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Aging & Mental Health

ISSN: 1360-7863 (Print) 1364-6915 (Online) Journal homepage: https://www.tandfonline.com/loi/camh20

Involuntary care – capturing the experience of


people with dementia in nursing homes. A concept
mapping study

Marike E. de Boer, Marja F. I. A. Depla, Brenda J. M. Frederiks, Annemarieke


A. Negenman, Jolanda M. Habraken, Carlijn H. van Randeraad-van der Zee,
Petri J. C. M. Embregts & Cees M. P. M. Hertogh

To cite this article: Marike E. de Boer, Marja F. I. A. Depla, Brenda J. M. Frederiks, Annemarieke
A. Negenman, Jolanda M. Habraken, Carlijn H. van Randeraad-van der Zee, Petri J. C. M.
Embregts & Cees M. P. M. Hertogh (2019) Involuntary care – capturing the experience of people
with dementia in nursing homes. A concept mapping study, Aging & Mental Health, 23:4, 498-506,
DOI: 10.1080/13607863.2018.1428934

To link to this article: https://doi.org/10.1080/13607863.2018.1428934

© 2018 The Author(s). Published by Informa Published online: 07 Feb 2018.


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AGING & MENTAL HEALTH
2019, VOL. 23, NO. 4, 498–506
https://doi.org/10.1080/13607863.2018.1428934

Involuntary care – capturing the experience of people with dementia in nursing


homes. A concept mapping study
Marike E. de Boera, Marja F. I. A. Deplaa, Brenda J. M. Frederiksb, Annemarieke A. Negenmanc,d,
Jolanda M. Habrakenc,d, Carlijn H. van Randeraad-van der Zeee, Petri J. C. M. Embregtsc,d and Cees M. P. M. Hertogha
a
Department of General Practice and Elderly Care Medicine, Amsterdam Public Health Research Institute, VU University Medical Center,
Amsterdam, The Netherlands; bDepartment of Public and Occupational Health, Amsterdam Public Health Research Institute, Amsterdam, The
Netherlands; cDepartment of Tranzo, Tilburg School of Social and Behavioral Sciences, Tilburg University, Tilburg, The Netherlands; dDichterbij
Innovation and Science, Gennep, The Netherlands; eResearch Employee of Minds21, Amsterdam, The Netherlands

ABSTRACT ARTICLE HISTORY


Objective: To avoid restraints and involuntary care caregivers should be aware if and how a patient Received 9 July 2017
resists care. This article focuses on behavioural expressions of people with severe dementia in nursing Accepted 11 January 2018
homes that are interpreted by their formal and informal caregivers as possible expressions of their KEYWORDS
experience of involuntary care. Dementia; concept mapping;
Method: Concept mapping was used, following five steps: (1) brainstorming, (2) rating, (3) sorting, (4) involuntary care; restraint;
statistical analysis & visual representation and (5) interpretation. Specialists (n = 12), nurses (n = 23) patient perspective;
and relatives (n = 13) participated in separate groups . behavioural symptoms
Results: The views generated are grouped into clusters of behaviour, presented in graphic charts
for each of the respondent groups. The large variety of behavioural symptoms includes, in all
groups, not only the more obvious and direct behavioural expressions like aggression, resistance
and agitation, but also more subtle behaviour such as sorrow, general discomfort or discontent.
Conclusion(s): In the interpretation of behavioural symptoms of people with severe dementia it is
important to take into account the possibility of that person experiencing involuntary care. Increased
awareness and understanding of the meaning and consequences of the behavioural expressions is an
important step in improving dementia care by avoiding restraints and involuntary care to its
maximum.

