Professional Documents
Culture Documents
De Vera
Facts: Ruling:
The Petition for disbarment filed by Mercado and Sons, and the spouses No, Atty. Mercado was duty bound to turn over and render a full accounting
Mercado against Atty. De Vera and Atty. Bandalan, the former Regional of what he received in satisfaction of the judgment rendered in favor of Mrs.
Trial Court Judge of Davao City, Branch 14, is an offshoot of Civil Case for Mercado.
the "dissolution/liquidation of conjugal partnership, among others with
While, indeed, the practice of law is not a business venture, a lawyer
damages, and attorney’s fees" filed by Rosario P. Mercado against her
pursuant to Canon 16, Rule 16.03, is nevertheless entitled to be duly
husband Jesus K. Mercado, Mercado and Sons, and Stanfilco. The case was
compensated for professional services rendered so as to pay so much thereof
assigned to the sala of then Judge Bandalan, and representing R. Mercado
as may be necessary to satisfy his lawful fees and disbursements.
was Atty. De Vera.
In both cases, however, it is to be assumed that the client agrees with the
The case was decided by Judge Bandalan in favor of R. Mercado where she
lawyer in the amount of attorney's fees. In case of a disagreement, or when
was awarded the sum of a little over P9 million.
the client disputes the amount claimed by the lawyer for being
Unfortunately, however, R. Mercado, during the pendency of the appeal by unconscionable, the lawyer should not arbitrarily apply the funds in his
Jesus Mercado and Mercado and Sons, terminated the services of Atty. De possession to the payment of his fees; instead, the lawyer should file, if he
Vera, offering the amount of P350,000.00 by way of attorney's fees. She, at still deems it desirable, the necessary action or the proper motion with the
the same time, demanded an accounting and the turn-over of the money still proper court to fix the amount of his attorney's fees.
in the possession of Atty. De Vera. The latter refused to heed the demand,
Regrettably in his case, Atty. De Vera would appear to have indeed gone
claiming that pursuant to the decision, he should, in fact, be entitled to
over the bounds of propriety when he refused to turn-over to his client the
P2,254,217.00 by way of attorney's fees. Failing to recover what she had felt
amount in excess of the P350,000.00 he was, in effect, allowed to retain. His
was lawfully due to her, R. Mercado filed disbarment proceedings against
disagreement with the client, of course, entitled him to take proper legal steps
Atty. de Vera.
in order to recover what he might feel to be his just due but, certainly, it was
Issue: Whether or not the retention of the Attys Fees in excess of P350, not a matter that he could take into his own hands.
000.00 by Atty. De Vera was proper
Penaltry:
Atty. Eduardo C. De Vera was SUSPENDED from the practice of law
for six (6) months and he was further DIRECTED to return to Rosario
K. Mercado the amount in his possession in excess of P350,000.00,
without prejudice to whatever judicial action he may take to recover his
unsatisfied attorney's fees, if any.
enable it to recover in full its compensation based on its written agreement
with her. Opposing the Motion for Intervention,Malvar stresses that there
(6) Malvar v. Kraff Food G.R. No. 183952
was no truth to the Intervenor’s claim to defraud it of its professional fees;
FACTS: that the Intervenor lacked the legal capacity to intervene because it had
ceased to exist. Malvar adds that even assuming, arguendo, that the
Malvar filed a complaint for illegal suspension and illegal dismissal against Intervenor still existed as a law firm, it was still not entitled to intervene for
KFPI and Bautista in the National Labor Relations Commission (NLRC). the following reasons, namely: firstly, it failed to attend to her multiple pleas
The Labor Arbiter found and declared her suspension and dismissal illegal, and inquiries regarding the case: secondly, maintaining that this was a
and ordered her reinstatement, and the payment of her full backwages, justifiable cause to dismiss its services, the Intervenor only heeded her
inclusive of allowances and other benefits, plus attorney’s fees. NLRC and repeated demands to withdraw from the case when Atty. Dasal was
CA affirmed the decision of the Labor Arbiter. After the judgment in her confronted about his appointment to the government subsidiary; thirdly, it
favor became final and executory, Malvar moved for the issuance of a writ of was misleading and grossly erroneous for the Intervenor to claim that it had
execution but the execution failed due to questionable computation of the rendered to her full and satisfactory services when the truth was that its
award. Malvar requested for the 2nd issuance of the writ of execution and participation was strictly limited to the preparation, finalization and
was partially complied with but with protest on the part of Kraft by filing a submission of the petition for review with the Supreme Court; and finally,
TRO for further execution since the computation is incorrect. while the Intervenor withdrew its services on October 5, 2009, the
CA ruled in favor of Kraft. Thus, Malvar appealed. While her appeal was compromise agreement was executed with the respondents on December 9,
pending in the Supreme Court, Malvar and the respondents entered into a 2010 and notarized on December 14, 2010, after more than a year and two
compromise agreement. Thereafter, Malvar filed an undated Motion to months, dispelling any badge of bad faith on their end.
Dismiss/Withdraw Case praying that the appeal be immediately ISSUE: Whether or not the Motion for Intervention to protect attorney’s
dismissed/withdrawn in view of the compromise agreement, and that the case rights can prosper, and, if so, how much could it recover as attorney’s fees.
be considered closed and terminated. Before the Court could act on Malvar’s
Motion to Dismiss/Withdraw Case, the Court received a Motion for RULING: Yes. A compromise agreement is a contract, whereby the parties
Intervention to Protect Attorney’s Rights from the Law Firm of Dasal, Llasos undertake reciprocal obligations to avoid litigation, or put an end to one
and Associates, through its Of Counsel Retired Supreme Court Associate already commenced. The client may enter into a compromise agreement with
Justice Josue N. Bellosillo (Intervenor), whereby the Intervenor sought, the adverse party to terminate the litigation before a judgment is rendered
among others, that both Malvar and KFPI be held and ordered to pay jointly therein. If the compromise agreement is found to be in order and not contrary
and severally the Intervenor’s contingent fees. The Intervenor indicated that to law, morals, good customs and public policy, its judicial approval is in
Malvar’s precipitate action had baffled, shocked and even embarrassed the order. A compromise agreement, once approved by final order of the court,
Intervenor, because it had done everything legally possible to serve and has the force of res judicata between the parties and will not be disturbed
protect her interest. It added that it could not recall any instance of conflict or except for vices of consent or forgery.
