tincture alone.
56
n= 6
1.2E+6
1.0E+6
ATP Luminescence (RLU)
8.0E+5
6.0E+5
4.0E+5
2.0E+5
0.0E+0
5 μL 10 μL 15 μL
TO TO-PDT
Figure 4.9: A comparison of the level of adenosine triphosphate (ATP) in relative light units (RLU)
on A549 cells treated with T. occidentalis Ø (TO) and TO mediated photodynamic therapy (TO-
PDT) at the same dose. Cells treated with TO-PDT shows decreased ATP levels compared to cells
treated with TO alone. Data is represented as the mean ± SE from six independent experiments.
57
n= 6
100
90
80
70
Cell Viability (%)
60
***
50
40 ***
30
***
20
10
0
Control TO 5 μL TO 10 μL TO 15 μL
Figure 4.10: The percentage (%) of viable cells using trypan blue assay in A549 cells treated with
T. occidentalis Ø (TO). The control group demonstrates the highest viability indicating an average
of 85% living cells. Cells treated with TO at different doses shows a dose-dependent decrease in
cell viability thus indicating cell death. Data is represented as the mean ± SE from four
independent experiments. Statistically significant at ***p<0.001 when compared to the control.
Cells treated with irradiation alone demonstrated a viability of 96% (p=0.605) when
compared to the control group that showed a viability of 97%. Cells treated with TO-
PDT demonstrated a significant dose-dependent decrease in cell viability. After
treatment with TO-PDT at doses of 5, 10, and 15 μL, the average viability percentage
gradually decreased from 97% in controls to 48% (p<0.001), 22% (p<0.001), and 12%
(p<0.001) in the respective doses of the treatment (Figure 4.11). The effects were more
pronounced in cells treated with the highest dose. Exposure to 15 µL of TO-PDT for 24
h caused the majority of A549 cells to die.
58
n= 6
100
90
80
70
Cell Viability (%)
60
***
50
40
30
***
20
***
10
0
Control Irradiation TO-PDT TO-PDT TO-PDT
5 μL 10 μL 15 μL
Figure 4.11: The percentage (%) of viable cells using trypan blue assay in A549 cells treated with
Thuja occidentalis Ø mediated photodynamic therapy (TO-PDT). The control group demonstrates
the highest viability indicating an average of 97% living cells. Cells treated with irradiation only
demonstrate no significant difference in viability (p=0.605) compared to the control. Cells treated
with TO-PDT at different doses shows a dose-dependent decrease in cell viability thus indicating
cell death. Data is represented as the mean ± SE from five independent experiments. Statistically
significant at ***p<0.001 when compared to the control.
Figure 4.12 compares the viability percentages in the TO and TO-PDT treated groups.
At the same dosage of TO, cells treated with TO-PDT demonstrated lower viability
percentages compared to cells treated with the tincture alone.
59
n= 6
100
90
80
70
Cell viablity (%)
60
50
40
30
20
10
0
5 μL 10 μL 15 μL
TO PDT
Figure 4.12: A comparison of cell viability on A549 cells treated with T. occidentalis Ø (TO) and TO
mediated photodynamic therapy (TO-PDT) at the same doses of the tincture. At the same doses of
TO, cells treated with TO-PDT showed decreased viability percentages compared to cells treated
with TO only. Data is represented as the mean ± SE from six independent experiments.
60
A B
C D
I
E F J
G H
Figure 4.13: Nuclei morphology of A549 cells after exposure to different doses of T. occidentalis Ø
(TO) and TO mediated photodynamic therapy (TO-PDT) under a fluorescent microscope (400x
Magnification). Figure 1(A) Untreated control, (B) irradiation only, (C) 5 µL TO, (D) 10 µL TO, (E) 15
µL TO, (F) 5 µL TO-PDT, (G) 10 µL TO-PDT, (H) 15 µL TO-PDT, (I) Normal nucleus, and (J) Abnormal
nucleus. Control cells show normal, evenly stained nuclei. Cells treated with irradiation alone
show no significant changes compared to the control. Cells treated at different doses of TO and
TO-PDT demontrated nuclei with abnormal shape, nuclei shrinkage, chromatin condensation and
nuclear fragmentation. Figure (I) provides an enlarged example of a normal nucleus that is
homogenously stained and hence remains dense. Figure (J) provides an enlarged example of an
abnormally shaped nulcleus demonstrating nuclear fragmentation. Scale bar 20 µm.