Introduction currently regulated by the criterion of ultimum remedium,


meaning that ‘restraints should only be used as a last resort
In caring for people with severe dementia in nursing homes it
after other, less restrictive interventions have been considered
was until recently not uncommon to use restraints (Hamers &
(and rejected)’ (Romijn & Frederiks, 2012). The New Dutch
Huizing, 2005), such as physical restraints (vests, belts, wheel-
Care and Coercion Act introduced the term ‘involuntary care’
chair bars and brakes, chairs that tip backwards, bedside rails),
which refers to all care resisted by the patient or the legal rep-
chemical restraints (i.e. sedatives, antipsychotics) or other
resentative. More specifically, the Act entails five categories of
restraining methods (force or pressure in medical examina-
involuntary care: (1) the administration of nutrition, moisture,
tion, treatment or activities of daily living). However, such
or medication for somatic disorder; (2) the administration of
approaches are increasingly being challenged both from their
medication that affects the behaviour or the freedom of
scientific evidence and from an ethical and juridical point of
movement of the client due to a psychogeriatric or a psychiat-
view (Andrews, 2006). Restraints, especially physical ones, are
ric disorder or intellectual disability; (3) restraints of freedom
thought to cause more harm than benefit (Engberg, Castle, &
such as isolation and physical restraint; (4) restraints to super-
McCaffrey, 2008; Tolson & Morley, 2012).
vise the client at a distance, such as a video camera in the
In addition, choosing restraints often revokes ethical issues
bedroom; and (5) restraints that prevent individuals with
with regard to human rights, dignity and well-being (Gal-
dementia from managing their own life, so that the client has
lagher, 2011). The UN convention on the rights of persons
to do or to stop doing something against his/her will (Freder-
with disabilities (2007) states in this respect that the existence
iks, Schippers, Huijs, & Steen, 2017).
of a disability, including dementia, does not justify the use of
The term ‘involuntary care’ clearly incorporates a much
restraints. In recent years many attempts have been made to
broader definition than just the term restraints. The essence
decrease the use of restraints and to search for alternatives
of the Act entails that involuntary care should be avoided,
(Zwijsen et al., 2014), such as surveillance technology (Nie-
and if at all applied it should be the least invasive form.
meijer et al., 2010) and environmental or activity-based alter-
The increased focus on the prevention of the use of coer-
natives (Burns, Jayasinha, Tsang, & Brodaty, 2012).
cive measures and involuntary care, and the search for (less
The use of restraints, and efforts to reduce their use, is also
restrictive/invasive) alternatives asks for an exploration of the
an issue becoming part of the international political agenda.
perspective of the patient and an analysis of the meaning of
Research in Australia, the UK, the United States and the Neth-
their behaviour (Zwijsen et al., 2014). Caregivers should be
erlands shows that the use of restraints in these countries is

CONTACT Marike E. de Boer m.deboer@vumc.nl


© 2018 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group
This is an Open Access article distributed under the terms of the Creative Commons Attribution-NonCommercial-NoDerivatives License (http://creativecommons.org/licenses/by-nc-nd/4.0/), which
permits non-commercial re-use, distribution, and reproduction in any medium, provided the original work is properly cited, and is not altered, transformed, or built upon in any way.
AGING & MENTAL HEALTH 499

