Model Bank R13: AML Setup Guide

Model Bank R13
AML Setup Guide

(Base R13GA Build)
Information in this document is subject to change without notice.
No part of this document may be reproduced or transmitted in any form or by any means, for any purpose,
without the express written permission of TEMENOS HEADQUARTERS SA.
COPYRIGHT 2007 - 2013 TEMENOS HEADQUARTERS SA. All rights reserved.

AML Screen Installation / Quick Start Guide
Version Date Author Amendment
V0.1 Julien Cauchie Initial Draft
V 0.2 Dipankar M Changes for R12.1
V 0.3 11 May 2013 Anandababu M Cross Language Installation Error added in

Troubleshooting
Model Bank R13 – AML Set up Guide

Table of Contents
1. Introduction ............................................................................................................................. 1
2. Before You Start ..................................................................................................................... 1
3. Installing SQL Server 2008 Express ....................................................................................... 2
4. Enable XA transactions in MSSQL ....................................................................................... 13
5. Installing the Database ......................................................................................................... 15
6. Configuring the Rules ........................................................................................................... 17
7. Installing the VWatch batches .............................................................................................. 20
8. Installing the Scanning Engine ............................................................................................. 20
9. Conclusion ............................................................................................................................ 21
10. Troubleshooting .................................................................................................................... 22
10.1. Error during installation: ............................................................................................. 22
10.2 Cross Language installation Error:............................................................................. 22

1. Introduction
st
Setup Guide (required for 1 time only): Describes the steps required to install the AML Screen
modules on a Windows® platform and using a SQL Server® database. By following the approach
detailed in this document the user may quickly and easily create a standard AML Screen installation.
This document is specific to building an installation on a Windows®/SQL Server® environment. For
other environments please contact Temenos Belgium for the appropriate installation package.
There is a separate document for pre-sales demo in the ‘Demo Guides’ section. Please refer it for
doing AML Demos.
2. Before You Start

Before commencing the AML Screen installation process you should check the following:
 You have installed the Model Bank package, with AML included
o JBoss
o Toolkit
 Software (contains Microsoft SQL Server JDBC driver 2.0)
 Database scripts
 Rules Sample
o AML Modules – VScan
o AML Modules – VWatch Batches
 AML uses its own JBoss and database (MSSQL).
 There is sufficient disk space. The minimum recommend space requirement is 4GB.
®
The user installing the application must have administrator privileges to Windows .
®
This guide assumes a basic level of understanding of the administrator functions of the Windows
®
environment, SQL Server and JBOSS application server.

3. Installing SQL Server 2008 Express

As a pre-requisite, SQL Server 2008 Express must be deployed and configured. This can be done as
follow:
 Download SQL Server 2008 Express appropriate to your platform using the following link:
http://www.microsoft.com/en-us/download/details.aspx?id=1695
OR you can raise a request with Temenos IT Help Desk (Link)
 Launch the installation application
 Go to “Installation” and click “New SQL Server ....”
 Follow the screenshots bellow


 Choose ‘Database Engine Services’ also

 Choose ‘Default instance’

 Click “Use the same account for all SQL Server services and define Account name as
“NT AUTHORITY\SYSTEM”

 Security configuration:
o Select “Mixed mode...” as authentication mode.
o Enter then the password of your choice (suggest ‘Temenos1’). IMPORTANT: That
password will be associated to the use “sa” (Database administrator). Please
remember that password that is required to enable XA transactions and to created
AML database.
o Add the current user as SQL server administrators

 End up the installation as follow


 Configure SQL server for using TCP/IP

o Open the SQL Server Configuration Manager
o Open the TCP/IP configuration for SQLEXPRESS

o Activate TCP/IP
o From the “IP Addresses” tab, Activate, Enable and set TCP Port to 1433 of all IP
panels(recommended)
IP1 (IP Address): Local Machine IP

IP2 and all others (IP Address): 127.0.0.1

o Validate
 Restart the service (Please remember how to restart the service as it will have to be done later)

