MJ. Hall Lecture Notes HHo28/96/1
Engineering HydrologyENGINEERING HYDROLOGY NOTES, 1996-1997
LIST OF CONTENTS
Page
1 INTRODUCTION 1
References 6
Exercises 6
2. WEATHER SYSTEMS 7
2.1 The Formation of Precipitation 7
2.2 Precipitation-producing Weather Systems 8
2.3 Evaporation R
References 2
3. PRECIPITATION 14
3.1 The Measurement of Precipitation 14
3.2 Estimation of Areal Average Precipitation 15
3.2.1 The arithmetic mean 16
3.2.2 The Thiessen method 16
3.2.3 The isohyetal method 17
3.3 Precipitation Data for Engineering Design 18
3.3.1 General concepts of exceedance probability and risk 18
3.3.2 Characteristics of storm rainfall 19
3.4 Probable Maximum Precipitation 2
References 23
Exercises 24
Coursework 25
4. EVAPORATION 26
4.1 The Earth’s Heat Balance 26
4.2 Measurement of Evaporation 30
4.3 Estimation of Evaporation 32
4.4 Estimation of Potential Evaporation 35
4.5 Estimation of Actual Evaporation 38
References 39
Coursework 40
Annex 4.1 Tables 4
5. MEASUREMENT OF SURFACE FLOWS 45
5.1 Introduction 45
5.2 The Estimation of Discharge 46
5.2.1 Preamble 46
5.2.2 The velocity-area method 47
5.2.3 Chemical dilution gauging 53
5.3 The Rating Curve 56
5.4 Artificial Controls and Measuring Structures 61
Engineering Hydrology Notes Page iReferences 63
Coursework 64
Annex 5.1 A Note on Channel Geometry 65
6. STATISTICAL APPLICATIONS IN HYDROLOGY 67
6.1 Some Statistical Concepts 67
6.2 The Screening of Data 70
6.3 Frequency Analysis 16
6.3.1 Some useful frequency distributions 9
6.3.2 Distribution fitting 82
6.3.3 Partial duration series analysis 85
6.3.4 Variability of quantile estimates 86
6.4 Flood Frequency Analysis for Ungauged Catchments 1
References 92
Exercises 93
Coursework 94
7. DESIGN FLOOD ESTIMATION 7
7.1 Introduction 97
7.2 The Unit Hydrograph Method 98
7.3 The Derivation of Unit Hydrographs 102
7.4 Design Flood Estimation 103
References 107
Exercises 107
Coursework 108
8. FLOOD ROUTING IN OPEN CHANNELS 109
8.1 Introduction 109
8.2 Approximate Routing Methods 110
8.3 Hydrological or Storage Routing Models 113
References 7
Exercises 17
Coursework 119
9. RESERVOIRS 120
9.1 Introduction 120
9.2 Reservoir Routing 121
9.3 Reservoir Yield Analysis 126
References 133
Exercises 133
Coursework 135
Engineering Hydrology Notes Page ii1, INTRODUCTION
There are almost as many definitions of Hydrology as there are textbooks on the subject.
However, the following, proposed by UNESCO (1979), contains the more important
ingredients:
Hydrology is the physical science which treats the waters of the Earth, their
occurrence, circulation and distribution, their chemical and physical properties, and
their reaction with the environment, including their relation to living things.
Hydrology is therefore essentially an interdisciplinary activity, embracing physical, chemical
and biological as well as applied sciences, and is concerned with the spatial and temporal
distribution and movement of water in all its forms. The latter is implicit in the concept of
the hydrological cycle, which illustrates the many pathways by which precipitation on to
the land surface finds its way to the oceans, where evaporation provides the supply of
moisture for the renewal of the process. This concept dates from the 16th century, prior to
which opinion on the source of river flow was divided between the Platonic hypothesis of the
existence of a large subterranean sea, called Tartarus, and the Aristotelian concepts of the
condensation of ‘air’ underground and of mountains as spongy receptacles (Biswas, 1970).
‘The identification of precipitation as the sole source of streamflow is generally attributed to
the French naturalist, Bernard Palissy (1510-1590), the experimental proof of which was
provided by studies of the River Seine by the former lawyer, Pierre Perrault (1608-1680).
‘The final piece in the philosophical puzzle was provided by the English Astronomer Royal,
Edmund Halley (1656-1742), who showed that evaporation from the oceans was sufficient
to replenish the rivers that flowed into them. The existence of the hydrological cycle, a
modern pictorial version of which, adapted from Dozier (1992), is shown in Figure 1.1, was
thereby placed beyond reasonable doubt.
—_-—~newe
OS) ore FS tre
Figure 1.1 The hydrological cycle in pictorial form (after Dozier, 1992). The boxes
represent reservoir volumes in 10° (km)*, and the arrows represent fluxes
in 10° (km)"/year. The total reservoir volume is 1.46x10? (km).
Engineering Hydrology Notes v 3.0 Page 1Figure 1.1 shows that a high proportion of terrestrial water upon which human life is so
dependent is locked up in the eryosphere and in groundwater. The usable water is therefore
‘no more than perhaps one per cent of the total waters of the Earth, and therefore requires
both understanding and ingenuity for its exploitation. Although the pictorial form of Figure
1.1 is useful in imparting the concept of a circulation system driven by an excess of incoming
over outgoing radiation, it fails to provide an adequate framework within which to study the
component processes. In the latter case, adopting the so-called systems notation, in which
the sources of moisture storage are linked by the paths along which water is transported, is
more helpful (see Figure 1.2).