61
CHAPTER 5: DISCUSSION
Lung cancer has afflicted humanity for centuries. The continuous rise of lung cancer
cases has overwhelmed health care systems and their ability to effectively treat the
disease (Faguet, 2015). Although significant progress has been made in an attempt to
combat lung cancer, it has not always translated into successful clinical outcomes. This
encourages the necessity to investigate alternate treatment options aimed at providing
new perspectives in the search for optimal lung cancer therapies. Therefore, this study
proposed a synergistic approach based on photodynamic therapy (PDT) combined with
homeopathy in order to advance the development of safer and more effective
anticancer therapies.
TO is prepared using a 61% ethanol solvent. The high ethanol percentage raises some
concern about ethanol toxicology on cell cultures and organisms in experimental
research studies (Chirumbolo & Bjørklund, 2018). In order to keep the volume of the
62
tincture solvent at the most suitable doses for biological experimentation, an ethanol
control group was included in the preliminary study as a mother tincture solvent control.
The ethanol control group consisted of 61% ethanol (identical to the ethanol vehicle in
TO but without any of the active ingredients), delivered to cells in identical doses as the
homeopathic tincture. Cell morphology was assessed using inverted microscopy, while
viability was assessed by trypan blue staining.
This result can be further substantiated using a study by Ghosh et al. (2013). In this
study, Phytolacca decandra Ø prepared in a 65% ethanol vehicle induced apoptosis in
skin melanoma cells. The tincture-treated cells showed apoptotic DNA fragmentation,
while its absence was noted in the ethanol control group. After treatment with the
remedy, the apoptotic percentages increased from 10.11% in the ethanol controls to
54.93%, 65.20%, and 66.73% in the respective doses of the tincture. This study and
other similar studies may suggest that ethanol, if optimized for an experiment (if the
63
doses are below the toxic threshold), should have minimal or no chemical significance
on the therapeutic outcomes of homeopathic tinctures.
Cells were investigated for cytotoxicity, viability and proliferation by means of various
morphological and biochemical assays. An inverted light microscope was used to
assess morphological alterations in cells growing in the different groups that could be
attributed to cell death mechanisms. After initial validation of cell morphology,
extracellular lactate dehydrogenase (LDH) was used to assess the membrane integrity
of cells and thus acted as a measurement for cytotoxicity. Measurement of intracellular
adenosine triphosphate (ATP) was used to assess cell proliferation. Trypan blue
staining was used to asses cell viability and cell death. Hoechst stain was used to
observe alterations in cell nuclear morphology. All cell groups were compared to an
untreated control group.
Cells in the control group and those treated with irradiation alone were unable to induce
morphological changes in the cells which were suggestive of healthy and proliferating
cells. When laser is applied to the cells as a stand-alone treatment without the addition
64
of a PS, it is referred to as photobiomodulation (PBM). Literature data provides
contradictory evidence that demonstrates how PBM can have multidirectional effects.
PBM has both stimulating and inhibiting effects on intact tumour cells (Cherkasova et
al., 2020). The effects are dependent on the type of cell line that is irradiated, as well as
the specific irradiation parameters used. Core dose parameters for irradiation include
treatment frequency and time, as well as the intensity and power density of the laser
(Watson & Goh, 2015). Therefore, insufficient power density or too short a treatment
time has no effect on the pathology, while too much power density or time may have
inhibitory effects. When the power density and treatment time are in optimal balance,
the maximal biostimulatory effect will ensue for a particular disease (Huang, 2011).
Cells treated with irradiation alone demonstrated no significant changes in the levels of
LDH when compared to the control group, and is thus associated with the absence of
cytotoxicity. Since PBM is not considered an ablative mechanism but rather a
photochemical effect which can be compared to photosynthesis where light is absorbed
and synthesised in order to exert chemical change (Huang, 2011), the absence of
cytotoxicity would be an expected result.
