Professional Documents
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In this article, we treat language teacher identity as foundational to educational practice and see Fou-
cault’s (1983, 1997) notion of ethical self-formation, and its adoption in teacher education research
by Clarke (2008, 2009, 2010), as providing a potential vehicle for understanding the development of
teacher agency and critical identity work. We use the 4 axes of Foucault’s (1983) approach to ethical
self-formation, as captured in Clarke’s (2009) “Diagram for Doing Identity Work,” in exploring a case
study of an elementary reading and language arts teacher who worked in a multilingual inclusion class-
room with exceptional (i.e., learning disabled) and mainstreamed students. We consider the relevance
of how this teacher’s identity developed over the course of 7 interviews, spanning 9 years, for teacher
identity work in language teacher education (LTE). In doing so, we foreground the critical as well as the
dangerous potential of all teachers’ identity work and argue for the importance of nurturing teachers’
reflective, action-oriented identity practices as well as fostering a self-awareness of language teachers as
ethical subjects “acting on others” (Foucault, 1997, p. 262) even as they struggle within power relations
that press upon educational practices and discourses.
Keywords: language teacher identity; identity work; ethical self-formation; Foucault
(RE)CONCEPTUALIZING LANGUAGE tice in relation to JC’s identity work with the goal
TEACHER IDENTITY of advancing Foucault’s (1983) notion of ethical
self-formation for language teacher education.
“It’s important to me to do the right thing and to make sure
We see this engagement with ethical self-
that I was successful and the teachers were successful and
that the kids were successful.” formation as crucial to the notion of language
teacher identity (LTI), the theme of this special is-
THE PRECEDING COMMENT WAS PRO- sue of The Modern Language Journal. The notion of
duced in an interview conversation by our focal identity, in its field-internal development in lan-
research participant, JC (pseudonym). We find in guage teacher education (LTE) and applied lin-
this short comment evidence of his investment in guistics, has been closely aligned with poststruc-
an identity of a successful teacher as well as evi- tural thought (Norton & Morgan, 2013), whereby
dence of his committed engagement to his fellow identity/subjectivity is itself conceptualized as a
teachers and students. JC casts his efforts toward site of conflict, contradiction, and change (Darvin
achieving success as a teacher as ethical in noting & Norton, 2015; Norton, 2000, 2013) and where
that it was important for him “to do the right both dominant and transgressive identity posi-
thing.” In this article, we explore the co-emergent tions are negotiated within/through powerful dis-
development of teacher identity and ethical prac- courses and ideologies. Foucault has been a key
theoretical figure for this type of poststructural
inquiry. In this article, we see Foucault’s work on
The Modern Language Journal, 101 (Supplement 2017) ethical self-formation, and its specific realization
DOI: 10.1111/modl.12371 for LTI by Clarke (2009), as particularly relevant
0026-7902/17/91–105 $1.50/0
C 2017 The Modern Language Journal
for expanding the purposes and values that in-
form LTE programs.
92 The Modern Language Journal, 101, Supplement 2017
As noted, the boundaries of LTI work have If we regard language and identity as emer-
been clearly redrawn and reconceptualized by way gent products of social and symbolic interaction
of poststructural theory, a development shared (Pennycook, 2010), then we cannot overlook the
across numerous disciplines (e.g., philosophy, ed- ethical dimensions of this interaction in relation
ucation, gender studies, cultural studies). At the to teacher identity work, for as Hicks (2000) con-
same time, we should also consider the extent to tends, anytime we respond to, engage with, and
which the qualities and possibilities we attribute co-construct meaning with others we are engaged
to LTI are field-internal, uniquely shaped by the in ethical work. And if we are to better anticipate
knowledge base and forms of self-understanding possibilities and consequences related to LTI, eth-
mobilized within LTE domains (e.g., Cheung, ical work is most relevant when perceived through
Said, & Park, 2015; Trent, Gao, & Gu, 2014; Vargh- an interdisciplinary lens, a perspective we share
ese et al., 2005). That is, acquiring a professional with the Douglas Fir Group (DFG, 2016). We
LTI involves a deep and sustained immersion into believe that it is through engagement with other
language (texts, genres, lexico-grammar) as well fields and through exploring theoretical perspec-
as particular descriptive and pedagogical skills tives that have been developed outside of applied
that facilitate second/additional language learn- linguistics that the strengths and limitations of
ing across varied sites of practice. These field- our own areas of expertise are best illuminated
internal dimensions of LTI formation are a mixed and possibly addressed. In particular, our in-
blessing, of course. On the one hand, they il- terdisciplinary focus draws on work in teacher
luminate the role of language—and specific lin- education and teacher identity, fields of mutual
guistic choices—in discourses and identities, and interest and pedagogical proximity, as well as on
the construction of social realities to which ethi- Foucauldian perspectives of ethics and the self.