Figure 1.2 Systems representation of the hydrological cycle (after Dooge, 1973)
‘A closer examination of Figure 1.2 is sufficient to show that hydrologists do not concern
themselves with the whole of the hydrological cycle. The oceans are the province of the
oceanographer, the atmosphere is studied by the meteorologist, and the lithosphere by the
geologist. Indeed, a specific branch of Meteorology, known as Hydrometeorology, is
devoted to the study of the atmospheric processes of precipitation and evaporation that affect
the water resources of the Earth. What remains is commonly referred to as the land phase
of the hydrological cycle. This sub-system, the limits of which are indicted by the broken
lines in Figure 1.2, receives an input of precipitation, P, and produces outputs in the form
of evaporation, E, and river flow, Q. Further subdivision is possible in order to define the
interests of other specialist groups. For example, the soil scientist may limit his interests to
the upper soil horizons, which receive water by infiltration, F, or capillary rise, C, and
lose water by evaporation, E, deep percolation, R, or throughflow, Q,. However, despite
Engineering Hydrology Notes v 3.0 Page 2the more comprehensive picture provided by the systems representation, one important
element is missing - the influence of man.
Man has manipulated his environment in general and the land phase of the hydrological cycle
in particular since prehistorical times. Wildscape has been cleared for agriculture, forests
have been felled for fuel and building materials, swamps have been drained, and most
important of all, towns and cities have been constructed in what were once rural areas, With
access to modern forms of energy and advances in the design of engineering plant, that
ability to manipulate has never been greater. In consequence, the practicing hydrologist must
be increasingly aware of anthropogenic influences, on both hydrological processes and the
data that are used to describe them (see Seetion 5.2),
A fundamental assumption behind both Figure 1.1 and Figure 1.2 is that of the hydrological
cycle being a closed system, ie there are no gains or losses of water from the cycle.
Unfortunately there are many occasions upon which the hydrologist has to deal with an open
system in which can only be described by a mass balance or water budget equation in
which the difference between input, I, and output, Q, is related to the change in storage, dS,
within the time interval dt:
1-9-4
a ay
In applying Equation (1.1), care must be taken in defining the so-called control volume or
region over which the budget is applicable. For example, for an open water body, such as
a lake or reservoir as shown schematically in Figure 1.3a, the inputs to the system consist
of the inflow, Q,,, the precipitation, P, on to the water surface and any sub-surface inflow,
G,, and the outputs include the outflow, Q,,., the evaporation from the water surface, E, and
any sub-surface outflow, G,q. If the change in storage over the chosen time period is AS,
which may be positive or negative, then
Qn ~ Cour + P - E+ Gin ~ Gay = AS (1.2)
Gin
Sour
b
Figure 1.3. The water balance of (a) a lake or reservoir; and (b) a catchment area
Engineering Hydrology Notes v 3.0 Page 3Example 1.1: Clear Lake has a surface area of 708,000 m’. For the month of March, this
lake had an inflow of 1.5 m/s and an outflow of 1.25 m'/s. A storage
change of +708,000 m’ was recorded. If the total depth of rainfall
recorded at the local raingauge was 225 mm for the month, estimate the
evaporation loss from the lake. State any assumptions that you make in your
calculations.
Solution:
‘The evaporation loss may be computed by rearranging Equation (1.2):
E=P + Q,~ Quy ~ AS
in which seepage is assumed to be negligible. The individual components are then
computed as follows:
precipitation, P: 225 mm x 708,000 m? / 1000 mm/m = 159,300 m?
inflow, Qq: 1.5 m*/s x 86,400 s/d x 31 d/month = 4,017,600 m°
outflow, Qj: -1.25 m*/s x 86,400 s/d x 31 d/month = -3,348,000 m*
change in storage = - 708,000 m’
hence evaporation, E = 159,300 + 4,017,600 - 3,348,000 - 708,000 = 120,900
mt or 120,900 m’ x 1000 mm/m / 708,000 m? = 171 mm over the lake area.
Note:
The calculation can also be made directly in terms of mm depth; the important
point is to be consistent in terms of units in any water balance as well as in the
ssign of each term, ie what is an input and what is an oufput to the control
volume.
In contrast, if the control volume is a catchment or drainage area bounded by its
topographic divide or watershed, as shown in Figure 1.3b, the inputs consist of
precipitation, P, and possibly groundwater inflow, G,,, and the outputs comprise the
discharge, Q, at the catchment outlet, transpiration from the vegetation growing within the
catchment and evaporation from precipitation intercepted on the vegetal canopy held in
storage on the ground, E, and possibly groundwater outflow, Gj. The changes in storage,
AS, to be considered are principally those in the sub-surface unsaturated and saturated zones,
leading
Q=P-E+ Gy - Gyy + AS a3
Example 1.2: During the water-year 1994/95, a catchment area of 2,500 (km)? received
1,300 mm of precipitation. The average discharge at the catchment outlet
was 30 m'/s, Estimate the amount of water lost due to the combined effects
of evaporation, transpiration and percolation to groundwater. Compute the
volumetric runoff coefficient for the catchment in the water-year.