aware if and how a patient resists the care provided. However, Research Involving Human Subjects Act (WMO) does not
gaining insight into the experiences of patients is not an easy apply to this study and that an official approval of this study
task. In people with dementia this is even more difficult as the is not required.
progressive nature of the disease leads to a decrease in the
persons’ abilities to communicate (Alzheimer’s Society, 2016).
Consequently, in order to ‘capture’ the experiences of people Participants
with dementia, caregivers become more and more depen-
dent upon the interpretation of the person’s behavioural We chose to include participants closely involved with people
expressions which may reflect unmet needs and result in with dementia living in nursing homes. Specialists (elderly
resistance to care received (Ayalon, Gum, Feliciano, & Arean, care physicians & psychologists) and nurses, working in differ-
2006; Cohen-Mansfield, Dakheel-Ali, & Marx, 2009). ent homes with varying years of working experience, and rela-
Behaviour, including challenging behaviour, of people with tives of people with dementia took part in three separate
dementia is increasingly seen as an important means of com- conceptmapping meetings. Their close relation to (a) person
munication and less as a manifestation of the disease (Dupuis, (s) with enables them to describe the behavioural expressions
Wiersma, & Loiselle, 2012; Kitwood, 1997; Smith & Buckwalter, of people with dementia they interpret as a reaction to invol-
2005). Although behaviour is often seen as one of the few untary care. Each group had varying numbers of participants
ways to get insight into the experience of dementia, it’s inter- (see Table 1).
pretation is complex because of the influence of not only psy-
chosocial factors but also the neurological deficits (Zwijsen,
van der Ploeg, & Hertogh, 2016). At the same time, tools are Procedure
being developed to gain greater understanding of the behav-
iour of people with severe dementia aimed at improvement Step 1 – The aim of the brainstorming phase was to collect
of their quality of life (Clare et al., 2013). a wide range of participant-generated statements
This article focuses on the behavioural expressions of peo- regarding the subject, in this case the behaviour of
ple with severe dementia in nursing homes that are inter- people with severe dementia in relation to ‘involun-
preted by their formal and informal caregivers as a possible tary care’. The session started with an explanation of
expressions of their experience of involuntary care. the concept of involuntary care, by providing the defi-
nition and introducing all five categories of involun-
tary care as specified in the Dutch Care and Coercion
Methods Act. Thereafter, statements were collected in response
to the focus sentence ‘When a person with dementia
Concept mapping
experiences involuntary care I can tell by / because he
In this study Concept Mapping (CM) was conducted, devel- or she…’, which intended to capture behavioural
oped by Trochim (1989). CM is a computer-assisted integrated expressions of people with severe dementia in
mixed method approach, designed to elucidate a complex response to ‘involuntary care’. All statements were
subject in a short amount of time. CM is participatory in instantly entered into the computer. Engagement in
nature and consists of five phases: (1) brainstorming, (2) rat- discussions was avoided unless clarification of state-
ing, (3) sorting, (4) statistical analysis & visual representation ments was needed. Duplicate statements were not
and (5) interpretation. The use of CM is well established and considered and consensus was reached about very
has been applied to many topics in (mental) health care similar statements. The brainstorming phase was con-
(Brown, 2004; De Ridder, Depla, Severens, & Malsch, 1997; sidered complete when saturation of participant state-
Johnsen, Biegel, & Shafran, 2000; Nabitz, van Randeraad-van ments was reached, that is, when no new statements
der Zee, Kok, van Bon-Martens, & Serverens, 2017; Shern, Tro- were being generated.
chim, & LaComb, 1995). The systematic techniques used in Steps 2 and 3 – Prioritising and Clustering. For the priori-
the rating and sorting phase are broadly used in research and tising activity, participants were asked to individually
add rigor to the data collection (Rosas & Kane, 2012). The rate the brainstormed statements on a Likert-type
analysis process consists of quantitative techniques of multi- scale for importance (1 = least important; 5 = most
dimensional scaling and hierarchical cluster analysis, and important). For the clustering activity, participants
helps interpreting the data by producing visual maps (Kane & were, also individually, asked to sort the brainstormed
Trochim, 2007). statements into groups that were compatible with
In this research, the concept mapping sessions took place regard to content, and to provide a name for each
in presence of one of the researchers and under the supervi- group.
sion of an independent chair who is specialised in working
with the CM method. The sessions lasted approximately two
Table 1. Participants concept mapping meetings.
hours.
Meeting N
All statements and cluster names were translated into
Specialists (elderly care physicians & elderly care psychologists) 12 (6 + 6)
English for the purpose of this article by a professional transla- Nurses/carers 23a
tor. To enhance validity of the translation discussions took Relatives 13b
a
place between the translator and one of the researchers in One group of two and one group of three nurses/carers conducted the
order to prevent interpretation differences. rating & sorting phase together.
b
Of four relatives only data of the brainstorm phase were analyzed; the
The Medical Ethics Review Committee of VU University exercise of rating & sorting was too complicated which made their data
Medical Center committee confirmed that the Medical unreliable.
500 M. E. DE BOER ET AL.