cal decision-making must respond. On the other We find Clarke’s work to be particularly useful
hand, they raise important genealogical questions for our analysis, given that he offers a bridging
(Foucault, 1983, 1997) regarding the formation dialogue between the fields of teacher education
and regulation of a discipline over time (e.g., ap- and language teacher education in interpreting
plied linguistics, LTE) and the types of insights and applying Foucault’s late work on the interre-
lost or displaced along the way. In respect to LTI lationship between ethics and politics to aspects
formation, there is always the risk that we have be- of teacher education and identity (Clarke, 2008,
come too focused on language as a decontextual- 2010; see also Clarke & Hennig, 2013; Morgan
ized and de-politicized code or object to see its & Clarke, 2011). We draw directly on Clarke’s
social potential. (2009) articulation of Foucault’s (1983) four
In addressing this risk, we contend that a recon- axes of ethical self-formation in exploring the
ceptualization of LTI requires a concomitant practice-bound, language-based identity work of
foregrounding of language as social practice, JC. By doing so, we hope to illuminate the critical
a perspective similarly, but not exclusively, in- efficacy of all teachers’ identity work as well as its
formed by poststructural theory (Kramsch, dangerous potential (cf. Foucault, 1997).
2012; McNamara, 2012; Norton, 2013; Norton &
Morgan, 2013). Orienting to language as social LANGUAGE TEACHER IDENTITY WORK AS
practice entails a radical reorientation in its ETHICAL SELF-FORMATION
ontology—from pre-existing resource or prop-
erty of mind to an emergent, relational, and There have been a number of important contri-
person-formative activity, interconnected with butions to the consideration of ethics in language
divergent histories and shifting power relations. teacher practices (Hafernik, Messerschmitt, &
Language conceptualized as activity embodies Vandrick, 2014; Johnston, 2003; Kumaravadivelu,
certain identity-forming properties eloquently 2012; Messerschmitt, Hafernik, & Vandrick, 1997;
conceptualized as languaging by Maturana and Wong & Canagarajah, 2009) as well as to the need
Varela (1998): for scholars of language learning to engage in
ethical practice in their own research (De Costa,
2016; Ortega, 2005). Foucault’s notion of ethi-
It is by languaging that the act of knowing, in the be-
cal self-formation takes us in a somewhat differ-
havioral coordination which is language, brings forth
a world. We work out our lives in a mutual linguistic ent direction. Rather than adherence to any par-
coupling, not because language permits us to reveal ticular moral code, Foucault (1983) regards it
ourselves but because we are constituted in language as “a sort of work, an activity” (p. 243) that re-
in a continuous becoming that we bring forth with quires work on the self by the self (i.e., our bod-
others. (p. 26, cited in García & Li Wei, 2014, p. 8) ies, thoughts, beliefs, and behaviors), sometimes
Elizabeth R. Miller, Brian Morgan, and Adriana L. Medina 93
referred to as “technologies of the self” (Fou- the given (Clarke & Phelan, 2015). In fact, com-
cault, 1988, p. 18), in order to “improve the self” ing to recognize the paradoxes and tensions be-
(Foucault, 1983, p. 243). Foucault’s conception of tween competing discourses regarding how to be
ethical self-formation comes primarily from what a better teacher—many of which might seem com-
some scholars refer to as his “later ‘ethical’ works” monsensical to them—language teachers are bet-
(e.g., Clarke & Hennig, 2013, p. 79; see also In- ter able to engage in productive, practiced, ethi-
finito, 2003). In stipulating that freedom of the cal identity work rather than seeking the comfort
self is fundamental to ethical practice, Foucault that comes from a stable and/or familiar identity.