Solution:
Assuming that the changes in storage, AS, are negligible, Equation (1.3)
becomes
E + Gy ~ Gn = P-Q
the runoff, Q = 30 m'/s x 86,400 s/d x 365 d/annum x 1000 mm/m / [2,500
(km)? x (1000 m/km)"] = 378 mm
hence the combined loss = 1,300 - 378 = 922 mm
‘The volumetric runoff coefficient, C, is the ratio of the total volume of runoff to
Engineering Hydrology Notes v 3.0 Page 4the total volume of rainfall during a specified time interval; in this case,
C = 378 mm/ 1,300 mm = 0.29, ie only 29 per cent of the rainfall reached the
ichment outlet within the water-year.
If the underlying geology of the catchment is such that the groundwater divide coincides with
the topographic divide, ie the catchment is watertight, then the terms, Gq and G,,,, may be
deleted. Moreover, if the period over which the balance is considered is sufficiently long,
ie the annual seasonal cycle or water year, then AS can be considered to be zero. Of the
remaining terms, Q may be measured using standard hydrometric methods (see Section 9),
and if sufficient raingauges can be deployed to evaluate spatial variations, P may also be
estimated (see Sections 3.1 and 3.2). Although standard methods are available to measure
the evaporation from an open water surface (see Section 4.2) or to estimate the evaporation
from a uniform stand of vegetation, E for a heterogeneous mixture of both short and tall
plants and bare soil is difficult to evaluate independently. Hence
la aay
Provided that care is taken with the boundary conditions, ie the topography and geology, and
the choice of the period over which the balance applies, Equation (1.4) can provide useful
results, despite its apparent simplicity. Indeed, this approach has been employed extensively
to calibrate indirect methods of estimating the evaporation from an open water body (see
Section 4,3),
‘The study of hydrology is traditionally centred upon the description of the component
processes of the hydrological cycle. However, when the water resources of a river basin are
developed, problems are encountered that do not fit conveniently into such a framework. The
engineering hydrologist has to contend with excesses and deficiencies of water, ie
hydrological extremes, and with the spatial and temporal occurrence of these extremes, ie
the need to transfer water at the right times and in the required quantities. Moreover, the
assessment and mitigation of these extremes is invariably carried out without the benefit of
a comprehensive data base of hydrological and climatological records. In these
circumstances, a more problem-orientated approach is appropriate.
This Course therefore begins by enlarging on the physical background of the causative
weather systems, and the principal processes of precipitation, evaporation and streamflow.
Methods of measurement are described along with the forms in which data are abstracted for
use in engineering design. With high-quality hydrological and hydrometeorological records
rarely available in sufficient quantity at the most convenient locations, a knowledge of
statistical methods is essential in order to extract the maximum amount of information. A
series of statistical tools is therefore described which cover the basic concepts of parameter
estimation, time-series analysis, frequency analysis and regionalisation. Finally, attention
is turned to the two major problems of engineering hydrology: rainfall-runoff relationships;
and the assessment of available resources. The former topic covers the well-known unit
hydrograph concept as well as flood routing in open channels. The latter is centred on the
use of reservoirs, both for the development of water resources and as flood control devices.
Each section of these Notes is supplemented, where appropriate, with examples having
worked solutions, along with exercises, most of which are in the form of examination
Engineering Hydrology Notes v 3.0 Page 5questions, and coursework examples, a selection of which will form part of the Course,
References
Biswas, A K, (1970), History of hydrology, North-Holland Publ Co, Amsterdam, 336 pp.
Dooge, J C I, (1973), Linear theory of hydrologic systems, US Dept Agric, Agric Res Serv,
Tech Bull 1468, 327 pp.
Dozier, J, (1992), Opportunities to improve hydrologic data, Rev Geophys, 30, 315-331
UNESCO, (1979), Impact of urbanisation and industrialisation on water resources planning
and management, UNESCO Studies and Reports in Hydrology, No 26, 111 pp.
Exercises
1, A USWB Class A evaporation pan (see Section 4.2 and Figure (4.3)) is maintained
near a small lake in order to determine daily evaporation. The water level in the pan
is observed every day, and water is added if the water level falls below about 17.5 cm.
Estimate the daily pan evaporation for the 14-day period for which readings are
summarised in the following table.
Day Rainfall, mm, | Water level, mm, Day Rainfall, mm, | Water level, mm,
during the day | _atend of day during the day | at end of day
1 4.1 199.0 8 0.2 182.7
2 3.8 198.0 9 0 180.9
3 42 196.7 10 0 179.4
4 13 196.2 i 0 176.6
5 0.2 193.9 12 0.2 197.7
6 0 189.3 13 0 196.4
7 0.5 185.5 14 0.5 194.9
NB: the pan was filled to a depth of 200 mm at the beginning of both day 1 and day 12
SOLUTION
‘The evaporation for the 14-day period was 43.5 mm
Engineering Hydrology Notes v 3.0 Page 62. WEATHER SYSTEMS
2.1 The Formation of Precipitation
Water is present in the atmosphere as a gas (water vapour), a liquid (cloud droplets) and
a solid (ice crystals). The complex process of producing precipitation may be considered to
begin with the water vapour, which results from evaporation at the Earth’s surface and
various chemical production processes, and has a concentration of about 30 gm/kg (3 per
cent by weight) at the surface, reducing with height. The maximum amount of water vapour
that can be retained in air is an increasing function of temperature, so that when air is
cooled sufficiently and reaches the temperature at which the amount of water vapour present
is a maximum (also known as the dewpoint), excess water condenses as droplets or ice
crystals. This mechanism, which can be observed in the steam produced by a boiling kettle,
is basically that which produces clouds in the atmosphere. However, the appearance of the
clouds depends upon the manner in which the cooling occurs, and the density of the cloud
droplets is determined by the presence in the atmosphere of aerosols on to which
condensation takes place. The latter may be hygroscopic, ie have an affinity for water
vapour, such as salt crystals from the oceans, or non-hygroscopic, such as terrestrial dust,
ash and soot.