4. Enable XA transactions in MSSQL

The interface between T24 and screen requires the database to support XA transactions.
The database can be configured as follow:
1) Ensure Microsoft Distributed Transaction Coordinator is installed and running on every SQL
Server machine that will participate in distributed transactions.
a. From Control Panel, open Administrative Tools, and then open Component Services.
You can also click the Start button, click Run, type dcomcnfg in the Open box, and then
press OK to open Component Services.
b. Expand Component Services, Computers > My Computer > Distributed Transaction
Coordinator and right-click Distributed Transaction Coordinator, and then select
Properties.
c. Select the Enable XA Transactions check box, and then click OK. This will cause a MS
DTC service restart.

d. Click OK again to close the Properties dialog box, and then close Component Services.
e. Stop and then restart SQL Server to ensure that it syncs up with the MS DTC changes
2) Install the Microsoft SQL Server JDBC driver 2.0:

Copy the sqljdbc_xa.dll from the subdirectory: “<Install Directory>:\Temenos\ModelBank-
R13\T24\Programs\AML\Toolkit\Software”
to Binn directory
(Under “C:\Program Files\Microsoft SQL Server\MSSQL10.SQLEXPRESS\MSSQL\Binn”)

5. Installing the Database

The following steps detail how to set-up the database for AML Screen.
The database is delivered as a compressed package (Zip file) which contains sample configuration
files. This file should be copied to the directory chosen for installation.
Begin by logging-in to the database server (the database creation script must be run from the
database server). Please note that the database server may be the server on which AML Screen will
be deployed.
1) Extract the database package DB_Scripts.zip into the desired folder on the database server
2) Run the script ‘create_screen_db_and_user_from_config.bat’.

You will be prompted for the DBA username and password for the SQL Server® database
being used. The script will create the AML Screen database and the associated database
user. The script generates log files which are stored in the folder ‘logs’.
Administrator: sa
Password: Temenos1

Note: The following message may be seen in the log files:

‘The COMMIT TRANSACTION request has no corresponding BEGIN TRANSACTION.’
This is dependent upon your database configuration and may be ignored.
3) Run the script ‘Apply_XA_from_config.bat’.

Administrator: sa
Password: Temenos1
You will be prompted for the DBA username and password for the SQL Server® database
being used. This script finalizes the XA configuration. The logs will be displayed on the
command prompt. Please note that the warning “Cannot drop the procedure” can be
ignored.

6. Configuring the Rules

1) Start the AML Application Server (Pre-requisite: T24 Application Server is running)
1. Start T24 Application Server
Wait for it to start completely (6 minutes max depending on

machine configuration)
2. Start AML Application Server (5 minutes max)
AML JBoss Start (Can take 3-5 minutes to start)
6.1 Configure the Rules

Before configuring the rules it is necessary to ensure that the application server has been started, as
described in the previous section.
The default rules package contains a set of rules configuring the interfaces. To install these rules:
a. Unpack the package (called Rules_Sample.zip) into the chosen folder (the folder can be deleted
once the following steps have been completed).
b. Using a Web browser on the server where JBoss is running, open the URL

http://localhost:8180/vrisk/vrules
c. Log in as ‘admin’ using the password ‘x’.
d. Click ‘Browse’ and then open the folder where the default rules package has been unpacked;
select the file ‘VRules.xml’.
e. Click ‘Upload Rules File’ and then ‘Import File’. The prompt should end with the message ‘Import
Completed’. Please note that warnings on checksums can be ignored.
f. Restart JBoss
g. Repeat steps b. and c.
h. Repeat the below following steps for the files ‘SECURITY.xml’, ‘report.xml’, ‘cofi.xml’ and
‘Legacy rules.xml’
i. Click ‘Import Rule Base’
ii. Click ‘Browse’ and then open the folder where the default rules package has been
unpacked; select the file
iii. Click ‘Upload Rules File’ and then ‘Import File’. The prompt should end with the message
‘Import Completed’. Please note that warnings on checksums can be ignored.
iv. Click ‘Go To Rule Base List’ and then ‘Activate’. Confirm your selection when prompted

i. Your view should have all these values:
j. Restart JBoss.
5) Access the interfaces

