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Abstract
Prediction and control of ground vibrations become essential as with the development of neighborhoods in the proximity of
active mining operations or the need for new infrastructure in urban centers, both requiring the use of blasting. Novel
ground vibration prediction models attempt to reproduce a whole vibration waveform from a blast and are based, in most
cases, on the collection of vibrational information from a single blasthole. A single blasthole should have the same
characteristics (geometry and weights of explosives) as the blastholes used in production shots. In some cases, the
collection of the fundamental information (the signature) is straightforward. In more complex cases, the fundamental
information from ground vibration data is collected from previous production shots. This study presents a novel
methodology to assess the fundamental ground vibration information (the signature) using known information such as one
event waveform (a production shot waveform) and the timing sequence used (the comb function) for the shot. The
methodology is based on the analysis of group delay, a concept widely used in signal processing, and is modified here for the
analysis of ground vibration waveforms. The methodology is developed using real data collected in coal and quarry mining
operations, and at the end of this document, one case study with step-by-step calculations is presented to show the benefits
of the methodology.
Keywords
Ground vibrations, single-hole signature, group delay, synthetic waveforms, rock blasting
The assumption of identical vibration waveform for each sets are from a different surface coal mine also in West
hole is indeed not accurate (Silva, 2012), and the straight Virginia. The sample rate used to collect the vibration
use of equation (1) can provide results that can be three waveform information was 1024 samples/s (typical for
times the magnitude than the actual ground vibration mining applications). Some explosion conditions and blast
(Spathis, 2010). patterns are summarized in Table 1.
If the assumption is that individual holes produce dif-
ferent waveforms, it is more appropriate to superpose time-
lagged waveforms into a production blast waveform, as is 3. Fourier transform analysis
shown in the following equation
3.1. Fourier transform of the superposition of
y ¼ h0 ðt t0 Þ þ h1 ðt t1 Þ þ / þ hN ðt tN Þ (2) individual waveforms
where y still represents the waveform produced by the blast The discrete Fourier transform of equation (2) can be ex-
event, hn ðn ¼ 0; 1; …; N Þ are the individual vibration pressed using equation (3). This equation is the frequency-
waveforms from N blastholes, tn ðn ¼ 0; 1; …; N Þ are the domain representation of the superposition of individual
firing times of the N sequential blastholes, and t0 is the waveforms
initial time of the blast event (it is assumed as zero ðt0 ¼ 0Þ
in most of the cases). Y ðωÞ ¼ H0 ðωÞ þ H1 ðωÞ eiωt1 þ / þ HN ðωÞ eiωtN
However, the general procedure to assess ground vi- (3)
bration levels requires the measurement of a single-hole
In equation (3), Y ðωÞ is the Fourier transform of the
waveform using equation (1) or even measurement of
waveform produced by the blast event and Hn ðωÞðn ¼
multiple single-hole waveforms by using equation (2), and
0; 1; …; N Þ is the Fourier transform for each individual
then proceed with the superposition of waves produced by
waveform (vibration produced by each hole).
each hole to assess the blast event waveform. Furthermore,
Using equation (3), the blast event can be seen as the
the measurement of a single waveform(s) requires addi-
superposition of phase-delayed Fourier spectra of the
tional operations besides the regular blast designs, which
waveforms produced by each blasthole. Furthermore, using
has possibilities to interrupt the continuity and integrality of
the Fourier transform, a real function of time is transformed
production blasts, and thus increase the costs.
into a complex function of frequency ðωÞ. Using Euler’s
To overcome the aforementioned difficulties, attempts
formula
on synthesizing single-hole signatures by deconvolution
inverse to equation (1) have been made in the past two years eix ¼ cos x þ i sin x (4)
(Li and Silva-Castro, 2017; Silva-Castro and Li, 2018).
Those methods work well with small-scale blasts with Equation (3) can be expressed in terms of magnitude
a small number of blastholes. However, it becomes more and phase. The expression is as follows
difficult to obtain reasonable single-hole signatures when
the number of blasthole or delays increases. Therefore, new AY eiθY ¼ AH0 eiθH0 þ AH1 eiθH1 eiωt1 þ / þ AHN eiθHN eiωtN
¼ A eiθH0 þ A eiðθH1 ωt1 Þ þ / þ A eiðθHN ωtN Þ
methods are urgently needed to adapt for blasts with dif-
H0 H1 HN
ferent number of holes (delays).