misunderstanding with her, for, on the contrary, she had even commended it
A client has an undoubted right to settle her litigation without the
for its dedication and devotion to her case. According to the Intervenor, it
intervention of the attorney, for the former is generally conceded to have
was certain that the compromise agreement was authored by the respondents
exclusive control over the subject matter of the litigation and may at any
to evade a possible loss as a result of the labor litigation and, they saw the
time, if acting in good faith, settle and adjust the cause of action out of court
Intervenor as a major stumbling block to the compromise agreement that it
before judgment, even without the attorney’s intervention. It is important for
was then brewing with her. Obviously, the only way to remove the
the client to show, however, that the compromise agreement does not
Intervenor was to have her terminate its services as her legal counsel. This
adversely affect third persons who are not parties to the agreement.
prompted the Intervenor to bring the matter to the attention of the Court to
Firm, represented by Retired Associate Justice Josue N. Bellosillo, its
stipulated contingent fees of 10% of ₱41,627,593.75, and the further sum
By the same token, a client has the absolute right to terminate the attorney-
equivalent to 10% of the value of the stock option. No pronouncement on
client relationship at any time with or without cause. But this right of the
costs of suit.
client is not unlimited because good faith is required in terminating the
relationship. The limitation is based on Article 19 of the Civil Code, which
mandates that “[e]very person must, in the exercise of his rights and in the
performance of his duties, act with justice, give everyone his due, and
observe honesty and good faith.” The right is also subject to the right of the
attorney to be compensated. This is clear from Section 26, Rule 138 of the
Rules of Court, which provides: Section 26. Change of attorneys. - An
attorney may retire at any time from any action or special proceeding, by the
written consent of his client filed in court. He may also retire at any time
from an action or special proceeding, without the consent of his client,
should the court, on notice to the client and attorney, and on hearing,
determine that he ought to be allowed to retire. In case of substitution, the
name of the attorney newly employed shall be entered on the docket of the
court in place of the former one, and written notice of the change shall be
given to the adverse party.
A client may at any time dismiss his attorney or substitute another in his
place, but if the contract between client and attorney has been reduced to
writing and the dismissal of the attorney was without justifiable cause, he
shall be entitled to recover from the client the full compensation stipulated in
the contract.
However, the attorney may, in the discretion of the court, intervene in the
case to protect his rights. For the payment of his compensation the attorney
shall have a lien upon all judgments for the payment of money, and
executions issued in pursuance of such judgment, rendered in the case
wherein his services had been retained by the client. (Bold emphasis
supplied) In fine, it is basic that an attorney is entitled to have and to receive
a just and reasonable compensation for services performed at the special
instance and request of his client. The attorney who has acted in good faith
and honesty in representing and serving the interests of the client should be
reasonably compensated for his service.
WHEREFORE, the Court APPROVES the compromise agreement;
GRANTS the Motion for Intervention to Protect Attorney's Rights; and
ORDERS Czarina T. Malvar and respondents Kraft Food Philippines Inc.
and Kraft Foods International to jointly and severally pay to Intervenor Law
Atty. Baliga further claimed that he did not practice law while he held his
position as Regional Director and only performed generally managerial
functions. Complainant Lingan countered that Atty. Baliga admitted to
defying the order of suspension. Atty. Baliga admitted to performing the
functions of a “lawyer-manager,” which under the landmark case
(7) Lingan v. Calubagnib AC No. 5277 of Cayetano v. Monsod constituted practice of law. Complainant Lingan
FACTS: reiterated that the position of Regional Director/Attorney VI requires the
The resolution of the Supreme Court found Attys. Romeo I. Calubaquib and officer “to be a lawyer [in] good standing.” Moreover, as admitted by Atty.
Jimmy P. Baliga guilty of violating Rule 1.01, Canon 1 of the Code of Baliga, he had supervision and control over Attorneys III, IV, and V. That
Professional Responsibility and of the Lawyer’s Oath when they allowed being a “lawyer-manager,” Atty. Baliga, therefore, practiced law while he
their secretaries to notarize documents in their stead, in violation of Sections held his position as Regional Director.
245 and 246 of the Notarial Law. For this reason, the Supreme suspended The Commission on Human Rights filed its comment arguing that “the
them from the practice of law for one year, revoked their notarial penalty imposed upon Atty. Baliga as a member of the bar is separate and
commissions, and disqualified them from reappointment as notaries public distinct from any penalty that may be imposed upon him as a public official
for two years. for the same acts.” According to the Commission, Atty. Baliga’s suspension
from the practice of law is a “bar matter” while the imposition of penalty
Complainant Victor C. Lingan filed his motion for reconsideration, praying upon a Commission on Human Rights official “is an entirely different thing,
that respondents be disbarred, not merely suspended from the practice of law falling as it does within the exclusive authority of the Commission as
but was dismissed for lack of merit. disciplining body.” Nevertheless, the Commission manifested that it would
Meanwhile, Atty. Baliga, also the Regional Director of the Commission on defer to this court’s resolution of the issue and would “abide by whatever
Human Rights Regional Office, filed an undated ex parte clarificatory ruling or decision this court arrives at on the matter.”
pleading with leave of court. In his ex parte clarificatory pleading, Atty. ISSUE: WON the duties of a Regional Director of CHR constitutes practice
Baliga alleged that the complainant Lingan wrote a letter to the Commission of law.
on Human Rights requesting the Commission to investigate Atty. Baliga
following the latter’s suspension from the practice of law. HELD:
After this court had suspended Atty. Baliga from the practice of law, the YES. The Commission on Human Rights is an independent office created
Commission on Human Rights En Banc issued the resolution suspending him under the Constitution with power to investigate “all forms of human rights
from his position as Director/Attorney VI of the Commission on Human violations involving civil and political rights” within the territorial
Rights Regional Office. According to the Commission on Human Rights En jurisdiction of its regional offices.