Step 4 – In this phase the individual rated and sorted data sorrow (nurses and relatives) as a reaction to involuntary care
of steps 2 and 3 were statistically analyzed with the are exceptions in the top-10s, and in contrast with the other
use of the statistical package Ariadne. The analysis direct and/or aggressive reactions.
process generates a ‘group product’ consisting of
visual maps which are easy to understand and to eval-
uate during the interpretation phase. Overview of clusters
Step 5 – In the interpretation phase the maps were inter- Table 3 provides an overview of the generated clusters of each of
preted in multiple face-to-face meetings within the the respondent groups. These clusters are based on their individ-
research group. It involved a group discussion in order ual rated and sorted data (steps 2 and 3). The content of each
to stimulate response and reach consensus about the cluster consists of compatible statements summarized by the
number of clusters, their names and the signification name of the cluster (see Appendix A1 for statements per cluster).
of the axes in the visual map. This phase also included Their number and names were determined in consultation with
the comparison of the results of the three respondent our research group (steps 4 and 5). All clusters can also be found
groups in this study. on the presented concept maps in the next paragraph.
Table 3 shows consensus between all three respondent
groups on aggressive behaviour or concrete expressions of resis-
Results tance being among the most relevant expressions shown by
To enhance the understanding of the abundancy of the people with dementia in relation to involuntary care. Only for
results in this study, this section includes three parts: (1) top nurses behaviour related to resistance to eating & drinking is
10 of statements; (2) overview of the clusters and (3) interpre- found to be an even more relevant reaction. Like resisting
tation of the axes in the concept maps. Reference is made to medication this reflects behaviour nurses may encounter in
Appendix A1 for all statements per group and per cluster. their daily work with people with dementia. For relatives
behaviour expressing sadness is important, which is compara-
ble to not feeling good in the nurses’ group and passive behav-
Top 10 of statements iour uncharacteristic of the person and non-specific behaviour
The focus sentence ‘When a person with dementia experiences indicating discomfort in the specialists group.
involuntary care I can tell by / because he or she…’, was com-
pleted 66 times in the group of elderly care physicians and psy- Signification of axes in the concept maps
chologists (specialists), 73 times in the group of nurses and
48 times in the group of relatives. The 10 statements that were In multiple research group discussions (steps 4 and 5) the axes
given the highest priority are, per group, listed in Table 2 (see of the concept maps were named which provide insight into
Appendix A1 for all statements per group and per cluster). the dimensions the participants used to sort the statements.
Many of the statements are related to forms of (physical)
aggression. Some behavioural expressions are directly related Concept map specialists
to the care provided, like refusal of medication, someone keep- The x-axis in this map (Figure 1) represents a continuum
ing his mouth shut or a person pulling out an IV. Other behav- between passive- and active behaviour. The latter pole reflects
iour occurs in relation to others, such as aggression aimed at behaviour (clusters 1, 2, and 6) that can be interpreted in
the caregiver, the person trying to ‘hijack’ caregivers, hitting, or direct relation to the care provided. Passive behaviour on the
severe wrestling. Showing fear (specialists and nurses) or other end of the continuum is formed by behaviour reflecting

Table 2. The 10 most important statements per group (mean priority; standard deviation).a
Mb (SD) M (SD) M (SD)
b b
Specialists (n = 12) Nurses (n = 23) Relatives (n = 13)
Physical aggression 4.67 (0.65) Physical aggression 4.45 (0.89) Severe resistance 5.00 (0.00)
Resistance 4.58 (0.51) Verbal expressions of ‘not wanting anymore’ 4.45 (0.94) Severe wrestling 4.56 (1.01)
Fear 4.58 (0.67) Verbal aggression 4.35 (0.99) Physical aggression 4.33 (0.71)
A person trying to liberate himself 4.50 (0.67) Sorrow 4.25 (1.02) Outrage 4.33 (0.87)
Aggression aimed at the caregiver 4.50 (0.80) Fear 4.20 (0.95) Sorrow 4.11 (0.78)
A person breaking windows 4.17 (1.27) Restlessness 4.15 (0.88) The person trying to ‘hijack’ caregivers 4.00 (1.12)
Anger 4.17 (0.72) Inner turmoil 4.05 (1.23) Hitting 4.00 (1.41)
Pinching 4.08 (1.16) Refusal of medication 4.00 (1.17) Foaming at the mouth 3.89 (1.17)
Refusal of food 4.00 (0.85) Someone keeping his mouth closed 4.00 (1.17) Furiosity 3.78 (1.20)
Swearing 3.92 (1.00) Anger 3.95 (0.94) A person pulling out an IV 3.63 (1.51)
a
Statements were collected in response to the focus sentence ‘When a person with dementia experiences involuntary care I can tell by/because he or she…’.
b
Average on a scale of 1–5, with 1 reflecting the highest priority..