According to Jonas (1994a), the most common mechanism for atmospheric cooling is
adiabatic expansion of the air, ie expansion without heat transfer. Rising air expands due to
the reduction in pressure and cools by about one deg C for every 100 m of ascent. Among
the most common causes of uplift are
1. the widespread ascent of air associated with weather fronts (see Section 2.2 below);
localised ascent in an unstable atmosphere where more dense air overlies less dense air,
as is the case in summer when the surface is relatively warm; and
3. the presence of topography, such as mountain ranges.
The first of these mechanisms will produce extensive layers of thick cloud, such as
altostratus, whereas the second gives rise to systems of small, dome-shaped cumulus
clouds. Ascent forced by mountains may be sufficient to produce stratocumulus clouds that
cap the peaks and may persist for long periods.
Another common cause of atmospheric cooling is the mixing of two sub-saturated air masses
of different characteristics, a mechanism also associated with the initial stages in the
formation of fog. The water droplets and ice crystals of which clouds are formed are
maintained in suspension by updraughts, which are typically of the order of one m/s (Jonas,
1994b). However, once the cloud particles become sufficiently large, they can no longer be
held aloft and precipitation begins. However, the droplets will only reach the ground below
if they are not completely evaporated as they fall through the sub-saturated air below the
cloud base. In general (Jonas, 1994b), droplets must have an initial diameter of 200 um or
larger to fall one km through air with a relative humidity of 80 per cent. Large drops suffer
less evaporation owing to their smaller surface area-to-volume ratio and their greater terminal
velocity relative to the air. The problem of explaining the formation of precipitation is
therefore that of explaining how droplets can grow to more tham 200 ym in diameter within
Engineering Hydrology Notes v 3.0 Page 7a typical cloud.
‘The mechanisms by which cloud droplets grow depend essentially upon whether ice crystals
are present or not. Cloud droplets, which are of the order of 10 wm in diameter, freeze at
about - 10 deg C, but only do so in the presence of ice nuclei. In clouds composed only of
water droplets, which are referred to as warm clouds, the droplets grow either by
condensation or coalescence. The former is the process by which the droplets form initially,
and may continue as long as they remain within saturated air, as in a rising current.
However, since the rate of growth by condensation decreases rapidly with drop diameter,
other growth processes have to be active within the relatively short lifetime of precipitating
clouds. Since droplets of different sizes fall at different velocities relative to the air, the
larger drops may collide with smaller droplets and coalesce, leading to growth that increases
rapidly as the drops increase in diameter. In contrast, if clouds are composed of ice crystals,
growth occurs by sublimation, ie the conversion of water vapour directly into ice, and is
more rapid than in warm clouds, although the coalescence of ice particles is much slower.
When the cloud contains a mixture of both water droplets and ice crystals, the latter grow
much more rapidly than the former owing to the difference in saturated vapour pressures
cover ice and water. Indeed, the growth of the ice crystals may reduce the vapour content of
the air sufficiently for it to become sub-saturated with respect to water, leading to the
evaporation of the water droplets. The ice particles will then grow rapidly by sublimation.
This mechanism, which is known as the Bergeron-Findeisen process, is now accepted as
being dominant in mid-latitude precipitating clouds (Jonas, 1994b), and also forms the basis
for attempts to modify the properties of clouds by seeding with artificial nuclei.
2.2 Precipitation-producing Weather Systems
Although, unlike the meteorologist, the hydrologist is not concerned with the general
circulation of the atmosphere and forecasting the movements of the associated weather
systems, an appreciation of the latter can be highly relevant in understanding the variability
of precipitation in both space and time.
Weather systems consist broadly of two types (Young, 1994a): anticyclones, within which
the atmospheric pressure is higher than in surrounding areas; and depressions, which are
characterised by atmospheric pressure that is lower than in surrounding areas. ‘The term
atmospheric pressure, ie force per unit area, may be visualised as the total weight of the
air molecules in a column of air over a unit square (1 m’) at sea level. On average (Lawes,
1993), this quantity amounts to about 10,326 kg/m? or 1013.3 mbar (hectopascals).
Atmospheric pressure varies from place to place by the action of processes which add or
remove air within the column. For example, if an air column of fixed volume is heated, the
air expands and molecules are forced to leave, reducing the total weight and therefore the
pressure at the surface. Conversely, cooling the column causes the volume to contract,
causing more air to enter the column and increase its overall weight. Another common
occurrence is the replacement of the air column above a fixed point on the surface by
another of different temperature. Cold air replaced by warm (less dense) air results in a fall
in pressure, and vice versa. Pressure changes at the surface are also caused by the processes
Engineering Hydrology Notes v 3.0 Page 8of divergence and convergence. These mechanisms take place in the upper levels of the
atmosphere some 8-12 km above the surface, and involve the removal or the accumulation
of air molecules in the air column, thereby respectively lowering or raising the pressure at
the surface.