Banc, Atty. Baliga’s suspension from the practice of law “prevented] [him]
Each regional office is headed by the Regional Director who is given the
from assuming his post as Regional Director for want of eligibility in the
position of Attorney VI whose powers and functions are the characteristics of
meantime that his authority to practice law is suspended.”
the legal profession and which require the use of extensive legal knowledge.
Atty. Baliga argued that he cannot be suspended for acts not connected with
For this reason, the exercise of the powers and functions of a Commission on
his functions as Commission on Human Rights Regional Director. According
Human Rights Regional Director constitutes practice of law. Thus, the
to Atty. Baliga, his suspension from the practice of law did not include his
Regional Director must be an attorney — a member of the bar in good
suspension from public office.
standing and authorized to practice law. When the Regional Director loses
this authority, such as when he or she is disbarred or suspended from the
practice of law, the Regional Director loses a necessary qualification to the
position he or she is holding. The disbarred or suspended lawyer must desist
from holding the position of Regional Director.
(12) Andres v. Cabrera G.R. No. 585 ISSUE: Whether or not Cabrera should not be cited and punished for contempt
of court.
FACTS:
RULING:
Respondent Stanley R. Cabrera was a successful Bar examinee in 1977.
Petitioner Atty. Emilia E. Andres, on the other hand, was a legal officer in the Yes, Cabrera should be cited and punished for contempt of court.
Ministry of Labor, and the investigator who recommended the dismissal of the
case filed by Cabrera’s mother. Although respondent is not yet admitted to the legal profession but now
stands at the threshold thereof, having already passed the Bar examinations, it is
Upon the dismissal of his mother’s case, Cabrera to filed against the as much his duty as every attorney-at-law already admitted to the practice of law
Atty. Andres, criminal charges of infidelity in the custody of documents, to observe and maintain the respect due to the courts of justice and judicial
falsification of public documents, and violation of the Anti-Graft and Corrupt officers (Sec. 20, (b), Rule 138, Rules of Court) and "to abstain from all
Practices Act. Atty. Andres then filed a petition for the denial of Cabrera’s offensive personality and to advance no fact prejudicial to the honor or
admission as member of the Bar on the ground of lack of good moral character reputation of a party or witness, unless required by the justice of the cause with
as shown by his propensity in using vile, uncouth, and in civil language to the which he is charged" (Sec. 20, (f), Rule 138).
extent of being reprehensively malicious and criminally libelous and likewise,
for his proclivity in filing baseless, malicious and unfounded criminal cases. According to the Canons of Professional Ethics, it is the duty of the
lawyer to maintain towards the courts a respectful attitude not for the sake of the
As such, the Court required Cabrera to file an answer to why he should temporary incumbent of the Judicial office, but for the maintenance of its
not be disqualified and ordered, at the same time, that his oath-taking be held in supreme importance. Judges, not being wholly free to defend themselves, are
abeyance. In his answer, Cabrera admits the filing of criminal cases against Atty. particularly entitled to receive the support of the Bar against unjust criticism and
Andres but denied that his language was vile, uncouth, and uncivil due to the clamor. This duty is likewise incumbent upon one aspiring to be a lawyer such as
simple reason that the same is the truth and was made with good intentions and the respondent for the attorney's oath solemnly enjoins him to "conduct myself
justifiable motives. Cabrera’s Answer, however, repeats the use of unfit language as a lawyer according to the best of my knowledge and discretion with all good
by calling Atty. Andres a “moron”, among others. fidelity as well to the Courts as to my client”.
Because of Cabrera’s persistence of using abusive and vituperative Because of all of these, Cabrera is, therefore, guilty of contempt for his
language, the Court resolved to defer his oath-taking pending showing that he improper conduct in the use of highly disrespectful, insolent language in which
has amended his ways and has conformed to the use of polite, courteous and civil he has tended to degrade the administration of justice, and has disparaged the
language. His subsequent motions, however, show that Cabrera still persists in dignity and brought to disrepute the integrity and authority of the Court.
using unfit, highly disrespectful as well as insolent language. For this reason, the
Court resolved to require Cabrera to show cause why he should not be cited and
(13) Soller v. COMELEC G.R. No. 139853
FACTS: HELD:
Ferdinand Thomas Soller and Angel Saulong were both candidates for 1. No. Sarmiento v. COMELEC applies. The SC held that the authority to
Mayor of the Municipality of Bansud, Oriental Mindoro in the May 1998 resolve a petition for certiorari involving incidental issues of election protest,
elections. like the questioned order of the trial court falls within the jurisdiction of the
COMELEC by division and not en banc and any decision by the Commission
Soller was proclaimed by the municipal board of canvassers as the duly
en banc as regards election cases decided by it in the first instance is null and
elected mayor. Such victory prompted Saulong to file with the COMELEC a
void.