Table 3. Overview of behavioural clusters and their average ratings per respondent group.a
Specialists (n = 12) M Nurses (n = 23) M Relatives (n = 13) M
Concrete expressions of resistance 3.91 Resistance to eating & drinking 3.90 Aggressive behaviour 3.86
Showing resistance 3.57 Aggressive behaviour 3.68 Sadness 3.63
Agitation 3.31 Acting out 3.17 Resist participation in the daily programme 3.07
Non-specific behaviour indicating discomfort 2.95 Not feeling good 3.06 Asking for help (help-seeking behaviour) 2.72
Rejecting the restraint 2.87 Resisting medication 2.98 Starting discussion 2.53
Passive behaviour uncharacteristic of the person 2.42 Wanting to leave 2.91 Defensive behaviour 2.52
Accosting 2.43 Starting discussion 2.83 – –
– – Physical responses 2.71 – –
a
An empty cell in the rating columns means no more clusters were generated for this respondent group.
AGING & MENTAL HEALTH 501

Figure 1. Concept map of specialists (N = 12). This concept map includes seven clusters representing related behavioural expressions, and two axes representing
behavioural dimensions.

more general discomfort (cluster 3) which is also picked up in Concept map nurses
case this behaviour is uncharactristic for that person (cluster Nurses differentiate on the x-axis (see Figure 2) behaviour that
7). Specialists also sort behaviour in reaction to involuntary is a direct reaction to the care provided (resistance to eating &
care along the dimension of behaviour rejecting others drinking (1) or resisting medication (2)) or indirect behaviour
(aggressive component, clusters 1, 4, and 6) to behaviour reflecting more general signs of disagreement with their situ-
aimed at attracting people’s attention (component of helpless- ation or the care they receive, such as wanting to leave (8) and
ness, cluster 5); this is shown on the y-axis. not feeling good (4). The y-axis is formed by a continuum

Figure 2. Concept map of nurses (N = 20). This concept map includes eight clusters representing related behavioural expressions, and two axes representing behav-
ioural dimensions.
502 M. E. DE BOER ET AL.

Figure 3. Concept map of relatives (N = 9). This concept map includes six clusters representing related behavioural expressions, and two axes representing behav-
ioural dimensions.

between externalized behaviour, best reflected by the cluster and interpret this behaviour supports findings of other studies
aggressive behaviour (3) at the top part of the map, and inter- in which behaviour of people with dementia is increasingly
nalized behaviour, which is situated at the bottom part of the interpreted as meaningful behaviour and an attempt to com-
map and best reflected in the cluster physical responses (7) municate unmet needs rather than symptoms of a dysfunc-
which is shown by people with dementia who have no other tional cognitive status (Ayalon et al., 2006; Ishii, Streim, &
option to express their discontent with care. Saliba, 2012; Konno, Kang, & Makimoto, 2014).
A closer look at the large variety of possible behavioural
Concept map relatives expressions in reaction to involuntary care, reveals some inter-
Relatives (see Figure 3) seem to distinguish on the right side esting observations. First of all, we see that behaviours clus-
of the map, more or less intentional and thought-through tered as aggressive behaviour or concrete actions of
behaviour by which people with dementia express their dis- resistance are present in all respondent groups and stand out
comfort with the care provided. This behaviour is mainly the most in terms of importance. Together with agitation
reflected in the cluster not willing to take part in daily activi- these behavioural expressions are seen as highly relevant
ties (3) and to a lesser extent in the cluster going into discus- reactions to involuntary care. This finding is in line with litera-
sion (6). The left side of the map shows behaviour that can be ture where rejection-of or resistance-to care is often the main
interpreted as a more primitive reaction to involuntary care. focus of research (Ishii et al., 2012; Konno et al., 2014), and
This behaviour is dominated by the cluster repelling behav- may seem logical as these manifestations of discontent are
iour (2) which includes for example shying away from any often hard to ignore. However, despite literature suggesting
contact by caregivers or closing ones mouth when offered that depressive symptoms are often under-recognized (Mac-
food or medication. farlane & O’Connor 2016), our study shows that also more
Similar to the specialists on the y-axis a continuum from subtle behaviours are on the minds of (formal) caregivers of
behaviour attracting others (bottom) to behaviour rejecting people with dementia. Clear examples are formed by the clus-
others (top) is shown. Relatives also placed multiple aggres- ters sadness, not feeling good, and passive behaviour, which
sive behavioural expressions (cluster agression (4)) opposite are highly scored on the rating list of most important behav-
behaviour attracting others, which includes behaviour by iours in reaction to the experience of involuntary care. There-
which the person with dementia tries to, in contact with fore, the whole range of behavioural expressions revealed in
others, solve their discomfort with the care provided. this study should alert caregivers to also search for a possible
relation to involuntary care.
Our study shows how physicians, relatives and nurses, all
Discussion from their own perspective, can play a relevant role in observ-
This article aimed at providing insight into the behavioural ing and recognizing behaviour of people with dementia in
expressions of people with dementia in nursing homes in reaction to involuntary care. However, relating such behaviour
reaction to involuntary care. The results of this study show of people with dementia to involuntary care is not always
that specialists, nurses and relatives interpret a large variety straightforward. In our study a distinction became apparent
of behavioural expressions of people with dementia as possi- between behavioural expressions that are relatively easy to
ble reactions to the experience of involuntary care. Expressing relate to involuntary care and behaviour in which case this
discomfort or dissatisfaction with care clearly comes in many relation is much more ambiguous. This is reflected in the
forms. This ability of formal and informal caregivers to detect dimension direct versus indirect behaviour which was used
AGING & MENTAL HEALTH 503