This study presents a novel methodology inverse to (5)
equation (2) to perform the synthesis of single-hole
where AY is the magnitude of the blast event,
waveforms using the concept of group delay analysis.
AHn ðn ¼ 0; 1; …; N Þ is the magnitude of each signature,
The proposed method can potentially eliminate the in-
θY is the phase of the blast event, and ðθHn
terruption of single-hole waveform measurement to pro-
ωtn Þ with ðn ¼ 0; 1; …; N Þ is the phase of each individual
duction blasts and thus make the implementation of blast
waveform. This equation indicates that there is a linear
engineering smoother. Now that single-hole waveforms can
phase shift component given by ðωtn Þ added to the original
be obtained mathematically in every round of blasts, sig-
phase ðθHn Þ of each individual waveform.
nature hole method can be used to adaptively predict and
control blast vibrations.
3.2. Magnitude spectrum analysis
2. Field tests and data collection
3.2.1. Effective range of magnitude spectrum. Magnitude is
The collected field data used in this study contain four sets one constituent part of Fourier transform as it appears in
of ground vibration signals. They have different numbers of equation (5), so it is necessary to first investigate the
holes: 6, 47, 62, and 83. The 6-hole data are from a test magnitude spectrum in more detail. In general, the spectral
conducted at Guyan surface coal mine in West Virginia in magnitude of blast vibrations tends to zero after a certain
2011 (Silva Castro and Lusk, 2012). The other three data frequency. In other words, frequency components higher
Li and Silva-Castro 3
47 150
62 120
83 55
than this certain frequency do not contribute to the amplitude 98% of the cumulative integral of the magnitude with respect
of the ground vibrations. In this article, the maximum fre- to the frequency within a range of 0 Hz–100 Hz. An example
quency value that effectively contributes to the amplitude of is shown in Figure 1, and the value of flim is determined as
the ground vibration is called the “effective frequency limit” 59.5 Hz. Different ground vibration signals will have dif-
or flim and is defined as the frequency corresponding to the ferent effective frequency limits.
4 Journal of Vibration and Control 0(0)
3.2.2. Comparison of magnitude spectrum between a blast magnitude spectrum of the single hole when the blast event
event and a single-hole waveform (a signature). Using ground spectrum is available.
vibration data recorded for several blast events, where the
waveform of the blast event and that of a single hole were 3.2.3. Assessment of the single-hole signature magnitude
recorded, it is possible to compare the magnitude spectrum spectrum from the blast event spectrum. As analyzed pre-
of the blast event ðAY Þ and the magnitude of a single hole viously, each blasthole produces a different vibration
ðAHn Þ according to equation (6). Figure 2 shows four dif- waveform; in other words, in equation (6), if AHn and θHn are
ferent blast events with different number of blastholes (one different for different holes, then equation (6) (Hadamard,
blasthole per delay). 1902) cannot give one unique solution. Without loss of
In Figure 2, the number of delays (blastholes) decreases generality, it can be assumed that AHn and θHn possess
from blast 1 to blast 4. As seen in Figure 2, the magnitude certain randomness, and they are the realization of an en-
spectrum of the blast event is more irregular and with higher semble magnitude AH and phase θH . For the magnitude AHn ,
magnitude values than the less delay (less blastholes) it can be assumed that
magnitude spectrum. Also, in all the cases, the single-hole
spectrum is always of lower amplitude than the blast event AHn ¼ AYs cHn (6)
magnitude spectrum. Although there are differences be- where AYs is the smoothed magnitude spectrum of a mea-
tween the amplitude of the magnitude spectrum of the blast sured blast event. The smoothing process can be conducted
event and the single hole, they have a similar dominant by computation of moving average of the blast event
frequency and similar distribution of the magnitude with the magnitude spectrum ðAY Þ, and cHn is a random factor which
frequency. This relationship is used to assess the unknown in this article is assumed to follow a normal distribution
N ðμHn ; σ Hn Þ. Because the single-hole magnitude spectrum
is generally of lower amplitude than the event blast mag-
nitude spectrum, as shown in Figure 3, the range of μHn can
be assumed between zero and one. The optimum value of
μHn and σ Hn can be determined by an iterative process.