does not entirely abandon his earlier emphasis There is no timeless or universal ethical self to
on the disciplinary effects of coercive power on which language teachers can or even should as-
the self. Language teachers’ ethical self-formation pire. Identity work involves practicing, rather than
thus does not entail freedom from power, but mastering, ethical self-formation.
rather it can be regarded as the productive exer-
cise of power. It develops in the “critical and cre-
ative capacities brought forth in praxis” (Infinito, ANALYZING A TEACHER’S IDENTITY WORK
2003, p. 160, italics added). Research Context and Focal Participant
While Foucault’s approach deliberately avoids
recourse to a universalist moral code for de- In this section, we analyze how our focal par-
termining what is desirable or what constitutes ticipant, JC, portrays his teacher identity across a
improvement of self, language teachers’ ethical series of seven interviews, allowing us a glimpse
practices must still be understood as unavoidably into how his teacher identity developed over 9
responsive to the values promoted in a given years of his teaching life. In examining how his
sociopolitical milieu and the identity options con- portrayal of his identity work changed across
stituted in particular discursive practices. Teacher the interviews, we can trace how JC transitioned
identity work does not develop in the absence of from a tentative, uncertain classroom teacher
“technologies of power” (Foucault, 1988, p. 18), into a confident, successful educator. Though
and thus considerations of ethical self-formation this development is heartening, we find his case
necessarily require attention to the co-constitutive troubling as well. That is, there appears to be a
effects of sociopolitical and individual operations co-development of JC changing to become a suc-
as they are enacted in language. On this point, cessful classroom teacher along with a narrowing
Clarke and Phelan (2015) argue that teachers’ of scope for ethical self-formation. This seeming
ethical self-formation is based in their doubled paradox requires further scrutiny.
“realization of their (im)potentiality as ‘I can, In line with orienting to language as social
I cannot’” (p. 10). While there are controlling practice, we view interview accounts as jointly
influences that teachers cannot change or evade constructed and relationally contingent, that is,
(i.e., “I cannot”), in recognizing the contingency as emergent from situated discursive practices
of their identities and, to some degree, the con- rather than unilateral productions by the inter-
tingency of many relations of power, teachers can viewee (Miller, 2011, 2014; Talmy, 2010). We are
learn to engage in continued reflection (Infinito, aware that these interview accounts are not nec-
2003). Such reflection can, in turn, help them essarily complete or fully accurate representa-
recognize dominant ideologies of teaching (Drey- tions of what JC actually did in his classroom
fus & Rabinow, 1983) and to sometimes resist or and that they were framed for a particular inter-
even transform them through participation in viewer/audience: a member of the professional
language practices (i.e., “I can”). development (PD) team working at his elemen-
While all language teachers engage in ethical tary school. The early interviews focused primar-
work in terms of working on the self in order to ily on his experiences as a new inclusion teacher,
improve their practice and to enhance their stu- and the later interviews focused on JC’s imple-
dents’ language learning success, what teachers mentation of the teaching strategies that were in-
and teacher educators cannot neglect is the need troduced in the PD program. Our analysis thus
to foster language teachers’ persistent critical en- considers JC’s articulations of his teacher iden-
gagement with the work of ethical self-formation. tity and ethical self-formation in the incidental or
In coming to recognize that there is no singular complementary accounts that emerged in his talk
norm by which to develop into a better teacher, about these strategies and his classroom practices
language teachers can begin to understand that in general. We found JC’s concern with teach-
the work of teaching requires them to make judg- ing success to be highly salient throughout the
ments where there is no certainty, to move beyond interviews and thus chose to examine how he
94 The Modern Language Journal, 101, Supplement 2017
conceptualizes educational success for himself interviewer—someone who was as invested in
and his students and what he treats as com- promoting and practicing the PD training as the
monsense knowledge regarding what a teacher university team members who interviewed him.