66
Cells treated with TO alone demonstrated a dose-dependent decrease in ATP levels
after treatment, which indicates the anti-proliferative effects of the tincture. The anti-
proliferative and cytotoxic effects of the tincture is in accordance with the results
obtained by Biswas et al. (2011) that revealed how TO was able to induce decreased
proliferation and cell death in A375 human malignant melanoma cells. The proliferation
of A549 cells was strongly inhibited by TO-PDT, as exhibited by the significant dose-
dependent decrease in ATP levels after irradiation. Decreased ATP levels is directly
associated with a decrease in the metabolic activity of the cells. As damaged cells lose
their membrane integrity, they consequently lose their ability to synthesize ATP. Hence,
ATP levels begin to decline (Aslantürk, 2017). When there is an inadequate amount of
ATP, cancer cells cannot maintain growth signalling, thereby resulting in the down
regulation of cell proliferation (Kim, 2018). ATP levels rapidly decline during late-stage
apoptosis. As the intracellular ATP levels become depleted, there is a switch between
the energy-requiring apoptotic cell death to necrotic cell death (Nikoletopoulou et al.,
2013). ATP insufficiency prior to cell death is also associated with autophagy (Kim,
2018).
The decrease in ATP levels were consistent with increasing LDH levels, which
corroborates the cytotoxic and antiproliferative effects of TO and TO-PDT. Furthermore,
decreased ATP levels in cells treated with TO-PDT again shows how TO, when
photoactivated, is able to produce enhanced and more effective anticancer responses.
Cells treated with irradiation alone demonstrated no significant change in ATP levels
when compared to the control, which may suggest metabolically active and proliferating
cells. Observations from research studies have shown how PBM in the red wavelength
(380-750 nm) region can have a variance between results, with studies demonstrating
either a decrease, increase or no significant differences in ATP levels from irradiated
cell lines (da Silva et al., 2019). It is noted in this study that laser irradiation at 660 nm at
a fluence rate of 5 J/cm2 was unable to elicit any significant changes in ATP levels. This
could result from any variations in the dosimetric parameters employed in this study,
including the wavelength used at its specific fluency, as well as in the differences in the
treatment time and cell line when compared to other studies using the same
wavelength.
67
5.2.4 Trypan blue assay
Trypan blue is a negatively charged dye that quantifies the presence of viable and
nonviable cells. The trypan blue exclusion assay is based on the principle that non-
viable cells have comprised membranes that rapidly take up the dye, indicating cell
death. In contrast, viable cells have an intact membrane that is impermeable to trypan
blue dye, since both the membrane and the dye are negatively charged (Aslantürk,
2017).
On the hoechst stain, cells treated with TO and TO-PDT displayed irregularly shaped
nuclei, chromatin condensation, nuclear fragmentation and shrinkage, all of which is
associated with the typical features of apoptosis and negative consequences for cell
survival. When cells undergo apoptosis, nuclear changes as described above can be
observed (Abel & Baird, 2018). Any deformities in the morphology of the nucleus can
affect nuclear contents by causing local density changes in the chromatin, and rupture
68
of the nuclear lamina and membrane. These changes are then able to alter gene
expression and cell fate. Additionally, this is accompanied by excess DNA damage
which is associated with downstream consequences. As a result, there is a delay or a
block in the cell cycle, with the subsequent delay in cell proliferation and differentiation
of cancer cells, both of which are essential for cancer cell survival and progression
(Pfeifer et al., 2019).
Cells treated with irradiation only were unable to induce morphological changes in the
cell nuclei, and retained their normal morphological characteristics, which are
associated with healthy cells undergoing normal cell cycle progression and proliferation.
The result is in agreement with those observed in morphology, LDH, ATP and trypan
blue experiments.
Detailed studies on the in vitro mechanisms of TO-PDT were not carried out,
which could have provided a better understanding regarding the cooperation of
TO-PDT on a molecular basis.
