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Solution - 6.1.1 Test of Conrtrol Summary Window B
Solution - 6.1.1 Test of Conrtrol Summary Window B
Low High
Controls to be tested:
1. Review details of the membership status by the Senior Mortgage Loans Specialists
2. Review of the Credit Investigation Report by the Chief of the Credit Investigation
Division
3. Review and approval of the Confirmation of Appraisal by the Chief of the Credit
Appraisal and Property Valuation Division.
4. Review and approval of the Notice of Loan Approval (NOA) by the Manager of the
Loans Evaluation Dept.
5. The Vice President of the Housing Loan Sector reviews and signs the RFP.
Person/s Assigned: XXXX
Due Date: 30 November 2011
TOC Working Paper Reference: TOC-EUHL-2011-01
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loan was granted. The
MSVS were approved
by the assistant of the
SMLS during the time
that he is on leave.
The deviation noted is within the set tolerable Low - Rely on Controls
deviation and thus it can be concluded that (Controls are operating effectively)
the controls are operating effectively.
High – Not Rely
(Controls are not operating effectively)
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