petition for annulment of the proclamation/exclusion of election return. On
May 25, 1998, Saulong also filed an election protest before the RTC. On 2. Yes. Close scrutiny of the receipts will show that Angel Saulong failed to
June 15, 1998, Soller filed his answer to the RTC with counter protest. Soller pay the filing fee of P300.00 for his protest as prescribed by the COMELEC
moved to dismiss Saulong’s protest on the ground of lack of jurisdiction, rules. A court acquires jurisdiction over any case only upon the payment of
forum- shopping and failure to state a cause of action. On July 3, 1998, the the prescribed docket fee. Patently, the trial court did not acquire jurisdiction
COMELEC dismissed the petition filed by Saulong. On the other hand, the to dismiss Saulong’s election protest. Therefore, COMELEC gravely erred in
RTC denied Soller’s motion to dismiss. Soller then filed a petition for not ordering the dismissal of Saulong’s protest case. The SC also held that
certiorari with the COMELEC contending that the RTC acted without the verification of the protest was defective. Since the petition lacked proper
jurisdiction or with grave abuse of discretion in not dismissing the election verification, it should be treated as an unsigned pleading and must be
protest. dismissed. The protest likewise failed to comply with the required
certification against forum shopping. Saulong successively filed a petition for
COMELEC en banc dismissed the petition. Hence, this suit.
annulment of the proclamation/exclusion of election return and an election
ISSUE(S): protest. Yet, he did not disclose in his election protest that he earlier filed a
petition for annulment of proclamation/exclusion of election returns.
1. Whether the COMELEC, sitting en banc, has jurisdiction over Soller’s
petition
2. Whether or not COMELEC gravely abused its discretion amounting to
lack or excess of jurisdiction in not ordering the dismissal of private
respondent's election protest.
(16) Ramos v. Manalac 89 Phil 27 HELD:
FACTS: No, the word or term “appearance” includes not only arguing a case before
any such body but also filing a pleading in behalf of a client as “by simply
Petition for certiorari was filed seeking annulment of the decision of the
filing a formal motion, plea or answer”.
Court of First Instance of Pangasinan regarding a foreclosed parcel of land.
Petitioners question the validity of the CFI ruling that they will be held in While the Supreme Court granted for the sake of argument that petitioners
contempt for refusing to vacate the land. were not properly served with summons, as they claim, the defect in the
service was cured when the petitioners voluntarily appeared and answered
The petitioners claim that those petitioners were not properly served with
the complaint thru their attorney of record, Lauro C. Maiquez who appeared
summons of the case, while facts of the case show that, the summons was
in their behalf in all stages of the case.
served only upon Eladio Ramos, who acknowledge the service in his own
behalf and in that services of Attorney Lauro C. Maiquez, who put in his Since Attorney Maiquez who appeared for the petitioners must be presumed
appearance for all the defendants, and submitted an answer in their behalf. to have been authorized by them when he appeared in their behalf in all the
stages of the case. The security and finality of judicial proceedings require
The said property, being collateral for a loan to a Mr. Rivera, was foreclosed
that the evasions and tergiversations of unsuccessful litigants should be
due to non-payment of loan amount and its interest within the prescribed
received with undue favor to overcome such presumption (Tan
periods. Mr. Rivera later sold the property to Ms. Lopez, who later filed
Lua vs. O'Brien, 55 Phil., 53). This is specially so when, as in the instant
petition that she be placed in possession of the land.
case, it is only after the lapse of more than nine (9) years after the judgment
The petitioners question the ruling of the court. has been rendered those petitioners thought of challenging the jurisdiction of
the court.
ISSUES:
Whether or not term “appearance” would include only presence in courts.
civil service rules and regulations, falsified his time record of service by
making it appear therein that he was present in his office on occasions when
in fact he was in the municipal courts appearing as counsel, without being a
member of the bar, which, furthermore, constitutes illegal practice of law.
(20) OCA v. Atty. Liangco AC No. 5355 In the case at bar, respondent acted upon the Petition for Declaratory Relief
filed by the Sangguniang Bayan of San Luis, Pampanga, without the
Case No. 10 CANON 10 OFFICE OF THE COURT ADMINISTRATOR mandatory notice to Gozun who would be affected by the action. As judge of
VS. ATTY. DANIEL B. LIANGCO A.C. No. 5355 / December 13, 2011 Per a first-level court, respondent is expected to know that he has no jurisdiction
Curiam: to entertain a petition for declaratory relief. Moreover, he is presumed to
Facts: Complainant Hermogenes T. Gozun was in open and adverse know that in his capacity as judge, he cannot render a legal opinion in the
possession of subject land for a period of more than thirty years. His family's absence of a justiciable question. Displaying an utter lack of familiarity with
house was erected on the land. Gozun inherited the house and lot from his the rules, he in effect erodes the public's confidence in the competence of our
parents. However, the municipality of San Luis, Pampanga claimed to own courts. Moreover, he demonstrates his ignorance of the power and
the same lot. The Sangguniang Bayan issued a Resolution stating that the responsibility that attach to the processes and issuances of a judge, and that
subject lot is owned by the Municipal Government of San Luis, Pampanga he as a member of the bar should know.
and that the new site of the Rural Health Center will rise in it. Canon 1 of the Code of Professional Responsibility mandates that a lawyer
Romulo M. Batu, Vice Mayor, on behalf of the Sangguniang Bayan, must uphold the Constitution and promote respect for the legal processes.
filed with the MTC, San Luis, Pampanga, a petition for declaratory relief Contrary to this edict, respondent malevolently violated the basic
wherein respondent Atty. Daniel Liangco was the judge. On that same day of constitutional right of Gozun not to be deprived of a right or property without
the filing of petition, Judge Liangco issued a resolution effecting the eviction due process of law.
of Gozun and all other persons in the subject lot, even without serving Under Canon 10, Rule 10.03, respondent as lawyer is mandated to observe
summons or giving notice of the petition for declaratory relief to complainant the Rules of Procedure and not to misuse them to defeat the ends of justice.
Gozun. Agents of the municipal government demolished Gozun’s house, In this case, however, the opposite happened. Respondent recklessly used the
using respondent judge's resolution and the mayor's executive order as basis. powers of the court to inflict injustice. Wherefore, the Court resolved to
Gozun then filed an administrative complaint with the Office of the Court
disbar Atty. Daniel B. Liangco for gross misconduct and inexcusable RADA informed the court that there were negotiations toward a compromise
ignorance of the law. between ETPI and PLDT.