by both specialists and nurses in sorting the behavioural generated in the brainstorm phase before moving on to the
expressions related to involuntary care. For example, a person sorting and prioritizing tasks. However, this may have led to
closing his mouth or turning his head when being fed is easily an increased work load for all respondent due to the extra
interpreted as a reaction to that care being experienced as meeting this would have implied. More importantly, putting
involuntary, while more general forms of discomfort like sad- all respondents in one group was prevented because of the
ness or apathy are much more difficult to relate to the care limitations this might have imposed on respondent groups to
provided. Similarly, specialists and relatives differentiated experience maximum freedom in reasoning from their own
between behaviour rejecting others and behaviour attracting perspective. Another possible limitation of our study is
others. For example, aggressive behaviour will reject others, formed by the difficulty to prioritize the generated state-
and often occurs in direct reaction to the care provided. In ments. The background of this difficulty lies in the fact that
contrast, the relation to involuntary care is much more diffi- respondents were of the opinion that all behaviours pointed
cult to detect when you, for example, encounter a person out to in the brainstorm phase were relevant in relation to
who is trying to attract someone’s attention by constantly involuntary care. To ease the task on two occasions respond-
calling out. The difficulty of interpreting help-seeking behav- ents prioritized statements together and four people
iour as a reaction to involuntary care might also explain why refrained from the prioritizing task altogether. Despite the
this dimension was not used by nurses to sort the behavioural input of respondents lost here, we feel enough data was left
expressions of people with dementia. to continue the concept mapping process. Although alterna-
It is important to realize observing behaviour is a starting tive methods, like in-depth interviews might have been used
point of reducing involuntary care. The large variety of possi- in this study, we feel the combination of both qualitative and
ble behavioural expressions points out the importance to not quantitative analyses of concept mapping makes this method
just ‘hear’ or ‘observe’ the behaviour of people with dementia more data-driven. Through the usage of group processes,
but to also try and ‘understand the meaning’ of the behaviour. joint discussion and exploration, this method allows the
Multiple models have attempted to unravel the complexity of encouragement of participants to bring up more ideas than
what is often referred to as problematic or challenging behav- would appear in individual approaches like interviews. More-
iour (Algase, Beck, & Kolanowsk, 1996; Smith, Gerdner, Hall, & over, concept mapping generates the conceptual framework
Buckwalter, 2004; Teri, 1997). These models stress the impor- by a statistical algorithm, which can be replicated by others
tance of detecting factors that cause or contribute to the (Kane & Trochim, 2007; Rosas & Kane, 2012).
behavioural symptoms as well as understanding the meaning
and consequences of the problematic or challenging behav-
iour, in order to develop strategies to improve care. Contribu- Conclusion
tory factors in the development and course of behavioural According to formal and informal caregivers, people with
and psychological symptoms in dementia include not only severe dementia may express a large variety of behavioural
pain (Gerlach & Kales, 2016), but also interpersonal, family symptoms in reaction to the experience of involuntary care.
and social contexts (Feast et al., 2016; Moniz-Cook et al., This includes not only the more obvious and direct behaviou-
2012), and the familiarity of caregivers with the traits and hab- ral expressions like aggression, resistance and agitation, but
its of a person with dementia (Smith & Buckwalter, 2005). Our also more subtle behaviour such as sorrow, general discom-
research stresses the importance of including the experience fort or discontent. This asks for constant alertness of health
of involuntary care as a possible explanation for the behaviou- care personnel in order to detect all of these behavioural
ral symptoms expressed. expressions; a process in which also the signals of relatives of
people with dementia should be taken into account.
Strengths and limitations Improved awareness of all behaviour as a possible reaction to
the experience of involuntary care is an important step in
The fact that the insight our study provides in the behavioural detecting involuntary care. Understanding the meaning and
expressions of people with dementia in nursing homes in consequences of the behavioural expressions should then fol-
reaction to involuntary care, is not directly drawn from the low in order to develop strategies to improve dementia care
actual experience of people with dementia themselves may by avoiding involuntary care to its maximum.
be seen as a limitation of our study. However, our study is the
first, as far as we know, to explore the interpretation of spe-
cialists, nurses and relatives of behavioural expressions of Disclosure statement
people with dementia as possible reactions to the experience
No potential conflict of interest was reported by the authors.
of involuntary care. Our study is also special because we focus
on a very broad concept of involuntary care. Recognizing
behavioural reactions to involuntary care in this way is a good Funding
starting point in raising awareness and detecting involuntary
This study was supported by a grant from the Dutch Ministry of Health,
care. Caregivers may benefit from training to gain a greater
Welfare and Sports [grant number 201300117.016.014].
understanding of the behavioural responses of people with
dementia (Clare et al., 2013). We used multiple respondent
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AGING & MENTAL HEALTH 505