In general, air masses move under the influence of atmospheric pressure differences from
high to low pressure areas, However, such flows are affected by the Earth’s rotation such
that the winds veer to the right (left) in the Northern (Southern) Hemisphere. At levels above
about one km in the atmosphere, where the movement is unaffected by friction at the surface,
this Coriolis effect is balanced by the pressure gradient, resulting in the flow occurring at
right angles to rather than down the gradient. This geostrophic balance (Lawes, 1993)
accounts for the wind direction being approximately along the isobars, ie the lines of equal
atmospheric pressure, on a typical synoptic chart employed in weather forecasting. Moreover
(Young, 1994a), flow into a region of low pressure tends to veer in an anticlockwise
(clockwise) sense towards the centre in the Northern (Southern) Hemisphere. More detailed
explanations of these processes can be found in textbooks such as Meflveen (1986).
‘The isobaric patterns of synoptic charts reflect the action of all the above-mentioned
processes, the interaction of which, both horizontally and vertically, is often complex. The
vertical structure of the atmosphere at any time can be sensed using a device called a
radiosonde, which is a package of sensors for temperature, humidity, pressure and wind
speed carried aloft by balloon. Data acquired from radiosonds and aircraft-borne sensors
since the end of World War II have confirmed the discoveries of earlier in the twentieth
century that the behaviour of depressions and anticyclones, also referred to as lows and
highs, is related to upper air currents that move around the Earth from west to east in a
pattern of waves, often referred to as long or Rossby waves. Lows and highs develop
beneath particular features of these waves, the wavelength of which is typically some 40-90
deg of longitude.
In general, the pressure is higher under a ridge in the wave, but lower beneath a trough,
similar to the variations that would be recorded at the sea bed during the passage of a water
wave. However, in the atmosphere, this simple analogy is complicated by the air temperature
(see Young, 1994a). Briefly, the presence of warm air to the east of an upper-level trough
and cold air to the west displaces the lowest sea-level pressure to the east of the trough and
the highest pressure occurs to the west of the upper-level ridge. Hence, depressions are found
to the east of upper troughs and anticyclones to the east of upper ridges. As the waves move
from west to east, the lows and highs tend to move with them.
The relationship between the location of surface depressions and anticyclones and the position
of the ridges and troughs in the main upper-air flow in the Northern Hemisphere is sketched
in Figure 2.1 (Young, 1994a). As the upper-level air moves from the trough (T) to the ridge
(R), it moves along an anticyclonic (clockwise) curved path and divergence (DIV) occurs.
The latter is associated with rising air and a lowering of surface pressure, giving rise to
conditions favourable for eyclogenesis, or the birth of a depression. In contrast, in moving
from ridge (R) to trough (T) in the upper-level air, cyclonic curvature is acquired and
convergence (CON) occurs, which is associated with subsiding air, rising surface pressure
and the development of anticyclones. If these conditions continue, air at low levels will
converge into a low pressure centre and ascend, and the cooling and subsequent condensation
Engineering Hydrology Notes v 3.0 Page 9Figure 2.1 Sketch of the relation between the location of surface depressions and
anticyclones and the position of the main upper air troughs and ridges (after
Young, 1994a; Fig 3(b), p 309)
of moisture will result in widespread clouds and rain. In contrast, the convergence of air
above an anticyclone results in a sinking motion that warms (and dries) the air through
compression, giving rise to predominantly dry conditions. As the flow nears the surface, it
spirals outwards in a clockwise (anticlockwise) direction in the Northern (Southern)
Hemisphere. In practice, this simple picture is complicated by the simultaneous presence of
waves of many different scales, so that a typical weather map exhibits both lows and highs
with a wide variety of sizes.
When cooling takes place as a result of two air masses with contrasting properties
converging, frontal precipitation occurs. The boundary between the two air masses is called
the frontal zone, and it intersects the ground surface at the front, which may be some 200
km across. The greater the temperature difference, the more active the front. Two distinct
types of weather system are obtained according to the direction of the movement. If warm
air is forced to rise over cold air, the result is a warm front; cold air pushing under a warm
air mass produces a cold front. In both cases (see Figure 2.2) the warm air is made to rise
and to cool. The precipitation at the warm front is usually prolonged with the intensity
increasing with time. In contrast, the precipitation at a cold front is generally heavy and
short-lived.
‘A weather system of particular importance in south east Asia is the monsoon, whose
characteristics are strongly dependent upon the seasonal movements of the boundary between
air masses originating in the northern and southern hemispheres known as the intertropical
convergence zone (ITCZ). In temperate regions, the major precipitation-producing weather
patterns are the depressions or mid-latitude cyclones. In the British Isles, more than 60 per
cent of the annual precipitation comes from such disturbances, which originate from the
polar front formed between polar and sub-tropical air masses.
Engineering Hydrology Notes v 3.0 Page 10AIR MOVEMENT <=>
warm ait
WARM FRONT
(COLD FRONT
Figure 2.2 Schematic representation of warm and cold fronts
The life cycle, ie the stages in the growth and decay, of a depression was described by the
meteorologist, Bjerknes, in the early years of the twentieth century, and has provided the
basis for virtually all subsequent forecasting and analysis. As described by Young (1994b),
lows usually develop in areas where the horizontal temperature gradient is large, such as the
polar front (see Figure 2.3a), with polar air to the north and tropical air to the south. Once
cyclogenesis has occurred, three distinct stages of evolution can be identified. Initially,
surface winds are parallel to the front. As divergence occurs at upper levels and surface
pressure falls, the surface winds begin to converge towards the low pressure region, but are
deflected by the Coriolis force so that they circle the depression centre. The cold air then
begins to push underneath the warm, moist air on the western side, forming the cold front,
and the warm air is forced to rise over the cold air to the east, forming the worm front. The
depression forms at the intersection between these two fronts. On the western side, the cold
front moves in a south-easterly direction, and to the east, the warm front advances
northwards. The region between the two fronts is referred to as the warm sector, and this
stage of development is called a wave depression (see Figure 2.3b).