In 1990, the parties arrived at an amicable settlement and the same
was entered as a judgment. The petitioner (RADA) filed a motion for the
enforcement of attorney’s lien.
ISSUE: Is RADA entitled to the awards of attorney’s fees they are
claiming?
HELD:
RADA is entitled to attorney’s fees but the Supreme Court remanded
the case to the court of origin for the determination of the amount of
attorney’s fees to which the petitioner is entitled.
Atty. Rilloraza handled the case from its inception until ETPI
terminated the law firm’s services in 1988. Petitioner’s claim for attorney’s
fees hinges on two grounds: first, the fact that Atty. Rilloraza personally
(21) Rillaroza v. Eastern Telecom 308 SCRA 566 handled the case when he was working for SAGA, and second, the retainer
agreement.
DOCTRINE: Whether there is an agreement or not, the courts shall fix a
reasonable compensation which lawyers may receive for their professional Whether there is an agreement or not, the courts shall fix a
services.” “A lawyer has the right to be paid for the legal services he has reasonable compensation which lawyers may receive for their professional
extended to his client, which compensation must be reasonable.” A lawyer services.” “A lawyer has the right to be paid for the legal services he has
would be entitled to receive what he merits for his services. Otherwise stated, extended to his client, which compensation must be reasonable.” A lawyer
the amount must be determined on a quantum meruit basis. would be entitled to receive what he merits for his services. Otherwise stated,
the amount must be determined on a quantum meruit basis.
FACTS:
Eastern Telecommunications, Phils., Inc. (ETPI) represented by the "Quantum meruit, meaning 'as much as he deserved' is used as a
law firm SAGA, filed with the Regional Trial court a complaint for the basis for determining the lawyer's professional fees in the absence of a
recovery or revenue shares against PLDT. Atty. Rilloraza, a partner of the contract but recoverable by him from his client. 19 Recovery of attorney's
firm, appeared for ETPI. fees on the basis of quantum meruit is authorized when (1) there is no
express contract for payment of attorney's fees agreed upon between the
After ETPI rested its case, it paid SAGA the billed amount. The lawyer and the client; (2) when although there is a formal contract for
latter was dissolved and the junior partners formed RADA, which took over attorney's fees, the fees stipulated are found unconscionable or unreasonable
as counsel in the case for ETPI. ETPI signed a retainer agreement with by the court; and (3) when the contract for attorney's fee's is void due to
counsel wherein it was stated that in cases of collection or judicial action, purely formal defects of execution; (4) when the counsel, for justifiable
“our attorney’s fees shall be 15% of the amounts collected or the value of the cause, was not able to finish the case to its conclusion; (5) when lawyer and
property acquired or liability saved.” The retainer agreement was terminated client disregard the contract for attorney's fees,
in 1988. the next day, RADA filed a notice of attorney’s lien. In its notice,
In fixing a reasonable compensation for the services rendered by the Code of Professional Responsibility for (a) soliciting money from
a lawyer on the basis of quantum meruit, the elements to be considered are complainant in exchange for a favorable resolution; and (b) issuing a wrong
generally (1) the importance of the subject matter in controversy, (2) the decision to give benefit and advantage to PT&T, complainant’s employer.
extent of services rendered, and (3) the professional standing of the lawyer.
A determination of these factors would indispensably require nothing less ISSUE: Whether or not respondent is guilty of gross immorality for his
than a full-blown trial where private respondents can adduce evidence to violation of Rules 1.01 and 1.03, Canon 1, and Rule 6.02, Canon 6 of the
establish the right to lawful attorney's fees and for petitioner to oppose or
Code.
refute the same. The trial court has the principal task of fixing the amount of
attorney's fees.
HELD:
Areola alleged that during Prisoners’ Week, Atty. Mendoza, visited the Yes, Atty. Mendoza admitted that she advised her clients to approach the
Antipolo City Jail and called all detainees with pending cases before the judge and plead for compassion so that their motions would be granted. This
Regional Trial Court where she was assigned, to attend her speech/lecture. admission corresponds to one of Areola’s charges against Atty. Mendoza—
Areola claimed that Atty. Mendoza stated the following during her speech: that she told her clients “Iyak-iyakan lang ninyo si Judge Martin at palalayain
na kayo. Malambot ang puso noon.” Atty. Mendoza made it appear that the
“O kayong may mga kasong drugs na may pangpiyansa o pang-areglo ay judge is easily moved if a party resorts to dramatic antics such as begging
maging praktikal sana kayo kung gusto ninyong makalaya agad. Upang and crying in order for their cases to be dismissed.
makatiyak kayo na hindi masasayang ang pera ninyo ay sa akin ninyo ibigay
o ng kamag-anak ninyo ang pera at ako na ang bahalang maglagay kay Judge As such, the Court agrees with the IBP Board of Governors that Atty.
Martin at Fiscal banqui; at kayong mga detenidong mga babae na no bail ang Mendoza made irresponsible advices to her clients in violation of Rule 1.02
kaso sa drugs, iyak-iyakan lang ninyo si Judge Martin at palalayain na kayo. and Rule 15.07 of the Code of Professional Responsibility. It is the mandate
Malambot ang puso noon.” of Rule 1.02 that “a lawyer shall not counsel or abet activities aimed at
defiance of the law or at lessening confidence in the legal system.” Rule
15.07 states that “a lawyer shall impress upon his client compliance with the A "Petition For Reinvestigation and Reconsideration," filed on July 8, 1991,
laws and the principles of fairness.” was subsequently denied by the Court per its Resolution dated January 13,
1992.
The records show that thereafter, respondent sent a letter dated February 17,
1992.11 Stressing in the said letter that he was not seeking a reconsideration
of the denial of his petition for reinvestigation, respondent averred in sum
that he was a "not very healthy" sixty-two (62) year old who merely wanted
to know how long he would stay suspended and if he was disqualified to be
issued a commission as a notary public considering that his commission was
not renewed. This letter was noted by the Court in a Resolution dated March
30,1992.