Figure 2. Comparison between blast event magnitude spectrum and a single blasthole magnitude spectrum for four blasts in the
transverse vibration direction.
Li and Silva-Castro 5
although continuity is a necessity for operations on phases, with respect to frequency. It represents a measure of the
such as the computation of complex cepstrum, phase pre- medium phase distortion or the transit time of the vibration
diction, and computation of group delay. The process to signal through the medium versus the frequency. In the
obtain a continuous phase curve from a discontinuous phase following sections, group delay will be used to study the
spectrum is called the unwrapping operation of the principal relationship between the waveform of a blast event and that
phase angles. In this context, the unwrapping algorithm of a single hole.
used in this study originates from Schafer’s research about
a homomorphic system and cepstrum (Schafer, 1969). It
allows positive phase differences between successive phase 4.1. Group delay—phase derivatives
elements by adding multiples of ±2π when absolute jumps The continuous form of group delay is defined as (Gouriet,
between adjacent frequency elements are greater than π. 1957)
This algorithm is widely adopted by many other researchers
(Childers et al., 1977; Thráinsson et al., 2000; Shrikhande dθ
τðωÞ ¼ (7)
and Gupta, 2001). dω
Figure 3 shows the unwrapped phase curves from the
where τðωÞ is the group delay which is a function of fre-
blast events and the single-hole signatures in Figure 2. As
quency, θ is the unwrapped phase, and ω is the angular
seen in Figure 3, the unwrapped phase spectra have a
frequency.
monotonically decreasing trend. In addition, the angle of
The vibrations produced by blasting are measured in
difference between the phase spectrum of the blast event and
a discrete form. Thus, the discrete form of group delay using
a single-hole phase spectrum increases with the increase of the
the symmetric derivative theorem can be expressed as the
number of holes (number of delays) involved in the blast event.
following limit (Aull, 1967)
Despite the observable trend between the blast event and
the single-hole phase spectrum in Figure 3, it is not possible θðω þ ΔωÞ θðω ΔωÞ
to establish at this moment a quantitative relationship be- τðωÞ ¼ lim (8)
Δω → 0 2Δω
tween both, so the concept of the group delay to assess
a single waveform (a signature) is introduced next. where Δω is the unit increment of the frequency. If Δω is
small, the central difference (Sheppard, 1899) can be used in
equation (8) as an approximation of the derivative given by
4. Group delay of blast ground vibrations
θðω þ ΔωÞ θðω ΔωÞ
All frequency components of a vibration signal are delayed τðωÞ ¼ (9)
2Δω
when propagating through a medium (Blauert, 1978;
Gouriet, 1957; Shulz, 1971). Group delay can be mathe- The unit frequency increment in equations (8) and (9) is
matically defined as the derivative of the phase characteristic calculated by
6 Journal of Vibration and Control 0(0)
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
2π Pn
Δω ¼ (10) 0 ðτðmÞ μτ ðnÞÞ
2
L στ ðnÞ ¼ (13)
nþ1
where L is the length of the discrete Fourier transform. If
equation (9) is written in the discrete form, with ω ¼ nΔω,
3σ range ¼ ½μτ ðnÞ 3σ τ ðnÞ; μτ ðnÞ þ 3σ τ ðnÞ (14)
equation (9) becomes
where μτ ðnÞ is the cumulative moving average of n group
θðn þ 1Þ θðn 1Þ
τðnÞ ¼ (11) delay values, σ τ ðnÞ is the cumulative standard deviation of n
2Δω group delay values, and 3σ range is the range that covers
99.7% of n group delay values.