As the pressure at the centre continues to fall, the circulation around the depression becomes
more vigorous. Since the cold air displaces the less dense warm air more readily than the
warm air moves the cold air, the cold front moves faster than the warm front and the warm
sector shrinks, giving rise to the warm sector depression of Figure 2.3c. The life cycle
reaches its fourth and final stage when the cold front overtakes the warm front, lifting the
air of the warm sector and giving rise to the occluded depression of Figure 2.3d.
‘The low pressure centre now fills as pressure rises and the depression dies. This sequence
generally occupies some 3-4 days, during which precipitation, as indicated by the hatched
areas in Figure 2.2, may be experienced along both fronts and, when the depression is very
active, at the occlusion. At any stage, precipitation may be enhanced by orographic effects.
Another important type of weather system for the hydrologist is convective precipitation,
which results from maritime air masses moving over land at a higher temperature. The air
is heated and forced to rise by convection, often leading to high-intensity rainfalls of limited
duration. This activity may also be accompanied by thunder and lightning. In extreme cases,
Engineering Hydrology Notes v 3.0 Page 11pg BE 0 oe
WAR AR
Figure 2.3. _Life cycle of a depression (after Young, 1994b; Fig 2, p 363)
hail is formed. Convective activiity is almost a daily occurrence in the tropics, but does not
always produce precipitation, At higher latitudes, convection is common during the summer,
and may also occur along frontal zones, resulting in high rainfall intensities over limited
areas.
2.3 Evaporation
The brief description of the hydrological cycle in Section 1 is sufficient to show the
importance of evaporation, as the primary means of water transfer from the oceans, which
contain 95 per cent of the Earth's water, to the atmosphere. In order to convert liquid water
to the gaseous state at constant temperature, an amount of heat must be supplied, referred
to as the latent heat of vaporisation, by net incoming radiation at the water surface. The
rate at which evaporation occurs depends upon several factors. Firstly, there must be a
temperature difference between the surface and the overlying air. Secondly, the vapour
pressure of the air must be less than the saturated vapour pressure at that temperature so that
additional water vapour can be absorbed. Thirdly, wind speed governs the rate at which the
saturated air is replaced by drier air from outside.
The evaporation from a vegetated surface is a function of the same climatological variables,
but is also dependent upon soil moisture. Where the supply of moisture from this source is
unlimited, as in a well-irrigated crop, the amount of water used is referred to as the potential
evaporation.
Engineering Hydrology Notes v 3.0 Page 12References
Jonas, P R, (1994a), Back to basi
why do clouds form? Weather, 49 (5), 176-180.
Jonas, P R, (1994b), Back to basics: why does it rain? Weather, 49 (7), 258-260.
Lawes, H D, (1993), Back to basics: an introduction to meteorology for students and young
people, Weather, 48 (10), 339-344.
Mellveen, J F R, (1986), Basic meteorology: a physical outline, Van Nostrand Reinhold
(UK) Co Ltd, Wokingham, 457 pp.
Young, M V, (1994a), Back to basics: depressions and anticyclones: part 1 - introduction,
Weather, 49 (9), 306-311.
Young, M V, (1994b), Back to basics: depressions and anticyclones: part 2 - life eycles and
weather characteristics, Weather, 49 (11), 362-370.
Engineering Hydrology Notes v 3.0 Page 13,3. PRECIPITATION
3.1 The Measurement of Precipitation
Precipitation is perhaps the component of the hydrological cycle for which the most records
are available, Raingauges are known to have been used in Korea in the 15th century, and
the basic principle of measurement has remained unchanged up to the present day. Rainfall
is most commonly measured on a daily basis, with observations taken at the same time every
morning. The raingauge usually consists of a cylinder of fixed diameter, installed with its
axis vertical and the sampling orifice horizontal and at a set distance above the ground
surface. A funnel inside the top of the cylinder leads the water caught by the orifice into a
glass bottle with a narrow neck that minimises evaporation loss. Typical designs of total
rainfall recorders are illustrated in Figure 3.1.
TTR URAT
Octapent ‘Seatnthwaite
Figure 3.1 Standard total rainfall recorders (after Shaw, 1983)
‘The simplicity of this measurement contrasts markedly with the complexity of precipitation
patterns and the weather systems that produce them. Since it is impossible to catch all the
rain falling on to a catchment, the variations in depth across the area must be sampled at a
selected number of representative locations. The depth of precipitation obtained at a
raingauge is therefore often referred to as a point measurement, and techniques are required
for deducing the average rainfall depth over the catchment from the gauge readings. This
problem is discussed below in Seetion 3.2.
For many problems in engineering design, a time interval of one day is too long. In order
to measure the rain falling within shorter intervals, various types of continuous recording
Engineering Hydrology Notes v 3.0 Page 14devices have been developed, of which the tilting-syphon and tipping-bucket types are now
the most prevalent. As illustrated in Figure 3.2, in the tilting-syphon type, water is led into
a collecting chamber containing a float. A pen attached to the float records the accumulated
amount on a clockwork-driven chart. The chamber is balanced upon a knife-edge such that,
when full, it tips over and activates a syphon. A counterweight restores the empty chamber
to its former position and the pen returns to the bottom of the chart. The capacity of the
chamber is usually about 5 mm of rainfall depth.