On June 18, 1992, respondent filed a Manifestation dated May 15, 199213
where he prayed that the Court issue a resolution or decision on his
averments that: for lack of practicing lawyers and notaries public in the
Municipality of Baganga, Davao Oriental where Branch VII of the Regional
Trial Court and the Second Municipal Court set a popular public clamor
which constrained the undersigned to file the manifestation.
Issue: Whether or not Atty Lumaya is guilty for the breach of the canons of
professional responsibility and entitled to suspension.
Ruling:
Yes. The practice of law is a privilege burdened with conditions. Adherence
to the rigid standards of mental fitness, maintenance of the highest degree of
morality and faithful compliance with the rules of the legal profession are the
conditions required for remaining a member of good standing of the bar and
(25) Dumagdag v. Lumaya
for enjoying the privilege to practice law. The Supreme Court, as guardian of
FACTS: the legal profession, has ultimate disciplinary power over attorneys. This
authority to discipline its members is not only a right but a bounden duty as
On February 26, 1990, the OSG submitted a Report finding respondent well xxx That is why respect and fidelity to the Court is demanded of its
culpable for infidelity and disloyalty to his client, negligence of duty, members.
unethical practices and violation of his lawyers’ oath. As penalty, the OSG
recommended that after due hearing, "respondent be suspended from the As has been stated earlier, the indefiniteness of respondent’s suspension puts
practice of law for not less than five (5) years. in his hands the key for the restoration of his rights and privileges as a
lawyer. Until such time as he has purged himself of his misconduct and
Thereafter, in a Resolution dated May 21, 19916 the Court found that acknowledged the same by exhibiting appropriate repentance and
respondent made a "clear breach of the canons of professional responsibility" demonstrating his willingness and capacity to live up to the exacting
and suspended respondent indefinitely from the practice of law. standards of conduct demanded from every member of the bar and officer of
the court, respondents’ suspension must deservingly be fixed at ten (10)
years. Consequently, the same may only be lifted after the expiration of the Garcia alleged that he learned that Sesbreño was convicted by the Regional
said period, counted from the time when his suspension actually commenced. Trial Court of Cebu City, Branch 18, for Homicide in Criminal Case No.
CBU-31733. Garcia alleged that Sesbreño is only on parole. Garcia alleged
WHEREFORE, in view of all the foregoing, the period of respondent’s
that homicide is a crime against moral turpitude; and thus, Sesbreño should
suspension from the practice of law is hereby fixed at Ten (10) Years. The
not be allowed to continue his practice of law.
"Petition For The Lifting Of Respondents Suspension From The Practice Of
Law" is, therefore, DENIED In his answer to the complaint, Sesbreño alleged that his sentence was
commuted and the phrase “with the inherent accessory penalties provided by
law” was deleted. Sesbreño argued that even if the accessory penalty was not
deleted, the disqualification applies only during the term of the sentence.
Sesbreño further alleged that homicide does not involve moral
turpitude. Sesbreño claimed that Garcia’s complaint was motivated by
extreme malice, bad faith, and desire to retaliate against him for representing
Garcia’s daughters in court.
ISSUES:
WON conviction for the crime of homicide involves moral turpitude.
RATIO:
This is not to say that all convictions of the crime of homicide do not involve
moral turpitude. Homicide may or may not involve moral turpitude
depending on the degree of the crime. Moral turpitude is not involved in
every criminal act and is not shown by every known and intentional violation
of statute, but whether any particular conviction involves moral turpitude
may be a question of fact and frequently depends on all the surrounding
(26) GARCIA vs. SESBREÑO circumstances.
A.C. No. 7973 and A.C. No. 10457 | February 3, 2015 While x x x generally but not always, crimes mala in se involve moral
FACTS: turpitude, while crimes mala prohibitado not, it cannot always be ascertained
whether moral turpitude does or does not exist by classifying a crime as
Garcia filed a complaint for disbarment against Sesbreño before the Office of malum in se or as malum prohibitum, since there are crimes which are mala
the Bar Confidant. in se and yet rarely involve moral turpitude and there are crimes which
involve moral turpitude and are mala prohibita only. It follows therefore,
Garcia alleged that in 2005 while he was in Japan, Sesbreño, representing
that moral turpitude is somewhat a vague and indefinite term, the meaning
Maria Margarita and Angie Ruth, filed an action for support against him and
of which must be left to the process of judicial inclusion or exclusion as the
his sister Milagros Garcia Soliman. At the time of the filing of the case,
cases are reached.
Maria Margarita was already 39 years old while Angie Ruth was 35 years
old. The case was dismissed. In 2007, Garcia returned from Japan. When The IBP-CBD correctly stated that Amparado and Yapchangco were just at
Sesbreño and Garcia’s children learned about his return, Sesbreño filed a the wrong place and time. They did not do anything that justified the
Second Amended Complaint against him.
indiscriminate firing done by Sesbreño that eventually led to the death of unlawful, dishonest, immoral or deceitful conduct. His deviant
Amparado. conduct eroded the faith of the people in him as an individual lawyer
as well as in the Legal Profession as a whole. In doing so, he ceased
We cannot accept Sesbreño’s argument that the executive clemency restored
to be a servant of the law. Atty. Guico committed grave misconduct
his full civil and political rights. Sesbreño cited In re Atty. Parcasio to bolster
and disgraced the Legal Profession.
his argument. In that case, Atty. Parcasio was granted “an absolute and
unconditional pardon” which restored his “full civil and political rights,” a FACTS: Complainant Chu retained Respondent Guico as counsel to handle
circumstance not present in these cases. Here, the Order of Commutation did the labor disputes involving his company, CVC San Lorenzo Ruiz
not state that the pardon was absolute and unconditional. Corporation (CVC). Guico’s legal services included handling a complaint for
illegal dismissal. According to Chu, during a Christmas party held at Atty.