The Vrisk interfaces can be accessed from the sever using the following URL:
http://localhost:8180/vrisk/app/
To know about the interface configuration
http://localhost:8180/vrisk/app/
The following set of users have been defined and preconfigured. All users have by default the
password ‘x’
 ‘admin’ : This is the super user having access to all functionalities (security, watch list
manager, alert manager, rule manager, reporting)
 ‘evaluator1’ and ‘evaluator2’ have access to the alert manager
 ‘RulesManager1’ and ‘RulesManager2’ have access to the rule manger
The alert manager has been configured with 4-eyes review. This means that all the alerts must be

evaluated by two different users.
7. Installing the VWatch batches

The VWatch batches are delivered as a compressed package called ‘VWatch_Batches.zip’.
This package contains batches allowing the import, acceptance and export of the public interdict lists
‘OFAC’ and ‘EU’. The resulting exported file will be given to the screening as reference data.
The package should be unpacked into the chosen folder. To configure and run “Create_giexp.bat”
This will create a file called ‘giexp.tab’ in the ‘bin’ folder. This file contains the data in a format usable
by the scanning engine. This will take more than 10-15 minutes.
8. Installing the Scanning Engine

The following steps detail how to install the Scanning Engine for AML Screen.
The scanning engine contains sample configuration files. Copy the file “giexp.tab” freshly
exported using VWatch batches into the VScan folder.

9. Conclusion
The AML installation is over. For doing AML demo’s integrated with T24, the following should be
running (start in below sequence):
1. T24 Application Server
2. T24 Branch / Demo Branch (either one to initiate a T24 transaction)
3. AML Application Server
4. AML Engine
Also, make sure the T24 services OFS and IF area running (JBase shell)

10. Troubleshooting
10.1. Error during installation:
Resolution: This can happen if MSSQL services or other applications using MNSSQL or related
services are running in machine. Terminate all those services, and restart the computer and try again.
10.2 Cross Language installation Error:
If ‘Cross language installation’ gets failed during MS SQL Express installation, just stop the setup
process and re-launch the setup in order to avoid the error.
~ END ~

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AML Setup Guide

Information in this document is subject to change without notice.

COPYRIGHT 2007 - 2013 TEMENOS HEADQUARTERS SA. All rights reserved.

Version Date Author Amendment

V0.1 Julien Cauchie Initial Draft

V 0.2 Dipankar M Changes for R12.1

V 0.3 11 May 2013 Anandababu M Cross Language Installation Error added in

Model Bank R13 – AML Set up Guide

Model Bank R13 – AML Set up Guide

2. Before You Start

Model Bank R13 – AML Set up Guide

3. Installing SQL Server 2008 Express

 Follow the screenshots bellow

Model Bank R13 – AML Set up Guide

Model Bank R13 – AML Set up Guide

 Choose ‘Database Engine Services’ also

Model Bank R13 – AML Set up Guide

 Choose ‘Default instance’

Model Bank R13 – AML Set up Guide

Model Bank R13 – AML Set up Guide

Model Bank R13 – AML Set up Guide

 End up the installation as follow

Model Bank R13 – AML Set up Guide

Model Bank R13 – AML Set up Guide

 Configure SQL server for using TCP/IP

o Open the TCP/IP configuration for SQLEXPRESS

Model Bank R13 – AML Set up Guide

IP1 (IP Address): Local Machine IP

Model Bank R13 – AML Set up Guide

Model Bank R13 – AML Set up Guide

4. Enable XA transactions in MSSQL

Model Bank R13 – AML Set up Guide

2) Install the Microsoft SQL Server JDBC driver 2.0:

Model Bank R13 – AML Set up Guide

5. Installing the Database

2) Run the script ‘create_screen_db_and_user_from_config.bat’.

Model Bank R13 – AML Set up Guide

Note: The following message may be seen in the log files:

3) Run the script ‘Apply_XA_from_config.bat’.

Model Bank R13 – AML Set up Guide

6. Configuring the Rules

1. Start T24 Application Server

Wait for it to start completely (6 minutes max depending on

2. Start AML Application Server (5 minutes max)

AML JBoss Start (Can take 3-5 minutes to start)

6.1 Configure the Rules

Model Bank R13 – AML Set up Guide

Model Bank R13 – AML Set up Guide

i. Your view should have all these values:

5) Access the interfaces

To know about the interface configuration

Model Bank R13 – AML Set up Guide

evaluated by two different users.

7. Installing the VWatch batches

8. Installing the Scanning Engine

Model Bank R13 – AML Set up Guide

Model Bank R13 – AML Set up Guide

10.2 Cross Language installation Error:

Model Bank R13 – AML Set up Guide

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