4.2. Statistical characteristics of group delay of blast The wide range (dash curves) at the bottom of
ground vibrations Figure 4(a) for values lower than 1 Hz is the result of the
outliers identified at the left bottom of the figure. Figure 4
4.2.1. Frequency-dependent distribution. Group delay can be also shows that the group delay is frequency dependent and
calculated for a blast event and for a single-hole waveform has lower scatter behavior below the flim value. Above the
by applying equation (11). As an example, the group delay flim frequency, the values of group delay start to vary highly.
of both the blast event and the single waveform for Blast 1 The change in the scatter of the group delay with flim is
(83 delays) in Figure 3 is calculated and presented in more evident for the group delay of a single waveform
Figure 4. The horizontal lines in Figure 4(a) and (c) cor- (Figure 4(c)) than for the blast event (Figure 4(a)).
respond with the effective frequency limit ðflim Þ. In the case Figure 4 also shows the magnitude spectrum for the two
of Blast 1, this value is 49.1 Hz. There are also two dash signals ((4b) and (4d)). The relationship between the scatter
vertical curves in Figure 4(a) and (c), respectively, which of the group delay values and the magnitude can be seen in
represent 3-standard-deviation range ð3σÞ for the group the figure. When a frequency has a relatively high mag-
delay data. The 3σ curves indicate the inclusion of the nitude spectrum value, such frequency also has more
99.7% group delay data and were computed using equations contribution to the waveform amplitude of the ground vi-
(12)–(14) brations, and its corresponding group delay results in less
Pn scatter than those frequencies with low contribution to the
τðmÞ
μτ ðnÞ ¼ 0 (12) vibration. This is one explanation of why the group delay
nþ1
scatter presents different behavior above and below the flim
frequency.
Finally, Figure 4 shows that for the range given by
½0; flim , it is possible to represent the group delay versus
frequency relationship by a continuous smooth line, es-
pecially for the signature waveform. This line can be drawn
using a moving average filter for the data group delay versus
frequency in the ½0; flim range.
Figure 5. Group delay histograms and waveform for the event and signature.
Ly;main ¼ Lcomb þ Lh;main (16) as well as the unwrapped phase spectrum is included in
Figure 7.
Equation (16) indicates that the difference between the
duration of the production blast’s main part and that of the Step 2. According to Figure 6, some parameters are to be
signature’s main part is just the duration of firing time calculated.
sequence. When electronic detonators are used, the timing First, compute the group delay histogram and calculate
is accurate enough to determine Lcomb . So, after de- the mean and standard deviation of the group delay data, μy
termining Ly;main by equation (16), the value of Lh;main can and σ y , for the measured production blast in the interval
be estimated. given by ½0; flim . The results are calculated as 0.944 s and
Then, a proportional relation of the statistical parameters 0.579 s, respectively.
can be devised from the ratio of duration parameters Second, determine the duration of the main part of the
μy σ y Ly;main production blast, Ly;main , and the duration of the main part of
¼ ¼ (17) the signature ðLh;main Þ by equations (15) and (16). In
μh σ h Lh;main
equation (16), Lcomb is the duration of the firing sequence of
Equation (17) is used to find the value of μh and σ h , the blast event. In this case study, there were 62 holes
provided all other parameters can be calculated based on detonated at 20 ms intervals, so the total duration of the
collected data. In addition, μy , μh , σ y , and σ h determine the firing sequence Lcomb is 1.191 s. The results are calculated as
relative location and scale between the distributions of the Ly;main ¼ μy þ 1:65 σ y ¼ 0:944 þ 1:65ð0:579Þ s ¼ 1:899 s
production blast and the signature.
Equations (16) and (17) can bridge the distributions of
group delay between the production blast and the signature Lh;main ¼ Ly;main Lcomb ¼ 1:899 1:191s ¼ 0:708 s
so that it is possible to simulate random group delays of the
signature. However, the duration of the main part cannot Third, compute the mean and standard deviation of
represent the entire waveform, and the tail part is also group delay, μh and σ h , for the signature by equation (17).
necessary to be included in a synthetic signature. If the Thus, μh and σ h are estimated parameters, and the corre-
entire length of production blast and timing sequence are sponding distribution is used as reference of location and
known, then the whole length of the signature, Lh , can be scale for synthetic group delays, which means the distri-
computed by equation bution of synthesized group delays should be within the
reference distribution.