There are four acts of executive clemency that the President can extend: the
Guico’s residence, Atty. Guico asked him to prepare a substantial amount of
President can grant reprieves, commutations, pardons, and remit fines and
money to be given to the NLRC Commissioner handling the appeal to insure
forfeitures, after conviction by final judgment. In this case, the executive
a favorable decision. Months later, Chu called Atty. Guico to inform him that
clemency merely “commuted to an indeterminate prison term of 7 years and
he had raised PhP 300,000.00 for the purpose and which he later delivered to
6 months to 10 years imprisonment” the penalty imposed on Sesbrefio.
the latter’s law office. In their subsequent meeting, Atty. Guico then handed
Commutation is a mere reduction of penalty. Commutation only partially
Chua a copy of an alleged draft decision of the NLRC in favor of CVC. Atty.
extinguished criminal liability. The penalty for Sesbrefio’ s crime was never
Guico told Chu to raise another PhP 300,000.00 to encourage the NLRC
wiped out. He served the commuted or reduced penalty, for which reason he
Commissioner to issue the decision but Chu could only produce PhP
was released from prison.
280,000.00, which he again brought to Atty. Guico’s office. Finally, the
Section 27, Rule 138 of the Rules of Court states that a member of the bar NLRC issued an adverse decision against Chu’s company and there was no
may be disbarred or suspended as attorney by this Court by reason of his other recourse but to file an appeal to the CA. In response to the
conviction of a crime involving moral turpitude. This Court has ruled that administrative complaint, Atty. Guico described the administrative complaint
disbarment is the appropriate penalty for conviction by final judgment for a as replete with lies and inconsistencies, and insisted that the charge was only
crime involving moral turpitude. Moral turpitude is an act of baseness, meant for harassment. He denied demanding and receiving money from Chu,
vileness, or depravity in the private duties which a man owes to his fellow a denial that Atty. Guico’s assistant Nardo corroborated with his own
men or to society in general, contraryto justice, honesty, modesty, or good affidavit. He further denied handing to Chu a draft decision printed on used
morals. paper emanating from his office, surmising that the used paper must have
been among those freely lying around in his office that had been pilfered by
(27) Fernando v. Guico AC No. 10573 Chu’s witnesses in the criminal complaint he had handled for Chu. IBP
1. Atty. Guico willingly and wittingly violated the law in appearing to Commissioner Cecilio A.C. Villanueva found that Atty. Guico had violated
counsel Chu to raise the large sums of money in order to obtain a Rules 1.01 and 1.02, Canon I of the CPRL and recommended his disbarment
favorable decision in the labor case. He thus violated the law against from the practice of law. The IBP Board of Governors, however, adopted
bribery and corruption. He compounded his violation by actually leniency and reduced the penalty to three (3) years suspension.
using said illegality as his means of obtaining a huge sum from the ISSUE Whether or not Respondent Guico violate the Lawyer’s Oath and
client that he soon appropriated for his own personal interest. His Rules 1.01 and 1.02, Canon I of the CPRL for demanding and receiving a
acts constituted gross dishonesty and deceit, and were a flagrant huge sum of money from his client to guarantee a favorable decision from
breach of his ethical commitments under the Lawyer’s Oath not to the NLRC. (YES)
delay any man for money or malice; and under Rule 1.01 of the Code
of Professional Responsibility that forbade him from engaging in RULING:
Yes, By the acts committed by Atty. Guico, he has transgressed the Verily, he or she must act and comport himself or herself in such a
parameters of conduct and ethics as embodied in the CPRL. manner that would promote public confidence in the integrity of the
Legal Profession. Any lawyer found to violate this obligation forfeits
2. In disbarment proceedings, the burden of proof rests on the
his or her privilege to continue such membership in the legal
complainant to establish respondent attorney’s liability by clear,
profession. Atty. Guico willingly and wittingly violated the law in
convincing and satisfactory evidence. Indeed, this Court has
appearing to counsel Chu to raise the large sums of money in order
consistently required clearly preponderant evidence to justify the
to obtain a favorable decision in the labor case. He thus violated the
imposition of either disbarment or suspension as penalty.
law against bribery and corruption. He compounded his violation by
Chu submitted the affidavits of his witnesses, and presented the draft actually using said illegality as his means of obtaining a huge sum
decision that Atty. Guico had represented to him as having come from the from the client that he soon appropriated for his own personal
NLRC. Chu credibly insisted that the draft decision was printed on the dorsal interest. His acts constituted gross dishonesty and deceit, and were a
portion of used paper emanating from Atty. Guico’s office, inferring that flagrant breach of his ethical commitments under the Lawyer’s Oath
Atty. Guico commonly printed documents on used paper in his law office. not to delay anruy man for money or malice; and under Rule 1.01 of
Despite denying being the source of the draft decision presented by Chu, the Code of Professional Responsibility that forbade him from
Atty. Guico’s participation in the generation of the draft decision was engaging in unlawful, dishonest, immoral or deceitful conduct. His
undeniable. For one, Atty. Guico impliedly admitted Chu’s insistence by deviant conduct eroded the faith of the people in him as an individual
conceding that the used paper had originated from his office, claiming only lawyer as well as in the Legal Profession as a whole. In doing so, he
that used paper was just “scattered around his office.” ceased to be a servant of the law. Atty. Guico committed grave
misconduct and disgraced the Legal Profession. Grave misconduct is
3. The testimony of Chu, and the circumstances narrated by Chu and “improper or wrong conduct, the transgression of some established
his witnesses, espe-cially the act of Atty. Guico of presenting to Chu and definite rule of action, a forbidden act, a dereliction of duty,
the supposed draft decision… sufficed to confirm that he had willful in character, and implies a wrongful intent and not mere error
committed the imputed gross misconduct by demanding and of judgment.” There is no question that any gross misconduct by an
receiving PhP 580,000.00 from Chu to obtain a favorable decision. attorney in his professional or private capacity renders him unfit to
Atty. Guico offered only his general denial of the allegations in his manage the affairs of others, and is a ground for the imposition of the
defense, but such denial did not overcome the affirmative testimony penalty of suspension or disbarment, because good moral character is
of Chu. [The Court] cannot but conclude that the production of the an essential qualification for the admission of an attorney and for the
draft decision by Atty. Guico was intended to motivate Chu to raise continuance of such privilege. Accordingly, the recommendation of
money to ensure the chances of obtaining the favorable result in the the IBP Board of Governors to suspend him from the practice of law
labor case. As such, Chu discharged his burden of proof as the for three (3) years would be too soft a penalty. Instead, he should be
complainant to establish his complaint against Atty. Guico. The disbarred, for he exhibited his unworthiness of retaining his
sworn obligation to respect the law and the legal processes under the membership in the legal profession.