must know or do or achieve in the classroom. JC was a relatively new teacher at the time the
JC’s very particular accounts allow us to illustrate first set of interviews was conducted. He had
the relevance of Foucault’s approach to ethical taught 3rd graders for 2 years prior to the year
self-formation for gaining a better understand- his administrators asked him to participate in an
ing of the authoritative discourses through which intensive year-long PD program that focused on
teachers undertake identity work—work which pedagogies of reading for general and special
emerges as ethical responsiveness to the “identifi- education teachers. This was the first year that
catory possibilities” (Linehan & McCarthy, 2000, the program was active in his school, and it was
p. 440) that are constructed in particular social initiated at the same time that he became an
practices. inclusion teacher for the first time. Becoming an
JC teaches in an urban elementary school in inclusion teacher in his third year of teaching
the southeastern region of the United States. meant that JC’s 4th-grade classroom included
His school became a Professional Development mostly mainstreamed students along with 7 to 9
School in partnership with a nearby private students identified as having learning disabilities,
research university, a program that was funded also known as exceptional students who re-
by a U.S. Department of Education grant. The ceived additional services under the Exceptional
school and university became highly invested Student Education (ESE) provision. JC taught
in each other over a number of years with the Reading and Language Arts to these 4th graders
university team conducting PD workshops on a and thus addressed English language and literacy
regular basis. Eventually, it assigned a professor concerns in his everyday teaching practices and
in residence to the school. In this arrangement, had many English–Spanish bilingual students in
university courses were offered onsite at the his classroom. Tasked with teaching basic reading
elementary school, and the university students in and writing, JC worked to help his students learn
these classes then worked as pre-service teachers to listen carefully and to speak appropriately and
in the school. A number of collaborative research to develop his students’ ability to read multi-
projects involving the university professors and modal materials in English. Following Cummins
graduate students as well as teachers from the (2001), language was central to the interper-
elementary school were developed over time as sonal relationships and forms of knowledge that
well. JC often commented on how his school arose in JC’s classroom. It is fundamentally a
administration’s investment in and commitment social practice—a recursive activity deeply em-
to the PD program, including their efforts to bedded in the negotiation of identities and the
secure more resources for teachers, made their understanding of content that emerge over time.
program successful. By JC’s seventh year in the The four early interviews took place at the be-
interview study, he had been promoted from a ginning, middle, and end of JC’s first year of PD
full-time classroom teacher to a resource teacher, training (also his first year as a designated inclu-
which positioned him as a support teacher to his sion teacher), and in the middle of the following
colleagues through providing additional training, year (1993–1995). The cluster of three late inter-
modeling lessons, finding necessary resources for views occurred approximately 6 to 8 years later
them, and supervising support staff. It also meant (Years 7, 8, and 9 in the interview study, 2000–
that he served as a liaison between his elementary 2002). In analyzing JC’s teacher identity work, we
school and the university research team, working have adapted Clarke’s (2009) “Diagram for Do-
as their on-site coordinator for planning and ing Identity Work” (p. 190; see Figure 1), given
implementing new development initiatives. This that it draws on the four main dimensions or axes
contextual information is important for under- of Foucault’s (1983) understanding of ethical self-
standing how JC’s identity work is mobilized in a formation. Each of the four axes identified in Fig-
“constellation of language practices” (Pennycook ure 1 is developed in the analysis that follows.
& Otsuji, 2014, p. 167) and in a school situation These axes of ethical self-formation operate dy-
where particular forms of PD are emphasized namically and simultaneously; however, we hope
and well supported. We also want to note that his that by giving focused attention to each of them
interactions with his interviewers seem to reflect separately, we can better analyze JC’s ethical en-
a shifting relationship over the 9 years, from gagement in identity work that emerged through
someone who was co-constructed as a newcomer his participation in the social practices valued
to the PD training to that of a peer with the at his school. More importantly, we explore how
Elizabeth R. Miller, Brian Morgan, and Adriana L. Medina 95
FIGURE 1
Diagram for Doing Teacher Identity Work
this commitment to ethical self-formation could determined student retention goals (Farrell,
have led to his reimagining a teacher identity 2011, p. 59). In considering teachers’ choices in
that moved beyond powerful, taken-for-granted adopting one or more of such role identities, it is
notions of what being a successful teacher entails. important to keep in mind that positions or roles
We take a somewhat chronological perspective, are made relevant in particular language prac-
considering the contrasts in JC’s identity displays tices; teachers do not choose or construct them
in the early versus the later interviews. independently. At the same time, their identities
are not determined by these practices (though
Analyzing the Substance of Teacher Identity some identities may be far easier to inhabit than
others due to local power configurations).