The study only considered the effects of TO-PDT at a wavelength of 660 nm and
a fluence of 5 J/cm2; the effects of other dosimetric parameters (fluencies and
wavelengths) that could be more optimal were not taken into account.
Studies on the effects of TO and TO-PDT at its specific doses on healthy cells
were not included in the research design, which could have provided important
insight regarding the safety of the therapy.
The experiment was carried out on A549 lung cancer cells, therefore, the efficacy
of TO and TO-PDT on other types of cancer was not determined.
T. occidentalis in potency is frequently prescribed in clinical practice; however
this study did not include the effects of the remedy in different potencies on A549
cells nor on its efficacy in PDT.
69
This study was carried out in vitro, therefore, the effects of the therapy in vivo
was not ascertained.
70
CHAPTER 6: CONCLUSION
The incidence of lung cancer is on the rise. Surgery, radiotherapy and chemotherapy
have been established as the three pillars for fighting lung cancer. However, its
implementation as front-line therapies has not been entirely successful, and its efficacy
has reached a therapeutic plateau (Lee & Cheah, 2019). The gap in the medical
advancement for effective and curative lung cancer therapies has led to the
identification of alternate platforms in an attempt to overcome critical obstacles facing
current conventional treatments.
71
thereby surpassing the effects of treatment with TO alone. This indicates a positive
photodynamic effect of the tincture on A549 cells when photoactivated at a wavelength
of 660 nm and fluence rate of 5 J/cm2. Furthermore, cells treated with TO and TO
mediated PDT (TO-PDT) were able to induce morphological changes in the cell and cell
nuclei that was indicative of apoptosis, and hence cell death. Groups treated with laser
irradiation alone at a wavelength of 660 nm and a fluence rate of 5 J/cm 2 had no
significant effect on its activity against A549 cells compared to the control
72
synergistic benefits aimed at overcoming the limitations of current conventional
PSs.
TO-PDT can be applied before and after commonly prescribed anticancer
therapies to investigate if it can improve the efficacy of these treatments.
Data from the in vitro studies can then be extrapolated and implemented in in
vivo research in order to confirm and investigate local and systemic findings of
the treatment.
73
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111
APPENDIX A
Letter of permission to work in the laboratory
21 August 2019
This letter serves to confirm that Ms AYESHA LOONAT (student No: 201575769) from
Department of Complementary medicine (Homoeopathy) is permitted to carry out her
research project with the Laser Research Centre, Faculty of Health Sciences, University
of Johannesburg. Her project proposal entitled ‘Photodynamic effects of Thuja
occidentalis homeopathic mother tincture on lung cancer cells’ has been approved by
the HDC and is ready to proceed with lab work. She will be provided with all the lab and
research facilities. All the ethical obligations will be followed as per Laser Research
Centre’s Standard Operating Procedures.
Sincerely,
112
APPENDIX B
FLOW DIAGRAM
Group I: Control Group II: Dose 1 Group II: Dose 2 Group II: Dose 3
(Untreated) (5 µL) (10 µL) (15 µL)
113
APPENDIX C
114
APPENDIX D
115
APPENDIX E
List of consumables
116
APPENDIX F
List of equipment
117
APPENDIX G
Calculations
A Countess™ Automated Cell counter was used to determine the number of viable cells
per mL. The total number of cells in suspension was calculated as follows:
Once flasks reached confluency, cells were detached and seeded in the next culture
flask as follows:
The following calculation can be used to obtain a seeding density of 5 × 10 5 cells per
culture plate:
1) A power meter (FieldMate) was used to determine the power output (W) of the
660nm laser at bench level in the dark. The power output for the 660nm laser
was 87.6 mW.