Lawyer’s Oath and the Code of Professional Responsibility is a
continuing condition for every lawyer to retain membership in the
Legal Profession. To discharge the obligation, every lawyer should
not render any service or give advice to any client that would involve
defiance of the very laws that he was bound to uphold and obey, for
he or she was always bound as an attorney to be law abiding, and
thus to uphold the integrity and dignity of the Legal Profession.
Upon on the other hand, The Corporate Secretary of Legacy Card, Inc. (LCI),
another corporation under the Legacy Group, filed with the SEC a GIS for
LCI for "updating purposes". The GIS identified Guarin as Chairman of the
Board of Directors (BOD) and President. Mired with allegations of
anomalous business transactions and practices, LCI applied for voluntary
dissolution with the SEC.
On July 22, 2009, Guarin filed this complaint with the Integrated Bar of the
Philippines Commission on Bar Discipline (IBP CBD) claiming that Atty.
Limpin violated Canon 1 and Rule 1.01 of the CPR by knowingly listing him
as a stockholder, Chairman of the Board and President of LCI when she
knew that he had already resigned and had never held any share nor was he
elected as chairperson of the BOD or been President of LCI. He also never
received any notice of meeting or agenda where his appointment as
Chairman would be taken up. He has never accepted any appointment as
Chairman and President of LCI.
Atty. Limpin admits that she filed the GIS with the SEC listing Guarin as a
stockholder, the Chairman of the BOD and President of LCI. She argued that
the GIS was provisional to comply with SEC requirements. It would have
been corrected in the future but unfortunately LCI filed for voluntary
dissolution shortly thereafter. She averred that the GIS was made and
submitted in good faith and that her certification served to attest to the
information from the last BOD meeting.
She asserted that Guarin knew that he was a stockholder because of a text
conversation between her and Guarin. Atty. Limpin asking Guarin to sign a
Deed of Assignment concerning shareholdings. Guarin allegedly responded
in the affirmative but never really signed the instrument.
Moreover, Atty. Limpin stated that there were pending criminal complaints
against the directors and officers of LCI, where she and Guarin are co-
(28) Arcatomy Guarin v. Limpia AC No.10576 respondents. In those proceedings, Guarin raised as a defense that the
FACTS: November 27, 2008 GIS was spurious and/or perjured. Atty. Limpin averred
that this Court held that "when the criminal prosecution based on the same
In 2004, Guarin was hired by Mr. Celso G. de los Angeles as Chief act charged is still pending in court, any administrative disciplinary
Operating Officer and thereafter as President of OneCard Company, Inc., a proceedings for the same act must await the outcome of the criminal case to
member of the Legacy Group of Companies. When he resigned from his avoid contradictory findings."
post, he then transferred to St. Luke's Medical Center as the Vice President
for Finance. Issue: Whether or not Atty. Limpim has violated Canon 1, Rule 1.01and
Rule 1.02 of the CPR.
Ruling: Corporation Code with respect to the election of such officers, Atty. Limpin
has transgressed Rule 1.02 of the CPR.
Yes. Atty. Limpin has violated Canon 1, Rule 1.01and Rule 1.02 of the
CPR.
Members of the bar are reminded that their first duty is to comply with the
rules of procedure, rather than seek exceptions as loopholes. A lawyer who
assists a client in a dishonest scheme or who connives in violating the law
commits an act which justifies disciplinary action against the lawyer.
Disbarment proceedings are sui generis and can proceed independently of
civil and criminal cases. As Justice Malcolm stated "[t]he serious
consequences of disbarment or suspension should follow only where there is
a clear preponderance of evidence against the respondent. The presumption is
that the attorney is innocent of the charges proferred and has performed his
duty as an officer of the court in accordance with his oath."
Grounds for such administrative action against a lawyer may be found in
Section 27,22 Rule 138 of the Rules of Court. Among these are (1) the use of
any deceit, malpractice, or other gross misconduct in such office and (2) any
violation of the oath which he is required to take before the admission to
practice.
After going through the submissions and stipulations of the parties, we agree
with the IBP that there is no indication that Guarin held any share to the
corporation and that he is therefore ineligible to hold a seat in the BOD and
be the president of the company. It is undisputed that Atty. Limpin filed and
certified that Guarin was a stockholder of LCI in the GIS. While she posits
that she had made the same in good faith, her certification also contained a
stipulation that she made a due verification of the statements contained
therein. That Atty. Limpin believed that Guarin would sign a Deed of
Assignment is inconsequential: he never signed the instrument. We also note
that there was no submission which would support the allegation that Guarin
was in fact a stockholder. We thus find that in filing a GIS that contained
false information, Atty. Limpin committed an infraction which did not
conform to her oath as a lawyer in accord with Canon 1 and Rule 1.01 of the
CPR.
We also agree with the IBP that in allowing herself to be swayed by the
business practice of having Mr. de los Angeles appoint the members of the
BOD and officers of the corporation despite the rules enunciated in the