DIES TLTING-SYPHON TePNG- BUCKET
N 2
NN a
enact inet tne 7
sipton
bucket —
aie ecg
ape
Figure 3.2 Standard autographic rainfall recorders (after Shaw, 1983)
The principle of the tipping-bucket gauge is also shown in Figure 3.2. In this case, the
funnel of the raingauge discharges into one half of a wedge-shaped bucket of fixed capacity.
When full, the bucket tips and the identical container in the opposite half of the wedge begins
to fill. Each tip of the bucket is recorded as a pulse on a clockwork driven chart;
alternatively, the number of tips during a predetermined time interval may be obtained,
Unfortunately, in addition to the distinction between daily (storage-type) gauges and
continuously-recording (autographic) gauges, the dimensions of the instrument itself,
particularly the height above ground and the diameter of the orifice, may vary from country
to country. The choice of the height represents a compromise between being tall enough to
prevent insplash from the surroundings and burying by snow, and being as near to the ground
as possible to prevent reductions in the catch caused by the eddying of wind around the rim
of the gauge. In upland areas notorious for strong winds, the gauge may even be protected
by a turf wall, or the gauge may be buried with its orifice at ground level. Since systematic
differences in catch may be expected from raingauges set at different heights, care must be
taken in combining data for the calculation of (say) catchment average rainfall totals.
Moreover, the amount of rain recorded is sensitive to the extent to which the site is either
over-exposed or over-sheltered, changes in which over time may result in an inconsistent data
set (see Section 6 below).
3.2 Estimation of Areal Average Precipitation
Athough rainfall may vary in space across a river basin, the majority of the simpler methods
Engineering Hydrology Notes v 3.0 Page 15for relating rainfall to streamflow require the average depth over the catchment. There are
three methods for computing the areal average rainfall depth from several point rainfall totals
that have been in use for many years. The details of these techniques are most conveniently
discussed in relation to an example, such as that shown in Figure 3.3.
3.2.1 The arithmetic mean
This, the simplest of the methods, uses the average of the rainfall totals from all gauges
within the catchment as the areal average. If the topography of the catchment is relatively
flat, and/or the spacing of gauges is reasonably uniform, this approach gives comparable
results to the other two standard methods.
3.2.2 The Thiessen method
This method consists of six steps (see Figure 3.3):
the raingauge locations are plotted on a map of the river basin;
lines are drawn connecting adjacent raingauge locations;
perpendicular bisectors are drawn for all the lines constructed in step (2) above;
the bisectors are joined to form polygons around each gauge location;
the areas enclosed between the polygon around each gauge and the catchment boundary
are measured, and weights computed from the ratio of the measured area to the total
catchment area (note that the weights should sum to unity); and
6. — the catchment average rainfall is obtained from the sum of the products of the catch at
each gauge and its weight.
yeeee
The basic assumption of this approach is that the variation of depth between gauges is linear.
Using this assumption, the method assigns segments of the catchment to the nearest
raingauge. The principal disadvantages of the technique are that new weights must be
computed if the number of gauges changes; and there is no opportunity to incorporate local
knowledge of the catchment topography that might alter the weight.
Example 3.1: The following table lists the storm rainfall totals for several raingauges
within a catchment area along with their Thiessen weights. Estimate the
average rainfall for this event over the catchment area.
Solution:
Raingauge |} Total, mm || Weight || Weight x Total
185551 10 0.09 0.90
185565 20 0.31 6.20
188370 2 0.05 1.10
188433, 24 0.21 5.04
188531 18 0.34 6.12
Total 19.36
Engineering Hydrology Notes v 3.0 Page 163.2.3 The isohyetal method
This approach involves drawing contours of equal rainfall depth, known as isohyets, by
interpolation from the observed rainfall depths plotted on a map of the river basin. By hand,
the method is laborious and time-consuming but flexible in that the position of the isohyets
can be adjusted to incorporate the effects of sharp changes in topography. With the more
widespread use of computers, this approach has been updated by the application of machine-
based interpolation techniques, such as trend surfaces and multiquadric surfaces (see, for
example, Singh, 1976; Shaw and Lynn, 1972).
pet cree nd tarot waters eam ene come raegmges
em promos maces 4 canoe peer em waco
Figure 3.3 Estimation of catchment average rainfall by the Thiessen method
Engineering Hydrology Notes v 3.0 Page 173.3 Precipitation Data for Engineering Design
3.3.1 General concepts of exceedance probability and risk
A hydrologist has to deal with natural phenomena, such as heavy rainfall and floods, whose
occurrence is essentially random. Since the cost of engineering structures tends to increase
rapidly with the rarity of the adopted design event, the choice of an appropriate design
frequency is ideally based upon an economic analysis in which the benefits of the works, in
terms of the damage costs avoided, are balanced against construction costs. For schemes
whose capital value does not justify the time and effort involved in cost-benefit analysis,
certain design standards have come to be accepted as being sufficient to ensure that the
works will withstand a reasonably wide range of stresses during their working lives. These
design standards are generally expressed in terms of the 1-in-T year flood, which is defined
as the flood, X, whose probability of being equalled or exceeded in any one year is equal
to (UT):
1
Pe>xy=4
ae G1)
Alternatively, the average time between occurrences of the event, X, is T years.