Appendix A1 Statements per Cluster for each of the 6 responds negatively to known/familiar person
Three Respondent Groups 7 rejects known acquaintances
24 question of fault, what have I done wrong
When a person with dementia experiences involuntary care I
35 splitting
can tell by / because he or she …
40 clinging behaviour
Specialists (elderly care physicians & elderly care
6. Concrete expressions of resistance (verbal and physical)
psychologists)
23 retaliation, postponed aggressive behaviour
n = 12
26 smashes windows
66 statements
41 yelling
8 clusters, no rotation
42 verbal aggression
Statements per cluster: 43 cursing/ swearing
1. Showing resistance 44 aggression directed at the person providing care
1 throws away pills 53 becomes physically aggressive
11 spits out /does not swallow/ hides food in mouth 55 anger
29 destroys/ puts aside equipment 58 spitting
38 is defiant 59 pinching
45 resists / puts up a fight 66 throws food/cutlery

2. Rejecting the restraint 7. Passive behaviour uncharacteristic of the person


2 rattles the door 36 institutionalization
8 makes up excuses 37 loss of sense of social norms
9 takes very small sips /delays eating 50 closed attitude
10 says no / shakes head 54 displaying sadness
16 walks away 57 loss of individuality
17 tries to break free
[..]. …(no name; only 1 statement)
19 complains to others about medication
12 breaking through medications
20 indicates that the restraint is in the way
21 indicates desire to be free Nurses
22 asks where the exit is n = 23
25 begs, begs specifically to be released 73 statements
28 refuses food clusters rotated to ensure ‘aggression’ (cluster 4) is in ‘the
30 barricades room same’ position as the cluster aggression in the group of rela-
31 sends caregiver away tives [to increases comparability of the clusters]
32 closes/draws the curtains
33 hides things Statements per cluster:
34 locks the door 1. Resistance to eating & drinking
47 protests verbally 1 protests against eating/drinking
51 withdraws from care physically/literally 26 pushes food and drinks away
63 crawls under the blanket 27 strikes food/drink away
64 turns his/her back; turns head away
65 starts discussion 2. Resisting medication
2 refuses medication
3. Non-specific behaviour indicating discomfort 3 hides medication
3 urinary incontinence 5 spits out medication/ vomits
13 regression 6 constipation
14 rhythmic movement 7 keeps mouth closed tightly
15 apathy 22 holds medication in hand
18 disassociation, paranoia, going into psychosis 28 squirrels away medication
39 increased vigilance 32 develops nausea/ abdominal pain
48 individual shows increased signs of arousal 35 deliberately chews slowly
49 resignation 38 incontinence
52 heightened muscle-tension
56 anxiety 3. Aggressive behaviour
60 eyes wide-open 4 fends nurses off
61 motor unrest 10 strikes things from nurses’ hands
62 rapid, shallow breathing 19 anger
20 verbal aggression
4. Agitation 31 physical aggression
4 walks about agitated 33 throws crockery
27 self-harming behaviour 40/43 hits
46 verbal agitation 44 scratches
45 bites
5. Accosting 70 breaks things