= 𝟗. 𝟔𝟓 𝒎𝑾/𝒄𝒎𝟐
𝟐)
𝑰𝒏𝒕𝒆𝒏𝒔𝒊𝒕𝒚 (𝒎𝑾⁄𝒄𝒎𝟐 )
𝑰𝒏𝒕𝒆𝒏𝒔𝒊𝒕𝒚 (𝑾⁄𝒄𝒎 =
𝟏𝟎𝟎𝟎
𝟗. 𝟔𝟓 𝒎𝑾/𝒄𝒎𝟐
=
𝟏𝟎𝟎𝟎
= 𝟗. 𝟔𝟓 × 𝟏𝟎−𝟑 𝑾/𝒄𝒎𝟐
119
4) Calculate the time needed to deliver a fluence of 5 J/cm 2 to a culture plate
requiring irradiation:
𝑭𝒍𝒖𝒏𝒆𝒄𝒚 (𝑱⁄𝒄𝒎𝟐 )
𝑻𝒊𝒎𝒆 (𝒔) 𝒑𝒆𝒓 𝒑𝒍𝒂𝒕𝒆 =
𝑰𝒏𝒕𝒆𝒏𝒔𝒊𝒕𝒚 (𝑾⁄𝒄𝒎𝟐 )
𝟓 𝑱/𝒄𝒎𝟐
=
𝟗. 𝟔𝟓 × 𝟏𝟎−𝟑 𝑾⁄𝒄𝒎𝟐
= 𝟓𝟏𝟖. 𝟏𝟑 𝒔
120
APPENDIX H
121
APPENDIX I
122
123
APPENDIX J
Product sheet (A549 cells)
124
125
126
APPENDIX K
ATP TO
C D1 D2 D3
2540812 1455735 514832 98915
2101956 1348004 316799 114120
1252028 823839 333999 65634
1301641 663834 274317 67503
1060852 286918 816556 283547
1498629 267620 759960 277534
MEAN 1625986 807658 502744 151209
SD 573427 509065 236649 101893
SE 234101 207825 96612 41598
p-value 0.003 0.000 0.000
ATP TO-PDT
C L D1 + L D2 + L D3 + L
2525358 2102333 614299 518456 87773
2617004 2633411 657233 524341 84609
2034681 2121635 518391 137288 102944
1983846 2549857 480957 140037 94078
1539588 1488161 953343 192646 43030
2085457 1763350 719351 173846 4452
MEAN 2130989 2109791 657262 281102 69481
SD 393571 441470 169548 187303 37991
SE 160675 180229 69218 76466 15510
p-value 0.756 0.000 0.000 0.000
127
M2. LDH assay
LDH TO
C D1 D2 D3
0.488 0.48 0.496 0.494
0.449 0.51 0.538 0.579
0.447 0.536 0.553 0.639
0.428 0.628 0.658 0.638
0.444 0.47 0.442 0.62
0.446 0.554 0.54 0.666
MEAN 0.45 0.53 0.538 0.606
SD 0.01995 0.05782 0.0716 0.0619
SE 0.00332 0.02147 0.028 0.0123
p-value 0.031 0.018 0.000
LDH TO-PDT
C L D1 + L D2 + L D3 + L
0,271 0.243 1.548 1.278 1.052
0.301 0.289 1.343 1.207 1.16
0.306 0.341 1.004 1.267 1.33
0.279 0.225 1.007 1.405 1.424
0.22 0.236 0.848 1.126 1.269
0.235 0.269 0.622 1.067 1.18
MEAN 0.268 0.267 1.062 1.225 1.236
SD 0.03888 0.04305 0.3349 0.1201 0.1327
SE 0.0142 0.01692 0.0975 0.0479 0.0402
p-value 0.805 0.000 0.000 0.000
128
M3. Trypan blue assay
Trypan blue TO
C D1 D2 D3
84 50 38 16
77 46 39 18
88 57 35 23
91 55 30 28
83 51 28 18
84 52 30 17
MEAN 84.5 51.833 33.333 20
SD 4.7645 3.8687 4.6332 4.6043
SE 1.9426 1.5374 1.6525 1.7062
p-value 0.000 0.000 0.000
129
APPENDIX L
130
APPENDIX M
Plagiarism report
ORIGINALITY REPORT
19 %
SIMILARITY INDEX
12%
INTERNET SOURCES
15%
PUBLICATIONS
5%
STUDENT
PAPERS
PRIMARY SOURCES
www.mdpi.co
m1 1
Internet Source %
www.hindawi.co
m3 1
Internet Source %
www.laser-
therapy.us 4 1
Internet Source %
131