Ly ¼ Lcomb þ Lh (18)
Lh;main 0:708
μh ¼ μy ¼ 0:944 ¼ 0:351s
Ly;main 1:899
5. Synthesis of group delay and signatures
from production blast Lh;main 0:708
σh ¼ σy ¼ 0:579 ¼ 0:215 s
As mentioned before, in a regular mining production blast, Ly;main 1:899
there is available information regarding the seismic in-
formation (particle velocity records of the blast event), and
in the case when electronic detonators are used, the firing Step 3. Next step is to randomly synthesize a series of group
timing sequence can be considered as known. Using all the delays for signatures which are within the reference dis-
characteristics of the waveforms discussed in previous tribution ðμh ; σ h Þ. This includes a series of operations on the
sections and the relationships proposed between the event group delay of the blast event.
waveform and the signature waveform when both are (1) Obtain a smoothed group delay spectrum, τ 0y , of the
known, a methodology to assess the single-hole signature blast event (production blast) by a moving average filter.
waveform for vibration prediction and control is introduced The purpose is to make the group delay of the blast event
next. The methodology is illustrated by a case study in less scattered.
which the data were collected in a surface coal mine. The (2) Obtain a seed group delay function τ 0h by the fol-
event waveform was recorded for a production shot of 62 lowing equation so as to compress the seed group delay by
holes, using electronic detonators and a timing given by a scale factor of σ h =σ y and center it at μh
20 ms between charges. σ
τ 0h ¼ τ 0y μ0y
h
þ μh (19)
σy
Step 1. Perform fast Fourier transform (FFT) of the
measured blast event waveform and determine the ef- (3) Add random factors to the seed group delay spectrum
fective frequency limit ðflim Þ of the Fourier spectrum. The ðτ 0h Þ, including changes in the sign, the scale ðaÞ, and the
waveform of the blast event and the magnitude spectrum shifting of the delay spectrum ðbÞ. The randomly generated
Li and Silva-Castro 9
group delay spectrum will be denoted by τ h. The operation 2, the random scale factor ðaÞ can be such that the extent of
is expressed in equation (20) as the synthetic group delay changes between σ 0h and σ h . Fi-
τ h ¼ sign a τ 0h μh þ b (20) nally, the shifting factor ðbÞ will move the synthetic group
delay around the seed group delay within the range of the
In equation (20), a negative sign (1) means to flip the reference distribution.
group delay spectrum around μh , the mean of reference Sixty-two (62) random synthetic signatures were repro-
distribution. According to the reference distribution in step duced for this case study, and they are included in Figure 8.
10 Journal of Vibration and Control 0(0)
Step 4. Based on the randomly generated group delays, it is detonators were used in those blast field tests in this re-
possible to synthesize the spectral magnitudes and un- search, which makes sure the actual firing time of each
wrapped phases by using equations (6) and (11). Then, the delay is accurate enough to be the same as the designed
signatures can be synthesized by Fourier series. Figure 9 timing. As a result, the duration of firing time sequence
shows the results. would be close to reality. If accurate actual firing times
cannot be guaranteed when less accurate detonators are
Step 5. Finally, using the synthetic signatures and the used, the reliability of the proposed method may be
linear superposition introduced in equation (5), it is affected.
possible to back-calculate the event waveform. Figure 10
shows the recorded event waveform (waveform produced
by 62 holes) and the back-calculated waveform using the
6. Conclusions
synthetic generated signatures. As seen in Figure 10, the Below are some conclusions according to the findings of
simulated event waveform is similar to the measured this research and the proposed methodology.
waveform.
At this point, the proposed methodology can be sum- 1. To describe a production blast, a linear superposition
marized and presented in the following flowchart: model is more suitable than a strict convolution
Figure 11 shows that the proposed methodology inno- model, especially for complex situations.
vatively integrates systems and signal theory and statistical 2. The inverse problem of synthesizing a single-hole
methods together to solve an inverse problem of blast signature from the measured production blast wave-
vibrations. The key for successfully conducting this form cannot be solved by conventional deconvolution
method is the duration of firing time sequence. Electronic methods.
Figure 9. Spectral amplitude, unwrapped phase, and synthetic signatures using the proposed methodology.
Figure 10. Measured event waveform versus back-calculated event waveform using the synthetic signatures.
Li and Silva-Castro 11
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