5 accosts everybody
506 M. E. DE BOER ET AL.

4. Not feeling good cluster aggression in the group of nurses [to increase compa-
8 withdraws rability of the clusters]
9 closes down/does not respond
15 tense posture Statements per clusters:
18 becomes restless 1. Sadness
21 sadness 1 gets restless
24 suspicion 5 gets angry
29 cannot be distracted 42 sadness
37 passive attitude
46 clinging behaviour 2. Defensive behaviour
47 sexual disinhibition 2 turns face away
49 anxiety 3 clenches jaw tightly
50 insecurity 4 grimaces
52 euforia 7 rejection
53 dependence 9 perspires
55 disconnects from environment 16 spits things out
59 picking behaviour 17 does not swallow
64 internal unrest 19 shrinks back
65 indifference 20 forgets to swallow
69 apathy 21 does not want to be touched
29 rejection of unfamiliar things
5. Acting out 30 tries to get out of wheelchair
11 ‘says no’ verbally 36 taps to draw attention
63 holds nurses hostage
66 anger towards family 3. Resist participation in the daily programme
6 indignation
6. Starting discussion 28 stays in bed
12 asks why 31 barricades room door
17 turns face away 33 kidnaps carers
23 denial/ 'don’t need that’ 45 arguments about daily schedule (wandering)
34 indicates ‘ I am not sick’
36 verbally indicates ‘being done’ 4. Aggressive behaviour
73 refuses to sign consent to camera surveillance 8 lapses into resignation/apathy
10 resistance
7. Physical responses 23 vehement struggle
13 perspires 24 foams at the mouth
14 red face 25 furious
30 angry facial expression 26 very strong resistance / not eating
39 drowsiness 27 pulls out drip
41 goes rigid 32 physically aggressive behaviour
54 physical unrest 34 strikes
56 unable to sleep 35 verbal aggression
71 day-night reversal 40 demolishes door access code box
44 severe hallucinations
8. Wanting to leave
16 stands up and walks away 5. Asking for help (help-seeking behaviour)
25 places past experiences in the present resulting in 11 says 'I don’t want that’ / verbally
delusions 18 keeps muscles stiff
48 intensification of existing behaviour 22 asks for the manager
51 cries 37 calls out to draw attention
57 shouting behaviour 38 shouts 'I want to go home’ repetitively
58 compulsions 47 refuses to wear particular articles of clothing
60 increased repetitive movements aimed at leaving
61 climbs out of the bed 6. Starting discussion
62 atempts to escape 12 promises to do it later, procrastinates
67 wanders 13 tells the other person to do it him/herself
68 crawls 14 utters 'I am not crazy’
72 involves other residents in the escape plan 15 indicates already having had something (f.e. fluids)
39 ask where the exit is
Relatives 41 interferes with the daily routine at the nursing
n = 13, but 2 excluded because of ‘illogical’ clustering home, wants to influence
48 statements 43 says unkind things about other people in the group
clustering reduced to 6 clusters + rotated slightly in order to 46 wants to remain in control at all costs
place ‘aggression’ (cluster 4) in ‘the same’ position as the 48 indignation

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