Unfortunately, this method of expressing the design standard can easily lead to
misconceptions. For example, the occurrence of the design event, X, in the current year does
NOT mean that X will not occur again for another T years. Care must be taken to
distinguish between the probability of exceedance, and the risk of an event occurring within
a design life for the structure. The connection between the two can easily be deduced from
elementary concepts of probability. If the probability of exceedance of an event is (1/T), then
the probability that the event will not occur in any one year is 1 - (1/T). In a design life of
N years, the probability of no occurrences is the probability 1 - (1/'T) raised to the power of,
N. The risk, Rj, of at least one event occurring is therefore
1"
R 1-(1-3)
q 62)
Another question that is sometimes asked is the probability of exactly K events occurring
within the next N years. In brief, this probability is given by the Binomial distribution:
=—M___ px — pywx
P(KN) mom PK(1- PY
(3.3)
where P is again the exceedance probability of (1/T). For example, the probability of
experiencing one event in N years is
P(N) =NP(L-P)Yt (3.4)
so that the risk, R,, of experiencing at least two events in N years is obtained by subtracting
Equation (3.4) from Equation (3.2)
1\" xi le
si-(1-4] -4fi-4
a ( 7] Tr T G.5)
Engineering Hydrology Notes v 3.0 Page 18Example 3,2: Estimate the risk that a ten-year event will occur within a design life of ten
years. What is the risk of at least 2 ten-year events occurring within the
same design life?
Solution:
With N = 10 and T = 10, Equation (3.1) gives R, = 0.65; however, the risk
of at least two event occurring, R,, is found from Equation (3.5) to be 0.26.
These figures compare with the probability of occurrence in any one year of 0.1.
3.3.2 Characteristics of storm rainfall
‘When dealing with rainfall statistics, the meteorologist tends to work in terms of rainfall
depths, whereas hydrologists and engineers generally prefer to employ average rainfall
intensities. The latter are simply defined as the total depth divided by the total duration of
rainfall. Compilation of statistics of heavy rainfalls during short durations was hampered by
the lack of suitable instruments and the limited coverage of raingauge networks until well into
the 20th century. However, even before the systematic analysis of autographic rainfall
records was undertaken, the following characteristics of storm rainfall had become well-
established by observation:
1. as the duration of a storm increases, the average rainfall intensity decreases for any
given return period; and
2. as the return period increases, average rainfall intensity increases for any given
duration.
These variations can be described by rainfall intensity-duration-frequency (IDF) or depth-
duration-frequency (DDF) relationships, but, having been derived from individual
raingauge records, these only relate to point rainfall. Data from networks of gauges must be
analysed to evaluate spatial effects, resulting in a third generalisation:
3. the greater the area covered by a storm, the lower the average rainfall intensity
compared with the maximum rainfall intensity recorded within the area.
‘The ratio between the areal average and the maximum point rainfall intensity is referred to
as an areal reduction factor (ARF). However, in practice, care must be taken to distinguish
between two cases. If the intensities are computed for an individual rainfall event, the ARF
is said to be storm-centred (see Court, 1961). However, the more useful factor for
engineering design purposes is that for which both the areal average and the maximum point
rainfalls correspond to the same return period, ie are estimated from rainfall statistics
gathered from many storm events. In these Notes, the latter definition is used, unless stated
to the contrary.
‘There are many forms of rainfall IDF relationships to be found in the literature. One of the
more common expressions is
A
ee
(t+ By (3.6)
where i is the average rainfall intensity over the duration t, and A, B, and m are constants
Engineering Hydrology Notes v 3.0 Page 19which may vary with return period. A disadvantage of formulae such as Equation (3.6) is
that a single expression can only reflect average conditions over a region, and the systematic
departures from the formula may be hydrologically significant. For this reason, most national
rainfall statistics are now presented in terms of index values, such as the 5-year, 2-day
rainfall depth, or the 5-year, 60-minute rainfall depth, which are mapped, as in the UK Flood
Studies Report (NERC, 1975). The depths for other durations and other return periods are
then obtained from the index values using tables of depth-duration ratios and depth-
frequency ratios.
Unfortunately, despite the widespread use of raingauges, the occasions on which the
hydrologist has little or no data upon which to base estimates of design rainfall intensities is
all too common, In these circumstances, one of the generalised DDF relationships may be
employed. All such relationships depend upon the assumption that extreme rainfalls having
a duration of (say) 2 hours or less usually result from similar weather systems, such as
convective cells, which are known to have comparable physical properties in a variety of
different climates. A widely-employed example of a generalised DDF relationship is that
proposed by Bell (1969), which is based upon the following expression for P,', the rainfall
depth for duration t and return period T:
Py = PS (0.35 In T + 0.76 ) (0.54 1° - 0.5 ) 6.2
which applies to return periods between 2 and 100 years, and durations between 5 and 120
minutes. The structure of Equation (3.7) shows that the depth-duration ratios are assumed
independent of frequency, and depth-frequency ratios are assumed independent of duration.
In this case, the index rainfall is P,*, the 2-year, 60-minute depth. This value can be
estimated from even a short length of record, but in the total absence of data, the following
additional equations may be used:
PS = 0.17 Py, M8; 0< P< 50,1< M < 80
- 67 4033
0.617 P27 M°% ; 50 < Pas < 115, 1