This component of identity work refers to the JC’s strong desire for and orientation to devel-
material used to constitute one’s identity as a oping into a successful, effective teacher, as artic-
teacher, including one’s practices, behaviors, ulated across the seven interviews, seems to have
emotions, and/or values that are relevant to eth- been based on his performance in the classroom,
ical judgment. These are often conscious aspects primarily through his implementation of appro-
of one’s teacher identity and thus are amenable priate pedagogical practices. Though the criteria
to adaptation or transformation. The substance by which one could define success or effective-
of teacher identity can vary widely among teach- ness are usually left implicit, JC did frequently
ers. Farrell (2011), for example, discusses 16 comment on his struggles and efforts to help his
language teacher role identities. As just a sample, students perform well in the classroom (Guskey
he includes vendor, entertainer, communication [2002] notes that sustained student achievement
controller, motivator, socializer, social worker, is the most commonly cited measure by which
collaborator, and learner as role identities fre- teachers gauge their success). JC’s assessment of
quently adopted by and/or assigned to language his students’ performance as successful included
teachers. Likewise, Morgan (2009, drawing on their socialization into appropriate classroom
Kumaravadivelu [2003]), explores the role iden- comportment, but it primarily foregrounded
tities of technician, reflective practitioner, and their improved academic achievement.
transformative practitioner as they relate to teach- It is thus, perhaps, not surprising to find in-
ing English for Academic Purposes. Both Farrell dicators of JC’s anxiety in the early interviews.
(2011) and Morgan (2009) show that these iden- His anxiety seems to have stemmed from his
tities not only inform teachers’ practices, they lack of certainty in knowing how to teach his
also are differently amenable to critique and to students, but more importantly, in not knowing
positive change. Teachers who view themselves how to gauge whether his students’ academic
in a transformative role are far more inclined to performance was successful or not. For exam-
develop a macro awareness of powerful sociopo- ple, JC’s comments in Excerpt 1, produced in
litical and economic influences on their teaching his second interview near the end of his first
and to seek out possibilities for “transformative semester as an inclusion teacher, describe his ESE
work at the micro level of the classroom” (Mor- (i.e., exceptional or learning disabled) students’
gan, 2009, p. 89). By contrast, when construed as academic progress as coming along, and he
a vendor, teachers are typically highly dissatisfied noted that growth is going on. Not only are these
with this imposed identity but will often still assessments tentative and vague, JC also used
choose to adopt the practices necessary to “keep other forms of tentative language (“kind of”) and
the customers happy” in order to meet externally signaled his anxiety due to his not knowing (“it’s
96 The Modern Language Journal, 101, Supplement 2017
hard to tell”) whether their achievement is all it scores and progress reports as well as their im-
should be. He compared this discomfort to the proved classroom behavior, he exhibited greater
experience someone might have who grew up confidence in his teacher self (the tentative lan-
without a father but is then asked to describe what guage is gone) along with highly positive affect.
it is like to not have a father. JC’s example points In the later interviews, 6 to 8 years following
to a kind of helpless ignorance: How can one ever these early interviews, JC commented directly on
know the difference if one has never experienced his confidence and certainty in his identity as a
having a father? This example also implicitly sug- successful teacher. We see, for example, in Ex-
gests that a comparative standard of some sort is cerpt 3 taken from the final interview, JC’s con-
necessary if he is to make a judgment on the value fident declaration that he believes that he can “be
or sufficiency of his students’ educational growth. successful as an educator anywhere I go.”